DARTMOUTH COLLEGE OFFICE OF SPONSORED PROJECTS ANNUAL REPORT AND SUPPLEMENT TO THE FINANCIAL REPORT

Transcription

1 DARTMOUTH COLLEGE OFFICE OF SPONSORED PROJECTS ANNUAL REPORT AND SUPPLEMENT TO THE FINANCIAL REPORT JUNE 30, 2005

2 Dartmouth College TELEPHONE (603) Office of Sponsored Projects FAX (603) Rope Ferry Road, #6210 Hanover, NH November 7, 2005 Dear Colleague: We are pleased to present to you the Office of Sponsored Projects Annual Report for the Fiscal Year It documents Dartmouth s outstanding ability to attract external support for research and other sponsored programs year after year. After nine consecutive years of growth, 2005 saw a reduction in awards dollars received. Our Executive Summary in Section E-1 illustrates, in text and graphs, the most salient features of Sponsored Research performance at Dartmouth College in Fiscal Year There you will find information describing the five year performance of the College in Awards Received, Yearly Percentage Growth in Annual Awards, Sponsor Source of Awards, the Percentage Growth in Awards from the College s Six Largest Sponsor Categories, Dollar Value of Proposals Submitted, and Distribution of Awards by Proposal Type (new, competing, non-competing, and supplement.) We think this summary will provide a useful overview of our performance, while succeeding sections provide greater detail. After the Executive Summary, Section 1 provides summary and analytical information about awards and proposals. This section includes tables and charts describing awards and proposals by major organizational units and programs. It also provides analysis of the sponsor sources of awards. Sections 2 through 8 provide detail information on awards and proposals, listing each under the school, office, or program that administered it in the order of the name of the Principal or Co-Investigator involved. These sections list the: School (or other major organizational unit) Department or program Name of the principal or co-investigator Sponsoring agency Type of agency: Government, State or local government, Foundation, Corporation, Educational Institution, Private Non-Profit organization (other than foundations), or Other (indicated by a "Z"). proposal or award dollar value (listed for Principal Investigator only) Proposal type (New, Non-Competing Renewal, Competing Renewal, Supplement) of project. Once again, in this year s report we ve worked in conjunction with our colleagues at the Dartmouth Medical School and in Arts & Sciences to assign awards and proposals based on the Principal Investigator s home department as identified by the Office of Human Resources. This was done to make forecasting and analysis of future grant activity more reliable. As a result of this effort some awards and proposals may not be listed under the department indicated in project documentation submitted to our office. We ve changed some business processes that will enable us, beginning in fiscal year 2006, to begin reporting expenses in a similar fashion. Sections 10 through 16 provide summary and analytical views of sponsored expenses. This report of grant and contract expenditures is a supplement to the College Financial Report. A final section provides a Glossary of terms and acronyms used in this report. As in the past this report contains information on corporate and industry activity that is defined as support for research or sponsored projects, not normally considered corporate philanthropy. There may be some overlap in the projects reported here and again in the report generated by the Development Offices of the College and DHMC. This report also does not generally include grants made directly to individual faculty. If you have any questions or comments, please call me at Sincerely, Director, Office of Sponsored Projects

3 SPONSORED PROJECTS ANNUAL REPORT JULY 1, JUNE 30, 2005 ADAM KELLER Executive Vice President for Finance and Administration BARRY SCHERR Provost OFFICE OF SPONSORED PROJECTS NANCY J. WRAY, DIRECTOR Research Administration NANCY W. D. ARCHIBALD, SPONSORED RESEARCH MANAGER HEATHER ARNOLD, PROPOSAL DEVELOPMENT COORDINATOR SHELLEY K. BENNETT, ACCOUNTING ASSISTANT TODD J. BERUBE, ACCOUNTING ASSISTANT CHRISTINE BOTHE, ASSISTANT DIRECTOR RENEE BROWN, PROPOSAL DEVELOPMENT COORDINATOR REBECCA CLOGSTON, MANAGER, CASH MANAGEMENT/REPORTING AARRON CLOUGH, MANAGER, SPONSORED RESEARCH MANAGEMENT SHELAGH EASTRIDGE, SUBAWARD COORDINATOR VICTORIA LUBIN, ADMINISTRATIVE ASSISTANT BARBARA MOSKALENKO, SPONSORED RESEARCH MANAGER KATHRYN PAGE, ASSOCIATE DIRECTOR JODY PATTEN, SPONSORED RESEARCH MANAGER WILLIAM PLOOG, ASSISTANT DIRECTOR LOUISE ROSENBAUM, ASSISTANT DIRECTOR EUGENE ROZYLA, SPONSORED RESEARCH MANAGER Information Systems TOM DRINANE, MANAGER, INFORMATION SYSTEMS BRIAN COOK, SR BUSINESS ANALYST YVONNE HUGHES, IS PROJECT SPECIALIST MAUREEN WETMORE, DATA CONTROL SPECIALIST Committee for the Protection of Human Subjects ELIZABETH BANKERT, DIRECTOR,CPHS REBECCA CARSON ROGERS, ASSISTANT DIRECTOR PRISCILLA GROVER, COORDINATOR ANN O HARA, ADMINISTRATIVE ASSISTANT TRACY OSTLER, COMPLIANCE EDUCATOR/ANALYST KRISTIN NOWAK, PROJECT ASSISTANT COURTNEY ROGERS, IRB OFFICE ASSISTANT

4 SPONSORED PROJECTS ANNUAL REPORT JULY 1, 2004 JUNE 30, 2005 TABLE OF CONTENTS PROPOSAL AND AWARD ACTIVITY EXECUTIVE SUMMARY... E-1 1. FY05 AWARD AND PROPOSAL SUMMARIES: Award Summaries Departmental Award Analysis, Prior Year Comparison of Awarded Direct/Indirect Costs, and Comparison of Awards by Type Proposal Summaries Proposals Submitted and Awards Received (by Sponsor) Historical Award and Proposal Data ( ) FACULTY OF ARTS AND SCIENCES Overview Anthropology Art History Biological Sciences Chemistry Computer Science Dean of Faculty Office Earth Sciences Economics Education English Environmental Studies Geography Government History Jewish Studies Mathematics Philosophy Physics & Astronomy Psychological & Brain Sciences Religion Rockefeller Center Russian Sociology Spanish DEAN OF THE COLLEGE Dean of the College DARTMOUTH MEDICAL SCHOOL Overview Administration- Medical School Anesthesiology Biochemistry Community and Family Medicine Dartmouth Center on Addicition, Recovery and Education Genetics Medicine Microbiology Norris Cotton Cancer Center Obstetrics and Gynecology Orthopaedics Pathology Pediatrics Pharmacology and Toxicology

5 Physiology Psychiatry Radiology Surgery FINANCIAL AID Overview Financial Aid OFFICE OF THE PROVOST Overview Ethics Institute Hood Museum Hopkins Center John Sloan Dickey Center Library Office of the Provost Peter Kiewit Computing Service Women in Science Program THAYER SCHOOL OF ENGINEERING Overview Biomedical Engineering Chemical and Biochemical Engineering Electrical and Computer Engineering Environmental Sciences and Engineering Materials Science and Mechanical Engineering Thayer Administration TUCK SCHOOL OF BUSINESS Overview Tuck School of Business PROPOSALS AND AWARDS BY PROGRAM AFFILIATION Overview Center for Cognitive and Educational Neuroscience Center for Evaluative Clinical Studies Center for Environmental Health Sciences Dartmouth Center on Addiction, Recovery and Education Institute for Security Technology Studies at Dartmouth Norris Cotton Cancer Center SUPPLEMENT TO THE FINANCIAL REPORT 10. FY 2005 EXPENSE SUMMARIES Dartmouth College Eight Year Comparison: Direct, Indirect, and (worksheet & graph) Five Year Comparison by Area (graph) Expenses by Funding Type (graph) Four Year Comparison by Type Funding Agency Expenses by Type College Expense Summaries Agency Expenses by Area College Cost-Shared Expenses SPONSORED EXPENSES: ARTS & SCIENCES Agency Expenses & College Cost-Shared Expenses Expenses by Funding Type (graph) Four Year Comparison by Type Funding (graph) Expense Categories by Type Funding and Type Research Expenses by Funding Source by Department Direct, Indirect, & Expenses by Department Detail of Expenses by Department & Type of Research

6 12. SPONSORED EXPENSES: DEAN OF COLLEGE & FINANCIAL AID Dean of College Agency Expenses & College Cost-Shared Expenses Dean of College Four Year Comparison by Type Funding (graph) Dean of College Expense Categories by Type Funding and Type Research Dean of College Expenses by Funding Source by Department Dean of College Direct, Indirect, & Expenses by Department Dean of College Detail of Expenses by Department & Type of Research Financial Aid Agency Expenses & College Cost-Shared Expenses Financial Aid Expenses by Type Funding Financial Aid Expenses by Funding Source Financial Aid Direct, Indirect, & Expenses Financial Aid Detail of Expenses by Department & Type of Research SPONSORED EXPENSES: DARTMOUTH MEDICAL SCHOOL Agency Expenses & College Cost-Shared Expenses Expenses by Funding Type (graph) Four Year Comparison by Type Funding (graph) Expense Categories by Type Funding and Type Research Expenses by Funding Source by Department Direct, Indirect, & Expenses by Department Detail of Expenses by Department & Type of Research SPONSORED EXPENSES: PROVOST AREA Provost Area Agency Expenses & College Cost-Shared Expenses Provost Area Expenses by Funding Type (graph) Four Year Comparison by Type Funding (graph) Expense Categories by Type Funding and Type Research Provost Area Expenses by Funding Source by Center Provost Area Direct, Indirect, & Expenses by Center Provost Area Detail of Expenses by Center & Type of Research SPONSORED EXPENSES: THAYER SCHOOL OF ENGINEERING Agency Expenses & College Cost-Shared Expenses Expenses by Funding Type (graph) Four Year Comparison by Type Funding (graph) Expense Categories by Type Funding and Type Research Expenses by Funding Source Direct, Indirect, & Expenses Detail of Expenses by Type of Research SPONSORED EXPENSES: TUCK SCHOOL OF BUSINESS Agency Expenses & College Cost-Shared Expenses Expenses by Funding Type (graph) Expenses by Funding Source Expense Categories by Type Funding and Type Research Direct, Indirect, & Expenses Detail of Expenses by Type of Research Glossary of Terms and Acronyms... G-1

7 EXECUTIVE SUMMARY This year marked the end of Figure 1: Awards, tremendous growth for sponsored $250.0 Tuck/Thayer research activity at Dartmouth College Medical School College. Figure 1 illustrates a $200.0 $19.7 decrease of 9% in the dollar value $16.0 of awards received in Fiscal Year $17.1 $59.5 $150.0 $13.7 $ as compared to FY 2004, the $31.5 $35.6 $16.0 first decrease in award dollar $100.0 $31.5 volume since The total amount of awards received this $126.5 $131.7 $111.7 $112.4 $50.0 past year was $187,101,167, a $80.7 decrease from the previous year's $0.0 total of $205,705,391. The Medical School total was $131,741,710 compared to $126,514,491 in 2004, an increase of 4%. The Thayer School showed a decrease of 22%, from $17,324,768 in 2004 to $13,457,642 in Awards, in Millions 120% 100% 80% 60% 40% 20% 0% -20% 14% 94% 39% Figure 2: Awards Received, $ Value % Change from Previous Year Medical School Tuck/Thayer College 67% 38% 25% 15% 13% 12% 4% 0% 1% -14% -19% Figure 2 illustrates a reduction in awards on the College level. While the Faculty of Arts and Sciences showed a 72% increase, from $19,449,978 in 2004 to $33,373,990 in The Provost area saw a 96% reduction in sponsored research. -40% -34% -60% $2,372,640 in 2004 to $2,582,838 in The Tuck School experienced an increase of 9%, from The source of sponsorship for these research activities remains, as it has in the past, heavily weighted toward government sponsored research. Awards from government totaled $154,253,083 (82%) in 2005, compared to $31,507,899 (17%) in private funds and $1,340,185 from foreign sources. Award Amount (in Millions) $200.0 $180.0 $160.0 $140.0 $120.0 $100.0 $80.0 $60.0 $108.0 Government: Private: Foreign: $130.9 Figure 3: Source of Sponsored Awards $182.8 $139.8 $154.3 $40.0 $20.0 $20.1 $25.8 $25.3 $22.4 $31.5 $0.0 $0.1 $0.3 $0.1 $0.5 $ E-1

8 Figure 3 (on the previous page) illustrates the trend in this distribution over the past five years. From 2004 to 2005 government awards shrank 16% while awards from private sources jumped up 41%. Foreign awards grew by 162%. During the fiscal year, faculty and others engaged in sponsored activity submitted 2,125 proposals to external funding agencies with a dollar value of $432,772,310. Figure 4 illustrates the trend among major sponsors over the past five years. 200% 180% 160% 140% 120% 100% -20% The level of sponsored -40% research activity is reflected as -60% -80% well in the number of proposals submitted and awards received in the past five years % 60% 40% 20% 0% National Science Foundation Figure 5: Proposal Dollar Value, : New and Supplement Proposals Only Figure 4: Change in Funding from Sponsors Awarding >$8M in FY DHHS Foundations Other Government State of NH These data are presented in Figure 5. Proposal $ Value, in Millions College Tuck and Thayer Medical School expenditures in FY 2005 were $173,626,618. Of this total, $130,998,803 (76%) were direct expense, and $42,627,815 (24%) were indirect. This ratio has also been very steady over the years, not varying by more than 1% since Figure 6 shows that the number of competing award renewals represented 14.6% of all activity in 2005 up from 12.6% in % Figure 6: % of Awards by Type Non-competing were up as well in 2005 to 61.7%, where in 2004 this category represented 54.9% of all activity. Supplemental award activity as a percentage of all awards did not show any significant change, however New activity represented 22.6% of the total, down from 31.4% in % 50.00% 40.00% 30.00% 20.00% 10.00% 0.00% Non-Competing New Competing Supplement E-2

9 OFFICE OF SPONSORED PROJECTS FISCAL YEARS COMPARISONS AWARDS FY2005 FY2004 FY 2003 FY 2002 FY 2001 $ # %change* $ # %change* $ # %change* $ # %change* $ # %change* ARTS & SCIENCES Private: 4,629, % 2,598, % 2,470, % 2,462, % 3,443, % Government: 28,743, % 16,834, % 16,449, % 15,100, % 15,787, % Foreign: 1, % 17, % 73, % 39, % TOTAL: 33,373, % 19,449, % 18,919, % 17,637, % 19,271, % DEAN OF COLLEGE Private: Government: -100% 5, % Foreign: TOTAL: -100% 5, % MEDICAL SCHOOL Private: 25,285, % 16,791, % 20,943, % 21,285, % 14,683, % Government: 105,493, % 109,328, % 91,500, % 90,144, % 66,037, % Foreign: 962, % 394, % 122, % 169, % 62, % TOTAL: 131,741, % 126,514, % 112,566, % 111,600, % 80,783, % FINANCIAL AID Private: Government: 4,484, % 3,520, % 3,536, % 2,783, % 3,492, % Foreign: TOTAL: 4,484, % 3,520, % 3,536, % 2,783, % 3,492, % PRESIDENT Private: -100% 66, % Government: -100% 95, % Foreign: -100% 1, % TOTAL: -100% 162, % PROVOST Private: 265, % 133, % 139, % 120, % 55, % Government: 925, % 36,288, % 13,017, % 11,022, % 8,463, % Foreign: 268, % 100, % 47, % 11, % TOTAL: 1,460, % 36,522, % 13,157, % 11,190, % 8,530, % THAYER SCHOOL Private: 1,112, % 2,809, % 1,724, % 1,930, % 1,886, % Government: 12,237, % 14,515, % 15,254, % 11,333, % 13,152, % Foreign: 107,440 1 TOTAL: 13,457, % 17,324, % 16,979, % 13,263, % 15,038, % TUCK SCHOOL Private: 215, % 37, % 157, % Government: 2,367, % 2,334, , % 927, % Foreign: TOTAL: 2,582, % 2,372, % 157, % 480, % 927, % TOTAL COLLEGE Private: 31,507, % 22,371, % 25,435, % 25,798, % 20,135, % Government: 154,253, % 182,822, % 139,759, % 130,865, % 107,960, % Foreign: 1,340, % 511, % 122, % 290, % 115, % TOTAL: 187,101, % 205,705, % 165,317, % 156,954, % 128,210, % *compared to previous year 1-1

10 OFFICE OF SPONSORED PROJECTS FISCAL YEARS AWARD SUMMARY FY 2005 FY 2004 FY 2003 FY 2002 FY 2001 $ # $ # $ # $ # $ # ARTS & SCIENCES ANTHROPOLOGY 95, , ,770 2 ASIAN & MIDDLE EAST STUDIES 27,692 1 BIOLOGICAL SCIENCES 5,857, ,902, ,237, ,266, ,149, CHEMISTRY 2,837, ,088, ,426, ,362, ,472, COMPUTER SCIENCE 5,822, ,886, ,856, ,167, ,733, DEAN OF THE FACULTY 124, , , ,000 1 EARTH SCIENCES 684, , , ,080, , ECONOMICS 2,100, ,860, , , ,104 4 EDUCATION 387, ,624 1 ENGLISH 7, ,504 1 ENVIRONMENTAL STUDIES 483, , , , , GEOGRAPHY 197, , , , ,736 7 GOVERNMENT 304, , , ,302 1 HUMANITIES RESOURCES 18,791 1 HISTORY 59, , , ,565 1 JEWISH STUDIES 120,000 2 LINGUISTICS & COGNITIVE SCIENCE 399,907 5 MATHEMATICS 566, , , , , MUSIC 50, ,000 1 PHILOSOPHY 1,782 2 PHYSICS AND ASTRONOMY 3,137, ,884, ,126, ,856, ,540, PSYCHOLOGICAL AND BRAIN SCIENCES 10,547, ,080, ,108, ,586, ,152, RELIGION 55,000 1 ROCKEFELLER CENTER 75,000 1 SOCIOLOGY 46, ,000 2 ARTS & SCIENCES 33,373, ,449, ,919, ,637, ,271, DEAN OF COLLEGE HEALTH SERVICES 5,000 1 DEAN OF COLLEGE 5,

11 OFFICE OF SPONSORED PROJECTS FISCAL YEARS AWARD SUMMARY FY 2005 FY 2004 FY 2003 FY 2002 FY 2001 $ # $ # $ # $ # $ # FINANCIAL AID 4,484, ,520, ,536, ,783, ,492,625 4 MEDICAL SCHOOL ADMINISTRATION 3,350, , ,794,335 4 ANESTHESIOLOGY 681, , , ,163, ,272 5 BIOCHEMISTRY 9,672, ,221, ,293, ,429, ,492, COMMUNITY & FAMILY MED 11,491, ,548, ,953, ,839, ,464, FINANCIAL AID * * * * * GENETICS 7,533, ,023, ,034, ,886, ,363,973 5 KOOP INSTITUTE 45,500 2 MEDICINE 27,294, ,207, ,805, ,157, ,542, MICROBIOLOGY 12,851, ,412, ,677, ,619, ,626, NORRIS COTTON CANCER CENTER 3,132, ,113, ,006, ,780, ,788,625 2 OBSTETRICS & GYNECOLOGY 315, , ,098, , ,206 4 OFFICE CONT MED EDUCATION 10, ,144 2 ORTHOPAEDICS 4,207, ,315, ,441,529 2 PATHOLOGY 745, , , , ,556 8 PEDIATRICS 10,075, ,495, ,809, ,134, ,028, PHARMACOLOGY/TOXICOLOGY 8,630, ,230, ,248, ,476, ,593, PHYSIOLOGY 10,273, ,032, ,091, ,289, ,355, PSYCHIATRY 18,435, ,687, ,319, ,580, ,817, RADIOLOGY 4,505, ,353, ,256, ,211, ,431,271 8 SURGERY 1,896, ,755, ,223, ,201, ,582, MEDICAL SCHOOL 131,741, ,514, ,566, ,600, ,783, PRESIDENT JOHN SLOAN DICKEY CENTER 162,739 5 PRESIDENT 162,739 5 * DMS Financial aid is included under Administration 1-3

12 OFFICE OF SPONSORED PROJECTS FISCAL YEARS AWARD SUMMARY FY 2005 FY 2004 FY 2003 FY 2002 FY 2001 $ # $ # $ # $ # $ # PROVOST ETHICS INSTITUTE 353, , , , ,516 1 HOOD MUSEUM 30, , , , ,208 3 HOPKINS CENTER 106, , , , ,688 9 INST FOR SECURITY TECH STUD 35,145, ,946, ,489,555 2 JOHN SLOAN DICKEY CENTER 188, , , ,427 4 LIBRARY 78, , ,969 2 PROVOST'S OFFICE 774, , ,300, ,993, ,129,203 2 WOMEN IN SCIENCE PROGRAM 7, , , , ,500 1 PROVOST 1,460, ,522, ,157, ,190, ,530, THAYER SCHOOL BIOMEDICAL ENGINEERING 4,856, ,863, ,096, ,762, ,474, CHEM & BIOCHEM ENG 719, ,566, ,257, ,189, ,991 6 ELECT & COMP ENG 2,916, ,965, ,639, ,997, ,309, ENV SCI & ENGINEERING 686, , , , ,024 4 MAT SCI & MECH ENG 4,158, ,830, ,036, ,894, ,689, THAYER SCHOOL ADMINISTRATION 119, ,750 1 THAYER SCHOOL 13,457, ,324, ,979, ,263, ,038, TUCK SCHOOL 2,582, ,372, , , ,000 2 TOTAL COLLEGE 187,101, ,705, ,317, ,954, ,210,

13 AWARD SUMMARY BY DIVISION FISCAL YEAR 2005 ARTSCI 33,373, % DMS 131,741, % THAY 13,457, % FAID 4,484, % Awards: $187,101,167 PROVST 1,460, % TUCK 2,582, % 1-5

14 AWARD SUMMARY $81M $112M $112M $127M $131M *Med School values truncated to allow display of smaller awards. $20,000,000 $18,000,000 $16,000,000 $14,000,000 $12,000,000 $10,000,000 $8,000,000 **Provost awards include legislative funding for Institute for Security Technology Studies. The 2004 Provost value ($37M) and 2005 Arts & Sciences value (33.4 M) are truncated to allow display of smaller awards $6,000,000 $4,000,000 $2,000,000 MEDICAL SCHOOL* ARTS & SCIENCES THAYER SCHOOL PROVOST** $- FY 2001 FY 2002 FY 2003 FY 2004 FY 2005 FINANCIAL AID TUCK SCHOOL PRESIDENT DEAN OF COLLEGE 1-7

15 ARTS AND SCIENCES FY05: DEPARTMENTAL AWARD ANALYSIS DEPT DIRECT INDIRECT TOTAL DIR% IND% Anthropology 75,704 19,682 95,386 79% 21% Biological Sciences 4,563,201 1,294,563 5,857,764 78% 22% Chemistry 2,068, ,635 2,837,763 73% 27% Computer Science 3,972,692 1,849,511 5,822,203 68% 32% Dean of Faculty Office 124, , % 0% Earth Sciences 476, , ,857 70% 30% Economics 1,654, ,640 2,100,267 79% 21% Education 251, , ,242 65% 35% Environmental Studies 332, , ,710 69% 31% Geography 146,575 50, ,096 74% 26% Government 266,826 37, ,574 88% 12% History 59,138 59, % 0% Jewish Studies 110,910 9, ,000 92% 8% Mathematics 455, , ,894 80% 20% Philosophy 1,782 1, % 0% Physics & Astronomy 2,315, ,465 3,137,938 74% 26% Psychological and Brain Sciences 7,899,914 2,647,462 10,547,376 75% 25% Sociology 46,000 46, % 0% TOTAL 24,821,756 8,552,234 33,373,990 74% 26% FY 04 FY 05 % CHANGE DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL Anthropology 75,704 19,682 95,386 Biological Sciences 2,003, ,709 2,902,364 4,563,201 1,294,563 5,857, % 44% 102% Chemistry 1,384, ,877 2,088,523 2,068, ,635 2,837,763 49% 9% 36% Computer Science 1,568, ,961 1,886,575 3,972,692 1,849,511 5,822, % 482% 209% Dean of Faculty Office 158, , , ,000-22% -22% Earth Sciences 314,486 53, , , , ,857 51% 291% 86% Economics 1,481, ,473 1,860,377 1,654, ,640 2,100,267 12% 18% 13% Education 251, , ,242 Environmental Studies 363, , , , , ,710-8% 19% -1% Geography 227,738 72, , ,575 50, ,096-36% -30% -34% Government 266,826 37, ,574 History 25,000 25,000 59,138 59, % 137% Jewish Studies 110,910 9, ,000 Linguistics & Cognitive Science 263, , , % -100% -100% Mathematics 730,894 89, , , , ,894-38% 23% -31% Music 50,000 50, % -100% Philosophy 1,782 1,782 Physics & Astronomy 2,746,610 1,137,446 3,884,056 2,315, ,465 3,137,938-16% -28% -19% Psychological and Brain Sciences 2,796,521 1,283,740 4,080,261 7,899,914 2,647,462 10,547, % 106% 158% Religion 55,000 55, % -100% Rockefeller Center 75,000 75, % -100% Sociology 6,000 6,000 46,000 46, % 667% TOTAL 14,250,743 5,199,235 19,449,978 24,821,756 8,552,234 33,373,990 74% 64% 72% FY 04 $ FY 05 $ FY 04 % FY 05 % COMPETE RENEWAL 656,932 14,798,433 3% 44% NEW 5,171,233 16,987,381 27% 51% NON-COMP RENEW 12,676,000 1,362,034 65% 4% SUPPLEMENT 945, ,142 5% 1% TOTAL 19,449,978 33,373, % 100% 1-9

16 MEDICAL SCHOOL FY05: DEPARTMENTAL AWARD ANALYSIS DEPT DIRECT INDIRECT TOTAL DIR% IND% Anesthesiology 466, , ,162 68% 32% Biochemistry 6,749,471 2,922,800 9,672,271 70% 30% Community & Family Medicine 9,329,492 2,161,952 11,491,444 81% 19% Genetics 5,682,169 1,851,410 7,533,579 75% 25% Medicine 20,678,091 6,616,536 27,294,627 76% 24% Microbiology 8,714,067 4,137,734 12,851,801 68% 32% Norris Cotton Cancer Center 1,993,304 1,138,768 3,132,072 64% 36% Obstetrics and Gynecology 292,176 23, ,277 93% 7% Orthopaedics 2,892,703 1,314,880 4,207,583 69% 31% Pathology 512, , ,291 69% 31% Pediatrics 8,681,259 1,394,393 10,075,652 86% 14% Pharmacology & Toxicology 5,930,228 2,700,073 8,630,301 69% 31% Physiology 6,975,752 3,297,650 10,273,402 68% 32% Psychiatry 14,456,012 3,979,133 18,435,145 78% 22% Radiology 3,312,395 1,192,769 4,505,164 74% 26% Surgery 1,385, ,189 1,896,939 73% 27% TOTAL 98,051,184 33,690, ,741,710 74% 26% FY 04 FY 05 % CHANGE DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL Anesthesiology 629, , , , , ,162-26% -33% -28% Biochemistry 5,568,428 2,653,505 8,221,933 6,749,471 2,922,800 9,672,271 21% 10% 18% Community & Family Medicine 8,541,073 2,006,945 10,548,018 9,329,492 2,161,952 11,491,444 9% 8% 9% Genetics 5,259,702 1,764,201 7,023,903 5,682,169 1,851,410 7,533,579 8% 5% 7% Medical School Administration 3,350,000 3,350, % -100% Medicine 19,577,067 5,630,442 25,207,509 20,678,091 6,616,536 27,294,627 6% 18% 8% Microbiology 7,788,671 3,624,251 11,412,922 8,714,067 4,137,734 12,851,801 12% 14% 13% Norris Cotton Cancer Center 1,916,749 1,196,572 3,113,321 1,993,304 1,138,768 3,132,072 4% -5% 1% Obstetrics and Gynecology 15,766 3,113 18, ,176 23, , % 642% 1570% Orthopaedics 889, ,060 1,315,789 2,892,703 1,314,880 4,207, % 209% 220% Pathology 436, , , , , ,291 17% -36% -7% Pediatrics 6,304,575 1,190,761 7,495,336 8,681,259 1,394,393 10,075,652 38% 17% 34% Pharmacology & Toxicology 4,339,298 1,891,456 6,230,754 5,930,228 2,700,073 8,630,301 37% 43% 39% Physiology 9,840,821 4,191,642 14,032,463 6,975,752 3,297,650 10,273,402-29% -21% -27% Psychiatry 17,232,728 4,455,150 21,687,878 14,456,012 3,979,133 18,435,145-16% -11% -15% Radiology 2,409, ,169 3,353,209 3,312,395 1,192,769 4,505,164 37% 26% 34% Surgery 1,257, ,234 1,755,076 1,385, ,189 1,896,939 10% 3% 8% TOTAL 95,357,725 31,156, ,514,491 98,051,184 33,690, ,741,710 3% 8% 4% FY 04 % FY 05 % FY 04 $ FY 05 $ COMPETE RENEWAL 14,574,705 92,633,794 12% 70% NEW 33,974,538 19,752,965 27% 15% NON-COMP RENEW 76,736,105 17,837,757 61% 14% SUPPLEMENT 1,229,143 1,517,194 1% 1% TOTAL 126,514, ,741, % 100% 1-10

17 OFFICE OF FINANCIAL AID FY05: DEPARTMENTAL AWARD ANALYSIS DEPT DIRECT INDIRECT TOTAL DIR% IND% Financial Aid 4,484,544 4,484, % 0% TOTAL 4,484, ,484, % 0% FY 04 FY 05 % CHANGE DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL Financial Aid 3,520,718 3,520,718 4,484,544 4,484,544 27% 27% TOTAL 3,520,718 3,520,718 4,484,544 4,484,544 27% 27% FY 04 % FY 05 % FY 04 $ FY 05 $ COMPETE RENEWAL 3,487,922 4,484,544 99% 100% NEW 0% 0% NON-COMP RENEWAL 32,796 1% 0% TOTAL 3,520,718 4,484, % 100% 1-11

18 OFFICE OF THE PROVOST FY05: DEPARTMENTAL AWARD ANALYSIS DEPT DIRECT INDIRECT TOTAL DIR% IND% Dickey Endowment 148,539 40, ,914 79% 21% Ethics Institute 285,779 67, ,482 81% 19% Hopkins Center 106, , % 0% Hood Museum 30,000 30, % 0% Provost's Office 553, , ,547 71% 29% Women in Science Project 7,500 7, % 0% TOTAL 1,131, ,079 1,460,443 77% 23% FY 04 FY 05 % CHANGE DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL Dickey Endowment 79,365 20, , ,539 40, ,914 87% 96% 89% Ethics Institute 325,299 81, , ,779 67, ,482-12% -17% -13% Hopkins Center 101, , , ,000 5% 5% Hood Museum 1,770 1,770 30,000 30, % 1595% Provost's Office 24,889,151 11,016,645 35,905, , , ,547-98% -98% -98% Women in Science Project 7,500 7,500 7,500 7,500 0% 0% TOTAL 25,404,406 11,118,390 36,522,796 1,131, ,079 1,460,443-96% -97% -96% FY 04 % FY 05 % FY 04 $ FY 05 $ COMPETE RENEWAL 312,500 1,037,135 1% 71% NEW 19,515, ,808 53% 28% NON-COMP RENEW 16,695,234 7,500 46% 1% SUPPLEMENT 0% 0% TOTAL 36,522,796 1,460, % 100% 1-12

19 THAYER SCHOOL OF ENGINEERING FY05: DEPARTMENTAL AWARD ANALYSIS DEPT DIRECT INDIRECT TOTAL DIR% IND% Thayer Administration 119, , % 0% Chemical & Biochemical Engineering 507, , ,289 71% 29% Biomedical Engineering 3,681,486 1,175,259 4,856,745 76% 24% Electrical & Computer Engineering 2,128, ,961 2,916,740 73% 27% Environmental Sciences & Engineering 501, , ,981 73% 27% Materials Science & Mechanical Engineering 3,354, ,907 4,158,673 81% 19% TOTAL 10,292,779 3,164,863 13,457,642 76% 24% FY 04 FY 05 % CHANGE DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL Thayer Administration 114, , , ,214 4% 4% Chemical & Biochemical Engineering 2,569, ,488 3,566, , , ,289-80% -79% -80% Biomedical Engineering 3,687,300 1,176,528 4,863,828 3,681,486 1,175,259 4,856,745 0% 0% 0% Electrical & Computer Engineering 1,991, ,559 2,965,044 2,128, ,961 2,916,740 7% -19% -2% Environmental Sciences & Engineering 820, , , , , ,981-39% 13% -30% Materials Science & Mechanical Engineering 3,919, ,629 4,830,435 3,354, ,907 4,158,673-14% -12% -14% TOTAL 13,102,756 4,222,012 17,324,768 10,292,779 3,164,863 13,457,642-21% -25% -22% FY 04 % FY 05 % FY 04 $ FY 05 $ COMPETE RENEWAL 6,794,768 6,380,990 39% 47% NEW 3,619,653 4,682,705 21% 35% NON-COMP RENEW 6,875,938 1,949,433 40% 14% SUPPLEMENT 34, ,514 0% 3% TOTAL 17,324,768 13,457, % 100% 1-13

20 TUCK SCHOOL OF BUSINESS FY05: DEPARTMENTAL AWARD ANALYSIS DEPT DIRECT INDIRECT TOTAL DIR% IND% Tuck School 1,880, ,903 2,582,838 73% 27% TOTAL 1,880, ,903 2,582,838 73% 27% FY 04 FY 05 % CHANGE DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL DIRECT INDIRECT TOTAL TUCK 1,872, ,394 2,372,640 1,880, ,903 2,582,838 0% 40% 9% TOTAL 1,872, ,394 2,372,640 1,880, ,903 2,582,838 0% 40% 9% FY 04 % FY 05 % FY 04 $ FY 05 $ COMPETE RENEWAL 638,578 0% 25% NEW 2,312, ,022 97% 14% NON-COMP RENEW 1,576,238 0% 61% SUPPLEMENT 60,000 3% 0% TOTAL 2,372,640 2,582, % 100% 1-14

21 OFFICE OF SPONSORED PROJECTS FISCAL YEARS COMPARISONS PROPOSALS, BY DIVISION FY 2005 FY 2004 FY 2003 FY 2002 FY 2001 $ # %change* $ # %change* $ # %change* $ # %change* $ # %change* ARTS & SCIENCES Private: 6,124, % 8,095, % 5,381, % 3,534, % 3,737, % Government: 99,212, % 129,102, % 50,680, % 23,876, % 22,722, % Foreign: 13, % 32, % 27, % 80, % TOTAL: 105,350, % 137,230, % 56,061, % 27,438, % 26,541, % DEAN OF COLLEGE Private: 3, % 43, % Government: -100% 29, % 136, % Foreign: TOTAL: 3, % 73, % 136, % MEDICAL SCHOOL Private: 86,820, % 54,247, % 66,967, % 28,896, % 19,866, % Government: 199,710, % 176,596, % 201,932, % 133,891, % 102,697, % Foreign: 1,726, % 2,750, % 915, % 324, % 70, % TOTAL: 288,257,724 1,343 23% 233,595,270 1,067-13% 269,815, % 163,112, % 122,633, % FINANCIAL AID Private: Government: 3,706, % 2,625, % 2,825, % 2,783, % 2,626, % Foreign: TOTAL: 3,706, % 2,625, % 2,825, % 2,783, % 2,626, % PROVOST Private: 784, % 821, % 243, % 14, % 289, % Government: 1,759, % 19,532, % 30,288, % 20,406, % 1,069, % Foreign: 77, % 100, % 30, % 50, % TOTAL: 2,622, % 20,454, % 30,532, % 20,450, % 1,409, % THAYER SCHOOL Private: 2,052, % 5,342, % 7,134, % 3,035, % 2,161, % Government: 29,330, % 35,872, % 41,708, % 23,289, % 14,124, % Foreign: 107,440 1 TOTAL: 31,490, % 41,215, % 48,842, % 26,325, % 16,285, % TUCK Private: 321, % 166, % 202, % Government: 1,019, % 3,489, % 3,455, % 480, % 494, % Foreign: TOTAL: 1,340, % 3,656, % 3,658, % 480, % 494, % TOTAL COLLEGE Private: 96,106, % 68,674, % 79,929, % 35,525, % 26,054, % Government: 334,740,389 1,283-9% 367,219,531 1,134 11% 330,890,050 1,044 62% 204,756, % 143,871, % Foreign: 1,925, % 2,882, % 915, % 382, % 201, % TOTAL: 432,772,310 2,125-1% 438,776,946 1,819 7% 411,735,322 1,611 71% 240,664,282 1,012 41% 170,127, % *compared to previous year 1-15

22 OFFICE OF SPONSORED PROJECTS FISCAL YEARS PROPOSALS, BY AREA, 5 YEAR COMPARISON FY 2005 FY 2004 FY 2003 FY 2002 FY 2001 $ # $ # $ # $ # $ # ARTS & SCIENCES ANTHROPOLOGY 95, , , , ,583 2 ASIAN & MIDDLE EASTERN LANG. 27,692 1 BIOLOGY 22,265, ,782, ,295, ,839, ,742, CHEMISTRY 14,432, ,665, ,866, ,963, ,099, COMPUTER SCIENCE 20,962, ,602, ,738, ,826, ,964, DEAN OF FACULTY 67, ,074 2 EARTH SCIENCES 4,825, ,213, ,496, ,373, ,201, ECONOMICS 2,721, ,824, ,225, , ,110 7 EDUCATION 1,130, , , , ,300 1 ENGLISH 7,996 1 ENVIRONMENTAL STUDIES 769, ,447, ,965, , , GEOGRAPHY 1,431, ,008, ,971, , ,806 4 GOVERNMENT 380, , , , ,843,228 8 HISTORY 130, , , ,565 1 JEWISH STUDIES 120,000 2 LINGUISTICS AND COGNITIVE SCIENCES 635,212 9 MALS PROGRAM 499, ,529 1 MATHEMATICS 2,857, ,549, ,785, , ,034 8 MUSIC 50, ,000 1 NATIVE AMERICAN STUDIES 80,000 1 PHILOSOPHY 1,825 2 PHYSICS AND ASTRONOMY 14,371, ,328, ,521, ,449, ,863, PSYCHOLOGICAL & BRAIN SCIENCES 17,962, ,819, ,036, ,439, ,409, RELIGION 315, ,000 1 ROCKEFELLER CENTER 330,642 4 RUSSIAN 500,000 1 SOCIOLOGY 46, , ,193 1 SPANISH 30,000 1 STUDIO ART 14,875 1 ARTS & SCIENCES 105,350, ,230, ,061, ,438, ,541, DEAN OF COLLEGE DEAN OF 1ST YR STUDENTS 43,860 1 HEALTH SERVICES 29, ,780 1 STUDENT LIFE 3,000 1 DEAN OF COLLEGE 3, , ,

23 OFFICE OF SPONSORED PROJECTS FISCAL YEARS PROPOSALS, BY AREA, 5 YEAR COMPARISON FY 2005 FY 2004 FY 2003 FY 2002 FY 2001 $ # $ # $ # $ # $ # MEDICAL SCHOOL ADMINISTRATION 439, ,000, ,350, ,500 3 ANESTHESIOLOGY 3,578, ,299, ,454, , ,126,674 7 ANIMAL RESEARCH FACILITY 237,555 1 BIOCHEMISTRY 11,023, ,940, ,636, ,795, ,644, COMMUNITY & FAMILY MED 25,963, ,914, ,950, ,814, ,925, DARTMOUTH CENTER ON ADDICITON 97,360 2 KOOP INSTITUTE 50, , ,000 3 GENETICS 27,383, ,384, ,283, ,785, ,177,861 4 MEDICINE 71,063, ,316, ,137, ,348, ,604, MICROBIOLOGY 29,904, ,524, ,924, ,270, ,392, NORRIS COTTON CANCER CENTER 3,409, , ,754, ,780, ,737,745 1 OBSTETRICS & GYNECOLOGY 1,298, ,088, ,577, , ,278,621 2 OFFICE OF CONT MEDICAL ED 86, ,476 1 ORTHOPAEDICS 4,054, ,644, PATHOLOGY 3,084, ,692, ,198, ,645, ,187, PEDIATRICS 21,026, ,944, ,801, ,145, ,775, PHARMACOLOGY/TOXICOLOGY 13,776, ,635, ,154, ,759, ,620, PHYSIOLOGY 16,220, ,864, ,767, ,285, ,441, PSYCHIATRY 30,419, ,687, ,876, ,243, ,744, RADIOLOGY 15,688, ,604, ,287, ,465, ,673, SURGERY 9,825, ,605, ,872, ,689, ,223, MEDICAL SCHOOL 288,257,724 1, ,595,270 1, ,815, ,112, ,633, FINANCIAL AID 3,706, ,625, ,825, ,783, ,626,

24 OFFICE OF SPONSORED PROJECTS FISCAL YEARS PROPOSALS, BY AREA, 5 YEAR COMPARISON FY 2005 FY 2004 FY 2003 FY 2002 FY 2001 $ # $ # $ # $ # $ # PROVOST COMPUTING SERVICES 799,988 3 ELECTRON MICROSCOPE FACILITY 363, ,725 1 ETHICS INSTITUTE 667, , , , ,516 1 HOOD MUSEUM 484, , , , ,712 3 HOPKINS CENTER 187, , , , ,688 9 ILEAD 8,400 1 INST FOR INFRASTRUCTURE PROT 18,494,739 4 INST FOR SECURITY TECH STUDIES 480, ,203, ,605, ,000 1 INTERNATIONAL OFFICE 2,000 1 JOHN SLOAN DICKEY CENTER 100, , ,086 7 LIBRARY 40, , , ,229 2 PROVOST 435, , ,548, ,083,400 2 WOMEN IN SCIENCE PROGRAM 7, , , , ,500 1 PROVOST 2,622, ,454, ,532, ,450, ,409, THAYER SCHOOL ADMINISTRATION 2,344, ,749, ,467 4 BIOMEDICAL ENGINEERING 11,734, ,522, ,660, ,615, ,458, CHEM & BIOCHEMICAL ENGINEERING 3,106, ,202, ,103, , ,913,187 7 ELECTRICAL & COMP ENGINEERING 8,281, ,168, ,846, ,332, ,764, ENVIRONMENTAL SCI & ENG 2,081, ,126, , , ,722 7 MATERIAL SCI & MECH ENG 3,942, ,445, ,568, ,557, ,793, THAYER SCHOOL 31,490, ,215, ,842, ,325, ,285, TUCK 1,340, ,656, ,658, , ,000 1 TOTAL COLLEGE 432,772,310 2, ,776,946 1, ,735,322 1, ,664,282 1, ,127,

25 PROPOSAL SUMMARY BY DIVISION FISCAL YEAR 2005 ARTS & SCI $ 105,350, % THAYER $ 31,490, % FIN AID $ 3,706, % DMS $ 288,257, % PROVOST $ 2,622, % TUCK $ 1,340, % DEAN OF THE COLLEGE $ 3, % Proposal Requests: $432,772,

26 OFFICE OF SPONSORED PROJECTS PROPOSALS AND AWARDS BY SPONSOR FISCAL YEAR 2005 ARTS & SCIENCES AWARDS PROPOSALS Corporate 514,930 1,905,048 Department of Defense 238,825 4,020,514 Department of Education 660, ,060 Department of Energy 396,621 1,944,961 Department of Health & Human Services 7,986,887 14,180,431 Foreign Foundation 11,712 Foreign Private Educational Institutions 1,782 1,825 Foundations 2,845,016 2,699,042 National Aeronautics & Space Administration 946,242 5,796,423 National Science Foundation 12,308,626 53,419,089 Other Government 4,960,109 12,850,583 Private Educational Institutions 1,096,581 1,445,908 Private Institutes 112,508 62,653 Professional & Technical Associations 80,000 30,000 Public Educational Institutions 1,225,623 6,432,467 TOTAL $ 33,373,990 $ 105,350,716 DARTMOUTH MEDICAL SCHOOL AWARDS PROPOSALS Corporate 6,621,704 20,447,713 Department of Defense 684,425 9,582,740 Department of Education 1,801,773 Department of Health & Human Services 90,566, ,438,841 Foreign Corporations 944, ,699 Foreign Foundation 735,224 Foreign Government 17,759 75,000 Foundations 12,242,269 43,627,036 National Aeronautics & Space Administration 100,000 National Science Foundation 43,700 4,058,365 Other Government 3,552,659 8,906,044 Private Educational Institutions 1,623,134 11,637,937 Private Institutes 3,550,221 10,487,745 Professional & Technical Associations 1,248, ,738 Public Educational Institutions 1,863,143 15,301,699 State of NH 8,683,693 5,621,170 TOTAL $ 131,741,710 $ 288,257,724 DEAN OF THE COLLEGE AWARDS PROPOSALS Foundations 0 3,000 FINANCIAL AID AWARDS PROPOSALS Department of Education 4,484,544 3,706,872 TOTAL $ 4,484,544 $ 3,706,

27 OFFICE OF SPONSORED PROJECTS PROPOSALS AND AWARDS BY SPONSOR FISCAL YEAR 2005 OFFICE OF THE PROVOST AWARDS PROPOSALS National Science Foundation 1,099,988 Department of Defense 7,500 7,500 Department of Health & Human Services 353, ,276 Foreign Corporations 80,000 77,936 Foreign Private Educational Institutions 188,914 Foundations 46, ,107 National Endowment for the Arts 70, ,000 Other Government 494,739 10,000 Private Institutes 219, ,176 Professional & Technical Associations 11,540 Public Educational Institutions 40,000 TOTAL $ 1,460,443 $ 2,622,523 THAYER SCHOOL OF ENGINEERING AWARDS PROPOSALS Corporate 643, ,613 Department of Defense 1,257,800 4,498,662 Department of Energy 1,516,818 2,902,976 Department of Health & Human Services 1,877,589 8,143,831 Foreign Corporations 107, ,440 Foundations 200, ,750 National Aeronautics & Space Administration 527,458 National Science Foundation 809,942 4,409,714 Other Government 5,510,288 4,468,465 Private Educational Institutions 50, ,621 Private Institutes 216, ,244 Professional & Technical Associations 900 2,000 Public Educational Institutions 738,063 4,907,204 TOTAL $ 13,457,642 $ 31,490,520 TUCK SCHOOL OF BUSINESS AWARDS PROPOSALS Foundations 215, ,600 National Science Foundation 32,936 Other Government 2,367, ,643 Private Educational Institutions 105,776 TOTAL $ 2,582,838 $ 1,340,955 TOTAL COLLEGE $ 187,101,167 $ 432,772,

28 OFFICE OF SPONSORED PROJECTS PROPOSALS AND AWARDS BY SPONSOR FISCAL YEAR 2005 TOTAL COLLEGE AWARDS PROPOSALS Corporate 7,780,442 22,995,374 Department of Defense 2,188,550 18,109,416 Department of Education 5,144,784 6,058,705 Department of Energy 1,913,439 4,847,937 Department of Health & Human Services 100,784, ,130,379 Foreign Foundation 746,936 Foreign Government 17,759 75,000 Foreign Corporations 1,131,730 1,102,075 Foreign Private Educational Institutions 190,696 1,825 Foundations 15,548,285 47,207,535 National Aeronautics & Space Administration 1,573,700 5,796,423 National Endowment for the Arts 70, ,000 National Science Foundation 13,162,268 63,020,092 Other Government 16,885,633 27,221,735 Private Educational Institutions 2,770,572 14,137,242 Private Institutes 4,099,216 11,120,818 Professional & Technical Associations 1,329, ,278 Public Educational Institutions 3,826,829 26,681,370 State of NH 8,683,693 5,621,170 TOTAL $ 187,101,167 $ 432,772,

29 SOURCE OF AWARDS BY SPONSOR TOTAL COLLEGE, FISCAL YEAR 2005 FDN 8.31% NSF 7.03% STATE OF NH 4.64% CORP 4.16% DEPT OF ED 2.75% PVT INST 2.19% ED-PUB 2.05% ED-PVT 1.48% DOD 1.17% OTHER GOV'T 9.02% DEPT OF ENERGY 1.02% NASA 0.84% Other 4.50% PROF/TECH ASSN 0.71% FOREIGN CORP 0.60% FOREIGN ED-PVT 0.10% NEA 0.04% DHHS 53.87% FOREIGN GOVT 0.01% 1-25

30 NEA FFDN FOREIGN GOVT FOREIGN ED-PVT SOURCE OF AWARDS THREE YEAR COMPARISON BY SPONSOR Nat'l Inst Stds CORP FDN NSF DEPT OF ED Pub Ed Inst Pvt Ed Inst NASA PVT INST DOD PROF/TECH ASSN DEPT OF ENERGY FOREIGN CORP DOJ State of NH DHHS Other GOVT DOLLARS (MILLIONS)

31 SOURCE OF AWARDS BY SPONSOR: DHHS FISCAL YEAR 2005 PHS-NIH-NIEHS 3.92% PHS-NIH-NIBIB 3.58% PHS-HRSA 1.94% PHS-NIH-NIDA 1.45% PHS-NIH-NIDDK 5.73% PHS-NIH-NIAMS 5.38% PHS-NIH-NIMH 5.10% PHS-NIH-NINDS 3.54% PHS-NIH-NICHD 3.37% PHS-NIH-NIA 2.72% PHS-HRSA-MCH 1.29% PHS-NIH-NIAAA 0.74% PHS-NIH-FIC 0.60% PHS-NIH-NHLBI 6.23% PHS-HRSA-BHP 0.57% PHS-NIH-NCRR 6.92% Other 8.86% PHS-NIH-NEI 0.44% PHS-NIH-NIDR 0.40% PHS-NIH-NIAID 9.47% PHS-NIH-NHGRI 0.35% PHS-CDC-NCCDPHP 0.32% PHS-AHRQ 0.29% PHS-NIH-NIGMS 9.89% PHS-NIH-NCI 25.28% INDIAN HLTH SVC 0.00% PHS-NIH-NIDCD 0.19% PHS-CDC 0.15% PHS-NIH-NLM 0.14% 1-29

32 SOURCE OF PROPOSALS BY SPONSOR: DHHS FISCAL YEAR 2005 PHS-NIH-NIBIB 3.866% PHS-NIH-NCRR 4.499% PHS-NIH-NIMH 4.871% PHS-NIH-NICHD 3.590% PHS-NIH-NIDDK 3.176% PHS-NIH-NINDS 3.350% PHS-NIH-NIAMS 3.052% PHS-NIH 2.181% PHS-NIH-NIA 1.737% PHS-SAMHSA 1.540% PHS-AHRQ 1.189% PHS-NIH-NIDA 1.067% PHS-CDC 0.933% PHS-NIH-NEI 0.911% PHS-NIH-NIDCD 0.846% PHS-HRSA 0.802% PHS-NIH-NIEHS 0.755% PHS-HRSA-MCH 0.473% PHS-NIH-NIDR 0.378% PHS-NIH-NLM 0.378% PHS-NIH-NIGMS 5.935% NIAID-NERCE-BEID 0.344% PHS-NIH-NHLBI 7.479% Other 5.254% PHS-NIH-NHGRI 0.253% PHS-NIH-NIAAA 0.228% PHS-NIH-FIC 0.224% PHS-NIH-NCCAM 0.220% PHS-NIH-NIAID % PHS-CDC-NCCDPHP 0.185% PHS-NIH-NCI % PHS-NIH-NINR 0.119% FOOD & DRUG ADMIN 0.048% INDIAN HEALTH SVC 0.001% 1-31

33 SOURCE OF PROPOSALS BY SPONSOR TOTAL COLLEGE, FISCAL YEAR 2005 OTHER GOVT 6.29% CORPORATE 5.31% PUBLIC ED INST 6.17% DOD 4.18% PVT ED INST 3.27% INSTITUTE 2.57% DEPT OF ED 1.40% FOUNDATION 10.91% NASA 1.34% STATE OF NH 1.30% DEPT OF ENERGY 1.12% NSF 14.56% Other 3.07% FOREIGN CORP 0.25% FOREIGN FDN 0.17% PROF/TECH ASSN 0.15% NEA 0.05% Proposal Requests: $432,772,310 DHHS 40.93% FOREIGN GOVT 0.02% FOREIGN PVT ED 0.00% 1-33

34 DHS-FEMA FOREIGN GOVT FOREIGN PVT ED FOREIGN CORP NEA US DEPT OF HOME SEC EPA NATL INST JUSTICE FOREIGN PUB ED FOREIGN FDN SOURCE OF PROPOSALS THREE YEAR COMPARISON BY SPONSOR DEPT OF ED PVT ED INST DOD DOC-NIST DEPT OF ENERGY US DEPT AGRICULTURE OTHER GOVT DOJ-OJP SMALL BUSINESS ADMIN FOREIGN CORP VETERAN'S ADMIN PROF/TECH ASSN US DEPT OF INTERIOR STATE OF NH DOJ-FBI-NIPC NASA PUBLIC ED INST PVT INSTITUTE CORPORATE NSF FOUNDATION OFF DOMESTIC PREPARD DHHS DOLLARS (MILLIONS)

35 SAMHSA NIH-NLM NIH-NINDS NIH-NIMH NIH-NIGMS NIH-NIEHS SOURCE OF AWARDS BY SPONSOR: DHHS THREE YEAR COMPARISON HRSA-BHP HRSA-HAB HRSA-MCH INDIAN HEALTH SVC NIH-FIC NIH-NCI NIH-NCRR NIH-NEI NIH-NHGRI NIH-NHLBI NIH-NIA NIH-NIAAA NIH-NIAID NIH-NIAMS NIH-NIBIB NIH-NICHD NIH-NIDA NIH-NIDCD NIH-NIDDK NIH-NIDR HRSA CDC CDC-NCCDPHP AHRQ HEALTH CARE FIN ADMN DOLLARS (MILLIONS)

36 OFFICE OF SPONSORED PROJECTS DARTMOUTH COLLEGE HISTORICAL AWARD AND PROPOSAL DATA FISCAL YEAR NUMBER OF AWARDS $ VALUE AVERAGE $ PER AWARD NUMBER OF PROPOSALS $ VALUE AVERAGE $ PER SUBMISSION $15,376,473 $65, $26,077,067 $66, $15,168,703 $63, $29,641,498 $79, $15,450,125 $68, $32,753,896 $85, $17,267,091 $72, $34,827,193 $89, $19,364,812 $73, $40,858,156 $90, $25,050,617 $94, $45,524,405 $101, $28,150,162 $85, $59,747,001 $131, $31,746,475 $94, $54,882,567 $103, $38,108,154 $89, $63,976,815 $109, $38,390,578 $104, $69,372,330 $126, $44,261,600 $106, $83,570,637 $128, $56,043,973 $101, $94,098,113 $124, $56,045,016 $93, $110,276,252 $133, $66,774,559 $110, $104,826,731 $124, $76,399,877 $105, $144,878,215 $146, $74,398,404 $115, $130,499,531 $146, $70,317,683 $110, $120,002,514 $141, $78,371,592 $120, $127,699,814 $150, $79,265,092 $118, $147,001,777 $178, $89,251,945 $117, $123,775,079 $151, $101,728,987 $127, $177,585,058 $195, $128,210,710 $164, $170,127,065 $187, $156,954,675 $186,407 1,012 $240,664,282 $237, $165,317,011 $205,108 1,611 $411,735,322 $255, $205,705,391 $248,737 1,819 $438,776,946 $241, $187,101,167 $216,052 2,125 $432,772,310 $203,

37 HISTORICAL AWARD AND PROPOSAL COMPARISON DOLLARS (MILLIONS) PROPOSALS* AWARDS * Note: A change in the recording of proposals, whereby project annual renewals are tracked consistently for the first time, results in the apparent inflation in proposals beginning in FY2003. AWARDS PROPOSALS* 1-41