WO 2016/ A3. (10) International Publication Number (43) International Publication Date. 21 January 2016 (21.01.

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1 (12) INTERNATIONAL APPLICATION PUBLISHED UNDER THE PATENT COOPERATION TREATY (PCT) (19) World Intellectual Property Organization International Bureau (10) International Publication Number (43) International Publication Date WO 2016/ A3 21 January 2016 ( ) P O P C T (51) International Patent Classification: Research Laboratory, BTS-2 Building, Chrysalis Enclave, C07K 1/14 ( ) C12P 21/00 ( ) Block-2, Plot-2, International Biotech Park, Phase II, C07K 14/535 ( ) MIDC, Hinjwadi, Pune (IN). KARDILE, Pavan; Gennova Vaccine Formulation Centre and Research Labor (21) International Application Number: atory, BTS-2 Building, Chrysalis Enclave, Block-2, Plot-2, PCT/IN20 15/ International Biotech Park, Phase II, MIDC, Hinjwadi, (22) International Filing Date: Pune (IN). SINGH, Sanjay; Gennova Vaccine 13 July 2015 ( ) Formulation Centre and Research Laboratory, BTS-2 Building, Chrysalis Enclave, Block-2, Plot-2, International (25) Filing Language: English Biotech Park, Phase II, MIDC, Hinjwadi, Pune (26) Publication Language: English (IN). (30) Priority Data: (74) Agent: ARVIND, Chitra; Rajeshwari & Associates, Am- 2289/MUM/ July 2014 ( ) IN soft Business Centre, Unitech Trade Centre, Sector-43, Gurgaon (IN). (71) Applicant: GENNOVA BIOPHARMACEUTICALS LIMITED [IN/IN]; P-l, IT-BT Park, Phase-II, M.I.D.C., (81) Designated States (unless otherwise indicated, for every Hinjwadi, Pune (IN). kind of national protection available): AE, AG, AL, AM, AO, AT, AU, AZ, BA, BB, BG, BH, BN, BR, BW, BY, (72) Inventors: RAGHUWANSHI, Arjun; Gennova Vaccine BZ, CA, CH, CL, CN, CO, CR, CU, CZ, DE, DK, DM, Formulation Centre and Research Laboratory, BTS-2 DO, DZ, EC, EE, EG, ES, FI, GB, GD, GE, GH, GM, GT, Building, Chrysalis Enclave, Block-2, Plot-2, International HN, HR, HU, ID, IL, IN, IR, IS, JP, KE, KG, KN, KP, KR, Biotech Park, Phase II, MIDC, Hinjwadi, Pune KZ, LA, LC, LK, LR, LS, LU, LY, MA, MD, ME, MG, (IN). SINGH, Shrawan Kumar; Gennova Vaccine For MK, MN, MW, MX, MY, MZ, NA, NG, NI, NO, NZ, OM, mulation Centre and Research Laboratory, BTS-2 Build PA, PE, PG, PH, PL, PT, QA, RO, RS, RU, RW, SA, SC, ing, Chrysalis Enclave, Block-2, Plot-2, International Bi SD, SE, SG, SK, SL, SM, ST, SV, SY, TH, TJ, TM, TN, otech Park, Phase II, MIDC, Hinjwadi, Pune (IN). TR, TT, TZ, UA, UG, US, UZ, VC, VN, ZA, ZM, ZW. THAKER, Nidhiben; Gennova Vaccine Formulation Centre and Research Laboratory, BTS-2 Building, Chrysal (84) Designated States (unless otherwise indicated, for every is Enclave, Block-2, Plot-2, International Biotech Park, kind of regional protection available): ARIPO (BW, GH, Phase II, MIDC, Hinjwadi, Pune (IN). SHANK- GM, KE, LR, LS, MW, MZ, NA, RW, SD, SL, ST, SZ, AR, Shagun; Gennova Vaccine Formulation Centre and TZ, UG, ZM, ZW), Eurasian (AM, AZ, BY, KG, KZ, RU, (54) Title: A NOVEL PROCESS FOR PURIFICATION OF RHU-GCSF [Continued on nextpage] Figure 7 < v - o (57) Abstract: The present invention provides a novel, scalable and industrially viable downstream process for purification of recombinant human G-CSF.

2 w o 2016/ A 3 1II II II 11 I Illlll 111 II III Hill Hill lllll I Illlll 11 llll 111 llll TJ, TM), European (AL, AT, BE, BG, CH, CY, CZ, DE, Published: DK, EE, ES, FI, FR, GB, GR, HR, HU, IE, IS, ΓΓ, LT, with international search report (Art. 21(3)) LU, LV, MC, MK, MT, NL, NO, PL, PT, RO, RS, SE, SI, SK, SM, TR), OAPI (BF, BJ, CF, CG, CI, CM, GA, (88) Date o f publication o f the international search report: GN, GQ, GW, KM, ML, MR, NE, SN, TD, TG). 19 May 2016

3 nternat ona app cat on o. A CLASSIFICATION OF SUBJECT MATTER C07K1/14, C O 7K14 /535, C12P2 1/00 Ver sion= According to International Patent Classification (IPC) or to both national classification and IPC B FIELDS SEARCHED Minimum documentation searched (classification system followed by classification symbols) C 0 7 K, C 1 2 P Documentation searched other than minimum documentation to the extent that such documents are included in the fields searched Electronic data base consulted during the international search (name of data base and, where practicable, search terms used) PATSEER, IPO-Internal C. DOCUMENTS CONSIDERED TO BE RELEVANT Category* Citation of document, with indication, where appropriate, of the relevant passages Relevant to claim No EP B l (AHMET TOKSOZ) (31 Jul 2013) Para 1, [0018], Para [0053], Claims EP B l (AHMET TOKSOZ) (31 Jul 2013) Para 1, 5-10 [0018], Para [0053], Claims VANZ A L et a l., "Human granulocyte colony 1, stimulating factor (hg-csf) : cloning, overexpression, purification and characterization." Microbial Cell Factories (2008) ; 7:13. Methods WO A 2 (VENKATA KRISHNA RAO DASARI) (14 1, 5 - Aug 2008) Detailed description o f invention and Claims WO A 2 (SUNG CHUL CHOI) (3 May 2012) 1, Claims WO A l (TATYANA VENIAMINOVNA 1, 9-10 CHERNOVSKAYA) (16 Feb 2012) Examples 1-3 X Further documents are listed in the continuation of Box C. X See patent family annex * Special categories of cited documents: later document published after the international filing date or priority "A" document defining the general state of the art which is not considered date and not in conflict with the application but cited to understand to be of particular relevance the principle or theory underlying the invention "E" earlier application or patent but published on or after the international "X" document of particular relevance; the claimed invention cannot be filing date considered novel or cannot be considered to involve an inventive "L" document which may throw doubts on priority claim(s) or which is step when the document is taken alone cited to establish the publication date of another citation or other special reason (as specified) Ύ document of particular relevance; d claimed invention cannot be considered to involve an inventive step when the document is "O" document referring to an oral disclosure, use, exhibition or other combined with one or more other such documents, such combination means being obvious to a person skilled in the art "P" document p lished prior to t international filing date but later than & document member of the same pate family the priority date claimed Date of the actual completion of the international search Name and mailing address of h e ISA/ Date of mailing of the international search report Authorized officer Indian Patent Office Plot No. 32, Sector 14,Dwarka, ew Delhi Anushri Kamble Facsimile No. Telephone No Form PCT/ISA/210 (second sheet) (January 2015)

4 nternat ona app cat o o. C (Continuation). DOCUMENTS CONSIDERED TO BE RELEVANT Category* Citation of docmrieut, with indication, where appropriate, of the relevant passages Relevant to claim No.!A HERMAN AC et al., "Characterization, Formulation, and Stability o f Neupogen (Filgrastim), a Recombinant Human Granulocyte- Colony Stimulating 1-13 Factor" Formulation, Characterization, and Stability o f Protein Drugs: Case Histories, Volume 9 of the series Pharmaceutical Biotechnology (2002) pp Full text Form PCT/ISA/210 (continuation of second sheet) (January 2015)

5 nterna ona app ca on o. Box No. Π Observations where certain claims were foand unsearchable (Continuation of item 2 of first sheet) This international search report has not been established in respect of certain claims under Article 17(2)(a) for the following reasons: 1. Claims Nos.: because they relate to subject matter not required to be searched by this Authority, namely: Claims Nos.: 2-4 because they relate to parts of the international application that do not comply with the prescribed requirements to such an extent that no meaningful international search can be carried out, specifically: see extra sheet 3. Claims Nos.: because they are dependent claims and are not drafted in accordance with the second and third sentences of Rule 6.4(a). Box No. Ill Observations where unity of invention is lacking (Continuation of item 3 of first sheet) This International Searching Authority found multiple inventions in this international application, as follows: As all required additional search fees were timely paid by the applicant, this international search report covers al searchabl claims. 2. j [ As all searchable claims could be searched without effort justifying additional fees, this Authority did not invite payment of additional fees. As only some of the required additional search fees were timely paid by the applicant, this international search report covers only those claims for which fees were paid, specifically claims Nos.: No required additional search fees were timely paid by the applicant. Consequently, this international search report is restricted to the invention first mentioned in the claims; it is covered by claims Nos.: Remark on Protest The additional search fees were accompanied by the applicant's protest and, where applicable, the payment of a protest fee. The additional search fees were accompanied by the applicant's protest but the applicable protest fee was not paid within the time limit specified in the invitation. No protest accompanied the payment of additional search fees. Form PCT ISA/21 (continuation of first sheet (2)) (January 2015)

6 nternat ona app cat on o. Continuation of Claims found unsearchable (Box II) There i s no clarity in the scope of the claims a s the claims 2-4 are based solely on result to b e achieved. The claims fail to recite any steps o f the claimed process on the basis o f which the scope of the claim can b e determined. Form PCT ISA/210 (extra sheet) (January 2015)

7 Information on patent family members International application No. Citation Pub. Date Family Pub. Date EP B l DK T WO A IN 255/CHE/2007 A WO A KR A JP A EP A WO J A l RU C I CN A Form PCT7ISA/210 (patent family annex) (January 2015)