Format of holding of specified securities

Transcription

1 Format of holding of specified Name of Listed Entity : UFLEX LIMITED Scrip Code/Name of Scrip/Class of Security : / UFLEX Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)/Reg.31(1)(c) : Reg. 31(1) a. If under 31(1) then indicate the report for Quarter ending : b. If under 31(1)(c) then indicate date of allotment/extinguishment : Not Applicable Declaration : The Listed entity is required to submit the following declaration to the extent of submission of ination: Particulars Yes* No* 1. Whether the Listed Entity has issued any partly paid up? 2. Whether the Listed Entity has issued any Convertible Securities or Warrants? 3. Whether the Listed Entity has any against which depository receipts are issued? 4. Whether the Listed Entity has any in locked-in? 5. Whether any by promoters are pledge or otherwise? Yes -- * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Outstanding Convertible Securities/Warrants, depository receipts, locked-in, No of by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the at of holding of specified.

2 Table I - Summary Statement holding of specified Category (A) Category of shareholder (II) Promoter & Promoter Group Nos. of shareholders (III) fully paid up (IV) Partly paidup (V) underlying Depository (VI) nos. (VII) = (IV)+(V)+ (VI) as a % of total no. of (calculated as per SCRR, 1957) (VIII) Voting Rights in each class of Voting Rights Class eg: X Class eg: Y * as a % of (A+B+C), as a % assuming full conversion of Underlying ( as a Outstanding percentage of diluted share capital) (including (XI)= (VII)+(X) Warrants) (X) Locked in No. (a) As a % of total No. (a) total in dematerialized (XIV) (B) Public NA NA (C) Non Promoter- Non Public NA NA -- (C1) underlying DRs NA NA -- (C2) by Employee Trust NA NA Note : * 500 of Promoter and Promoter Group are lying in physical mode as the were sold in physical mode long back which have not been lodged for transfer

3 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Voting Rights in each class of Underlying Outstanding (including, as a % assuming full conversion of ( as a percentage of diluted share capital) (XI)= (VII)+(X) Partly Nos. of % calculated Voting Rights fully paid up paid-up underlying nos. as per SCRR, 1957 as a As a % of total total in Depository % dematerialized Category & Name of the Shareholders PAN (II) Shareholder (III) (IV) (V) (VI) (VII = IV+V+VI) (VIII) Class X Class Y Voting rights Warrants) (X) No. (a) No. (a) (XIV) (1) Indian (a) Individuals/Hindu Undivided Family -Ashok Chaturvedi AACPC1661P Rashmi Chaturvedi AACPC1732D Ashok Kumar Chaturvedi (Karta) AADHA4193D Locked in (c) (d) Central Government/ State Government(s) Financial Institutions/ Banks Any Other (Body Corporates) -Flex International Pvt Ltd AAACF0250E Anshika Investments Pvt Ltd AAACB0113E A.R.Leasing Pvt Ltd AAACA0423A Apoorva Extrusion Pvt Ltd AAACA2120L Anshika Consultants Pvt Ltd AAACA2083J Anant Overseas Pvt Ltd AAACA0234B Magic Consultants Private Limited AAACM0513D A.L. Consultants Private Limited AAJCA7427P Sub- (A)(1) (2) Foreign (a) Individuals (Non-Resident Individuals/ Foreign Individuals) Government (c) Institutions (d) Foreign Portfolio Investor (e) Any Other (Specify) Sub- (A)(2) of Promoter and Promoter Group (A)= (A)(1)+(A)(2) Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The term Encumbrance has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of and Takeovers) Regulations, 2011.

4 (II) Shareholder (III) (IV) (V) (VI) IV+V+VI) (VIII) Class X Class Y (X) (XI)= (VII)+(X) No. (a) No. (a) (1) Institutions NA NA (a) Mutual Funds NA NA Venture Capital Funds NA NA -- (c) Alternate Investment Funds NA NA -- (d) Foreign Venture Capital Investors NA NA -- (e) Foreign Portfolio Investors NA NA (f) Financial Institutions / Banks NA NA (g) Insurance Companies NA NA Life Insurance Corporation of India AAACL0582H NA NA (h) Provident Funds / Pension Funds NA NA -- (i) Any Other (Specify) Sub- (B)(1) (2) Central Government / State Government(s) / President of India Sub- (B)(2) (3) Non-institutions (a) Individuals NA NA i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs. ii. Individual shareholders holding NA NA nominal share capital in excess of Rs. 2 lakhs. -Dilipkumar Lakhi AABPL9618G NA NA NBFCs registered with RBI (c) Employee Trusts (d) Overseas Depositiries (holding DRs)(balancing figure) NA NA -- (e) Category & Name of the Shareholders PAN fully paid up Partly paid-up Table III - Statement showing shareholding pattern of the Public shareholder Nos. of underlying Depository nos. (VII = % calculated as per SCRR, 1957 Voting Rights in each class of Voting Rights Any Other (Specify) -Body Corporate(s) NA NA Montage Enterprises Private AACCM8173H NA NA Limited -IL AND FS Trust Co Ltd AABTK1690D NA NA NRIs NA NA Ricky Ishwardas Kirpalani AABPK3275E NA NA Keswani Haresh AAXPH7866C NA NA Trusts NA NA Foreign Bodies Corporate NA NA Kebale Trading Limited AAGCK0411Q NA NA Clearing Members NA NA Individual HUF NA NA IEPF AUTHORITY NA NA Sub- (B)(3) Public (B)= (B)(1)+(B)(2)+(B)(3) Details of the shareholders acting as persons in Concert including their (No. and %): Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above at needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of total number of. (3) W.r.t. the ination pertaining to Depository, the same may be disclosed in the respective columns to the extent ination available and the balance to be disclosed as by custodian, as a % Voting rights Underlying Outstanding (including Warrants), as a % assuming full conversion of ( as a percentage of diluted share capital) Locked in total total in dematerialized (XIV)

5 Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder Category & Name of the Shareholders (1) Custodian/DR Holder -Deutsche Bank Trust Company Americas fully paid up Partly paid-up Nos. of underlying Depository nos. (VII = % calculated as per SCRR, 1957 Voting Rights in each class of Voting Rights, as a % assuming full conversion of ( as a percentage of diluted share capital) (XI)= (VII)+(X) Locked in total (Not in dematerialized (XIV) (Not As a % PAN Shareholder Class Class of total No. (Not (II) (III) (IV) (V) (VI) IV+V+VI) (VIII) X Y rights (X) No. Applicable) Applicable) Applicable) as a % Voting Underlying Outstanding (including Warrants) (a) Name of DR Holder (if available) (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) Non -Promoter Non Public (C)= (C)(1)+(C)(2) Note (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above at needs to disclose name of all holders holding more than 1% of total number of (3) W.r.t. the ination pertaining to Depository, the same may be disclosed in the respective columns to the extent ination available,

6 Details of the shareholders acting as persons in Concert including their : (Kindly start filing data from Row No 3) Name of shareholder Name of PAC shareholders Holding % RICKY ISHWARDAS KIRPALANI Ricky Ishwardas Kirpalani 1.66 Keswani Haresh 2.94 Alisha Kirpalani 0.04 Johnny Kirpalani 0.09 Mala Sunil Jhangiani 0.00 Pooja Vijay Assomull 0.02 Poonam I Kirpalani 0.10 Sascha Kirpalani 0.00 K2 Family Pvt Trust 0.00 Tiana Kirpalani 0.00 DILIPKUMAR LAKHI Dilipkumar Lakhi 2.79 Chirag D Lakhi 0.00 Girdharilal V Lakhi 0.00 Manish G Lakhi 0

7 Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding in demat/unclaimed suspense account, voting (Kindly start filing data from Row No 3) shareholders