Country Operations Business Plan. India August 2018

Transcription

1 Country Operations Business Plan August 2018 India This document is being disclosed to the public in accordance with 's Public Communications Policy 2011.

2 CURRENCY EQUIVALENTS (as of 26 July 2018) Currency unit Indian rupee ( ) 1.00 = $ $1.00 = ABBREVIATIONS Asian Development Bank COBP country operations business plan CPS country partnership strategy ECEC East Coast Economic Corridor TA technical assistance NOTE In this report, "$" refers to United States dollars. Vice-President Wencai Zhang, Operations 1 Director General Hun Kim, South Asia Department (SARD) Country Director Kenichi Yokoyama, India Resident Mission, SARD Team leader Team members Rajeev Singh, Senior Country Specialist, SARD Neeraja Kulkarni, Senior Programs Officer, SARD Bhisma Rout, Programs Analyst, SARD In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area.

3 CONTENTS I. CONSISTENCY OF BUSINESS PLAN WITH COUNTRY PARTNERSHIP STRATEGY 1 II. INDICATIVE RESOURCE PARAMETERS 1 III. SUMMARY OF CHANGES TO LENDING AND NONLENDING PROGRAMS 2 APPENDIXES 1. Country Assistance Results Areas 3 2. Indicative Assistance Pipeline 5 3. Assistance Program for Current Year Indicative Knowledge Publications and Events 22

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5 1 I. CONSISTENCY OF BUSINESS PLAN WITH COUNTRY PARTNERSHIP STRATEGY 1. The Asian Development Bank () country partnership strategy (CPS) for India, , aims to accelerate India s inclusive economic transformation. The country operations business plan (COBP), is aligned with the three strategic pillars of the CPS: (i) boosting competitiveness to create more and better jobs, (ii) providing inclusive access to infrastructure networks and services, and (iii) addressing climate change and increasing climate resilience. About 45% of the proposed program under the COBP will contribute to the first pillar, 95% for the second pillar, and 58% for the third pillar. 2. Following the embedded principles of the CPS, the proposed program is driven by frontend strategic studies such as in East Coast Economic Corridor (ECEC) that is identifying transformative investments, and pursues wider and deeper partnerships with low-income states building their capacities for project operations. The COBP s 3-year pipeline for ECEC amounts to $2.4 billion and for low-income states amounts to $5.8 billion. The proposed pipeline is also aligned with the government s flagship programs in energy, transport, urban, and skills sectors and aims to demonstrate high value addition in implementation and their impacts. II. INDICATIVE RESOURCE PARAMETERS 3. India, a group B developing member country, is eligible for regular ordinary capital resources lending. The indicative resources available for commitment during for sovereign operations amount to $7.54 billion. Against this, the proposed lending program for is $10.61 billion, comprising $3.53 billion for 2019, $3.55 billion for 2020, and $3.53 billion for Overprogramming of about 40% is included to place the program on the trajectory of scaling up of sovereign lending, as requested by the government, to $3 billion or more per year. This will also allow for greater project readiness and quality at entry, thereby enhancing project implementation and portfolio performance. Nonsovereign resources will supplement sovereign lending operations. Cofinancing and funding from other sources, including the regular OCR regional cooperation and integration set-aside, will be explored. 1 The final amount of assistance will be subject to resource availability and project readiness The 3-year program reflects the government s priorities and s comparative advantage and is primarily focused on infrastructure. In terms of resource allocation, the transport sector will account for 46%, urban infrastructure and services for 27%, energy for 16%, agriculture and natural resources for 6%, finance and public-sector management for 2%, and human development for 3%. The program also reflects the thematic priorities of the CPS, and promotes private sector investments, regional cooperation and integration, and gender equality and social inclusion. 5. The technical assistance (TA) program is aligned with the lending program, to support project preparation and capacity development for project implementation. Following the country knowledge plan under the CPS, strategic planning studies at the state level and systematic knowledge products will also be delivered, exploring ways to add higher value on relevant thrusts of Strategy The program will provide a sound basis for developing a robust lending program, and well-performing project implementation portfolio. 6. 's nonsovereign operations will also pursue increased annual lending of $1 billion, and focus on innovative and inclusive infrastructure, and will catalyze the development of the 1 The pilot period for the OCR regional cooperation and integration set-aside fund is up to Time sliced multitranche financing facility and additional financing will be used, as required, for phasing assistance, and to balance resource commitment with resource availability Strategy 2030: Prosperous, Inclusive, Resilient, Sustainable Asia and the Pacific. Manila.

6 2 finance sector. Support will be diversified to finance initiatives in the areas of transport, power, urban infrastructure, agribusiness, health, education, small and medium-sized enterprises, affordable housing, and financial inclusion. In addition to direct funding, private equity funds that operate in s strategic priority areas will be supported. Synergy with sovereign operations will be maintained where possible, such as in ECEC. III. SUMMARY OF CHANGES TO LENDING AND NONLENDING PROGRAMS 7. Changes from the COBP, are outlined below. 4 (i) (ii) (iii) (iv) (v) (vi) Transport sector. Additions include the stronger pipelines for urban rail transport such as the Delhi Meerut rapid transit system program and Chennai metro project, and for ECEC investments including Tuticorin port expansion. A state highway project and a rural connectivity project in Maharashtra were also added. On the other hand, the Vadhavan port and the second Uttar Pradesh road projects were dropped. The modality of the Mumbai metro project has been changed from a multitranche financing facility to a regular project, and the amount reduced from $1.1 billion to $925.0 million. Water and other urban infrastructure and services sector. The pipeline has added new projects to provide inclusive urban and municipal services in Kerala and Uttarakhand, which will further augment project implementation systems and capacity building on the previous projects. New urban projects in Himachal Pradesh, Jharkhand, and Punjab will provide the first partnership opportunity with, along with rural water supply projects in Andhra Pradesh and Bihar, and a smart city project in Tripura. These projects have replaced TA loans in Uttar Pradesh and Punjab, and three smart city projects from the pipeline. Energy sector. The pipeline has added a new project in Meghalaya which will primarily enhance energy distribution systems and their efficiency. On the climate-oriented energy efficiency agenda, the second phase of the Demand-Side Energy Efficiency Project has replaced the Industrial Energy Efficiency Finance Project. The previously proposed subregional energy program, Gujarat smart grid project, and power projects in Odisha and Jharkhand have been excluded from the pipeline. Agriculture, natural resources, and rural development sector. New additions to the pipeline are the agribusiness network project in Maharashtra, and horticulture project in Himachal Pradesh to enhance high-value agriculture production and value chains. A new irrigation project in Gujarat would add to s expansion into large-scale irrigation projects in India to enhance water use efficiency and productivity. These replace the previously proposed project on national water use efficiency improvement and the sustainable coastal project in Maharashtra. Human development (education and health) sector. A new state-level skills project replaces the Kerala skills (additional financing) project. Two health projects have been replaced with Supporting Comprehensive Primary Health Care in Urban Areas project. New projects will be processed on the basis of the demonstration of good performance of ongoing projects, and strong demand and ownership of partner states. Finance and public-sector management. Building on the progress of ongoing loans (in Punjab and West Bengal), the pipeline is adding one state-level policy-based loan to assist with public sector management and a small and medium-sized enterprises development project. 8. The TA program is adjusted to align with the lending program, particularly in the priority areas of low-income states and ECEC. 4 The changes pertain to the sovereign program.

7 Appendix 1 3 COUNTRY ASSISTANCE RESULTS AREAS Key Country Development Outcomes that Contributes to 1. Transport Better connectivity between domestic and international markets Better connectivity in rural and urban areas Key Areas of Assistance Railway infrastructure and rolling stock, expressways, national highways, provincial, district and rural roads, ports, urban transport, urban transport planning and reforms, PPPs, and multimodal transport facilities Indicative Resource Available for Commitment in Amount: $4.894 billion (regular OCR) and $600 million (cofinancing) Share of COBP envelope: 46% Changes from Last COBP Two projects have been dropped and five have been added. Environmentally sustainable transport system Job creation and income-earning opportunities improved 2. Water and Other Urban Infrastructure and Services Improved supply of drinking water, Drinking water system, sanitation systems, industrial sanitation, and waste management wastewater, wastewater management, tariff policy services and sector development, urban governance, urban planning, urban environmental policies, smart cities, Healthier population and PPPs Amount: $2.927 billion (regular OCR) Share of COBP envelope: 27% Five projects have been dropped and eight have been added. Improved job creation and incomeearning opportunities 3. Energy Greater availability and reliability of energy supply Higher efficiency and carbon mitigation through power generation from renewable sources Strengthening and loss reduction of electric power transmission and distribution network, capacity development of state utilities, renewable energy, energy efficiency, cross-border power transmission lines and gas pipelines, and an enabling environment for private sector participation Amount: $1.650 billion (regular OCR) Share of COBP envelope: 16% Five projects have been dropped and two have been added. Improved job creation and incomeearning opportunities 4. Agriculture, Natural Resources, and Rural Development Improved agriculture productivity and Farm production enhancement, agribusiness, crop rural incomes and noncrop value chain infrastructure and investments, surface and groundwater irrigation, Improved water management efficiency irrigation systems management, flood protection, flood risk management, ecosystem management, marine ecosystem and coastal resources, PPPs, Amount: $641 million (regular OCR) Share of COBP envelope: 6% Two projects have been dropped and two have been added.

8 4 Appendix 1 Key Country Development Outcomes that Contributes to Key Areas of Assistance improved basin water management, and improved water use efficiency in irrigation 5. Finance and Public-Sector Management Efficient use of public finances Infrastructure investment funds, finance sector policies and strategies, and PPPs Indicative Resource Available for Commitment in Amount: $200 million (OCR) Share of COBP envelope: 2% Changes from Last COBP Two projects have been added. 6. Education Improved employability and productivity of growing workforce 7. Health Healthier population Public expenditure and fiscal management, revenue mobilization, reforms, and restructuring Reform and scaling up of technical and vocational education and training; introduction of vocational education in high schools and colleges; PPPs; industry engagement; and strengthening of assessment, certification, and monitoring of results Health system development to improve urban health care. Amount: $100 million (regular OCR) Share of COBP envelope: 1% Amount: $200 million (regular OCR) Share of COBP envelope: 2% = Asian Development Bank, COBP = country operations business plan, OCR = ordinary capital resources, PPP = public private partnership. Source: estimates. Two projects have been dropped and one has been added. Two projects have been dropped, and one has been added.

9 Appendix 2 5 INDICATIVE ASSISTANCE PIPELINE Table A2.1: Lending Products, Project/Program Name 2019 Firm 1.Chennai Kanyakumari Industrial Corridor Power Sector Investment Project 2. Clean Energy Finance Investment Program (tranche 2) 3. Scaling Up Demand- Side Energy Efficiency (Sector) Project 4. Delhi Meerut Regional Rapid Transit System (tranche 1) 5. Mumbai Metro Rail Systems Project 6. Rajasthan State Highway Investment Program (tranche 2) 7. Delhi Water Supply Improvement (tranche 1) 8. Second Madhya Pradesh Urban Services Improvement Investment Project Sector Poverty Targeting Strategic Agendas and Drivers of Change ENE GI IEG, GCD,, RCI, KNS, PAR ENE GI IEG, ESG, GCD, ENE GI IEG, ESG, GCD, KNS, PAR TRA GI IEG, GEM, TRA GI IEG, GEM, PAR TRA GI IEG, ESG, GCD, WUS GI IEG, GEM, KNS, PAR WUS GI IEG, GEM,, ESG, PAR Division Year of TRTA/ PDA Total Regular OCR Cost ($ million) ADF COL Grants Total Gov t Cofinance SAEN SAEN SAEN SATC SATC 1, a SATC SAUW SAUW

10 6 Appendix 2 Cost ($ million) Strategic Agendas Year of Gov t Cofinance Project/Program Name Poverty and Drivers TRTA/ Regular ADF Sector Targeting of Change Division PDA Total OCR COL Grants Total 9. Rajasthan WUS TI-G IEG, GEM, SAUW Secondary Town, ESG, Development KNS, PAR Investment Project 10. Visakhapatnam WUS, GI IEG, ESG, SAUW Chennai Industrial IND, RCI, GEM, Corridor TRA GCD, ESG, Development PAR Program (tranche 2) 11. Project Readiness WUS, GI IEG, ESG, INRM Financing for the TRA, RCI, GEM, North Easter Region ENE GCD, ESG, of India PAR Total (2019 Firm) 6, , , , Standby 1. Uttar Pradesh Power Distribution Improvement Project 2. Chhattisgarh Roads Connectivity Project 3. Promoting Public- Private Partnership in Madhya Pradesh Road Sector Project 4. South Asia Subregional Economic Cooperation Road Connectivity (tranche 3) 5. Jharkhand Urban Infrastructure Investment Project Total (2019 Standby) ENE GI IEG, GEM, ESG, GCD SAEN TRA GI IEG, ESG, SATC TRA GI IEG, SATC TRA GI IEG, GCD, RCI WUS GI IEG, GEM, GCD SATC SAUW , , ,

11 Appendix 2 7 Project/Program Name 2020 Firm 1. Ara Canal Water Productivity Improvement Project (formerly Bihar Irrigation Project) 2. Uttar Pradesh Power Distribution Improvement Project 3. Uttarakhand Transmission Strengthening and Distribution Improvement Project 4. State-Level Public Sector Management Program 5. Chhattisgarh Roads Connectivity Project 6. Indore Metro Rail Project (Phase 1) 7. Promoting Public Private Partnership in Madhya Pradesh Road Sector Project 8. Second Rural Connectivity (tranche 3) 9. Second South Asia Subregional Economic Cooperation Roads Investment Project 10. Tamil Nadu Industrial Connectivity Project Sector Poverty Targeting Strategic Agendas and Drivers of Change ANR GI IEG, GEM, ESG, GCD ENE GI IEG, GEM, ESG, GCD ENE GI IEG, ESG, GCD, PSM GI IEG, GCD, Division Year of TRTA/ PDA Total Regular OCR Cost ($ million) ADF COL Grants Total Gov t Cofinance SAER SAEN SAEN SAPF TRA GI IEG, ESG, SATC TRA GI IEG, GEM, SATC a GCD, PAR TRA GI IEG, SATC TRA GI IEG, GEM, TRA GI IEG, GCD, RCI SATC SATC TRA GI IEG, SATC

12 8 Appendix 2 Cost ($ million) Strategic Agendas Year of Gov t Cofinance Project/Program Name Poverty and Drivers TRTA/ Regular ADF Sector Targeting of Change Division PDA Total OCR COL Grants Total 11. Gujarat Water WUS GI IEG, GEM, SAUW Supply and ESG, GCD Sewerage Project and Nyari Zone Water Supply Project 12. Jharkhand Urban WUS GI IEG, GEM, SAUW Infrastructure GCD, ESG Investment Project 13. Kerala Urban Water WUS TI-H IEG, GEM, SAUW Supply Improvement GCD, ESG Project Total (2020 Firm) 5, , , , Standby 1. Construction of Rainwater Harvesting Structure and Construction of Small Ponds or Jalkunds Program in Meghalaya 2. Maharashtra Agribusiness Network Project 3. State-Level Skills Development Project 4. Meghalaya Power Project 5. Maharashtra Rural Connectivity Improvement Project Total (2020 Standby) 2021 Firm 1. Himachal Pradesh Horticulture Development Project 2. Maharashtra Agribusiness Network Project ANR GI IEG, GEM, ESG, GCD ANR GI IEG, GEM, EDU GI IEG, GEM, GCD ENE GI IEG, GEM, TRA GI IEG, GEM, ANR GI IEG, GEM, ANR GI IEG, GEM, SAER SAER SAHS SAEN SAER SAER SAER

13 Appendix 2 9 Project/Program Name 3. State-Level Skills Development Project 4. Scaling Up Demand- Side Energy Efficiency (Sector) Project (additional Financing) 5. Supporting Comprehensive Primary Health Care in Urban Areas (RBL) 6. Chennai Metro (tranche 1) 7. Delhi Meerut Regional Rapid Transit System (tranche 2) 8. Maharashtra State Highway Project 9. Sikkim Major District Roads 10. Tuticorin Port Expansion Project 11. Second Uttarakhand State Highways Investment Project x7 Surface Water Supply Project in Patiala 13. Andhra Pradesh Water Supply Project 14. Delhi Water Supply Improvement (tranche 2) 15. Himachal Drinking Water Supply Project Strategic Agendas Sector Poverty Targeting and Drivers of Change EDU GI IEG, GEM, GCD ENE GI IEG, GEM, HLT GI IEG, GEM, GCD TRA GI IEG, GEM, GCD, TRA GI IEG, GEM, Cost ($ million) Year of Gov t Cofinance Division TRTA/ PDA Total Regular OCR COL ADF Grants Total SAHS SAEN SAHS SATC SATC TRA GI IEG, GCD, SATC TRA GI IEG, GCD, SATC TRA GI IEG, RCI, SATC TRA GI IEG, GCD SATC WUS GI IEG, GEM, ESG, GCD WUS GI IEG, GEM, GCD WUS GI IEG, GEM, KNS, PAR WUS GI IEG, ESG, GCD, GEM SAUW SAUW SAUW SAUW

14 10 Appendix 2 Cost ($ million) Strategic Agendas Year of Gov t Cofinance Project/Program Name Poverty and Drivers TRTA/ Regular ADF Sector Targeting of Change Division PDA Total OCR COL Grants Total 16. Rajasthan WUS TI-G IEG, GEM, SAUW Secondary Town Development Investment Project (Phase 2), ESG, KNS, PAR 17. State-Level Urban WUS TI-G IEG, ESG, SAUW Development Investment Project GCD, 18. Tamil Nadu Urban WUS GI IEG, GEM, SAUW Flagship Investment Program (tranche 2) GCD, ESG, PAR, KNS 19. Uttarakhand Urban WUS GI IEG, GEM, SAUW Development ESG, GCD Total (2021 Firm) 5, , , , Standby 1. Gujarat Irrigation ANR GI IEG, GEM, SAER Project 2. Solar Rooftop (tranche 2) 3. Uttar Pradesh Power Distribution Improvement Project (additional financing) 4. Small and Mediumsized Enterprises Development Project 5. Promoting Public Private Partnership in Madhya Pradesh Road Sector Project (additional financing) 6. Bihar Water Supply Project (Phase 1) 7. Gujarat Water Supply and Sewerage Project (Phase 2) 8. Himachal Pradesh Tourism Project (Phase 1) ESG, GCD ENE GI IEG, GEM, ENE GI IEG, GEM, ESG, GCD FIN GI IEG, GEM, GCD, SAEN SAEN SAPF TRA GI IEG, SATC WUS GI IEG, GEM, GCD WUS GI IEG, GEM, ESG, GCD WUS GI IEG, GEM, GCD, ESG SAUW SAUW SAUW

15 Appendix 2 11 Strategic Agendas Sector Poverty Targeting and Drivers of Change WUS GI IEG, GEM, GCD, ESG Cost ($ million) Year of Gov t Cofinance Division TRTA/ PDA Total Regular OCR COL ADF Grants Total SAUW Project/Program Name 9. Jharkhand Urban Infrastructure Investment Project (Phase 2) 10. Smart City Projects WUS GI IEG, GEM, SAUW in Agartala City GCD, ESG Total (2021 2, , , Standby) = Asian Development Bank; ADF = Asian Development Fund; ANR = agriculture, natural resources, and rural development; COL = concessional OCR lending; EDU = education; ENE = energy; ESG = environmentally sustainable growth; FIN = finance; GCD = governance and capacity development; GEM = gender equity and mainstreaming; GI = general intervention; Gov t = government; HLT = health; IEG = inclusive economic growth; IND = industry and trade; INRM = India Resident Mission; KNS = knowledge solutions; OCR = ordinary capital resources; PAR = partnerships; PDA = project design advance; = private sector development; PSM = publicsector management; RBL = results-based lending; RCI = regional cooperation and integration; SAEN = South Asia Energy Division; SAER = South Asia Environment Natural Resources and Agriculture Division; SAHS = South Asia Human and Social Development Division; SAPF = South Asia Public Management, Financial Sector, and Trade Division; SATC = South Asia Transport and Communications Division; SAUW = South Asia Urban Development and Water Division; TI-G = targeted intervention geographic dimensions of inclusive growth; TI-H = targeted intervention income poverty at household level; TRA = transport; TRTA = transaction technical assistance; WUS = water and other urban infrastructure and services. Note: (Strategy and Policy Department) Transition Arrangements in 2017 for the Introduction of Commitments. Memorandum. 10 March (internal). The project and program pipeline is prepared based on the expected year of signing, but may be adjusted subject to implementation readiness. a Potential source of cofinancing: New Development Bank. Source: estimates.

16 12 Appendix 2 Table A2.2: Multitranche Financing Facilities, Strategic Agendas and Drivers of Change Project/Program Name Poverty Regular ADF Sector Targeting Division Total OCR COL Grants Total 2019 Firm 1. Delhi Meerut TRA GI IEG, GEM, SATC , , , Corridor Regional Rapid Transit System Investment Program 2. Delhi Water Supply WUS GI IEG, GEM, SAUW Improvement KNS, PAR Total (2019 Firm) 3, , , , Firm 1. Chennai Metro (Tranche 1) TRA GI IEG, GEM, GCD, Year of TRTA/ PDA Cost ($ million) Gov t Cofinance SATC Total (2021 Firm) = Asian Development Bank; ADF = Asian Development Fund; COL = concessional OCR lending; ESG = environmentally sustainable growth; GCD = governance and capacity development; GEM = gender equity and mainstreaming; GI = general intervention; Gov t = government; IEG = inclusive economic growth; KNS = knowledge solutions; OCR = ordinary capital resources; PAR = partnerships; PDA = project design advance; = private sector development; SATC = South Asia Transport and Communications Division; SAUW = South Asia Urban Development and Water Division; TRA = transport; TRTA = transaction technical assistance; WUS = water and other urban infrastructure and services. Note: (Strategy and Policy Department) Transition Arrangements in 2017 for the Introduction of Commitments. Memorandum. 10 March (internal). The multitranche financing facility pipeline is prepared based on the expected year of signing. Source: estimates.

17 Appendix 2 13 Table A2.3: Nonlending Products and Services, Sources of Funding Others Assistance Name Sector Division Assistance Type Source Amount ($'000) Source Amount ($'000) Total ($'000) Gujarat Irrigation ANR SAER TRTA TASF 1, , Maharashtra Sustainable Coastal ANR SAER TRTA TASF Protection and Management 3. Preparation of Maharashtra Agribusiness ANR SAER TRTA TASF Network Project 4. Preparing Highly Efficient Pressurized ANR SAER TRTA TASF 1, ,000 Irrigation Projects in India 5. Skills Development Project for Industry EDU SAHS TRTA TASF 1, ,000 Priority Sectors 6. State-Level Skills Development Project EDU SAHS TRTA TASF 1, , Capacity Building of Tamil Nadu Power ENE SAEN TRTA TASF Project 8. Scaling Up Demand-Side Energy ENE SAEN TRTA 0 CTF 2,000 2,000 Efficiency Project 9. Meghalaya and Uttarakhand Power ENE SAEN TRTA TASF Promoting Industrial Energy Efficiency ENE SAEN TRTA TASF 500 TBD a 1,000 1, Supporting the National Urban Health HLT SAHS TRTA TASF 2, ,000 Mission (supplementary) 12. State-Level Public Resource PSM SAPF TRTA TASF Management Program 13. Operational Capacity Development for TRA SATC TRTA TASF Regional Rail System 14. Preparing the Second SASEC Roads TRA SATC TRTA TASF Program 15. Preparing the States Rural Connectivity TRA SAER TRTA TASF 1, ,000 Improvement Projects 16. Preparing Transport Sector Projects TRA SATC TRTA TASF 1, , Preparation of Andhra Pradesh Water WUS SAUW TRTA TASF 1, ,000 Supply Project 18. Preparation of Himachal Pradesh WUS SAUW TRTA TASF 1, ,000 Drinking Water Supply Project 19. Preparing Urban Projects WUS SAUW TRTA TASF 1, , Uttarakhand Urban Sector Development WUS SAUW TRTA TASF 1, ,500 Infrastructure Project Total 16,200 3,000 19, Capacity Development for Irrigation Management ANR SAER TRTA TASF 1, ,500

18 14 Appendix 2 Sources of Funding Others Assistance Name Sector Division Assistance Type Source Amount ($'000) Source Amount ($'000) Total ($'000) 2. Construction of Rainwater Harvesting ANR SAER TRTA TASF 1, ,000 Structure and Construction of Small Ponds or Jalkunds Program in Meghalaya 3. Assam and Maharashtra Power Projects ENE SAEN TRTA TASF 1, , Uttar Pradesh Power Distribution Project ENE SAEN TRTA TASF 500 TBD b 2,000 2, Second State-Level Public Resource PSM SAPF TRTA TASF Management Program 6. Capacity Building for State Roads TRA SATC TRTA TASF 1, , Institutional Strengthening of the Bihar TRA SAER TRTA TASF 1, ,000 Rural Road Sector for Sustainable Development 8. Institutional Strengthening of the Madhya TRA SAER TRTA TASF Pradesh Rural Road Sector for Sustainable Development 9. Institutional Strengthening of the TRA SAER TRTA TASF Maharashtra Rural Road Sector for Sustainable Development 10. Preparing Transport Sector Projects II TRA SATC TRTA TASF 1, , Capacity Development for Jharkhand WUS SAUW TRTA TASF 500 TBD 500 1,000 Urban Infrastructure 12. Capacity Development for Smart City WUS SAUW TRTA TASF 1, ,000 Development 13. Gujarat Urban Infrastructure WUS SAUW TRTA TASF 1, ,000 Development Project 14. Preparing the Urban Sector Project WUS SAUW TRTA TASF 1, , Urban Sector Projects in Low-Income WUS SAUW TRTA TASF 1, ,500 States Total 13,225 2,500 15, Preparation of Gujarat Irrigation Project ANR SAER TRTA TASF Preparation of the Second Skills EDU SAHS TRTA TASF Development Project 3. Preparation of Assam Power Distribution ENE SAEN TRTA TASF 1, ,000 Project 4. Preparation of Jharkhand Power Project ENE SAEN TRTA TASF 1, , Preparation of ECEC Port Project TRA SATC TRTA TASF 1, , Preparation of ECEC Roads Project TRA SATC TRTA TASF 1, , Preparing Transport Sector Projects III TRA SATC TRTA TASF 1, , Supporting Chennai Metro Project TRA SATC TRTA TASF 1, , Supporting Sikkim Major District Roads Project TRA SATC TRTA TASF

19 Appendix 2 15 Sources of Funding Others Assistance Name Sector Division Assistance Type Source Amount ($'000) Source Amount ($'000) Total ($'000) 10. Supporting Andhra Pradesh Water WUS SAUW TRTA TASF 1, ,000 Supply Project 11. Supporting State-Level Urban Project WUS SAUW TRTA TASF 1, , Supporting Uttarakhand Urban Project WUS SAUW TRTA TASF Total 10, ,000 = Asian Development Bank; ANR = agriculture, natural resources, and rural development; CTF = clean technology fund; ECEC= East Coast Economic Corridor; EDU = education; ENE = energy; HLT = health; PSM = public sector management; SAEN = South Asia Energy Division; SAER = South Asia Environment, Natural Resources, and Agriculture Division; SAHS = South Asia Human and Social Development Division; SAPF = South Asia Public Management, Financial Sector, and Trade Division; SASEC = South Asia Subregional Economic Cooperation; SATC = South Asia Transport and Communications Division; SAUW = South Asia Urban Development and Water Division; TASF = Technical Assistance Special Fund; TBD = to be determined; TRA = transport; TRTA = transaction technical assistance; WUS = water and other urban infrastructure and services. Note: (Strategy and Policy Department) Transition Arrangements in 2017 for the Introduction of Commitments. Memorandum. 10 March (internal). The TA pipeline is prepared based on the expected year of signing. a Potential source of funding is the Clean Energy Financing Partnership Facility. b Potential source of funding is the Japan Fund for Poverty Reduction subject to the Government of Japan s approval. Source: estimates.

20 16 Appendix 3 ASSISTANCE PROGRAM FOR CURRENT YEAR Table A3.1: Lending Products, 2018 Project/Program Name 2018 Firm 1. Assam Integrated Flood and River Erosion Risk Management and (tranche 2) 2. Karnataka Integrated and Sustainable Water Resources Management (tranche 2) 3. Madhya Pradesh Irrigation Efficiency Investment Project 4. Himachal Pradesh Skills Development Project 5. Madhya Pradesh Skills Development Project 6. Assam Power Sector (tranche 3) 7. Himachal Pradesh Clean Energy Transmission (tranche 3) 8. Accelerating Infrastructure Investment Facility in India (tranche 3) Sector Poverty Targeting Strategic Agendas and Drivers of Change ANR GI IEG, ESG, GEM, GCD, KNS, PAR ANR GI IEG, GEM, ESG, GCD ANR GI IEG, ESG, GCD,, KNS EDU GI IEG, GEM, GCD, KNS, PAR EDU GI IEG, GEM, GCD, KNS, PAR ENE GI IEG, ESG, GCD ENE GI IEG, ESG, GCD FIN GI IEG, ESG,, KNS Division Year of TRTA/ PDA Total Regular OCR Cost ($ million) ADF COL Grants Total Gov t Cofinance SAER SAER SAER SAHS SAHS SAEN SAEN SAPF

21 Appendix 3 17 Project/Program Name 9. Bihar State Highways III Project 10. Karnataka State Highways Improvement III Project 11. Railway Sector (tranche 3) 12. Second Rural Connectivity (tranche 1) 13. Second Rural Connectivity (tranche 2) 14. South Asia Subregional Economic Cooperation Road Connectivity (tranche 2) 15. Bihar Urban Development (tranche 2) 16. Infrastructure Development for Tourism (tranche 4) 17. Karnataka Integrated Urban Water Management (tranche 2) Strategic Agendas Sector Poverty Targeting and Drivers of Change TRA GI IEG, ESG, GEM, GCD, TRA GI IEG, ESG, GCD,, PAR TRA TI-G IEG, ESG, GCD TRA GI IEG, ESG, GEM, GCD, TRA GI IEG, ESG, GEM, GCD, TRA GI IEG, ESG, RCI, WUS GI IEG, ESG,, GCD, GEM, KNS WUS, TRA GI IEG, ESG, GEM, GCD,, PAR WUS GI IEG, ESG, GEM, GCD, PAR Year of TRTA/ Regular Cost ($ million) ADF Cofinance Division PDA Total OCR COL Grants Total Gov t SATC SATC a SATC SATC SATC SATC SAUW SAUW

22 18 Appendix 3 Project/Program Name 18. Kolkata Environmental Improvement (tranche 3) 19. Tamil Nadu Urban Flagship Investment Program (tranche 1) 20. West Bengal Drinking Water Sector Improvement Project Strategic Agendas Sector Poverty Targeting and Drivers of Change WUS GI IEG, ESG, GEM,, GCD, KNS, PAR WUS, ENE GI IEG, ESG, GEM, GCD, KNS, PAR WUS GI IEG, ESG, GEM, GCD,, KNS, PAR Year of TRTA/ Regular Cost ($ million) ADF Cofinance Division PDA Total OCR COL Grants Total Gov t SAUW SAUW b SAUW c Total (2018 Firm) 5, , , , Standby 1. Odisha Skills Development Project 2. Sikkim Major District Roads Upgradation Project (PRF) 3. Assam Urban Infrastructure Development (tranche 2) Total (2018 EDU GI IEG, GEM, GCD, KNS, PAR EDU GI IEG, GCD, WUS GI IEG, ESG, GEM, GCD, KNS, PAR SAHS SATC SAUW Standby) = Asian Development Bank; ADF = Asian Development Fund; ANR = agriculture, natural resources, and rural development; COL = concessional OCR lending; EDU = education; ENE = energy; ESG = environmentally sustainable growth; FIN = finance; GCD = governance and capacity development; GEM = gender equity and mainstreaming; GI = general intervention; Gov t = government; IEG = inclusive economic growth; KNS = knowledge solutions; OCR = ordinary capital resources; PAR = partnerships; PDA = project design advance; PRF = project readiness financing facility; = private sector development; RCI = regional cooperation and integration; SAEN = South Asia Energy Division; SAER = South Asia Environment Natural Resources and Agriculture Division; SAHS = South Asia Human and Social Development Division; SAPF = South Asia Public Management, Financial Sector, and Trade Division; SATC = South Asia Transport and Communications Division; SAUW = South Asia Urban Development and Water Division; TI-G = targeted intervention geographic dimensions of inclusive growth; TRA = transport; TRTA = transaction technical assistance; WUS = water and other urban infrastructure and services. Note: (Strategy and Policy Department) Transition Arrangements in 2017 for the Introduction of Commitments. Memorandum. 10 March (internal). The project and program pipeline is prepared based on the expected year of signing. a Source of cofinancing: private sector. b Source of cofinancing: Clean Energy Financing Partnership Facility. c Source of cofinancing: Japan Fund for Poverty Reduction. Source: estimates.

23 Appendix 3 19 Table A3.2: Multitranche Financing Facilities, 2018 Strategic Agendas and Drivers of Change Project/Program Name Poverty Regular ADF Cofinance Sector Targeting Division Total OCR COL Grants Total Gov t 2018 Firm 1. Second Rural TRA GI IEG, ESG, SATC , Connectivity GEM, GCD, 2. Tamil Nadu Urban WUS, GI IEG, ESG, SAUW , Flagship Investment ENE GEM, GCD, Program KNS, PAR Total (2018 Firm) 2, , , , Standby 1. Delhi Water Supply Improvement WUS GI IEG, GEM, KNS, PAR Year of TRTA/ PDA Cost ($ million) SAUW Total ( Standby) = Asian Development Bank; ADF = Asian Development Fund; COL = concessional OCR lending; ENE = energy; ESG = environmentally sustainable growth; GCD = governance and capacity development; GEM = gender equity and mainstreaming; GI = general intervention; Gov t = government; IEG = inclusive economic growth; KNS = knowledge solutions; OCR = ordinary capital resources; PAR = partnerships; PDA = project design advance; = private sector development; SATC = South Asia Transport and Communications Division; SAUW = South Asia Urban Development and Water Division; TRA = transport; TRTA = transaction technical assistance; WUS = water and other urban infrastructure and services. Note: (Strategy and Policy Department) Transition Arrangements in 2017 for the Introduction of Commitments. Memorandum. 10 March (internal). The multitranche financing facility pipeline is prepared based on the expected year of signing. Source: estimates.

24 20 Appendix 3 Table A3.3: Nonlending Products and Services, 2018 Sources of Funding Others Assistance Name Sector Division Assistance Type Source Amount ($'000) Source Amount ($'000) Total ($'000) 1. Preparing the Ara Canal Water ANR SAER TRTA TASF 1, ,000 Productivity Improvement Project 2. Supporting Madhya Pradesh Skill EDU SAHS TRTA 0 JFPR a 2,000 2,000 Development Project 3. Enhancing Capacity of State Utilities in ENE SAEN TRTA TASF Preparing Energy Sector Projects 4. Preparation of Power Sector Improvement ENE SAEN TRTA TASF Projects in Meghalaya and Uttarakhand 5. Expanding Infrastructure Financing FIN SAPF TRTA TASF Capacity 6. Strengthening Capacity of the National HLT SAHS TRTA TASF Urban Health Mission (Supplementary TA 8899) 7. Capacity Building of the Aid Accounts and ICT INRM KSTA TASF Audit Division of the Ministry of Finance 8. Second Capacity Building for Project MUL INRM KSTA TASF 1, ,500 Implementation 9. Enhancing Gender Equality and Social MUL INRM KSTA 0 JFPR a 2,000 2,000 Inclusion Results in India Operations 10. Strengthening Knowledge Partnerships MUL INRM KSTA TASF 1, , Strategic Road Mapping for Accelerating MUL INRM KSTA TASF 3, ,000 Regional Connectivity Integration and Inclusive Growth 12. Supporting Project Preparation Facility for MUL INRM KSTA TASF 1,000 JFPR a 1,000 2,000 the Northeastern Region 13. Supporting the Second West Bengal PSM SAPF TRTA TASF Development Finance Program 14. Delhi Meerut Regional Rapid Transit TRA SATC TRTA TASF 1, ,000 System Corridor 15. Enhancing Sustainability and Innovation in TRA SATC TRTA TASF Rural Road Development 16. Supporting Logistics Sector Development TRA SARC KSTA TASF 1,000 EAKPF 1,000 2, Strengthening Institutional Capacity for WUS SAUW TRTA TASF 1, ,000 Project Development and Urban Governance in Tamil Nadu 18. Strengthening the Capacity of Kolkata Municipal Corporation to Resilient Urban Services WUS SAUW TRTA 0 UCCRTF 2,000 2,000

25 Appendix 3 21 Sources of Funding Others Assistance Name Sector Division Assistance Type Source Amount ($'000) Source Amount ($'000) Total ($'000) 19. Strengthening Smart Water Management WUS SAUW TRTA 0 UCCRTF 2,000 2,000 and Climate Disaster Resilience in Selected Districts of West Bengal 20. Supporting the Preparation of a WUS SAUW KSTA 0 EAKPF 1,600 1,600 Comprehensive Master Plan for the Chennai Kanyakumari Industrial Corridor Total 14,200 11,600 25,800 = Asian Development Bank; ANR= agriculture, natural resources, and rural development; EAKPF = e-asia Knowledge Partnership Fund; EDU = education; ENE = energy; FIN = finance; HLT = health; ICT = information and communication technology; INRM = India Resident Mission; JFPR = Japan Fund for Poverty Reduction; KSTA = knowledge and support technical assistance; MUL= multisector; PSM = public sector management; SAEN = South Asia Energy Division; SAER = South Asia Environment Natural Resources and Agriculture Division; SAHS = South Asia Human and Social Development Division; SAPF = South Asia Public Management Financial Sector and Trade Division; SARC = South Asia Regional Cooperation and Operations Coordination Division; SATC = South Asia Transport and Communications Division; SAUW = South Asia Urban Development and Water Division; TA = technical assistance, TASF = Technical Assistance Special Fund, TRA = transport, TRTA = transaction technical assistance, UCCRTF = Urban Climate Change Resilience Trust Fund; WUS = water and other urban infrastructure and services. Note: (Strategy and Policy Department) Transition Arrangements in 2017 for the Introduction of Commitments. Memorandum. 10 March (internal). The TA pipeline is prepared based on the expected year of signing. a JFPR-funded TA subject to the Government of Japan s approval. Source: estimates.

26 22 Appendix 4 INDICATIVE KNOWLEDGE PUBLICATIONS AND EVENTS Table A5.1: Knowledge Publications and Events for 2019 Department or Sector Group or Thematic Group Technical Assistance Title of Publication or Event Subject Type Accelerating Infrastructure Building for Inclusive Growth Finance; economics Technical study SARD Trust Fund or Initiative BIMSTEC Master Plan for Transport Connectivity RCI Technical study SARD RETA 8009 Business Model for Operationalizing Jogighopa Multimodal Industry and trade; RCI Technical study SARD TA Logistics Park SASEC Coordinated Border Infrastructure Study (Phase 2) Industry and trade; RCI Technical study SARD TA Affordable Housing, Challenges, and Learnings from Country Experiences Finance Working paper SARD TA or Admin Core Budget (Staff) National Integrated Logistics Development Plan Industry and trade; RCI Technical study SARD TA SASEC Sanitary and Phytosanitary Technical Barriers to Trade Industry and trade; RCI Technical study SARD TA Regional Study India Coastal Shipping Studies RCI; transport Technical study SARD TA Masterplan Studies for Tamil Nadu Economics; industry Technical study SARD TA and trade 20 Years Partnership with Kolkata City Urban development; Technical study SARD To be determined water Odisha Economic Corridor (Integrated Development Plan) Industry and trade; RCI Technical study SARD TA Tamil Nadu Corridor Economics; industry Working paper SARD TA 7734-IND and trade Odisha Corridor Economics; industry Working paper SARD TA 7734-IND and trade Workshop on Automation of Work Processes Related to External Debt Management Governance and public-sector Training or Capacity SARD TA 9471-IND management Development India Capacity Development Resource Centers: 30 workshops Capacity development Training or Capacity Development West Bengal Corridor Development Industry and trade Report SARD TA 7734-IND Rating of Industrial Parks Industry and trade Report SARD TA 7734-IND Study on Existing Funds Flow Process Governance and public-sector management Report SARD TA 9471-IND India's Act East Policy RCI; industry and trade Report SARD TA Job Growth in South Asia Economics Report SARD TA Public Finance in India and other South Asian Countries Governance and public-sector management Report SARD TA SARD TA

27 Appendix 4 23 Department or Title of Publication or Event Subject Type Sector Group or Thematic Group Technical Assistance Uttarakhand Emergency Assistance Project: s Role in Economics Report SARD TA Disaster Rehabilitation Developing Global Value Chains in India Economics; RCI Working Paper SARD Non-TA West Bengal Corridor Industry and trade Working Paper SARD TA Total number of publications = 22 Total number of events = 2 = Asian Development Bank, BIMSTEC = Bay of Bengal Initiative for Multi-Sectoral Technical and Economic Cooperation, RCI = regional cooperation and integration, RETA = regional technical assistance, SARD = South Asia Department, SASEC = South Asia Subregional Economic Cooperation; TA = technical assistance. Note: Publications may include databases, multimedia, and other forms of documentation. Events may include event organization and training or capacity development. Sources: estimates.

28 24 Appendix 4 Table A5.2: Additional Knowledge Publications and Events Delivered in 2018 Department or Sector Group or Title of Publication or Event Subject Type Thematic Group Technical Assistance India Development Effectiveness Brief 2018 ANR, education, energy, environment Transport, urban development Report SARD TA IND Energy, gender SARD Tip Sheet: Gender-Inclusive Approaches in the Energy Sector Enabling Smart Urban Redevelopment in India through Floor Area Ratio Incentives Training Program on Women Skills Training in DDU-GKY Training or capacity development material DOC budget (non-ta) Urban development Technical study SARD RETA 7997 Gender, social development and protection, Report SARD JFPR 9145 education Rajasthan Delhi Mumbai Industrial Corridor: An Analysis Economics, industry and trade, transport Report SARD TA IND Financing Urban Cluster Development in South Asia Finance, urban development Technical study SARD TA Jogighopa Multi-Modal Logistics Park: Gateway to the Industry and trade, RCI Technical study SARD TA 9231 Northeast of India (Addendum to the Final Report) Updating and Enhancement of the BIMSTEC Transport Transport Technical study SARD RETA 7997 and Logistics Study Final Report Asian Development Outlook (Supplement: India) Economics Report SARD Admin Core Budget (Staff) Assam: India's Expressway to ASEAN Transport, RCI, economics Report SARD TA IND Enhancing Employability: Case Study of Additional Skills Acquisition Program in Kerala Industry and trade, education Working paper SARD TA IND India's Act East Policy Economics Working paper SARD Admin Core Budget (Staff) Tariff Appraisal Study: Balancing Sustainability and Efficiency with Inclusive Access Remote Sensing, GIS-Based Decision Support System for Climate Risk Screening in SARD (Information Update) Energy Technical study SARD RETA 8311 Climate change, disaster risk management, environment Awareness raising brochure or leaflet SARD RETA 8572 Energy Technology Innovations in South Asia: Energy, gender Working paper SARD RETA 8311 Implications for Gender and Social Inclusion Asian Development Outlook (Update: India) Economics Report SARD Admin Core Budget (Staff)

29 Appendix 4 25 Department or Sector Group or Title of Publication or Event Subject Type Thematic Group Technical Assistance Gender Equality Results Case Study: Rural Connectivity Gender Report SARD RETA 8311 Gender Equality Results Case Study on Infrastructure Gender Report SARD RETA 8311 Development (Project 1) Inclusive Growth and Infrastructure Economics, industry and trade Working paper SARD TA IND Training Program on Women Skills Training in DDU-GKY Gender Training or Capacity SARD JFPR 9145 (Grant) Development Launch of Development Effectiveness Brief Economics Event SARD TA India Capacity Development Resource Centers: 30 workshops Capacity development Training or Capacity SARD TA Development Industry and trade Policy brief SARD TA IND Compliance with the Business Reforms Action Plan in Tamil Nadu Ease of Doing Business for MSMEs in Tamil Nadu Industry and trade Policy brief SARD TA IND Uttar Pradesh Infrastructure Framework Plan Industry and trade Report SARD TA IND Maharashtra Agriculture Value Chain Scoping Study Agriculture and natural resources Report SARD TA IND Vizag Chennai Industrial Corridor: Master Plan (Volume 1) Vizag Chennai Industrial Corridor: Master Plan (Volume 2) Vizag Chennai Industrial Corridor: Master Plan (Volume 3) Total number of publications = 25 Total number of events = 4 Industry and trade, RCI Technical study SARD TA Industry and trade, RCI Technical study SARD TA Industry and trade, RCI Technical study SARD TA = Asian Development Bank; ANR= agriculture, natural resources, and rural development; ASEAN = Association of Southeast Asian Nations; BIMSTEC = Bay of Bengal Initiative for Multi-Sectoral Technical and Economic Cooperation; DDU-GKY = Deen Dayal Upadhyaya Grameen Kaushalya Yojana; DOC = Department of Communications; GIS = geographic information system; JFPR = Japan Fund for Poverty Reduction; MSMEs = micro, small, and medium-sized enterprises; RCI = regional cooperation and integration; RETA = regional technical assistance; SARD = South Asia Department; TA = technical assistance. Note: Publications may include databases, multimedia, and other forms of documentation. Events may include event organization and training or capacity development. Sources: estimates.