Stanford University Stanford, California Reports on Federal Awards in Accordance with OMB Uniform Guidance August 31, 2016 EIN:

Transcription

1 Stanford University Stanford, California Reports on Federal Awards in Accordance with OMB Uniform Guidance August 31, 2016 EIN:

2 Stanford University Stanford, California Reports on Federal Awards in Accordance with OMB Uniform Guidance August 31, 2016 Page(s) I. Financial Report of Independent Auditors Consolidated Financial Statements Notes to Consolidated Financial Statements Schedule of Expenditures of Federal Awards Part A, Award Expenditure Detail Schedule of Expenditures of Federal Awards Part B, Summary of Program Clusters Schedule of Expenditures of Federal Awards Part C, Federal Loan Program Year End Balances Notes to Schedule of Expenditures of Federal Awards II. Internal Control and Compliance Report of Independent Auditors on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards Report of Independent Auditors on Compliance with Requirements That Could Have a Direct and Material Effect on Each Major Program and on Internal Control Over Compliance in Accordance with the Uniform Guidance III. Findings Schedule of Findings and Questioned Costs Summary Schedule of Status of Prior Audit Findings and Questioned Costs Management's View and Corrective Action Plan

3 I. Financial

4 Report of Independent Auditors To the Board of Trustees of the Leland Stanford Junior University Report on the Consolidated Financial Statements We have audited the accompanying consolidated financial statements of the Leland Stanford Junior University and its subsidiaries ( Stanford ), which comprise the consolidated statements of financial position as of August 31, 2016 and 2015, and the related consolidated statements of activities and cash flows for the years then ended, and the related notes to the financial statements. Management s Responsibility for the Consolidated Financial Statements Management is responsible for the preparation and fair presentation of the consolidated financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of consolidated financial statements that are free from material misstatement, whether due to fraud or error. Auditors Responsibility Our responsibility is to express an opinion on the consolidated financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the consolidated financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consolidated financial statements. The procedures selected depend on our judgment, including the assessment of the risks of material misstatement of the consolidated financial statements, whether due to fraud or error. In making those risk assessments, we consider internal control relevant to the Stanford's preparation and fair presentation of the consolidated financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of Stanford's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the consolidated financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. PricewaterhouseCoopers LLP, Three Embarcadero Center, San Francisco, CA T: (415) , F: (415) ,

5 Opinion In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the consolidated financial position of the Leland Stanford Junior University and its subsidiaries as of August 31, 2016 and 2015, and their changes in net assets and their cash flows for the years then ended in accordance with accounting principles generally accepted in the United States of America. Other Information Our audit was conducted for the purpose of forming an opinion on the consolidated financial statements as a whole. The accompanying schedule of expenditures of federal awards Part A, Award Expenditure Detail, Part B, Summary of Program Clusters, and Part C, Federal Loan Program Year End Balances for the year ended August 31, 2016 is presented for purposes of additional analysis as required by Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and is not a required part of the consolidated financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the consolidated financial statements. The information has been subjected to the auditing procedures applied in the audit of the consolidated financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the consolidated financial statements or to the consolidated financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the schedule of expenditures of federal awards is fairly stated, in all material respects, in relation to the consolidated financial statements as a whole. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated December 6, 2016 on our consideration of Stanford s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering Stanford s internal control over financial reporting and compliance. San Francisco, California December 6,

6 CONSOLIDATED STATEMENTS OF FINANCIAL POSITION At August 31, 2016 and 2015 (in thousands of dollars) Includes the separate legal entities of The Leland Stanford Junior University, Stanford Health Care and Lucile Salter Packard Children s Hospital at Stanford and other majority-owned or controlled entities of these organizations ASSETS Cash and cash equivalents $ 1,863,584 $ 1,519,782 Assets limited as to use 551, ,552 Accounts receivable, net 1,260,796 1,133,476 Prepaid expenses and other assets 318, ,420 Pledges receivable, net 1,570, ,519 Student loans receivable, net 78,549 81,492 Faculty and staff mortgages and other loans receivable, net 610, ,724 Investments at fair value, including securities pledged or on loan of $205,128 and $106,264 for 2016 and 2015, respectively 31,332,231 31,399,176 Plant facilities, net of accumulated depreciation 8,999,916 7,797,306 Works of art and special collections - - TOTAL ASSETS $ 46,586,087 $ 44,509,447 LIABILITIES AND NET ASSETS LIABILITIES: Accounts payable and accrued expenses $ 2,034,934 $ 1,738,631 Accrued pension and postretirement benefit obligations 699, ,189 Liabilities associated with investments 353, ,656 Deferred rental and other income 657, ,850 Income beneficiary share of split interest agreements 414, ,426 Notes and bonds payable 5,401,768 5,058,743 U.S. government refundable loan funds 54,035 54,081 TOTAL LIABILITIES 9,615,859 8,976,576 NET ASSETS: Unrestricted 21,136,422 20,375,039 Temporarily restricted 8,545,950 8,763,932 Permanently restricted 7,287,856 6,393,900 TOTAL NET ASSETS 36,970,228 35,532,871 TOTAL LIABILITIES AND NET ASSETS $ 46,586,087 $ 44,509,447 The accompanying notes are an integral part of these consolidated financial statements. 3

7 CONSOLIDATED STATEMENTS OF ACTIVITIES For the years ended August 31, 2016 and 2015 (in thousands of dollars) Includes the separate legal entities of The Leland Stanford Junior University, Stanford Health Care and Lucile Salter Packard Children s Hospital at Stanford and other majority-owned or controlled entities of these organizations UNRESTRICTED NET ASSETS OPERATING REVENUES: Student income: Undergraduate programs $ 342,309 $ 330,851 Graduate programs 340, ,047 Room and board 174, ,304 Student financial aid (269,613) (260,616) TOTAL STUDENT INCOME 587, ,586 Sponsored research support: Direct costs - University 753, ,831 Direct costs - SLAC National Accelerator Laboratory 447, ,365 Indirect costs 251, ,572 TOTAL SPONSORED RESEARCH SUPPORT 1,452,867 1,386,768 HEALTH CARE SERVICES, primarily net patient service revenue 5,264,433 4,743,819 CURRENT YEAR GIFTS IN SUPPORT OF OPERATIONS 258, ,175 Net assets released from restrictions: Payments received on pledges 107, ,210 Prior year gifts released from donor restrictions 76,978 51,089 TOTAL NET ASSETS RELEASED FROM RESTRICTIONS 184, ,299 Investment income distributed for operations: Endowment 1,147,980 1,072,710 Expendable funds pools and other investment income 190, ,037 TOTAL INVESTMENT INCOME DISTRIBUTED FOR OPERATIONS 1,338,492 1,291,747 SPECIAL PROGRAM FEES AND OTHER INCOME 711, ,882 TOTAL OPERATING REVENUES 9,797,292 9,051,276 OPERATING EXPENSES: Salaries and benefits 5,527,284 4,795,588 Depreciation 538, ,635 Other operating expenses 3,241,294 3,052,669 TOTAL OPERATING EXPENSES 9,307,175 8,350,892 CHANGE IN NET ASSETS FROM OPERATING ACTIVITIES $ 490,117 $ 700,384 The accompanying notes are an integral part of these consolidated financial statements. 4

8 CONSOLIDATED STATEMENTS OF ACTIVITIES, Continued For the years ended August 31, 2016 and 2015 (in thousands of dollars) Includes the separate legal entities of The Leland Stanford Junior University, Stanford Health Care and Lucile Salter Packard Children s Hospital at Stanford and other majority-owned or controlled entities of these organizations UNRESTRICTED NET ASSETS (continued) CHANGE IN NET ASSETS FROM OPERATING ACTIVITIES $ 490,117 $ 700,384 NON-OPERATING ACTIVITIES: Increase in reinvested gains 167, ,722 Donor advised funds, net 21,783 66,734 Current year gifts not included in operations 2,381 1,655 Capital and other gifts released from restrictions 118, ,980 Pension and other postemployment benefit related changes other than net periodic benefit expense 182,013 (105,230) Transfer to permanently restricted net assets, net (45,651) (49,998) Transfer to temporarily restricted net assets, net (35,082) (26,223) Swap interest and change in value of swap agreements (135,924) (67,979) Contribution income from Stanford Health Care-ValleyCare affiliation - 96,758 Other (4,378) (3,919) NET CHANGE IN UNRESTRICTED NET ASSETS 761,383 1,458,884 TEMPORARILY RESTRICTED NET ASSETS Gifts and pledges, net 435, ,951 Decrease in reinvested gains (337,062) (70,902) Change in value of split interest agreements, net 14,866 2,195 Net assets released to operations (208,619) (197,186) Capital and other gifts released to unrestricted net assets (118,490) (100,980) Transfer from unrestricted net assets, net 35,082 26,223 Transfer to permanently restricted net assets, net (35,551) (27,999) Other (3,715) (3,829) NET CHANGE IN TEMPORARILY RESTRICTED NET ASSETS (217,982) 1,473 PERMANENTLY RESTRICTED NET ASSETS Gifts and pledges, net 769, ,058 Increase in reinvested gains 25,566 1,760 Change in value of split interest agreements, net 19,308 (15,756) Transfer from unrestricted net assets, net 45,651 49,998 Transfer from temporarily restricted net assets, net 35,551 27,999 Other (1,981) 523 NET CHANGE IN PERMANENTLY RESTRICTED NET ASSETS 893, ,582 NET CHANGE IN TOTAL NET ASSETS 1,437,357 1,733,939 Total net assets, beginning of year 35,532,871 33,798,932 TOTAL NET ASSETS, END OF YEAR $ 36,970,228 $ 35,532,871 The accompanying notes are an integral part of these consolidated financial statements. 5

9 CONSOLIDATED STATEMENTS OF CASH FLOWS For the years ended August 31, 2016 and 2015 (in thousands of dollars) Includes the separate legal entities of The Leland Stanford Junior University, Stanford Health Care and Lucile Salter Packard Children s Hospital at Stanford and other majority-owned or controlled entities of these organizations CASH FLOW FROM OPERATING ACTIVITIES Change in net assets $ 1,437,357 $ 1,733,939 Adjustments to reconcile change in net assets to net cash provided by operating activities: Depreciation 538, ,635 Amortization, loss on disposal of fixed assets and other adjustments (2,782) 7,319 Provision for doubtful accounts for health care services 123, ,075 Net gains on investments and security agreements (930,428) (1,691,192) Changes in fair value of interest rate swaps 132,596 64,519 Changes in split interest agreements 9,172 22,093 Investment income for restricted purposes (30,815) (31,828) Gifts restricted for long-term investments (888,137) (354,100) Gifts of securities and properties (15,585) (42,330) Contribution income from Stanford Health Care-ValleyCare affiliation - (96,820) Premiums received from bond issuance 94,098 5,627 Changes in operating assets and liabilities: Accounts receivable, net (193,954) (338,920) Pledges receivable, net (104,867) (372) Prepaid expenses and other assets (48,914) (38,447) Accounts payable and accrued expenses 143, ,884 Accrued pension and postretirement benefit obligations (124,725) 140,614 Deferred rental and other income 4,528 36,275 Other 5, NET CASH PROVIDED BY OPERATING ACTIVITIES 148, ,006 CASH FLOW FROM INVESTING ACTIVITIES Land, building and equipment purchases (1,693,181) (1,282,265) Student, faculty and other loans: New loans made (117,150) (104,509) Principal collected 50,335 55,444 Decrease in assets limited as to use 278, ,271 Cash acquired from ValleyCare, net of cash paid as consideration - (52,539) Purchases of investments (14,416,420) (28,366,613) Sales and maturities of investments 15,385,843 29,150,703 NET CASH USED FOR INVESTING ACTIVITIES (511,785) (363,508) CASH FLOW FROM FINANCING ACTIVITIES Gifts and reinvested income for restricted purposes 349, ,905 Proceeds from borrowing 586, ,311 Bond issuance costs and interest rate swaps (2,154) (2,528) Repayment of notes and bonds payable (322,700) (543,648) Increase (decrease) in liabilities associated with investments 98,467 (58,586) Other (3,024) (196) NET CASH PROVIDED BY FINANCING ACTIVITIES 706, ,258 INCREASE IN CASH AND CASH EQUIVALENTS 343, ,756 Cash and cash equivalents, beginning of year 1,519,782 1,272,026 CASH AND CASH EQUIVALENTS, END OF YEAR $ 1,863,584 $ 1,519,782 SUPPLEMENTAL DATA: Interest paid, net of capitalized interest $ 173,268 $ 178,078 Cash collateral received under security lending agreements $ 213,629 $ 110,087 Increase in payables for plant facilities $ 31,428 $ 46,762 The accompanying notes are an integral part of these consolidated financial statements. 6

10 NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 1. Basis of Presentation and Significant Accounting Policies BASIS OF PRESENTATION The consolidated financial statements include the accounts of The Leland Stanford Junior University ( Stanford University or the University ), Stanford Health Care (SHC), Lucile Salter Packard Children s Hospital at Stanford (LPCH) and other majority-owned or controlled entities of the University, SHC and LPCH. Collectively, all of these entities are referred to as Stanford. All significant inter-entity transactions and balances have been eliminated upon consolidation. Certain prior year amounts have been reclassified to conform to the current year s presentation. These reclassifications had no impact on the change in net assets or total net assets. University The University is a private, not-for-profit educational institution, founded in 1885 by Senator Leland and Mrs. Jane Stanford in memory of their son, Leland Stanford Jr. A Board of Trustees (the Board ) governs the University. The University information presented in the consolidated financial statements comprises all of the accounts of the University, including its institutes and research centers, and the Stanford Management Company. SLAC National Accelerator Laboratory (SLAC) is a federally funded research and development center owned by the U.S. Department of Energy (DOE). The University manages and operates SLAC for the DOE under a management and operating contract; accordingly, the revenues and expenditures of SLAC are included in the Consolidated Statements of Activities, but SLAC s assets and liabilities are not included in the Consolidated Statements of Financial Position. SLAC employees are University employees and participate in the University's employee benefit programs. The University holds some receivables from the DOE substantially related to reimbursement for employee compensation and benefits. Hospitals SHC and LPCH (the Hospitals ) are California not-for-profit public benefit corporations, each governed by a separate Board of Directors. The University is the sole member of each of these entities. SHC and LPCH support the mission of medical education and clinical research of the University s School of Medicine (SOM). Collectively, the SOM and Hospitals comprise Stanford Medicine. SHC and LPCH operate two licensed acute care and specialty hospitals on the Stanford campus and numerous physician clinics on the campus, in community settings and in association with regional hospitals in the San Francisco Bay Area and elsewhere in California. The University has partnered with SHC and LPCH, respectively, to establish physician medical foundations to support Stanford Medicine s mission of delivering quality care to the community and conducting research and education. In September 2014, SHC entered into an affiliation agreement with The Hospital Committee for the Livermore-Pleasanton Areas (dba Stanford Health Care ValleyCare) ( SHC-VC ) to acquire control by becoming the sole corporate member of SHC-VC. On May 18, 2015, with all conditions of the affiliation agreement satisfied and all regulatory approvals obtained, the acquisition of control of SHC-VC by SHC was consummated and became effective. Because of the acquisition of control, for financial reporting purposes SHC is treated as having acquired assets of $233.2 million, including plant facilities, net of accumulated depreciation of $135.6 million, and assumed liabilities of $64.3 million during the year ended August 31, The excess of net assets over consideration paid was $96.8 million and is recorded as contribution income in non-operating activities in the Consolidated Statements of Activities for the year ended August 31,

11 TAX STATUS The University, SHC and LPCH are exempt from federal and state income taxes to the extent provided by Section 501(c)(3) of the Internal Revenue Code and equivalent state provisions, except with regard to unrelated business income which is taxed at corporate income tax rates. In accordance with the guidance on accounting for uncertainty in income taxes, management regularly evaluates its tax positions and does not believe the University, SHC or LPCH have any uncertain tax positions that require disclosure or adjustment to the consolidated financial statements. The University, SHC and LPCH are subject to routine audits by taxing jurisdictions. The respective managements of the University, SHC and LPCH believe they are no longer subject to income tax examinations for fiscal years prior to August 31, BASIS OF ACCOUNTING The consolidated financial statements are prepared in accordance with accounting principles generally accepted in the United States of America ( U.S. GAAP ). These principles require management to make estimates and assumptions that affect the reported amounts of assets and liabilities, the disclosure of contingent assets and liabilities at the date of the consolidated financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. For financial reporting purposes, net assets and revenues, expenses, gains and losses are classified into one of three categories - unrestricted, temporarily restricted or permanently restricted. Unrestricted Net Assets Unrestricted net assets are expendable resources which are not subject to donor-imposed restrictions. Unrestricted net assets include funds designated for operations, net investment in plant facilities, certain investment and endowment gains and funds functioning as endowment. These net assets may be designated by Stanford for specific purposes under internal operating and administrative arrangements or be subject to contractual agreements with external parties. Donor-restricted contributions that relate to Stanford s core activities and are received and expended or deemed expended based on the nature of donors restrictions are classified as unrestricted. All expenses are recorded as a reduction of unrestricted net assets. The operating activities of Stanford include the revenues earned and expenses incurred in the current year to support teaching, research, and patient care. The non-operating activities of Stanford include increases in reinvested gains, current year gifts not included in operations, capital and other gifts released from restrictions, pension and other postemployment benefit related changes other than net periodic benefit expense, contribution income from the SHC-VC affiliation and certain other non-operating activities. Transfers from unrestricted net assets to temporarily restricted net assets and permanently restricted net assets are primarily the result of donor redesignations or matching funds that are added to donor gift funds which then take on the same restrictions as the donor gift. Temporarily Restricted Net Assets Temporarily restricted net assets include gifts and pledges that are subject to donor-imposed restrictions that expire with the passage of time, payment of pledges or specific actions to be undertaken by Stanford, which are then released and reclassified to unrestricted net assets. In addition, appreciation and income on certain donor-restricted endowment funds are classified as temporarily restricted net assets until authorized for spending (see Note 12). Donor-restricted resources intended for capital projects are initially recorded as temporarily restricted and then released and reclassified as unrestricted net assets when the 8

12 asset is placed in service. Also included in this category is Stanford s net equity in split interest agreements that are expendable at maturity. Permanently Restricted Net Assets Permanently restricted net assets consist primarily of endowment, annuity and split interest agreements which are subject to donor-imposed restrictions requiring that the principal be invested in perpetuity. Permanently restricted net assets may also include funds reclassified from other classes of net assets as a result of donor-imposed stipulations, Stanford s net equity in split interest agreements that are not expendable at maturity and net assets which by donor stipulation must be made available in perpetuity for specific purposes. CASH AND CASH EQUIVALENTS Cash and cash equivalents included in the Consolidated Statements of Financial Position consist of U.S. Treasury bills, certificates of deposit, money market funds and all other short-term investments with original maturities of 90 days or less at the time of purchase. These amounts are carried at amortized cost, which approximates fair value. Cash and cash equivalents that are held for investment purposes are classified as investments (see Note 6). ASSETS LIMITED AS TO USE Assets limited as to use consist primarily of proceeds of tax-exempt bonds issued for the benefit of the University and limited by the terms of indentures to use for qualified capital projects. Assets limited as to use also include trustee-held accounts reflecting proceeds of tax-exempt bonds issued for the benefit of SHC and LPCH and limited by the terms of indentures to use for qualified capital projects. Assets limited as to use consist of cash and cash equivalents and short-term investments, recorded at cost, which approximates fair value. ACCOUNTS AND LOANS RECEIVABLE Accounts and loans receivable are carried at cost, less an allowance for doubtful accounts. PLEDGES RECEIVABLE Unconditional promises to give are included in the consolidated financial statements as pledges receivable and are classified as temporarily restricted or permanently restricted, depending upon donor stipulations. Pledges recognized on or after September 1, 2009 are recorded at an applicable risk-adjusted discount rate commensurate with the duration of the donor s payment plan. Pledges recognized in periods prior to September 1, 2009 were recorded at a discount based on the U.S. Treasury rate. Conditional promises, which depend on the occurrence of a specified future and uncertain event, such as matching gifts from other donors, are recognized when the conditions are substantially met. INVESTMENTS Investments are recorded at fair value. Gains and losses (realized and unrealized) on investments are recognized in the Consolidated Statements of Activities (see Note 6). The investment portfolio may be exposed to various risks, including, but not limited to, interest rate, market, sovereign, concentration, counterparty, liquidity and credit risk. Fair value reporting requires management to make estimates and assumptions about the effects of matters that are inherently uncertain. Estimates developed using methods such as discounted cash flows are subjective, requiring significant judgments such as the amount and timing of future cash flows and the selection of appropriate discount rates that reflect market and credit risks. Stanford management regularly assesses these risks through 9

13 established policies and procedures. Actual results could differ from these estimates and such differences could have a material impact on the consolidated financial statements. PLANT FACILITIES Plant facilities are recorded at cost or, for donated assets, at fair value at the date of donation. Interest expense for construction financing, net of income earned on unspent proceeds, is capitalized as a cost of construction. Depreciation is computed using the straight-line method over the estimated useful lives of the assets. The useful lives used in calculating depreciation for the years ended August 31, 2016 and 2015 are as follows: Land improvements years Buildings and building improvements 4-50 years Furniture, fixtures and equipment 3-20 years Utilities 5-40 years WORKS OF ART AND SPECIAL COLLECTIONS Works of art, historical treasures, literary works and artifacts, which are preserved and protected for educational, research and public exhibition purposes, are not capitalized. Donations of such collections are not recorded for financial statement purposes. Purchases of collection items are recorded as operating expenses in the period in which they are acquired. Proceeds from sales of such items are used to acquire other items for the collections. DONATED ASSETS Donated assets, other than works of art and special collections, are recorded at fair value at the date of donation. Undeveloped land, including land acquired under the original endowment to the University from Senator Leland and Mrs. Jane Stanford, is reported at fair value at the date of acquisition. Under the terms of the original founding grant, a significant portion of University land may not be sold. DONOR ADVISED FUNDS The University receives gifts from donors under donor advised fund (DAF) agreements. These funds are owned and controlled by the University and are separately identified by donor. A significant portion of the gift must be designated to the University. At August 31, 2016 and 2015, approximately $413.7 million and $386.0 million, respectively, of DAFs may be used to support other approved charities; the donors have advisory privileges with respect to the distribution of these funds. Current year gifts under the DAF agreements are included in the Consolidated Statements of Activities as donor advised funds, net at the full amount of the gift. Transfers of funds to other charitable organizations are included in the Consolidated Statements of Activities as a reduction to donor advised funds, net at the time the transfer is made. SPLIT INTEREST AGREEMENTS Split interest agreements consist of arrangements with donors where Stanford has an interest in assets held by a trustee and receives benefits that are shared with other beneficiaries. Split interest agreements where Stanford is not the trustee are recorded in the assets held by other trustees category of investments in the Consolidated Statements of Financial Position as described in Note 6. 10

14 The assets held under split interest agreements where Stanford is the trustee were $733.9 million and $733.8 million at August 31, 2016 and 2015, respectively, and were recorded in various investments categories; a liability for the discounted present value of any income beneficiary interest is reported as income beneficiary share of split interest agreements in the Consolidated Statements of Financial Position. At August 31, 2016 and 2015, discount rates of 1.8% and 2% were used, respectively, based on the Charitable Federal Midterm Rate. During fiscal years 2016 and 2015, the discounted present value of new gifts subject to split interest agreements, and net of any income beneficiary share, was $11.3 million and $40.6 million, respectively, and was included in gifts and pledges, net in the Consolidated Statements of Activities. Actuarial gains or losses were included in change in value of split interest agreements, net in the Consolidated Statements of Activities. Funds subject to donor-imposed restrictions requiring that the principal be invested in perpetuity are classified as permanently restricted net assets in the Consolidated Statements of Financial Position; all others are classified as temporarily restricted net assets until the expiration of the donor-imposed restrictions, at which point they will be classified as unrestricted net assets. SELF-INSURANCE The University self-insures at varying levels for unemployment, disability, workers compensation, property losses, certain health care plans and general and professional liability losses. SHC and LPCH self-insure at varying levels for health care plans, workers compensation and, through their captive insurance company, for professional liability losses. Third-party insurance is purchased to cover liabilities above the selfinsurance limits. Estimates of retained exposures are accrued. INTEREST RATE EXCHANGE AGREEMENTS The University and SHC have entered into several interest rate exchange agreements to reduce the effect of interest rate fluctuation on their variable rate revenue bonds and notes. Current accounting guidance for derivatives and hedges requires entities to recognize all derivative instruments at fair value. The University and SHC do not designate and qualify their derivatives for hedge accounting; accordingly, any changes in the fair value (i.e. gains or losses) flow directly to the Consolidated Statements of Activities as a nonoperating activity in swap interest and change in value of swap agreements. The settlements (net cash payments less receipts) under the interest rate exchange agreements are recorded in the Consolidated Statements of Activities in swap interest and change in value of swap agreements for the University and in other operating expenses for SHC. The University has also entered into interest rate exchange agreements to reduce the effect of interest rate fluctuations of certain investment positions (see Note 8). STUDENT INCOME The University provides financial assistance in the form of scholarship and fellowship grants that cover a portion of tuition, living and other costs that is reflected as a reduction of student income. Graduate student research and teaching assistantship appointments provide the recipient with salary and tuition support, which are reflected as salaries and benefits expense and other operating expense, respectively. PATIENT CARE AND OTHER SERVICES Health Care Services Patient care, net is reported in the Consolidated Statements of Activities at the estimated net realizable amounts from patients, third-party payers, and others for services rendered. SHC and LPCH derive a majority of patient care revenues from contractual agreements with Medicare, Medi-Cal and other thirdparty payers. Payments under these agreements and programs are based on a variety of payment models (see Note 3). 11

15 The University has entered into various operating agreements with SHC and LPCH for the professional services of SOM faculty members, and for non-physician services such as telecommunications, facilities, and other services. The payments by the Hospitals to the University for professional services are eliminated in consolidation. Charity Care SHC and LPCH provide care to patients who meet certain criteria under their charity care policies without charge or at amounts less than their established rates. The Hospitals do not record revenue for amounts determined to qualify as charity care (see Note 3). RECENT ACCOUNTING PRONOUNCEMENTS In November 2016, the Financial Accounting Standards Board (FASB) issued an update to the Accounting Standards Codification (ASC) which requires that the amounts generally described as restricted cash and restricted cash equivalents should be included with cash and cash equivalents when reconciling the beginning-of-period and end-of-period total amounts shown on the statement of cash flows. The new guidance is effective for fiscal year Stanford is currently evaluating the impact that this guidance will have on the consolidated financial statements. In August 2016, the FASB issued an update to the ASC which makes several modifications to current reporting requirements for not-for-profit (NFP) entities. The ASC update changes the way NFPs classify net assets and results in significant changes to financial reporting and disclosures for NFPs. The new guidance is effective for fiscal year Stanford is currently evaluating the impact that this guidance will have on the consolidated financial statements. In February 2016, the FASB issued an update to the ASC which requires lessees to recognize operating and financing lease liabilities and corresponding right-of use assets on the statement of financial position. The new guidance is effective for fiscal year Stanford is currently evaluating the impact that this guidance will have on the consolidated financial statements. In May 2015, the FASB issued an update to the ASC which modifies reporting requirements for investments that are eligible to be measured at fair value using the net asset value (or its equivalent) as a practical expedient. The ASC update removes the requirement to categorize these investments within the fair value hierarchy and make certain disclosures. The new guidance is effective for fiscal year 2018 but early adoption is allowed. Stanford has early adopted this guidance in fiscal year 2016 (see Note 6). In April 2015, the FASB issued an update to the ASC which requires debt issuance costs to be presented in the statement of financial position as a direct deduction from the carrying value of the associated debt liability, consistent with the presentation of a debt discount. The new guidance is effective for fiscal year In August 2015, the FASB issued a supplemental ASU which allows an entity to present debt issuance costs related to a line of credit arrangement as an asset and subsequently amortize the costs ratably over the term of the line of credit arrangement. The recognition and measurement guidance for debt issuance costs is not affected. Stanford does not expect the new guidance to have a material impact on the consolidated financial statements. In May 2014, the FASB issued an update to the ASC to improve consistency of revenue recognition practices across industries for economically similar transactions. Subsequently, the FASB has issued several amendments and updates to the original standard. The core principle is that an entity recognizes revenue for goods or services to customers in an amount that reflects the consideration it expects to receive in return. The guidance is effective for fiscal year Stanford is currently evaluating the impact that this guidance will have on the consolidated financial statements. 12

16 2. Accounts Receivable Accounts receivable, net of bad debt allowances, at August 31, 2016 and 2015, in thousands of dollars, are as follows: UNIVERSITY SHC LPCH CONSOLIDATED 2016 U.S. government sponsors $ 104,240 $ - $ - $ 104,240 Non-federal sponsors and programs 49,282 23,939 15,827 89,048 Pending trades of securities 94, ,304 Accrued interest on investments 10, ,816 Student 7, ,171 Patient and third-party payers: Blue Cross - 117,644 76, ,195 Blue Shield - 73,561 32, ,917 Medicare - 90, ,420 Medi-Cal - 17,081 41,533 58,614 Other managed care and payers - 421, , ,450 Other 52,195 58,497 18, , , , ,904 1,435,100 Less bad debt allowances (1,815) (160,819) (11,670) (174,304) ACCOUNTS RECEIVABLE, NET $ 316,193 $ 642,369 $ 302,234 $ 1,260, U.S. government sponsors $ 89,809 $ - $ - $ 89,809 Non-federal sponsors and programs 43,245 30,754 15,279 89,278 Pending trades of securities 33, ,451 Accrued interest on investments 9, ,378 Student 6, ,592 Patient and third-party payers: Blue Cross - 105,199 76, ,623 Blue Shield - 97,654 34, ,716 Medicare - 90,184 1,136 91,320 Medi-Cal - 14,615 42,405 57,020 Other managed care and payers - 387, , ,942 Other 44,663 26,449 13,065 84, , , ,389 1,301,306 Less bad debt allowances (1,698) (144,855) (21,277) (167,830) ACCOUNTS RECEIVABLE, NET $ 225,440 $ 607,924 $ 300,112 $ 1,133,476 13

17 3. Health Care Services Revenue SHC and LPCH derive a majority of health care services revenue from contractual agreements with Medicare, Medi-Cal and other third-party payers that provide for payments at amounts different from established rates. Payments under these agreements and programs are based on a variety of payment models, including estimated retroactive audit adjustments under reimbursement agreements with thirdparty payers. Retroactive adjustments are estimated and recorded in the period the related services are rendered and adjusted in future periods, as final settlements are determined. Contracts, laws and regulations governing the Medicare and Medi-Cal programs are complex and subject to interpretation. As a result, it is reasonably possible that recorded estimates may change by a material amount in the near term. A summary of payment arrangements with major third-party payers follows: Medicare Inpatient acute care services rendered to Medicare program beneficiaries are paid at prospectively determined rates per discharge. These rates vary according to a patient classification system that is based on clinical, diagnostic and other factors. Medicare reimburses hospitals for covered outpatient services rendered to its beneficiaries by way of an outpatient prospective payment system based on ambulatory payment classifications. Inpatient non-acute services, certain outpatient services and medical education costs related to Medicare beneficiaries are paid based, in part, on a cost reimbursement methodology subject to final settlement after submission of annual cost reports and audits thereof by the Medicare fiscal intermediary. The estimated amounts due to or from the program are reviewed and adjusted annually based on the status of such audits and any subsequent appeals. Differences between final settlements and amounts accrued in previous years are reported as adjustments to net health care services revenue in the year examination is substantially completed. Medicare cost reports have been audited by the Medicare administrative contractor through August 31, 2006 for SHC and August 31, 2014 for LPCH. Professional services are reimbursed based on a fee schedule. Medi-Cal The State reimburses hospitals for inpatient services rendered to Medi-Cal program beneficiaries based on a prospectively determined rate per discharge. Hospital outpatient and professional services are reimbursed based upon prospectively determined fee schedules. Managed Care Organizations SHC and LPCH have entered into agreements with numerous third-party payers to provide patient care to beneficiaries under a variety of payment arrangements. These include arrangements with: Commercial insurance companies which reimburse at negotiated charges. Managed care contracts such as those with HMOs and PPOs, which reimburse at contracted or per diem rates, which are usually less than full charges. Counties in the State of California, which reimburse for certain indigent patients covered under county contracts. Uninsured For uninsured patients that do not qualify for charity care, revenue is recognized on the basis of standard rates for services less an uninsured discount applied to the patient s account that approximates the average discount for managed care payers. 14

18 The following table presents health care services revenue, net of contractual allowances (but before provision for doubtful accounts), for the years ended August 31, in thousands of dollars: UNIVERSITY SHC LPCH ELIMINATIONS CONSOLIDATED 2016 Medicare $ - $ 755,658 $ 7,390 $ - $ 763,048 Medi-Cal - 106, , ,096 Managed care - 2,870, ,809-3,838,246 Self pay and other - 239,248 75, ,632 Premium revenue - 72, ,292 Physician services and support (see Note 1 ) 873,520 47,214 - (920,734) - Other services and support 32, , ,486 4,091,577 1,310,951 (920,734) 5,388,280 Provision for doubtful accounts - (126,280) 2,433 - (123,847) HEALTH CARE SERVICES REVENUE $ 906,486 $ 3,965,297 $ 1,313,384 $ (920,734) $ 5,264, Medicare $ - $ 732,377 $ 6,831 $ - $ 739,208 Medi-Cal - 77, , ,181 Managed care - 2,421, ,394-3,410,954 Self pay and other - 246,040 47, ,171 Premium revenue - 62, ,893 Physician services and support (see Note 1 ) 810,474 47,087 - (857,561) - Other services and support 30, , ,961 3,587,907 1,314,587 (857,561) 4,885,894 Provision for doubtful accounts - (131,601) (10,474) - (142,075) HEALTH CARE SERVICES REVENUE $ 840,961 $ 3,456,306 $ 1,304,113 $ (857,561) $ 4,743,819 SHC recognized net health care services revenue adjustments of $4.3 million and $34.2 million as a result of prior years favorable developments related to reimbursement and appeals for the years ended August 31, 2016 and 2015, respectively. LPCH had no significant adjustments to revenue for the years ended August 31, 2016 and SHC s and LPCH s provisions for doubtful accounts are based upon management s assessment of expected net collections considering historical experience and other collection indicators. Charity Care SHC s estimated cost of providing charity care was $19.4 million and $9.7 million, and LPCH s estimated cost of providing charity care was $1.6 million and $2.8 million for the years ended August 31, 2016 and 2015, respectively. This cost is estimated by calculating a ratio of total costs to gross patient service charges at established rates, and then multiplying that ratio by gross uncompensated patient service charges at established rates associated with providing care to charity patients. SHC received $799 thousand and $526 thousand during the years ended August 31, 2016 and 2015, respectively, from contributions that were restricted for the care of indigent patients. SHC and LPCH also provide services to other patients under the Medicare, Medi-Cal and other publicly sponsored programs, which reimburse at amounts less than the cost of the services provided to the recipients. Estimated costs in excess of reimbursements for the Medicare, Medi-Cal and other publicly sponsored programs for the years ended August 31, 2016 and 2015 were $869.0 million and $610.0 million for SHC, and $212.7 million and $219.6 million for LPCH, respectively. 15

19 Provider Fee The State of California enacted legislation in 2009 through 2016 which established a Hospital Quality Assurance Fee (QAF) Program and a Hospital Fee Program. These programs impose a provider fee on certain California general acute care hospitals that, combined with federal matching funds, is used to provide supplemental payments to certain hospitals and support the State s effort to maintain health care coverage for children. Provider fee revenue, net of expenses, under these programs for the years ended August 31, in thousands of dollars, is as follows: SHC LPCH CONSOLIDATED 2016 Revenues $ 55,195 $ 51,793 $ 106,988 Expenses (45,809) (24,196) (70,005) TOTAL $ 9,386 $ 27,597 $ 36, Revenues $ 103,667 $ 79,775 $ 183,442 Expenses (73,585) (43,156) (116,741) TOTAL $ 30,082 $ 36,619 $ 66,701 16

20 4. Pledges Receivable Pledges are recorded at applicable risk-adjusted discount rates, ranging from 1.1% to 5.7%, commensurate with the duration of the donor s payment plan. At August 31, 2016 and 2015, pledges receivable, net of discounts and allowances, in thousands of dollars, are as follows: UNIVERSITY SHC LPCH CONSOLIDATED 2016 One year or less $ 151,591 $ 11,531 $ 33,182 $ 196,304 Between one year and five years 997,348 86,428 55,921 1,139,697 More than five years 403,638 11,352 45, ,359 1,552, , ,472 1,796,360 Less discounts and allowances (195,069) (11,558) (18,821) (225,448) PLEDGES RECEIVABLE, NET $ 1,357,508 $ 97,753 $ 115,651 $ 1,570, One year or less $ 123,719 $ 19,371 $ 8,372 $ 151,462 Between one year and five years 710, ,733 3, ,519 More than five years 79,667 18,504 25, , , ,608 37,208 1,096,152 Less discounts and allowances (153,817) (14,151) (6,665) (174,633) PLEDGES RECEIVABLE, NET $ 760,519 $ 130,457 $ 30,543 $ 921,519 Conditional pledges for the University, which depend on the occurrence of a specified future and uncertain event, were $6.5 million and $6.7 million at August 31, 2016 and 2015, respectively. SHC and LPCH had no conditional pledges at August 31, 2016 and

21 5. Loans Receivable Loans receivable consist primarily of University student loans receivable and faculty and staff mortgages. University management regularly assesses the adequacy of the allowance for credit losses of its loans by performing ongoing evaluations, including such factors as the differing economic risks associated with each loan category, the financial condition of specific borrowers, the economic environment in which the borrowers operate, the level of delinquent loans and the value of any collateral. STUDENT LOANS RECEIVABLE Student loans receivable consist of institutional and federally-sponsored loans due from both current and former students. Student loans and allowance for student loan losses at August 31, 2016 and 2015, in thousands of dollars, are as follows: Institutional loans $ 25,577 $ 24,286 Federally-sponsored loans 53,766 57,853 79,343 82,139 Less allowance for student loan losses (794) (647) STUDENT LOANS RECEIVABLE, NET $ 78,549 $ 81,492 Institutional loans are funded by donor funds restricted for student loan purposes and University funds made available to meet demonstrated need in excess of all other sources of student loan borrowings. Federally-sponsored loans are funded by advances to the University primarily under the Federal Perkins Loan Program (the Program ). Loans to students under the Program are subject to mandatory interest rates and significant restrictions and can be assigned to the federal government in certain non-repayment situations. In these situations, the federal portion of the loan balance is guaranteed. Amounts received under the Program are ultimately refundable to the federal government in the event the University no longer participates in the Program, and accordingly, have been reported as an obligation in the Consolidated Statements of Financial Position as U.S. government refundable loan funds. FACULTY AND STAFF MORTGAGES In a program to attract and retain excellent faculty and senior staff, the University provides home mortgage financing assistance, primarily in the form of subordinated loans. Notes receivable amounting to $609.3 million and $547.2 million at August 31, 2016 and 2015, respectively, from University faculty and staff are included in faculty and staff mortgages and other loans receivable, net in the Consolidated Statements of Financial Position. These loans and mortgages are collateralized by deeds of trust on properties concentrated in the region surrounding the University. Management has determined that no allowance is necessary. 18

22 6. Investments Investments are measured and recorded at fair value. The valuation methodology, investment categories, fair value hierarchy, certain investment activities and related commitments for fiscal years 2016 and 2015 are discussed below. Investments held by Stanford at August 31, 2016 and 2015, in thousands of dollars, are as follows: UNIVERSITY SHC LPCH CONSOLIDATED 2016 Cash and cash equivalents $ 984,795 $ 50,527 $ - $ 1,035,322 Collateral held for securities loaned 213, ,629 Public equities 7,069, ,069,873 Derivatives Fixed income 1,655, ,371 70,642 1,889,662 Real estate 6,741, ,741,245 Natural resources 2,300, ,300,633 Private equities 6,363, ,363,481 Absolute return 5,155, ,155,970 Assets held by other trustees 176,310-15, ,358 Other 342,571 28, ,015 Total 31,004, ,342 85,690 31,332,231 Hospitals' funds invested in the University s Merged Pool (1,918,412) 1,310, ,365 - INVESTMENTS AT FAIR VALUE $ 29,085,787 $ 1,552,389 $ 694,055 $ 31,332, Cash and cash equivalents $ 1,300,474 $ 59,560 $ - $ 1,360,034 Collateral held for securities loaned 110, ,087 Public equities 6,971, ,971,378 Derivatives 58, ,992 Fixed income 1,350, ,088 69,313 1,580,169 Real estate 6,439, ,439,576 Natural resources 2,018, ,018,832 Private equities 6,833, ,833,087 Absolute return 5,529, ,529,102 Assets held by other trustees 192,811-16, ,890 Other 273,674 15, ,029 Total 31,078, ,003 85,392 31,399,176 Hospitals' funds invested in the University s Merged Pool (2,312,541) 1,434, ,655 - INVESTMENTS AT FAIR VALUE $ 28,766,240 $ 1,669,889 $ 963,047 $ 31,399,176 VALUATION METHODOLOGY To the extent available, Stanford s investments are recorded at fair value based on quoted prices in active markets on a trade-date basis. Stanford s investments that are listed on any U.S. or non-u.s. recognized exchanges are valued based on readily available market quotations. When such inputs do not exist, fair value measurements are based on the best available information and usually require a degree of judgment. For alternative investments, which are principally limited partnership investments in private equity, real estate, natural resources and hedge funds, the value is primarily based on the Net Asset Value (NAV) of the underlying investments. The NAV is reported by external investment managers, including general partners, in accordance with their policies as described in their respective financial statements and offering 19

23 memoranda. The most recent NAV reported is adjusted for capital calls, distributions and significant known valuation changes, if any, of its related portfolio through August 31, 2016 and 2015, respectively. These investments are generally less liquid than other investments, and the value reported may differ from the values that would have been reported had a ready market for these investments existed. Stanford exercises due diligence in assessing the policies, procedures, and controls implemented by its external investment managers and believes its proportionate share of the carrying amount of these alternative investments is a reasonable estimate of fair value. Such due diligence procedures include, but are not limited to, ongoing communication, on-site visits, and review of information from external investment managers as well as review of performance. In conjunction with these procedures, estimated fair value is determined by consideration of a wide range of factors, such as market conditions, redemption terms and restrictions, and risks inherent in the inputs of the external investment managers valuation. For alternative investments which are direct investments, Stanford considers various factors to estimate fair value, such as, but not limited to, the timing of the transaction, the market in which the company operates, comparable transactions, company performance and projections as well as discounted cash flow analysis. The selection of an appropriate valuation technique may be affected by the availability and general reliability of relevant inputs. In some cases, one valuation technique may provide the best indication of fair value while in other circumstances, multiple valuation techniques may be appropriate. Furthermore, Stanford may review the investment s underlying portfolio as well as engage external appraisers, depending on the nature of the investment. INVESTMENT CATEGORIES Investments are categorized by asset class and valued as described below: Cash and cash equivalents categorized as investments include money market funds and restricted cash. Money market funds are valued based on reported unit values. Restricted cash includes collateral provided to or received from counterparties related to investment-related derivative contracts (see Note 8). Collateral held for securities loaned is generally received in the form of cash and cash equivalents and is reinvested for income in cash equivalent vehicles. These investments are recorded at amortized cost, which approximates fair value (see Note 10). Public equities are investments valued based on quoted market prices (and exchange rates, if applicable) on the last trading date of the principal market on or before August 31. They include investments that are directly held as well as commingled funds which invest in publicly traded equities. The fair values of public equities held through alternative investments are calculated by the respective external investment managers as described under Valuation Methodology above. Derivatives are used by Stanford to manage its exposure to certain risks relating to ongoing business and investment operations. Derivatives such as forward currency contracts, options, interest rate swaps, and total return swaps are valued using models based on market verifiable inputs, or by using independent broker quotes. Fixed income investments are valued by independent pricing sources, broker dealers or pricing models that factor in, where applicable, recently executed transactions, interest rates, bond or credit default spreads and volatility. They primarily include investments that are actively traded fixed income securities or mutual funds. Real estate represents directly owned real estate, interests in long-term ground leases and other real estate interests held through limited partnerships. The fair value of real estate directly owned by Stanford, including the Stanford Shopping Center and the Stanford Research Park, is based primarily on discounted 20

24 cash flows, using estimates from the asset manager or external investment managers, corroborated by appraisals and market data, if available. The fair value of real estate held through limited partnerships is based on the NAV reported by the external investment managers and is adjusted as described under Valuation Methodology above. Natural resources are mostly held in commodity and energy related investments, which are valued on the basis of a combination of models, including appraisals, discounted cash flows and commodity price factors. The fair value of these types of alternative investments is based on the NAV reported by the external investment managers and is adjusted as described under Valuation Methodology above. Private equities are investments primarily in venture capital and leveraged buyout strategies. Distributions from these investments are received through liquidation of the underlying assets. The fair value of these types of alternative investments is based on the NAV reported by the external investment managers and is adjusted as described under Valuation Methodology above. Absolute return investments are typically commingled funds that employ multiple strategies to produce positive returns, regardless of the direction of the financial markets. The fair value of these types of alternative investments is valued based on the NAV reported by the external investment managers and is adjusted as described under Valuation Methodology above. Assets held by other trustees generally represent Stanford s residual interest in split interest agreements where the University, SHC or LPCH are not the trustee. The residual (or beneficial) interest represents the present value of the future distributions expected to be received over the term of the agreement, which approximates fair value, and the assets are based on estimates provided by trustees. Other investments are typically non-public investments such as preferred stocks and convertible notes. The fair value of these types of direct investments is valued as described under Valuation Methodology above. FAIR VALUE HIERARCHY U.S. GAAP defines fair value as the price received upon sale of an asset or paid upon transfer of a liability in an orderly transaction between market participants. Current guidance establishes a hierarchy of valuation inputs based on the extent to which the inputs are observable in the marketplace. Inputs are used in applying the various valuation techniques and take into account the assumptions that market participants use to make valuation decisions. Inputs may include price information, credit data, liquidity statistics, and other factors specific to the financial instrument. Observable inputs reflect market data obtained from independent sources. In contrast, unobservable inputs reflect the entity s assumptions about how market participants would value the financial instrument. Valuation techniques used under U.S. GAAP must maximize the use of observable inputs to the extent available. A financial instrument s level within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement. The following describes the hierarchy of inputs used to measure fair value and the primary valuation methodologies used for financial instruments measured at fair value on a recurring basis: Level 1 Investments whose values are based on quoted market prices in active markets for identical assets or liabilities are classified as Level 1. Level 1 investments include active listed equities and certain short term fixed income securities. Such investments are valued based upon the closing price quoted on the last trading date on or before the reporting date on the principal market, without adjustment. Exchange-traded derivatives such as options, futures contracts and warrants using observable inputs such as the last reportable sale price or the most recent bid price are typically classified as Level 1 (see Note 8). 21

25 Level 2 Investments that trade in markets that are not actively traded, but are valued based on quoted market prices, dealer quotations, or alternative pricing sources for similar assets or liabilities are classified as Level 2. These investments include certain U.S. government and sovereign obligations, government agency obligations, investment grade corporate bonds and certain limited marketable securities. Privately negotiated over-the-counter (OTC) derivatives such as forward currency contracts, total return swaps, and interest rate swaps are typically classified as Level 2 (see Note 8). In instances where quotations received from counterparties or valuation models are used, the value of an OTC derivative depends upon the contractual terms of the instrument as well as the availability and reliability of observable inputs. Such inputs include market prices for reference securities, yield curves, or credit curves. Level 3 Investments classified as Level 3 have significant unobservable inputs, as they trade infrequently or not at all. The inputs into the determination of fair value of these investments are based upon the best information in the circumstance and may require significant management judgment. These investments primarily consist of Stanford s alternative investments and are classified as Level 3 as the inputs are not observable. 22

26 The following tables summarize Stanford s investment assets within the fair value hierarchy and asset categories at August 31, 2016 and 2015, in thousands of dollars: LEVEL 1 LEVEL 2 LEVEL 3 TOTAL 2016 Cash and cash equivalents $ 1,010,174 $ 25,148 $ - $ 1,035,322 Collateral held for securities loaned - 213, ,629 Public equities 2,308, ,045 2,311,900 Derivatives Fixed income 165,292 1,724,370-1,889,662 Real estate 47,805-4,956,210 5,004,015 Natural resources 488, , ,251 Private equities ,875 72,478 Absolute return ,587 25,587 Assets held by other trustees , ,358 Other , ,542 INVESTMENTS SUBJECT TO FAIR VALUE LEVELING $ 4,021,336 $ 1,963,379 $ 5,823,072 11,807,787 Investments measured using Net Asset Value 1 19,524,444 CONSOLIDATED TOTAL $ 31,332,231 LEVEL 1 LEVEL 2 LEVEL 3 TOTAL 2015 Cash and cash equivalents $ 1,259,787 $ 100,247 $ - $ 1,360,034 Collateral held for securities loaned - 110, ,087 Public equities 2,901,037 3,208-2,904,245 Derivatives 66,601 (7,609) - 58,992 Fixed income 169,129 1,411,040-1,580,169 Real estate 103,194-4,537,715 4,640,909 Natural resources 237, , ,499 Private equities 10, ,025 74,733 Absolute return Assets held by other trustees , ,890 Other , ,031 INVESTMENTS SUBJECT TO FAIR VALUE LEVELING $ 4,748,753 $ 1,617,026 $ 5,364,810 11,730,589 Investments measured using Net Asset Value 1 19,668,587 CONSOLIDATED TOTAL $ 31,399,176 1 Entities may estimate the fair value of certain investments by using NAV as a practical expedient as of the measurement date. Investments measured under this method are not categorized in the fair value hierarchy. The fair value amounts of such investments are presented for reconciliation purposes. The University manages the majority of SHC s and LPCH s investments, including their investments in the Merged Pool (MP). SHC s investments in the MP were $1.3 billion and $1.4 billion, and LPCH s investments in the MP were $608 million and $878 million at August 31, 2016 and 2015, respectively. For reporting purposes, assets and liabilities of investment entities that are controlled by the University are consolidated. The following table represents the fair value of consolidated investment entity assets and liabilities at August 31, 2016 and 2015, in thousands of dollars: Consolidated investment entity assets $ 166,378 $ 121,478 Consolidated investment entity liabilities (65,550) (65,800) CONSOLIDATED INVESTMENT ENTITY NET ASSETS $ 100,828 $ 55,678 23

27 SUMMARY OF LEVEL 3 INVESTMENT ACTIVITIES AND TRANSFERS The following tables present the activities for Level 3 investments for the years ended August 31, 2016 and 2015, in thousands of dollars: FAIR VALUE MEASUREMENTS USING SIGNIFICANT UNOBSERVABLE INPUTS BEGINNING BALANCE AS OF SEPTEMBER 1, 2015 PURCHASES SALES AND MATURITIES $ $ 1,740 - NET REALIZED AND UNREALIZED GAINS (LOSSES) TRANSFERS IN* TRANSFERS OUT* $ $ ENDING BALANCE AS OF AUGUST 31, 2016 (LEVEL 3) Public equities - $ 462 $ $ 3,045 Real estate 4,537,715 68,596 (20,470) 370, (24) 4,956,210 Natural resources 269,963 13,584 (48,283) (8,397) - (18,212) 208,655 Private equities 64,025 1,629 (1,233) 7,483 - (29) 71,875 Absolute return - 4,938-2,437 18,212-25,587 Assets held by other trustees 208,890 3,913 (11,477) (7,839) - (2,129) 191,358 Other 284, ,724 (88,529) 25, ,342 TOTAL $ 5,364,810 $ 239,124 $ (169,992) $ 390,416 $ 19,108 $ (20,394) $ 5,823,072 FAIR VALUE MEASUREMENTS USING SIGNIFICANT UNOBSERVABLE INPUTS BEGINNING BALANCE AS OF SEPTEMBER 1, 2014 PURCHASES SALES AND MATURITIES $ $ 114 (7,239) NET REALIZED AND UNREALIZED GAINS (LOSSES) TRANSFERS IN* $ - ENDING BALANCE AS OF TRANSFERS OUT* AUGUST 31, 2015 $ $ (58) $ - (LEVEL 3) Public equities 10,127 $ (2,944) Fixed income 3,960 - (3,955) (5) Real estate 3,882,828 57,273 (51,523) 649, ,537,715 Natural resources 282,518 93,161 (4,932) (100,784) ,963 Private equities 40,988 10,087 (2,143) 15, ,025 Absolute return 4,594 - (1,698) (2,896) Assets held by other trustees 202,130 26,468 (14,594) (5,114) ,890 Other 222, ,077 (85,233) 23, ,217 TOTAL $ 4,649,727 $ 310,180 $ (171,317) $ 576,220 $ 58 $ (58) $ 5,364,810 *Transfers in (out) are primarily due to reclassification of investments between asset classes. Net realized and unrealized gains (losses) in the tables above are included in the Consolidated Statements of Activities primarily as increases or decreases in reinvested gains by level of restriction. For the years ended August 31, 2016 and 2015, the change in unrealized gains (losses) for Level 3 investments still held at August 31, 2016 and 2015 was $392 million and $617 million, respectively. Transfers in (out) include situations where observable inputs have changed. All transfer amounts are based on the fair value at the beginning of the fiscal year. There were no transfers between Level 1 and Level 2 during the years ended August 31, 2016 and

28 LEVEL 3 INVESTMENT VALUATION TECHNIQUES AND SIGNIFICANT UNOBSERVABLE INPUTS The following table summarizes the significant unobservable inputs and valuation methodologies for Level 3 investments as of August 31, 2016 and 2015, in thousands of dollars. For each investment category and respective valuation technique, the range of the significant unobservable input is dependent on the nature and characteristics of the investment. The input range and weighted average values may vary at each balance sheet date. INVESTMENT CATEGORIES FAIR VALUE 1 TECHNIQUE VALUATION SIGNIFICANT UNOBSERVABLE INPUTS RANGE MIN MAX IMPACT TO VALUATION FROM AN INCREASE IN INPUT Real estate $ 4,493,680 Discounted cash flow Discount rate 4.8% 20.0% Decrease Capitalization rate 4.5% 9.0% Decrease Natural resources 6,769 Market comparables Weights ascribed to market comparables 20.0% 50.0% N/A Other 353,581 Market comparables Recent transactions N/A N/A N/A TOTAL AMOUNT WITH SIGNIFICANT UNOBSERVABLE INPUTS $ 4,854, Real estate $ 4,065,049 Discounted cash flow Discount rate 5.3% 11.0% Decrease Capitalization rate 5.3% 7.5% Decrease Natural resources 84,671 Market comparables Weights ascribed to market comparables 20.0% 50.0% N/A Other 272,860 Market comparables Recent transactions N/A N/A N/A TOTAL AMOUNT WITH SIGNIFICANT UNOBSERVABLE INPUTS $ 4,422,580 1 $969.0 and $942.2 million of Level 3 investments at August 31, 2016 and 2015, respectively, are valued using third-party valuations, other market comparables or recent transactions as an approximation of fair value. 2 Unless otherwise noted, this column represents the directional change in the fair value of the Level 3 investments that would result from an increase to the corresponding unobservable input. A decrease to the unobservable input would have the opposite effect. Significant increases and decreases in these unobservable inputs in isolation could result in significantly higher or lower fair value measurements. 25

29 INVESTMENT-RELATED COMMITMENTS Stanford is obligated under certain alternative investment agreements to advance additional funding up to specified levels over a period of several years. The following table presents significant terms of such agreements including redemption terms, notice periods, and remaining life for all related alternative investments at August 31, 2016, in thousands of dollars: ASSET CLASS FAIR VALUE UNFUNDED COMMITMENT REMAINING LIFE (YEARS) REDEMPTION TERMS Public equities $ 4,756,157 $ 80,000 0 to 5 Generally, lock-up provisions ranging from 0 to 5 years. After initial lock up expires, redemptions are available on a rolling basis and require 30 to 120 days prior notification. Real estate 1,808,876 1,019,904 0 to 13 Not eligible for redemption Natural resources 1,776,971 1,136,733 0 to 15 Not eligible for redemption Private equities 6,362,821 3,208,213 0 to 16 Not eligible for redemption Absolute return 5,155, ,401 0 to 9 Generally, lock-up provisions ranging from 0 to 5 years. After initial lock up expires, redemptions are available on a rolling basis and require 30 to 90 days prior notification. TOTAL $19,860,795 $ 6,418,251 26

30 OFFSETS TO INVESTMENT-RELATED ASSETS AND LIABILITIES Financial instruments with off-balance sheet risk such as derivatives and securities lending agreements are subject to counterparty credit risk. Stanford seeks to control this risk in various ways, such as entering into transactions with quality counterparties, establishing and monitoring credit limits, and requiring collateral in certain situations. Stanford generally maintains master netting agreements and collateral agreements with its counterparties. These agreements provide Stanford the right, in the event of default by the counterparty, such as bankruptcy or a failure to pay or perform, to net a counterparty s rights and obligations under the agreement and to liquidate and offset collateral against any net amount owed by the counterparty. In the Consolidated Statements of Financial Position, derivatives are reflected on a net basis at fair value within the derivatives category of investments. The fair value of assets and obligations associated with collateral under security lending agreements are presented on a gross basis within the collateral held for securities loaned category of investments as described in this note and in liabilities associated with investments as described in Note 10, respectively. The following table presents information about the offsetting of these instruments and related collateral amounts as of August 31, 2016 and 2015, in thousands of dollars: GROSS AMOUNTS OF ASSETS AND LIABILITIES NET AMOUNTS OF GROSS ASSETS AND AMOUNTS LIABILITIES OFFSET IN THE PRESENTED IN THE CONSOLIDATED CONSOLIDATED STATEMENTS STATEMENTS OF OF FINANCIAL FINANCIAL POSITION POSITION GROSS AMOUNTS NOT OFFSET IN CONSOLIDATED STATEMENTS OF FINANCIAL POSITION FINANCIAL INSTRUMENTS 3 CASH COLLATERAL RECEIVED 3 NET AMOUNT 2016 Assets: Derivatives 1 $ 545 $ (502) $ 43 $ - $ - $ 43 TOTAL 545 (502) Liabilities: Derivatives (502) Securities lending 2 213, , , TOTAL $ 214,131 $ (502) $ 213,629 $ 213,629 $ - $ Assets: Derivatives 1 $ 70,000 $ (11,008) 58,992 - $ 20,008 38,984 TOTAL 70,000 (11,008) 58,992-20,008 38,984 Liabilities: Derivatives 1 11,008 (11,008) Securities lending 2 110, , , TOTAL $ 121,095 $ (11,008) $ 110,087 $ 110,087 $ - $ - 1 Gross derivative assets less gross derivative liabilities are presented as "derivatives" in the investment assets table. 2 Refer to Note 10 for details. 3 These amounts are limited to the derivative asset balance and accordingly, do not include any excess collateral received. 27

31 INVESTMENT RETURNS Total investment returns for the years ended August 31, 2016 and 2015, in thousands of dollars, are as follows: UNIVERSITY SHC LPCH CONSOLIDATED 2016 Investment income $ 250,478 $ 15,595 $ 2,351 $ 268,424 Net realized and unrealized gains 939,185 27,254 34,820 1,001,259 TOTAL INVESTMENT RETURNS $ 1,189,663 $ 42,849 $ 37,171 $ 1,269,683 Reconciliation to Statements of Activities: Total investment income distributed for operations $ 1,321,669 $ 1,361 $ 15,462 $ 1,338,492 Increase in reinvested gains - unrestricted 118,270 39,061 10, ,634 Increase (decrease) in reinvested gains - temporarily restricted (349,476) 2,427 9,987 (337,062) Change in value of split interest agreements, net - temporarily restricted 14, ,866 Increase in reinvested gains - permanently restricted 25, ,566 Change in value of split interest agreements, net - permanently restricted 18,053-1,255 19,308 Adjusted for: Returns on split interest agreements paid to beneficiaries - temporarily restricted 13, ,187 Returns on split interest agreements paid to beneficiaries - permanently restricted 27, ,692 TOTAL INVESTMENT RETURNS $ 1,189,663 $ 42,849 $ 37,171 $ 1,269, Investment income $ 228,617 $ 18,487 $ 2,400 $ 249,504 Net realized and unrealized gains 1,633,778 54,279 59,174 1,747,231 TOTAL INVESTMENT RETURNS $ 1,862,395 $ 72,766 $ 61,574 $ 1,996,735 Reconciliation to Statements of Activities: Total investment income distributed for operations $ 1,276,463 $ 1,018 $ 14,266 $ 1,291,747 Increase in reinvested gains - unrestricted 644,855 67,544 33, ,722 Increase (decrease) in reinvested gains - temporarily restricted (89,655) 4,204 14,549 (70,902) Change in value of split interest agreements, net - temporarily restricted 2,449 - (254) 2,195 Increase in reinvested gains - permanently restricted 1, ,760 Change in value of split interest agreements, net - permanently restricted (15,446) - (310) (15,756) Adjusted for: Returns on split interest agreements paid to beneficiaries - temporarily restricted 14, ,321 Returns on split interest agreements paid to beneficiaries - permanently restricted 27, ,648 TOTAL INVESTMENT RETURNS $ 1,862,395 $ 72,766 $ 61,574 $ 1,996,735 Investment returns are net of investment management expenses, including both external management fees and internal University investment-related salaries, benefits and operating expenses, and the portion of interest expense and amortization related to the April 2009 bond issuance held for liquidity purposes (see Note 11). 28

32 FUTURE MINIMUM RENTAL INCOME As part of its investment portfolio, Stanford holds certain investment properties that it leases to third parties. Future minimum rental income due from the Stanford Shopping Center, the Stanford Research Park and other properties under non-cancelable leases in effect with tenants at August 31, 2016, in thousands of dollars, is as follows: FUTURE MINIMUM RENTAL INCOME YEAR ENDING AUGUST 31 UNIVERSITY SHC LPCH CONSOLIDATED 2017 $ 111,183 $ 3,324 $ 1,426 $ 115, ,026 3,010 1, , ,461 2, , ,507 1, , ,126 1, ,843 Thereafter 1,943,038 10,471 1,137 1,954,646 TOTAL $ 2,500,341 $ 22,278 $ 5,643 $ 2,528,262 29

33 7. Investment Pools The University s investments are held in various investment pools or in specific investments to comply with donor requirements as indicated in the following table, at August 31, 2016 and 2015, in thousands of dollars: Merged Pool $ 25,337,941 $ 25,931,986 Expendable Funds Pool 3,752,886 3,666,479 Endowment Income Funds Pool 355, ,216 Other investment pools 96, ,649 Specific investments 5,569,894 5,046,147 35,112,386 35,059,477 Adjustments: Amounts included in "cash and cash equivalents" in the Statements of Financial Position (518,762) (387,712) Funds cross-invested in investment pools (3,582,983) (3,587,517) Hospitals' funds not invested in the University's investment pools 321, ,928 TOTAL INVESTMENTS $ 31,332,231 $ 31,399,176 The MP is the primary investment pool in which endowment (see Note 12) and other long-term funds are invested. The MP is invested with the objective of optimizing long-term total return while maintaining an appropriate level of risk for the University. It is a unitized investment pool in which the fund holders purchase investments and withdraw funds based on a monthly share value. The Expendable Funds Pool (EFP) and Endowment Income Funds Pool (EIFP) are the principal investment vehicles for the University s expendable funds. A substantial portion of the EFP is cross-invested in the MP; the remainder is included in cash and cash equivalents in the Consolidated Statements of Financial Position. The EIFP holds income previously distributed to holders of permanently restricted endowment funds that has not yet been expended. The EIFP is invested in highly liquid instruments and is included in the Consolidated Statements of Financial Position as cash and cash equivalents. The Board has established a policy for the distribution of the investment returns of the EFP. The difference between the actual return of this investment pool and the approved payout is deposited in, or withdrawn from, funds functioning as endowment (FFE) (see Note 12). For the years ended August 31, 2016 and 2015, the results of the EFP, in thousands of dollars, are as follows: Total investment return of the EFP $ 95,384 $ 159,143 Less distributions to fund holders and operations (144,158) (143,087) AMOUNTS ADDED TO (WITHDRAWN FROM) FFE $ (48,774) $ 16,056 30

34 8. Derivatives Stanford, directly or through external investment managers on Stanford s behalf, utilizes various strategies to reduce investment and credit risks, to serve as a temporary surrogate for investment in stocks and bonds, to manage interest rate exposure on debt, and/or to manage specific exposure to foreign currencies. Futures, options and other derivative instruments are used to adjust elements of investment exposures to various securities, sectors, markets and currencies without actually taking a position in the underlying asset or basket of assets. Interest rate swaps are used to manage interest rate risk. With respect to foreign currencies, Stanford utilizes forward contracts and foreign currency options to manage exchange rate risk. INVESTMENT-RELATED DERIVATIVES The following table presents amounts for investment-related derivatives, including the notional amount, the fair values at August 31, 2016 and 2015, and gains and losses for the years ended August 31, 2016 and 2015, in thousands of dollars: YEAR ENDED AS OF AUGUST 31, 2016 AUGUST 31, 2016 GROSS GROSS REALIZED AND NOTIONAL AMOUNT 1 DERIVATIVE ASSETS 2 DERIVATIVE LIABILITIES 2 UNREALIZED GAINS (LOSSES) 3 Interest-rate contracts $ - $ - $ - $ (596) Foreign exchange contracts 222, (1,589) Equity contracts ,163 TOTAL $ 222,815 $ 545 $ 502 $ (1,022) YEAR ENDED AS OF AUGUST 31, 2015 AUGUST 31, 2015 GROSS GROSS REALIZED AND NOTIONAL AMOUNT 1 DERIVATIVE ASSETS 2 DERIVATIVE LIABILITIES 2 UNREALIZED GAINS (LOSSES) 3 Interest-rate contracts $ 944,114 $ 69,816 $ - $ (67,001) Foreign exchange contracts 35, ,656 Equity contracts 144,552-10,646 (12,432) Credit contracts TOTAL $ 1,124,478 $ 70,000 $ 11,008 $ 3,786 1 The notional amount is representative of the volume and activity of the respective derivative type during the years ended August 31, 2016 and Gross derivative assets less gross derivative liabilities of $43 thousand and $59.0 million as of August 31, 2016 and 2015, respectively, are presented as "derivatives" on the investment table in Note 6. 3 Gains (losses) on derivatives are included in the Statements of Activities as "increase in reinvested gains" in "non-operating activities". 31

35 DEBT-RELATED DERIVATIVES The University and SHC use interest rate exchange agreements to manage the interest rate exposure of their debt portfolios. Under the terms of the current agreements, the entities pay a fixed interest rate, determined at inception, and receive a variable rate on the underlying notional principal amount. Generally, the exchange agreements require mutual posting of collateral by the University and SHC and the counterparties if the termination values exceed a predetermined threshold dollar amount. At August 31, 2016, the University had interest rate exchange agreements related to $97.0 million of the outstanding balance of the CEFA Series S bonds in variable rate mode (see Note 11). The agreements, which have a weighted average interest rate of 3.68%, expire November 1, The notional amount and the fair value of the exchange agreements are included in the table below. Collateral posted with various counterparties was $37.5 million and $16.7 million at August 31, 2016 and 2015, respectively, and is included in the Consolidated Statements of Financial Position. In addition, the University issued an irrevocable standby letter of credit of $15.0 million to support collateral requirements at August 31, 2016 and 2015 (see Note 11). At August 31, 2016, SHC had interest rate exchange agreements expiring through November 2051 (see Note 11). The agreements require SHC to pay fixed interest rates to the counterparties varying from 3.37% to 4.08% in exchange for variable rate payments from the counterparties based on a percentage of the One Month London Interbank Offered Rate (LIBOR). The notional amount and the fair value of the exchange agreements are included in the table below. There was $36.2 million and $1.7 million cash collateral required to be posted with counterparties at August 31, 2016 and 2015, respectively. The following table presents amounts for debt-related derivatives including the notional amount, the fair values at August 31, 2016 and 2015, and gains and losses for the years ended August 31, 2016 and 2015, in thousands of dollars: YEAR ENDED AUGUST 31, AS OF AUGUST 31, AS OF AUGUST 31, 2015 NOTIONAL AMOUNT 1 GROSS DERIVATIVE LIABILITIES 2 UNREALIZED LOSSES 3 NOTIONAL AMOUNT 1 GROSS DERIVATIVE LIABILITIES 2 YEAR ENDED AUGUST 31, 2015 UNREALIZED LOSSES 3 Debt- related interestrate contracts: University $ 97,000 $ 52,222 $ (16,638) $ 97,000 $ 35,584 $ (5,127) SHC 576, ,334 (115,958) 576, ,376 (59,392) TOTAL $ 673,250 $ 383,556 $ (132,596) $ 673,925 $ 250,960 $ (64,519) 1 The notional amount is representative of the volume and activity of the respective derivative type during the years ended August 31, 2016 and Fair value is measured using Level 2 inputs as defined in Note 6. Amounts are included in the Statements of Financial Position in "accounts payable and accrued expenses" and discussed more fully in Note Losses on derivatives are included in the Statements of Activities as "swap interest and change in value of swap agreements" in "non-operating activities". 32

36 9. Plant Facilities Plant facilities, net of accumulated depreciation, at August 31, 2016 and 2015, in thousands of dollars, are as follows: UNIVERSITY SHC LPCH CONSOLIDATED 2016 Land and improvements $ 517,256 $ 67,816 $ 91,630 $ 676,702 Buildings and building improvements 5,817,312 1,321, ,945 7,604,698 Furniture, fixtures and equipment 1,706, , ,498 2,961,355 Utilities 832, ,467 Construction in progress 475,327 1,383, ,974 2,840,580 9,349,025 3,716,730 1,850,047 14,915,802 Less accumulated depreciation (4,180,305) (1,314,850) (420,731) (5,915,886) PLANT FACILITIES, NET OF ACCUMULATED DEPRECIATION $ 5,168,720 $ 2,401,880 $ 1,429,316 $ 8,999, Land and improvements $ 513,352 $ 67,541 $ 90,898 $ 671,791 Buildings and building improvements 5,336,952 1,237, ,740 6,984,700 Furniture, fixtures and equipment 1,617, , ,969 2,779,464 Utilities 830, ,370 Construction in progress 381, , ,953 1,964,748 8,679,861 3,108,652 1,442,560 13,231,073 Less accumulated depreciation (3,884,297) (1,185,187) (364,283) (5,433,767) PLANT FACILITIES, NET OF ACCUMULATED DEPRECIATION $ 4,795,564 $ 1,923,465 $ 1,078,277 $ 7,797,306 At August 31, 2016, $1.7 billion, $811.5 million, and $137.1 million of fully depreciated plant facilities were still in use by the University, SHC, and LPCH, respectively, and were included in plant facilities and accumulated depreciation. 33

37 10. Liabilities Associated with Investments At August 31, 2016 and 2015, liabilities associated with investments, in thousands of dollars, are as follows: LEVEL 1 LEVEL 2 LEVEL 3 TOTAL 2016 Collateral deposits for certain securities loaned temporarily to brokers 1 $ - $ 213,629 $ - $ 213,629 Pending trades of securities 57, ,406 Debt of investment entity - 65,550-65,550 Forward sale and purchase agreements ,263 17,263 LIABILITIES ASSOCIATED WITH INVESTMENTS $ 57,406 $ 279,179 $ 17,263 $ 353, Collateral deposits for certain securities loaned temporarily to brokers 1 $ - $ 110,087 $ - $ 110,087 Pending trades of securities 14, ,431 Debt of investment entity - 65,800-65,800 Forward sale and purchase agreements ,338 22,338 LIABILITIES ASSOCIATED WITH INVESTMENTS $ 14,431 $ 175,887 $ 22,338 $ 212,656 1 The estimated fair value of securities loaned to brokers at August 31, 2016 and 2015 was $205.1 million and $106.3 million, respectively. The University receives short-term U.S. government obligations or cash and cash equivalents as collateral deposits for certain securities loaned temporarily to brokers. It is the University's policy to require receipt of collateral on securities lending contracts equal to a minimum of 102% of the fair market value of the security loaned. The University also has obligations related to pending trades of securities purchased but not settled. The University also holds controlling interests in several investment entities which are consolidated in the financial statements. The investment assets of these entities are included in investments in the Consolidated Statements of Financial Position. At August 31, 2016 and 2015, an investment entity held debt of $65.6 million and $65.8 million, respectively, where the University is ultimately liable for principal should the entity default (see Note 6). In addition, the University is party to certain forward sale and purchase agreements. 34

38 11. Notes and Bonds Payable Notes and bonds payable for the University, SHC, and LPCH at August 31, 2016 and 2015, in thousands of dollars, are presented in the table below. The University is not an obligor or guarantor with respect to any obligations of SHC or LPCH, nor are SHC or LPCH obligors or guarantors with respect to obligations of the University or each other. YEAR OF EFFECTIVE INTEREST RATE * OUTSTANDING PRINCIPAL MATURITY 2016/ UNIVERSITY: Tax-exempt: CEFA Fixed Rate Revenue Bonds: Series S % $ 30,210 $ 30,210 Series T %-4.30% 188, ,900 Series U %-4.25% 1,167, ,855 CEFA Variable Rate Revenue Bonds and Notes: Series L %/0.01% 60,148 69,988 Series S %-0.47%/0.09%-0.20% 141, ,200 Taxable: Fixed Rate Notes and Bonds: Stanford University Bonds % 150, ,000 Medium Term Note % 50,000 50,000 Stanford University Series 2009A % 400, ,000 Stanford University Series % 143, ,235 Stanford University Series % 150, ,115 Stanford University Series % 150, ,000 Stanford University Series % 250, ,000 Other 2031 Various Variable Rate Notes: Revolving Credit Facilities %/0.42% 65,800 41,200 University notes and bonds payable 2,947,297 2,762,187 Unamortized original issue premiums/discounts, net 323, ,391 UNIVERSITY TOTAL $ 3,270,617 $ 3,019,578 SHC: CHFFA Fixed Rate Revenue Bonds: 2008 Series A % $ 67,835 $ 68, Series A % 100, , Series A % 81,140 81, Series A % 124, , Series B % 146, , Series A % 340, , Series B % 47,445 52, Series A % 100, ,000 CHFFA Variable Rate Revenue Bonds: 2008 Series B %/0.07% 168, , Series C %/0.15% 60,000 60, Series D %/0.53% 100, , Series B %/0.68% 75,000 75,000 Other %/5.95% 4,870 5,567 SHC notes and bonds payable 1,416,425 1,430,377 Unamortized original issue premiums/discounts, net 46,320 49,102 SHC TOTAL $ 1,462,745 $ 1,479,479 LPCH: CHFFA Fixed Rate Revenue Bonds: 2008 Series A % $ - $ 30, Series B % - 30, Series C % - 29, Series A % 200, , Series B % 42,195 44, Series A % 100, , Series A % 73, Series B % 100,000 - CHFFA Variable Rate Revenue Bonds: 2014 Series B %/0.52% 100, ,000 LPCH notes and bonds payable 615, ,890 Unamortized original issue premiums/discounts, net 52,536 24,796 LPCH TOTAL $ 668,406 $ 559,686 CONSOLIDATED TOTAL $ 5,401,768 $ 5,058,743 *Exclusive of interest rate exchange agreements (see Note 8). 35

39 All bonds held at August 31, 2016 and 2015 are classified as Level 2 in the fair value hierarchy as described in Note 6. The fair value of the University s, SHC s, and LPCH s debt instruments at August 31, 2016 and 2015, in thousands of dollars, are as follows: University $ 3,792,935 $ 3,193,736 SHC 1,585,366 1,546,143 LPCH 711, ,300 TOTAL $ 6,090,147 $ 5,309,179 The University borrows at tax-exempt rates through the California Educational Facilities Authority (CEFA), a conduit issuer. CEFA debt is a general unsecured obligation of the University. Although CEFA is the issuer, the University is responsible for the repayment of the tax-exempt debt. SHC and LPCH borrow at tax-exempt rates through the California Health Facilities Financing Authority (CHFFA). CHFFA debt is a general obligation of each of the hospitals. Payments of principal and interest on SHC s and LPCH s bonds are collateralized by a pledge of their respective revenues. Although CHFFA is the issuer, each hospital is responsible for the repayment of their respective tax-exempt debt. The University s long-term ratings of AAA/Aaa/AAA were affirmed in May and June 2016 by Standard & Poor s, Moody s Investors Service and Fitch Ratings, respectively. In September and October 2016, SHC s long-term ratings were affirmed by Standard & Poor s, Moody s Investors Service and Fitch Ratings at AA- /Aa3/AA, respectively. In March 2016, LPCH s long-term ratings were affirmed by Standard & Poor s, Moody s Investors Service and Fitch Ratings at AA-/Aa3/AA, respectively, and the 2016 Notes were assigned the same ratings. SHC and LPCH are each party to separate master trust indentures that include, among other requirements, limitations on the incurrence of additional indebtedness, liens on property, restrictions on disposition or transfer of assets and compliance with certain financial ratios. Subject to applicable no-call provisions, SHC and LPCH may cause the redemption of the bonds, in whole or in part, prior to the stated maturities. UNIVERSITY Debt issuances and repayment activity In August 2016, the University entered into a $250.0 million unsecured revolving credit facility. Drawdowns from the revolving credit facility bear interest at a floating rate equal to the applicable LIBOR rate plus a specified margin. There were no amounts outstanding at August 31, In June 2016, CEFA Series U-7 bonds were issued in the amount of $170.3 million plus an original issue premium of $79.7 million. The bonds bear interest at a coupon rate of 5.00%, mature on June 1, 2046, and have a yield of 2.71%. Proceeds will be used to finance facilities and infrastructure. In October 2015, CEFA Series L (third tranche) in the amount of $9.8 million matured and was repaid. In October 2014, CEFA Series L (first and second tranches) in the amounts of $5.1 million and $8.8 million, respectively, matured and were repaid. In July 2015, the University called and prepaid $250.0 million of the taxable Series 2009A bonds due in In May 2015, the University entered into a $250.0 million unsecured revolving credit facility. Drawdowns from the revolving credit facility bear interest at a floating rate equal to the applicable LIBOR rate plus a specified margin. At August 31, 2016 and 2015, $65.8 million and $41.2 million were outstanding, respectively. 36

40 In April 2015, the University issued taxable fixed rate Series 2015 bonds in the amount of $250.0 million. The bonds bear interest at a rate of 3.46% and mature on May 1, Proceeds can be used for general corporate purposes, including financing and refinancing capital projects. The University s taxable and tax-exempt commercial paper authorized borrowing capacity was $500 million and $300 million, respectively, at both August 31, 2016 and There were no amounts outstanding at August 31, 2016 and Variable rate debt subject to remarketing or tender The University had $201.3 million of revenue bonds in variable rate mode outstanding at August 31, CEFA Series L bonds bear interest at a weekly rate and CEFA Series S bonds bear interest at a commercial paper municipal rate and are outstanding for various interest periods of 270 days or less. In the event the University receives notice of any optional tender of these bonds, or if the bonds become subject to mandatory tender, the purchase price of the bonds will be paid from the remarketing of such bonds. However, if the remarketing proceeds are insufficient, the University will have a current obligation to purchase the bonds tendered. The University has identified several sources of funding including cash, money market funds, U.S. treasury securities and agencies discount notes to provide for the full and timely purchase price of any bonds tendered in the event of a failed remarketing. Letters of credit In December 2010, the University entered into a credit agreement and established a letter of credit facility under which the bank agreed to issue standby letters of credit in a principal amount not to exceed $50.0 million. In June 2016, the University increased the facility to $65.0 million. At August 31, 2016, irrevocable standby letters of credit of $43.9 million were outstanding in the following amounts and for the following respective purposes: (1) $15.0 million to support collateral requirements under certain interest rate exchange agreements discussed in Note 8; (2) $28.7 million to serve as security for workers compensation deductible insurance arrangements; and (3) $0.2 million for other purposes. No amounts have been drawn on these letters of credit at August 31, SHC Debt issuances and repayment activity In June 2015, CHFFA, for the benefit of SHC, issued two series of revenue bonds in the aggregate principal amount of $175.0 million (the 2015 Bonds ). The 2015 Bonds were comprised of $100.0 million of 2015 Series A bonds, and $75.0 million of Series B bonds. Proceeds of the 2015 Series A and B bonds will be used to finance a portion of the Renewal Project (see Note 19). Variable rate debt subject to remarketing or tender At August 31, 2016, SHC had $403.2 million revenue bonds in variable rate mode outstanding. The 2008 Series B-1 bonds bear interest at a weekly rate, and bondholders have the option to tender their bonds on a weekly basis. The 2008 Series B-2 bonds bear interest at the commercial paper rate for each commercial paper period of 270 days or less. Bondholders in commercial paper mode have the option to tender their bonds only at the end of the commercial paper rate period. The 2012 Series C bonds are in a windows weekly floating index mode and cannot be tendered for 180 days after a 30 day notice and remarketing period. The 2012 Series D and 2015 Series B bonds are also in a floating index mode with monthly interest rate resets. The 2012 Series D and 2015 Series B bonds are not subject to remarketing or tender until May 13, 2020 and June 28, 2024, respectively. In the event SHC receives notice of any optional tender of the 2008 Series B-1 bonds or the 2012 Series C bonds, or if any bonds become subject to mandatory tender, the purchase price of the bonds will be paid from the remarketing of such bonds. However, if the remarketing proceeds are insufficient, SHC will have 37

41 a current obligation to purchase any remaining bonds. SHC maintains sufficient liquidity to provide for the full and timely purchase price of any bonds tendered in the event of a failed remarketing. Letters of credit At August 31, 2016, SHC had irrevocable standby letters of credit in the aggregate amount of $24.1 million posted with certain beneficiaries in the following amounts and for the following respective purposes: (i) $22.0 million to serve as security for the workers compensation self-insurance arrangement and (ii) $2.1 million to serve as security deposits for certain construction projects being undertaken by SHC including the Renewal Project (see Note 19). No amounts have been drawn on these letters of credit at August 31, 2016 and LPCH Debt issuances and repayment activity In March 2016, CHFFA, on behalf of LPCH, issued two series of revenue bonds (Series A and B) in the aggregate par amount of $177.0 million. A portion of the proceeds were used to redeem the 2008 Series A, B and C revenue bonds, and the remaining amount will be used to finance a portion of the Renewal Project and to pay for the cost of issuance. Letters of credit At August 31, 2016, LPCH had irrevocable standby letters of credit in the aggregate amount of $9.0 million posted with certain beneficiaries in the following amounts and for the following respective purposes: (i) $7.6 million to serve as security for the workers compensation self-insurance arrangement and (ii) $1.4 million to serve as security deposits for certain construction projects being undertaken by LPCH including the Renewal Project (see Note 19). No amounts have been drawn on these letters of credit at August 31, 2016 and

42 INTEREST Stanford s interest expense, which includes settlements under the interest rate exchange agreements, amortized bond issuance costs and amortized bond premium or discount, in thousands of dollars, is as follows: UNIVERSITY SHC LPCH CONSOLIDATED 2016 Interest expense, gross $ 110,300 $ 63,365 $ 21,861 $ 195,526 Less: Interest income earned on unspent proceeds (409) - - (409) Interest capitalized as a cost of construction (3,717) (24,190) (10,897) (38,804) Interest expense on Series 2009A bonds which is classified as an investment expense (13,230) - - (13,230) INTEREST EXPENSE, NET $ 92,944 $ 39,175 $ 10,964 $ 143, Interest expense, gross $ 111,806 $ 60,281 $ 18,907 $ 190,994 Less: Interest income earned on unspent proceeds (245) - - (245) Interest capitalized as a cost of construction (3,543) (20,232) (4,110) (27,885) Interest expense on Series 2009A bonds which is classified as an investment expense (22,350) - - (22,350) INTEREST EXPENSE, NET $ 85,668 $ 40,049 $ 14,797 $ 140,514 The University and SHC use interest rate exchange agreements to manage the interest rate exposure of their debt portfolios. As described in Note 1, settlements (net cash payments less receipts) under the interest rate exchange agreements are recorded in the Consolidated Statements of Activities in swap interest and change in value of swap agreements for the University and in other operating expenses for SHC. University net payments on interest rate exchange agreements were $3.3 million and $3.5 million for the years ended August 31, 2016 and 2015, respectively. SHC net payments on interest rate exchange agreements were $13.5 million and $14.1 million for the years ended August 31, 2016 and 2015, respectively. PRINCIPAL PAYMENTS At August 31, 2016, scheduled principal payments on notes, bonds and capital lease obligations, in thousands of dollars, are as follows: PRINCIPAL PAYMENTS YEAR ENDING AUGUST 31 UNIVERSITY SHC LPCH CONSOLIDATED 2017 Variable debt subject to remarketing $ 201,348 $ 228,200 $ - $ 429, Other 4 13,756 5,695 19, ,873 5,800 19, ,800 15,067 5, , ,821 6,135 20, ,115 16,656 6, ,136 Thereafter 2,156,030 1,114, ,030 3,856,112 TOTAL $ 2,947,297 $ 1,416,425 $ 615,870 $ 4,979,592 39

43 12. Endowments The University classifies a substantial portion of its financial resources as endowment, which is invested to generate income to support operating and strategic initiatives. The endowment, which includes endowed lands, is comprised of pure endowment funds, term endowment funds, and funds functioning as endowment (FFE). Depending on the nature of the donor s stipulation, these resources are recorded as permanently restricted, temporarily restricted or unrestricted net assets. Term endowments are similar to other endowment funds except that, upon the passage of a stated period of time or the occurrence of a particular event, all or part of the principal may be expended. Accordingly, term endowments are classified as temporarily restricted net assets. FFE are University resources designated by the Board as endowment and are invested for long-term appreciation and current income. These assets, however, remain available and may be spent at the Board s discretion. Accordingly, FFE are recorded as unrestricted net assets. Stanford classifies as permanently restricted net assets (a) the original value of gifts donated to the permanent endowment and (b) accumulations to the permanent endowment made in accordance with the direction of the applicable donor gift instrument at the time the accumulation is added to the fund. The remaining portion of the donor-restricted endowment fund that is not classified in permanently restricted net assets is classified as temporarily restricted net assets until those amounts are authorized for expenditure. In the absence of donor stipulations or law to the contrary, net unrealized losses on permanently restricted endowment funds first reduce related appreciation on temporarily restricted net assets and then on unrestricted net assets, as needed, until the fair value of the fund equals or exceeds historic value. The aggregate amount by which fair value was below historic value was $13.6 million and $5.4 million at August 31, 2016 and 2015, respectively. Endowment funds by net asset classification at August 31, 2016 and 2015, in thousands of dollars, are as follows: UNRESTRICTED TEMPORARILY RESTRICTED PERMANENTLY RESTRICTED TOTAL 2016 University endowment Donor-restricted endowment funds $ (13,597) $ 6,119,400 $ 6,067,654 $ 12,173,457 Funds functioning as endowment 10,224, ,224,673 University endowment 10,211,076 6,119,400 6,067,654 22,398,130 SHC donor-restricted endowment funds - 10,723 7,894 18,617 LPCH donor-restricted endowment funds - 94, , ,284 TOTAL ENDOWMENT FUNDS $ 10,211,076 $ 6,225,059 $ 6,286,896 $ 22,723, University endowment Donor-restricted endowment funds $ (5,394) $ 6,466,064 $ 5,720,633 $ 12,181,303 Funds functioning as endowment 10,041, ,041,654 University endowment 10,036,260 6,466,064 5,720,633 22,222,957 SHC donor-restricted endowment funds - 10,666 7,694 18,360 LPCH donor-restricted endowment funds - 103, , ,571 TOTAL ENDOWMENT FUNDS $ 10,036,260 $ 6,579,896 $ 5,932,732 $ 22,548,888 Most of Stanford s endowment is invested in the MP. The return objective for the MP is to generate optimal long-term total return while maintaining an appropriate level of risk. Investment returns are achieved through both capital appreciation (realized and unrealized gains) and current yield (interest and dividends). Portfolio asset allocation targets as well as expected risk, return and correlation among the asset classes are reevaluated regularly by Stanford Management Company. 40

44 UNIVERSITY Changes in the University s endowment, excluding pledges, for the years ended August 31, 2016 and 2015, in thousands of dollars, are as follows: UNRESTRICTED TEMPORARILY RESTRICTED PERMANENTLY RESTRICTED TOTAL 2016 Endowment, beginning of year $ 10,036,260 $ 6,466,064 $ 5,720,633 $ 22,222,957 Investment returns: Earned income 170, ,659 Unrealized and realized gains (losses) 1,087,635 (353,178) 25, ,792 Total investment returns 1,258,294 (353,178) 25, ,451 Amounts distributed for operations (1,132,105) - - (1,132,105) Gifts, transfers and other changes in endowment: Current year gifts and pledge payments 2,487 15, , ,796 Transfers of prior year gifts 21, ,347 81,692 EFP funds withdrawn from the endowment (48,774) - - (48,774) Other funds invested in (withdrawn from) the endowment, net 73,694 (8,672) 44, ,113 Total gifts, transfers and other changes in endowment 48,627 6, , ,827 Total net increase (decrease) in endowment 174,816 (346,664) 347, ,173 ENDOWMENT, END OF YEAR $ 10,211,076 $ 6,119,400 $ 6,067,654 $ 22,398, Endowment, beginning of year $ 9,405,641 $ 6,574,426 $ 5,465,939 $ 21,446,006 Investment returns: Earned income 197, ,943 Unrealized and realized gains (losses) 1,454,383 (100,618) (334) 1,353,431 Total investment returns 1,652,326 (100,618) (334) 1,551,374 Amounts distributed for operations (1,058,025) - - (1,058,025) Gifts, transfers and other changes in endowment: Current year gifts and pledge payments 1,712 1, , ,332 Transfers of prior year gifts ,742 59,902 EFP funds invested in the endowment 16, ,056 Other funds invested in (withdrawn from) the endowment, net 18,550 (9,841) 46,603 55,312 Total gifts, transfers and other changes in endowment 36,318 (7,744) 255, ,602 Total net increase (decrease) in endowment 630,619 (108,362) 254, ,951 ENDOWMENT, END OF YEAR $ 10,036,260 $ 6,466,064 $ 5,720,633 $ 22,222,957 41

45 Approximately 16% of the University s endowment is invested in real estate on Stanford's lands, including the Stanford Research Park. This portion of the endowment includes the present value of ground leases, and rental properties that have been developed on Stanford lands. The net operating income from these properties is distributed each year for University operations. Through the combination of investment strategy and payout policy, the University strives to provide a reasonably consistent payout from endowment to support operations, while preserving the purchasing power of the endowment adjusted for inflation. The Board approves the amounts to be paid out annually from endowment funds invested in the MP. Consistent with the Uniform Prudent Management of Institutional Funds Act, when determining the appropriate payout the Board considers the purposes of the University and the endowment, the duration and preservation of the endowment, general economic conditions, the possible effect of inflation or deflation, the expected return from income and the appreciation of investments, other resources of the University, and the University s investment policy. The current Board approved targeted spending rate is 5.5%. The sources of payout are earned income on endowment assets (interest, dividends, rents and royalties), realized capital gains and FFE, as needed and as available. SHC AND LPCH The endowments of SHC and LPCH are intended to generate investment income to support their current operating and strategic initiatives. The Hospitals invest the majority of their endowments in the University s MP. Their endowments are subject to the same investment and spending strategies that the University employs. The Hospitals Boards of Directors have approved payout policies which provide for annual amounts to be distributed for current use. Amounts distributed for operations in the tables below represents SHC s and LPCH s current year endowment payout spent for designated purposes during fiscal years 2016 and

46 SHC Changes in SHC s endowment, excluding pledges, for the years ended August 31, 2016 and 2015, in thousands of dollars, are as follows: UNRESTRICTED TEMPORARILY RESTRICTED PERMANENTLY RESTRICTED TOTAL 2016 Endowments, beginning of year $ - $ 10,666 $ 7,694 $ 18,360 Investment returns: Earned income Unrealized and realized losses - (21) - (21) Total investment returns Amounts distributed for operations - (413) - (413) Gifts and pledge payments Total net increase in endowments ENDOWMENT, END OF YEAR $ - $ 10,723 $ 7,894 $ 18, Endowments, beginning of year $ - $ 10,293 $ 7,692 $ 17,985 Investment returns: Earned income Unrealized and realized gains Total investment returns Amounts distributed for operations - (419) - (419) Gifts and pledge payments Total net increase in endowments ENDOWMENT, END OF YEAR $ - $ 10,666 $ 7,694 $ 18,360 LPCH Changes in LPCH s endowment, excluding pledges, for the years ended August 31, 2016 and 2015, in thousands of dollars, are as follows: TEMPORARILY RESTRICTED PERMANENTLY RESTRICTED UNRESTRICTED TOTAL 2016 Endowments, beginning of year $ - $ 103,166 $ 204,405 $ 307,571 Investment returns: Earned income - 16,134-16,134 Unrealized and realized gains (losses) - (8,746) 1,255 (7,491) Total investment returns - 7,388 1,255 8,643 Amounts distributed for operations - (15,462) - (15,462) Gifts and pledge payments - - 5,763 5,763 Other - (156) (75) (231) Total net increase (decrease) in endowments - (8,230) 6,943 (1,287) ENDOWMENT, END OF YEAR $ - $ 94,936 $ 211,348 $ 306, Endowments, beginning of year $ - $ 105,530 $ 203,342 $ 308,872 Investment returns: Earned income - 15,162-15,162 Unrealized and realized losses - (2,202) (310) (2,512) Total investment returns - 12,960 (310) 12,650 Amounts distributed for operations - (14,266) - (14,266) Gifts and pledge payments Other - (1,060) 523 (537) Total net increase (decrease) in endowments - (2,364) 1,063 (1,301) ENDOWMENT, END OF YEAR $ - $ 103,166 $ 204,405 $ 307,571 43

47 13. Gifts and Pledges Gifts and pledges reported for financial statement purposes are recorded on the accrual basis. The Office of Development (OOD), which is the primary fundraising agent for the University and SHC, reports total gifts based on contributions received in cash or property during the fiscal year. Lucile Packard Foundation for Children s Health (LPFCH) is the primary community fundraising agent for LPCH and the pediatric faculty and programs at the University s SOM. The following summarizes gifts and pledges reported for the years ended August 31, 2016 and 2015, per the Consolidated Statements of Activities, in thousands of dollars: UNIVERSITY SHC LPCH CONSOLIDATED 2016 Current year gifts in support of operations $ 250,769 $ 1,776 $ 5,740 $ 258,285 Donor advised funds, net 21, ,783 Current year gifts not included in operations 2, ,381 Temporarily restricted gifts and pledges, net 284,923 20, , ,507 Permanently restricted gifts and pledges, net 761, , ,861 TOTAL $ 1,321,848 $ 22,692 $ 143,277 $ 1,487, Current year gifts in support of operations $ 233,572 $ 2,049 $ 5,554 $ 241,175 Donor advised funds, net 66, ,734 Current year gifts not included in operations 1, ,655 Temporarily restricted gifts and pledges, net 250,808 52,333 70, ,951 Permanently restricted gifts and pledges, net 208, ,058 TOTAL $ 760,975 $ 54,384 $ 77,214 $ 892,573 44

48 14. Functional Expenses Expenses for the years ended August 31, 2016 and 2015 are categorized on a functional basis as follows, in thousands of dollars: UNIVERSITY SHC LPCH ELIMINATIONS CONSOLIDATED 2016 Instruction and departmental research $ 1,733,100 $ - $ - $ - $ 1,733,100 Organized research - direct costs 1,092, ,092,696 Patient services - 3,553,997 1,232,211 (860,086) 3,926,122 Auxiliary activities 1,019, ,019,270 Administration and general 410, , ,601 (50,669) 865,302 Student services 242, ,693 Libraries 151, ,531 Development 102,528 10,911 10,868 (9,979) 114,328 SLAC construction 162, ,133 TOTAL EXPENSES $ 4,914,610 $ 3,949,619 $ 1,363,680 $ (920,734) $ 9,307, Instruction and departmental research $ 1,611,953 $ - $ - $ - $ 1,611,953 Organized research - direct costs 1,068, ,068,039 Patient services - 2,973,295 1,141,571 (796,944) 3,317,922 Auxiliary activities 960, ,981 Administration and general 396, , ,105 (51,803) 770,162 Student services 219, ,733 Libraries 154, ,323 Development 91,927 9,566 13,308 (8,814) 105,987 SLAC construction 141, ,792 TOTAL EXPENSES $ 4,645,698 $ 3,288,771 $ 1,273,984 $ (857,561) $ 8,350,892 Depreciation, interest, operations and maintenance expenses are allocated to program and supporting activities, except for SLAC construction. Auxiliary activities include housing and dining services, intercollegiate athletics, Stanford Alumni Association, patient care provided by the SOM faculty, and other activities. 45

49 15. University Retirement Plans The University provides retirement benefits through both defined benefit and defined contribution retirement plans for substantially all of its employees. DEFINED CONTRIBUTION PLAN The University offers a defined contribution plan to eligible faculty and staff through the Stanford Contributory Retirement Plan (SCRP). Employer contributions are based on a percentage of participant annual compensation, participant contributions and years of service. University and participant contributions are primarily invested in annuities and mutual funds. University contributions under the SCRP, which are vested immediately to participants, were approximately $145.8 million and $137.5 million for the years ended August 31, 2016 and 2015, respectively. DEFINED BENEFIT PLANS The University provides retirement and postretirement medical and other benefits through the Staff Retirement Annuity Plan, the Faculty Retirement Incentive Program, and the Postretirement Benefit Plan (the Plans ). The obligations for the Plans, net of plan assets, are recorded in the Consolidated Statements of Financial Position as accrued pension and postretirement benefit obligations. These plans are described more fully below. Staff Retirement Annuity Plan Retirement benefits for certain employees are provided through the Staff Retirement Annuity Plan (SRAP), a noncontributory plan. While the SRAP is closed to new participants, certain employees continue to accrue benefits. Contributions to the plan are made in accordance with the Employee Retirement Income Security Act (ERISA) based on actuarially determined amounts sufficient to meet the benefits to be paid to plan participants. Faculty Retirement Incentive Program The University provides a retirement incentive bonus for eligible faculty through the University Faculty Retirement Incentive Program (FRIP). The University s faculty may become eligible for the FRIP program if they commit to retire within a designated window of time. At August 31, 2016 and 2015, there were no program assets. The University funds benefit payouts as they are incurred. Postretirement Benefit Plan The University provides health care benefits for retired employees through its Postretirement Benefit Plan (PRBP). The University s employees and their covered dependents may become eligible for the PRBP upon the employee s retirement and meeting specific years of service and age criteria. Retiree health plans are paid for, in part, by retiree contributions, which are adjusted annually. The University s subsidy varies depending on whether the retiree is covered under the grandfathered design or the defined dollar benefit design. Medicare supplement options are provided for retirees over age

50 The change in the Plans assets, the related change in benefit obligations and the amounts recognized in the financial statements, in thousands of dollars, are as follows: SRAP FRIP PRBP TOTAL 2016 Fair value of plan assets, beginning of year $ 269,969 $ - $ 194, ,947 Change in plan assets: Actual return on plan assets 34,625-14,670 49,295 Employer contributions - 6,014 17,451 23,465 Plan participants contributions ,111 12,111 Benefits and plan expenses paid (18,920) (6,014) (28,636) * (53,570) FAIR VALUE OF PLAN ASSETS, END OF YEAR 285, , ,248 Benefit obligation, beginning of year 316, , ,467 1,150,783 Change in projected benefit obligation: Service cost 2,794 12,637 23,677 39,108 Interest cost 12,124 7,947 27,538 47,609 Plan participants contributions ,111 12,111 Actuarial loss (gain) 33,730 (51,362) (127,114) (144,746) Benefits and plan expenses paid (18,920) (6,014) (28,636) * (53,570) BENEFIT OBLIGATION, END OF YEAR 346, , ,043 1,051,295 NET LIABILITY RECOGNIZED IN THE STATEMENTS OF FINANCIAL POSITION $ (60,889) $ (170,689) $ (323,469) $ (555,047) * Net of Medicare subsidy 2015 Fair value of plan assets, beginning of year $ 301,314 $ - $ 203,109 $ 504,423 Change in plan assets: Actual return on plan assets (6,231) - (7,067) (13,298) Employer contributions - 4,782 16,205 20,987 Plan participants contributions ,173 11,173 Benefits and plan expenses paid (25,114) (4,782) (28,442) * (58,338) FAIR VALUE OF PLAN ASSETS, END OF YEAR 269, , ,947 Benefit obligation, beginning of year 316, , ,898 1,070,659 Change in projected benefit obligation: Service cost 3,003 12,326 20,079 35,408 Interest cost 11,003 6,923 22,471 40,397 Plan amendments 1, ,565 Plan participants contributions ,173 11,173 Actuarial loss (gain) 10,213 (4,582) 44,288 49,919 Benefits and plan expenses paid (25,114) (4,782) (28,442) * (58,338) BENEFIT OBLIGATION, END OF YEAR 316, , ,467 1,150,783 NET LIABILITY RECOGNIZED IN THE STATEMENTS OF FINANCIAL POSITION $ (46,866) $ (207,481) $ (431,489) $ (685,836) * Net of Medicare subsidy The accumulated benefit obligation for the SRAP was $344.7 million and $314.8 million at August 31, 2016 and 2015, respectively. 47

51 Net periodic benefit expense and non-operating activities related to the Plans for the years ended August 31, 2016 and 2015, in thousands of dollars, includes the following components: SRAP FRIP PRBP TOTAL 2016 Service cost $ 2,794 $ 12,637 $ 23,677 $ 39,108 Interest cost 12,124 7,947 27,538 47,609 Expected return on plan assets (15,349) - (13,648) (28,997) Amortization of: Prior service cost ,245 Actuarial loss 1,047 4,747 8,625 14,419 NET PERIODIC BENEFIT EXPENSE 1,012 25,331 47,041 73,384 Net actuarial loss (gain) 14,454 (51,362) (128,136) (165,044) Amortization of: Prior service cost (396) - (849) (1,245) Actuarial loss (1,047) (4,747) (8,625) (14,419) TOTAL AMOUNTS RECOGNIZED IN NON-OPERATING ACTIVITIES 13,011 (56,109) (137,610) (180,708) TOTAL AMOUNT RECOGNIZED IN NET PERIODIC BENEFIT EXPENSE AND NON-OPERATING ACTIVITIES $ 14,023 $ (30,778) $ (90,569) $ (107,324) 2015 Service cost $ 3,003 $ 12,326 $ 20,079 $ 35,408 Interest cost 11,003 6,923 22,471 40,397 Expected return on plan assets (18,660) - (15,233) (33,893) Amortization of: Prior service cost 277-2,545 2,822 Actuarial loss - 5,570 5,192 10,762 NET PERIODIC BENEFIT EXPENSE (INCOME) (4,377) 24,819 35,054 55,496 Net actuarial loss (gain) 35,104 (4,582) 66,588 97,110 Prior service cost 1, ,565 Amortization of: Prior service cost (277) - (2,545) (2,822) Actuarial loss - (5,570) (5,192) (10,762) TOTAL AMOUNTS RECOGNIZED IN NON-OPERATING ACTIVITIES 36,392 (10,152) 58,851 85,091 TOTAL AMOUNT RECOGNIZED IN NET PERIODIC BENEFIT EXPENSE AND NON-OPERATING ACTIVITIES $ 32,015 $ 14,667 $ 93,905 $ 140,587 48

52 Cumulative amounts recognized in non-operating activities, but not yet recognized in net periodic benefit expense in the Consolidated Statements of Activities, are presented in the following table for the years ended August 31, 2016 and 2015, in thousands of dollars: SRAP FRIP PRBP TOTAL 2016 Prior service cost $ 1,206 $ - $ - $ 1,206 Net actuarial loss 70,349 32,429 59, ,438 ACCUMULATED PLAN BENEFIT COSTS NOT YET RECOGNIZED IN NET PERIODIC BENEFIT EXPENSE $ 71,555 $ 32,429 $ 59,660 $ 163, Prior service cost $ 1,602 $ - $ 849 $ 2,451 Net actuarial loss 56,942 88, , ,901 ACCUMULATED PLAN BENEFIT COSTS NOT YET RECOGNIZED IN NET PERIODIC BENEFIT EXPENSE $ 58,544 $ 88,538 $ 197,270 $ 344,352 The prior service costs and net actuarial loss expected to be amortized from non-operating activities to net periodic benefit expense in fiscal year 2017, in thousands of dollars, are as follows: SRAP FRIP PRBP TOTAL Prior service cost $ 390 $ - $ - $ 390 Net actuarial loss $ 1,508 $ 870 $ 464 $ 2,842 ACTUARIAL ASSUMPTIONS The weighted average assumptions used to determine the benefit obligations and net periodic benefit cost for the Plans are shown below: SRAP FRIP PRBP BENEFIT OBLIGATIONS Discount rate 3.15% 4.00% 3.15% 3.93% 3.56% 4.46% Covered payroll growth rate 3.00% 3.00% 4.26% 4.45% N/A N/A NET PERIODIC BENEFIT COST Discount rate 4.00% 3.64% 3.93% 3.59% 4.46% 4.10% Expected returns on plan assets 6.00% 6.50% N/A N/A 7.00% 7.50% Covered payroll growth rate 3.00% 3.00% 4.45% 4.45% N/A N/A In 2014, the Society of Actuaries issued a new mortality table (RP-2014) and a new mortality improvement (projection) scale that recognized increases in life expectancy. In selecting its assumptions for determining the benefit obligations as of August 31, 2015, the University adopted a modified version of the RP-2014 mortality table and a projection scale based on the 2014 Trustees Report of the Social Security Administration (SSA). The use of the new mortality table and projection scale resulted in an increase of approximately $20.5 million, $3.9 million, and $84.0 million to the SRAP, FRIP and PRBP benefit obligations as of August 31, 2015, respectively. 49

53 The expected long-term rate of return on asset assumptions for the SRAP and PRBP plans is 6.00% and 7.00%, respectively. The assumption is used in determining the expected returns on plan assets, a component of net periodic benefit expense (income), representing the expected return for the upcoming fiscal year on plan assets. This assumption is developed based on future expectations for returns in each asset class, as well as the target asset allocation of the portfolios. The use of expected long-term returns on plan assets may result in income that is greater or less than the actual returns of those plan assets in any given year. Over time, however, the expected long-term returns are designed to approximate the actual long-term returns, and therefore result in a pattern of income and cost recognition that more closely matches the pattern of the services provided by the employees. Differences between actual and expected returns are recognized as a component of non-operating activities and amortized as a component of net periodic benefit expense (income) over the service or life expectancy of the plan participants, depending on the plan, provided such amounts exceed the accounting standards threshold. To determine the accumulated PRBP obligation at August 31, 2016, a 7.00% annual rate of increase in the per capita cost of covered health care was assumed for calendar year 2016, declining gradually to 4.50% by 2038 and remaining at this rate thereafter. Health care cost trend rate assumptions have a significant effect on the amounts reported for the health care plans. If the assumed health care cost trend were increased or decreased by 1%, the impact on the PRBP service and interest cost and the accumulated obligation are as follows, in thousands of dollars: 1% INCREASE IN HEALTH CARE COST TREND RATE 1% DECREASE IN HEALTH CARE COST TREND RATE Effect on PRBP total service and interest cost $ 12,339 $ (9,263) Effect on accumulated PRBP obligation $ 94,641 $ (74,809) EXPECTED CONTRIBUTIONS The University expects to contribute $11.4 million to the FRIP, $5.0 million to the SRAP and does not expect to contribute to the PRBP during the fiscal year ending August 31, EXPECTED BENEFIT PAYMENTS The following benefit payments, which reflect expected future service, are expected to be paid for the years ending August 31, in thousands of dollars: PRBP EXPECTED YEAR ENDING AUGUST 31 SRAP FRIP EXCLUDING MEDICARE SUBSIDY MEDICARE PART D SUBSIDY 2017 $ 27,633 $ 11,439 $ 21,177 $ 3, ,022 13,621 22,644 4, ,486 10,281 23,970 4, ,940 10,548 25,367 4, ,197 10,836 26,812 5, ,085 58, ,131 32,079 50

54 INVESTMENT STRATEGY The University s Retirement Program Investment Committee, acting in a fiduciary capacity, has established formal investment policies for the assets associated with the University s funded plans (SRAP and PRBP). The investment strategy of the plans is to preserve and enhance the value of the plans assets within acceptable levels of risk. Investments in the plans are diversified among asset classes, striving to achieve an optimal balance between risk and return, and income and capital appreciation. Because the liabilities of each of the plans are long-term, the investment horizon is primarily long-term, with adequate liquidity to meet short-term benefit payment obligations. CONCENTRATION OF RISK The University manages a variety of risks, including market, credit, and liquidity risks, across its plan assets. Concentration of risk is defined as an undiversified exposure to one of the above-mentioned risks that increases the exposure of the loss of plan assets unnecessarily. Risk is minimized by predominately investing in broadly diversified index funds for public equities and fixed income. As of August 31, 2016, the University did not have concentrations of risk in any single entity, counterparty, sector, industry or country. PLAN ASSETS AND ALLOCATIONS Current U.S. GAAP defines a hierarchy of valuation inputs for the determination of the fair value of plan assets as described in Note 6. As of August 31, 2016 and 2015, all of the assets of the PRBP and substantially all of the assets of the SRAP were categorized as Level 1 investments. The fair value of plan assets by asset category, in thousands of dollars, at August 31, 2016 and 2015 and actual allocations and weighted-average target allocations at August 31, 2016 are as follows: 2016 ACTUAL ALLOCATION 2016 TARGET ALLOCATION SRAP: Cash and cash equivalents $ 1,829 $ 1,179 1% 0% Public equities 114, ,361 40% 41% Fixed income 169, ,205 59% 59% Private equities <1% 0% TOTAL 285, , % 100% PRBP: Public equities 157, ,070 75% 75% Fixed income 52,637 49,908 25% 25% TOTAL 210, , % 100% TOTAL FAIR VALUE OF PLAN ASSETS $ 496,248 $ 464,947 51

55 16. SHC and LPCH Retirement Plans SHC and LPCH provide retirement benefits through defined benefit and defined contribution retirement plans covering substantially all of its regular employees. DEFINED CONTRIBUTION PLAN The Hospitals offer a defined contribution plan to eligible employees. Employer contributions to the defined contribution retirement plan are based on a percentage of participant annual compensation, participant contributions and years of service. SHC and LPCH contributions under the plan, which are vested immediately to participants, were approximately $79.2 million and $63.7 million, and $29.0 million and $27.0 million for the years ended August 31, 2016 and 2015, respectively. DEFINED BENEFIT PLANS The Hospitals provide retirement and postretirement medical benefits through the SHC Staff Pension Plan, the SHC Postretirement Medical Benefit Plan, and the LPCH Frozen Pension Plan, collectively (the Plans ). The obligations for the Plans, net of plan assets, are recorded in the Consolidated Statements of Financial Position as accrued pension and postretirement benefit obligations. These plans are described more fully below. Staff Pension Plan Certain employees of SHC and LPCH are covered by the SHC Staff Pension Plan (the Pension Plan ), a noncontributory, defined benefit pension plan. While the Pension Plan is closed to new participants, certain employees continue to accrue benefits. Benefits are based on years of service and the employee s compensation. Contributions to the plan are made in accordance with ERISA based on actuarially determined amounts sufficient to meet the benefits to be paid to plan participants. SHC and LPCH have an arrangement whereby SHC assumes the pension liability of the LPCH employees and previously leased employees. However, LPCH is required to reimburse SHC for the annual expense incurred for these employees and previously leased employees. During the fiscal year ending August 31, 2016, the Pension Plan was amended to allow for a temporary lump sum window for deferred vested participants. During the window, eligible participants were contacted and offered an opportunity to take the lump sum value of their benefit, resulting in a $17.2 million lump sum payment from the plan. This large lump sum payment triggered settlement accounting which required a $6.1 million recognition of the plan s deferred losses, and also reduced the projected benefit obligation and assets by $17.2 million. Postretirement Medical Benefit Plan SHC and LPCH provide health care benefits for certain retired employees through the SHC Postretirement Medical Benefit Plan (PRMB). The Hospitals employees and their covered dependents may become eligible for the PRMB upon the employee s retirement as early as age 55, with years of service as defined by specific criteria. Retiree health plans are paid, in part, by retiree contributions, which are adjusted annually. The Hospitals subsidies vary depending on whether the retiree is covered under the grandfathered design or the defined dollar benefit design. Medicare supplement options are provided for retirees over age 65. LPCH reimburses SHC for costs related to this plan on a periodic basis. Frozen Pension Plan The remainder of certain other LPCH employees and previously leased employees not covered by the previously described plans are covered by a frozen noncontributory defined benefit pension plan (the LPCH Frozen Pension Plan ). Benefits are based on years of service and the employee s 52

56 compensation. Contributions to the plan are made in accordance with ERISA based on actuarially determined amounts sufficient to meet the benefits to be paid to plan participants. The change in the Plans assets, the related change in benefit obligations and the amounts recognized in the financial statements, in thousands of dollars, are as follows: STAFF PENSION PLAN PRMB LPCH FROZEN PENSION PLAN 2016 Fair value of plan assets, beginning of year $ 197,889 $ - $ 5,664 Change in plan assets: Actual return on plan assets 24, Employer contributions - 6, Plan participants contributions - 1,043 - Benefits and plan expenses paid (13,685) (7,072) * (516) Plan settlements (17,217) - - FAIR VALUE OF PLAN ASSETS, END OF YEAR 191,021-6,390 Benefit obligation, beginning of year 249,109 84,751 8,046 Change in projected benefit obligation: Service cost 1,644 2,052 - Interest cost 9,806 3, Plan participants contributions - 1,043 - Actuarial loss (gain) 26,827 (9,714) 859 Benefits and plan expenses paid (13,685) (7,072) * (516) Plan settlements (17,217) - - Plan amendments - 2,289 - BENEFIT OBLIGATION, END OF YEAR 256,484 76,644 8,700 NET LIABILITY RECOGNIZED IN THE STATEMENTS OF FINANCIAL POSITION $ (65,463) $ (76,644) $ (2,310) * Net of Medicare subsidy 2015 Fair value of plan assets, beginning of year $ 214,575 $ - $ 5,853 Change in plan assets: Actual return on plan assets (4,727) - (108) Employer contributions - 4, Plan participants contributions - 1,038 - Benefits and plan expenses paid (11,959) (5,952) * (381) FAIR VALUE OF PLAN ASSETS, END OF YEAR 197,889-5,664 Benefit obligation, beginning of year 245,402 84,616 7,749 Change in projected benefit obligation: Service cost 2,006 2,068 - Interest cost 9,182 2, Plan participants contributions - 1,038 - Actuarial loss (gain) 4,478 (14) 405 Benefits and plan expenses paid (11,959) (5,952) * (381) BENEFIT OBLIGATION, END OF YEAR 249,109 84,751 8,046 NET LIABILITY RECOGNIZED IN THE STATEMENTS OF FINANCIAL POSITION $ (51,220) $ (84,751) $ (2,382) * Net of Medicare subsidy 53

57 The net liability for the PRMB includes amounts for both SHC and LPCH employees and is recognized on the Hospitals respective Statements of Financial Position. The table below presents the plan obligations for each entity as of August 31, 2016 and 2015, in thousands of dollars: SHC $ 59,895 $ 66,547 LPCH 16,749 18,204 TOTAL $ 76,644 $ 84,751 The accumulated benefit obligation for the Pension Plan and LPCH Frozen Pension Plan was $254.1 million and $247.0 million, and $8.7 million and $8.0 million at August 31, 2016 and 2015, respectively. Net periodic benefit expense and non-operating activities related to the Plans for the years ended August 31, 2016 and 2015, in thousands of dollars, includes the following components: STAFF PENSION PLAN PRMB LPCH FROZEN PENSION PLAN 2016 Service cost $ 1,644 $ 2,052 $ - Interest cost 9,806 3, Expected return on plan assets (11,909) - (295) Amortization of: Prior service cost Actuarial loss (gain) 2,272 (313) 105 Settlement loss 6, NET PERIODIC BENEFIT EXPENSE 7,892 5, Net actuarial loss (gain) 14,702 (9,714) 334 New prior service cost - 2,289 - Amortization of: Prior service cost - (773) - Actuarial gain (loss) (2,272) 313 (105) Settlement loss (6,079) - - TOTAL AMOUNTS RECOGNIZED IN NON-OPERATING ACTIVITIES 6,351 (7,885) 229 TOTAL AMOUNT RECOGNIZED IN NET PERIODIC BENEFIT EXPENSE AND NON- OPERATING ACTIVITIES $ 14,243 $ (2,078) $ Service cost $ 2,006 $ 2,068 $ - Interest cost 9,182 2, Expected return on plan assets (13,195) - (348) Amortization of: Prior service cost Actuarial loss (gain) 2,556 (338) 75 NET PERIODIC BENEFIT EXPENSE 549 5,540 - Net actuarial loss (gain) 22,400 (14) 861 Amortization of: Prior service cost - (815) - Actuarial gain (loss) (2,556) 338 (75) TOTAL AMOUNTS RECOGNIZED IN NON-OPERATING ACTIVITIES 19,844 (491) 786 TOTAL AMOUNT RECOGNIZED IN NET PERIODIC BENEFIT EXPENSE AND NON- OPERATING ACTIVITIES $ 20,393 $ 5,049 $

58 The net periodic benefit expense and amounts recognized in non-operating activities for the PRMB include amounts for both SHC and LPCH employees and is recognized on the Hospitals respective Statements of Activities. The table below presents the amount for each entity as of August 31, 2016 and 2015, in thousands of dollars: SHC LPCH TOTAL 2016 Net periodic benefit expense $ 4,272 $ 1,535 $ 5,807 Amounts recognized in non-operating activities (6,271) (1,614) (7,885) TOTAL AMOUNT RECOGNIZED IN NET PERIODIC BENEFIT EXPENSE AND NON- OPERATING ACTIVITIES $ (1,999) $ (79) $ (2,078) 2015 Net periodic benefit expense $ 4,189 $ 1,351 $ 5,540 Amounts recognized in non-operating activities (383) (108) (491) TOTAL AMOUNT RECOGNIZED IN NET PERIODIC BENEFIT EXPENSE AND NON- OPERATING ACTIVITIES $ 3,806 $ 1,243 $ 5,049 Cumulative amounts recognized in non-operating activities, but not yet recognized in net periodic benefit expense in the Consolidated Statements of Activities, are presented in the following table for the years ended August 31, 2016 and 2015, in thousands of dollars: STAFF PENSION PLAN PRMB LPCH FROZEN PENSION PLAN 2016 Prior service cost $ - $ 4,102 $ - Net actuarial loss (gain) 91,341 (14,131) 2,686 ACCUMULATED PLAN BENEFIT COSTS NOT YET RECOGNIZED IN NET PERIODIC BENEFIT EXPENSE $ 91,341 $ (10,029) $ 2, Prior service cost $ - $ 2,586 $ - Net actuarial loss (gain) 84,990 (4,730) 2,457 ACCUMULATED PLAN BENEFIT COSTS NOT YET RECOGNIZED IN NET PERIODIC BENEFIT EXPENSE $ 84,990 $ (2,144) $ 2,457 The prior service cost and net actuarial loss expected to be amortized from non-operating activities to net periodic benefit expense in fiscal year 2017, in thousands of dollars, are as follows: STAFF PENSION PLAN PRMB LPCH FROZEN PENSION PLAN Prior service cost $ - $ 674 $ - Net actuarial loss (gain) $ 3,012 $ (915) $

59 ACTUARIAL ASSUMPTIONS The weighted average assumptions used to determine the benefit obligations and net periodic benefit cost for the Plans are shown below: STAFF PENSION PLAN PRMB LPCH FROZEN PENSION PLAN BENEFIT OBLIGATIONS Discount rate 3.32% 4.20% 3.07% 4.01% 3.18% 4.03% Covered payroll growth rate 3.00% 3.00% N/A N/A N/A N/A NET PERIODIC BENEFIT COST Discount rate 4.20% 3.84% 4.01% 3.65% 4.03% 3.66% Expected return on plan assets 6.50% 7.00% N/A N/A 5.50% 6.25% Covered payroll growth rate 3.00% 3.00% N/A N/A N/A N/A In 2014, the Society of Actuaries issued a new mortality table (RP-2014) and a new mortality improvement (projection) scale that recognized increases in life expectancy. In selecting its assumptions for determining the benefit obligations as of August 31, 2015, SHC and LPCH adopted a modified version of the RP-2014 mortality table and a projection scale based on the 2014 Trustees Report of the Social Security Administration (SSA). The use of the new mortality table and projection scale resulted in an increase of approximately $18.4 million, $6.4 million, and $570 thousand to the Pension Plan, PRMB, and LPCH Frozen Pension Plan benefit obligations, as of August 31, 2015, respectively. The expected long-term rate of return on asset assumptions for the Pension Plan and LPCH Frozen Pension Plan are 6.50% and 5.50%, respectively. The assumption is used in determining the expected returns on plan assets, a component of net periodic benefit expense (income), representing the expected return for the upcoming fiscal year on plan assets based on the calculated market-related value of plan assets. This assumption is developed based on future expectations for returns in each asset class, as well as the target asset allocation of the portfolios. The use of expected long-term returns on plan assets may result in income that is greater or less than the actual returns of those plan assets in any given year. Over time, however, the expected long-term returns are designed to approximate the actual long-term returns, and therefore result in a pattern of income and cost recognition that more closely matches the pattern of the services provided by the employees. Differences between actual and expected returns are recognized as a component of non-operating activities and amortized as a component of net periodic benefit expense (income) over the service or life expectancy of the plan participants, depending on the plan, provided such amounts exceed the accounting standards threshold. To determine the accumulated PRMB obligation at August 31, 2016, a 7.00% annual rate of increase in the per capita cost of covered health care was assumed for calendar year 2016, declining gradually to 4.50% by 2038 and remaining at this rate thereafter. Health care cost trend rate assumptions have a significant effect on the amounts reported for the health care plan. If the assumed health care cost trend were increased or decreased by 1%, the impact on PRMB service and interest cost and accumulated obligation are as follows, in thousands of dollars: 1% INCREASE IN HEALTH CARE COST TREND RATE 1% DECREASE IN HEALTH CARE COST TREND RATE Effect on PRMB total service and interest cost $ 130 $ (119) Effect on accumulated PRMB obligation $ 1,939 $ (1,789) 56

60 EXPECTED CONTRIBUTIONS SHC expects to contribute $4.5 million to the PRMB during the fiscal year ending August 31, SHC and LPCH do not expect to contribute to the Pension Plan and LPCH Frozen Pension Plan during the fiscal year ending August 31, EXPECTED BENEFIT PAYMENTS The following benefit payments, which reflect expected future service, are expected to be paid for the fiscal years ending August 31, in thousands of dollars: PRMB YEAR ENDING AUGUST 31 STAFF PENSION PLAN EXCLUDING MEDICARE SUBSIDY EXPECTED MEDICARE PART D SUBSIDY LPCH FROZEN PENSION PLAN 2017 $ 13,198 $ 5,760 $ 275 $ ,601 5, ,976 6, ,352 6, ,663 6, ,142 30,301 1,111 2,594 INVESTMENT STRATEGY SHC s and LPCH s investment strategies for the Pension Plan and LPCH Frozen Pension Plan is to maximize the total rate of return (income and appreciation) within the limits of prudent risk taking and Section 404 of the ERISA. The funds are diversified across asset classes to achieve an optimal balance between risk and return and between income and capital appreciation. Because the liabilities of each of the plans are long-term, the investment horizon is primarily long-term, with adequate liquidity to meet short-term benefit payment obligations. CONCENTRATION OF RISK SHC and LPCH manage a variety of risks, including market, credit, and liquidity risks, across its plan assets. Concentration of risk is defined as an undiversified exposure to one of the above-mentioned risks that increases the exposure of the loss of plan assets unnecessarily. Risk is minimized by diversifying the Hospitals exposure to such risks across a variety of instruments, markets, and counterparties. As of August 31, 2016, the Hospitals did not have concentrations of risk in any single entity, counterparty, sector, industry or country. PLAN ASSETS AND ALLOCATIONS Current U.S. GAAP defines a hierarchy of valuation inputs for the determination of the fair value of plan assets as described in Note 6. The Plans assets measured at fair value at August 31, 2016 and 2015, are all categorized as Level 1 investments. The fair value of plan assets by asset category, in thousands of dollars, at August 31, 2016 and 2015 and actual allocations and weighted-average target allocations at August 31, 2016 are as follows: 2016 ACTUAL ALLOCATION 2016 TARGET ALLOCATION STAFF PENSION PLAN: Cash and cash equivalents $ 1,075 $ 1,288 1% 0% Public equities 94,079 95,829 49% 50% Fixed income 95, ,772 50% 50% TOTAL $ 191,021 $ 197, % 100% LPCH FROZEN PENSION PLAN: Cash and cash equivalents $ 65 $ 40 1% 0% Public equities 1,894 1,628 30% 30% Fixed income 4,431 3,996 69% 70% TOTAL $ 6,390 $ 5, % 100% 57

61 17. Operating Leases Stanford leases certain equipment and facilities under operating leases expiring at various dates. Total rental expense under these leases for the years ended August 31, 2016 and 2015 was $68.6 million and $51.1 million, respectively, for the University, $90.0 million and $65.4 million, respectively, for SHC, and $27.5 million and $26.5 million, respectively, for LPCH. Net minimum future operating lease payments for periods subsequent to August 31, 2016, in thousands of dollars, are as follows: MINIMUM LEASE PAYMENTS YEAR ENDING AUGUST 31 UNIVERSITY SHC LPCH CONSOLIDATED 2017 $ 53,683 $ 78,325 $ 23,541 $ 155, ,931 73,742 21, , ,867 68,716 19, , ,008 57,213 13,156 89, ,670 49,483 3,920 71,073 Thereafter 83, ,962 7, ,650 TOTAL $ 234,647 $ 456,441 $ 88,352 $ 779, Related Party Transactions Members of the University, SHC, and LPCH boards and senior management may, from time to time, be associated, either directly or indirectly, with companies doing business with Stanford. For senior management, each entity requires annual disclosure of significant financial interests in, or employment or consulting relationships with, entities doing business with its relevant entity. These annual disclosures cover both senior management and their immediate family members. When such relationships exist, measures are taken to manage appropriately the actual or perceived conflict in the best interests of the relevant entity. No such associations are considered to be significant. The University, SHC and LPCH have separate written conflict of interest policies that require, among other items, that no member of their respective board can participate in any decision in which he or she (or an immediate family member) has a material financial interest. Each board member is required to certify compliance with his or her respective entity s conflict of interest policy on an annual basis and indicate whether his or her respective entity does business with any entity in which the board member has a material financial interest. When such relationships exist, measures are taken to mitigate any actual or perceived conflict, including requiring that such transactions be conducted at arm's length, for good and sufficient consideration, based on terms that are fair and reasonable to and for the benefit of the respective entity, and in accordance with applicable conflict of interest laws and policies. No such associations are considered to be significant. 58

62 19. Commitments and Contingencies Management is of the opinion that none of the following commitments and contingencies will have a material adverse effect on Stanford s consolidated financial position. SPONSORED RESEARCH The University conducts substantial research for the federal government pursuant to contracts and grants from federal agencies and departments. The University records reimbursements of direct and indirect costs (facilities and administrative costs) from grants and contracts as operating revenues. The Office of Naval Research is the University s cognizant federal agency for determining indirect cost rates charged to federally sponsored agreements. It is supported by the Defense Contract Audit Agency, which has the responsibility for auditing direct and indirect charges under those agreements. Costs recovered by the University in support of sponsored research are subject to audit and adjustment. Fringe benefit costs for the fiscal years ended August 31, 2010 to 2016 are subject to audit. The University does not anticipate any adjustments material to the consolidated financial statements. HEALTH CARE As described in Note 3, cost reports filed under the Medicare program for services based upon cost reimbursement are subject to audit. The estimated amounts due to or from the program are reviewed and adjusted annually based upon the status of such audits and subsequent appeals. The health care industry is subject to numerous laws and regulations of federal, state and local governments. Compliance with these laws and regulations can be subject to future government review and interpretation, as well as to regulatory actions unknown or unasserted at this time. Government activity with respect to investigations and allegations concerning possible violations of regulations by health care providers could result in the imposition of significant fines and penalties, as well as significant repayments for patient services previously billed. SHC and LPCH are subject to similar regulatory reviews, and while such reviews may result in repayments and civil remedies that could have a material effect on their respective financial results of operations in a given period, SHC s and LPCH s management believes that such repayments and civil remedies would not have a material effect on its financial position. INFORMATION SECURITY AND PRIVACY As with many medical centers and universities across the country, information security and privacy is a growing risk area based on developments in the law and expanding mobile technology practices. The University, SHC and LPCH have policies, procedures, and training in place to safeguard protected information, but select incidents have occurred in the past and may occur in the future involving potential or actual disclosure of such information (including, for example, certain identifiable information relating to patients or research participants). In most cases, there has been no evidence of unauthorized access to, or use/disclosure of, such information, yet laws may require reporting to potentially affected individuals and federal and state governmental agencies. Governmental agencies have the authority to investigate and request further information about an incident or safeguards, to cite the University, SHC or LPCH for a deficiency or regulatory violation, and/or require payment of fines, corrective action, or both. California law also allows a private right to sue for a breach of medical information. The cost of such possible consequences has not been material to date to the University, SHC or LPCH, and management does not believe that any future consequences of these incidents will be material to the consolidated financial statements. 59

63 LABOR AGREEMENTS Approximately 7% of the University s, 31% of SHC s and 40% of LPCH s employees are covered under union contract arrangements and are, therefore, subject to labor stoppages when contracts expire. There are currently no expired contracts under these union contract arrangements. The University s agreements with the Stanford Deputy Sheriffs Association and the Service Employees International Union (SEIU) will expire in 2020 and 2019, respectively. SHC s and LPCH s agreements with SEIU and the Committee for Recognition of Nursing Achievement (CRONA) will expire in 2017 and 2019, respectively. GUARANTEES AND INDEMNIFICATIONS Stanford enters into indemnification agreements with third parties in the normal course of business. The impact of these agreements, individually or in the aggregate, is not expected to be material to the consolidated financial statements. As a result, no liabilities related to guarantees and indemnifications have been recorded at August 31, LITIGATION The University, SHC and LPCH are defendants in a number of legal actions. While the final outcome cannot be determined at this time, management is of the opinion that the liability, if any, resulting from these legal actions will not have a material adverse effect on the consolidated financial position. MEDICAL CENTER RENEWAL PROJECT In July 2011, Stanford obtained local approval for a Renewal Project to rebuild SHC and expand LPCH to assure adequate capacity and provide modern, technologically-advanced hospital facilities. The Renewal Project also includes replacement of outdated laboratory facilities at the Stanford SOM and remodeling of Hoover Pavilion. California's Hospital Seismic Safety Act requires licensed acute care functions to be conducted only in facilities that meet specified seismic safety standards which have varying deadlines. The Renewal Project as approved is also designed to meet these standards and deadlines. SHC s share of the estimated total cost of the Renewal Project is $2 billion. The cost of LPCH s share, originally estimated to be approximately $1.2 billion, is likely to be exceeded because of cost increases related to changes in technology, change orders, and market availability of subcontractors, among other factors. The sources of funding for the Renewal Project include operating surpluses, gifts, government grants, and bond proceeds. Through August 2016, SHC has recorded $1.2 billion in construction in progress, inclusive of $98.0 million in capitalized interest and LPCH has recorded $966.8 million in construction in progress, inclusive of $15.6 million in capitalized interest, related to this project. Construction of the Renewal Project is currently scheduled to be completed in 2017 for LPCH and 2018 for SHC. CONTRACTUAL COMMITMENTS At August 31, 2016, the University had contractual obligations of approximately $332.8 million in connection with major construction projects. Remaining expenditures on construction in progress are estimated to be $902.9 million, which will be financed with certain unexpended plant funds, gifts and debt. Commitments on contracts for the construction and remodeling of Hospital facilities were approximately $511.9 million for SHC and $188.6 million for LPCH at August 31, The University executed an agreement with a solar electricity developer and operator in 2015 to purchase the output from its solar photovoltaic facility, which is expected to be placed in service by January 1, The minimum energy purchase requirements are well within the University s current consumption. The University s total payment under the agreement over 25 years, undiscounted, is $198.6 million. 60

64 In addition, as described in Note 6, the University is obligated under certain alternative investment agreements to advance additional funding up to specified levels over a period of years. 20. Subsequent Events Stanford has evaluated subsequent events for the period from August 31, 2016 through December 6, 2016, the date the consolidated financial statements were issued. The Board of Directors of LPFCH and the Board of Directors of LPCH approved a binding memorandum of understanding pursuant to which LPCH would become the sole member of LPFCH, effective September 1, The bylaws of LPFCH afford control of LPFCH to LPCH and therefore, the activities of LPFCH will be included in the consolidated financial statements of LPCH starting September 1, Consolidating Entity Statements The pages which follow present consolidating statements of financial position as of August 31, 2016 and 2015, and consolidating statements of activities and cash flows for the years then ended, in thousands of dollars. 61

65 CONSOLIDATING STATEMENTS OF FINANCIAL POSITION At August 31, 2016 (in thousands of dollars) UNIVERSITY SHC LPCH ELIMINATIONS CONSOLIDATED ASSETS Cash and cash equivalents $ 640,224 $ 690,460 $ 532,900 $ - $ 1,863,584 Assets limited as to use 315, , ,896 Accounts receivable, net 316, , ,234-1,260,796 Receivables (payables) from SHC and LPCH, net 91, (91,468) - Prepaid expenses and other assets 103, ,698 82,354 (3,918) 318,177 Pledges receivable, net 1,357,508 97, ,651-1,570,912 Student loans receivable, net 78, ,549 Faculty and staff mortgages and other loans receivable, net 610, ,026 Investments at fair value, including securities pledged or on loan of $205,128 29,085,787 1,552, ,055-31,332,231 Plant facilities, net of accumulated depreciation 5,168,720 2,401,880 1,429,316-8,999,916 Works of art and special collections TOTAL ASSETS $ 37,767,407 $ 5,757,337 $3,156,729 $ (95,386) $ 46,586,087 LIABILITIES AND NET ASSETS LIABILITIES: Accounts payable and accrued expenses $ 742,872 $ 1,115,084 $ 272,364 $ (95,386) $ 2,034,934 Accrued pension and postretirement benefit obligations 555, ,358 19, ,464 Liabilities associated with investments 353, ,848 Deferred rental and other income 657, ,378 Income beneficiary share of split interest agreements 414, ,432 Notes and bonds payable 3,270,617 1,462, ,406-5,401,768 U.S. government refundable loan funds 54, ,035 TOTAL LIABILITIES 6,048,229 2,703, ,829 (95,386) 9,615,859 NET ASSETS: Unrestricted 17,255,819 2,469,170 1,411,433-21,136,422 Temporarily restricted 7,394, , ,119-8,545,950 Permanently restricted 7,068,614 7, ,348-7,287,856 TOTAL NET ASSETS 31,719,178 3,054,150 2,196,900-36,970,228 TOTAL LIABILITIES AND NET ASSETS $ 37,767,407 $ 5,757,337 $3,156,729 $ (95,386) $ 46,586,087 62

66 CONSOLIDATING STATEMENTS OF FINANCIAL POSITION At August 31, 2015 (in thousands of dollars) UNIVERSITY SHC LPCH ELIMINATIONS CONSOLIDATED ASSETS Cash and cash equivalents $ 708,204 $ 475,677 $ 335,901 $ - $ 1,519,782 Assets limited as to use 160, ,701 89, ,552 Accounts receivable, net 225, , ,112-1,133,476 Receivables (payables) from SHC and LPCH, net 89, (89,045) - Prepaid expenses and other assets 77, ,766 73,376 (4,025) 276,420 Pledges receivable, net 760, ,457 30, ,519 Student loans receivable, net 81, ,492 Faculty and staff mortgages and other loans receivable, net 549, ,724 Investments at fair value, including securities pledged or on loan of $106,264 28,766,240 1,669, ,047-31,399,176 Plant facilities, net of accumulated depreciation 4,795,564 1,923,465 1,078,277-7,797,306 Works of art and special collections TOTAL ASSETS $ 36,213,882 $ 5,517,879 $2,870,756 $ (93,070) $ 44,509,447 LIABILITIES AND NET ASSETS LIABILITIES: Accounts payable and accrued expenses $ 719,979 $ 860,925 $ 250,797 $ (93,070) $ 1,738,631 Accrued pension and postretirement benefit obligations 685, ,767 20, ,189 Liabilities associated with investments 212, ,656 Deferred rental and other income 652, ,850 Income beneficiary share of split interest agreements 435, ,426 Notes and bonds payable 3,019,578 1,479, ,686-5,058,743 U.S. government refundable loan funds 54, ,081 TOTAL LIABILITIES 5,780,406 2,458, ,069 (93,070) 8,976,576 NET ASSETS: Unrestricted 16,507,624 2,490,372 1,377,043-20,375,039 Temporarily restricted 7,744, , ,239-8,763,932 Permanently restricted 6,181,801 7, ,405-6,393,900 TOTAL NET ASSETS 30,433,476 3,059,708 2,039,687-35,532,871 TOTAL LIABILITIES AND NET ASSETS $ 36,213,882 $ 5,517,879 $2,870,756 $ (93,070) $ 44,509,447 63

67 CONSOLIDATING STATEMENTS OF ACTIVITIES For the year ended August 31, 2016 (in thousands of dollars) UNIVERSITY SHC LPCH ELIMINATIONS CONSOLIDATED UNRESTRICTED NET ASSETS OPERATING REVENUES: Student income: Undergraduate programs $ 342,309 $ - $ - $ - $ 342,309 Graduate programs 340, ,537 Room and board 174, ,111 Student financial aid (269,613) (269,613) TOTAL STUDENT INCOME 587, ,344 Sponsored research support: Direct costs - University 753, ,638 Direct costs - SLAC National Accelerator Laboratory 447, ,834 Indirect costs 251, ,395 TOTAL SPONSORED RESEARCH SUPPORT 1,452, ,452,867 Health care services: Net patient service revenue - 3,893,005 1,313,384 (47,214) 5,159,175 Premium revenue - 72, ,292 Physicians' services and support - SHC and LPCH, net 873, (873,520) - Physicians' services and support - other facilities, net 32, ,966 TOTAL HEALTH CARE SERVICES 906,486 3,965,297 1,313,384 (920,734) 5,264,433 CURRENT YEAR GIFTS IN SUPPORT OF OPERATIONS 250,769 1,776 5, ,285 Net assets released from restrictions: Payments received on pledges 104,599 2, ,302 Prior year gifts released from donor restrictions 70,819 3,532 2,627-76,978 TOTAL NET ASSETS RELEASED FROM RESTRICTIONS 175,418 6,235 2, ,280 Investment income distributed for operations: Endowment 1,132, ,462-1,147,980 Expendable funds pools and other investment income 189, ,512 TOTAL INVESTMENT INCOME DISTRIBUTED FOR OPERATIONS 1,321,669 1,361 15,462-1,338,492 SPECIAL PROGRAM FEES AND OTHER INCOME 523, ,996 65, ,591 TOTAL OPERATING REVENUES 5,218,059 4,097,665 1,402,302 (920,734) 9,797,292 OPERATING EXPENSES: Salaries and benefits 3,091,657 1,850, ,503-5,527,284 Depreciation 345, ,166 56, ,597 Other operating expenses 1,476,976 1,963, ,723 (920,734) 3,241,294 TOTAL OPERATING EXPENSES 4,914,610 3,949,619 1,363,680 (920,734) 9,307,175 CHANGE IN NET ASSETS FROM OPERATING ACTIVITIES $ 303,449 $ 148,046 $ 38,622 $ - $ 490,117 64

68 CONSOLIDATING STATEMENTS OF ACTIVITIES, Continued For the year ended August 31, 2016 (in thousands of dollars) UNRESTRICTED NET ASSETS (continued) UNIVERSITY SHC LPCH ELIMINATIONS CONSOLIDATED CHANGE IN NET ASSETS FROM OPERATING ACTIVITIES $ 303,449 $ 148,046 $ 38,622 $ - $ 490,117 NON-OPERATING ACTIVITIES: Increase in reinvested gains 118,270 39,061 10, ,634 Donor advised funds, net 21, ,783 Current year gifts not included in operations 2, ,381 Equity and fund transfers from Hospitals, net 104,944 (92,242) (12,702) - - Capital and other gifts released from restrictions 117, ,490 Pension and other postemployment benefit related changes other than net periodic benefit expense 180,708 (80) 1, ,013 Transfer to permanently restricted net assets, net (45,651) (45,651) Transfer to temporarily restricted net assets, net (35,082) (35,082) Swap interest and change in value of swap agreements (19,966) (115,958) - - (135,924) Other (131) (1,002) (3,245) - (4,378) NET CHANGE IN UNRESTRICTED NET ASSETS 748,195 (21,202) 34, ,383 TEMPORARILY RESTRICTED NET ASSETS Gifts and pledges, net 284,923 20, , ,507 Increase (decrease) in reinvested gains (349,476) 2,427 9,987 - (337,062) Change in value of split interest agreements, net 14, ,866 Net assets released to operations (175,418) (9,372) (23,829) - (208,619) Capital and other gifts released to unrestricted net assets (117,490) (973) (27) - (118,490) Gift transfers to Hospitals, net (2,927) 2, Transfer from unrestricted net assets, net 35, ,082 Transfer to permanently restricted net assets, net (35,551) (35,551) Other (3,151) - (564) - (3,715) NET CHANGE IN TEMPORARILY RESTRICTED NET ASSETS (349,306) 15, ,880 - (217,982) PERMANENTLY RESTRICTED NET ASSETS Gifts and pledges, net 761, , ,861 Increase in reinvested gains 25, ,566 Change in value of split interest agreements, net 18,053-1,255-19,308 Transfer from unrestricted net assets, net 45, ,651 Transfer from temporarily restricted net assets, net 35, ,551 Other - - (1,981) - (1,981) NET CHANGE IN PERMANENTLY RESTRICTED NET ASSETS 886, , ,956 NET CHANGE IN TOTAL NET ASSETS 1,285,702 (5,558) 157,213-1,437,357 Total net assets, beginning of year 30,433,476 3,059,708 2,039,687-35,532,871 TOTAL NET ASSETS, END OF YEAR $ 31,719,178 $ 3,054,150 $ 2,196,900 $ - $ 36,970,228 65

69 CONSOLIDATING STATEMENTS OF ACTIVITIES For the year ended August 31, 2015 (in thousands of dollars) UNIVERSITY SHC LPCH ELIMINATIONS CONSOLIDATED UNRESTRICTED NET ASSETS OPERATING REVENUES: Student income: Undergraduate programs $ 330,851 $ - $ - $ - $ 330,851 Graduate programs 329, ,047 Room and board 164, ,304 Student financial aid (260,616) (260,616) TOTAL STUDENT INCOME 563, ,586 Sponsored research support: Direct costs - University 713, ,831 Direct costs - SLAC National Accelerator Laboratory 430, ,365 Indirect costs 242, ,572 TOTAL SPONSORED RESEARCH SUPPORT 1,386, ,386,768 Health care services: Net patient service revenue - 3,393,413 1,304,113 (47,087) 4,650,439 Premium revenue - 62, ,893 Physicians' services and support - SHC and LPCH, net 810, (810,474) - Physicians' services and support - other facilities, net 30, ,487 TOTAL HEALTH CARE SERVICES 840,961 3,456,306 1,304,113 (857,561) 4,743,819 CURRENT YEAR GIFTS IN SUPPORT OF OPERATIONS 233,572 2,049 5, ,175 Net assets released from restrictions: Payments received on pledges 120,653 2, ,210 Prior year gifts released from donor restrictions 37,518 10,039 3,532-51,089 TOTAL NET ASSETS RELEASED FROM RESTRICTIONS 158,171 12,596 3, ,299 Investment income distributed for operations: Endowment 1,058, ,266-1,072,710 Expendable funds pools and other investment income 218, ,037 TOTAL INVESTMENT INCOME DISTRIBUTED FOR OPERATIONS 1,276,463 1,018 14,266-1,291,747 SPECIAL PROGRAM FEES AND OTHER INCOME 498,804 98,718 52, ,882 TOTAL OPERATING REVENUES 4,958,325 3,570,687 1,379,825 (857,561) 9,051,276 OPERATING EXPENSES: Salaries and benefits 2,848,708 1,428, ,780-4,795,588 Depreciation 334, ,511 58, ,635 Other operating expenses 1,462,398 1,751, ,672 (857,561) 3,052,669 TOTAL OPERATING EXPENSES 4,645,698 3,288,771 1,273,984 (857,561) 8,350,892 CHANGE IN NET ASSETS FROM OPERATING ACTIVITIES $ 312,627 $ 281,916 $ 105,841 $ - $ 700,384 66

70 CONSOLIDATING STATEMENTS OF ACTIVITIES, Continued For the year ended August 31, 2015 (in thousands of dollars) UNRESTRICTED NET ASSETS (continued) UNIVERSITY SHC LPCH ELIMINATIONS CONSOLIDATED CHANGE IN NET ASSETS FROM OPERATING ACTIVITIES $ 312,627 $ 281,916 $ 105,841 $ - $ 700,384 NON-OPERATING ACTIVITIES: Increase in reinvested gains 644,855 67,544 33, ,722 Donor advised funds, net 66, ,734 Current year gifts not included in operations 1, ,655 Equity and fund transfers from Hospitals, net 89,963 (39,858) (50,105) - - Capital and other gifts released from restrictions 96,693 2,288 1, ,980 Pension and other postemployment benefit related changes other than net periodic benefit expense (85,091) (19,461) (678) - (105,230) Transfer to permanently restricted net assets, net (49,998) (49,998) Transfer to temporarily restricted net assets, net (26,223) (26,223) Swap interest and change in value of swap agreements (8,587) (59,392) - - (67,979) Contribution income from Stanford Health Care-ValleyCare affiliation - 96, ,758 Other (2,693) (116) (1,110) - (3,919) NET CHANGE IN UNRESTRICTED NET ASSETS 1,039, ,679 89,270-1,458,884 TEMPORARILY RESTRICTED NET ASSETS Gifts and pledges, net 250,808 52,333 70, ,951 Increase (decrease) in reinvested gains (89,655) 4,204 14,549 - (70,902) Change in value of split interest agreements, net 2,449 - (254) - 2,195 Net assets released to operations (158,171) (15,663) (23,352) - (197,186) Capital and other gifts released to unrestricted net assets (96,693) (2,288) (1,999) - (100,980) Gift transfers to Hospitals, net (4,073) 4, Transfer from unrestricted net assets, net 26, ,223 Transfer to permanently restricted net assets, net (27,999) (27,999) Other (3,002) 81 (908) - (3,829) NET CHANGE IN TEMPORARILY RESTRICTED NET ASSETS (100,113) 42,710 58,876-1,473 PERMANENTLY RESTRICTED NET ASSETS Gifts and pledges, net 208, ,058 Increase in reinvested gains 1, ,760 Change in value of split interest agreements, net (15,446) - (310) - (15,756) Transfer from unrestricted net assets, net 49, ,998 Transfer from temporarily restricted net assets, net 27, ,999 Other NET CHANGE IN PERMANENTLY RESTRICTED NET ASSETS 272, , ,582 NET CHANGE IN TOTAL NET ASSETS 1,212, , ,209-1,733,939 Total net assets, beginning of year 29,221,137 2,687,317 1,890,478-33,798,932 TOTAL NET ASSETS, END OF YEAR $ 30,433,476 $ 3,059,708 $ 2,039,687 $ - $ 35,532,871 67

71 CONSOLIDATING STATEMENTS OF CASH FLOWS For the year ended August 31, 2016 (in thousands of dollars) UNIVERSITY SHC LPCH CONSOLIDATED CASH FLOW FROM OPERATING ACTIVITIES Change in net assets $ 1,285,702 $ (5,558) $ 157,213 $ 1,437,357 Adjustments to reconcile change in net assets to net cash provided by (used for) operating activities: Deprec iation 345, ,166 56, ,597 Amortization, loss on disposal of fixed assets and other adjustments 335 (1,664) (1,453) (2,782) Provision for doubtful accounts for health care services - 126,280 (2,433) 123,847 Net losses (gains) on investments and security agreements (908,896) (25,346) 3,814 (930,428) Changes in fair value of interest rate swaps 16, , ,596 Changes in split interest agreements 10,591 - (1,419) 9,172 Investment income for restricted purposes (30,815) - - (30,815) Gifts restricted for long-term investments (848,262) (9,832) (30,043) (888,137) Equity and fund transfers from Hospitals (102,017) 89,599 12,418 - Gifts of securities and properties (15,585) - - (15,585) Premiums received from bond issuance 79,651-14,447 94,098 Changes in operating assets and liabilities: Accounts receivable, net (41,134) (160,251) 7,431 (193,954) Pledges receivable, net (21,036) (951) (82,880) (104,867) Prepaid expenses and other assets (28,154) (6,021) (14,739) (48,914) Accounts payable and accrued expenses 6, ,967 7, ,310 Accrued pension and postretirement benefit obligations (130,789) 7,591 (1,527) (124,725) Deferred rental and other income 4, ,528 Other - - 5,577 5,577 NET CASH PROVIDED BY (USED FOR) OPERATING ACTIVITIES (377,143) 395, , ,875 CASH FLOW FROM INVESTING ACTIVITIES Land, building and equipment purchases (699,868) (619,570) (373,743) (1,693,181) Student, faculty and other loans: New loans made (117,150) - - (117,150) Principal collected 50, ,335 Decrease (increase) in assets limited as to use (155,538) 344,913 89, ,788 Purchases of investments (14,341,974) (74,446) - (14,416,420) Sales and maturities of investments 14,898, , ,000 15,385,843 NET CASH USED FOR INVESTING ACTIVITIES (365,644) (131,811) (14,330) (511,785) CASH FLOW FROM FINANCING ACTIVITIES Gifts and reinvested income for restricted purposes 281,663 44,026 24, ,969 Equity and fund transfers from Hospitals 110,829 (77,419) (33,410) - Proceeds from borrowing 486, , ,154 Bond issuance costs and interest rate swaps (966) - (1,188) (2,154) Repayment of notes and bonds payable (301,044) (15,951) (5,705) (322,700) Increase in liabilities associated with investments 98, ,467 Other (296) - (2,728) (3,024) NET CASH PROVIDED BY (USED FOR) FINANCING ACTIVITIES 674,807 (49,344) 81, ,712 INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS (67,980) 214, , ,802 Cash and cash equivalents, beginning of year 708, , ,901 1,519,782 CASH AND CASH EQUIVALENTS, END OF YEAR $ 640,224 $ 690,460 $ 532,900 $ 1,863,584 SUPPLEMENTAL DATA: Interest paid, net of capitalized interest $ 120,891 $ 41,427 $ 10,950 $ 173,268 Cash collateral received under security lending agreements $ 213,629 $ - $ - $ 213,629 Increase (decrease) in payables for plant facilities $ 6,485 $ (8,128) $ 33,071 $ 31,428 68

72 CONSOLIDATING STATEMENTS OF CASH FLOWS For the year ended August 31, 2015 (in thousands of dollars) UNIVERSITY SHC LPCH CONSOLIDATED CASH FLOW FROM OPERATING ACTIVITIES Change in net assets $ 1,212,339 $ 372,391 $ 149,209 $ 1,733,939 Adjustments to reconcile change in net assets to net cash provided by (used for) operating activities: Deprec iation 334, ,511 58, ,635 Amortization, loss on disposal of fixed assets and other adjustments 9,950 (1,702) (929) 7,319 Provision for doubtful accounts for health care services - 131,601 10, ,075 Net gains on investments and security agreements (1,613,337) (52,858) (24,997) (1,691,192) Changes in fair value of interest rate swaps 5,127 59,392-64,519 Changes in split interest agreements 21, ,093 Investment expense (income) for restricted purposes (34,034) - 2,206 (31,828) Gifts restricted for long-term investments (252,404) (40,014) (61,682) (354,100) Equity and fund transfers from Hospitals (85,890) 35,815 50,075 - Gifts of securities and properties (42,330) - - (42,330) Contribution income from Stanford Health Care- ValleyCare affiliation - (96,820) - (96,820) Premiums received from bond issuance - 5,627-5,627 Changes in operating assets and liabilities: Accounts receivable, net (26,145) (233,049) (79,726) (338,920) Pledges receivable, net (1,324) (2,111) 3,063 (372) Prepaid expenses and other assets (9,761) (17,931) (10,755) (38,447) Accounts payable and accrued expenses 85,525 60,951 48, ,884 Accrued pension and postretirement benefit obligations 119,600 20, ,614 Deferred rental and other income 36, ,275 Other NET CASH PROVIDED BY (USED FOR) OPERATING ACTIVITIES (240,288) 351, , ,006 CASH FLOW FROM INVESTING ACTIVITIES Land, building and equipment purchases (583,531) (447,635) (251,099) (1,282,265) Student, faculty and other loans: New loans made (104,509) - - (104,509) Principal collected 55, ,444 Decrease (increase) in assets limited as to use 140,215 (74,101) 170, ,271 Cash acquired from ValleyCare, net of cash paid as consideration - (52,539) - (52,539) Purchases of investments (28,157,549) (208,307) (757) (28,366,613) Sales and maturities of investments 28,864, ,497 90,000 29,150,703 NET CASH PROVIDED BY (USED FOR) INVESTING ACTIVITIES 214,276 (586,085) 8,301 (363,508) CASH FLOW FROM FINANCING ACTIVITIES Gifts and reinvested income for restricted purposes 229, ,464 41, ,905 Equity and fund transfers from Hospitals 99,656 (72,109) (27,547) - Proceeds from borrowing 291, , ,311 Bond issuance costs and interest rate swaps (957) (1,571) - (2,528) Repayment of notes and bonds payable (457,119) (81,154) (5,375) (543,648) Decrease in liabilities associated with investments (58,586) - - (58,586) Other 81 - (277) (196) NET CASH PROVIDED BY FINANCING ACTIVITIES 104, ,741 8, ,258 INCREASE IN CASH AND CASH EQUIVALENTS 77,990 8, , ,756 Cash and cash equivalents, beginning of year 630, , ,157 1,272,026 CASH AND CASH EQUIVALENTS, END OF YEAR $ 708,204 $ 475,677 $ 335,901 $ 1,519,782 SUPPLEMENTAL DATA: Interest paid, net of capitalized interest $ 120,743 $ 42,481 $ 14,854 $ 178,078 Cash collateral received under security lending agreements $ 110,087 $ - $ - $ 110,087 Increase (decrease) in payables for plant facilities $ (15,493) $ 43,861 $ 18,394 $ 46,762 69

73 Schedule of Expenditures of Federal Awards Part A, Award Expenditure Detail

74 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DEPARTMENT OF AGRICULTURE DEPARTMENT OF AGRICULTURE DIRECT PROGRAMS AGRICULTURAL RESEARCH_BASIC AND APPLIED RESEARCH USDA SOURCE # $133,426 AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) USDA SOURCE # $90 AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) USDA SOURCE # $43,190 AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) USDA SOURCE # $12,948 TOTAL DEPARTMENT OF AGRICULTURE DIRECT PROGRAMS $189,654 DEPARTMENT OF AGRICULTURE PASS THROUGH PROGRAMS RESEARCH INNOVATION AND DEVELOPMENT GRANTS IN ECONOMIC (RIDGE) USDA UNIVERSITY OF WISCONSIN MADISON 471K531 $4,571 AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) USDA DUKE UNIVERSITY 15 USDA 1051; $11,774 TOTAL DEPARTMENT OF AGRICULTURE PASS THROUGH PROGRAMS $7,203 TOTAL DEPARTMENT OF AGRICULTURE $196,857 DEPARTMENT OF COMMERCE DEPARTMENT OF COMMERCE DIRECT PROGRAMS CLIMATE AND ATMOSPHERIC RESEARCH COMMERCE SOURCE #NA11OAR $478 MEASUREMENT AND ENGINEERING RESEARCH AND STANDARDS COMMERCE SOURCE #70NANB12H273 $82,180 MEASUREMENT AND ENGINEERING RESEARCH AND STANDARDS COMMERCE SOURCE #70NANB13H193 $267,994 MEASUREMENT AND ENGINEERING RESEARCH AND STANDARDS COMMERCE SOURCE #70NANB14H221 $99,575 SCIENCE, TECHNOLOGY, BUSINESS AND/OR EDUCATION OUTREACH COMMERCE SOURCE #70NANB15H192 $452,828 SCIENCE, TECHNOLOGY, BUSINESS AND/OR EDUCATION OUTREACH COMMERCE SOURCE #70NANB15H268 $204,139 TOTAL DEPARTMENT OF COMMERCE DIRECT PROGRAMS $1,106,238 DEPARTMENT OF COMMERCE PASS THROUGH PROGRAMS SEA GRANT SUPPORT COMMERCE UNIVERSITY OF SOUTHERN CALIFORNIA Y83440 PO# $1,004 TOTAL DEPARTMENT OF COMMERCE PASS THROUGH PROGRAMS $1,004 TOTAL DEPARTMENT OF COMMERCE $1,105,234 DEPARTMENT OF DEFENSE DEPARTMENT OF DEFENSE DIRECT PROGRAMS BASIC AND APPLIED SCIENTIFIC RESEARCH BASIC AND APPLIED SCIENTIFIC RESEARCH DOD SOURCE # $207,099 DOD SOURCE #FA $301,827 $747,644

75 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DOD SOURCE #FA BASIC AND APPLIED SCIENTIFIC RESEARCH $353,136 DOD SOURCE #FA BASIC AND APPLIED SCIENTIFIC RESEARCH $712,185 DOD SOURCE #FA BASIC AND APPLIED SCIENTIFIC RESEARCH $501,085 $753,724 DOD SOURCE #FA BASIC AND APPLIED SCIENTIFIC RESEARCH $376,126 $1,056,638 DOD SOURCE #FA BASIC AND APPLIED SCIENTIFIC RESEARCH $79,901 $1,061,044 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $70 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $19,583 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $14 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $15,378 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $270,201 $475,815 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $86,781 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $27,678 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $44,324 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $104,617 $89,650 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $166,970 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $9,283 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $155,217 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $44,971 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $155,332 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $292,869 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $137,193 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $704,825 $934,541 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $168,078

76 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $1,245,538 $1,356,794 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $676,501 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $119,848 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $82,251 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $81,092 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $124,520 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $134,531 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $149,394 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $101,278 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $93,777 $276,111 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $89,930 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $125,100 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $208,224 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $205,328 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $182,319 $342,581 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $149,655 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $257,453 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $168,777 $650,919 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $129,563 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $448,512 $524,836 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $98,467 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $68,788 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $37,944

77 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $110,305 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $39,678 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $261,698 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $39,047 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $8,400 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $138,659 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $73,720 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $33,879 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH G005 $65,197 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $92,790 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $605 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $47,895 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $6,553 BASIC SCIENTIFIC RESEARCH COMBATING WEAPONS OF MASS DOD SOURCE #HDTRA DESTRUCTION $97 BASIC SCIENTIFIC RESEARCH COMBATING WEAPONS OF MASS DOD SOURCE #HDTRA DESTRUCTION $94,140 $285,296 BASIC SCIENTIFIC RESEARCH COMBATING WEAPONS OF MASS DOD SOURCE #HDTRA DESTRUCTION $180,374 $297,201 BASIC SCIENTIFIC RESEARCH COMBATING WEAPONS OF MASS DOD SOURCE #HDTRA DESTRUCTION $177,621 DOD SOURCE #W81XWH 11 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $1,259,522 DOD SOURCE #W81XWH 11 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $12,726 DOD SOURCE #W81XWH 11 2 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $36,401 DOD SOURCE #W81XWH 12 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $182,200 DOD SOURCE #W81XWH 12 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $6,514 DOD SOURCE #W81XWH 12 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $127,221

78 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DOD SOURCE #W81XWH 12 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $26,194 DOD SOURCE #W81XWH 12 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $6,356 DOD SOURCE #W81XWH 12 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $231 DOD SOURCE #W81XWH 12 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $24,905 $451,419 DOD SOURCE #W81XWH 13 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $41,556 DOD SOURCE #W81XWH 13 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $104,893 DOD SOURCE #W81XWH 13 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $8,475 DOD SOURCE #W81XWH 13 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $1,617 DOD SOURCE #W81XWH 13 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $1,081,426 DOD SOURCE #W81XWH 14 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $60,431 DOD SOURCE #W81XWH 14 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $143,523 DOD SOURCE #W81XWH 14 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $254,435 DOD SOURCE #W81XWH 14 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $2,630 DOD SOURCE #W81XWH 14 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $32,795 DOD SOURCE #W81XWH 14 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $200,213 DOD SOURCE #W81XWH 14 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $125,565 DOD SOURCE #W81XWH 14 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $344,888 DOD SOURCE #W81XWH 14 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $159,157 DOD SOURCE #W81XWH 14 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $463,589 DOD SOURCE #W81XWH 14 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $188,964 DOD SOURCE #W81XWH 14 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $463,542 DOD SOURCE #W81XWH 15 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $218,893 DOD SOURCE #W81XWH 15 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $4,035 $421,201

79 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DOD SOURCE #W81XWH 15 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $334,754 DOD SOURCE #W81XWH 15 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $216,245 DOD SOURCE #W81XWH 15 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $220,650 DOD SOURCE #W81XWH 15 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $7,551 $197,028 DOD SOURCE #W81XWH 15 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $61,198 DOD SOURCE #W81XWH 15 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $57,824 $131,812 DOD SOURCE #W81XWH 15 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $3,163 $117,183 DOD SOURCE #W81XWH 15 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $135,463 DOD SOURCE #W81XWH 16 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $5,446 DOD SOURCE #W81XWH 16 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $61,085 DOD SOURCE #W81XWH 16 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $37,171 DOD SOURCE #W81XWH 16 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $79,610 DOD SOURCE #W81XWH 16 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $20,004 DOD SOURCE #W81XWH 16 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $70,980 DOD SOURCE #W81XWH 16 1 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $51,807 DOD SOURCE #W911NF 07 2 BASIC SCIENTIFIC RESEARCH $782,401 $2,371,994 DOD SOURCE #W911NF 12 1 BASIC SCIENTIFIC RESEARCH $514 DOD SOURCE #W911NF 12 1 BASIC SCIENTIFIC RESEARCH $669 DOD SOURCE #W911NF 13 1 BASIC SCIENTIFIC RESEARCH $63,917 DOD SOURCE #W911NF 13 1 BASIC SCIENTIFIC RESEARCH $189,877 DOD SOURCE #W911NF 13 1 BASIC SCIENTIFIC RESEARCH $175,010 DOD SOURCE #W911NF 13 1 BASIC SCIENTIFIC RESEARCH $74,177 DOD SOURCE #W911NF 13 1 BASIC SCIENTIFIC RESEARCH $36,089

80 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DOD SOURCE #W911NF 13 1 BASIC SCIENTIFIC RESEARCH $241,089 DOD SOURCE #W911NF 14 1 BASIC SCIENTIFIC RESEARCH $12,741 DOD SOURCE #W911NF 14 1 BASIC SCIENTIFIC RESEARCH $106,197 DOD SOURCE #W911NF 14 1 BASIC SCIENTIFIC RESEARCH $51,264 DOD SOURCE #W911NF 14 1 BASIC SCIENTIFIC RESEARCH $155,006 DOD SOURCE #W911NF 14 1 BASIC SCIENTIFIC RESEARCH $138,928 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $60,212 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $93,760 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $104,150 $234,838 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $32,288 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $43,173 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $661,751 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $67,157 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $115,325 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $100,016 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $69,072 DOD SOURCE #W911NF 15 2 BASIC SCIENTIFIC RESEARCH $162,954 $748,099 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $22,437 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $15,237 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $22,094 $112,902 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $96,498 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $283,129 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $17,682

81 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $24,544 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $832 BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND DOD SOURCE #FA ENGINEERING $237,703 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $7,623 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $161,710 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $12,891 $120,485 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $233,224 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $259,710 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $1,006,315 $1,633,413 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $1,190,762 $1,516,542 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $256,911 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $132,378 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $783 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $20 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $136,343 $254,918 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $188 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $49,683 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $91,474 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $82,387 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $276,708 $294,949 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $148,521 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $155,606 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $129,084

82 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $115,805 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $146,215 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $352,043 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $241,499 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $315,510 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $183,409 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $129,504 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $81,540 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $105,880 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $749,635 $1,422,381 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $79,479 $435,453 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $309,409 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $65,770 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $241,884 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $168,395 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $150,884 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $139,823 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $750,000 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $248,571 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $202,532 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $299,624 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $66,459 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $233,726 $513,761

83 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $91,700 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $121,547 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $24,385 $207,621 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $79,665 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $18,150 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $120,499 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $19,973 DOD SOURCE #H LANGUAGE GRANT PROGRAM $2,628 DOD SOURCE #H LANGUAGE GRANT PROGRAM $9,708 DOD SOURCE #H LANGUAGE GRANT PROGRAM $79,785 DOD SOURCE #H LANGUAGE GRANT PROGRAM $45,794 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #D14AP00043 $329,333 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #D14AP00044 $194,111 DOD SOURCE #FA RESEARCH AND TECHNOLOGY DEVELOPMENT $153,914 $328,301 DOD SOURCE #FA RESEARCH AND TECHNOLOGY DEVELOPMENT $458,830 DOD SOURCE #FA RESEARCH AND TECHNOLOGY DEVELOPMENT $232,296 DOD SOURCE #HR RESEARCH AND TECHNOLOGY DEVELOPMENT $7,202 DOD SOURCE #HR RESEARCH AND TECHNOLOGY DEVELOPMENT $32,627 $95,379 DOD SOURCE #HR RESEARCH AND TECHNOLOGY DEVELOPMENT $323,541 DOD SOURCE #HR RESEARCH AND TECHNOLOGY DEVELOPMENT $106,804 DOD SOURCE #N RESEARCH AND TECHNOLOGY DEVELOPMENT $2,760 DOD SOURCE #N RESEARCH AND TECHNOLOGY DEVELOPMENT $84,994 DOD SOURCE #N RESEARCH AND TECHNOLOGY DEVELOPMENT $456,002 $466,638 DOD SOURCE #N RESEARCH AND TECHNOLOGY DEVELOPMENT $1,361

84 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DOD SOURCE #N RESEARCH AND TECHNOLOGY DEVELOPMENT $486,978 DOD SOURCE #N RESEARCH AND TECHNOLOGY DEVELOPMENT $317,936 DOD SOURCE #N RESEARCH AND TECHNOLOGY DEVELOPMENT $346,065 DOD SOURCE #W909MY 16 1 RESEARCH AND TECHNOLOGY DEVELOPMENT $331,199 DOD SOURCE #FA C DEPARTMENT OF THE AIR FORCE 12.RD 0220 $87,674 $139,204 DOD SOURCE #FA C DEPARTMENT OF THE AIR FORCE 12.RD 0029 $98,937 DOD SOURCE #W911NF 07 2 DEPARTMENT OF THE ARMY 12.RD 0027 $445,613 $3,152,858 DOD SOURCE #W911QY 14 C DEPARTMENT OF THE ARMY 12.RD 0086 $2,942,659 $3,859,934 DOD SOURCE #W912HQ 10 C DEPARTMENT OF THE ARMY 12.RD 0079 $91,977 DOD SOURCE #W91YTZ 15 R WOMACK ARMY MEDICAL CENTER 12.RD 0028 $124,065 DOD SOURCE #N P DEPARTMENT OF THE NAVY 12.RD 0528 $41,470 DOD SOURCE #N C DEPARTMENT OF THE NAVY 12.RD 2013 $760,505 DOD SOURCE #H C NATIONAL SECURITY AGENCY 12.RD 0590 $95,020 DOD SOURCE #HR C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 0057 $7,441 $35,485 DOD SOURCE #HR C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 0060 $184,278 DOD SOURCE #N C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 4042 $529,328 $1,262,536 DOD SOURCE #N C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 4043 $860,630 DOD SOURCE #W911NF 15 C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 0214 $54,375 $256,274 DOD SOURCE #W911NF 16 C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 0052 $201,092 DOD SOURCE #W911QX 12 C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 0018 $409,969 AFIT (AIR FORCE INSTITUTE OF TECHNOLOGY) 12.U99 DOD SOURCE # $107,352 DEPT. OF THE ARMY, US ARMY HUMAN RESOURCES COMMAND 12.U99 DOD SOURCE # $508,230 NAVAL SCHOOL OF HEALTH SERVICES CODE U99 DOD SOURCE # $57,954 TOTAL DEPARTMENT OF DEFENSE DIRECT PROGRAMS $14,340,973 $59,239,514 DEPARTMENT OF DEFENSE PASS THROUGH PROGRAMS UNIVERSITY OF CALIFORNIA, BASIC AND APPLIED SCIENTIFIC RESEARCH DOD BERKELEY $61,296

85 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures UNIVERSITY OF CALIFORNIA, LOS BASIC AND APPLIED SCIENTIFIC RESEARCH DOD ANGELES 1015 G NA125/ N $6,775 UNIVERSITY OF CALIFORNIA, LOS BASIC AND APPLIED SCIENTIFIC RESEARCH DOD ANGELES 1015 G TA275 $61,189 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD HARVARD UNIVERSITY $104,497 UNIVERSITY OF ILLINOIS AT URBANA BASIC AND APPLIED SCIENTIFIC RESEARCH DOD CHAMPAIGN (A0442) $110,308 NATIONAL BUREAU OF ECONOMIC BASIC AND APPLIED SCIENTIFIC RESEARCH DOD RESEARCH $129,033 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD UNIVERSITY OF MICHIGAN $107,217 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD UNIVERSITY OF MICHIGAN $7,744 UNIVERSITY OF CALIFORNIA, SAN BASIC AND APPLIED SCIENTIFIC RESEARCH DOD DIEGO PO:S $96,742 MASSACHUSETTS INSTITUTE OF BASIC AND APPLIED SCIENTIFIC RESEARCH DOD TECHNOLOGY $14,408 MASSACHUSETTS INSTITUTE OF BASIC AND APPLIED SCIENTIFIC RESEARCH DOD TECHNOLOGY $36,488 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD UNIVERSITY OF WISCONSIN 590K111 $60,956 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD UNIVERSITY OF CENTRAL FLORIDA $33,556 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD OKLAHOMA STATE UNIVERSITY AE S $1,087 UNIVERSITY OF CALIFORNIA, SANTA BASIC AND APPLIED SCIENTIFIC RESEARCH DOD BARBARA KK1139 $112,974 UNIVERSITY OF CALIFORNIA, SANTA BASIC AND APPLIED SCIENTIFIC RESEARCH DOD BARBARA KK1318 $340,983 UNIVERSITY OF CALIFORNIA, BASIC AND APPLIED SCIENTIFIC RESEARCH DOD BERKELEY PO: BB SA 8173 $374,420 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD GEORGIA INSTITUTE OF TECHNOLOGY RG923 G2 $392,979 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD UNIVERSITY OF TEXAS UTA $2,788 BASIC SCIENTIFIC RESEARCH COMBATING WEAPONS OF MASS DESTRUCTION DOD UNIVERSITY OF NOTRE DAME SU $51,632 BASIC SCIENTIFIC RESEARCH COMBATING WEAPONS OF MASS DESTRUCTION DOD THE PENNSYLVANIA STATE UNIVERSITY 4643 SU DTRA 0026 $55,780 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD DENVER RESEARCH INSTITUTE $121,908 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD UNIVERSITY OF PITTSBURGH ( ) $99,883 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD WASHINGTON STATE UNIVERSITY G $5,287 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD DUKE UNIVERSITY $26,703 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8595SC $35,255 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD ARMFYUNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8595SC/W81XWH $2,234 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD PALO ALTO VETERANS INSTITUTE FOR RESEARCH BAY $18,285 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD PALO ALTO VETERANS INSTITUTE FOR RESEARCH CLA / PO CLA $34,201 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD BOSTON CHILDRENS HOSPITAL RSTFD $3,225 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD WAKE FOREST UNIVERSITY WFUHS SR 01 $242,603

86 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD WAKE FOREST UNIVERSITY WFUHS SR 03 $239,244 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD CLEVELAND CLINIC FOUNDATION 629 SUB $61,734 BASIC SCIENTIFIC RESEARCH DOD DUKE UNIVERSITY $174,988 BASIC SCIENTIFIC RESEARCH DOD UNIVERSITY OF PENNSYLVANIA $180,113 BASIC SCIENTIFIC RESEARCH DOD YALE UNIVERSITY C13J11493(J00210) $60,148 BASIC SCIENTIFIC RESEARCH DOD UNIVERSITY OF INNSBRUCK PRIME AWARD: W911NF $116,577 UNIVERSITY OF ILLINOIS AT URBANA BASIC SCIENTIFIC RESEARCH DOD CHAMPAIGN $68,727 UNIVERSITY OF SOUTHERN BASIC SCIENTIFIC RESEARCH DOD CALIFORNIA $16,680 UNIVERSITY OF SOUTHERN BASIC SCIENTIFIC RESEARCH DOD CALIFORNIA $220,349 HENRY M JACKSON FOUNDATION FOR THE ADVANCEMENT OF MILITARY UNIFORMED SERVICES UNIVERSITY MEDICAL RESEARCH PROJECTS DOD MEDICINE SUBAWARD 2549 PO # $151,284 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF PITTSBURGH ( ) $3,765 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF UTAH S2 $121,861 UNIVERSITY OF CALIFORNIA, SAN AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD DIEGO $443,638 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD HARVARD UNIVERSITY $254,924 UNIVERSITY OF ILLINOIS AT URBANA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD CHAMPAIGN / A1934 $177,032 UNIVERSITY OF ILLINOIS AT URBANA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD CHAMPAIGN (A0080) $180,229 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF TEXAS AT ARLINGTON $4,060 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF MICHIGAN $108,076 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF MICHIGAN ; FA $133,017 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF MICHIGAN $13,772 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF MICHIGAN $68,611 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF SOUTHERN CALIFORNIA /PO# $124,242 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD MASSACHUSETTS INSTITUTE OF TECHNOLOGY $78,798 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF WISCONSIN MADISON 580K753 $35,779 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD CORNELL UNIVERSITY $177,451 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD BROWN UNIVERSITY FA $310,246 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF CHICAGO FP A $177,958 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD PRINCETON UNIVERSITY ORPA PRIFA $1,301 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF SOUTHERN CALIFORNIA PO# / $45,744 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD GEORGIA INSTITUTE OF TECHNOLOGY RC413 G2 $306,527 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF WASHINGTON SUBAWARD UWSC7745/ BPO5764 $107,375 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD TULANE UNIVERSITY TUL SCC $162,918

87 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DOD SOURCE #W911NF 14 2 RESEARCH AND TECHNOLOGY DEVELOPMENT DEPARTMENT OF ARMY W911NF $7,221,754 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD CARNEGIE MELLON UNIVERSITY $103,115 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD DUKE UNIVERSITY 15 DARPA 1042 $58,456 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD UNIVERSITY OF WISCONSIN MADISON 541K564 $27,665 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD MASSACHUSETTS INSTITUTE OF TECHNOLOGY $5,082 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD CORNELL UNIVERSITY $10,549 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD UNIVERSITY OF TENNESSEE A S002 A03 $278,832 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD UNIVERSITY OF CALIFORNIA, SANTA BARBARA KK1660 $426,060 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD EMORY UNIVERSITY T $154,625 DEPARTMENT OF THE AIR FORCE 12.RD DOD MIT LINCOLN LABORATORY (DOD) $12,812 DEPARTMENT OF THE AIR FORCE 12.RD DOD MASSACHUSETTS INSTITUTE OF TECHNOLOGY $182,312 DEPARTMENT OF THE AIR FORCE 12.RD DOD CASCADE TECHNOLOGIES INC AF14 AT23 $60,975 DEPARTMENT OF THE AIR FORCE 12.RD DOD GEORGIA INSTITUTE OF TECHNOLOGY RF386 S1 $195,193 DEPARTMENT OF THE AIR FORCE 12.RD DOD HOLOCHIP CORPORATION SPO # $20 DEPARTMENT OF THE AIR FORCE 12.RD DOD COMBUSTION SCIENCE & ENGINEERING INC SU SPO $35,791 DEPARTMENT OF THE ARMY 12.RD DOD BAE SYSTEMS $365,626 DEPARTMENT OF THE ARMY 12.RD DOD UNIVERSITY OF HAWAII HI $11,032 DEPARTMENT OF THE ARMY 12.RD DOD INTELLIGENT FIBER OPTIC SYSTEMS CORPORATION SBIR PHASE II $88,419 DEPARTMENT OF THE ARMY 12.RD DOD ADVR, INC. SPO # $248,069 DEPARTMENT OF THE ARMY 12.RD DOD BRAIN TRAUMA FOUNDATION W911QY 12 C 0005/ETA SUB05 $1,624,632 DEPARTMENT OF THE NAVY 12.RD DOD GENTHERM INCORPORATED N C 4022 $287,699 DEPARTMENT OF THE NAVY 12.RD DOD GEORGIA INSTITUTE OF TECHNOLOGY RC788 S3 $68,126 DEPARTMENT OF THE NAVY 12.RD DOD CASCADIA RESEARCH SUBCONTRACT 467 STANFORD $70,707 DEPARTMENT OF THE NAVY 12.RD DOD UNIVERSITY OF PITTSBURGH SUB K: $184,942 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD UNIVERSITY OF CALIFORNIA, LOS ANGELES 0142SQA022 $194,235 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD UNIVERSITY OF CALIFORNIA, LOS ANGELES 0142SQA A $163,519 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD UNIVERSITY OF CALIFORNIA, LOS ANGELES 0142SQA024 $235,992 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD UNIVERSITY OF CALIFORNIA, LOS ANGELES 0142SQA A $170,902 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD SANDIA NATIONAL LABORATORIES $11 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD SRI INTERNATIONAL $4,052 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD HRL LABORATORIES LLC DS $47,402

88 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD SRI INTERNATIONAL $38,072 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD UNIVERSITY OF ILLINOIS AT URBANA CHAMPAIGN C4432 AMEND#3 $112,432 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD UNIVERSITY OF ILLINOIS AT URBANA CHAMPAIGN , C4432 $1,024,499 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD UNIVERSITY OF CALIFORNIA, DAVIS $173,186 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD INTERNATIONAL BUSINESS MACHINES CORPORATION PO $128,909 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD INTERNATIONAL BUSINESS MACHINES CORPORATION PO: $9,229 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD INTERNATIONAL BUSINESS MACHINES CORPORATION PO: $86,230 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD INTERNATIONAL BUSINESS MACHINES CORPORATION / PO: $15,574 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD INTERNATIONAL BUSINESS MACHINES CORPORATION / PO# $150,633 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD MASSACHUSETTS INSTITUTE OF TECHNOLOGY $110,523 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 6814SC $49,477 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD GROUP4 LABS, INC. FE $8,363 DEPARTMENT OF DEFENSE 12.RD DOD UNIVERSITY OF CALIFORNIA, SANTA BARBARA KK1633 $598,330 DEPARTMENT OF THE AIR FORCE 12.RD DOD MIT LINCOLN LABORATORY (DOD) P.O.# $13,851 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD DRAPER LABORATORY PO: SC $122,708 DEPARTMENT OF DEFENSE 12.RD DOD CHARLES RIVER ANALYTICS INC. SC $58,377 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD UNIVERSITY OF MICHIGAN SUBCONTRACT $346,055 DEPARTMENT OF DEFENSE 12.RD DOD LPATH INC W81XWH $171,549 TOTAL DEPARTMENT OF DEFENSE PASS THROUGH PROGRAMS $22,741,539 TOTAL DEPARTMENT OF DEFENSE $14,340,973 $81,981,053 DEPARTMENT OF THE INTERIOR DEPARTMENT OF THE INTERIOR DIRECT PROGRAMS EARTHQUAKE HAZARDS RESEARCH GRANTS EARTHQUAKE HAZARDS RESEARCH GRANTS U.S. GEOLOGICAL SURVEY_ RESEARCH AND DATA COLLECTION U.S. GEOLOGICAL SURVEY_ RESEARCH AND DATA COLLECTION INTERIOR SOURCE #G14AP00038 $51,353 INTERIOR SOURCE #G15AP00066 $30,729 INTERIOR SOURCE #G11AC90020 $40,949 INTERIOR SOURCE #G16AC00006 $87,742

89 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures INTERIOR SOURCE NATIONAL COOPERATIVE GEOLOGIC MAPPING PROGRAM #G15AC00435 $10,301 TOTAL DEPARTMENT OF THE INTERIOR DIRECT PROGRAMS $221,074 DEPARTMENT OF THE INTERIOR PASS THROUGH PROGRAMS UNIVERSITY OF SOUTHERN U.S. GEOLOGICAL SURVEY_ RESEARCH AND DATA COLLECTION INTERIOR CALIFORNIA / G12AC20038 $26,620 TOTAL DEPARTMENT OF THE INTERIOR PASS THROUGH PROGRAMS $26,620 TOTAL DEPARTMENT OF THE INTERIOR $247,694 DEPARTMENT OF JUSTICE DEPARTMENT OF JUSTICE DIRECT PROGRAMS NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS JUSTICE SOURCE #2015 DN BX K037 $209,307 DEPARTMENT OF JUSTICE 16.RD JUSTICE SOURCE #2013 DN BX K010 $38,779 $245,549 DEPARTMENT OF JUSTICE 16.RD JUSTICE SOURCE #2014 DN BX K015 $118,637 TOTAL DEPARTMENT OF JUSTICE DIRECT PROGRAMS $38,779 $573,493 DEPARTMENT OF JUSTICE PASS THROUGH PROGRAMS NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS JUSTICE UNIVERSITY OF CALIFORNIA, DAVIS $39,627 TOTAL DEPARTMENT OF JUSTICE PASS THROUGH PROGRAMS $39,627 TOTAL DEPARTMENT OF JUSTICE $38,779 $613,120 FEDERAL RESERVE SYSTEM FEDERAL RESERVE SYSTEM DIRECT PROGRAMS U.S. POSTAL SERVICE SOURCE UNITED STATES POSTAL SERVICE 18.RD #6HQOIG 15 B 0061 $87,854 TOTAL FEDERAL RESERVE SYSTEM $87,854 DEPARTMENT OF STATE DEPARTMENT OF STATE DIRECT PROGRAMS CRIMINAL JUSTICE SYSTEMS STATE SOURCE #SINLEC16CA2003 $46,545 CRIMINAL JUSTICE SYSTEMS STATE SOURCE #SINLEC12GR074 $527,142 $1,033,842 TOTAL DEPARTMENT OF STATE $527,142 $1,080,387 DEPARTMENT OF TRANSPORTATION DEPARTMENT OF TRANSPORTATION DIRECT PROGRAMS AIRPORT IMPROVEMENT PROGRAM AVIATION RESEARCH GRANTS TRANSPORTATION SOURCE #DTFAWA 14 A $3,435 TRANSPORTATION SOURCE #12 G 003 $282,090

90 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures TRANSPORTATION SOURCE #10 C CST SU TASK 185 MOD AIR TRANSPORTATION CENTERS OF EXCELLENCE $73,471 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #10 C CST SU $38,204 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU $18,053 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU 005 $27,216 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU 006 $50,047 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU 007 $79,018 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU 008 $347,514 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU 03 $4,896 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU 14 $103,458 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #15 C CST SU 03 $49,003 OFFICE OF AVIATION RESEARCH, FEDERAL AVIATION ADMINISTRATION 20.RD TRANSPORTATION SOURCE #15 C CST SU 01 AMEND. 01 $21,988 OFFICE OF AVIATION RESEARCH, FEDERAL AVIATION ADMINISTRATION 20.RD TRANSPORTATION SOURCE #DTFAWA 16 A $1,676,963 U.S. DEPARTMENT OF TRANSPORTATION 20.RD TRANSPORTATION SOURCE #OASRTRS 14 H SU1 $148,998 $405,146 TOTAL DEPARTMENT OF TRANSPORTATION $148,998 $3,033,560 LIBRARY OF CONGRESS LIBRARY OF CONGRESS DIRECT PROGRAMS COPYRIGHT SERVICE THE LIBRARY OF CONGRESS SOURCE #GA 09C0053 $114,786 TOTAL LIBRARY OF CONGRESS DIRECT PROGRAMS $114,786 LIBRARY OF CONGRESS PASS THROUGH PROGRAMS THE LIBRARY OF CONGRESS 42.U99 THE LIBRARY OF CONGRESS NATIONAL FILM PRESERVATION FOUNDATION FED $4,305 THE LIBRARY OF CONGRESS 42.U99 THE LIBRARY OF CONGRESS NATIONAL FILM PRESERVATION FOUNDATION FED $5,169 TOTAL LIBRARY OF CONGRESS PASS THROUGH PROGRAMS $9,474 TOTAL LIBRARY OF CONGRESS $124,260 NATIONAL AERONAUTICS & SPACE ADMINISTRATION NATIONAL AERONAUTICS & SPACE ADMINISTRATION DIRECT PROGRAMS

91 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures SCIENCE NASA SOURCE #NNX09AR95G $39,218 SCIENCE NASA SOURCE #NNX10AE22G $43,127 SCIENCE NASA SOURCE #NNX10AF42G $109,997 SCIENCE NASA SOURCE #NNX11AF08G $9,730 SCIENCE NASA SOURCE #NNX11AR62G $184,913 $277,540 SCIENCE NASA SOURCE #NNX12AK20G $43,979 SCIENCE NASA SOURCE #NNX12AO25G $113,590 SCIENCE NASA SOURCE #NNX12AO68G $19,226 SCIENCE NASA SOURCE #NNX12AO69G $15,111 SCIENCE NASA SOURCE #NNX12AO70G $554 SCIENCE NASA SOURCE #NNX12AO71G $636 SCIENCE NASA SOURCE #NNX12AO73G $48,697 SCIENCE NASA SOURCE #NNX12AO78G $123 SCIENCE NASA SOURCE #NNX12AP59G $121,438 SCIENCE NASA SOURCE #NNX13AC47G $314,298 SCIENCE NASA SOURCE #NNX13AF13G $73,126 SCIENCE NASA SOURCE #NNX13AF79G $116,958 SCIENCE NASA SOURCE #NNX13AI68G $201,317 SCIENCE NASA SOURCE #NNX13AK15G $29,488 SCIENCE NASA SOURCE #NNX13AK39G $215,572 SCIENCE NASA SOURCE #NNX13AN52H $30,000 SCIENCE NASA SOURCE #NNX13AO84G $9,630 SCIENCE NASA SOURCE #NNX13AO87G $3,260

92 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures SCIENCE NASA SOURCE #NNX13AP02G $7,513 SCIENCE NASA SOURCE #NNX13AP23G $3,806 SCIENCE NASA SOURCE #NNX14AB69A $172,328 SCIENCE NASA SOURCE #NNX14AE66A $27,459 SCIENCE NASA SOURCE #NNX14AG03G $208,845 SCIENCE NASA SOURCE #NNX14AH08G $60,363 SCIENCE NASA SOURCE #NNX14AK42G $17,620 SCIENCE NASA SOURCE #NNX14AL01H $27,272 SCIENCE NASA SOURCE #NNX14AN95G $98,261 SCIENCE NASA SOURCE #NNX14AQ21G $54,706 SCIENCE NASA SOURCE #NNX14AQ22G $82,241 SCIENCE NASA SOURCE #NNX14AQ37G $16,509 SCIENCE NASA SOURCE #NNX14AQ69G $36,646 SCIENCE NASA SOURCE #NNX14AQ88G $49,831 SCIENCE NASA SOURCE #NNX14AR10G $43,838 SCIENCE NASA SOURCE #NNX14AT49G $27,965 $118,540 SCIENCE NASA SOURCE #NNX15AB40G $30,730 SCIENCE NASA SOURCE #NNX15AE12G $157,620 SCIENCE NASA SOURCE #NNX15AL64G $67,383 NASA SOURCE SCIENCE #NNX15AM19G $273,155 SCIENCE NASA SOURCE #NNX15AN49G $21,776 $123,246 SCIENCE NASA SOURCE #NNX15AN67G $49,983 SCIENCE NASA SOURCE #NNX15AT02G $720,694

93 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures SCIENCE NASA SOURCE #NNX15AT08H $30,000 SCIENCE NASA SOURCE #NNX15AU79G $48,285 SCIENCE NASA SOURCE #NNX15AU80G $16,395 SCIENCE NASA SOURCE #NNX16AF27G $58,641 SCIENCE NASA SOURCE #NNX16AH27G $50,403 SCIENCE NASA SOURCE #NNX16AH89G $116,782 SCIENCE NASA SOURCE #NNX16AJ33G $26,565 SCIENCE NASA SOURCE #NNX16AJ95G $2,522 SCIENCE NASA SOURCE #NNX16AL70G $16,206 SCIENCE NASA SOURCE #NNX16AN71G $1,141 AERONAUTICS NASA SOURCE #NNX11AI60A $57,698 $86,237 AERONAUTICS NASA SOURCE #NNX15AE42A $193,524 $543,129 AERONAUTICS NASA SOURCE #NNX15AU93A $318,830 AERONAUTICS NASA SOURCE #NNX15AV04A $121,316 AERONAUTICS NASA SOURCE #NNX15AV05A $268,519 AERONAUTICS NASA SOURCE #NNX15AV68G $42,322 $90,847 AERONAUTICS NASA SOURCE #NNX14AH25G $92,599 AERONAUTICS NASA SOURCE #NNX14AH52G $103,019 SPACE OPERATIONS NASA SOURCE #NNX15AN40A $36,754 NASA SOURCE EDUCATION #NNX12AM48H $34,096 EDUCATION NASA SOURCE #NNX12AN23H $66,939 EDUCATION NASA SOURCE #NNX15AV94H $52,652 CROSS AGENCY SUPPORT NASA SOURCE #NNX11AN14H $11,257

94 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CROSS AGENCY SUPPORT NASA SOURCE #NNX12AQ43G $146,673 CROSS AGENCY SUPPORT NASA SOURCE #NNX12AQ48G $40,503 CROSS AGENCY SUPPORT NASA SOURCE #NNX13AL74H $68,778 CROSS AGENCY SUPPORT NASA SOURCE #NNX14AF30A $69,437 CROSS AGENCY SUPPORT NASA SOURCE #NNX14AM48H $77,888 CROSS AGENCY SUPPORT NASA SOURCE #NNX14AM58H $61,677 CROSS AGENCY SUPPORT NASA SOURCE #NNX14AM60H $66,892 CROSS AGENCY SUPPORT NASA SOURCE #NNX14AO93G $6,524 CROSS AGENCY SUPPORT NASA SOURCE #NNX14AP35G $11,941 CROSS AGENCY SUPPORT NASA SOURCE #NNX15AD70G $146,237 CROSS AGENCY SUPPORT NASA SOURCE #NNX15AJ86G $26,696 CROSS AGENCY SUPPORT NASA SOURCE #NNX16AG79A $49,560 SPACE TECHNOLOGY NASA SOURCE #NNX15AP67H $59,258 SPACE TECHNOLOGY NASA SOURCE #NNX15AP70H $62,770 SPACE TECHNOLOGY NASA SOURCE #NNX15AU58G $102,151 SPACE TECHNOLOGY NASA SOURCE #NNX16AD19G $91,319 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SOURCE #NAS $929,878 $2,480,246 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SOURCE #NAS $3,664,835 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SOURCE #NAS $122,895 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SOURCE #NNA12AA57P $5,784 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SOURCE #NNX10AM90A $142,822 NASA SHARED SERVICES CENTER 43.U99 NASA SOURCE # $32,601 TOTAL NATIONAL AERONAUTICS & SPACE ADMINISTRATION DIRECT PROGRAMS $1,335,181 $13,379,763 NATIONAL AERONAUTICS & SPACE ADMINISTRATION PASS THROUGH PROGRAMS SCIENCE NASA UNIVERSITY OF NEVADA F 00 $111,018 SCIENCE NASA UNIVERSITY OF COLORADO, BOULDER / PO $96,553

95 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures SCIENCE NASA UNIVERSITY OF COLORADO, BOULDER PO#: $41,604 SCIENCE NASA UNIVERSITY OF CALIFORNIA, LOS ANGELES 2090 G TA034 $19,614 SCIENCE NASA NUNIVERSITY OF CALIFORNIA, LOS ANGELES 2090GTB148 $31,642 SCIENCE NASA UNIVERSITY OF SOUTH FLORIDA C / NNX14AP62A $239,012 SCIENCE NASA GULF OF MAINE RESEARCH INSTITUTE 30 NASARS 15 STANFORD $73,394 SCIENCE NASA PENNSYLVANIA STATE UNIVERSITY UNIVERSITY PARK 5392 SU NASA C46G $16,708 SCIENCE NASA UNIVERSITY OF PENNSYLVANIA / /14110 $225,000 $434,786 SCIENCE NASA SRI INTERNATIONAL $14,633 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY AR X $4,513 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY AR X $25,387 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY AR X $29,264 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO A $5,526 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO X $26,711 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO X $10,145 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO X $92,889 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO B $31,048 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO X $2,307 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO A $29,522 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO B $17,501 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO X $19,262 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO A $6,489 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO X $68,840 SCIENCE NASA PREDICTIVE SCIENCE INC. NASA NNX15AF39G NAPR04 $70,785 SCIENCE NASA UNIVERSITY OF CALIFORNIA, BERKELEY NNX15AD95G /BB $170,635 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY PF $9,360

96 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY PF $90,462 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY PF $88,868 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY PF $102,754 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY PF $70,221 SCIENCE NASA UNIVERSITY OF MONTANA PG $11,376 SCIENCE NASA UNIVERSITY OF MONTANA PG ; NNA15BB04A $106,463 SCIENCE NASA UNIVERSITY OF GEORGIA RR / $12,456 SCIENCE NASA UNIVERSITY OF GEORGIA RR $185,335 SAN DIEGO STATE UNIVERSITY SCIENCE NASA RESEARCH FOUNDATION SA000485/FOAP:57797AP $80,986 SCIENCE NASA SETI INSTITUTE SC 3141 $83,963 SCIENCE NASA SANTA FE INSTITUTE SFI $89,654 SCIENCE NASA UNIVERSITY OF MONTANA SUBAWARD PG $54,932 AERONAUTICS NASA UNIVERSITY OF MICHIGAN $35,066 AERONAUTICS NASA UNIVERSITY OF MICHIGAN $7,990 AERONAUTICS NASA UNIVERSITY OF MICHIGAN $69,825 NATIONAL SPACE BIOMEDICAL AERONAUTICS NASA RESEARCH INSTITUTE NBPF02801 $25,609 EXPLORATION NASA UNIVERSITY OF CALIFORNIA, IRVINE $257,251 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $5,755 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $59,702 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $172,050 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $116,064 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $99,092 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $30,937 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $146,458 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SOUTHWEST RESEARCH INSTITUTE Q $292,728 CALIFORNIA INSTITUTE OF NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA TECHNOLOGY 44A $4,610 UNIVERSITY OF CALIFORNIA, SANTA NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA CRUZ A S001 P $42,870 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST AR A $13,257 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST AR A $8,952 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST AR A $1,380 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST GO A $3,995 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST GO A $1 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST HF A $61,619

97 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST HF A $100,747 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA UNIVERSITY OF CALIFORNIA, SANTA CRUZ S $15,158 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SETI INSTITUTE SC 3027 $18,311 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA LOCKHEED MARTIN SUB LINE #6 $188,341 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA UNIVERSITY OF TEXAS AT AUSTIN UTA $69,951 TOTAL NATIONAL AERONAUTICS & SPACE ADMINISTRATION PASS THROUGH PROGRAMS $225,000 $4,508,355 TOTAL NATIONAL AERONAUTICS & SPACE ADMINISTRATION $1,560,181 $17,888,118 INSTITUTE OF MUSEUM AND LIBRARY SERVICES OR NATIONAL ENDOWMENT FOR THE ARTS OR NATIONAL ENDOWMENT FOR THE HUMANITIES INSTITUTE OF MUSEUM AND LIBRARY SERVICES OR NATIONAL ENDOWMENT FOR THE ARTS OR NATIONAL ENDOWMENT FOR THE HUMANITIES DIRECT PROGRAMS PROMOTION OF THE HUMANITIES_DIVISION OF PRESERVATION AND ACCESS NEH SOURCE #PW $76,650 PROMOTION OF THE HUMANITIES_RESEARCH NEH SOURCE #RQ $116,314 PROMOTION OF THE HUMANITIES_RESEARCH NEH SOURCE #RQ $35,137 PROMOTION OF THE HUMANITIES_RESEARCH NEH SOURCE #RZ $56,054 PROMOTION OF THE HUMANITIES_OFFICE OF DIGITAL HUMANITIES NEH SOURCE #HJ $28,371 PROMOTION OF THE HUMANITIES_OFFICE OF DIGITAL HUMANITIES NEH SOURCE #HK $42,366 NATIONAL LEADERSHIP GRANTS IMLS SOURCE #LG $52,533 TOTAL INSTITUTE OF MUSEUM AND LIBRARY SERVICES OR NATIONAL ENDOWMENT FOR THE ARTS OR NATIONAL ENDOWMENT FOR THE HUMANITIES DIRECT PROGRAMS $407,425 INSTITUTE OF MUSEUM AND LIBRARY SERVICES OR NATIONAL ENDOWMENT FOR THE ARTS OR NATIONAL ENDOWMENT FOR THE HUMANITIES PASS THROUGH PROGRAMS NATIONAL LEADERSHIP GRANTS IMLS DIGITAL PUBLIC LIBRARY OF AMERICA 1415 $352,495 NATIONAL LEADERSHIP GRANTS IMLS UNIVERSITY OF CALIFORNIA, SANTA CRUZ S $6,324 INSTITUTE OF MUSEUM AND LIBRARY SERVICES 45.RD IMLS NATIONAL AUDUBON SOCIETY SPO # $5,561 INSTITUTE OF MUSEUM AND LIBRARY SERVICES 45.U99 IMLS INTERNET ARCHIVE LG $43,825 TOTAL INSTITUTE OF MUSEUM AND LIBRARY SERVICES OR NATIONAL ENDOWMENT FOR THE ARTS OR NATIONAL ENDOWMENT FOR THE HUMANITIES PASS THROUGH PROGRAMS $408,205

98 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures TOTAL INSTITUTE OF MUSEUM AND LIBRARY SERVICES OR NATIONAL ENDOWMENT FOR THE ARTS OR NATIONAL ENDOWMENT FOR THE HUMANITIES $815,630 NATIONAL SCIENCE FOUNDATION NATIONAL SCIENCE FOUNDATION DIRECT PROGRAMS ENGINEERING GRANTS NSF SOURCE #CBET $819 ENGINEERING GRANTS NSF SOURCE #CBET $6,003 ENGINEERING GRANTS NSF SOURCE #CBET $5,855 ENGINEERING GRANTS NSF SOURCE #CBET $18,082 ENGINEERING GRANTS NSF SOURCE #CBET $7,997 ENGINEERING GRANTS NSF SOURCE #CBET $209,822 $365,991 ENGINEERING GRANTS NSF SOURCE #CBET $33,255 ENGINEERING GRANTS NSF SOURCE #CBET $42,237 ENGINEERING GRANTS NSF SOURCE #CBET $51,962 ENGINEERING GRANTS NSF SOURCE #CBET $2,470 $5,726 ENGINEERING GRANTS NSF SOURCE #CBET $41,661 ENGINEERING GRANTS NSF SOURCE #CBET $67,614 ENGINEERING GRANTS NSF SOURCE #CBET $7,151 ENGINEERING GRANTS NSF SOURCE #CBET $83,254 ENGINEERING GRANTS NSF SOURCE #CBET $99,765 ENGINEERING GRANTS NSF SOURCE #CBET $68,128 ENGINEERING GRANTS NSF SOURCE #CBET $85,294 ENGINEERING GRANTS NSF SOURCE #CBET $134,877 ENGINEERING GRANTS NSF SOURCE #CBET $242 ENGINEERING GRANTS NSF SOURCE #CBET $334,220 ENGINEERING GRANTS NSF SOURCE #CBET $2,403

99 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures ENGINEERING GRANTS NSF SOURCE #CBET $159,780 ENGINEERING GRANTS NSF SOURCE #CBET $146,545 ENGINEERING GRANTS NSF SOURCE #CBET $112,454 ENGINEERING GRANTS NSF SOURCE #CBET $94,165 ENGINEERING GRANTS NSF SOURCE #CBET $52,835 ENGINEERING GRANTS NSF SOURCE #CBET $79,242 ENGINEERING GRANTS NSF SOURCE #CBET $82,907 ENGINEERING GRANTS NSF SOURCE #CBET $25,234 ENGINEERING GRANTS NSF SOURCE #CBET $143,885 ENGINEERING GRANTS NSF SOURCE #CBET $37,500 ENGINEERING GRANTS NSF SOURCE #CBET $35,468 ENGINEERING GRANTS NSF SOURCE #CBET $109,488 ENGINEERING GRANTS NSF SOURCE #CBET $111,742 ENGINEERING GRANTS NSF SOURCE #CBET $62,552 ENGINEERING GRANTS NSF SOURCE #CBET $25,700 ENGINEERING GRANTS NSF SOURCE #CBET $48,621 ENGINEERING GRANTS NSF SOURCE #CMMI $120,689 ENGINEERING GRANTS NSF SOURCE #CMMI $26,709 ENGINEERING GRANTS NSF SOURCE #CMMI $1,272 $214,108 ENGINEERING GRANTS NSF SOURCE #CMMI $1,375 ENGINEERING GRANTS NSF SOURCE #CMMI $111 $73,729 ENGINEERING GRANTS NSF SOURCE #CMMI $91,644 ENGINEERING GRANTS NSF SOURCE #CMMI $85,117

100 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures ENGINEERING GRANTS NSF SOURCE #CMMI $133,324 ENGINEERING GRANTS NSF SOURCE #CMMI $89,514 ENGINEERING GRANTS NSF SOURCE #CMMI $112,792 ENGINEERING GRANTS NSF SOURCE #CMMI $91,947 ENGINEERING GRANTS NSF SOURCE #CMMI $112,432 ENGINEERING GRANTS NSF SOURCE #CMMI $600 ENGINEERING GRANTS NSF SOURCE #CMMI $93,830 ENGINEERING GRANTS NSF SOURCE #CMMI $120,531 ENGINEERING GRANTS NSF SOURCE #CMMI $74,585 ENGINEERING GRANTS NSF SOURCE #CMMI $98,436 ENGINEERING GRANTS NSF SOURCE #CMMI $775,422 ENGINEERING GRANTS NSF SOURCE #CMMI $15,000 ENGINEERING GRANTS NSF SOURCE #CMMI $133,876 ENGINEERING GRANTS NSF SOURCE #CMMI $37,389 ENGINEERING GRANTS NSF SOURCE #CMMI $26,446 ENGINEERING GRANTS NSF SOURCE #CMMI $21,320 ENGINEERING GRANTS NSF SOURCE #CMMI $5,341 ENGINEERING GRANTS NSF SOURCE #CMMI $26,367 ENGINEERING GRANTS NSF SOURCE #ECCS $5,795 ENGINEERING GRANTS NSF SOURCE #ECCS $82,398 ENGINEERING GRANTS NSF SOURCE #ECCS $145,302 ENGINEERING GRANTS NSF SOURCE #ECCS $109,589 ENGINEERING GRANTS NSF SOURCE #ECCS $164,726

101 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures ENGINEERING GRANTS NSF SOURCE #ECCS $199,487 ENGINEERING GRANTS NSF SOURCE #ECCS $41,660 ENGINEERING GRANTS NSF SOURCE #ECCS $106,747 ENGINEERING GRANTS NSF SOURCE #ECCS $40,870 ENGINEERING GRANTS NSF SOURCE #ECCS $85,588 ENGINEERING GRANTS NSF SOURCE #ECCS $12,403 ENGINEERING GRANTS NSF SOURCE #ECCS $248,321 ENGINEERING GRANTS NSF SOURCE #ECCS $112,943 ENGINEERING GRANTS NSF SOURCE #ECCS $357,703 ENGINEERING GRANTS NSF SOURCE #ECCS $27,827 ENGINEERING GRANTS NSF SOURCE #ECCS $24,301 ENGINEERING GRANTS NSF SOURCE #EEC $1,979,323 $3,857,686 ENGINEERING GRANTS NSF SOURCE #EEC $841 ENGINEERING GRANTS NSF SOURCE #EEC $153,705 $153,642 ENGINEERING GRANTS NSF SOURCE #EEC $139,224 ENGINEERING GRANTS NSF SOURCE #EEC $7,847 $72,522 ENGINEERING GRANTS NSF SOURCE #EFMA $704,192 ENGINEERING GRANTS NSF SOURCE #EFRI $143,653 ENGINEERING GRANTS NSF SOURCE #IIP $3,212 ENGINEERING GRANTS NSF SOURCE #IIP $35,159 ENGINEERING GRANTS NSF SOURCE #IIP $54,020 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $13,222 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $114,185 $213,585 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $119,686 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $273,026 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $131,434 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $57,568 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $149,603 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $11,700 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $271 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $15,615 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $73,068 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $49,923 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $13,684 $14,058 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $361,374

102 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $47,702 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $122,119 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $331,139 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $176,565 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $188,808 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $278,290 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $194,485 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $15,301 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $30,646 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $31,756 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $39,789 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $2,583 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $14 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $72,250 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $57,822 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $108,048 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $236 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $16,764 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $101,856 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $218,734 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $217,337 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $107,345 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $169,027 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $72,190 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $148,750 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $129,794 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $123,970 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $144,780 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $109,591 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $434,321 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $83,640 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $124,415 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $153,917 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $111,957 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $93,216 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $148,764 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $62,005 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $4,402 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $147,076 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $77,246 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $59,370 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $30,080 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $2,826 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $48,801 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $20,903 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $14,228 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $18,673

103 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $501 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $1,486 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $41,170 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $39,655 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $19,518 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $62,344 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $57,736 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $29,168 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $113,700 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $88,195 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $1,636 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $134,174 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $56,438 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $102,554 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $66,863 $348,020 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $481 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $90,109 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $49,591 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $40,674 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $103,249 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $147,194 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $134,269 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $307,845 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $46,173 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $28,567 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $61,665 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $17,091 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $87,173 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $79,148 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $10,216 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $87,317 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $45,535 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $58,180 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $95,621 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $192,908 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $89,889 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $46,424 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $61,081 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $7,851 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $154,981 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $172,904 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $53,933 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $96,492 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $157,080 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $1,128 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $62,002 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $16,894

104 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $102,319 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $196,545 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $23,950 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $143,315 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $41,712 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $178,664 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $28,863 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $88,377 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $126,818 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $31,674 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $25,661 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $20,630 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $20,711 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $26,903 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $23,346 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $24,762 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $1,460 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $1,622 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $49,290 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $79,671 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $122,784 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $60,213 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $122,255 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $403,261 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $38,865 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $4,824 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $96,052 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $230,288 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $1,296,176 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $279,921 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $113,943 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $227,754 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $149,009 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $97,646 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $10,311 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $20,438 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $169,256 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $35,520 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $37,831 GEOSCIENCES NSF SOURCE #AGS $44,088 GEOSCIENCES NSF SOURCE #AGS $2,258 GEOSCIENCES NSF SOURCE #AGS $78,302 GEOSCIENCES NSF SOURCE #AGS $42,510 GEOSCIENCES NSF SOURCE #AGS $111,449 GEOSCIENCES NSF SOURCE #AGS $55,358 GEOSCIENCES NSF SOURCE #AGS $256,074 GEOSCIENCES NSF SOURCE #AGS $26,448

105 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures GEOSCIENCES NSF SOURCE #EAR $18,854 GEOSCIENCES NSF SOURCE #EAR $470 GEOSCIENCES NSF SOURCE #EAR $4,449 GEOSCIENCES NSF SOURCE #EAR $18,605 GEOSCIENCES NSF SOURCE #EAR $9,918 GEOSCIENCES NSF SOURCE #EAR $139,379 GEOSCIENCES NSF SOURCE #EAR $52,518 GEOSCIENCES NSF SOURCE #EAR $20,319 $230,337 GEOSCIENCES NSF SOURCE #EAR $524 GEOSCIENCES NSF SOURCE #EAR $27,565 GEOSCIENCES NSF SOURCE #EAR $26,191 GEOSCIENCES NSF SOURCE #EAR $37,613 GEOSCIENCES NSF SOURCE #EAR $79 GEOSCIENCES NSF SOURCE #EAR $37,250 GEOSCIENCES NSF SOURCE #EAR $91,890 GEOSCIENCES NSF SOURCE #EAR $104 GEOSCIENCES NSF SOURCE #EAR $42,256 GEOSCIENCES NSF SOURCE #EAR $24,955 GEOSCIENCES NSF SOURCE #EAR $20,550 GEOSCIENCES NSF SOURCE #EAR $36,139 GEOSCIENCES NSF SOURCE #EAR $112,744 GEOSCIENCES NSF SOURCE #EAR $176,593 GEOSCIENCES NSF SOURCE #EAR $26,285 GEOSCIENCES NSF SOURCE #EAR $30,589 GEOSCIENCES NSF SOURCE #EAR $102,970 GEOSCIENCES NSF SOURCE #EAR $9,859 GEOSCIENCES NSF SOURCE #EAR $19,624 GEOSCIENCES NSF SOURCE #EAR $5,681 GEOSCIENCES NSF SOURCE #EAR $346 GEOSCIENCES NSF SOURCE #ICER $99,767 GEOSCIENCES NSF SOURCE #OCE $11,204 GEOSCIENCES NSF SOURCE #OCE $21,948 GEOSCIENCES NSF SOURCE #OCE $168,636 GEOSCIENCES NSF SOURCE #OCE $496 GEOSCIENCES NSF SOURCE #OCE $87,518 GEOSCIENCES NSF SOURCE #OCE $114,445 GEOSCIENCES NSF SOURCE #OCE $191,486 GEOSCIENCES NSF SOURCE #OCE $155,771 GEOSCIENCES NSF SOURCE #OCE $51,639 $90,518 GEOSCIENCES NSF SOURCE #OCE $126,781 GEOSCIENCES NSF SOURCE #OCE $9,893 GEOSCIENCES NSF SOURCE #OCE $7,388 $166,919 GEOSCIENCES NSF SOURCE #OCE $30,952 GEOSCIENCES NSF SOURCE #OCE $236,577 GEOSCIENCES NSF SOURCE #OCE $84,402 GEOSCIENCES NSF SOURCE #OCE $41,334 GEOSCIENCES NSF SOURCE #PLR $316

106 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures GEOSCIENCES NSF SOURCE #PLR $13,689 GEOSCIENCES NSF SOURCE #PLR $22,499 $161,347 GEOSCIENCES NSF SOURCE #PLR $491 GEOSCIENCES NSF SOURCE #PLR $41,106 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $9,496 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $3,500,000 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $1,756 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $203,056 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $156,059 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $178,152 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $163,884 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $191,963 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $1,028 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $98,965 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $304 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $2,346 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $1,382 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $260,872 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $24,192 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $81,766 $203,136 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $142,232 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $7,663 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $59,080 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $545 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $16,852 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $348 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $284,441 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $13,916 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $315,074 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $100,163 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $192,810 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $939 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $179,001 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $224,724 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $49,615 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $166,856 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $123,626 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $2,415 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $87,837 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $3,061 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $175,878 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $77,318 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $96,861 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $113,537 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $203,566 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $61,393 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $78,234

107 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $20,000 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $84,904 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $21,456 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $25,409 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $130,430 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $48,001 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $20,150 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $9,297 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $81,371 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $2,268 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $14,278 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $76,649 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $13,011 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $110,371 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $31,931 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $114,814 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $4,331 $22,678 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $1,038 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $9,733 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $887 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $60,258 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $270,558 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $87,751 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $126,065 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $22,663 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $215,772 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $98,482 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $91,907 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $103,797 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $51,188 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIA $4,305 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $4,067 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $2,592 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $34 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $26,145 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $257,309 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $72,456 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $5,776 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $81,784 $82,158 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $27,607 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $450,088 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $4,127 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $182,647 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $127,855 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $40,194 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $19,961 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $164,765

108 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $129,511 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $1,194 $196,317 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $140,533 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $310,091 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $111,426 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $27,166 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $125,066 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $34,736 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $77,064 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $19,970 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $16,817 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $28,426 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $28,714 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $45,765 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $35,036 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $6,979 BIOLOGICAL SCIENCES NSF SOURCE #DBI $122,270 BIOLOGICAL SCIENCES NSF SOURCE #DBI $131,084 BIOLOGICAL SCIENCES NSF SOURCE #DBI $157,378 BIOLOGICAL SCIENCES NSF SOURCE #DBI $23,400 BIOLOGICAL SCIENCES NSF SOURCE #DEB $112,057 $121,993 BIOLOGICAL SCIENCES NSF SOURCE #DEB $4,453 BIOLOGICAL SCIENCES NSF SOURCE #DEB $153,442 BIOLOGICAL SCIENCES NSF SOURCE #DEB $63,885 $196,638 BIOLOGICAL SCIENCES NSF SOURCE #DEB $4,803 BIOLOGICAL SCIENCES NSF SOURCE #DEB $12,106 BIOLOGICAL SCIENCES NSF SOURCE #DEB $2,110 BIOLOGICAL SCIENCES NSF SOURCE #DEB $8,630 BIOLOGICAL SCIENCES NSF SOURCE #DEB $8,207 BIOLOGICAL SCIENCES NSF SOURCE #DEB $147,362 $245,478 BIOLOGICAL SCIENCES NSF SOURCE #DEB $87,750 BIOLOGICAL SCIENCES NSF SOURCE #DEB $7,082 BIOLOGICAL SCIENCES NSF SOURCE #DEB $17 BIOLOGICAL SCIENCES NSF SOURCE #IOS $157,918 BIOLOGICAL SCIENCES NSF SOURCE #IOS $123,172 BIOLOGICAL SCIENCES NSF SOURCE #IOS $175,950 BIOLOGICAL SCIENCES NSF SOURCE #IOS $28,786 $96,189 BIOLOGICAL SCIENCES NSF SOURCE #IOS $52,466 BIOLOGICAL SCIENCES NSF SOURCE #IOS $38,393 BIOLOGICAL SCIENCES NSF SOURCE #IOS $80,847 BIOLOGICAL SCIENCES NSF SOURCE #IOS $4,840 BIOLOGICAL SCIENCES NSF SOURCE #IOS $235,846 BIOLOGICAL SCIENCES NSF SOURCE #MCB $49,511 BIOLOGICAL SCIENCES NSF SOURCE #MCB $180,843 BIOLOGICAL SCIENCES NSF SOURCE #MCB $79,357 BIOLOGICAL SCIENCES NSF SOURCE #MCB $5,107 BIOLOGICAL SCIENCES NSF SOURCE #MCB $253,493

109 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures BIOLOGICAL SCIENCES NSF SOURCE #MCB $231,099 BIOLOGICAL SCIENCES NSF SOURCE #MCB $214,185 BIOLOGICAL SCIENCES NSF SOURCE #MCB $112,106 BIOLOGICAL SCIENCES NSF SOURCE #MCB $99,616 BIOLOGICAL SCIENCES NSF SOURCE #MCB $135,567 BIOLOGICAL SCIENCES NSF SOURCE #MCB $10,362 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $6,160 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $127 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $3,906 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $85,034 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $68,048 $86,619 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $1,804 $137,343 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $108,663 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $24,645 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $22,690 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $148,678 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $45,698 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $11,911 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $80,258 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $5,074 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $17,523 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $154,097 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $10,794 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BSC $52,475 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $7,843 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $15,127 $49,310 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $20,790 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $88,821 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $6,099 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $19,464 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $41,732 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $865 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $50,450 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $61,850 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $7,666 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $68,965 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $25,072 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $40,377 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $79,571 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $4,165 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $31,404 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $4,634 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $1,240 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $27,500 $266,653 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $3,709 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $703,662 $1,511,914 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $82,134

110 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $70,290 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $79,833 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $35,644 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $84,003 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $100,823 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $150,718 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $43,290 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $3,949 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $12,004 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SMA $134,645 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DGE $385,504 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DGE $19,805,276 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DGE $66,787 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $8,588 $16,912 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $86,065 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $399,516 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $8 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $140 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $37,815 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $32,393 $71,108 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $13,060 $12,930 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $589,880 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $65,814 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $59,484 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DUE $14,335 $22,282 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DUE $1,652,498 $2,483,396 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DUE $17,818 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DUE $20,761 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DUE $43,260 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DUE $2,183 EDUCATION AND HUMAN RESOURCES NSF SOURCE #HRD $67,374 EDUCATION AND HUMAN RESOURCES NSF SOURCE #HRD $99,992 POLAR PROGRAMS NSF SOURCE #ANT $152,959 POLAR PROGRAMS NSF SOURCE #ANT $103,382 POLAR PROGRAMS NSF SOURCE #ANT $55,892 POLAR PROGRAMS NSF SOURCE #ANT $35,486 POLAR PROGRAMS NSF SOURCE #ARC $18,022 OFFICE OF CYBERINFRASTRUCTURE NSF SOURCE #OCI $21,932 OFFICE OF CYBERINFRASTRUCTURE NSF SOURCE #OCI $8,825 OFFICE OF CYBERINFRASTRUCTURE NSF SOURCE #OCI $26,250 OFFICE OF CYBERINFRASTRUCTURE NSF SOURCE #OCI $23,528 TRANS NSF RECOVERY ACT REASEARCH SUPPORT NSF SOURCE #CBET $5,400 TRANS NSF RECOVERY ACT REASEARCH SUPPORT NSF SOURCE #OCE $16,470 TOTAL NATIONAL SCIENCE FOUNDATION DIRECT PROGRAMS $5,679,419 $75,805,177 NATIONAL SCIENCE FOUNDATION PASS THROUGH PROGRAMS

111 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures UNIVERSITY OF CALIFORNIA, ENGINEERING GRANTS NSF BERKELEY /BB /EECS $149,194 ENGINEERING GRANTS NSF TOTIC TECHNOLOGY $195 UNIVERSITY OF ILLINOIS AT URBANA ENGINEERING GRANTS NSF CHAMPAIGN $537,421 ENGINEERING GRANTS NSF UNIVERSITY OF CALIFORNIA, IRVINE $53,892 ENGINEERING GRANTS NSF PURDUE UNIVERSITY $282,445 ENGINEERING GRANTS NSF CORNELL UNIVERSITY $1,304,604 ENGINEERING GRANTS NSF ACTUATED MEDICAL, INC. SUBAWARD # 5033 S01 $26,481 UNIVERSITY OF CALIFORNIA, MATHEMATICAL AND PHYSICAL SCIENCES NSF BERKELEY PO#: BB $97,859 UNIVERSITY OF CALIFORNIA, MATHEMATICAL AND PHYSICAL SCIENCES NSF BERKELEY $2,261,784 UNIVERSITY OF CALIFORNIA, LOS MATHEMATICAL AND PHYSICAL SCIENCES NSF ANGELES 1000 GQB250 $3,102 MATHEMATICAL AND PHYSICAL SCIENCES NSF SRI INTERNATIONAL $40,060 CALIFORNIA INSTITUTE OF MATHEMATICAL AND PHYSICAL SCIENCES NSF TECHNOLOGY 68D $119,342 MATHEMATICAL AND PHYSICAL SCIENCES NSF INSTITUTE FOR ADVANCED STUDY $25,348 LARGE SYNOPTIC SURVEY TELESCOPE MATHEMATICAL AND PHYSICAL SCIENCES NSF CORPORATION N51908C $2,366,150 THE NATIONAL RADIO ASTRONOMY MATHEMATICAL AND PHYSICAL SCIENCES NSF OBSERVATORY PO#: $16,534 MATHEMATICAL AND PHYSICAL SCIENCES NSF CASE WESTERN RESERVE UNIVERSITY RES $57,298 MATHEMATICAL AND PHYSICAL SCIENCES NSF EMORY UNIVERSITY T $1,289 MATHEMATICAL AND PHYSICAL SCIENCES NSF EMORY UNIVERSITY T $374,847 GEOSCIENCES NSF HARVARD UNIVERSITY $49,122 GEOSCIENCES NSF UNIVERSITY OF SOUTHERN CALIFORNIA $60,769 GEOSCIENCES NSF UNIVERSITY OF SOUTHERN CALIFORNIA $114,273 GEOSCIENCES NSF UNIVERSITY OF SOUTHERN CALIFORNIA ,PROJ $510 GEOSCIENCES NSF UNIVERSITY OF DELAWARE $31,771 GEOSCIENCES NSF UNIVERSITY OF SOUTHERN CALIFORNIA / PO: $7,944 GEOSCIENCES NSF UNIVERSITY OF SOUTHERN CALIFORNIA $446 GEOSCIENCES NSF UNIVERSITY OF WISCONSIN MADISON 498K783 $68,680 GEOSCIENCES NSF SRI INTERNATIONAL $43,140 GEOSCIENCES NSF UNIVERSITY OF SOUTHERN CALIFORNIA PO $7,527 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF CARNEGIE MELLON UNIVERSITY ;ACI $136,006 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF PURDUE UNIVERSITY $593,932

112 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures PENNSYLVANIA STATE UNIVERSITY COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF UNIVERSITY PARK 4740 SU NSF 8076 $50,059 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF CORNELL UNIVERSITY $17,306 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF CORNELL UNIVERSITY $50,385 UNIVERSITY OF CALIFORNIA, COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF BERKELEY SA PG 12 BB $110,079 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF NORTHWESTERN UNIVERSITY SP PROJ $2,976 BIOLOGICAL SCIENCES NSF DUKE UNIVERSITY 14 NSF 1048 $132,962 UNIVERSITY OF MARYLAND COLLEGE BIOLOGICAL SCIENCES NSF PARK Z $36,557 BIOLOGICAL SCIENCES NSF UNIVERSITY OF DELAWARE $263,029 STATE UNIVERSITY OF NEW YORK AT BIOLOGICAL SCIENCES NSF BUFFALO R $231,363 BIOLOGICAL SCIENCES NSF OREGON STATE UNIVERSITY S1593A A $104,956 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF HARVARD UNIVERSITY $19,718 UNIVERSITY OF ILLINOIS AT URBANA SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF CHAMPAIGN $115,785 NATIONAL BUREAU OF ECONOMIC SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF RESEARCH $4,784 NATIONAL BUREAU OF ECONOMIC SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF RESEARCH $36,305 NATIONAL OPINION RESEARCH SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF CENTER 5967 SU; SMA $12,178 UNIVERSITY OF CALIFORNIA, SANTA SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF BARBARA KK1604 $4,980 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF UNIVERSITY OF RICHMOND SMA $14,759 UNIVERSITY OF WASHINGTON SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SEATTLE UWSC5381, (BPO3532) $14,880 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF UNIVERSITY OF WASHINGTON UWSC6829, (BPO 5607 INVOICES) $34 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF WAYNE STATE UNIVERSITY WSU15138 $41,720 EDUCATION AND HUMAN RESOURCES NSF UNIVERSITY OF UTAH $82,565 EDUCATION AND HUMAN RESOURCES NSF DUKE UNIVERSITY 11 NSF 1088 $52,466 EDUCATION AND HUMAN RESOURCES NSF COLUMBIA UNIVERSITY 2(GG009377) $80,933 EDUCATION AND HUMAN RESOURCES NSF PURDUE UNIVERSITY $1,509 TEACHERS COLLEGE, COLUMBIA EDUCATION AND HUMAN RESOURCES NSF UNIVERSITY $131,605 AMERICAN EDUCATIONAL RESEARCH EDUCATION AND HUMAN RESOURCES NSF ASSOCIATION SPO # $6,666 EDUCATION AND HUMAN RESOURCES NSF CARLETON COLLEGE SPO $26,515 OFFICE OF INTERNATIONAL SCIENCE AND ENGINEERING NSF UNIVERSITY OF NEVADA D C $9,899 UNIVERSITY OF ILLINOIS AT URBANA OFFICE OF CYBERINFRASTRUCTURE NSF CHAMPAIGN /GRANT CODE A4179 $49,892 UNIVERSITY OF SOUTHERN OFFICE OF CYBERINFRASTRUCTURE NSF CALIFORNIA $62,485 UNIVERSITY OF CALIFORNIA, OFFICE OF CYBERINFRASTRUCTURE NSF BERKELEY O1A , $327,513

113 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures UNIVERSITY OF SOUTHERN OFFICE OF INTEGRATIVE ACTIVITIES NSF CALIFORNIA /PO# $92,929 TOTAL NATIONAL SCIENCE FOUNDATION PASS THROUGH PROGRAMS $10,999,313 TOTAL NATIONAL SCIENCE FOUNDATION $5,679,419 $86,804,490 DEPARTMENT OF VETERANS AFFAIRS DEPARTMENT OF VETERANS AFFAIRS DIRECT PROGRAMS DEPARTMENT OF VETERANS AFFAIRS 64.RD VETERANS AFFAIRS SOURCE #OBLIGATION # 640D65018 $11,424 DEPARTMENT OF VA EDUCATION BENEFITS 64.U99 VETERANS AFFAIRS SOURCE # ARFGI $2,366,696 DEPARTMENT OF VA VR&E (28) 64.U99 VETERANS AFFAIRS SOURCE # $410,979 TOTAL DEPARTMENT OF VETERANS AFFAIRS $2,789,099 ENVIRONMENTAL PROTECTION AGENCY ENVIRONMENTAL PROTECTION AGENCY DIRECT PROGRAMS SURVEYS, STUDIES, RESEARCH, INVESTIGATIONS, DEMONSTRATIONS, AND SPECIAL PURPOSE ACTIVITIES RELATING TO THE CLEAN AIR ACT EPA SOURCE #XA $139,019 SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM EPA SOURCE #FP $4,215 SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM EPA SOURCE #FP $1,449 SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM EPA SOURCE #FP $4,920 SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM EPA SOURCE #FP $15,869 SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM EPA SOURCE #FP $15,193 P3 AWARD: NATIONAL STUDENT DESIGN COMPETITION FOR SUSTAINABILITY EPA SOURCE # $3,016 P3 AWARD: NATIONAL STUDENT DESIGN COMPETITION FOR SUSTAINABILITY EPA SOURCE #SU $953 TOTAL ENVIRONMENTAL PROTECTION AGENCY DIRECT PROGRAMS $184,634 ENVIRONMENTAL PROTECTION AGENCY PASS THROUGH PROGRAMS SCIENCE TO ACHIEVE RESULTS (STAR) RESEARCH PROGRAM EPA WATER RESEARCH FOUNDATION (WATERRF) 4567 $144,086 $215,758 SCIENCE TO ACHIEVE RESULTS (STAR) RESEARCH PROGRAM EPA YALE UNIVERSITY C16P12349 (P00385) $1,244 SCIENCE TO ACHIEVE RESULTS (STAR) RESEARCH PROGRAM EPA YALE UNIVERSITY C16P12350 (P00385) $2,253 SCIENCE TO ACHIEVE RESULTS (STAR) RESEARCH PROGRAM EPA DARTMOUTH COLLEGE SUBAWARD 1299R69 $41,498 TOTAL ENVIRONMENTAL PROTECTION AGENCY PASS THROUGH PROGRAMS $144,086 $260,753 TOTAL ENVIRONMENTAL PROTECTION AGENCY $144,086 $445,387

114 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DEPARTMENT OF ENERGY DEPARTMENT OF ENERGY DIRECT PROGRAMS NATIONAL ENERGY INFORMATION CENTER (1980B) DOE SOURCE #DE EI $60,219 $387,619 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #67N $796,099 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 03ER15423 $165,215 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 03ER15454 $100,154 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 04ER15588 $313 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 04ER46163 $281 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 07ER15892 $243,107 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 07ER46391 $176,077 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 07ER46426 $300,370 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 84ER13251 $271,490 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 88ER13857 $21,517 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $5,509 $2,168 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $442 $110,501 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $167,806 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $988,423 $1,363,305 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $96,061 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $333,482 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $113,580 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $516,020 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $139,995 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $178,028 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $103,429 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $89

115 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $185,256 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $166,719 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $18,791 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $811,920 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $163,414 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $196,449 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $65,997 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $71,062 $326,926 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $134,932 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $153,354 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $79,502 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $111,871 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $27,554 $254,952 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 08ER64552 $1,558 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 95ER62051 $139,168 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $40,409 CONSERVATION RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $384,906 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $4,241,620 $5,760,937 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $39 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $158,963 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $150,238 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $109,948 $517,225 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $68,458

116 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $196,897 $470,221 FOSSIL ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE FE $57,806 FOSSIL ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE FE $125,008 STEWARDSHIP SCIENCE GRANT PROGRAM DOE SOURCE #DE NA $99,313 $218,309 DOE SOURCE #DE FG52 DEFENSE NUCLEAR NONPROLIFERATION RESEARCH NA29789 $25,225 PREDICTIVE SCIENCE ACADEMIC ALLIANCE PROGRAM DOE SOURCE #DE NA $505,178 $3,804,961 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE SOURCE #DE AR $1,174,319 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE SOURCE #DE AR $658,724 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE SOURCE #DE AR $284,696 $1,022,142 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE SOURCE #DE AR $692,071 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE SOURCE #DE AR $7,709 U.S. DEPARTMENT OF ENERGY 81.RD DOE SOURCE #DE EE $23,167 U.S. DEPARTMENT OF ENERGY 81.U99 DOE SOURCE # $73,500 TOTAL DEPARTMENT OF ENERGY DIRECT PROGRAMS $6,590,861 $23,827,438 DEPARTMENT OF ENERGY PASS THROUGH PROGRAMS OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE PRINCETON UNIVERSITY PRIME DE SC $15,919 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE UNIVERSITY OF NOTRE DAME ; DE SC $322,344 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE ENERGY PLUS LTD DE FOA $96,892 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE UNIVERSITY OF CALIFORNIA, MERCED E252GTA350 $128,992 FOSSIL ENERGY RESEARCH AND DEVELOPMENT DOE UNIVERSITY OF CENTRAL FLORIDA STANFORD $70,710 FOSSIL ENERGY RESEARCH AND DEVELOPMENT DOE BATTELLE MEMORIAL INSTITUTE $6,948 FOSSIL ENERGY RESEARCH AND DEVELOPMENT DOE VIRGINIA TECH UNIVERSITY $68,092 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE SRI INTERNATIONAL $138,882 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE GEORGIA INSTITUTE OF TECHNOLOGY RD691 G1 $62,639 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES $25 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES $80,857 U.S. DEPARTMENT OF ENERGY 81.RD DOE PACIFIC NORTHWEST NATIONAL LABORATORY $17,175 U.S. DEPARTMENT OF ENERGY 81.RD DOE PACIFIC NORTHWEST NATIONAL LABORATORY $2,807 U.S. DEPARTMENT OF ENERGY 81.RD DOE LOS ALAMOS NATIONAL LABORATORIES, UNIVERSITY OF CALIFORNIA $178

117 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures LOS ALAMOS NATIONAL LABORATORIES, UNIVERSITY OF U.S. DEPARTMENT OF ENERGY 81.RD DOE CALIFORNIA $136,583 LOS ALAMOS NATIONAL LABORATORIES, UNIVERSITY OF U.S. DEPARTMENT OF ENERGY 81.RD DOE CALIFORNIA $21,431 U.S. DEPARTMENT OF ENERGY 81.RD DOE UNIVERSITY OF WISCONSIN MADISON 648K723 $15,959 U.S. DEPARTMENT OF ENERGY 81.RD DOE U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE BERKELEY LABORATORIES, UNIVERSITY OF CALIFORNIA $55,870 LAWRENCE BERKELEY LABORATORIES, UNIVERSITY OF CALIFORNIA $10,702 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE BERKELEY LABORATORIES, UNIVERSITY OF CALIFORNIA $280 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE LIVERMORE NATIONAL LABORATORY B $76,063 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE LIVERMORE NATIONAL LABORATORY B $25,774 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE LIVERMORE NATIONAL LABORATORY B $62,610 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE LIVERMORE NATIONAL LABORATORY B $82,299 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE LIVERMORE NATIONAL LABORATORY B $105,956 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE LIVERMORE NATIONAL LABORATORY B $295,889 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE LIVERMORE NATIONAL LABORATORY B $73,734 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE LIVERMORE NATIONAL LABORATORY B $8,228 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE LIVERMORE NATIONAL LABORATORY B $8,445 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES CPA PO: $33,329 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES PO # $14,455 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES PO $357 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES PO#: $17,052 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES PO#: $3,244 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES PO $46,782 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES PURCHASE ORDER $20,101 U.S. DEPARTMENT OF ENERGY 81.RD DOE NATIONAL RENEWABLE ENERGY LABORATORY SS135510/UGA $30,000 U.S. DEPARTMENT OF ENERGY 81.RD DOE LOS ALAMOS NATIONAL LABORATORIES, UNIVERSITY OF CALIFORNIA SUB: BASIC: $6,807

118 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures U.S. DEPARTMENT OF ENERGY 81.RD DOE U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE BERKELEY LABORATORIES, UNIVERSITY OF CALIFORNIA SUBCONTRACT # $37,501 LOS ALAMOS NATIONAL LABORATORIES, UNIVERSITY OF CALIFORNIA SUBCONTRACT: $203,908 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE BERKELEY LABORATORIES, UNIVERSITY OF CALIFORNIA SUBK: $301,205 U.S. DEPARTMENT OF ENERGY 81.RD DOE NATIONAL RENEWABLE ENERGY LABORATORY UGA $133,987 U.S. DEPARTMENT OF ENERGY 81.RD DOE NATIONAL RENEWABLE ENERGY LABORATORY UGA $28,663 TOTAL DEPARTMENT OF ENERGY PASS THROUGH PROGRAMS $2,750,996 TOTAL DEPARTMENT OF ENERGY $6,590,861 $26,578,434 DEPARTMENT OF EDUCATION DEPARTMENT OF EDUCATION DIRECT PROGRAMS FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS NATIONAL RESOURCE CENTERS PROGRAM FOR FOREIGN LANGUAGE AND AREA STUDIES OR FOREIGN LANGUAGE AND INTERNATIONAL STUDIES PROGRAM AND FOREIGN LANGUAGE AND AREA STUDIES FELLOWSHIP PROGRAM NATIONAL RESOURCE CENTERS PROGRAM FOR FOREIGN LANGUAGE AND AREA STUDIES OR FOREIGN LANGUAGE AND INTERNATIONAL STUDIES PROGRAM AND FOREIGN LANGUAGE AND AREA STUDIES FELLOWSHIP PROGRAM NATIONAL RESOURCE CENTERS PROGRAM FOR FOREIGN LANGUAGE AND AREA STUDIES OR FOREIGN LANGUAGE AND INTERNATIONAL STUDIES PROGRAM AND FOREIGN LANGUAGE AND AREA STUDIES FELLOWSHIP PROGRAM NATIONAL RESOURCE CENTERS PROGRAM FOR FOREIGN LANGUAGE AND AREA STUDIES OR FOREIGN LANGUAGE AND INTERNATIONAL STUDIES PROGRAM AND FOREIGN LANGUAGE AND AREA STUDIES FELLOWSHIP PROGRAM NATIONAL RESOURCE CENTERS PROGRAM FOR FOREIGN LANGUAGE AND AREA STUDIES OR FOREIGN LANGUAGE AND INTERNATIONAL STUDIES PROGRAM AND FOREIGN LANGUAGE AND AREA STUDIES FELLOWSHIP PROGRAM NATIONAL RESOURCE CENTERS PROGRAM FOR FOREIGN LANGUAGE AND AREA STUDIES OR FOREIGN LANGUAGE AND INTERNATIONAL STUDIES PROGRAM AND FOREIGN LANGUAGE AND AREA STUDIES FELLOWSHIP PROGRAM EDUCATION SOURCE #P007A $165,495 EDUCATION SOURCE #P007A $1,168,194 EDUCATION SOURCE #P015A $210,386 EDUCATION SOURCE #P015A $201,726 EDUCATION SOURCE #P015A $222,566 EDUCATION SOURCE #P015A $38,880 EDUCATION SOURCE #P015B $283,499 EDUCATION SOURCE #P015B $270,625

119 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures NATIONAL RESOURCE CENTERS PROGRAM FOR FOREIGN LANGUAGE AND AREA STUDIES OR FOREIGN LANGUAGE AND INTERNATIONAL STUDIES PROGRAM AND FOREIGN LANGUAGE AND AREA STUDIES EDUCATION SOURCE FELLOWSHIP PROGRAM #P015B $269,819 OVERSEAS PROGRAMS DOCTORAL DISSERTATION RESEARCH EDUCATION SOURCE ABROAD #P022A $21,696 OVERSEAS PROGRAMS DOCTORAL DISSERTATION RESEARCH EDUCATION SOURCE ABROAD #P022A $8,980 EDUCATION SOURCE FEDERAL WORK STUDY PROGRAM #P033A $161,867 EDUCATION SOURCE FEDERAL WORK STUDY PROGRAM #PO33A $819,881 EDUCATION SOURCE FEDERAL WORK STUDY PROGRAM #PO33A $357,579 FEDERAL PERKINS LOAN PROGRAM OUTSTANDING BALANCE AS OF 9/1/ $57,333,309 FEDERAL PERKINS LOAN PROGRAM ADMINISTRATIVE COST ALLOWANCE $476,028 FEDERAL PERKINS LOAN PROGRAM NEW LOANS $10,063,292 EDUCATION SOURCE FEDERAL PELL GRANT PROGRAM #P063P $4,725,817 FEDERAL DIRECT STUDENT LOAN PROGRAM NEW LOAN SUBSIDIZED STAFFORD LOANS $819,463 FEDERAL DIRECT STUDENT LOAN PROGRAM NEW LOAN UNSUBSIDIZED STAFFORD LOANS $21,613,917 FEDERAL DIRECT STUDENT LOAN PROGRAM NEW LOAN PLUS LOANS $18,402,114 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305B $644,439 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305A $49,003 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305A $431,622 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305A $66,554 $820,886 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305A $406,413 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305B $132,693 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305B $474,675 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305E $20,722 $386,367 ENGLISH LANGUAGE ACQUISITION STATE GRANTS EDUCATION SOURCE #T365Z $137,016 $425,925 TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) EDUCATION SOURCE #P3791T $111,260

120 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION SOURCE EDUCATION GRANTS (TEACH GRANTS) #P379T $67,122 TOTAL DEPARTMENT OF EDUCATION DIRECT PROGRAMS $224,292 $121,176,788 DEPARTMENT OF EDUCATION PASS THROUGH PROGRAMS MISSION ECONOMIC DEVELOPMENT FUND FOR THE IMPROVEMENT OF EDUCATION EDUCATION AGENCY $228,084 UNIVERSITY OF CALIFORNIA, EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION BERKELEY /PO BB $28,969 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION NEW SCHOOLS FOR NEW ORLEANS GM $39,154 STRATEGIC EDUCATION RESEARCH EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION PARTNERSHIP INSTITUTE R305F $45,909 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION UNIVERSITY OF MICHIGAN $186,693 TRANSITION TO TEACHING EDUCATION UNIVERSITY OF SAN FRANCISCO U350A $35,273 OFFICE OF EDUCATION, SAN MATEO MATHEMATICS AND SCIENCE PARTNERSHIPS EDUCATION COUNTY PO $27,887 IMPROVING TEACHER QUALITY STATE IMPROVING TEACHER QUALITY STATE GRANTS EDUCATION GRANTS NCLB12 CWLP STANFORD $96,142 COUNCIL OF CHIEF STATE SCHOOL GRANTS FOR ENHANCED ASSESSMENT INSTRUMENTS EDUCATION OFFICERS SPO # $90, B STATE FISCAL STABILIZATION (SFSF) INVESTING IN INNOVATION (I3 FUND, RECOVERY ACT (2010) EDUCATION NEW SCHOOLS FOR NEW ORLEANS $106, B STATE FISCAL STABILIZATION (SFSF) INVESTING IN INNOVATION (I3 FUND, RECOVERY ACT (2010) EDUCATION NEW SCHOOLS FOR NEW ORLEANS SPO # $567,155 AMERICAN INSTITUTES FOR DEPARTMENT OF EDUCATION 84.RD EDUCATION RESEARCH / PO# 12RRG0008 $186,014 DEPARTMENT OF EDUCATION 84.RD EDUCATION IOWA DEPARTMENT OF EDUCATION $15,831 NORTH CAROLINA STATE BOARD OF DEPARTMENT OF EDUCATION 84.RD EDUCATION EDUCATION NC $171 TOTAL DEPARTMENT OF EDUCATION PASS THROUGH PROGRAMS $1,622,441 TOTAL DEPARTMENT OF EDUCATION $224,292 $122,799,229 NATIONAL ARCHIVES & RECORDS ADMINISTRATION NATIONAL ARCHIVES & RECORDS ADMINISTRATION DIRECT PROGRAMS NATIONAL HISTORICAL PUBLICATIONS AND RECORDS GRANTS NHPRC SOURCE #NAR15 PE $73,108 NATIONAL HISTORICAL PUBLICATIONS AND RECORDS GRANTS NHPRC SOURCE #PE $14,024 TOTAL NATIONAL ARCHIVES & RECORDS ADMINISTRATION $87,132 DEPARTMENT OF HEALTH AND HUMAN SERVICES DEPARTMENT OF HEALTH AND HUMAN SERVICES DIRECT PROGRAMS BIRTH DEFECTS AND DEVELOPMENTAL DISABILITIES PREVENTION AND SURVEILLANCE NIH SOURCE #DD13003BDSTBDSTEPS14 $79,135 $685,910 RESEARCH OF THE RESPONSIBLE CONDUCT OF RESEARCH (RCR) NIH SOURCE #ORIIR0011A $111,206

121 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures FOOD AND DRUG ADMINISTRATION_RESEARCH FDA SOURCE #6 RFD004757A $119,517 FOOD AND DRUG ADMINISTRATION_RESEARCH FDA SOURCE #RFD004372A $134,294 MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS NIH SOURCE #15/MCH DBP $176,764 ENVIRONMENTAL HEALTH NIH SOURCE #8 RES016486C $125,990 ENVIRONMENTAL HEALTH NIH SOURCE #8 RES018834A $13,005 ENVIRONMENTAL HEALTH NIH SOURCE #8 RES020926A $11,071 $257,424 ENVIRONMENTAL HEALTH NIH SOURCE #8 RES021960A $108,470 ENVIRONMENTAL HEALTH NIH SOURCE #8 RES023168A $438,692 ENVIRONMENTAL HEALTH NIH SOURCE #FES023293A $43,120 ENVIRONMENTAL HEALTH NIH SOURCE #FES024631A $45,415 ENVIRONMENTAL HEALTH NIH SOURCE #KES021470A $36,358 ENVIRONMENTAL HEALTH NIH SOURCE #KES026832A $88,155 ENVIRONMENTAL HEALTH NIH SOURCE #KES026837A $124,237 ENVIRONMENTAL HEALTH NIH SOURCE #RES016486D $406,320 ENVIRONMENTAL HEALTH NIH SOURCE #RES020926B $224,857 ENVIRONMENTAL HEALTH NIH SOURCE #RES021960B $6,816 ENVIRONMENTAL HEALTH NIH SOURCE #RES023168B $212,963 ENVIRONMENTAL HEALTH NIH SOURCE #RES023371A $59,320 $442,647 ENVIRONMENTAL HEALTH NIH SOURCE #RES023387A $103,958 ENVIRONMENTAL HEALTH NIH SOURCE #RES025009A $257,878 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #8 RDE021683A $398,527 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #FDE025534A $35,660 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #FDE025788A $15,312 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #KDE024269A $133,546 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #KDE025316A $141,785 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE015873C $194,557 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE021468B $52,241 $137,422 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE024000A $153,656 $668,457 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE024230A $124,470 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE024402A $30,892 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE024772A $442,179 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE024971A $267,430 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE025227A $12,288 $349,896 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #UDE024430A $149,691 $566,847 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #UDE025188A $874,408 CENTERS OF EXCELLENCE HRSA SOURCE #15D34HP16047 $620,701 CENTERS OF EXCELLENCE HRSA SOURCE #D34HP16047B0 $65,558

122 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY NIH SOURCE #000249TS15 $161,555 HUMAN GENOME RESEARCH NIH SOURCE #8 FHG007342A $164 HUMAN GENOME RESEARCH NIH SOURCE #8 PHG003389B $156,542 HUMAN GENOME RESEARCH NIH SOURCE #8 RHG004361B $600 HUMAN GENOME RESEARCH NIH SOURCE #8 RHG006695A $24,928 $238,264 HUMAN GENOME RESEARCH NIH SOURCE #8 THG000044D $1,492,590 HUMAN GENOME RESEARCH NIH SOURCE #FHG008330A $53,905 HUMAN GENOME RESEARCH NIH SOURCE #KHG007841A $120,508 HUMAN GENOME RESEARCH NIH SOURCE #KHG008498A $229,962 HUMAN GENOME RESEARCH NIH SOURCE #KHG008662A $75,178 HUMAN GENOME RESEARCH NIH SOURCE #PHG000205G $209,081 $4,641,196 HUMAN GENOME RESEARCH NIH SOURCE #PHG000205H $453,015 HUMAN GENOME RESEARCH NIH SOURCE #PHG007735A $3,224,287 HUMAN GENOME RESEARCH NIH SOURCE #RHG003328C $97,900 $458,743 HUMAN GENOME RESEARCH NIH SOURCE #RHG004361C $66,428 HUMAN GENOME RESEARCH NIH SOURCE #RHG005855B $85,687 $190,581 HUMAN GENOME RESEARCH NIH SOURCE #RHG007152A $269,347 HUMAN GENOME RESEARCH NIH SOURCE #RHG007726A $229,687 HUMAN GENOME RESEARCH NIH SOURCE #RHG007834A $349,165 HUMAN GENOME RESEARCH NIH SOURCE #RHG008140A $100,345 HUMAN GENOME RESEARCH NIH SOURCE #RHG008150A $89,051 $398,585 HUMAN GENOME RESEARCH NIH SOURCE #UHG001315E $1,802,282 HUMAN GENOME RESEARCH NIH SOURCE #UHG001315F $1,007,003 HUMAN GENOME RESEARCH NIH SOURCE #UHG006992A $61,217 $3,871,158 HUMAN GENOME RESEARCH NIH SOURCE #UHG006996A $900,408 $2,893,821 HUMAN GENOME RESEARCH NIH SOURCE #UHG007036B $217,162 HUMAN GENOME RESEARCH NIH SOURCE #UHG007436A $1,031,690 $3,112,290 HUMAN GENOME RESEARCH NIH SOURCE #UHG007436B $173,445 HUMAN GENOME RESEARCH NIH SOURCE #UHG007593A $404,985 HUMAN GENOME RESEARCH NIH SOURCE #UHG007611A $1,209,861 HUMAN GENOME RESEARCH NIH SOURCE #UHG007919A $134,170 $2,462,520 HUMAN GENOME RESEARCH NIH SOURCE #UHG009080A $17,680 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 FDC013210A $32,318 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 FDC013240A $9,074 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 FDC013721A $21,362 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 KDC011043A $20,687

123 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 KDC013059A $4,967 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 KDC013299A $2,126 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC003896F $161,074 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC004154C $36,244 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC004563D $211,968 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC005982C $125,949 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC009590B $9,266 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC010075B $58,927 $677,990 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC012250A $54,147 $230,313 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #FDC013721B $34,299 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #FDC013943A $37,940 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #FDC014176A $52,502 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #FDC014623A $50,790 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #FDC015698A $11,094 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #PDC010363B $291,330 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC003896G $399,550 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC004154D $122,634 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC005960C $424,813 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC005982D $136,195 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC007910B $511,790 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC009913B $36,633 $483,088 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC012250B $2,693 $552,659 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC013679A $65,844

124 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC013774A $192,958 $411,843 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC013910A $407,252 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC014034A $132,138 $628,765 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC014450A $9,411 $208,748 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC014720A $242,613 RESEARCH AND TRAINING IN COMPLEMENTARY AND INTEGRATIVE HEALTH NIH SOURCE #8 PAT006651A $1,479,158 RESEARCH AND TRAINING IN COMPLEMENTARY AND INTEGRATIVE HEALTH NIH SOURCE #DAT007886A $537,110 RESEARCH AND TRAINING IN COMPLEMENTARY AND INTEGRATIVE HEALTH NIH SOURCE #KAT008477A $125,935 RESEARCH AND TRAINING IN COMPLEMENTARY AND INTEGRATIVE HEALTH NIH SOURCE #RAT008561A $448,177 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ SOURCE #KHS019816B $113,091 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES NIH SOURCE #PHS023506A $128,483 $787,227 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ SOURCE #RHS022192B $285,700 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ SOURCE #RHS023800A $106,765 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ SOURCE #RHS024096A $218,005 POLICY RESEARCH AND EVALUATION GRANTS NIH SOURCE #14AE00101B $41,297 $1,394,370 POLICY RESEARCH AND EVALUATION GRANTS NIH SOURCE #H9AE00101A $549,534 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 DMH100010A $662,695 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 KMH074467B $148,200 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 KMH093490A $46,968 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 KMH097120A $32,459 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 KMH097769A $137,777 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 KMH101260A $34,206 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 KMH101394A $140,653 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH051864E $77,880 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH063105C $157,059

125 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH064708B $400,077 $683,357 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH074849B $358,645 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH084164A $182,543 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH086135A $44,476 $171,795 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH087592A $678 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH091193A $96,720 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH091342A $184,147 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH092416A $432,687 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH093666A $122,795 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH094740A $114,000 $334,366 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH095087A $26,164 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH096262A $480,000 $820,858 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH096815A $214,042 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH099469A $8,934 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH099555A $264,025 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH099594A $217,556 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH100387A $104,838 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH100717A $124,247 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH100900A $107,994 $585,146 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH101281A $200,028 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH101495A $704,808 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 TMH019908E $253,248 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 TMH020016D $645,394 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH100745A $41,793

126 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH100752A $1 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH102013A $55,876 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH103949A $48,238 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH105040A $53,170 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH105053A $31,496 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH105151A $16,904 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH106206A $54,747 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH106261A $36,412 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH107129A $53,146 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH108230A $57,477 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH108299A $22,102 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH110066A $17,681 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH092434B $34,603 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH093490B $156,544 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH100433A $153,512 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH101394B $65,694 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH102428A $168,598 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH103479A $55,214 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH103531A $28,180 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH104605A $121,248 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH105601A $154,660 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH105625A $134,260 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH106649A $115,474 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH106794A $142,559 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH106805A $162,237 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH109569A $41,755 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH109652A $39,874 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #PMH086403B $2,528,575 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH051481E $100,881 $124,364 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH051864F $193,806 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH052804F $661,002 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH063105D $183,081 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH064708C $171,646 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH071666D $450,511 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH075957B $49,472 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH075957C $719,322 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH080378B $365,237 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH086373A $3,030 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH086373B $805,795 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH087592B $554,513 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH090611B $129,625 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH092931B $670,608 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH093666B $29,105 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH095837A $4,891 $320,787 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH095837B $3,802 $190,114 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH096779B $111,515 $376,611 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH096815B $366,700

127 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH099555B $304,432 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH099594B $393,719 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH099647A $3,575,906 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH099647B $1,169,674 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH099812A $44,469 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH100900B $49,508 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH101496B $613,395 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH101545A $8,361 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH102638A $10,853 $536,638 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH102696A $225,135 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH103116A $200,181 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH103116B $35,300 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH103324A $897,344 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH104464A $188,231 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH104774A $255,376 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH105461A $404,213 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH105469A $420,465 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH105785A $272,839 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH106475A $210,061 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH106581A $384,820 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH107243A $380,723 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH107800A $811,749 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH108659A $13,939 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH108660A $322,475 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH109954A $39,356 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #TMH019908F $39,932 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #TMH019938E $370,832 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #TMH020016E $4,703 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #UMH104172A $482,474 $1,740,025 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #UMH109119A $347,999 $751,879 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #UNS090583B $351,984 $645,366 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH107618A $112,292 OCCUPATIONAL SAFETY AND HEALTH PROGRAM NIH SOURCE #ROH009939A $257,138 $322,918 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #8 KAA017168B $231,214 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #8 RAA010723D $1,024 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #8 RAA020980A $54,382 $275,713 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #FAA022832A $15,259 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #FAA022832B $39,125 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #FAA023463A $33,599 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #RAA010723E $94,002 $477,429 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #RAA011147E $551,717 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #RAA020980B $57,837 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #UAA017923B $11,065 $164,271

128 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 KDA033348A $72,279 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 KDA035302A $118,304 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 RDA015612C $134,770 $406,234 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 RDA017441B $3,827 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 RDA031698A $15,319 $68,808 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 RDA031777B $8,162 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 RDA035377A $403,608 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 RDA035503A $156,885 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 TDA035165A $260,931 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #FDA038913A $35,174 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #FDA041029A $19,518 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #FDA041773A $27,782 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #FDA041795A $16,036 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA029262B $149,068 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA031808A $2,366 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA033348B $52,902 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA035302B $85,064 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA036659A $189,120 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA037279A $54,722 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA038112A $87,275 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA040154A $165,040 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA041445A $60,418 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #RDA015043D $325,681 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #RDA015612D $33,087 $387,262 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #RDA020794A $28,539 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #RDA035377B $49,658 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #RDA036246A $211,233 $322,508 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #RDA036246B $5,786 $86,525 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #TDA035165B $79,132 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB001988E $5,698 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB002524B $696 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB002711C $216,263 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB002784F $19,638

129 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB008738C $10,257 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB009055B $92,306 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB011552A $195,112 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB011654A $332,569 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB015574A $35,915 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #FEB019821A $55,808 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #FEB020502A $33,295 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #FEB020504A $25,032 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #FEB021161A $52,362 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #KEB017729A $74,943 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #PEB015891E $1,556,296 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB001988F $340,341 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB002524C $106,213 $528,910 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB006745B $170,559 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB008108B $94,717 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB009055C $217,669 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB009690B $151,904 $366,348 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB013661B $151,899 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB015155A $58,388 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB015506B $314,177 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB015776B $61,086 $250,307 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB015957A $99,533 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB016777A $521,606

130 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB016777B $39,728 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB017616A $3,678 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB017739A $441,840 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB018407A $164,725 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB018477A $160,038 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB018849A $296,660 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019005A $611,845 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019006A $461,612 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019018A $427,957 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019241A $332,079 $1,069,448 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019465A $795,732 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019665A $144,740 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019723A $157,318 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB020235A $58,207 $196,260 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB020299A $148,604 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB020527A $418,516 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB020894A $147,363 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB021029A $3,452 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB022214A $13,903 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB022298A $70,125 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB022770A $22,074 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #TEB009035B $222,942 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #TEB009653B $255,546

131 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #UEB017140A $1,032,449 $1,296,835 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #UEB020405A $35,872 $2,512,290 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH NIH SOURCE #RMD007012B $535,270 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH NIH SOURCE #RMD007796A $350,098 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH NIH SOURCE #UMD010724A $438,134 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DAGA44848A $238,022 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DAI104557A $515,466 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DAI112193A $607,702 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DCA186569A $519,598 NIH SOURCE #8 TRANS NIH RESEARCH SUPPORT DGM105448A $789,218 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD006409A $1,289,870 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD006413A $8,921 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD007265B $229,246 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD008167A $704,538 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD008321A $593,461 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD008456A $937,467 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD008466B $289,826 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD008509B $96,574 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD008647A $700,649 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 RAR063963A $961,351 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 RMH101782A $169,210 $395,297 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 RNS076460A $468,551 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 RNS081703A $332,811 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 UTR000902A $670,812 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DAG052940A $375,663 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DAGA44848B $117,618 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DAR069953A $129,430 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DGM119136A $361,077

132 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures TRANS NIH RESEARCH SUPPORT NIH SOURCE #DLM012179A $862,546 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DMD010478A $268,911 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DNS082125A $558,755 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DOD003560A $11,079 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DOD012119A $560,872 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DOD012179A $105,871 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DOD017887B $782,831 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DOD019822A $571,475 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DOD019893A $6,516 $390,954 TRANS NIH RESEARCH SUPPORT NIH SOURCE #RCA186568B $73,393 TRANS NIH RESEARCH SUPPORT NIH SOURCE #RDA039578A $327,691 TRANS NIH RESEARCH SUPPORT NIH SOURCE #RDK108781A $330,615 TRANS NIH RESEARCH SUPPORT NIH SOURCE #RGM099687A $510,636 TRANS NIH RESEARCH SUPPORT NIH SOURCE #RNS081703B $71,480 TRANS NIH RESEARCH SUPPORT NIH SOURCE #UDE023789A $1,062,921 $3,713,750 TRANS NIH RESEARCH SUPPORT NIH SOURCE #UEB021237A $413,873 TRANS NIH RESEARCH SUPPORT NIH SOURCE #UHG004028B $239,279 $1,192,862 TRANS NIH RESEARCH SUPPORT NIH SOURCE #UHG007708A $1,310,929 TRANS NIH RESEARCH SUPPORT NIH SOURCE #UTR000902B $33,905 DHHS LOANS FOR DISADVANTAGED STUDENTS NEW LOANS ISSUED $10,628 DHHS OUTSTANDING BALANCE LOANS FOR DISADVANTAGED STUDENTS AS OF 9/1/ $140,871 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #8 KGM100273A $249,518 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #8 KTR001083A $776,279 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #8 TTR001084A $250,947 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #8 UTR001085A $4,870,924 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #KTR001083B $268,733 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #TTR001084B $34,139 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #UTR001085B $2,427,384 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #8 KRR032371B $74,154 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #8 ROD010452A $53,936 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #8 RRR026011A $348 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #8 TOD010989C $672 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #8 TRR021816B $231,564 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #GOD020299A $256,545 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #SOD018073A $407,416 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #SOD018208A $385,066

133 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #SOD018220A $24 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #SOD020141A $600,000 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #SOD021512A $467,546 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #TOD010989D $58,892 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #TOD011121C $677 NURSING RESEARCH NIH SOURCE #8 RNR013662A $478,816 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA094069C $280,842 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA111691B $132,244 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA125453B $111,262 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA142635A $147,843 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA157895A $291,433 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA158516A $260,068 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA167104A $7,395 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA172145A $48,243 $289,708 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA178529A $93,374 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA067850E $9,239 $271,533 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA077712E $419,304 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA094069D $116,523 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA117794C $132,376 $278,657 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA117794D $41,650 $234,144 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA158516B $186,815 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA163915A $164,304 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA163915B $188,984 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA166827A $203,331 $250,366 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA168987B $285,208 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA172145B $25,418 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA174575A $255,643 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA179011A $203,257 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA179645A $339,787 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA181843B $84,866 $127,557 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA183904A $700,987 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA183962A $531,305 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA190021A $33,963 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA193694A $98,397 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA194910A $213,400 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA197563A $618,027 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA197591A $924,711

134 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #UCA167551A $2,070,370 $2,224,198 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #UCA167551B $32,733 $127,181 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #UCA197282A $305,173 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA082214C $797 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA111981B $1,717 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA112270B $960 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA121163B $53,745 $258,531 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA138426A $59,274 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA152923A $275,643 $327,689 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA156124A $1,884 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA160251A $542,125 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA160986A $108,627 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA177447A $133,920 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA178360A $545 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA180152A $15,452 $461,488 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 UCA142555A $325,395 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 UCA176299A $495,784 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #PCA159992A $136,636 $1,406,280 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA082214D $398,169 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA155289A $197,832 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA161091A $187,485 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA176519A $268,139 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA176836A $464,654 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA180152B $101,096 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA182043A $247,012 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA183659A $432,230 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA184384A $423,665 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA184968A $549,632 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA185804A $180,952 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA185805A $167,446 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA186275A $52,670 $355,964 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA190196A $38,606 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA190306A $190,491

135 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA193046A $220,037 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA193730A $166,641 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA195443A $85,195 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA200423D $419,113 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA201719A $312,794 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #UCA152737A $241,194 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #UCA176299B $390,599 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #UCA187947A $15,252 $340,907 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #UCA190214A $265,424 CANCER TREATMENT RESEARCH NIH SOURCE #8 PCA049605F $1,680,946 CANCER TREATMENT RESEARCH NIH SOURCE #8 PCA067166D $357,900 $1,353,499 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA031841H $22,060 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA031845G $299,192 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA149318A $397,341 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA157510A $203,485 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA161585A $191,253 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA163441A $240,075 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA177073A $537 CANCER TREATMENT RESEARCH NIH SOURCE #PCA049605G $963,354 CANCER TREATMENT RESEARCH NIH SOURCE #PCA067166E $42,032 $394,099 CANCER TREATMENT RESEARCH NIH SOURCE #RCA031845H $119,772 CANCER TREATMENT RESEARCH NIH SOURCE #RCA161585B $160,309 CANCER TREATMENT RESEARCH NIH SOURCE #RCA163441B $81,305 CANCER TREATMENT RESEARCH NIH SOURCE #RCA166186B $208,080 CANCER TREATMENT RESEARCH NIH SOURCE #RCA176553A $526,520 CANCER TREATMENT RESEARCH NIH SOURCE #RCA177684A $235,664 CANCER TREATMENT RESEARCH NIH SOURCE #RCA181659A $581,561 CANCER TREATMENT RESEARCH NIH SOURCE #RCA182514A $75,672 $384,371 CANCER TREATMENT RESEARCH NIH SOURCE #RCA185678A $44,842 $161,040 CANCER TREATMENT RESEARCH NIH SOURCE #RCA186539A $2,266 CANCER TREATMENT RESEARCH NIH SOURCE #RCA187222A $55,429 CANCER TREATMENT RESEARCH NIH SOURCE #RCA188005A $326,043 CANCER TREATMENT RESEARCH NIH SOURCE #RCA188298A $15,183 $432,289 CANCER TREATMENT RESEARCH NIH SOURCE #RCA197136A $374,423 CANCER TREATMENT RESEARCH NIH SOURCE #RCA198291A $193,856 CANCER TREATMENT RESEARCH NIH SOURCE #RCA205430A $17,225 CANCER TREATMENT RESEARCH NIH SOURCE #RCA207133A $112,103 CANCER TREATMENT RESEARCH NIH SOURCE #UCA180816A $451,477

136 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CANCER TREATMENT RESEARCH NIH SOURCE #UCA199241A $124,910 CANCER BIOLOGY RESEARCH NIH SOURCE #8 PCA139490A $21 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA086017C $206,174 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA088480C $1,205 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA100225C $46,913 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA114102B $205,605 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA116606B $3 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA118750A $1,646 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA118750B $223,706 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA129562A $149,079 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA140875A $64,238 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA151623A $82,263 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA151706A $217,447 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA151748A $286,890 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA157877A $122,259 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA158528A $76,842 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA166894A $74,777 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA170378A $493,082 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA171050A $85,794 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA175336A $195,815 CANCER BIOLOGY RESEARCH NIH SOURCE #8 UCA154209A $85,344 $60,205 CANCER BIOLOGY RESEARCH NIH SOURCE #KCA151968B $77,542 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA070297E $209,171 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA086065D $494,247 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA114102C $59,155 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA118750C $148,130 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA128836B $94,252

137 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CANCER BIOLOGY RESEARCH NIH SOURCE #RCA128836C $120,799 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA129562B $37,094 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA142635B $11,051 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA160384A $136,172 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA160384B $120,779 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA166517B $301,816 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA172560A $165,589 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA172560B $305,307 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA172895A $219,805 $468,127 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA172895B $54,734 $244,719 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA175336B $122,912 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA179253A $481,823 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA183654A $99,257 $429,617 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA184608A $181,778 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA187822A $193,829 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA188055A $302,812 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA188863A $160,002 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA190072A $273,061 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA190896B $299,305 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA193001A $296,985 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA195127A $214,890 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA196657A $568,201 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA197713A $105,560 $849,043 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA201513A $69,578 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA204620A $171,158 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA206540A $69,331 CANCER BIOLOGY RESEARCH NIH SOURCE #UCA151920A $519,432 CANCER BIOLOGY RESEARCH NIH SOURCE #UCA154969A $595,131 CANCER BIOLOGY RESEARCH NIH SOURCE #UCA188383A $625,377 CANCER BIOLOGY RESEARCH NIH SOURCE #UCA194389A $738,482 CANCER BIOLOGY RESEARCH NIH SOURCE #UCA196387A $679,271 CANCER BIOLOGY RESEARCH NIH SOURCE #UCA199216A $779,416 CANCER CENTERS SUPPORT GRANTS NIH SOURCE #8 PCA124435B $14,420 $1,724,537 CANCER CENTERS SUPPORT GRANTS NIH SOURCE #PCA114747B $120,618 CANCER CENTERS SUPPORT GRANTS NIH SOURCE #UCA143836B $72,446 $17,573 CANCER CENTERS SUPPORT GRANTS NIH SOURCE #UCA149145A $596,191 CANCER CENTERS SUPPORT GRANTS NIH SOURCE #UCA151459A $2,563 $116,036 CANCER CENTERS SUPPORT GRANTS NIH SOURCE #UCA199075A $2,021,975 CANCER RESEARCH MANPOWER NIH SOURCE #8 FCA168059A $4,247 CANCER RESEARCH MANPOWER NIH SOURCE #8 KCA132916B $1,080 CANCER RESEARCH MANPOWER NIH SOURCE #8 TCA009151H $150,272 CANCER RESEARCH MANPOWER NIH SOURCE #8 TCA009695E $167,373

138 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CANCER RESEARCH MANPOWER NIH SOURCE #FCA171573A $17,664 CANCER RESEARCH MANPOWER NIH SOURCE #FCA171789A $6,951 CANCER RESEARCH MANPOWER NIH SOURCE #FCA180415A $2,384 CANCER RESEARCH MANPOWER NIH SOURCE #FCA180659A $1,265 CANCER RESEARCH MANPOWER NIH SOURCE #FCA183527A $52,646 CANCER RESEARCH MANPOWER NIH SOURCE #FCA186456A $666 CANCER RESEARCH MANPOWER NIH SOURCE #FCA186478A $42,816 CANCER RESEARCH MANPOWER NIH SOURCE #FCA186660A $39,113 CANCER RESEARCH MANPOWER NIH SOURCE #FCA189331A $17,826 CANCER RESEARCH MANPOWER NIH SOURCE #FCA189408A $55,073 CANCER RESEARCH MANPOWER NIH SOURCE #FCA189514A $37,440 CANCER RESEARCH MANPOWER NIH SOURCE #FCA189659A $53,164 CANCER RESEARCH MANPOWER NIH SOURCE #FCA196029A $47,100 CANCER RESEARCH MANPOWER NIH SOURCE #FCA196145A $34,372 CANCER RESEARCH MANPOWER NIH SOURCE #FCA196170A $25,893 CANCER RESEARCH MANPOWER NIH SOURCE #FCA196220A $32,395 CANCER RESEARCH MANPOWER NIH SOURCE #FCA200078A $22,862 CANCER RESEARCH MANPOWER NIH SOURCE #FCA200103A $53,521 CANCER RESEARCH MANPOWER NIH SOURCE #FCA200108A $51,972 CANCER RESEARCH MANPOWER NIH SOURCE #FCA200273A $45,257 CANCER RESEARCH MANPOWER NIH SOURCE #FCA203228A $17,520 CANCER RESEARCH MANPOWER NIH SOURCE #FCA210381A $12,570 CANCER RESEARCH MANPOWER NIH SOURCE #KCA160834A $175,806 CANCER RESEARCH MANPOWER NIH SOURCE #KCA175127A $122,973 CANCER RESEARCH MANPOWER NIH SOURCE #KCA184420B $173,124 CANCER RESEARCH MANPOWER NIH SOURCE #KCA187192A $143,152 CANCER RESEARCH MANPOWER NIH SOURCE #KCA187565A $153,311 CANCER RESEARCH MANPOWER NIH SOURCE #KCA190783A $68,586 CANCER RESEARCH MANPOWER NIH SOURCE #KCA190803A $106,033 CANCER RESEARCH MANPOWER NIH SOURCE #KCA191093A $89,569 CANCER RESEARCH MANPOWER NIH SOURCE #KCA194198A $116,593 CANCER RESEARCH MANPOWER NIH SOURCE #KCA197816A $143,473 CANCER RESEARCH MANPOWER NIH SOURCE #KCA201075A $163,345 CANCER RESEARCH MANPOWER NIH SOURCE #KCA201304A $29,600 CANCER RESEARCH MANPOWER NIH SOURCE #KCA204522A $6,204 CANCER RESEARCH MANPOWER NIH SOURCE #KCA204738A $27,895 CANCER RESEARCH MANPOWER NIH SOURCE #RCA118681B $553,859 CANCER RESEARCH MANPOWER NIH SOURCE #RCA180993A $523,104 CANCER RESEARCH MANPOWER NIH SOURCE #RCA184397B $167,631 CANCER RESEARCH MANPOWER NIH SOURCE #TCA009302H $679,259 CANCER RESEARCH MANPOWER NIH SOURCE #TCA009302I $14,689 CANCER RESEARCH MANPOWER NIH SOURCE #TCA009695F $136,990 CANCER RESEARCH MANPOWER NIH SOURCE #TCA121940B $142,932 CANCER RESEARCH MANPOWER NIH SOURCE #TCA196585A $91,605 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 KHL086703B $73,842

139 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 KHL117083A $63,641 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 KHL120001A $185,082 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL052141E $110,516 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL093172A $172,480 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL095571A $27 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL105299A $8,490 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL113006A $194,551 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL116448A $147,516 $650,286 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL117740A $284,664 $628,668 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 THL094274A $17,721 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 UHL099776A $658,399 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 UHL099995A $368,270 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 UHL099999A $606,735 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 UHL108647A $51,854 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL115870A $369 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL122096A $40,636 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL123247A $60,278 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL126348A $58,438 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL128094A $54,366 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL129670A $63,435 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL131300A $861 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL086703C $28,095 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL103800B $204,228 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL119251A $43,408 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL120001B $59,485 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL121056A $136,683 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL121177A $945 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL125663A $150,291 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL125912A $110,498 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL127180A $123,783 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL127267A $47,597 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL127277A $152,970 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL127295A $81,315

140 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL128164A $66,797 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL128906A $87,842 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL129474A $128,589 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL130523A $140,297 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL130553A $78,381 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL130608A $64,766 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL133375A $11,284 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #PHL075462C $257,474 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL052141F $357,303 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL083359C $36,238 $324,195 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL089315C $496,655 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL089778C $85,689 $168,876 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL093475A $23,135 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL096015A $43,899 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL109212B $254,290 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL109512A $475,857 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL109512B $178,593 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL113006B $115,117 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL113601C $191,583 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL116448B $193,703 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL117736A $366,017 $861,900 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL117740B $68,973 $263,439 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL117756A $1,622,782 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL117913A $54,150 $338,712 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL120757A $43,707 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL120757B $272,107 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL121977A $26,025 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL122887A $187,180 $1,302,068 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL123370A $497,509 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL123655A $1,259 $228,221 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL123655B $37,435 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL123689B $112,102 $427,132 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL123968A $510,411 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL125040A $116,590 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL125224A $418,440 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL125303A $320,429 $660,489 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL126527A $399,389 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL127039A $254,723 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL127113A $31,951 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL127471A $223,237 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL128170A $628,600 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL128503A $511,324 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL128666A $17,397 $297,985 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL128779A $260,830 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL130020A $181,056 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL130840A $246,635 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL130993A $14,891

141 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL132225A $121,099 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL132814A $6,615 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL007034H $456,290 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL007034I $25,594 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL007846C $63,544 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL007846D $41,455 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL094274B $16,040 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL098049B $358,630 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL129970A $11,322 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL069291C $109,676 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL103629A $35,252 $1,576,456 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL103629B $7,549 $633,280 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL107388A $1,272,330 $1,836,834 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL113456A $38,097 $255,681 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL113456B $5,548 $198,311 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL122280A $1,011,611 LUNG DISEASES RESEARCH NIH SOURCE #8 KHL105884A $121,600 LUNG DISEASES RESEARCH NIH SOURCE #8 KHL107450A $126,352 LUNG DISEASES RESEARCH NIH SOURCE #8 PHL108797A $322,875 $1,731,913 LUNG DISEASES RESEARCH NIH SOURCE #8 RHL070628C $429,446 LUNG DISEASES RESEARCH NIH SOURCE #8 RHL074186B $31 LUNG DISEASES RESEARCH NIH SOURCE #8 RHL113294B $278,095 LUNG DISEASES RESEARCH NIH SOURCE #8 RHL116307A $54,041 LUNG DISEASES RESEARCH NIH SOURCE #8 UHL107393A $1,629,638 LUNG DISEASES RESEARCH NIH SOURCE #KHL105884B $36,266 LUNG DISEASES RESEARCH NIH SOURCE #KHL122528A $144,675 LUNG DISEASES RESEARCH NIH SOURCE #KHL129081A $23,273 LUNG DISEASES RESEARCH NIH SOURCE #RHL074186C $775,794 LUNG DISEASES RESEARCH NIH SOURCE #RHL087118B $703,850 LUNG DISEASES RESEARCH NIH SOURCE #RHL113294C $85,156 LUNG DISEASES RESEARCH NIH SOURCE #RHL118612A $210,812 $484,757 LUNG DISEASES RESEARCH NIH SOURCE #RHL122918A $3,588 $461,508 LUNG DISEASES RESEARCH NIH SOURCE #RHL127900A $138,952 LUNG DISEASES RESEARCH NIH SOURCE #RHL128734A $93,157 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #8 FHL115963A $3,193 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #8 PHL075462B $502,697

142 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #8 RHL075826C $1,181 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #8 RHL106023A $64,992 $273,070 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #8 RHL114591A $268,964 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #8 THL007952C $101,580 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #FHL119059A $55,237 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #KHL119590A $148,477 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #RHL064274D $672,971 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #RHL114591B $93,643 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #RHL122167A $133,202 $304,223 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #THL120824A $130,226 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #UHL069291D $15,523 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 KAR062068A $59,198 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 KAR064732A $105,634 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 RAR043799D $215,314 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 RAR052784C $360,496 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 RAR054780B $247,372 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 RAR055914A $979 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 RAR063676A $199,979 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 TAR007422G $126,014 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 TAR050942B $289,230 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #FAR063508A $22,189 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #FAR068870A $32,557 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #KAR062068B $32,953 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #KAR062595B $272,526 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #KAR065480A $44,711 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #KAR066878A $143,711 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR042527G $71,999 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR043799E $152,133 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR045192D $472,270 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR046786C $209,878 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR046786D $142,060 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR049737C $210,706 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR052785B $260,427 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR054458C $349,923

143 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR054458D $34,763 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR054780C $34,777 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR055650B $274,741 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR055650C $165,388 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR057837C $466,784 $866,045 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR063643A $447,422 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR063643B $42,228 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR063717A $337,048 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR063717B $17,413 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR063876A $31,534 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR065248A $50,363 $408,739 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR066302A $212,040 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR066356A $98,152 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR066629A $39,101 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR067145A $444,325 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #TAR007422H $57,373 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #TAR050942C $81,041 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #UAR067676A $69,508 $853,932 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #UAR067678A $314,998 $1,396,724 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 FDK099017A $24,965 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK085446A $33,850 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK091359A $118,440 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK094868A $110,423 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK095914A $128,815 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK096048A $128,610 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK097181A $3,827 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK097308A $42,099 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK031450I $416,293 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK060715B $102,487 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK063158C $237,134 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK088136A $1,735 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK090065B $393,626 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK090992A $135,975

144 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK091565A $361,642 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK091831A $661,602 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK092241A $165,813 $456,607 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK092421A $150,409 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK092509A $378,938 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK095024A $50,968 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK096038A $293,890 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK096087B $277,018 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK099800A $250,721 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 TDK007056H $172,060 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 UDK089532A $140 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #DDK104059A $159,665 $286,173 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK100072A $52,236 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK101211A $25,392 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK102301A $34,216 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK103473A $45,597 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK104460A $43,668 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK104647A $51,647 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK107111A $69,288 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK107112A $40,865 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK107123A $79,761 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK108561A $24,099 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK076808C $9,877 $254,066

145 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK090145B $186,620 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK092336B $116,604 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK094868B $49,796 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK095914B $29,412 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK100739A $102,973 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK101693A $74,559 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK101826A $132,839 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK103966A $152,082 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #PDK103093A $261,234 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK031450J $991 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK034238H $128,728 $255,138 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK037332H $512,114 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK043743E $266,131 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK063158D $68,109 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK074095E $456,303 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK078382C $173,856 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK081371C $344,512 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK085025B $366,977 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK092241B $95,982 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK092509B $53,176 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK096394B $145,185 $473,495 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK099800B $67,349 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK100619A $180,571 $452,475

146 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK101119A $28,525 $385,256 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK101530A $426,883 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK101674A $274,825 $729,229 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK101736A $303,567 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK101743A $235,824 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK102016A $66,113 $838,063 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK102182A $637,483 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK102612A $47,069 $306,228 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK104027A $82,205 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK104941A $52,069 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK105263A $111,325 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK106241A $304,348 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK107286A $42,286 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK107393A $221,336 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK107437A $339,659 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #TDK007056I $39,295 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #TDK007217H $273,622 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #TDK007217I $52,739 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #TDK007357G $289,619 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #TDK098132A $157,971 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #UDK061042C $562,825 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #UDK085527B $434,550 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #UDK108300A $200,891

147 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures NEUROLOGICAL DISORDERS NIH SOURCE #8 FNS083135A $33,252 NEUROLOGICAL DISORDERS NIH SOURCE #8 FNS086253A $13,601 NEUROLOGICAL DISORDERS NIH SOURCE #8 KNS075097A $266,074 NEUROLOGICAL DISORDERS NIH SOURCE #8 PNS023724F $3,078 $832,713 NEUROLOGICAL DISORDERS NIH SOURCE #8 PNS069375A $186,350 NEUROLOGICAL DISORDERS NIH SOURCE #8 REB017611A $65,554 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS028471F $252,761 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS034774E $274,069 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS039110C $5,968 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS040276C $209 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS045727C $203,286 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS046789C $252,192 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS047607B $32,497 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS048425D $7,715 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS053898B $173,721 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS058784B $312,295 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS060897A $43,867 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS064136A $4,283 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS064517A $17,840 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS066311A $270,497 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS066506B $15,450 $324,070 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS067066B $27,587 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS067132A $226,626

148 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS070698A $7,911 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS072406A $13,585 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS073691A $72 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS075136B $28,961 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS075209A $1,056 $284,762 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS075252A $34,220 $146,353 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS076756A $426,774 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS077906A $54,018 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS078396A $155,429 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS080062A $4,272 $838 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS080177A $151,509 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS081507A $27,452 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS082644A $198,866 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS083417A $376,691 NEUROLOGICAL DISORDERS NIH SOURCE #8 TNS007280F $176,137 NEUROLOGICAL DISORDERS NIH SOURCE #FNS078813A $2,965 NEUROLOGICAL DISORDERS NIH SOURCE #FNS083508A $10,604 NEUROLOGICAL DISORDERS NIH SOURCE #FNS086253B $43,430 NEUROLOGICAL DISORDERS NIH SOURCE #FNS086397A $159 NEUROLOGICAL DISORDERS NIH SOURCE #FNS087860A $34,701 NEUROLOGICAL DISORDERS NIH SOURCE #FNS089155B $20,526 NEUROLOGICAL DISORDERS NIH SOURCE #FNS089162A $53,217 NEUROLOGICAL DISORDERS NIH SOURCE #FNS089376A $32,516

149 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures NEUROLOGICAL DISORDERS NIH SOURCE #FNS093825A $34,045 NEUROLOGICAL DISORDERS NIH SOURCE #FNS095466A $39,825 NEUROLOGICAL DISORDERS NIH SOURCE #KNS075144B $162,706 NEUROLOGICAL DISORDERS NIH SOURCE #KNS082500B $145,948 NEUROLOGICAL DISORDERS NIH SOURCE #KNS085324A $192,015 NEUROLOGICAL DISORDERS NIH SOURCE #KNS085333A $126,984 NEUROLOGICAL DISORDERS NIH SOURCE #KNS085333B $66,077 NEUROLOGICAL DISORDERS NIH SOURCE #KNS087151A $160,621 NEUROLOGICAL DISORDERS NIH SOURCE #KNS089780A $114,431 NEUROLOGICAL DISORDERS NIH SOURCE #KNS089938A $86,696 NEUROLOGICAL DISORDERS NIH SOURCE #KNS089942A $83,084 NEUROLOGICAL DISORDERS NIH SOURCE #KNS089976A $180,063 NEUROLOGICAL DISORDERS NIH SOURCE #KNS091527A $54,394 NEUROLOGICAL DISORDERS NIH SOURCE #KNS091531A $45,526 NEUROLOGICAL DISORDERS NIH SOURCE #KNS092972A $84,546 NEUROLOGICAL DISORDERS NIH SOURCE #PNS062684D $123,598 NEUROLOGICAL DISORDERS NIH SOURCE #PNS069375B $480,922 NEUROLOGICAL DISORDERS NIH SOURCE #RNS025372F $247,939 NEUROLOGICAL DISORDERS NIH SOURCE #RNS028471G $365,657 NEUROLOGICAL DISORDERS NIH SOURCE #RNS034950F $345,911 NEUROLOGICAL DISORDERS NIH SOURCE #RNS034950G $74,743 NEUROLOGICAL DISORDERS NIH SOURCE #RNS035915F $296,036 NEUROLOGICAL DISORDERS NIH SOURCE #RNS039579D $45,145

150 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures NEUROLOGICAL DISORDERS NIH SOURCE #RNS040276D $353,219 NEUROLOGICAL DISORDERS NIH SOURCE #RNS042842D $584,234 NEUROLOGICAL DISORDERS NIH SOURCE #RNS042842E $133,263 NEUROLOGICAL DISORDERS NIH SOURCE #RNS046789D $78,199 NEUROLOGICAL DISORDERS NIH SOURCE #RNS047715C $387,182 NEUROLOGICAL DISORDERS NIH SOURCE #RNS047715D $85,397 NEUROLOGICAL DISORDERS NIH SOURCE #RNS048392C $349,551 NEUROLOGICAL DISORDERS NIH SOURCE #RNS050223D $335,690 NEUROLOGICAL DISORDERS NIH SOURCE #RNS050835B $912 NEUROLOGICAL DISORDERS NIH SOURCE #RNS050835C $6,905 NEUROLOGICAL DISORDERS NIH SOURCE #RNS053898C $191,009 NEUROLOGICAL DISORDERS NIH SOURCE #RNS058784C $31,157 NEUROLOGICAL DISORDERS NIH SOURCE #RNS064136B $235,056 NEUROLOGICAL DISORDERS NIH SOURCE #RNS064136C $40,214 NEUROLOGICAL DISORDERS NIH SOURCE #RNS065317C $291,548 NEUROLOGICAL DISORDERS NIH SOURCE #RNS065741B $109,747 NEUROLOGICAL DISORDERS NIH SOURCE #RNS066506C $124,742 NEUROLOGICAL DISORDERS NIH SOURCE #RNS072406B $496,177 NEUROLOGICAL DISORDERS NIH SOURCE #RNS074432B $128,984 NEUROLOGICAL DISORDERS NIH SOURCE #RNS074702B $4,683 NEUROLOGICAL DISORDERS NIH SOURCE #RNS076756B $150,727 NEUROLOGICAL DISORDERS NIH SOURCE #RNS078396B $187,762 NEUROLOGICAL DISORDERS NIH SOURCE #RNS080177B $152,899

151 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures NEUROLOGICAL DISORDERS NIH SOURCE #RNS080954A $287,520 NEUROLOGICAL DISORDERS NIH SOURCE #RNS081089A $2,991 NEUROLOGICAL DISORDERS NIH SOURCE #RNS082208A $244,745 NEUROLOGICAL DISORDERS NIH SOURCE #RNS082208B $75,602 NEUROLOGICAL DISORDERS NIH SOURCE #RNS082644B $145,035 NEUROLOGICAL DISORDERS NIH SOURCE #RNS083417B $59,466 NEUROLOGICAL DISORDERS NIH SOURCE #RNS084396A $240,931 NEUROLOGICAL DISORDERS NIH SOURCE #RNS084396B $79,391 NEUROLOGICAL DISORDERS NIH SOURCE #RNS084412A $348,196 NEUROLOGICAL DISORDERS NIH SOURCE #RNS085812A $67,056 $346,166 NEUROLOGICAL DISORDERS NIH SOURCE #RNS086085A $693,792 NEUROLOGICAL DISORDERS NIH SOURCE #RNS086129A $223,128 NEUROLOGICAL DISORDERS NIH SOURCE #RNS086564A $124,061 $276,165 NEUROLOGICAL DISORDERS NIH SOURCE #RNS087159A $654,578 NEUROLOGICAL DISORDERS NIH SOURCE #RNS087491A $121,822 NEUROLOGICAL DISORDERS NIH SOURCE #RNS087639A $240,515 NEUROLOGICAL DISORDERS NIH SOURCE #RNS088841A $20,480 $209,609 NEUROLOGICAL DISORDERS NIH SOURCE #RNS089533A $427,113 NEUROLOGICAL DISORDERS NIH SOURCE #RNS089583A $425,826 NEUROLOGICAL DISORDERS NIH SOURCE #RNS090076A $469,868 NEUROLOGICAL DISORDERS NIH SOURCE #RNS090911A $512,285 NEUROLOGICAL DISORDERS NIH SOURCE #RNS091031A $638,057 NEUROLOGICAL DISORDERS NIH SOURCE #RNS091144A $261,163

152 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures NEUROLOGICAL DISORDERS NIH SOURCE #RNS091461A $364,930 NEUROLOGICAL DISORDERS NIH SOURCE #RNS092099A $281,949 NEUROLOGICAL DISORDERS NIH SOURCE #RNS092597A $186,127 NEUROLOGICAL DISORDERS NIH SOURCE #RNS093057A $585,529 NEUROLOGICAL DISORDERS NIH SOURCE #RNS093277A $125,929 NEUROLOGICAL DISORDERS NIH SOURCE #RNS093556A $339,074 NEUROLOGICAL DISORDERS NIH SOURCE #RNS093865A $23,761 $392,666 NEUROLOGICAL DISORDERS NIH SOURCE #RNS094499A $26,655 NEUROLOGICAL DISORDERS NIH SOURCE #RNS094668A $123,572 $553,428 NEUROLOGICAL DISORDERS NIH SOURCE #RNS095985A $28,935 NEUROLOGICAL DISORDERS NIH SOURCE #RNS098716A $5,942 NEUROLOGICAL DISORDERS NIH SOURCE #RNS099419A $24,326 NEUROLOGICAL DISORDERS NIH SOURCE #TNS007280G $38,511 NEUROLOGICAL DISORDERS NIH SOURCE #UNS058929B $221,940 NEUROLOGICAL DISORDERS NIH SOURCE #UNS058929C $71,776 NEUROLOGICAL DISORDERS NIH SOURCE #UNS086487A $321,979 NEUROLOGICAL DISORDERS NIH SOURCE #UNS086487B $18,159 NEUROLOGICAL DISORDERS NIH SOURCE #UNS090600A $176,884 $1,267,021 NEUROLOGICAL DISORDERS NIH SOURCE #UNS092076A $185,702 $1,038,542 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 FAI108089A $4,868 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 KAI097239A $83,121 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 KAI097322A $22,039 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI020459G $4,751 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI022511F $1,874 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI069000B $226,011 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI071068B $190,511 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI073756B $177,622 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI083757A $4,379

153 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI085575A $21,942 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI089722A $69 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI095396A $79,208 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI097320A $50,695 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI099245A $107,148 $532,904 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI100121A $10,082 $298,552 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI102546A $295,861 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI102792A $36,424 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI104230A $202,888 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI108376A $32,290 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 TAI007290F $77,965 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 TAI007328F $338,015 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 TAI007502D $222,115 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 UAI090019A $82,317 $873,688 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 UAI090905A $4,458 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 UAI101984B $28,595 $224,001 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 UAI104342A $165,777 $699,220 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #DAI124336A $63,114 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI110055A $40,760 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI115950A $53,455 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI118212A $32,453 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI118469A $32,658 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI120649A $33,937 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI124558A $23,173 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI124589A $9,342 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI097239B $74,137 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI103034B $213,241 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI104411B $113,992 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI106941A $1,125 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI108358A $166,269 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI108358B $15,148 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI110528A $108,484 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #R7AI38972E $116,181 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI017892H $7,772 $188,335 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI020459H $154,087 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI021144G $681,913 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI021423G $323,576 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI022039F $75,431 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI022039G $136,727 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI024258G $233,475 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI036929F $332,738 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI047365D $623,221 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI051321C $290,888

154 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI051321D $69,528 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI051622D $515,288 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI068581C $930,017 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI071068C $64,315 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI073756C $58,048 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI077599B $236,374 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI093282B $454,860 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI095396B $307,810 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI097320B $309,977 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI098519B $9,549 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI099245B $5,388 $284,116 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI099506A $539,851 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI100121B $95,833 $246,151 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI102277A $4,132 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI102546B $82,400 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI102918B $447,744 $821,057 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI103722A $160,920 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI103867A $439,231 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI107082A $31,098 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI108906A $384,981 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI111195A $70,760 $247,057 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI111460A $39,945 $201,429 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI112962A $213,693 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI113130A $134,373 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI113130B $68,925 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI115106A $247,470 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI115313A $74,753 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI116059A $399,662 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI116408A $137,840 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI116698A $642,578 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI116857A $46,000 $368,437 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI117171A $234,960 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI117255A $38,455 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI118884A $357,781 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI119480A $41,053 $209,557 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI119686A $2,945 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI119893A $220,862 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI120476A $244,590 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI120683A $20,313 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI120766A $400,960 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI121570A $168,474 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI123594A $24,242 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI125764A $278 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI126582A $7,878 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #TAI007290G $1,083,440 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #TAI007328G $1,810 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #TAI007502E $27,018

155 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #TAI052073B $1,605 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI057229C $1,111,116 $4,207,413 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI090905B $67,387 $622,079 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI101984C $43,516 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI104209A $626,686 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI104209B $1,100,242 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI104342B $42,439 $911,698 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI109662A $348,129 $5,771,502 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI110491A $657,871 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI116484A $186,093 $1,155,685 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI117925A $580,642 $3,942,410 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI118648A $344,758 $456,793 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI123862A $158,797 NIH SOURCE #8 BIOMEDICAL RESEARCH AND RESEARCH TRAINING DGM111003A $965,720 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 FGM105227A $13 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 FGM108295A $11,632 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 KGM088033A $81,837 $419,139 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 PGM066275B $645,086 $1,340,419 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 PGM099130A $393,946 $2,124,972 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM032506I $7,098 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM033049I $317,397 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM033289H $416,938 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM036659G $470,092 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM049243E $348,778 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM049985F $63,244 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM056433D $153,620 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM061050D $108,703 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM068122C $222,688 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM069630C $276,175 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM073059C $23,064 $182,552

156 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM074074B $29,059 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM085437B $264,958 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM086196B $448,340 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM086587B $204,841 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM086632A $167,319 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM086884A $1,458 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM087292A $3,385 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM087934E $268,298 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM089933A $44,450 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM095555A $3,193 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM095653A $16,572 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM097015A $131,983 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM097081A $146,348 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM097171A $128,946 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM098582A $78,138 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM098600B $49,912 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM098734A $74,787 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM100315A $223,868 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM100489A $507,426 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM100953A $489,975 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM102365A $394,458 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM102484A $185,896 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM102519A $314,231

157 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM102716A $28,509 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM105024A $62,774 $121,739 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM106005A $255,825 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM107340A $282,617 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 TGM007365I $1,141,965 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 TGM007790H $454,396 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 TGM008294F $275,033 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 UGM072970B $148,843 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #DGM111003B $79,697 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #DGM119140A $384,355 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM108244A $62,974 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM108295B $45,284 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM108325A $49,378 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM109600B $56,140 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM109650A $23,813 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM109675A $42,103 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM109680A $52,383 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM112294A $39,192 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM112318A $29,975 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM112425A $52,889 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM112474A $53,838 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM113370A $48,378 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM113378A $54,057 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM113483A $54,711 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM115065A $52,744 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM116240A $52,318 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM116328A $55,108 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM116338A $56,036 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM116369A $46,783 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM116381A $63,079 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM116402A $49,418 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM117678A $22,862 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM119319A $6,072 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM120916A $8,841 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM120948A $9,145 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #KGM098880A $22,858 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #KGM111657A $120,233 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #KGM111858A $89,845 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #PGM066275C $38,650 $514,569

158 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #PGM103393H $96,019 $4,746,550 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #PGM106990A $668,682 $1,024,933 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #PGM106990B $179,705 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #PGM107615A $62,892 $1,889,748 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #PGM107615B $306,317 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM027738I $131,682 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM027738J $240,545 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM030179H $534,242 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM033049J $55,790 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM033289I $1,504 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM035527H $474,052 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM036659H $323,957 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM037706I $412,188 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM040392H $434,081 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM045374F $531,797 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM045374G $146,417 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM046383H $455,334 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM048729E $1,376 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM049243F $354,937 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM049985G $305,468 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM051266G $377,301 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM052022E $418,488 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM053804E $411,269 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM056433E $48,139 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM057035F $408,877 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM058867E $650,300 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM059823D $311,064 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM059907E $73,193 $408,206 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM061374C $9,283 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM061374D $2,408,279 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM061986E $423,562 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM062868D $442,072 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM063702D $367,458 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM063817D $163,354 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM063817E $69,055 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM067268C $282,938 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM067268D $25,011 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM068122D $113,906 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM068717C $170,795 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM073046C $287,055 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM073059D $53,066 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM074074C $266,588 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM074728C $333,182 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM074874C $706,535 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM079641B $60,333 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM079641C $241,074 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM080501B $2,019

159 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM080501C $153,843 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM083118B $174,750 $455,803 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM086587C $275,760 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM086663B $31,166 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM087934F $135,548 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM089933B $153,437 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM092925B $368,928 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM093628B $886,499 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM097081B $134,403 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM097463A $103,518 $272,216 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM098582B $176,004 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM099848B $254,518 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM100366A $106,738 $136,426 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM101430A $439,770 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM101430B $112,491 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM102484B $90,133 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM102498A $151,821 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM102519B $34,693 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM103316A $183,072 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM103316B $342,324 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM103787A $253,547 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM104148B $221,853 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM106005B $59,020 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM106067A $344,370 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM106078A $162,704 $394,971 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM106159A $29,735 $126,492 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM107340B $68,037 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM108952A $236,257 $491,548 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM109836A $316,298 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM110050A $17,733 $497,056 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM110275A $74,052 $403,646 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM110482A $390,032 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM110564A $212,565 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM111703A $364,564 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM111873A $375,830 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM111990A $308,270 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM112720A $40,112 $383,088 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM112988A $224,304 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM112998A $240,503 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM113100A $614,689 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM114061A $234,373 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM114276A $688,955 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM114462A $239,551 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM115479A $5,151 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM115749A $362,346 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM115919A $281,108 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM115968A $316,348

160 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM116000A $90,913 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM116847A $235,145 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM117097A $71,274 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM117263A $19,097 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM117457A $755 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM118044A $26,916 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM118064A $361,689 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM118067A $161,351 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM118071A $196,444 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM118165A $231,554 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM118377A $77,984 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM119156B $139,990 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM119334A $16,037 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM119336A $253,561 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM119522A $23,955 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM119580A $10,127 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM007276I $1,037,293 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM007365J $262,393 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM007790I $872 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM008294G $77,750 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM089626B $270,496 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM096982A $169,131 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM113854A $134,683 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #UGM102098A $128,888 $371,178 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #UGM110699A $124,208 $553,841 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #UGM110706A $360,935 $2,627,045 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 FHD078051A $63,212 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 KHD068400B $77,854 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 KHD070972A $37,329 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 KHD071971A $36,948 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 KHD074652A $112,715 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 KHD074743A $13,875 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD049653B $10,104 $610,486 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD063142A $64,965 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD065690A $6,040 $113,548 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD067511B $159,462 $179,741

161 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD069150A $351,003 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD069162A $28,782 $251,840 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD070795A $289,703 $711,309 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD073095A $72,028 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD076839A $124,662 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD079095A $34,943 $30,565 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 UHD027880E $192,815 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 UHD068158A $309,064 $1,094,105 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 UHD068268A $177,036 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 UHD076529A $13,521 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #DHD084069A $518,217 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #FHD075577A $25,432 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #FHD080367A $55,109 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #FHD085646A $15,370 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #FHD086986A $36,115 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD070972B $59,998 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD071971B $77,647 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD074652B $14,441 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD079545A $714 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD079557A $118,773 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD082280A $140,856 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD084709A $127,179 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD084749A $27,625

162 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #PHD065690B $1,177,890 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD047520B $35,725 $60,121 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD049653C $45,754 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD059205B $877,509 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD060723B $40,165 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD069162B $91,859 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD070795B $124,494 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD072282A $65,775 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD075761A $89,780 $206,389 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD075761B $21,173 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD076839B $185,379 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD078385A $213,414 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD079970A $30,649 $223,754 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD080553A $91,605 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD081123A $346,066 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD081336A $398,219 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD082319A $12,971 $136,047 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD083368A $93,999 $259,764 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD083629A $257,331 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD083803A $15,900 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD084214A $674,258 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD084215A $703,926 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD084422A $138,820

163 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD084667A $116,534 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD084679A $97,426 $350,997 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD085135A $158,170 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD086252A $329,935 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD086253A $141,892 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD086634A $813,140 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD086730A $346,847 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD087048A $72,595 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD087126A $105,122 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #UHD027880F $125,391 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #UHD068268B $5,633 AGING RESEARCH NIH SOURCE #8 FAG043235A $30,179 AGING RESEARCH NIH SOURCE #8 KAG037593A $72,545 AGING RESEARCH NIH SOURCE #8 KAG042858A $1,080 AGING RESEARCH NIH SOURCE #8 RAG025016C $69,676 AGING RESEARCH NIH SOURCE #8 RAG025941B $10,999 AGING RESEARCH NIH SOURCE #8 RAG026291C $393,799 $799,266 AGING RESEARCH NIH SOURCE #8 RAG033747A $18,487 AGING RESEARCH NIH SOURCE #8 RAG039099A $8,138 AGING RESEARCH NIH SOURCE #8 RAG039345A $86,587 AGING RESEARCH NIH SOURCE #FAG051330A $18,289 AGING RESEARCH NIH SOURCE #FAG051337A $8,744 AGING RESEARCH NIH SOURCE #KAG041764A $490 AGING RESEARCH NIH SOURCE #KAG044428A $110,992 AGING RESEARCH NIH SOURCE #KAG047280A $120,566 AGING RESEARCH NIH SOURCE #KAG049934A $107,658 AGING RESEARCH NIH SOURCE #KAG049958A $153,269

164 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures AGING RESEARCH NIH SOURCE #KAG050759A $29,088 AGING RESEARCH NIH SOURCE #KAG051711A $4,195 AGING RESEARCH NIH SOURCE #PAG017253D $105,540 AGING RESEARCH NIH SOURCE #PAG036695A $189,194 $972,921 AGING RESEARCH NIH SOURCE #PAG036695B $137,589 AGING RESEARCH NIH SOURCE #PAG047366A $28,482 $1,497,715 AGING RESEARCH NIH SOURCE #RAG008816E $1,191 AGING RESEARCH NIH SOURCE #RAG008816F $635,673 AGING RESEARCH NIH SOURCE #RAG020961C $350,951 AGING RESEARCH NIH SOURCE #RAG025941C $265,785 AGING RESEARCH NIH SOURCE #RAG031198B $246,787 AGING RESEARCH NIH SOURCE #RAG031892C $4,028 AGING RESEARCH NIH SOURCE #RAG039420A $37,130 AGING RESEARCH NIH SOURCE #RAG041653B $49,982 $260,540 AGING RESEARCH NIH SOURCE #RAG045753A $204,452 AGING RESEARCH NIH SOURCE #RAG047666A $183,332 AGING RESEARCH NIH SOURCE #RAG047671A $138,688 $407,108 AGING RESEARCH NIH SOURCE #RAG048076A $390,845 AGING RESEARCH NIH SOURCE #RAG048131A $581,499 AGING RESEARCH NIH SOURCE #RAG048232A $180,544 $556,987 AGING RESEARCH NIH SOURCE #RAG048814A $324,765 AGING RESEARCH NIH SOURCE #RAG049622A $170,963 AGING RESEARCH NIH SOURCE #RAG050249A $252,828 AGING RESEARCH NIH SOURCE #RAG050296A $22,356 AGING RESEARCH NIH SOURCE #RAG053001A $21,638 AGING RESEARCH NIH SOURCE #RAG053959A $8,542 AGING RESEARCH NIH SOURCE #RNS097945A $11,925 AGING RESEARCH NIH SOURCE #TAG047126A $300,808 AGING RESEARCH NIH SOURCE #UAG042143A $414,353 AGING RESEARCH NIH SOURCE #UAG042143B $161,206 VISION RESEARCH NIH SOURCE #8 REY012114D $16,541 VISION RESEARCH NIH SOURCE #8 REY015790C $203,359 VISION RESEARCH NIH SOURCE #8 REY018875B $263,135 VISION RESEARCH NIH SOURCE #8 REY022318A $547,176 VISION RESEARCH NIH SOURCE #8 REY022638A $339,136 VISION RESEARCH NIH SOURCE #8 REY022933A $220,270 VISION RESEARCH NIH SOURCE #8 REY023259A $195,089 VISION RESEARCH NIH SOURCE #8 TEY020485A $701 VISION RESEARCH NIH SOURCE #FEY023125A $32,379

165 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures VISION RESEARCH NIH SOURCE #FEY023518A $17,213 VISION RESEARCH NIH SOURCE #FEY025110A $32,285 VISION RESEARCH NIH SOURCE #FEY025120A $52,885 VISION RESEARCH NIH SOURCE #FEY025915B $28,335 VISION RESEARCH NIH SOURCE #KEY024690A $33,980 VISION RESEARCH NIH SOURCE #REY002858J $493,705 VISION RESEARCH NIH SOURCE #REY011310E $69,366 VISION RESEARCH NIH SOURCE #REY014924D $483,034 VISION RESEARCH NIH SOURCE #REY017992C $162,810 VISION RESEARCH NIH SOURCE #REY018608B $109,717 $880,398 VISION RESEARCH NIH SOURCE #REY018608C $147,561 VISION RESEARCH NIH SOURCE #REY018875C $238,775 VISION RESEARCH NIH SOURCE #REY021271B $54,019 $248,271 VISION RESEARCH NIH SOURCE #REY022129C $96,420 $396,986 VISION RESEARCH NIH SOURCE #REY022933B $55,105 VISION RESEARCH NIH SOURCE #REY023915A $420,651 VISION RESEARCH NIH SOURCE #REY024243A $217,341 VISION RESEARCH NIH SOURCE #REY025087A $418,454 VISION RESEARCH NIH SOURCE #REY025790A $20,326 VISION RESEARCH NIH SOURCE #REY026365A $64,392 VISION RESEARCH NIH SOURCE #REY026766A $19,608 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #8 GLM011470A $2,311 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #8 RLM005652D $2,915 $2,172 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #8 TLM007033G $792,428 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #RLM005652E $6,855 $185,519 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #RLM011369A $23,792 $517,190 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #RLM012180A $175,115 $356,521 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #TLM007033H $74,453 GRANTS FOR PRIMARY CARE TRAINING AND ENHANCEMENT NIH SOURCE #15/PATPC $122,164 GRANTS FOR PRIMARY CARE TRAINING AND ENHANCEMENT NIH SOURCE #D57HP23242A0 $13,661 COOPERATIVE AGREEMENTS TO SUPPORT STATE BASED SAFE MOTHERHOOD AND INFANT HEALTH INITIATIVE PROGRAMS NIH SOURCE #DP141404STATBASPER14 $135,746 PPHF GERIATRIC EDUCATION CENTERS HRSA SOURCE #UB4HP19049A0 $15,493 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RTW009510A $102,000 $158,989 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #GTW010320A $2,573 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RTW009510B $61,033 AGENCY FOR HEALTHCARE RESEARCH AND QUALITY 93.RD AHRQ SOURCE #HHSA I $2,093,007 $3,094,186 AGENCY FOR HEALTHCARE RESEARCH AND QUALITY 93.RD AHRQ SOURCE #HHSA I, OPTION P#2 $461,638 $734,955

166 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures AHRQ SOURCE AGENCY FOR HEALTHCARE RESEARCH AND QUALITY 93.RD #HHSA I TO#3 $136,927 $167,742 AGENCY FOR HEALTHCARE RESEARCH AND QUALITY 93.RD AHRQ SOURCE #HHSA ITO4,A5 $28,084 FOOD AND DRUG ADMINISTRATION 93.RD FDA SOURCE #HHSF C $77,089 FOOD AND DRUG ADMINISTRATION 93.RD FDA SOURCE #HHSF C $53,042 FOOD AND DRUG ADMINISTRATION 93.RD FDA SOURCE #HHSF C/002 $65,327 NATIONAL INSTITUTES OF HEALTH 93.RD NIH SOURCE #HHSN C 07 $11,376 $12,742 NATIONAL INSTITUTES OF HEALTH 93.RD NIH SOURCE #HHSN C 11 $97,783 $352,587 NATIONAL INSTITUTES OF HEALTH 93.RD NIH SOURCE #HHSN C $270,321 $491,086 NATIONAL INSTITUTES OF HEALTH 93.RD NIH SOURCE #HHSN C $146,061 $810,261 NATIONAL INSTITUTES OF HEALTH 93.RD NIH SOURCE #HHSN P $119,872 DEPARTMENT OF HUMAN SERVICES ILLINOIS 93.U99 DHHS SOURCE # $19,041 TOTAL DEPARTMENT OF HEALTH AND HUMAN SERVICES DIRECT PROGRAMS $34,928,254 $425,992,412 DEPARTMENT OF HEALTH AND HUMAN SERVICES PASS THROUGH PROGRAMS FAMILY SMOKING PREVENTION AND TOBACCO CONTROL ACT REGULATORY RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8132SC $511,316 FAMILY SMOKING PREVENTION AND TOBACCO CONTROL ACT REGULATORY RESEARCH NIH ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO STANFORD $242,724 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO SUBAWARD #7277SC $202 BLOOD DISORDER PROGRAM: PREVENTION, SURVEILLANCE, AND RESEARCH NIH CENTER FOR INHERITED BLOOD DISORDERS (CIBD) CIBDIX2015CDC STAN 1 $8,866 PREVENTION OF DISEASE, DISABILITY, AND DEATH BY INFECTIOUS DISEASES CDC UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8776SC $104,681 FOOD AND DRUG ADMINISTRATION_RESEARCH FDA UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8316SC $559,417 FOOD AND DRUG ADMINISTRATION_RESEARCH FDA UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8316SC 3A / PROJECTS 1, 2, 3 $82,670 FOOD AND DRUG ADMINISTRATION_RESEARCH FDA UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8316SC/3A PILOT PROJECT $111,740 FOOD AND DRUG ADMINISTRATION FDA UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8316SC 3F / GRANT AWARD #14 $9,244 AREA HEALTH EDUCATION CENTERS POINT OF SERVICE MAINTENANCE AND ENHANCEMENT AWARDS NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7307SC $28,415

167 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures UCSF BENIOFF CHILDREN'S HOSPITAL MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS NIH OAKLAND 12_7958_STANFORD_01 $4,909 CENTER FOR INHERITED BLOOD MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS NIH DISORDERS (CIBD) CIBDIX2012STAN 4 $31,098 MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS NIH YALE UNIVERSITY M12A11224 (A10322) $3,773 MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS NIH YALE UNIVERSITY M12A1124(A10322) YR5 01 $434 ENVIRONMENTAL HEALTH NIH UNIVERSITY OF CALIFORNIA, BERKELEY /PO BB $1,291 ENVIRONMENTAL HEALTH NIH UNIVERSITY OF CALIFORNIA, BERKELEY /PO# BB $116,000 $464,550 ENVIRONMENTAL HEALTH NIH UNIVERSITY OF CALIFORNIA, BERKELEY / 2P50ES $11,782 ENVIRONMENTAL HEALTH NIH HARVARD UNIVERSITY $100,357 NATIONAL INSTITUTES OF HEALTH NIH DARTMOUTH COLLEGE SUBAWARD # 1555R306 $22,010 ORAL DISEASES AND DISORDERS RESEARCH NIH UNIVERSITY OF COLORADO FY /PO# $1,457 ORAL DISEASES AND DISORDERS RESEARCH NIH PALO ALTO VETERANS INSTITUTE FOR RESEARCH REL $6,107 CENTERS FOR RESEARCH AND DEMONSTRATION FOR HEALTH PROMOTION AND DISEASE PREVENTION CDC UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8427SC $19,923 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF CALIFORNIA, BERKELEY $37,445 HUMAN GENOME RESEARCH NIH ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI $24,950 HUMAN GENOME RESEARCH NIH HARVARD UNIVERSITY $91,048 HUMAN GENOME RESEARCH NIH CALIFORNIA INSTITUTE OF TECHNOLOGY 18B $98,902 HUMAN GENOME RESEARCH NIH JACKSON LABORATORY 5U41HG , PO # $364,714 HUMAN GENOME RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN DIEGO ; S $45,866 HUMAN GENOME RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN DIEGO MP#S $36,989 HUMAN GENOME RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8371; 1R21HG $26,028 HUMAN GENOME RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8651SC $16,635 HUMAN GENOME RESEARCH NIH RUTGERS UNIVERSITY ACCOUNT , PO# S $39,747 HUMAN GENOME RESEARCH NIH JACKSON LABORATORY PO # $314,748 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF PENNSYLVANIA PO # , SUBAWARD $188,625 HUMAN GENOME RESEARCH NIH RUTGERS UNIVERSITY PO # S $38,867 HUMAN GENOME RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN DIEGO SUB , MP INV# S $101,904 NATIONAL INSTITUTES OF HEALTH NIH CORNELL UNIVERSITY SUBAWARD # $21,960 NATIONAL INSTITUTES OF HEALTH NIH BROAD INSTITUTE INC SUBAWARD $8,540 NATIONAL INSTITUTES OF HEALTH NIH RUTGERS UNIVERSITY SUBAWARD 5472, PO# S $1 NATIONAL INSTITUTES OF HEALTH NIH RUTGERS UNIVERSITY SUBAWARD 5683, PO# S $179,563

168 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures HUMAN GENOME RESEARCH NIH MT. SINAI SCHOOL OF MEDICINE SUBAWARD# $92,803 HUMAN GENOME RESEARCH NIH UNIVERSITY OF MASSACHUSETTS WA /RFS $86,648 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH UNIVERSITY OF KENTUCKY / $74,382 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION THE RESEARCH INSTITUTE AT DISORDERS NIH NATIONWIDE CHILDREN'S HOSPITAL / PO# WX $8,500 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION THE OREGON HEALTH SCIENCES DISORDERS NIH UNIVERSITY GOTOL0195A_STAN 4 $45,850 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION THE RESEARCH INSTITUTE AT DISORDERS NIH NATIONWIDE CHILDREN'S HOSPITAL PO# WX ; AMD# $4,317 CENTER FOR INHERITED BLOOD DISABILITIES PREVENTION NIH DISORDERS (CIBD) CIBDIX2011CDC STAN 4 $9,736 UNIVERSITY OF CALIFORNIA, SAN NATIONAL INSTITUTES OF HEALTH NIH FRANCISCO SUBAWARD 6647SC $74,434 NATIONAL INSTITUTES OF HEALTH NIH BRIGHAM AND WOMEN'S HOSPITAL $33,325 CINCINNATI CHILDREN'S HOSPITAL RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ MEDICAL CENTER ,PO $18,097 CINCINNATI CHILDRENS HOSPITAL RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ MEDICAL CENTER /PO $13,468 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ UNIVERSITY OF NEW MEXICO 3RT21 $28,730 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES NIH YALE UNIVERSITY M16A12091 (A10262) $79,715 CALIFORNIA PACIFIC MEDICAL CENTER NATIONAL CENTER ON SLEEP DISORDERS RESEARCH NIH RESEARCH INSTITUTE SUB# S104 5, PO# $4,505 UNIVERSITY OF CALIFORNIA, MENTAL HEALTH RESEARCH GRANTS NIH BERKELEY , PO#BB $89,639 MENTAL HEALTH RESEARCH GRANTS NIH UNIVERSITY OF PITTSBURGH $5,627 ICAHN SCHOOL OF MEDICINE AT MENTAL HEALTH RESEARCH GRANTS NIH MOUNT SINAI $22,555 ICAHN SCHOOL OF MEDICINE AT MENTAL HEALTH RESEARCH GRANTS NIH MOUNT SINAI $114,179 NATIONAL INSTITUTES OF HEALTH NIH RECOVERY RECORD INC $132,845 MENTAL HEALTH RESEARCH GRANTS NIH NEW YORK UNIVERSITY 13 A /M $36,187 MENTAL HEALTH RESEARCH GRANTS NIH HARVARD UNIVERSITY $24,491 UNIVERSITY OF CALIFORNIA, LOS MENTAL HEALTH RESEARCH GRANTS NIH ANGELES 2000 G SG173 $61,501 NATIONAL INSTITUTES OF HEALTH NIH THE JOHNS HOPKINS UNIVERSITY $26,129 MENTAL HEALTH RESEARCH GRANTS NIH STEALTH BIOSCIENCES, INC $57 MENTAL HEALTH RESEARCH GRANTS NIH STEALTH BIOSCIENCES INC $10,091 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN $80,661 UNIVERSITY OF CALIFORNIA, SAN MENTAL HEALTH RESEARCH GRANTS NIH DIEGO /S $21,254 NATIONAL INSTITUTES OF HEALTH NIH BRANDEIS UNIVERSITY $171,240 UNIVERSITY OF CALIFORNIA, SAN MENTAL HEALTH RESEARCH GRANTS NIH FRANCISCO 6115SC $3,000 UNIVERSITY OF CALIFORNIA, SAN MENTAL HEALTH RESEARCH GRANTS NIH DIEGO PO: S $1,661

169 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures UNIVERSITY OF CALIFORNIA, SAN MENTAL HEALTH RESEARCH GRANTS NIH FRANCISCO 9204SC $10,001 PALO ALTO VETERANS INSTITUTE FOR MENTAL HEALTH RESEARCH GRANTS NIH RESEARCH ETK /PO ETK $35,998 MENTAL HEALTH RESEARCH GRANTS NIH UNIVERSITY OF CHICAGO FP B $169,046 MENTAL HEALTH RESEARCH GRANTS NIH YALE UNIVERSITY M15A11788 (A09564) $28,585 MENTAL HEALTH RESEARCH GRANTS NIH YALE UNIVERSITY M15A12076 (AL0187) $135,944 MENTAL HEALTH RESEARCH GRANTS NIH YALE UNIVERSITY M16A12167 (A10273) $103,560 MENTAL HEALTH RESEARCH GRANTS NIH YALE UNIVERSITY M16A12167 (A10552) $68,871 NATIONAL INSTITUTES OF HEALTH NIH BRANDEIS UNIVERSITY SUBAWARD $41,540 WASHINGTON UNIVERSITY IN ST. MENTAL HEALTH RESEARCH GRANTS NIH LOUIS U MOD 4/PO # T $219,924 MENTAL HEALTH RESEARCH GRANTS NIH UNIVERSITY OF TEXAS AT AUSTIN UTA $6,569 WASHINGTON UNIVERSITY IN ST. MENTAL HEALTH RESEARCH GRANTS NIH LOUIS WU MOD 1/PO X $138,419 PALO ALTO VETERANS INSTITUTE FOR MENTAL HEALTH RESEARCH GRANTS NIH RESEARCH YES $112,427 OCCUPATIONAL SAFETY AND HEALTH PROGRAM NIH UNIVERSITY OF MICHIGAN CONTRACT/PO # $12,285 ALCOHOL RESEARCH PROGRAMS NIH UNIVERSITY OF NEW MEXICO H9 $14,737 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $198,937 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $100,046 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $47,448 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $127,299 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $858 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $4,727 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $155,515 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $118,329 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $413,488 THE UNIVERSITY OF NORTH CAROLINA NATIONAL INSTITUTES OF HEALTH NIH AT CHAPEL HILL $17,483 THE UNIVERSITY OF NORTH CAROLINA NATIONAL INSTITUTES OF HEALTH NIH AT CHAPEL HILL $5,552 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL SUBCONTRACT $382 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH MT. SINAI SCHOOL OF MEDICINE $105,378 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH BAYSTATE MEDICAL CENTER INC SU $10,428 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH UNIVERSITY OF COLORADO, BOULDER & PO# $5,021 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH RHODE ISLAND HOSPITAL $2,515 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7550SC $32,150 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8513SC $103,520 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 9401SC $660 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH UNIVERSITY OF CHICAGO FP $89,637 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH LUND UNIVERSITY GRANT # 4R01DA $9,244 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH DARTMOUTH COLLEGE R804 $104,163

170 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures ICAHN SCHOOL OF MEDICINE AT MT. DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SINAI SUB# $77,900 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN SUBAWARD # $103,051 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH UNIVERSITY OF TEXAS AT AUSTIN UTA ; R21DA $74,821 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH UNIVERSITY OF CALIFORNIA, BERKELEY /PO# BB $27,064 NATIONAL INSTITUTES OF HEALTH NIH MASSACHUSETTS GENERAL HOSPITAL $6,299 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH TRIPLE RING TECHNOLOGIES INC. 4R44EB $129,796 NATIONAL INSTITUTES OF HEALTH NIH MASSACHUSETTS INSTITUTE OF TECHNOLOGY $77,592 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7099SC AMENDMENT 4 $102,445 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7099SC AMENDMENT 5 $38,179 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7783SC $80,764 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH KITWARE, INC. K S04 $34,465 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH INDIANA UNIVERSITY PO # $175,655 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH GEORGIA INSTITUTE OF TECHNOLOGY RF779 G1 $41,063 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH INTELLIGENT FIBER OPTIC SYSTEMS CORPORATION SBIR PHASE II NCX $49,313 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH BELL BIOSYSTEMS, INC. SPO , R44EB $3,182 NATIONAL INSTITUTES OF HEALTH NIH THE RESEARCH INSTITUTE AT NATIONWIDE CHILDREN'S HOSPITAL $7,187 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH NIH PALO ALTO VETERANS INSTITUTE FOR RESEARCH PEV ; PEV $109,135 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH NIH UNIVERSITY OF PENNSYLVANIA PO # / $50,150 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH NIH UNIVERSITY OF CALIFORNIA, BERKELEY PO#BB , SUB # $1 TRANS NIH RESEARCH SUPPORT NIH BAYLOR COLLEGE OF MEDICINE ; UH3TR $2,218 TRANS NIH RESEARCH SUPPORT NIH CALIFORNIA INSTITUTE OF TECHNOLOGY 68D $187,874 TRANS NIH RESEARCH SUPPORT NIH PALO ALTO VETERANS INSTITUTE FOR RESEARCH REL $242,599 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF GENEVA SUBAWARD REF # ED 9697 ST $361,159 TRANS NIH RESEARCH SUPPORT NIH UNIVERSITY OF WASHINGTON UWSC8320/BPO# $12,906 TRANS NIH RESEARCH SUPPORT NIH UNIVERSITY OF WASHINGTON UWSC8320/BPO# 5415 $17,461 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH XYKEN, LLC 1R43TR $33,992 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH XYKEN, LLC 5R43TR $11,257 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH BELL BIOSYSTEMS, INC. MAGNELLE $51,779

171 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures BIOMEDICAL ADVANCED RESEARCH AND DEVELOPMENT AUTHORITY (BARDA), BIODEFENSE MEDICAL COUNTERMEASURE DEVELOPMENT BARDA ARIZONA STATE UNIVERSITY $6,142 NURSING RESEARCH NIH UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER EAFGS $27,678 NATIONAL INSTITUTES OF HEALTH NIH THE FRED HUTCHINSON CANCER RESEARCH CENTER $43,044 CANCER CAUSE AND PREVENTION RESEARCH NIH KLEIN BUENDEL, INC $22,970 CANCER CAUSE AND PREVENTION RESEARCH NIH NUVOX PHARMA LLC 1R41CA STN002 $60,857 CANCER CAUSE AND PREVENTION RESEARCH NIH CANCER PREVENTION INSTITUTE OF CALIFORNIA 1UM1CA A1 STANFORD $30,844 CANCER CAUSE AND PREVENTION RESEARCH NIH UNIVERSITY OF CALIFORNIA, IRVINE $41,244 CANCER CAUSE AND PREVENTION RESEARCH NIH MASSACHUSETTS GENERAL HOSPITAL A08 $121,077 NATIONAL INSTITUTES OF HEALTH NIH MASSACHUSETTS GENERAL HOSPITAL $63,051 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN $163,677 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN $56,024 CANCER CAUSE AND PREVENTION RESEARCH NIH THE UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL $4,773 CANCER CAUSE AND PREVENTION RESEARCH NIH UNIVERSITY OF MIAMI 66971E M $3,658 CANCER CAUSE AND PREVENTION RESEARCH NIH UNIVERSITY OF MIAMI 66971E MS85988 $13,808 CANCER CAUSE AND PREVENTION RESEARCH NIH MEMORIAL SLOAN KETTERING CANCER CENTER BD $18,793 CANCER CAUSE AND PREVENTION RESEARCH NIH GEORGETOWN UNIVERSITY GR SU A07 $154,297 CANCER CAUSE AND PREVENTION RESEARCH NIH GEORGETOWN UNIVERSITY GR $40,499 CANCER CAUSE AND PREVENTION RESEARCH NIH GEORGETOWN UNIVERSITY GR411212_GR SU $146,153 CANCER CAUSE AND PREVENTION RESEARCH NIH UNIVERSITY OF HAWAII KA $76,250 CANCER CAUSE AND PREVENTION RESEARCH NIH MAYO CLINIC P.O $97 CANCER CAUSE AND PREVENTION RESEARCH NIH MAYO CLINIC PO $31,352 CANCER CAUSE AND PREVENTION RESEARCH NIH CANCER PREVENTION INSTITUTE OF CALIFORNIA R01CA STANFORD $27,056 NATIONAL INSTITUTES OF HEALTH NIH THE FRED HUTCHINSON CANCER RESEARCH CENTER SUBAWARD # $66,442 NATIONAL INSTITUTES OF HEALTH NIH DANA FARBER CANCER INSTITUTE SUBAWARD # $103,951 NATIONAL INSTITUTES OF HEALTH NIH MASSACHUSETTS GENERAL HOSPITAL SUBAWARD # $114,432 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN SUBAWARD # $76,836 NATIONAL INSTITUTES OF HEALTH NIH THE UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL SUBAWARD # $38,085 NATIONAL INSTITUTES OF HEALTH NIH THE UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL SUBAWARD # $167,111 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF HAWAII SUBAWARD KA $347 NATIONAL INSTITUTES OF HEALTH NIH THE FRED HUTCHINSON CANCER RESEARCH CENTER $145 NATIONAL INSTITUTES OF HEALTH NIH THE FRED HUTCHINSON CANCER RESEARCH CENTER $14,330

172 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures UNIVERSITY OF CALIFORNIA, CANCER DETECTION AND DIAGNOSIS RESEARCH NIH BERKELEY /PO# BB $18,941 UNIVERSITY OF CALIFORNIA, CANCER DETECTION AND DIAGNOSIS RESEARCH NIH BERKELEY , PO# BB $13,398 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH CELL DATA SCIENCES, INC. 1R43CA $49,500 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH UNIVERSITY OF CALIFORNIA, DAVIS $123,825 NATIONAL INSTITUTES OF HEALTH NIH MASSACHUSETTS GENERAL HOSPITAL $183,904 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH UNIVERSITY OF PENNSYLVANIA / PO# $33,168 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF SOUTHERN CALIFORNIA $140,545 NATIONAL INSTITUTES OF HEALTH NIH LAWRENCE BERKELEY LABORATORIES, UNIVERSITY OF CALIFORNIA $112,589 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8057SC 2 $10,002 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER SAN ANTONIO AGMT NO $11,930 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH XORAN TECHNOLOGIES IRB29282 $12,604 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH THE JOHNS HOPKINS UNIVERSITY SUB # $74,044 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO SUBAWARD # 8115SC $51,799 CANCER TREATMENT RESEARCH NIH THE FRED HUTCHINSON CANCER RESEARCH CENTER $4,972 CANCER TREATMENT RESEARCH NIH ST. JUDE CHILDREN'S RESEARCH HOSPITAL $33,296 CANCER TREATMENT RESEARCH NIH ST. JUDE CHILDREN'S RESEARCH HOSPITAL $22,615 NATIONAL INSTITUTES OF HEALTH NIH DANA FARBER CANCER INSTITUTE $62,087 CANCER TREATMENT RESEARCH NIH ADEPTHERA, LLC 1R41CA $1,253 NATIONAL INSTITUTES OF HEALTH NIH MASSACHUSETTS GENERAL HOSPITAL $139,954 NATIONAL INSTITUTES OF HEALTH NIH MASSACHUSETTS GENERAL HOSPITAL $13,227 CANCER TREATMENT RESEARCH NIH NUVOX PHARMA LLC 2R44CA STN001 $14,625 CANCER TREATMENT RESEARCH NIH THE OREGON HEALTH SCIENCES UNIVERSITY _STANFORD $8,738 CANCER TREATMENT RESEARCH NIH UNIVERSITY OF MICHIGAN CTEP, CA $9,355 CANCER TREATMENT RESEARCH NIH UNIVERSITY OF MINNESOTA P $10,536 CANCER TREATMENT RESEARCH NIH UNIVERSITY OF MINNESOTA P $103,807 CANCER TREATMENT RESEARCH NIH CITY OF HOPE PO $1,571 CANCER TREATMENT RESEARCH NIH CITY OF HOPE PO $1,909 CANCER TREATMENT RESEARCH NIH CHILDREN'S HOSPITAL OF PHILADELPHIA PO RSUB/ XX $14,190 CANCER TREATMENT RESEARCH NIH CHILDREN'S HOSPITAL OF PHILADELPHIA PO RSUB/ XX $14,355

173 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures TEXAS STATE UNIVERSITYGÇÔSAN CANCER TREATMENT RESEARCH NIH MARCOS PO# ,SUB $62,398 CANCER TREATMENT RESEARCH NIH SONITRACK SYSTEMS R41CA $4,745 FRONTIER SCIENCE & TECHNOLOGY CANCER TREATMENT RESEARCH NIH RESEARCH FOUNDATION STNO39DR 00 $13,237 CANCER TREATMENT RESEARCH NIH NRG ONCOLOGY FOUNDATION, INC. SU YR. 1 $14,998 NATIONAL INSTITUTES OF HEALTH NIH MASSACHUSETTS GENERAL HOSPITAL SUBAWARD $91,185 CANCER TREATMENT RESEARCH NIH ECOG RESEARCH & EDUCATION FOUNDATION U10CA STAN1 $12,662 CANCER BIOLOGY RESEARCH NIH BETH ISRAEL DEACONESS MEDICAL CENTER ; ;U01CA $5,264 CANCER BIOLOGY RESEARCH NIH UNIVERSITY OF ILLINOIS AT URBANA CHAMPAIGN $318,230 CANCER BIOLOGY RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 9074SC $49,009 CANCER BIOLOGY RESEARCH NIH UNIVERSITY OF COLORADO DENVER FY / $62,056 CANCER BIOLOGY RESEARCH NIH UNIVERSITY OF COLORADO FY _AMD1/2 5 A3878 $16,024 NATIONAL INSTITUTES OF HEALTH NIH VANDERBILT UNIVERSITY SUBAWARD # VUMC57212 $56,169 CANCER CENTERS SUPPORT GRANTS NIH UNIVERSITY OF SOUTHERN CALIFORNIA A00 $34,051 CANCER CENTERS SUPPORT GRANTS NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8665SC $26,920 CANCER CENTERS SUPPORT GRANTS NIH CLEAR GUIDE MEDICAL PH2 SPDR INV # $183,925 CANCER CENTERS SUPPORT GRANTS NIH SARCOMA ALLIANCE FOR RESEARCH THROUGH COLLABORATION SUB# SPORE YR4 CORE B STANFORD $71,912 NATIONAL INSTITUTES OF HEALTH NIH SARCOMA ALLIANCE FOR RESEARCH THROUGH COLLABORATION SUBAWARD 6.3,U54CA $35,115 AFFORDABLE CARE ACT (ACA) PUBLIC HEALTH TRAINING CENTERS PROGRAM NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 9191SC $9,995 BUILDING CAPACITY OF THE PUBLIC HEALTH SYSTEM TO IMPROVE POPULATION HEALTH THROUGH NATIONAL, NON PROFIT ORGANIZATIONS FINANCED IN PART BY PREVENTION AND PUBLIC HEALTH FUNDS (PPHF) NIH NATIONAL ASSOCIATION OF CHRONIC DISEASE DIRECTORS , ACCT CODE $28,108 HEALTH CARE INNOVATION AWARDS (HCIA) NIH CHILDREN'S NATIONAL MEDICAL CENTER (CHILDREN'S RESEARCH INSTITUTE) $199 HEALTH CARE INNOVATION AWARDS (HCIA) NIH CHILDREN'S NATIONAL MEDICAL CENTER (CHILDREN'S RESEARCH INSTITUTE) $444,557 HEALTH CARE INNOVATION AWARDS (HCIA) NIH CHILDREN'S NATIONAL MEDICAL CENTER (CHILDREN'S RESEARCH INSTITUTE) $164,945 ACA TRANSFORMING CLINICAL PRACTICE INITIATIVE: SUPPORT AND ALIGNMENT NETWORKS (SANS) CMMS AMERICAN COLLEGE OF PHYSICIANS TCMPISAN 100 $2,310

174 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures EMPOWERING OLDER ADULTS AND ADULTS WITH DISABILITIES THROUGH CHRONIC DISEASE SELF MANAGEMENT EDUCATION PROGRAMS Ð FINANCED BY PREVENTION AND PUBLIC HEALTH FUNDS (PPHF) ACL NATIONAL COUNCIL ON AGING SPO $7,806 UNIVERSITY OF ALABAMA IN CARDIOVASCULAR DISEASES RESEARCH NIH BIRMINGHAM $26,401 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF MARYLAND B, PO:SR $79,393 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF MARYLAND PO SR $21,877 CHILDREN'S HOSPITAL OAKLAND CARDIOVASCULAR DISEASES RESEARCH NIH RESEARCH INSTITUTE 12_7822_STANFORD 3 $36,554 METHODIST HOSPITAL RESEARCH CARDIOVASCULAR DISEASES RESEARCH NIH INSTITUTE $22,225 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF COLORADO , PO# $247,041 UNIVERSITY OF CALIFORNIA, LOS CARDIOVASCULAR DISEASES RESEARCH NIH ANGELES 1564 G TA493 $18,499 MORGRIDGE INSTITUTE FOR CARDIOVASCULAR DISEASES RESEARCH NIH RESEARCH 15 J0064 $97,834 UNIVERSITY OF CALIFORNIA, LOS CARDIOVASCULAR DISEASES RESEARCH NIH ANGELES 2000 G QH754 $75,566 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF ILLINOIS AT CHICAGO /E $267,767 CARDIOVASCULAR DISEASES RESEARCH NIH NEW YORK UNIVERSITY 26 C NYUPG $249,173 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN DIEGO ; S $30,205 CARDIOVASCULAR DISEASES RESEARCH NIH PALO ALTO MEDICAL FOUNDATION FOR HEALTH CARE, RESEARCH AND EDUCATION B $24,262 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF NEW MEXICO 3RN04 $3,127 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF NEW MEXICO 3RN04 2 $15,469 CARDIOVASCULAR DISEASES RESEARCH NIH PALO ALTO MEDICAL FOUNDATION RESEARCH INSTITUTE $25,845 NATIONAL INSTITUTES OF HEALTH NIH THE UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL $25,176 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF PENNSYLVANIA /PO # $80,880 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF PENNSYLVANIA /PO # $68,771 CARDIOVASCULAR DISEASES RESEARCH NIH NORTHWESTERN UNIVERSITY SU A04 $12,772 CARDIOVASCULAR DISEASES RESEARCH NIH NORTHWESTERN UNIVERSITY SU 004 $15,993 CARDIOVASCULAR DISEASES RESEARCH NIH NORTHWESTERN UNIVERSITY LESTAN $30,081 CARDIOVASCULAR DISEASES RESEARCH NIH NORTHWESTERN UNIVERSITY STAN $24,791 CARDIOVASCULAR DISEASES RESEARCH NIH NORTHWESTERN UNIVERSITY TLSJU $628 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF CALIFORNIA, SAN DIEGO $6,451 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8229SC $159,576 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF PENNSYLVANIA 8915/01 / PO# $144,957 CARDIOVASCULAR DISEASES RESEARCH NIH ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO STANFORD $5,740

175 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CARDIOVASCULAR DISEASES RESEARCH NIH DUKE UNIVERSITY DUKE SPS # / $8,017 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF COLORADO DENVER FY AMD1 STANFORD $792 CARDIOVASCULAR DISEASES RESEARCH NIH LUND UNIVERSITY GRANT # 1R01HL A1 $32,841 CARDIOVASCULAR DISEASES RESEARCH NIH INDIANA UNIVERSITY IN STAN $32,853 CARDIOVASCULAR DISEASES RESEARCH NIH KAISER PERMANENTE OOS STANFORD 01 $41,319 CARDIOVASCULAR DISEASES RESEARCH NIH MAYO CLINIC PO ;STA $10,345 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF PENNSYLVANIA SUB ,PO $50,003 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF MARYLAND SUBAWAR #101330A PO#SR $124,375 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF CALIFORNIA, SAN DIEGO SUBAWARD # $211,211 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF ALABAMA IN BIRMINGHAM SUBAWARD $2,143 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF ALABAMA IN BIRMINGHAM SUBAWARD $9,397 NATIONAL INSTITUTES OF HEALTH NIH J DAVID GLADSTONE INSTITUTES SUBAWARD RO2177 B $25,350 CARDIOVASCULAR DISEASES RESEARCH NIH DUKE UNIVERSITY SUBCONTRACT (YEAR 3) $4,631 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF LOUISVILLE ULRF $73,274 CARDIOVASCULAR DISEASES RESEARCH NIH WASHINGTON UNIVERSITY IN ST. LOUIS WU ; PO Y $41,125 LUNG DISEASES RESEARCH NIH UNIVERSITY OF PENNSYLVANIA /PO# / $33,207 LUNG DISEASES RESEARCH NIH MAYO CLINIC /5U01HL $24,154 LUNG DISEASES RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7553SC;U01HL $134,886 LUNG DISEASES RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 9016SC $58,291 LUNG DISEASES RESEARCH NIH UNIVERSITY OF COLORADO DENVER FY STANFORD; $58,004 LUNG DISEASES RESEARCH NIH MAYO CLINIC P.O.# $2,177 LUNG DISEASES RESEARCH NIH VANDERBILT UNIVERSITY VUMC44300 / R01HL $34,497 BLOOD DISEASES AND RESOURCES RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8960SC $279,151 BLOOD DISEASES AND RESOURCES RESEARCH NIH NATIONAL MARROW DONOR PROGRAM PROTOCOL # 0701 $130 BLOOD DISEASES AND RESOURCES RESEARCH NIH NATIONAL MARROW DONOR PROGRAM RIDER #0301 PO NO $4,814 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO SUBAWARD # 8044SC $343,478 NATIONAL INSTITUTES OF HEALTH NIH MEMORIAL SLOAN KETTERING CANCER CENTER SUBAWARD PO # BD517133A $29,989 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF ALABAMA $512 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH CALIFORNIA PACIFIC MEDICAL CENTER RESEARCH INSTITUTE S171, PO# $15,800 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN $380 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH OKLAHOMA MEDICAL RESEARCH FOUNDATION (OMRF) PO# PG / STAN $32,983 NATIONAL INSTITUTES OF HEALTH NIH CINCINNATI CHILDREN'S HOSPITAL MEDICAL CENTER SUBAWARD / $10,638

176 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures NATIONAL INSTITUTES OF HEALTH NIH RHODE ISLAND HOSPITAL SUBAWARD NO $126,499 WASHINGTON UNIVERSITY IN ST. ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH LOUIS WU /PO # Y $83,389 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL THE OREGON HEALTH SCIENCES RESEARCH NIH UNIVERSITY _STANFORD $233,657 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH CHILDREN'S MERCY HOSPITAL $1,985 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH ACADEMIC PEDIATRIC ASSOCIATION 1R25DK $10,062 JOHNS HOPKINS UNIVERSITY NATIONAL INSTITUTES OF HEALTH NIH HOSPITAL $167,884 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH UNIVERSITY OF OREGON A $51,271 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH GEORGIA REGENTS UNIVERSITY /U24DK $34,776 NATIONAL INSTITUTES OF HEALTH NIH BOSTON UNIVERSITY $55,437 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH UNIVERSITY OF WISCONSIN 550K410 $126,210 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH UNIVERSITY OF WISCONSIN 582K654 $88,551 NATIONAL INSTITUTES OF HEALTH NIH RAND CORPORATION $60,704 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH UNIVERSITY OF VIRGINIA GC $196,859 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH INDIANA UNIVERSITY IN STAN, PO# $75,687 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH BAYLOR COLLEGE OF MEDICINE PO # $51,618 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL CINCINNATI CHILDREN'S HOSPITAL RESEARCH NIH MEDICAL CENTER PO: / $18,715 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH JAEB CENTER FOR HEALTH RESEARCH R01 DK $195,130 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH TUFTS MEDICAL CENTER INC SUB # SERV 5 $43,889 JOHNS HOPKINS UNIVERSITY NATIONAL INSTITUTES OF HEALTH NIH HOSPITAL SUBAWARD # $7,099 NATIONAL INSTITUTES OF HEALTH NIH TUFTS MEDICAL CENTER INC SUBAWARD # SERV 4 $93,274 NATIONAL INSTITUTES OF HEALTH NIH MASSACHUSETTS GENERAL HOSPITAL SUBAWARD $32,189 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH UNIVERSITY OF TEXAS AT AUSTIN UTA $18,960 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH UNIVERSITY OF WASHINGTON UWSC8324,PO $89,018 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH VANDERBILT UNIVERSITY VUMC50484 $34,652 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH VANDERBILT UNIVERSITY VUMC53356 $292,561

177 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures UNIVERSITY OF CALIFORNIA, NEUROLOGICAL DISORDERS NIH BERKELEY /PO# BB $76,735 UNIVERSITY OF MISSOURI KANSAS NEUROLOGICAL DISORDERS NIH CITY / $8,344 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF CINCINNATI ADM ALBERS 1 $75,335 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF CINCINNATI ADM WINTERMARK $38,414 NATIONAL INSTITUTES OF HEALTH NIH HARVARD UNIVERSITY $336,675 NEUROLOGICAL DISORDERS NIH HARVARD UNIVERSITY YR2 $47,903 NEUROLOGICAL DISORDERS NIH WEILL CORNELL MEDICAL COLLEGE /PO# $43,684 NEUROLOGICAL DISORDERS NIH HARVARD UNIVERSITY $48,087 NEUROLOGICAL DISORDERS NIH THE ROCKEFELLER UNIVERSITY 1R01NS $18,543 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF CALIFORNIA, IRVINE $53,475 NEUROLOGICAL DISORDERS NIH MASSACHUSETTS GENERAL HOSPITAL /5K12NS $150,803 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN RPT $2,051 REHABILITATION INSTITUTE OF NATIONAL INSTITUTES OF HEALTH NIH CHICAGO 4561 $17,260 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF MICHIGAN / SHN $109,867 THE FEINSTEIN INSTITUTE FOR NEUROLOGICAL DISORDERS NIH MEDICAL RESEARCH STANFORD 4,PSO NS $68,479 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF PENNSYLVANIA / / $13,036 NEUROLOGICAL DISORDERS NIH COLD SPRINGS HARBOR LABORATORY / PO: SV $13,904 UNIVERSITY OF CALIFORNIA, SAN NEUROLOGICAL DISORDERS NIH FRANCISCO 7381SC; 5R01NS $ ADM NEUROLOGICAL DISORDERS NIH UNIVERSITY OF CINCINNATI WINTERMARK,U01NS08672 $5,869 UNIVERSITY OF CALIFORNIA, SAN NEUROLOGICAL DISORDERS NIH FRANCISCO 9047SC $559,362 NEUROLOGICAL DISORDERS NIH YALE UNIVERSITY A09394 M10A $2,475 MEDICAL UNIVERSITY OF SOUTH NEUROLOGICAL DISORDERS NIH CAROLINA MUSC $26,113 NEUROLOGICAL DISORDERS NIH THE JOHNS HOPKINS UNIVERSITY PO $1,054 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF PENNSYLVANIA PO# , SUBAWARD $171,285 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF MIAMI PO# M174551,1R01NS $118,889

178 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures NEUROLOGICAL DISORDERS NIH BOSTON CHILDREN'S HOSPITAL RSTFD $5,165 NEUROLOGICAL DISORDERS NIH BOSTON CHILDREN'S HOSPITAL RSTFD $103,409 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN SUBAWARD # $293,285 NEUROLOGICAL DISORDERS NIH EMORY UNIVERSITY T $4,400 NEUROLOGICAL DISORDERS NIH EMORY UNIVERSITY T $4,715 NEUROLOGICAL DISORDERS NIH EMORY UNIVERSITY T473240; U01NS $200,956 NEUROLOGICAL DISORDERS NIH THE JOHNS HOPKINS UNIVERSITY U01 NS ; $7,957 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF FLORIDA UFDSP ; $267,560 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF FLORIDA UFDSP $17,905 WASHINGTON UNIVERSITY IN ST. NEUROLOGICAL DISORDERS NIH LOUIS WU $117 THE FRED HUTCHINSON CANCER ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH RESEARCH CENTER $76,498 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH COLUMBIA UNIVERSITY 1 (GG008441) $159,111 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF IOWA /PO# $16,818 DANA FARBER CANCER INSTITUTE NATIONAL INSTITUTES OF HEALTH NIH (505) $44,598 UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER NATIONAL INSTITUTES OF HEALTH NIH DALLAS $19,694 DANA FARBER CANCER INSTITUTE NATIONAL INSTITUTES OF HEALTH NIH (505) $80,965 UNIVERSITY OF CALIFORNIA, LOS ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH ANGELES 1560 G PB333 $18,816 UNIVERSITY OF TEXAS HEALTH ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SCIENCE CENTER SAN ANTONIO / $276,961 UNIVERSITY OF TEXAS HEALTH ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SCIENCE CENTER SAN ANTONIO $15,883 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH EIGER GROUP INTERNATIONAL INC 1R41AI $15 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH INTEGRATED BIOTHERAPEUTICS, INC. 1R41AI $21,154 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH COLUMBIA UNIVERSITY 2 (GG ), PO#G05726 $728,261 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH COLUMBIA UNIVERSITY 2(GG )/PO G10856 $210,048 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH THE JOHNS HOPKINS UNIVERSITY $221,927 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DUKE UNIVERSITY ; AMEND 5 5U19AI $102,623 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DUKE UNIVERSITY ; 5UM1 AI $254,106 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF WISCONSIN MADISON 344K676 $103,226 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH THE SCRIPPS RESEARCH INSTITUTE $421,759

179 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DUKE UNIVERSITY 5U19AI REVISED $15,349 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH NORTHWESTERN UNIVERSITY SU $144,136 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC / $23,182 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF MIAMI $41,365 UNIVERSITY OF CALIFORNIA, SAN ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH FRANCISCO 6692SC $248,605 UNIVERSITY OF CALIFORNIA, SAN ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH FRANCISCO 7099SC AMENDMENT 4 $9,428 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH THE MIRIAM HOSPITAL $2,320 UNIVERSITY OF CALIFORNIA, SAN ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH FRANCISCO 7956SC $7,754 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH BIOMEDICAL RESEARCH INSTITUTE 90 SM $27,365 UNIVERSITY OF CALIFORNIA, SAN ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH FRANCISCO 9158SC $68,678 UNIVERSITY OF CALIFORNIA, SAN ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH FRANCISCO 9160SC $121,302 UNIVERSITY OF CALIFORNIA, SAN ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH FRANCISCO 9336SC $145,717 UNIVERSITY OF CALIFORNIA, SAN ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH FRANCISCO 9439SC $136,051 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF COLORADO FY _FY AMD3 $126,363 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON FY14ITN095 $125,579 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON FY $301,057 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON FY15ITN006 $1,740 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON FY15ITN095 $340,799 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON FY15ITN174 $64,401 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON FY16ITN197 $30,448 PALO ALTO INSTITUTE FOR RESEARCH ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH EDUCATION GOR , PO# GOR $113,882 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON ITN050AD;FY15ITN006 $2,118 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH IMMUNE TOLERANCE NETWORK ITN058A1 $450 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DUKE UNIVERSITY M14 PROJ1 SU; $72,345 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DUKE UNIVERSITY M14 PROJ2 SU; $65,068 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC P.O. # , $9,891 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC P.O. # $22,280 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC PO # $26,339 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC PO # $41,210 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH EMORY UNIVERSITY PO # T $87,771 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC PO , 5U01AI $467 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH THE SCRIPPS RESEARCH INSTITUTE PO NO $13,062

180 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC PO# , $8,966 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH INTEGRATED BIOTHERAPEUTICS, INC. R01TOXVAX STANFORD $61,105 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH GENEFLUIDICS INC. R44AI STANFORD $31,549 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SONG DIAGNOSTIC RESEARCH LLC SPO $4,770 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF CALIFORNIA, BERKELEY SUB /PO# BB $206,561 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DANA FARBER CANCER INSTITUTE (489) SUBAWARD # $138,398 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH EMORY UNIVERSITY SUBAWARD # T $155,530 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH EMORY UNIVERSITY SUBAWARD # T $39,339 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH EMORY UNIVERSITY SUBAWARD # T $30,972 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DANA FARBER CANCER INSTITUTE (489) SUBAWARD , $89,793 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH BRIGHAM AND WOMEN'S HOSPITAL SUBAWARD $49,837 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DANA FARBER CANCER INSTITUTE (505) SUBAWARD $201,851 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER SAN ANTONIO SUBAWARD $89,566 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF WISCONSIN SUBAWARD 415K450 $121 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF WISCONSIN SUBAWARD 415K450 3 $109,449 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO SUBAWARD 8676SC $394,423 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF COLORADO SUBK#FY AMD (LELAND) $56,616 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH WASHINGTON UNIVERSITY IN ST. LOUIS WU $1,088 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH WASHINGTON UNIVERSITY IN ST. LOUIS WU /PO# Y $2,609 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH WASHINGTON UNIVERSITY IN ST. LOUIS WU / PO # A $4,190 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CALIFORNIA, BERKELEY / PO# BB $47,246 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF FLORIDA ,UFDSP $165 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF PITTSBURGH ( ) $182,930 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF UTAH /PO# $294,341 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH ST. JUDE CHILDREN'S RESEARCH HOSPITAL $508,137 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH ST. JUDE CHILDREN'S RESEARCH HOSPITAL $76,778 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH CHILDREN'S HOSPITAL OAKLAND RESEARCH INSTITUTE STANFORD 15 $26,007 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH CHILDREN'S HOSPITAL OAKLAND RESEARCH INSTITUTE STANFORD 16 $18,890 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH PROSOLIA, INC. 1R41GM STANFORD $31,989 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH JOHNS HOPKINS UNIVERSITY HOSPITAL $41,183 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CALIFORNIA, DAVIS $115,383

181 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures UNIVERSITY OF ILLINOIS AT URBANA BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH CHAMPAIGN $103,616 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF NOTRE DAME $48,331 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH RADIATION MONITORING DEVICES 2R44GM $26,763 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CHICAGO $47,942 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH DEPARTMENT OF VETERANS AFFAIRS 512D27033 $58,705 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH THE BURHNAM INSTITUTE STANFORD 05 $102 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH CLEVELAND CLINIC FOUNDATION 576 SUB $11,068 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7392SC $121,226 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 9078SC $16,139 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH NEW YORK UNIVERSITY F PO# UW $2,381 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CHICAGO FP H $74,942 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF VIRGINIA GB $13,883 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF VIRGINIA GC $3,218 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF MIAMI PO # M , ACCT # 66864T $207,879 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH THE SCRIPPS RESEARCH INSTITUTE PO NO $96,137 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH GEORGIA INSTITUTE OF TECHNOLOGY RE690 G1 $150,697 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH PALO ALTO VETERANS INSTITUTE FOR RESEARCH REL $21,925 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOMAGENICS INC SPO $72,231 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH PENN STATE COLLEGE OF MEDICINE STU GM $38,253 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH DUKE UNIVERSITY SUBAWARD # $45,012 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF ALASKA FAIRBANKS UAF / PO: P $143,937 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH GEORGIA INSTITUTE OF TECHNOLOGY R7747 G12 $8,769 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF CALIFORNIA, BERKELEY /BB $15,082 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF CALIFORNIA, BERKELEY /PO BB $31,179 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF CALIFORNIA, BERKELEY /PO# BB $5,115 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF CALIFORNIA, BERKELEY /BB $197,911 $244,392 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF PITTSBURGH ( ) $67,602 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH ARKANSAS CHILDRENS HOSPITAL RESEARCH INSTITUTE $10,759 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH THE OREGON HEALTH SCIENCES UNIVERSITY _STANFORD $88,116 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH CORNELL UNIVERSITY $33,773 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH GINER INC 1R41HD $19,074

182 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF CALIFORNIA, IRVINE ; HD $83 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH CHILDREN'S NATIONAL MEDICAL CENTER (CHILDREN'S RESEARCH INSTITUTE) $18,593 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH CHILDRENS NATIONAL MEDICAL CENTER $17,919 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH NEMOUR CHILDREN'S HOSPITAL /PO# RSUB $958,906 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF CHICAGO 47680/PRIME R01HD $71,513 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH MASSACHUSETTS INSTITUTE OF TECHNOLOGY :5P01HD $25,992 $61,800 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN DIEGO $16,413 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH BAEBIES, INC. 7R43HD $210 UNIVERSITY OF CALIFORNIA, SAN CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH FRANCISCO 9069SC $157,465 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH YALE UNIVERSITY M15A12258(A10293) $138,513 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF MINNESOTA N $16,247 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH NEW YORK UNIVERSITY PO #M ; $15,509 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF OKLAHOMA RSRCH $77,710 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH LUMINA DIAGNOSTICS, INC. SPO $26,879 ARKANSAS CHILDREN'S HOSPITAL CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH RESEARCH INSTITUTE SUBAWARD NO $24,112 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF FLORIDA UFDSP , PROJ # $149,370 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH VANDERBILT UNIVERSITY VUMC $9,628 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH VANDERBILT UNIVERSITY VUMC $25,375 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH VANDERBILT UNIVERSITY VUMC39135 $32,618 AGING RESEARCH NIH PHOTOZIG, INC THOMPSON $4,879 AGING RESEARCH NIH HARVARD UNIVERSITY $536,280 AGING RESEARCH NIH NATIONAL BUREAU OF ECONOMIC RESEARCH STANFORD $1,898 AGING RESEARCH NIA NATIONAL BUREAU OF ECONOMIC RESEARCH STANFORD 3 $79,011 AGING RESEARCH NIH NATIONAL BUREAU OF ECONOMIC RESEARCH STANFORD 3 $25,360

183 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures AGING RESEARCH NIH UNIVERSITY OF PENNSYLVANIA / /19374 $4,644 AGING RESEARCH NIH UNIVERSITY OF WISCONSIN MADISON 594K300 $63,323 AGING RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 6459SC $29,179 AGING RESEARCH NIH UNIVERSITY OF WISCONSIN 658K571 $81,347 AGING RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 6591SC $292,961 AGING RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7674SC $32,401 AGING RESEARCH NIH PALO ALTO INSTITUTE FOR RESEARCH EDUCATION GOR $80,570 AGING RESEARCH NIH DUKE CLINICAL RESEARCH INSTITUTE SUBAWARD # $22,848 AGING RESEARCH NIH UNIVERSITY OF FLORIDA UFDSP $30,415 AGING RESEARCH NIH UNIVERSITY OF FLORIDA UFDSP PROJECT $89,769 AGING RESEARCH NIH UNIVERSITY OF WASHINGTON SEATTLE UWSC8882 BPO16370 $1,158 AGING RESEARCH NIH UNIVERSITY OF WASHINGTON SEATTLE UWSC8882 / PO# BPO07343 $7,581 AGING RESEARCH NIH DUKE CLINICAL RESEARCH INSTITUTE WBSE: , AWARD# $7,825 VISION RESEARCH NIH UNIVERSITY OF CALIFORNIA, BERKELEY /PO# BB $255,515 VISION RESEARCH NIH UNIVERSITY OF CALIFORNIA, LOS ANGELES 1430 G SA696 $158,525 VISION RESEARCH NIH REGENERATIVE RESEARCH FOUNDATION 5011 SU/1R01EY $38,597 VISION RESEARCH NIH BAYLOR COLLEGE OF MEDICINE $181,955 VISION RESEARCH NIH MEDICAL COLLEGE OF WISCONSIN NEI_U01EY025477/PO# $40,688 VISION RESEARCH NIH RICE UNIVERSITY R2256D $129,082 VISION RESEARCH NIH NOVORON BIOSCIENCE INC RAP 1R41EY $1,578 VISION RESEARCH NIH UNIVERSITY OF CALIFORNIA, SANTA CRUZ S $215,946 MEDICAL LIBRARY ASSISTANCE NIH CONVERSPEECH $37,670 TUBERCULOSIS DEMONSTRATION, RESEARCH, PUBLIC AND PROFESSIONAL EDUCATION CDC U.S. CIVILIAN RESEARCH & DEVELOPMENT FOUNDATION CO $8,279 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CALIFORNIA, BERKELEY PO#BB $106,993 $195,367 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH BETH ISRAEL DEACONESS MEDICAL CENTER A01 $51,448 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF SOUTH FLORIDA A/1R01TW $15,276 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH BIOMEDICAL RESEARCH AND TRAINING INSTITUTE 2U2RTW $608 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 9180SC $19,454 NATIONAL INSTITUTES OF HEALTH 93.RD NIH UNIVERSITY OF UTAH CRC PO# $26,617

184 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures NATIONAL INSTITUTES OF HEALTH 93.RD NIH LEIDOS BIOMEDICAL RESEARCH INC. 15X009 $176,424 NATIONAL INSTITUTES OF HEALTH 93.RD NIH UNIVERSITY OF MINNESOTA PO# $9,161 NATIONAL INSTITUTES OF HEALTH 93.RD NIH MASSACHUSETTS GENERAL HOSPITAL 2011A051506/ $243,893 NATIONAL INSTITUTES OF HEALTH 93.RD NIH MASSACHUSETTS GENERAL HOSPITAL $3,205 NATIONAL INSTITUTES OF HEALTH 93.RD NIH MASSACHUSETTS GENERAL HOSPITAL A01 $75,021 BIOMEDICAL ADVANCED RESEARCH AND DEVELOPMENT AUTHORITY 93.RD BARDA SRI INTERNATIONAL A09 $328 BIOMEDICAL ADVANCED RESEARCH AND DEVELOPMENT AUTHORITY 93.RD BARDA SRI INTERNATIONAL A13 $249,382 NATIONAL INSTITUTES OF HEALTH 93.RD NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8451SC $171,226 NATIONAL INSTITUTES OF HEALTH 93.RD NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 9201SC $221,760 NATIONAL INSTITUTES OF HEALTH 93.RD NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 9202SC $61,081 AGENCY FOR HEALTHCARE RESEARCH AND QUALITY 93.RD AHRQ AMERICAN INSTITUTES FOR RESEARCH ; PO# 13RRG10003 $28,524 NATIONAL INSTITUTES OF HEALTH 93.RD NIH INTERNATIONAL CENTRE FOR DIARRHOEAL DISEASE RESEARCH,BANGLADESH BC# $6,356 NATIONAL INSTITUTES OF HEALTH 93.RD NIH LABCYTE INC. HHSN C $17,281 NATIONAL INSTITUTES OF HEALTH 93.RD NIH NEW ENGLAND RESEARCH INSTITUTE HHSN $62,340 NATIONAL INSTITUTES OF HEALTH 93.RD NIH RADIOLOGICAL SOCIETY OF NORTH AMERICA (1379) HHSN C (16A) $31,661 AGENCY FOR HEALTHCARE RESEARCH AND QUALITY 93.RD AHRQ HOSP RSCH/EDUC TRUST HRET PROJECT # $3,623 THE CENTERS FOR MEDICARE AND MEDICAID SERVICES 93.RD CMMS ACUMEN LLC MIDS I T0002 $53,938 NATIONAL INSTITUTES OF HEALTH 93.RD NIH UNIVERSITY OF SOUTH FLORIDA PO ; ; $12,095 NATIONAL INSTITUTES OF HEALTH 93.RD NIH THE JOHNS HOPKINS UNIVERSITY PO# $143,856 BIOMEDICAL ADVANCED RESEARCH AND DEVELOPMENT AUTHORITY 93.RD BARDA DUKE UNIVERSITY PROTOCOL # CE $50,615 NATIONAL INSTITUTES OF HEALTH 93.RD NIH OHIO STATE UNIVERSITY RF $25,189 NATIONAL INSTITUTES OF HEALTH 93.RD NIH RADIATION THERAPY ONCOLOGY GROUP RTOG STANFORD SOW#1 $68,770 NATIONAL INSTITUTES OF HEALTH 93.RD NIH DIONNE ASSOCIATES, LLC S STANFORD 001 $449,022 NATIONAL INSTITUTES OF HEALTH 93.RD NIH NORTHWESTERN UNIVERSITY SUBAWARD # SU $3,013 NATIONAL INSTITUTES OF HEALTH 93.RD NIH THE FRED HUTCHINSON CANCER RESEARCH CENTER SUBCONTRACT # $9,792 TOTAL DEPARTMENT OF HEALTH AND HUMAN SERVICES PASS THROUGH PROGRAMS $446,896 $39,589,326 TOTAL DEPARTMENT OF HEALTH AND HUMAN SERVICES $35,375,150 $465,581,738 DEPARTMENT OF HOMELAND SECURITY DEPARTMENT OF HOMELAND SECURITY DIRECT PROGRAMS

185 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART A AWARD EXPENDITURE DETAIL Federal Additional Pass Through Pass Through Amount Passed CFDA Award Entity Entity Through to Federal Federal Grantor/Program Title Number Identification Name Identifying Number Sub Recipients Expenditures HOMELAND SECURITY DEPARTMENT OF HOMELAND SECURITY 97.RD SOURCE #CS 15 B0040 $264,976 HOMELAND SECURITY SOURCE #HSHQDC 12 C DEPARTMENT OF HOMELAND SECURITY 97.RD $206,877 $2,576,255 TOTAL DEPARTMENT OF HOMELAND SECURITY DIRECT PROGRAMS $206,877 $2,841,231 DEPARTMENT OF HOMELAND SECURITY PASS THROUGH PROGRAMS CENTERS FOR HOMELAND SECURITY HOMELAND SECURITY UNIVERSITY OF MARYLAND AT COLLEGE PARK Z $6,532 DEPARTMENT OF HOMELAND SECURITY 97.RD HOMELAND SECURITY UT BATTELLE LLC $11,741 TOTAL DEPARTMENT OF HOMELAND SECURITY PASS THROUGH PROGRAMS $18,273 TOTAL DEPARTMENT OF HOMELAND SECURITY $206,877 $2,859,504 U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT PASS THROUGH PROGRAMS USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS USAID COLLEGE OF WILLIAM & MARY O $175,218 USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS USAID UNIVERSITY RESEARCH CORPORATION FY14 A $414,577 U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) 98.RD USAID UNIVERSITY OF CALIFORNIA, DAVIS $322 U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) 98.RD USAID UNIVERSITY OF CALIFORNIA, DAVIS $52,936 U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) 98.RD USAID AMERICAN REFUGEE COMMITTEE AID OAA (ASILI) $76,441 U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) 98.RD USAID MAKERERE UNIVERSITY MAKSPH /15 $89,530 U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) 98.RD USAID INNOVATIONS FOR POVERTY ACTION SUB15101 $14,664 U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) 98.U99 USAID MAKERERE UNIVERSITY MAKSPH /16 $582,960 TOTAL U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT $1,406,648 TOTAL EXPENDITURE OF FEDERAL AWARDS $64,836,758 $816,525,428

186 Schedule of Expenditures of Federal Awards Part B, Summary of Program Clusters

187 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures RESEARCH AND DEVELOPMENT PROGRAMS AGRICULTURAL RESEARCH_BASIC AND APPLIED RESEARCH USDA SOURCE # $133,426 RESEARCH INNOVATION AND DEVELOPMENT GRANTS IN ECONOMIC (RIDGE) USDA UNIVERSITY OF WISCONSIN MADISON 471K531 $4,571 AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) USDA SOURCE # $90 AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) USDA SOURCE # $43,190 AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) USDA SOURCE # $12,948 AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) USDA DUKE UNIVERSITY 15 USDA 1051; $11,774 SEA GRANT SUPPORT COMMERCE UNIVERSITY OF SOUTHERN CALIFORNIA Y83440 PO# $1,004 CLIMATE AND ATMOSPHERIC RESEARCH COMMERCE SOURCE #NA11OAR $478 MEASUREMENT AND ENGINEERING RESEARCH AND STANDARDS COMMERCE SOURCE #70NANB12H273 $82,180 MEASUREMENT AND ENGINEERING RESEARCH AND STANDARDS COMMERCE SOURCE #70NANB13H193 $267,994 MEASUREMENT AND ENGINEERING RESEARCH AND STANDARDS COMMERCE SOURCE #70NANB14H221 $99,575 SCIENCE, TECHNOLOGY, BUSINESS AND/OR EDUCATION OUTREACH COMMERCE SOURCE #70NANB15H192 $452,828 SCIENCE, TECHNOLOGY, BUSINESS AND/OR EDUCATION OUTREACH COMMERCE SOURCE #70NANB15H268 $204,139 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD SOURCE # $207,099 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD SOURCE #FA $747,644 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD SOURCE #FA $353,136 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD SOURCE #FA $712,185 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD SOURCE #FA $753,724 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD SOURCE #FA $1,056,638 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD SOURCE #FA $1,061,044

188 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $70 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $19,583 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $14 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $15,378 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $475,815 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $86,781 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $27,678 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $44,324 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $89,650 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $166,970 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $9,283 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $155,217 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $44,971 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $155,332 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $292,869 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $137,193 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $934,541 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $168,078 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $1,356,794 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $676,501 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $119,848

189 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $82,251 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $81,092 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $124,520 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $134,531 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $149,394 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $101,278 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $276,111 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $89,930 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $125,100 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $208,224 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $205,328 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $342,581 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $149,655 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $257,453 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $650,919 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $129,563 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $524,836 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $98,467 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $68,788 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $37,944 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $110,305

190 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $39,678 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $261,698 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $39,047 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $8,400 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $138,659 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $73,720 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $33,879 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH G005 $65,197 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $92,790 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $605 DOD SOURCE #N BASIC AND APPLIED SCIENTIFIC RESEARCH $47,895 UNIVERSITY OF CALIFORNIA, BASIC AND APPLIED SCIENTIFIC RESEARCH DOD BERKELEY $61,296 UNIVERSITY OF CALIFORNIA, LOS BASIC AND APPLIED SCIENTIFIC RESEARCH DOD ANGELES 1015 G NA125/ N $6,775 UNIVERSITY OF CALIFORNIA, LOS BASIC AND APPLIED SCIENTIFIC RESEARCH DOD ANGELES 1015 G TA275 $61,189 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD HARVARD UNIVERSITY $104,497 UNIVERSITY OF ILLINOIS AT URBANA BASIC AND APPLIED SCIENTIFIC RESEARCH DOD CHAMPAIGN (A0442) $110,308 NATIONAL BUREAU OF ECONOMIC BASIC AND APPLIED SCIENTIFIC RESEARCH DOD RESEARCH $129,033 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD UNIVERSITY OF MICHIGAN $107,217 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD UNIVERSITY OF MICHIGAN $7,744 UNIVERSITY OF CALIFORNIA, SAN BASIC AND APPLIED SCIENTIFIC RESEARCH DOD DIEGO PO:S $96,742 MASSACHUSETTS INSTITUTE OF BASIC AND APPLIED SCIENTIFIC RESEARCH DOD TECHNOLOGY $14,408 MASSACHUSETTS INSTITUTE OF BASIC AND APPLIED SCIENTIFIC RESEARCH DOD TECHNOLOGY $36,488 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD UNIVERSITY OF WISCONSIN 590K111 $60,956

191 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures BASIC AND APPLIED SCIENTIFIC RESEARCH DOD UNIVERSITY OF CENTRAL FLORIDA $33,556 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD OKLAHOMA STATE UNIVERSITY AE S $1,087 UNIVERSITY OF CALIFORNIA, SANTA BASIC AND APPLIED SCIENTIFIC RESEARCH DOD BARBARA KK1139 $112,974 UNIVERSITY OF CALIFORNIA, SANTA BASIC AND APPLIED SCIENTIFIC RESEARCH DOD BARBARA KK1318 $340,983 UNIVERSITY OF CALIFORNIA, BASIC AND APPLIED SCIENTIFIC RESEARCH DOD BERKELEY PO: BB SA 8173 $374,420 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD GEORGIA INSTITUTE OF TECHNOLOGY RG923 G2 $392,979 BASIC AND APPLIED SCIENTIFIC RESEARCH DOD UNIVERSITY OF TEXAS UTA $2,788 BASIC SCIENTIFIC RESEARCH COMBATING WEAPONS OF MASS DESTRUCTION DOD SOURCE #HDTRA $97 BASIC SCIENTIFIC RESEARCH COMBATING WEAPONS OF MASS DESTRUCTION DOD SOURCE #HDTRA $285,296 BASIC SCIENTIFIC RESEARCH COMBATING WEAPONS OF MASS DESTRUCTION DOD SOURCE #HDTRA $297,201 BASIC SCIENTIFIC RESEARCH COMBATING WEAPONS OF MASS DESTRUCTION DOD SOURCE #HDTRA $177,621 BASIC SCIENTIFIC RESEARCH COMBATING WEAPONS OF MASS DESTRUCTION DOD UNIVERSITY OF NOTRE DAME SU $51,632 BASIC SCIENTIFIC RESEARCH COMBATING WEAPONS OF MASS DESTRUCTION DOD THE PENNSYLVANIA STATE UNIVERSITY 4643 SU DTRA 0026 $55,780 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD SOURCE #W81XWH $1,259,522 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD SOURCE #W81XWH $12,726 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD SOURCE #W81XWH $36,401 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD SOURCE #W81XWH $182,200 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD SOURCE #W81XWH $6,514 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD SOURCE #W81XWH $127,221 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD SOURCE #W81XWH $26,194 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD SOURCE #W81XWH $6,356 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD SOURCE #W81XWH $231

192 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DOD SOURCE #W81XWH 12 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $451,419 DOD SOURCE #W81XWH 13 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $41,556 DOD SOURCE #W81XWH 13 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $104,893 DOD SOURCE #W81XWH 13 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $8,475 DOD SOURCE #W81XWH 13 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $1,617 DOD SOURCE #W81XWH 13 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $1,081,426 DOD SOURCE #W81XWH 14 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $60,431 DOD SOURCE #W81XWH 14 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $143,523 DOD SOURCE #W81XWH 14 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $254,435 DOD SOURCE #W81XWH 14 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $2,630 DOD SOURCE #W81XWH 14 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $32,795 DOD SOURCE #W81XWH 14 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $200,213 DOD SOURCE #W81XWH 14 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $125,565 DOD SOURCE #W81XWH 14 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $344,888 DOD SOURCE #W81XWH 14 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $159,157 DOD SOURCE #W81XWH 14 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $463,589 DOD SOURCE #W81XWH 14 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $188,964 DOD SOURCE #W81XWH 14 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $463,542 DOD SOURCE #W81XWH 15 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $218,893 DOD SOURCE #W81XWH 15 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $421,201 DOD SOURCE #W81XWH 15 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $334,754

193 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DOD SOURCE #W81XWH 15 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $216,245 DOD SOURCE #W81XWH 15 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $220,650 DOD SOURCE #W81XWH 15 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $197,028 DOD SOURCE #W81XWH 15 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $61,198 DOD SOURCE #W81XWH 15 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $131,812 DOD SOURCE #W81XWH 15 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $117,183 DOD SOURCE #W81XWH 15 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $135,463 DOD SOURCE #W81XWH 16 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $5,446 DOD SOURCE #W81XWH 16 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $61,085 DOD SOURCE #W81XWH 16 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $37,171 DOD SOURCE #W81XWH 16 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $79,610 DOD SOURCE #W81XWH 16 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $20,004 DOD SOURCE #W81XWH 16 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $70,980 DOD SOURCE #W81XWH 16 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $51,807 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD DENVER RESEARCH INSTITUTE $121,908 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD UNIVERSITY OF PITTSBURGH ( ) $99,883 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD WASHINGTON STATE UNIVERSITY G $5,287 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD DUKE UNIVERSITY $26,703 UNIVERSITY OF CALIFORNIA, SAN MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD FRANCISCO 8595SC $35,255 ARMFYUNIVERSITY OF CALIFORNIA, MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD SAN FRANCISCO 8595SC/W81XWH $2,234 PALO ALTO VETERANS INSTITUTE FOR MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD RESEARCH BAY $18,285 PALO ALTO VETERANS INSTITUTE FOR MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD RESEARCH CLA / PO CLA $34,201 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD BOSTON CHILDRENS HOSPITAL RSTFD $3,225 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD WAKE FOREST UNIVERSITY WFUHS SR 01 $242,603

194 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD WAKE FOREST UNIVERSITY WFUHS SR 03 $239,244 MILITARY MEDICAL RESEARCH AND DEVELOPMENT DOD CLEVELAND CLINIC FOUNDATION 629 SUB $61,734 DOD SOURCE #W911NF 07 2 BASIC SCIENTIFIC RESEARCH $2,371,994 DOD SOURCE #W911NF 12 1 BASIC SCIENTIFIC RESEARCH $514 DOD SOURCE #W911NF 12 1 BASIC SCIENTIFIC RESEARCH $669 DOD SOURCE #W911NF 13 1 BASIC SCIENTIFIC RESEARCH $63,917 DOD SOURCE #W911NF 13 1 BASIC SCIENTIFIC RESEARCH $189,877 DOD SOURCE #W911NF 13 1 BASIC SCIENTIFIC RESEARCH $175,010 DOD SOURCE #W911NF 13 1 BASIC SCIENTIFIC RESEARCH $74,177 DOD SOURCE #W911NF 13 1 BASIC SCIENTIFIC RESEARCH $36,089 DOD SOURCE #W911NF 13 1 BASIC SCIENTIFIC RESEARCH $241,089 DOD SOURCE #W911NF 14 1 BASIC SCIENTIFIC RESEARCH $12,741 DOD SOURCE #W911NF 14 1 BASIC SCIENTIFIC RESEARCH $106,197 DOD SOURCE #W911NF 14 1 BASIC SCIENTIFIC RESEARCH $51,264 DOD SOURCE #W911NF 14 1 BASIC SCIENTIFIC RESEARCH $155,006 DOD SOURCE #W911NF 14 1 BASIC SCIENTIFIC RESEARCH $138,928 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $60,212 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $93,760 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $234,838 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $32,288 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $43,173 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $661,751

195 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $67,157 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $115,325 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $100,016 DOD SOURCE #W911NF 15 1 BASIC SCIENTIFIC RESEARCH $69,072 DOD SOURCE #W911NF 15 2 BASIC SCIENTIFIC RESEARCH $748,099 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $22,437 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $15,237 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $112,902 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $96,498 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $283,129 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $17,682 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $24,544 DOD SOURCE #W911NF 16 1 BASIC SCIENTIFIC RESEARCH $832 BASIC SCIENTIFIC RESEARCH DOD DUKE UNIVERSITY $174,988 BASIC SCIENTIFIC RESEARCH DOD UNIVERSITY OF PENNSYLVANIA $180,113 BASIC SCIENTIFIC RESEARCH DOD YALE UNIVERSITY C13J11493(J00210) $60,148 BASIC SCIENTIFIC RESEARCH DOD UNIVERSITY OF INNSBRUCK PRIME AWARD: W911NF $116,577 UNIVERSITY OF ILLINOIS AT URBANA BASIC SCIENTIFIC RESEARCH DOD CHAMPAIGN $68,727 UNIVERSITY OF SOUTHERN BASIC SCIENTIFIC RESEARCH DOD CALIFORNIA $16,680 UNIVERSITY OF SOUTHERN BASIC SCIENTIFIC RESEARCH DOD CALIFORNIA $220,349 BASIC, APPLIED, AND ADVANCED RESEARCH IN SCIENCE AND DOD SOURCE #FA ENGINEERING $237,703 HENRY M JACKSON FOUNDATION FOR THE ADVANCEMENT OF UNIFORMED SERVICES UNIVERSITY MEDICAL RESEARCH PROJECTS DOD MILITARY MEDICINE SUBAWARD 2549 PO # $151,284

196 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $7,623 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $161,710 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $120,485 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $233,224 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $259,710 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $1,633,413 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $1,516,542 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $256,911 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $132,378 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $783 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $20 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $254,918 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $188 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $49,683 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $91,474 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $82,387 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $294,949 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $148,521 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $155,606 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $129,084 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $115,805

197 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $146,215 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $352,043 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $241,499 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $315,510 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $183,409 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $129,504 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $81,540 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $105,880 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $1,422,381 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $435,453 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $309,409 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $65,770 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $241,884 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $168,395 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $150,884 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $139,823 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $750,000 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $248,571 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $202,532 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $299,624 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $66,459

198 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $513,761 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $91,700 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $121,547 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $207,621 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $79,665 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $18,150 DOD SOURCE #FA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM $120,499 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF PITTSBURGH ( ) $3,765 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF UTAH S2 $121,861 UNIVERSITY OF CALIFORNIA, SAN AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD DIEGO $443,638 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD HARVARD UNIVERSITY $254,924 UNIVERSITY OF ILLINOIS AT URBANA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD CHAMPAIGN / A1934 $177,032 UNIVERSITY OF ILLINOIS AT URBANA AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD CHAMPAIGN (A0080) $180,229 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF TEXAS AT ARLINGTON $4,060 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF MICHIGAN $108,076 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF MICHIGAN ; FA $133,017 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF MICHIGAN $13,772 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF MICHIGAN $68,611 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF SOUTHERN CALIFORNIA /PO# $124,242 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD MASSACHUSETTS INSTITUTE OF TECHNOLOGY $78,798 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF WISCONSIN MADISON 580K753 $35,779 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD CORNELL UNIVERSITY $177,451 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD BROWN UNIVERSITY FA $310,246 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF CHICAGO FP A $177,958 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD PRINCETON UNIVERSITY ORPA PRIFA $1,301 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF SOUTHERN CALIFORNIA PO# / $45,744

199 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD GEORGIA INSTITUTE OF TECHNOLOGY RC413 G2 $306,527 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD UNIVERSITY OF WASHINGTON SUBAWARD UWSC7745/ BPO5764 $107,375 AIR FORCE DEFENSE RESEARCH SCIENCES PROGRAM DOD TULANE UNIVERSITY TUL SCC $162,918 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #D14AP00043 $329,333 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #D14AP00044 $194,111 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #FA $328,301 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #FA $458,830 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #FA $232,296 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #HR $7,202 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #HR $95,379 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #HR $323,541 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #HR $106,804 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #N $2,760 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #N $84,994 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #N $466,638 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #N $1,361 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #N $486,978 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #N $317,936 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #N $346,065 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #W909MY $331,199 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD SOURCE #W911NF DEPARTMENT OF ARMY W911NF $7,221,754 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD CARNEGIE MELLON UNIVERSITY $103,115 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD DUKE UNIVERSITY 15 DARPA 1042 $58,456 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD UNIVERSITY OF WISCONSIN MADISON 541K564 $27,665

200 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures MASSACHUSETTS INSTITUTE OF RESEARCH AND TECHNOLOGY DEVELOPMENT DOD TECHNOLOGY $5,082 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD CORNELL UNIVERSITY $10,549 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD UNIVERSITY OF TENNESSEE A S002 A03 $278,832 UNIVERSITY OF CALIFORNIA, SANTA RESEARCH AND TECHNOLOGY DEVELOPMENT DOD BARBARA KK1660 $426,060 RESEARCH AND TECHNOLOGY DEVELOPMENT DOD EMORY UNIVERSITY T $154,625 DOD SOURCE #FA C DEPARTMENT OF THE AIR FORCE 12.RD 0220 $139,204 DOD SOURCE #FA C DEPARTMENT OF THE AIR FORCE 12.RD 0029 $98,937 DEPARTMENT OF THE AIR FORCE 12.RD DOD MIT LINCOLN LABORATORY (DOD) $12,812 MASSACHUSETTS INSTITUTE OF DEPARTMENT OF THE AIR FORCE 12.RD DOD TECHNOLOGY $182,312 DEPARTMENT OF THE AIR FORCE 12.RD DOD CASCADE TECHNOLOGIES INC AF14 AT23 $60,975 DEPARTMENT OF THE AIR FORCE 12.RD DOD GEORGIA INSTITUTE OF TECHNOLOGY RF386 S1 $195,193 DEPARTMENT OF THE AIR FORCE 12.RD DOD HOLOCHIP CORPORATION SPO # $20 DEPARTMENT OF THE AIR FORCE 12.RD DOD COMBUSTION SCIENCE & ENGINEERING INC SU SPO $35,791 DEPARTMENT OF THE ARMY 12.RD DOD SOURCE #W911NF $3,152,858 DEPARTMENT OF THE ARMY 12.RD DOD SOURCE #W911QY 14 C 0086 $3,859,934 DEPARTMENT OF THE ARMY 12.RD DOD SOURCE #W912HQ 10 C 0079 $91,977 WOMACK ARMY MEDICAL CENTER 12.RD DOD SOURCE #W91YTZ 15 R 0028 $124,065 DEPARTMENT OF THE ARMY 12.RD DOD BAE SYSTEMS $365,626 DEPARTMENT OF THE ARMY 12.RD DOD UNIVERSITY OF HAWAII HI $11,032 DEPARTMENT OF THE ARMY 12.RD DOD INTELLIGENT FIBER OPTIC SYSTEMS CORPORATION SBIR PHASE II $88,419 DEPARTMENT OF THE ARMY 12.RD DOD ADVR, INC. SPO # $248,069 DEPARTMENT OF THE ARMY 12.RD DOD BRAIN TRAUMA FOUNDATION W911QY 12 C 0005/ETA SUB05 $1,624,632 DEPARTMENT OF THE NAVY 12.RD DOD SOURCE #N P 0528 $41,470 DEPARTMENT OF THE NAVY 12.RD DOD SOURCE #N C 2013 $760,505 DEPARTMENT OF THE NAVY 12.RD DOD GENTHERM INCORPORATED N C 4022 $287,699 DEPARTMENT OF THE NAVY 12.RD DOD GEORGIA INSTITUTE OF TECHNOLOGY RC788 S3 $68,126 DEPARTMENT OF THE NAVY 12.RD DOD CASCADIA RESEARCH SUBCONTRACT 467 STANFORD $70,707

201 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DEPARTMENT OF THE NAVY 12.RD DOD UNIVERSITY OF PITTSBURGH SUB K: $184,942 DOD SOURCE #H C NATIONAL SECURITY AGENCY 12.RD 0590 $95,020 DOD SOURCE #HR C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 0057 $35,485 DOD SOURCE #HR C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 0060 $184,278 DOD SOURCE #N C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 4042 $1,262,536 DOD SOURCE #N C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 4043 $860,630 DOD SOURCE #W911NF 15 C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 0214 $256,274 DOD SOURCE #W911NF 16 C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 0052 $201,092 DOD SOURCE #W911QX 12 C DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD 0018 $409,969 UNIVERSITY OF CALIFORNIA, LOS DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD ANGELES 0142SQA022 $194,235 UNIVERSITY OF CALIFORNIA, LOS DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD ANGELES 0142SQA A $163,519 UNIVERSITY OF CALIFORNIA, LOS DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD ANGELES 0142SQA024 $235,992 UNIVERSITY OF CALIFORNIA, LOS DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD ANGELES 0142SQA A $170,902 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD SANDIA NATIONAL LABORATORIES $11 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD SRI INTERNATIONAL $4,052 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD HRL LABORATORIES LLC DS $47,402 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD SRI INTERNATIONAL $38,072 UNIVERSITY OF ILLINOIS AT URBANA DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD CHAMPAIGN C4432 AMEND#3 $112,432 UNIVERSITY OF ILLINOIS AT URBANA DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD CHAMPAIGN , C4432 $1,024,499 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD UNIVERSITY OF CALIFORNIA, DAVIS $173,186 INTERNATIONAL BUSINESS DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD MACHINES CORPORATION PO $128,909 INTERNATIONAL BUSINESS DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD MACHINES CORPORATION PO: $9,229 INTERNATIONAL BUSINESS DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD MACHINES CORPORATION PO: $86,230 INTERNATIONAL BUSINESS DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD MACHINES CORPORATION / PO: $15,574

202 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures INTERNATIONAL BUSINESS DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD MACHINES CORPORATION / PO# $150,633 MASSACHUSETTS INSTITUTE OF DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD TECHNOLOGY $110,523 UNIVERSITY OF CALIFORNIA, SAN DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD FRANCISCO 6814SC $49,477 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD GROUP4 LABS, INC. FE $8,363 UNIVERSITY OF CALIFORNIA, SANTA DEPARTMENT OF DEFENSE 12.RD DOD BARBARA KK1633 $598,330 DEPARTMENT OF THE AIR FORCE 12.RD DOD MIT LINCOLN LABORATORY (DOD) P.O.# $13,851 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD DRAPER LABORATORY PO: SC $122,708 DEPARTMENT OF DEFENSE 12.RD DOD CHARLES RIVER ANALYTICS INC. SC $58,377 DEPARTMENT OF DEFENSE ADVANCED RESEARCH PROJECTS AGENCY 12.RD DOD UNIVERSITY OF MICHIGAN SUBCONTRACT $346,055 DEPARTMENT OF DEFENSE 12.RD DOD LPATH INC W81XWH $171,549 INTERIOR SOURCE EARTHQUAKE HAZARDS RESEARCH GRANTS #G14AP00038 $51,353 INTERIOR SOURCE EARTHQUAKE HAZARDS RESEARCH GRANTS #G15AP00066 $30,729 INTERIOR SOURCE U.S. GEOLOGICAL SURVEY_ RESEARCH AND DATA COLLECTION #G11AC90020 $40,949 INTERIOR SOURCE U.S. GEOLOGICAL SURVEY_ RESEARCH AND DATA COLLECTION #G16AC00006 $87,742 UNIVERSITY OF SOUTHERN U.S. GEOLOGICAL SURVEY_ RESEARCH AND DATA COLLECTION INTERIOR CALIFORNIA / G12AC20038 $26,620 INTERIOR SOURCE NATIONAL COOPERATIVE GEOLOGIC MAPPING PROGRAM #G15AC00435 $10,301 NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND JUSTICE SOURCE #2015 DN DEVELOPMENT PROJECT GRANTS BX K037 $209,307 NATIONAL INSTITUTE OF JUSTICE RESEARCH, EVALUATION, AND DEVELOPMENT PROJECT GRANTS JUSTICE UNIVERSITY OF CALIFORNIA, DAVIS $39,627 JUSTICE SOURCE #2013 DN DEPARTMENT OF JUSTICE 16.RD BX K010 $245,549 JUSTICE SOURCE #2014 DN DEPARTMENT OF JUSTICE 16.RD BX K015 $118,637 UNITED STATES POSTAL SERVICE 18.RD CRIMINAL JUSTICE SYSTEMS AVIATION RESEARCH GRANTS U.S. POSTAL SERVICE SOURCE #6HQOIG 15 B 0061 $87,854 STATE SOURCE #SINLEC16CA2003 $46,545 TRANSPORTATION SOURCE #12 G 003 $282,090

203 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures TRANSPORTATION SOURCE #10 C CST SU TASK 185 MOD AIR TRANSPORTATION CENTERS OF EXCELLENCE $73,471 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #10 C CST SU $38,204 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU $18,053 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU 005 $27,216 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU 006 $50,047 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU 007 $79,018 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU 008 $347,514 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU 03 $4,896 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #13 C AJFE SU 14 $103,458 TRANSPORTATION SOURCE AIR TRANSPORTATION CENTERS OF EXCELLENCE #15 C CST SU 03 $49,003 TRANSPORTATION SOURCE OFFICE OF AVIATION RESEARCH, FEDERAL AVIATION ADMINISTRATION 20.RD #15 C CST SU 01 AMEND. 01 $21,988 TRANSPORTATION SOURCE OFFICE OF AVIATION RESEARCH, FEDERAL AVIATION ADMINISTRATION 20.RD #DTFAWA 16 A $1,676,963 TRANSPORTATION SOURCE U.S. DEPARTMENT OF TRANSPORTATION 20.RD #OASRTRS 14 H SU1 $405,146 SCIENCE NASA SOURCE #NNX09AR95G $39,218 SCIENCE NASA SOURCE #NNX10AE22G $43,127 SCIENCE NASA SOURCE #NNX10AF42G $109,997 SCIENCE NASA SOURCE #NNX11AF08G $9,730 SCIENCE NASA SOURCE #NNX11AR62G $277,540 SCIENCE NASA SOURCE #NNX12AK20G $43,979 SCIENCE NASA SOURCE #NNX12AO25G $113,590

204 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures SCIENCE NASA SOURCE #NNX12AO68G $19,226 SCIENCE NASA SOURCE #NNX12AO69G $15,111 SCIENCE NASA SOURCE #NNX12AO70G $554 SCIENCE NASA SOURCE #NNX12AO71G $636 SCIENCE NASA SOURCE #NNX12AO73G $48,697 SCIENCE NASA SOURCE #NNX12AO78G $123 SCIENCE NASA SOURCE #NNX12AP59G $121,438 SCIENCE NASA SOURCE #NNX13AC47G $314,298 SCIENCE NASA SOURCE #NNX13AF13G $73,126 SCIENCE NASA SOURCE #NNX13AF79G $116,958 SCIENCE NASA SOURCE #NNX13AI68G $201,317 SCIENCE NASA SOURCE #NNX13AK15G $29,488 SCIENCE NASA SOURCE #NNX13AK39G $215,572 SCIENCE NASA SOURCE #NNX13AN52H $30,000 SCIENCE NASA SOURCE #NNX13AO84G $9,630 SCIENCE NASA SOURCE #NNX13AO87G $3,260 SCIENCE NASA SOURCE #NNX13AP02G $7,513 SCIENCE NASA SOURCE #NNX13AP23G $3,806 SCIENCE NASA SOURCE #NNX14AB69A $172,328 SCIENCE NASA SOURCE #NNX14AE66A $27,459 SCIENCE NASA SOURCE #NNX14AG03G $208,845

205 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures SCIENCE NASA SOURCE #NNX14AH08G $60,363 SCIENCE NASA SOURCE #NNX14AK42G $17,620 SCIENCE NASA SOURCE #NNX14AL01H $27,272 SCIENCE NASA SOURCE #NNX14AN95G $98,261 SCIENCE NASA SOURCE #NNX14AQ21G $54,706 SCIENCE NASA SOURCE #NNX14AQ22G $82,241 SCIENCE NASA SOURCE #NNX14AQ37G $16,509 SCIENCE NASA SOURCE #NNX14AQ69G $36,646 SCIENCE NASA SOURCE #NNX14AQ88G $49,831 SCIENCE NASA SOURCE #NNX14AR10G $43,838 SCIENCE NASA SOURCE #NNX14AT49G $118,540 SCIENCE NASA SOURCE #NNX15AB40G $30,730 SCIENCE NASA SOURCE #NNX15AE12G $157,620 SCIENCE NASA SOURCE #NNX15AL64G $67,383 NASA SOURCE SCIENCE #NNX15AM19G $273,155 SCIENCE NASA SOURCE #NNX15AN49G $123,246 SCIENCE NASA SOURCE #NNX15AN67G $49,983 SCIENCE NASA SOURCE #NNX15AT02G $720,694 SCIENCE NASA SOURCE #NNX15AT08H $30,000 SCIENCE NASA SOURCE #NNX15AU79G $48,285 SCIENCE NASA SOURCE #NNX15AU80G $16,395

206 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures SCIENCE NASA SOURCE #NNX16AF27G $58,641 SCIENCE NASA SOURCE #NNX16AH27G $50,403 SCIENCE NASA SOURCE #NNX16AH89G $116,782 SCIENCE NASA SOURCE #NNX16AJ33G $26,565 SCIENCE NASA SOURCE #NNX16AJ95G $2,522 SCIENCE NASA SOURCE #NNX16AL70G $16,206 SCIENCE NASA SOURCE #NNX16AN71G $1,141 SCIENCE NASA UNIVERSITY OF NEVADA F 00 $111,018 SCIENCE NASA UNIVERSITY OF COLORADO, BOULDER / PO $96,553 SCIENCE NASA UNIVERSITY OF COLORADO, BOULDER PO#: $41,604 SCIENCE NASA UNIVERSITY OF CALIFORNIA, LOS ANGELES 2090 G TA034 $19,614 SCIENCE NASA NUNIVERSITY OF CALIFORNIA, LOS ANGELES 2090GTB148 $31,642 SCIENCE NASA UNIVERSITY OF SOUTH FLORIDA C / NNX14AP62A $239,012 SCIENCE NASA GULF OF MAINE RESEARCH INSTITUTE 30 NASARS 15 STANFORD $73,394 SCIENCE NASA PENNSYLVANIA STATE UNIVERSITY UNIVERSITY PARK 5392 SU NASA C46G $16,708 SCIENCE NASA UNIVERSITY OF PENNSYLVANIA / /14110 $434,786 SCIENCE NASA SRI INTERNATIONAL $14,633 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY AR X $4,513 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY AR X $25,387 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY AR X $29,264 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO A $5,526 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO X $26,711 SCIENCE NASA SMITHSONIAN ASTROPHYSICAL OBSERVATORY GO X $10,145

207 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY GO X $92,889 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY GO B $31,048 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY GO X $2,307 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY GO A $29,522 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY GO B $17,501 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY GO X $19,262 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY GO A $6,489 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY GO X $68,840 SCIENCE NASA PREDICTIVE SCIENCE INC. NASA NNX15AF39G NAPR04 $70,785 UNIVERSITY OF CALIFORNIA, SCIENCE NASA BERKELEY NNX15AD95G /BB $170,635 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY PF $9,360 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY PF $90,462 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY PF $88,868 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY PF $102,754 SMITHSONIAN ASTROPHYSICAL SCIENCE NASA OBSERVATORY PF $70,221 SCIENCE NASA UNIVERSITY OF MONTANA PG $11,376 SCIENCE NASA UNIVERSITY OF MONTANA PG ; NNA15BB04A $106,463 SCIENCE NASA UNIVERSITY OF GEORGIA RR / $12,456 SCIENCE NASA UNIVERSITY OF GEORGIA RR $185,335 SAN DIEGO STATE UNIVERSITY SCIENCE NASA RESEARCH FOUNDATION SA000485/FOAP:57797AP $80,986 SCIENCE NASA SETI INSTITUTE SC 3141 $83,963 SCIENCE NASA SANTA FE INSTITUTE SFI $89,654 SCIENCE NASA UNIVERSITY OF MONTANA SUBAWARD PG $54,932 AERONAUTICS NASA SOURCE #NNX11AI60A $86,237 AERONAUTICS NASA SOURCE #NNX15AE42A $543,129

208 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures AERONAUTICS NASA SOURCE #NNX15AU93A $318,830 AERONAUTICS NASA SOURCE #NNX15AV04A $121,316 AERONAUTICS NASA SOURCE #NNX15AV05A $268,519 AERONAUTICS NASA SOURCE #NNX15AV68G $90,847 AERONAUTICS NASA UNIVERSITY OF MICHIGAN $35,066 AERONAUTICS NASA UNIVERSITY OF MICHIGAN $7,990 AERONAUTICS NASA UNIVERSITY OF MICHIGAN $69,825 AERONAUTICS NASA NATIONAL SPACE BIOMEDICAL RESEARCH INSTITUTE NBPF02801 $25,609 AERONAUTICS NASA SOURCE #NNX14AH25G $92,599 AERONAUTICS NASA SOURCE #NNX14AH52G $103,019 EXPLORATION NASA UNIVERSITY OF CALIFORNIA, IRVINE $257,251 SPACE OPERATIONS NASA SOURCE #NNX15AN40A $36,754 NASA SOURCE EDUCATION #NNX12AM48H $34,096 EDUCATION NASA SOURCE #NNX12AN23H $66,939 EDUCATION NASA SOURCE #NNX15AV94H $52,652 CROSS AGENCY SUPPORT NASA SOURCE #NNX11AN14H $11,257 CROSS AGENCY SUPPORT NASA SOURCE #NNX12AQ43G $146,673 CROSS AGENCY SUPPORT NASA SOURCE #NNX12AQ48G $40,503 CROSS AGENCY SUPPORT NASA SOURCE #NNX13AL74H $68,778 CROSS AGENCY SUPPORT NASA SOURCE #NNX14AF30A $69,437 CROSS AGENCY SUPPORT NASA SOURCE #NNX14AM48H $77,888 CROSS AGENCY SUPPORT NASA SOURCE #NNX14AM58H $61,677 CROSS AGENCY SUPPORT NASA SOURCE #NNX14AM60H $66,892

209 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CROSS AGENCY SUPPORT NASA SOURCE #NNX14AO93G $6,524 CROSS AGENCY SUPPORT NASA SOURCE #NNX14AP35G $11,941 CROSS AGENCY SUPPORT NASA SOURCE #NNX15AD70G $146,237 CROSS AGENCY SUPPORT NASA SOURCE #NNX15AJ86G $26,696 CROSS AGENCY SUPPORT NASA SOURCE #NNX16AG79A $49,560 SPACE TECHNOLOGY NASA SOURCE #NNX15AP67H $59,258 SPACE TECHNOLOGY NASA SOURCE #NNX15AP70H $62,770 SPACE TECHNOLOGY NASA SOURCE #NNX15AU58G $102,151 SPACE TECHNOLOGY NASA SOURCE #NNX16AD19G $91,319 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SOURCE #NAS $2,480,246 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SOURCE #NAS $3,664,835 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SOURCE #NAS $122,895 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SOURCE #NNA12AA57P $5,784 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SOURCE #NNX10AM90A $142,822 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $5,755 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $59,702 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $172,050 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $116,064 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $99,092 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $30,937 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA JET PROPULSION LABORATORY $146,458 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SOUTHWEST RESEARCH INSTITUTE Q $292,728 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA CALIFORNIA INSTITUTE OF TECHNOLOGY 44A $4,610 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA UNIVERSITY OF CALIFORNIA, SANTA CRUZ A S001 P $42,870 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST AR A $13,257 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST AR A $8,952

210 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST AR A $1,380 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST GO A $3,995 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST GO A $1 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST HF A $61,619 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SPACE TELESCOPE SCIENCE INSTITUTE HST HF A $100,747 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA UNIVERSITY OF CALIFORNIA, SANTA CRUZ S $15,158 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA SETI INSTITUTE SC 3027 $18,311 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA LOCKHEED MARTIN SUB LINE #6 $188,341 NATIONAL AERONAUTICS AND SPACE ADMINISTRATION 43.RD NASA UNIVERSITY OF TEXAS AT AUSTIN UTA $69,951 PROMOTION OF THE HUMANITIES_DIVISION OF PRESERVATION AND ACCESS NEH SOURCE #PW $76,650 PROMOTION OF THE HUMANITIES_RESEARCH NEH SOURCE #RQ $116,314 PROMOTION OF THE HUMANITIES_RESEARCH NEH SOURCE #RQ $35,137 PROMOTION OF THE HUMANITIES_RESEARCH NEH SOURCE #RZ $56,054 PROMOTION OF THE HUMANITIES_OFFICE OF DIGITAL HUMANITIES NEH SOURCE #HJ $28,371 PROMOTION OF THE HUMANITIES_OFFICE OF DIGITAL HUMANITIES NEH SOURCE #HK $42,366 INSTITUTE OF MUSEUM AND LIBRARY SERVICES 45.RD IMLS NATIONAL AUDUBON SOCIETY SPO # $5,561 ENGINEERING GRANTS NSF SOURCE #CBET $819 ENGINEERING GRANTS NSF SOURCE #CBET $6,003 ENGINEERING GRANTS NSF SOURCE #CBET $5,855 ENGINEERING GRANTS NSF SOURCE #CBET $18,082 ENGINEERING GRANTS NSF SOURCE #CBET $7,997 ENGINEERING GRANTS NSF SOURCE #CBET $365,991 ENGINEERING GRANTS NSF SOURCE #CBET $33,255 ENGINEERING GRANTS NSF SOURCE #CBET $42,237 ENGINEERING GRANTS NSF SOURCE #CBET $51,962

211 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ENGINEERING GRANTS NSF SOURCE #CBET $5,726 ENGINEERING GRANTS NSF SOURCE #CBET $41,661 ENGINEERING GRANTS NSF SOURCE #CBET $67,614 ENGINEERING GRANTS NSF SOURCE #CBET $7,151 ENGINEERING GRANTS NSF SOURCE #CBET $83,254 ENGINEERING GRANTS NSF SOURCE #CBET $99,765 ENGINEERING GRANTS NSF SOURCE #CBET $68,128 ENGINEERING GRANTS NSF SOURCE #CBET $85,294 ENGINEERING GRANTS NSF SOURCE #CBET $134,877 ENGINEERING GRANTS NSF SOURCE #CBET $242 ENGINEERING GRANTS NSF SOURCE #CBET $334,220 ENGINEERING GRANTS NSF SOURCE #CBET $2,403 ENGINEERING GRANTS NSF SOURCE #CBET $159,780 ENGINEERING GRANTS NSF SOURCE #CBET $146,545 ENGINEERING GRANTS NSF SOURCE #CBET $112,454 ENGINEERING GRANTS NSF SOURCE #CBET $94,165 ENGINEERING GRANTS NSF SOURCE #CBET $52,835 ENGINEERING GRANTS NSF SOURCE #CBET $79,242 ENGINEERING GRANTS NSF SOURCE #CBET $82,907 ENGINEERING GRANTS NSF SOURCE #CBET $25,234 ENGINEERING GRANTS NSF SOURCE #CBET $143,885

212 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ENGINEERING GRANTS NSF SOURCE #CBET $37,500 ENGINEERING GRANTS NSF SOURCE #CBET $35,468 ENGINEERING GRANTS NSF SOURCE #CBET $109,488 ENGINEERING GRANTS NSF SOURCE #CBET $111,742 ENGINEERING GRANTS NSF SOURCE #CBET $62,552 ENGINEERING GRANTS NSF SOURCE #CBET $25,700 ENGINEERING GRANTS NSF SOURCE #CBET $48,621 ENGINEERING GRANTS NSF SOURCE #CMMI $120,689 ENGINEERING GRANTS NSF SOURCE #CMMI $26,709 ENGINEERING GRANTS NSF SOURCE #CMMI $214,108 ENGINEERING GRANTS NSF SOURCE #CMMI $1,375 ENGINEERING GRANTS NSF SOURCE #CMMI $73,729 ENGINEERING GRANTS NSF SOURCE #CMMI $91,644 ENGINEERING GRANTS NSF SOURCE #CMMI $85,117 ENGINEERING GRANTS NSF SOURCE #CMMI $133,324 ENGINEERING GRANTS NSF SOURCE #CMMI $89,514 ENGINEERING GRANTS NSF SOURCE #CMMI $112,792 ENGINEERING GRANTS NSF SOURCE #CMMI $91,947 ENGINEERING GRANTS NSF SOURCE #CMMI $112,432 ENGINEERING GRANTS NSF SOURCE #CMMI $600 ENGINEERING GRANTS NSF SOURCE #CMMI $93,830

213 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ENGINEERING GRANTS NSF SOURCE #CMMI $120,531 ENGINEERING GRANTS NSF SOURCE #CMMI $74,585 ENGINEERING GRANTS NSF SOURCE #CMMI $98,436 ENGINEERING GRANTS NSF SOURCE #CMMI $775,422 ENGINEERING GRANTS NSF SOURCE #CMMI $15,000 ENGINEERING GRANTS NSF SOURCE #CMMI $133,876 ENGINEERING GRANTS NSF SOURCE #CMMI $37,389 ENGINEERING GRANTS NSF SOURCE #CMMI $26,446 ENGINEERING GRANTS NSF SOURCE #CMMI $21,320 ENGINEERING GRANTS NSF SOURCE #CMMI $5,341 ENGINEERING GRANTS NSF SOURCE #CMMI $26,367 ENGINEERING GRANTS NSF SOURCE #ECCS $5,795 ENGINEERING GRANTS NSF SOURCE #ECCS $82,398 ENGINEERING GRANTS NSF SOURCE #ECCS $145,302 ENGINEERING GRANTS NSF SOURCE #ECCS $109,589 ENGINEERING GRANTS NSF SOURCE #ECCS $164,726 ENGINEERING GRANTS NSF SOURCE #ECCS $199,487 ENGINEERING GRANTS NSF SOURCE #ECCS $41,660 ENGINEERING GRANTS NSF SOURCE #ECCS $106,747 ENGINEERING GRANTS NSF SOURCE #ECCS $40,870 ENGINEERING GRANTS NSF SOURCE #ECCS $85,588 ENGINEERING GRANTS NSF SOURCE #ECCS $12,403 ENGINEERING GRANTS NSF SOURCE #ECCS $248,321 ENGINEERING GRANTS NSF SOURCE #ECCS $112,943 ENGINEERING GRANTS NSF SOURCE #ECCS $357,703 ENGINEERING GRANTS NSF SOURCE #ECCS $27,827 ENGINEERING GRANTS NSF SOURCE #ECCS $24,301 ENGINEERING GRANTS NSF SOURCE #EEC $3,857,686 ENGINEERING GRANTS NSF SOURCE #EEC $841 ENGINEERING GRANTS NSF SOURCE #EEC $153,642 ENGINEERING GRANTS NSF SOURCE #EEC $139,224

214 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ENGINEERING GRANTS NSF SOURCE #EEC $72,522 ENGINEERING GRANTS NSF SOURCE #EFMA $704,192 ENGINEERING GRANTS NSF SOURCE #EFRI $143,653 ENGINEERING GRANTS NSF SOURCE #IIP $3,212 ENGINEERING GRANTS NSF SOURCE #IIP $35,159 ENGINEERING GRANTS NSF SOURCE #IIP $54,020 ENGINEERING GRANTS NSF UNIVERSITY OF CALIFORNIA, BERKELEY /BB /EECS $149,194 ENGINEERING GRANTS NSF TOTIC TECHNOLOGY $195 ENGINEERING GRANTS NSF UNIVERSITY OF ILLINOIS AT URBANA CHAMPAIGN $537,421 ENGINEERING GRANTS NSF UNIVERSITY OF CALIFORNIA, IRVINE $53,892 ENGINEERING GRANTS NSF PURDUE UNIVERSITY $282,445 ENGINEERING GRANTS NSF CORNELL UNIVERSITY $1,304,604 ENGINEERING GRANTS NSF ACTUATED MEDICAL, INC. SUBAWARD # 5033 S01 $26,481 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $13,222 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $213,585 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $119,686 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $273,026 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $131,434 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $57,568 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #AST $149,603 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $11,700 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $271 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $15,615 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $73,068 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $49,923 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $14,058 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $361,374 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $47,702 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $122,119 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $331,139 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $176,565 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $188,808 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $278,290 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $194,485 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $15,301 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $30,646 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $31,756 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $39,789 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #CHE $2,583

215 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $14 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $72,250 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $57,822 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $108,048 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $236 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $16,764 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $101,856 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $218,734 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $217,337 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $107,345 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $169,027 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $72,190 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $148,750 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $129,794 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $123,970 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $144,780 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $109,591 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $434,321 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $83,640 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $124,415 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $153,917 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $111,957 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $93,216 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $148,764 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $62,005 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMR $4,402 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $147,076 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $77,246 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $59,370 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $30,080 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $2,826 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $48,801 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $20,903 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $14,228 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $18,673 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $501 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $1,486 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $41,170 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $39,655 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $19,518 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $62,344 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $57,736

216 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $29,168 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $113,700 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $88,195 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $1,636 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $134,174 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $56,438 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $102,554 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $348,020 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $481 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $90,109 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $49,591 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $40,674 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $103,249 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $147,194 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $134,269 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $307,845 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $46,173 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $28,567 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $61,665 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $17,091 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $87,173 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $79,148 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $10,216 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $87,317 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $45,535 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $58,180 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $95,621 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $192,908 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $89,889 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $46,424 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $61,081 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $7,851 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $154,981 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $172,904 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $53,933 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $96,492 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $157,080 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $1,128 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $62,002 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $16,894 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $102,319 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $196,545

217 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $23,950 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $143,315 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $41,712 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $178,664 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $28,863 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $88,377 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $126,818 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $31,674 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $25,661 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $20,630 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $20,711 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $26,903 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $23,346 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #DMS $24,762 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $1,460 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $1,622 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $49,290 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $79,671 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $122,784 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $60,213 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $122,255 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $403,261 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $38,865 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $4,824 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $96,052 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $230,288 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $1,296,176 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $279,921 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $113,943 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $227,754 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $149,009 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $97,646 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $10,311 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $20,438 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $169,256 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $35,520 MATHEMATICAL AND PHYSICAL SCIENCES NSF SOURCE #PHY $37,831 UNIVERSITY OF CALIFORNIA, MATHEMATICAL AND PHYSICAL SCIENCES NSF BERKELEY PO#: BB $97,859 UNIVERSITY OF CALIFORNIA, MATHEMATICAL AND PHYSICAL SCIENCES NSF BERKELEY $2,261,784

218 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures UNIVERSITY OF CALIFORNIA, LOS MATHEMATICAL AND PHYSICAL SCIENCES NSF ANGELES 1000 GQB250 $3,102 MATHEMATICAL AND PHYSICAL SCIENCES NSF SRI INTERNATIONAL $40,060 CALIFORNIA INSTITUTE OF MATHEMATICAL AND PHYSICAL SCIENCES NSF TECHNOLOGY 68D $119,342 MATHEMATICAL AND PHYSICAL SCIENCES NSF INSTITUTE FOR ADVANCED STUDY $25,348 LARGE SYNOPTIC SURVEY TELESCOPE MATHEMATICAL AND PHYSICAL SCIENCES NSF CORPORATION N51908C $2,366,150 THE NATIONAL RADIO ASTRONOMY MATHEMATICAL AND PHYSICAL SCIENCES NSF OBSERVATORY PO#: $16,534 MATHEMATICAL AND PHYSICAL SCIENCES NSF CASE WESTERN RESERVE UNIVERSITY RES $57,298 MATHEMATICAL AND PHYSICAL SCIENCES NSF EMORY UNIVERSITY T $1,289 MATHEMATICAL AND PHYSICAL SCIENCES NSF EMORY UNIVERSITY T $374,847 GEOSCIENCES NSF SOURCE #AGS $44,088 GEOSCIENCES NSF SOURCE #AGS $2,258 GEOSCIENCES NSF SOURCE #AGS $78,302 GEOSCIENCES NSF SOURCE #AGS $42,510 GEOSCIENCES NSF SOURCE #AGS $111,449 GEOSCIENCES NSF SOURCE #AGS $55,358 GEOSCIENCES NSF SOURCE #AGS $256,074 GEOSCIENCES NSF SOURCE #AGS $26,448 GEOSCIENCES NSF SOURCE #EAR $18,854 GEOSCIENCES NSF SOURCE #EAR $470 GEOSCIENCES NSF SOURCE #EAR $4,449 GEOSCIENCES NSF SOURCE #EAR $18,605 GEOSCIENCES NSF SOURCE #EAR $9,918 GEOSCIENCES NSF SOURCE #EAR $139,379 GEOSCIENCES NSF SOURCE #EAR $52,518 GEOSCIENCES NSF SOURCE #EAR $230,337 GEOSCIENCES NSF SOURCE #EAR $524 GEOSCIENCES NSF SOURCE #EAR $27,565 GEOSCIENCES NSF SOURCE #EAR $26,191 GEOSCIENCES NSF SOURCE #EAR $37,613 GEOSCIENCES NSF SOURCE #EAR $79 GEOSCIENCES NSF SOURCE #EAR $37,250 GEOSCIENCES NSF SOURCE #EAR $91,890 GEOSCIENCES NSF SOURCE #EAR $104 GEOSCIENCES NSF SOURCE #EAR $42,256 GEOSCIENCES NSF SOURCE #EAR $24,955 GEOSCIENCES NSF SOURCE #EAR $20,550 GEOSCIENCES NSF SOURCE #EAR $36,139

219 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures GEOSCIENCES NSF SOURCE #EAR $112,744 GEOSCIENCES NSF SOURCE #EAR $176,593 GEOSCIENCES NSF SOURCE #EAR $26,285 GEOSCIENCES NSF SOURCE #EAR $30,589 GEOSCIENCES NSF SOURCE #EAR $102,970 GEOSCIENCES NSF SOURCE #EAR $9,859 GEOSCIENCES NSF SOURCE #EAR $19,624 GEOSCIENCES NSF SOURCE #EAR $5,681 GEOSCIENCES NSF SOURCE #EAR $346 GEOSCIENCES NSF SOURCE #ICER $99,767 GEOSCIENCES NSF SOURCE #OCE $11,204 GEOSCIENCES NSF SOURCE #OCE $21,948 GEOSCIENCES NSF SOURCE #OCE $168,636 GEOSCIENCES NSF SOURCE #OCE $496 GEOSCIENCES NSF SOURCE #OCE $87,518 GEOSCIENCES NSF SOURCE #OCE $114,445 GEOSCIENCES NSF SOURCE #OCE $191,486 GEOSCIENCES NSF SOURCE #OCE $155,771 GEOSCIENCES NSF SOURCE #OCE $90,518 GEOSCIENCES NSF SOURCE #OCE $126,781 GEOSCIENCES NSF SOURCE #OCE $9,893 GEOSCIENCES NSF SOURCE #OCE $166,919 GEOSCIENCES NSF SOURCE #OCE $30,952 GEOSCIENCES NSF SOURCE #OCE $236,577 GEOSCIENCES NSF SOURCE #OCE $84,402 GEOSCIENCES NSF SOURCE #OCE $41,334 GEOSCIENCES NSF SOURCE #PLR $316 GEOSCIENCES NSF SOURCE #PLR $13,689 GEOSCIENCES NSF SOURCE #PLR $161,347 GEOSCIENCES NSF SOURCE #PLR $491 GEOSCIENCES NSF SOURCE #PLR $41,106 GEOSCIENCES NSF HARVARD UNIVERSITY $49,122 UNIVERSITY OF SOUTHERN GEOSCIENCES NSF CALIFORNIA $60,769 UNIVERSITY OF SOUTHERN GEOSCIENCES NSF CALIFORNIA $114,273 UNIVERSITY OF SOUTHERN GEOSCIENCES NSF CALIFORNIA ,PROJ $510 GEOSCIENCES NSF UNIVERSITY OF DELAWARE $31,771 UNIVERSITY OF SOUTHERN GEOSCIENCES NSF CALIFORNIA / PO: $7,944

220 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures UNIVERSITY OF SOUTHERN GEOSCIENCES NSF CALIFORNIA $446 UNIVERSITY OF WISCONSIN GEOSCIENCES NSF MADISON 498K783 $68,680 GEOSCIENCES NSF SRI INTERNATIONAL $43,140 UNIVERSITY OF SOUTHERN GEOSCIENCES NSF CALIFORNIA PO $7,527 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $9,496 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $3,500,000 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $1,756 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $203,056 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $156,059 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $178,152 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $163,884 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $191,963 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #ACI $1,028 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $98,965 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $304 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $2,346 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $1,382 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $260,872 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $24,192 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $203,136 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $142,232 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $7,663 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $59,080 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $545 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $16,852 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $348 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $284,441 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $13,916 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $315,074 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $100,163 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $192,810 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $939 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $179,001 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $224,724 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $49,615 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $166,856 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $123,626 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $2,415 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $87,837

221 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $3,061 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $175,878 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $77,318 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $96,861 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $113,537 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $203,566 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $61,393 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $78,234 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $20,000 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $84,904 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $21,456 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $25,409 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $130,430 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $48,001 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $20,150 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CCF $9,297 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $81,371 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $2,268 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $14,278 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $76,649 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $13,011 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $110,371 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $31,931 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $114,814 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $22,678 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $1,038 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $9,733 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $887 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $60,258 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $270,558 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $87,751 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $126,065 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $22,663 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $215,772 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $98,482 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $91,907 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $103,797 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #CNS $51,188 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIA $4,305 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $4,067 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $2,592 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $34

222 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $26,145 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $257,309 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $72,456 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $5,776 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $82,158 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $27,607 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $450,088 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $4,127 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $182,647 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $127,855 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $40,194 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $19,961 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $164,765 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $129,511 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $196,317 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $140,533 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $310,091 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $111,426 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $27,166 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $125,066 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $34,736 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $77,064 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $19,970 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $16,817 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $28,426 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $28,714 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $45,765 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $35,036 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF SOURCE #IIS $6,979 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF CARNEGIE MELLON UNIVERSITY ;ACI $136,006 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF PURDUE UNIVERSITY $593,932 PENNSYLVANIA STATE UNIVERSITY COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF UNIVERSITY PARK 4740 SU NSF 8076 $50,059 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF CORNELL UNIVERSITY $17,306 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF CORNELL UNIVERSITY $50,385 UNIVERSITY OF CALIFORNIA, COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF BERKELEY SA PG 12 BB $110,079 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING NSF NORTHWESTERN UNIVERSITY SP PROJ $2,976 BIOLOGICAL SCIENCES NSF SOURCE #DBI $122,270 BIOLOGICAL SCIENCES NSF SOURCE #DBI $131,084 BIOLOGICAL SCIENCES NSF SOURCE #DBI $157,378 BIOLOGICAL SCIENCES NSF SOURCE #DBI $23,400

223 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures BIOLOGICAL SCIENCES NSF SOURCE #DEB $121,993 BIOLOGICAL SCIENCES NSF SOURCE #DEB $4,453 BIOLOGICAL SCIENCES NSF SOURCE #DEB $153,442 BIOLOGICAL SCIENCES NSF SOURCE #DEB $196,638 BIOLOGICAL SCIENCES NSF SOURCE #DEB $4,803 BIOLOGICAL SCIENCES NSF SOURCE #DEB $12,106 BIOLOGICAL SCIENCES NSF SOURCE #DEB $2,110 BIOLOGICAL SCIENCES NSF SOURCE #DEB $8,630 BIOLOGICAL SCIENCES NSF SOURCE #DEB $8,207 BIOLOGICAL SCIENCES NSF SOURCE #DEB $245,478 BIOLOGICAL SCIENCES NSF SOURCE #DEB $87,750 BIOLOGICAL SCIENCES NSF SOURCE #DEB $7,082 BIOLOGICAL SCIENCES NSF SOURCE #DEB $17 BIOLOGICAL SCIENCES NSF SOURCE #IOS $157,918 BIOLOGICAL SCIENCES NSF SOURCE #IOS $123,172 BIOLOGICAL SCIENCES NSF SOURCE #IOS $175,950 BIOLOGICAL SCIENCES NSF SOURCE #IOS $96,189 BIOLOGICAL SCIENCES NSF SOURCE #IOS $52,466 BIOLOGICAL SCIENCES NSF SOURCE #IOS $38,393 BIOLOGICAL SCIENCES NSF SOURCE #IOS $80,847 BIOLOGICAL SCIENCES NSF SOURCE #IOS $4,840 BIOLOGICAL SCIENCES NSF SOURCE #IOS $235,846 BIOLOGICAL SCIENCES NSF SOURCE #MCB $49,511 BIOLOGICAL SCIENCES NSF SOURCE #MCB $180,843 BIOLOGICAL SCIENCES NSF SOURCE #MCB $79,357 BIOLOGICAL SCIENCES NSF SOURCE #MCB $5,107 BIOLOGICAL SCIENCES NSF SOURCE #MCB $253,493 BIOLOGICAL SCIENCES NSF SOURCE #MCB $231,099 BIOLOGICAL SCIENCES NSF SOURCE #MCB $214,185 BIOLOGICAL SCIENCES NSF SOURCE #MCB $112,106 BIOLOGICAL SCIENCES NSF SOURCE #MCB $99,616 BIOLOGICAL SCIENCES NSF SOURCE #MCB $135,567 BIOLOGICAL SCIENCES NSF SOURCE #MCB $10,362 BIOLOGICAL SCIENCES NSF DUKE UNIVERSITY 14 NSF 1048 $132,962 UNIVERSITY OF MARYLAND COLLEGE BIOLOGICAL SCIENCES NSF PARK Z $36,557 BIOLOGICAL SCIENCES NSF UNIVERSITY OF DELAWARE $263,029 STATE UNIVERSITY OF NEW YORK AT BIOLOGICAL SCIENCES NSF BUFFALO R $231,363 BIOLOGICAL SCIENCES NSF OREGON STATE UNIVERSITY S1593A A $104,956 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $6,160 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $127

224 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $3,906 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $85,034 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $86,619 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $137,343 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $108,663 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $24,645 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $22,690 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $148,678 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $45,698 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $11,911 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $80,258 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $5,074 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $17,523 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $154,097 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BCS $10,794 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #BSC $52,475 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $7,843 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $49,310 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $20,790 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $88,821 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $6,099 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $19,464 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $41,732 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $865 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $50,450 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $61,850 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $7,666 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $68,965 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $25,072 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $40,377 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $79,571 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $4,165 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $31,404 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $4,634 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $1,240 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $266,653 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $3,709 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $1,511,914 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $82,134 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $70,290 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $79,833 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $35,644

225 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $84,003 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $100,823 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $150,718 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $43,290 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $3,949 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SES $12,004 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SOURCE #SMA $134,645 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF HARVARD UNIVERSITY $19,718 UNIVERSITY OF ILLINOIS AT URBANA SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF CHAMPAIGN $115,785 NATIONAL BUREAU OF ECONOMIC SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF RESEARCH $4,784 NATIONAL BUREAU OF ECONOMIC SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF RESEARCH $36,305 NATIONAL OPINION RESEARCH SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF CENTER 5967 SU; SMA $12,178 UNIVERSITY OF CALIFORNIA, SANTA SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF BARBARA KK1604 $4,980 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF UNIVERSITY OF RICHMOND SMA $14,759 UNIVERSITY OF WASHINGTON SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF SEATTLE UWSC5381, (BPO3532) $14,880 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF UNIVERSITY OF WASHINGTON UWSC6829, (BPO 5607 INVOICES) $34 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES NSF WAYNE STATE UNIVERSITY WSU15138 $41,720 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DGE $385,504 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DGE $19,805,276 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DGE $66,787 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $16,912 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $86,065 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $399,516 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $8 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $140 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $37,815 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $71,108 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $12,930 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $589,880 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $65,814 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DRL $59,484 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DUE $22,282 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DUE $2,483,396 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DUE $17,818 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DUE $20,761 EDUCATION AND HUMAN RESOURCES NSF SOURCE #DUE $43,260

226 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures EDUCATION AND HUMAN RESOURCES NSF SOURCE #DUE $2,183 EDUCATION AND HUMAN RESOURCES NSF SOURCE #HRD $67,374 EDUCATION AND HUMAN RESOURCES NSF SOURCE #HRD $99,992 EDUCATION AND HUMAN RESOURCES NSF UNIVERSITY OF UTAH $82,565 EDUCATION AND HUMAN RESOURCES NSF DUKE UNIVERSITY 11 NSF 1088 $52,466 EDUCATION AND HUMAN RESOURCES NSF COLUMBIA UNIVERSITY 2(GG009377) $80,933 EDUCATION AND HUMAN RESOURCES NSF PURDUE UNIVERSITY $1,509 TEACHERS COLLEGE, COLUMBIA EDUCATION AND HUMAN RESOURCES NSF UNIVERSITY $131,605 AMERICAN EDUCATIONAL RESEARCH EDUCATION AND HUMAN RESOURCES NSF ASSOCIATION SPO # $6,666 EDUCATION AND HUMAN RESOURCES NSF CARLETON COLLEGE SPO $26,515 POLAR PROGRAMS NSF SOURCE #ANT $152,959 POLAR PROGRAMS NSF SOURCE #ANT $103,382 POLAR PROGRAMS NSF SOURCE #ANT $55,892 POLAR PROGRAMS NSF SOURCE #ANT $35,486 POLAR PROGRAMS NSF SOURCE #ARC $18,022 OFFICE OF INTERNATIONAL SCIENCE AND ENGINEERING NSF UNIVERSITY OF NEVADA D C $9,899 OFFICE OF CYBERINFRASTRUCTURE NSF SOURCE #OCI $21,932 OFFICE OF CYBERINFRASTRUCTURE NSF SOURCE #OCI $8,825 OFFICE OF CYBERINFRASTRUCTURE NSF SOURCE #OCI $26,250 OFFICE OF CYBERINFRASTRUCTURE NSF SOURCE #OCI $23,528 UNIVERSITY OF ILLINOIS AT URBANA OFFICE OF CYBERINFRASTRUCTURE NSF CHAMPAIGN /GRANT CODE A4179 $49,892 UNIVERSITY OF SOUTHERN OFFICE OF CYBERINFRASTRUCTURE NSF CALIFORNIA $62,485 UNIVERSITY OF CALIFORNIA, OFFICE OF CYBERINFRASTRUCTURE NSF BERKELEY O1A , $327,513 TRANS NSF RECOVERY ACT REASEARCH SUPPORT NSF SOURCE #CBET $5,400 TRANS NSF RECOVERY ACT REASEARCH SUPPORT NSF SOURCE #OCE $16,470 OFFICE OF INTEGRATIVE ACTIVITIES NSF UNIVERSITY OF SOUTHERN CALIFORNIA /PO# $92,929 DEPARTMENT OF VETERANS AFFAIRS 64.RD VETERANS AFFAIRS SOURCE #OBLIGATION # 640D65018 $11,424 SURVEYS, STUDIES, RESEARCH, INVESTIGATIONS, DEMONSTRATIONS, AND SPECIAL PURPOSE ACTIVITIES RELATING TO THE CLEAN AIR ACT EPA SOURCE #XA $139,019 SCIENCE TO ACHIEVE RESULTS (STAR) RESEARCH PROGRAM EPA WATER RESEARCH FOUNDATION (WATERRF) 4567 $215,758 SCIENCE TO ACHIEVE RESULTS (STAR) RESEARCH PROGRAM EPA YALE UNIVERSITY C16P12349 (P00385) $1,244 SCIENCE TO ACHIEVE RESULTS (STAR) RESEARCH PROGRAM EPA YALE UNIVERSITY C16P12350 (P00385) $2,253 SCIENCE TO ACHIEVE RESULTS (STAR) RESEARCH PROGRAM EPA DARTMOUTH COLLEGE SUBAWARD 1299R69 $41,498

227 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM EPA SOURCE #FP $4,215 SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM EPA SOURCE #FP $1,449 SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM EPA SOURCE #FP $4,920 SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM EPA SOURCE #FP $15,869 SCIENCE TO ACHIEVE RESULTS (STAR) FELLOWSHIP PROGRAM EPA SOURCE #FP $15,193 P3 AWARD: NATIONAL STUDENT DESIGN COMPETITION FOR SUSTAINABILITY EPA SOURCE # $3,016 P3 AWARD: NATIONAL STUDENT DESIGN COMPETITION FOR SUSTAINABILITY EPA SOURCE #SU $953 NATIONAL ENERGY INFORMATION CENTER (1980B) DOE SOURCE #DE EI $387,619 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #67N $796,099 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 03ER15423 $165,215 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 03ER15454 $100,154 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 04ER15588 $313 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 04ER46163 $281 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 07ER15892 $243,107 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 07ER46391 $176,077 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 07ER46426 $300,370 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 84ER13251 $271,490 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE FG02 88ER13857 $21,517 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $2,168 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $110,501 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $167,806

228 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $1,363,305 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $96,061 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $333,482 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $113,580 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $516,020 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $139,995 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $178,028 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $103,429 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $89 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $185,256 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $166,719 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $18,791 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $811,920 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $163,414 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $196,449 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $65,997 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $326,926 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $134,932 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $153,354 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $79,502 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $111,871

229 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE SOURCE #DE SC $254,952 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE PRINCETON UNIVERSITY PRIME DE SC $15,919 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE UNIVERSITY OF NOTRE DAME ; DE SC $322,344 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE ENERGY PLUS LTD DE FOA $96,892 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM DOE UNIVERSITY OF CALIFORNIA, MERCED E252GTA350 $128,992 CONSERVATION RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $384,906 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $5,760,937 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $39 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $158,963 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $150,238 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $517,225 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $68,458 RENEWABLE ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE EE $470,221 FOSSIL ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE FE $57,806 FOSSIL ENERGY RESEARCH AND DEVELOPMENT DOE SOURCE #DE FE $125,008 FOSSIL ENERGY RESEARCH AND DEVELOPMENT DOE UNIVERSITY OF CENTRAL FLORIDA STANFORD $70,710 FOSSIL ENERGY RESEARCH AND DEVELOPMENT DOE BATTELLE MEMORIAL INSTITUTE $6,948 FOSSIL ENERGY RESEARCH AND DEVELOPMENT DOE VIRGINIA TECH UNIVERSITY $68,092 STEWARDSHIP SCIENCE GRANT PROGRAM DOE SOURCE #DE NA $218,309 DOE SOURCE #DE FG52 DEFENSE NUCLEAR NONPROLIFERATION RESEARCH NA29789 $25,225 PREDICTIVE SCIENCE ACADEMIC ALLIANCE PROGRAM DOE SOURCE #DE NA $3,804,961 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE SOURCE #DE AR $1,174,319 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE SOURCE #DE AR $658,724 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE SOURCE #DE AR $1,022,142

230 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE SOURCE #DE AR $692,071 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE SOURCE #DE AR $7,709 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE SRI INTERNATIONAL $138,882 ADVANCED RESEARCH PROJECTS AGENCY ENERGY DOE GEORGIA INSTITUTE OF TECHNOLOGY RD691 G1 $62,639 U.S. DEPARTMENT OF ENERGY 81.RD DOE SOURCE #DE EE $23,167 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES $25 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES $80,857 U.S. DEPARTMENT OF ENERGY 81.RD DOE PACIFIC NORTHWEST NATIONAL LABORATORY $17,175 U.S. DEPARTMENT OF ENERGY 81.RD DOE PACIFIC NORTHWEST NATIONAL LABORATORY $2,807 U.S. DEPARTMENT OF ENERGY 81.RD DOE LOS ALAMOS NATIONAL LABORATORIES, UNIVERSITY OF CALIFORNIA $178 U.S. DEPARTMENT OF ENERGY 81.RD DOE LOS ALAMOS NATIONAL LABORATORIES, UNIVERSITY OF CALIFORNIA $136,583 U.S. DEPARTMENT OF ENERGY 81.RD DOE LOS ALAMOS NATIONAL LABORATORIES, UNIVERSITY OF CALIFORNIA $21,431 U.S. DEPARTMENT OF ENERGY 81.RD DOE UNIVERSITY OF WISCONSIN MADISON 648K723 $15,959 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE BERKELEY LABORATORIES, UNIVERSITY OF CALIFORNIA $55,870 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE BERKELEY LABORATORIES, UNIVERSITY OF CALIFORNIA $10,702 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE BERKELEY LABORATORIES, UNIVERSITY OF CALIFORNIA $280 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE LIVERMORE NATIONAL LABORATORY B $76,063 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE LIVERMORE NATIONAL LABORATORY B $25,774 U.S. DEPARTMENT OF ENERGY 81.RD DOE LAWRENCE LIVERMORE NATIONAL LABORATORY B $62,610

231 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures LAWRENCE LIVERMORE NATIONAL U.S. DEPARTMENT OF ENERGY 81.RD DOE LABORATORY B $82,299 LAWRENCE LIVERMORE NATIONAL U.S. DEPARTMENT OF ENERGY 81.RD DOE LABORATORY B $105,956 LAWRENCE LIVERMORE NATIONAL U.S. DEPARTMENT OF ENERGY 81.RD DOE LABORATORY B $295,889 LAWRENCE LIVERMORE NATIONAL U.S. DEPARTMENT OF ENERGY 81.RD DOE LABORATORY B $73,734 LAWRENCE LIVERMORE NATIONAL U.S. DEPARTMENT OF ENERGY 81.RD DOE LABORATORY B $8,228 LAWRENCE LIVERMORE NATIONAL U.S. DEPARTMENT OF ENERGY 81.RD DOE LABORATORY B $8,445 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES CPA PO: $33,329 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES PO # $14,455 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES PO $357 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES PO#: $17,052 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES PO#: $3,244 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES PO $46,782 U.S. DEPARTMENT OF ENERGY 81.RD DOE SANDIA NATIONAL LABORATORIES PURCHASE ORDER $20,101 NATIONAL RENEWABLE ENERGY U.S. DEPARTMENT OF ENERGY 81.RD DOE LABORATORY SS135510/UGA $30,000 LOS ALAMOS NATIONAL LABORATORIES, UNIVERSITY OF U.S. DEPARTMENT OF ENERGY 81.RD DOE CALIFORNIA SUB: BASIC: $6,807 LAWRENCE BERKELEY LABORATORIES, UNIVERSITY OF U.S. DEPARTMENT OF ENERGY 81.RD DOE CALIFORNIA SUBCONTRACT # $37,501 LOS ALAMOS NATIONAL LABORATORIES, UNIVERSITY OF U.S. DEPARTMENT OF ENERGY 81.RD DOE CALIFORNIA SUBCONTRACT: $203,908 LAWRENCE BERKELEY LABORATORIES, UNIVERSITY OF U.S. DEPARTMENT OF ENERGY 81.RD DOE CALIFORNIA SUBK: $301,205 NATIONAL RENEWABLE ENERGY U.S. DEPARTMENT OF ENERGY 81.RD DOE LABORATORY UGA $133,987 NATIONAL RENEWABLE ENERGY U.S. DEPARTMENT OF ENERGY 81.RD DOE LABORATORY UGA $28,663 NATIONAL RESOURCE CENTERS PROGRAM FOR FOREIGN LANGUAGE AND AREA STUDIES OR FOREIGN LANGUAGE AND INTERNATIONAL STUDIES PROGRAM AND FOREIGN LANGUAGE AND AREA STUDIES FELLOWSHIP PROGRAM EDUCATION SOURCE #P015A $210,386

232 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NATIONAL RESOURCE CENTERS PROGRAM FOR FOREIGN LANGUAGE AND AREA STUDIES OR FOREIGN LANGUAGE AND INTERNATIONAL STUDIES PROGRAM AND FOREIGN LANGUAGE AND AREA STUDIES FELLOWSHIP PROGRAM NATIONAL RESOURCE CENTERS PROGRAM FOR FOREIGN LANGUAGE AND AREA STUDIES OR FOREIGN LANGUAGE AND INTERNATIONAL STUDIES PROGRAM AND FOREIGN LANGUAGE AND AREA STUDIES FELLOWSHIP PROGRAM EDUCATION SOURCE #P015A $201,726 EDUCATION SOURCE #P015A $222,566 OVERSEAS PROGRAMS DOCTORAL DISSERTATION RESEARCH ABROAD EDUCATION SOURCE #P022A $21,696 OVERSEAS PROGRAMS DOCTORAL DISSERTATION RESEARCH ABROAD EDUCATION SOURCE #P022A $8,980 FUND FOR THE IMPROVEMENT OF EDUCATION EDUCATION MISSION ECONOMIC DEVELOPMENT AGENCY $228,084 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305B $644,439 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305A $49,003 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305A $431,622 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305A $820,886 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305A $406,413 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305B $132,693 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305B $474,675 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION SOURCE #R305E $386,367 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION UNIVERSITY OF CALIFORNIA, BERKELEY /PO BB $28,969 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION NEW SCHOOLS FOR NEW ORLEANS GM $39,154 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION STRATEGIC EDUCATION RESEARCH PARTNERSHIP INSTITUTE R305F $45,909 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION EDUCATION UNIVERSITY OF MICHIGAN $186,693 TRANSITION TO TEACHING EDUCATION UNIVERSITY OF SAN FRANCISCO U350A $35,273 MATHEMATICS AND SCIENCE PARTNERSHIPS EDUCATION OFFICE OF EDUCATION, SAN MATEO COUNTY PO $27, B STATE FISCAL STABILIZATION (SFSF) INVESTING IN INNOVATION (I3 FUND, RECOVERY ACT (2010) EDUCATION NEW SCHOOLS FOR NEW ORLEANS $106,516

233 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures B STATE FISCAL STABILIZATION (SFSF) INVESTING IN INNOVATION (I3 FUND, RECOVERY ACT (2010) EDUCATION NEW SCHOOLS FOR NEW ORLEANS SPO # $567,155 AMERICAN INSTITUTES FOR DEPARTMENT OF EDUCATION 84.RD EDUCATION RESEARCH / PO# 12RRG0008 $186,014 DEPARTMENT OF EDUCATION 84.RD EDUCATION IOWA DEPARTMENT OF EDUCATION $15,831 NORTH CAROLINA STATE BOARD OF DEPARTMENT OF EDUCATION 84.RD EDUCATION EDUCATION NC $171 NHPRC SOURCE #NAR15 PE NATIONAL HISTORICAL PUBLICATIONS AND RECORDS GRANTS $73,108 BIRTH DEFECTS AND DEVELOPMENTAL DISABILITIES PREVENTION AND NIH SOURCE SURVEILLANCE #DD13003BDSTBDSTEPS14 $685,910 FAMILY SMOKING PREVENTION AND TOBACCO CONTROL ACT UNIVERSITY OF CALIFORNIA, SAN REGULATORY RESEARCH NIH FRANCISCO 8132SC $511,316 FAMILY SMOKING PREVENTION AND TOBACCO CONTROL ACT ANN & ROBERT H. LURIE CHILDREN'S REGULATORY RESEARCH NIH HOSPITAL OF CHICAGO STANFORD $242,724 UNIVERSITY OF CALIFORNIA, SAN NATIONAL INSTITUTES OF HEALTH NIH FRANCISCO SUBAWARD #7277SC $202 BLOOD DISORDER PROGRAM: PREVENTION, SURVEILLANCE, AND CENTER FOR INHERITED BLOOD RESEARCH NIH DISORDERS (CIBD) CIBDIX2015CDC STAN 1 $8,866 PREVENTION OF DISEASE, DISABILITY, AND DEATH BY INFECTIOUS UNIVERSITY OF CALIFORNIA, SAN DISEASES CDC FRANCISCO 8776SC $104,681 RESEARCH OF THE RESPONSIBLE CONDUCT OF RESEARCH (RCR) NIH SOURCE #ORIIR0011A $111,206 FOOD AND DRUG ADMINISTRATION_RESEARCH FDA SOURCE #6 RFD004757A $119,517 FOOD AND DRUG ADMINISTRATION_RESEARCH FDA SOURCE #RFD004372A $134,294 FOOD AND DRUG ADMINISTRATION_RESEARCH FDA UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8316SC $559,417 FOOD AND DRUG ADMINISTRATION_RESEARCH FDA UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8316SC 3A / PROJECTS 1, 2, 3 $82,670 FOOD AND DRUG ADMINISTRATION_RESEARCH FDA UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8316SC/3A PILOT PROJECT $111,740 FOOD AND DRUG ADMINISTRATION FDA UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8316SC 3F / GRANT AWARD #14 $9,244 AREA HEALTH EDUCATION CENTERS POINT OF SERVICE MAINTENANCE AND ENHANCEMENT AWARDS NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7307SC $28,415 MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS NIH SOURCE #15/MCH DBP $176,764 MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS NIH UCSF BENIOFF CHILDREN'S HOSPITAL OAKLAND 12_7958_STANFORD_01 $4,909 MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS NIH CENTER FOR INHERITED BLOOD DISORDERS (CIBD) CIBDIX2012STAN 4 $31,098 MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS NIH YALE UNIVERSITY M12A11224 (A10322) $3,773 MATERNAL AND CHILD HEALTH FEDERAL CONSOLIDATED PROGRAMS NIH YALE UNIVERSITY M12A1124(A10322) YR5 01 $434

234 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ENVIRONMENTAL HEALTH NIH SOURCE #8 RES016486C $125,990 ENVIRONMENTAL HEALTH NIH SOURCE #8 RES018834A $13,005 ENVIRONMENTAL HEALTH NIH SOURCE #8 RES020926A $257,424 ENVIRONMENTAL HEALTH NIH SOURCE #8 RES021960A $108,470 ENVIRONMENTAL HEALTH NIH SOURCE #8 RES023168A $438,692 ENVIRONMENTAL HEALTH NIH SOURCE #FES023293A $43,120 ENVIRONMENTAL HEALTH NIH SOURCE #FES024631A $45,415 ENVIRONMENTAL HEALTH NIH SOURCE #KES021470A $36,358 ENVIRONMENTAL HEALTH NIH SOURCE #KES026832A $88,155 ENVIRONMENTAL HEALTH NIH SOURCE #KES026837A $124,237 ENVIRONMENTAL HEALTH NIH SOURCE #RES016486D $406,320 ENVIRONMENTAL HEALTH NIH SOURCE #RES020926B $224,857 ENVIRONMENTAL HEALTH NIH SOURCE #RES021960B $6,816 ENVIRONMENTAL HEALTH NIH SOURCE #RES023168B $212,963 ENVIRONMENTAL HEALTH NIH SOURCE #RES023371A $442,647 ENVIRONMENTAL HEALTH NIH SOURCE #RES023387A $103,958 ENVIRONMENTAL HEALTH NIH SOURCE #RES025009A $257,878 UNIVERSITY OF CALIFORNIA, ENVIRONMENTAL HEALTH NIH BERKELEY /PO BB $1,291 UNIVERSITY OF CALIFORNIA, ENVIRONMENTAL HEALTH NIH BERKELEY /PO# BB $464,550 UNIVERSITY OF CALIFORNIA, ENVIRONMENTAL HEALTH NIH BERKELEY / 2P50ES $11,782 ENVIRONMENTAL HEALTH NIH HARVARD UNIVERSITY $100,357 NATIONAL INSTITUTES OF HEALTH NIH DARTMOUTH COLLEGE SUBAWARD # 1555R306 $22,010 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #8 RDE021683A $398,527 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #FDE025534A $35,660 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #FDE025788A $15,312 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #KDE024269A $133,546 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #KDE025316A $141,785 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE015873C $194,557 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE021468B $137,422 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE024000A $668,457 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE024230A $124,470 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE024402A $30,892 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE024772A $442,179 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE024971A $267,430 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #RDE025227A $349,896 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #UDE024430A $566,847 ORAL DISEASES AND DISORDERS RESEARCH NIH SOURCE #UDE025188A $874,408 ORAL DISEASES AND DISORDERS RESEARCH NIH UNIVERSITY OF COLORADO FY /PO# $1,457

235 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures PALO ALTO VETERANS INSTITUTE FOR ORAL DISEASES AND DISORDERS RESEARCH NIH RESEARCH REL $6,107 CENTERS FOR RESEARCH AND DEMONSTRATION FOR HEALTH UNIVERSITY OF CALIFORNIA, SAN PROMOTION AND DISEASE PREVENTION CDC FRANCISCO 8427SC $19,923 HRSA SOURCE CENTERS OF EXCELLENCE #15D34HP16047 $620,701 HRSA SOURCE CENTERS OF EXCELLENCE #D34HP16047B0 $65,558 HEALTH PROGRAM FOR TOXIC SUBSTANCES AND DISEASE REGISTRY NIH SOURCE #000249TS15 $161,555 HUMAN GENOME RESEARCH NIH SOURCE #8 FHG007342A $164 HUMAN GENOME RESEARCH NIH SOURCE #8 PHG003389B $156,542 HUMAN GENOME RESEARCH NIH SOURCE #8 RHG004361B $600 HUMAN GENOME RESEARCH NIH SOURCE #8 RHG006695A $238,264 HUMAN GENOME RESEARCH NIH SOURCE #8 THG000044D $1,492,590 HUMAN GENOME RESEARCH NIH SOURCE #FHG008330A $53,905 HUMAN GENOME RESEARCH NIH SOURCE #KHG007841A $120,508 HUMAN GENOME RESEARCH NIH SOURCE #KHG008498A $229,962 HUMAN GENOME RESEARCH NIH SOURCE #KHG008662A $75,178 HUMAN GENOME RESEARCH NIH SOURCE #PHG000205G $4,641,196 HUMAN GENOME RESEARCH NIH SOURCE #PHG000205H $453,015 HUMAN GENOME RESEARCH NIH SOURCE #PHG007735A $3,224,287 HUMAN GENOME RESEARCH NIH SOURCE #RHG003328C $458,743 HUMAN GENOME RESEARCH NIH SOURCE #RHG004361C $66,428 HUMAN GENOME RESEARCH NIH SOURCE #RHG005855B $190,581 HUMAN GENOME RESEARCH NIH SOURCE #RHG007152A $269,347 HUMAN GENOME RESEARCH NIH SOURCE #RHG007726A $229,687 HUMAN GENOME RESEARCH NIH SOURCE #RHG007834A $349,165 HUMAN GENOME RESEARCH NIH SOURCE #RHG008140A $100,345 HUMAN GENOME RESEARCH NIH SOURCE #RHG008150A $398,585 HUMAN GENOME RESEARCH NIH SOURCE #UHG001315E $1,802,282 HUMAN GENOME RESEARCH NIH SOURCE #UHG001315F $1,007,003 HUMAN GENOME RESEARCH NIH SOURCE #UHG006992A $3,871,158 HUMAN GENOME RESEARCH NIH SOURCE #UHG006996A $2,893,821 HUMAN GENOME RESEARCH NIH SOURCE #UHG007036B $217,162 HUMAN GENOME RESEARCH NIH SOURCE #UHG007436A $3,112,290 HUMAN GENOME RESEARCH NIH SOURCE #UHG007436B $173,445 HUMAN GENOME RESEARCH NIH SOURCE #UHG007593A $404,985

236 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures HUMAN GENOME RESEARCH NIH SOURCE #UHG007611A $1,209,861 HUMAN GENOME RESEARCH NIH SOURCE #UHG007919A $2,462,520 HUMAN GENOME RESEARCH NIH SOURCE #UHG009080A $17,680 UNIVERSITY OF CALIFORNIA, NATIONAL INSTITUTES OF HEALTH NIH BERKELEY $37,445 ICAHN SCHOOL OF MEDICINE AT HUMAN GENOME RESEARCH NIH MOUNT SINAI $24,950 HUMAN GENOME RESEARCH NIH HARVARD UNIVERSITY $91,048 CALIFORNIA INSTITUTE OF HUMAN GENOME RESEARCH NIH TECHNOLOGY 18B $98,902 HUMAN GENOME RESEARCH NIH JACKSON LABORATORY 5U41HG , PO # $364,714 UNIVERSITY OF CALIFORNIA, SAN HUMAN GENOME RESEARCH NIH DIEGO ; S $45,866 UNIVERSITY OF CALIFORNIA, SAN HUMAN GENOME RESEARCH NIH DIEGO MP#S $36,989 UNIVERSITY OF CALIFORNIA, SAN HUMAN GENOME RESEARCH NIH FRANCISCO 8371; 1R21HG $26,028 UNIVERSITY OF CALIFORNIA, SAN HUMAN GENOME RESEARCH NIH FRANCISCO 8651SC $16,635 HUMAN GENOME RESEARCH NIH RUTGERS UNIVERSITY ACCOUNT , PO# S $39,747 HUMAN GENOME RESEARCH NIH JACKSON LABORATORY PO # $314,748 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF PENNSYLVANIA PO # , SUBAWARD $188,625 HUMAN GENOME RESEARCH NIH RUTGERS UNIVERSITY PO # S $38,867 UNIVERSITY OF CALIFORNIA, SAN HUMAN GENOME RESEARCH NIH DIEGO SUB , MP INV# S $101,904 NATIONAL INSTITUTES OF HEALTH NIH CORNELL UNIVERSITY SUBAWARD # $21,960 NATIONAL INSTITUTES OF HEALTH NIH BROAD INSTITUTE INC SUBAWARD $8,540 NATIONAL INSTITUTES OF HEALTH NIH RUTGERS UNIVERSITY SUBAWARD 5472, PO# S $1 NATIONAL INSTITUTES OF HEALTH NIH RUTGERS UNIVERSITY SUBAWARD 5683, PO# S $179,563 HUMAN GENOME RESEARCH NIH MT. SINAI SCHOOL OF MEDICINE SUBAWARD# $92,803 HUMAN GENOME RESEARCH NIH UNIVERSITY OF MASSACHUSETTS WA /RFS $86,648 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 FDC013210A $32,318 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 FDC013240A $9,074 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 FDC013721A $21,362 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 KDC011043A $20,687 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 KDC013059A $4,967

237 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 KDC013299A $2,126 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC003896F $161,074 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC004154C $36,244 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC004563D $211,968 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC005982C $125,949 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC009590B $9,266 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC010075B $677,990 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #8 RDC012250A $230,313 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #FDC013721B $34,299 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #FDC013943A $37,940 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #FDC014176A $52,502 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #FDC014623A $50,790 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #FDC015698A $11,094 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #PDC010363B $291,330 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC003896G $399,550 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC004154D $122,634 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC005960C $424,813 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC005982D $136,195 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC007910B $511,790 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC009913B $483,088 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC012250B $552,659

238 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC013679A $65,844 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC013774A $411,843 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC013910A $407,252 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC014034A $628,765 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC014450A $208,748 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH SOURCE #RDC014720A $242,613 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH UNIVERSITY OF KENTUCKY / $74,382 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH THE RESEARCH INSTITUTE AT NATIONWIDE CHILDREN'S HOSPITAL / PO# WX $8,500 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH THE OREGON HEALTH SCIENCES UNIVERSITY GOTOL0195A_STAN 4 $45,850 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS NIH THE RESEARCH INSTITUTE AT NATIONWIDE CHILDREN'S HOSPITAL PO# WX ; AMD# $4,317 DISABILITIES PREVENTION NIH CENTER FOR INHERITED BLOOD DISORDERS (CIBD) CIBDIX2011CDC STAN 4 $9,736 RESEARCH AND TRAINING IN COMPLEMENTARY AND INTEGRATIVE HEALTH NIH SOURCE #8 PAT006651A $1,479,158 RESEARCH AND TRAINING IN COMPLEMENTARY AND INTEGRATIVE HEALTH NIH SOURCE #DAT007886A $537,110 RESEARCH AND TRAINING IN COMPLEMENTARY AND INTEGRATIVE HEALTH NIH SOURCE #KAT008477A $125,935 RESEARCH AND TRAINING IN COMPLEMENTARY AND INTEGRATIVE HEALTH NIH SOURCE #RAT008561A $448,177 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO SUBAWARD 6647SC $74,434 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ SOURCE #KHS019816B $113,091 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES NIH SOURCE #PHS023506A $787,227 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ SOURCE #RHS022192B $285,700 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ SOURCE #RHS023800A $106,765 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ SOURCE #RHS024096A $218,005 NATIONAL INSTITUTES OF HEALTH NIH BRIGHAM AND WOMEN'S HOSPITAL $33,325

239 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CINCINNATI CHILDREN'S HOSPITAL RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ MEDICAL CENTER ,PO $18,097 CINCINNATI CHILDRENS HOSPITAL RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ MEDICAL CENTER /PO $13,468 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES AHRQ UNIVERSITY OF NEW MEXICO 3RT21 $28,730 RESEARCH ON HEALTHCARE COSTS, QUALITY AND OUTCOMES NIH YALE UNIVERSITY M16A12091 (A10262) $79,715 CALIFORNIA PACIFIC MEDICAL NATIONAL CENTER ON SLEEP DISORDERS RESEARCH NIH CENTER RESEARCH INSTITUTE SUB# S104 5, PO# $4,505 POLICY RESEARCH AND EVALUATION GRANTS NIH SOURCE #14AE00101B $1,394,370 POLICY RESEARCH AND EVALUATION GRANTS NIH SOURCE #H9AE00101A $549,534 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS DMH100010A $662,695 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 KMH074467B $148,200 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 KMH093490A $46,968 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 KMH097120A $32,459 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 KMH097769A $137,777 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 KMH101260A $34,206 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 KMH101394A $140,653 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH051864E $77,880 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH063105C $157,059 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH064708B $683,357 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH074849B $358,645 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH084164A $182,543 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH086135A $171,795 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH087592A $678 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH091193A $96,720 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 RMH091342A $184,147

240 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH092416A $432,687 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH093666A $122,795 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH094740A $334,366 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH095087A $26,164 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH096262A $820,858 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH096815A $214,042 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH099469A $8,934 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH099555A $264,025 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH099594A $217,556 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH100387A $104,838 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH100717A $124,247 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH100900A $585,146 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH101281A $200,028 NIH SOURCE #8 MENTAL HEALTH RESEARCH GRANTS RMH101495A $704,808 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 TMH019908E $253,248 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #8 TMH020016D $645,394 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH100745A $41,793 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH100752A $1 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH102013A $55,876 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH103949A $48,238 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH105040A $53,170 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH105053A $31,496 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH105151A $16,904 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH106206A $54,747 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH106261A $36,412 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH107129A $53,146

241 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH108230A $57,477 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH108299A $22,102 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #FMH110066A $17,681 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH092434B $34,603 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH093490B $156,544 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH100433A $153,512 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH101394B $65,694 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH102428A $168,598 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH103479A $55,214 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH103531A $28,180 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH104605A $121,248 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH105601A $154,660 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH105625A $134,260 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH106649A $115,474 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH106794A $142,559 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH106805A $162,237 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH109569A $41,755 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH109652A $39,874 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #PMH086403B $2,528,575 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH051481E $124,364 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH051864F $193,806 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH052804F $661,002 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH063105D $183,081 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH064708C $171,646 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH071666D $450,511 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH075957B $49,472 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH075957C $719,322 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH080378B $365,237 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH086373A $3,030 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH086373B $805,795 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH087592B $554,513 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH090611B $129,625 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH092931B $670,608 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH093666B $29,105 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH095837A $320,787 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH095837B $190,114 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH096779B $376,611 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH096815B $366,700 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH099555B $304,432 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH099594B $393,719 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH099647A $3,575,906 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH099647B $1,169,674

242 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH099812A $44,469 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH100900B $49,508 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH101496B $613,395 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH101545A $8,361 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH102638A $536,638 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH102696A $225,135 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH103116A $200,181 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH103116B $35,300 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH103324A $897,344 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH104464A $188,231 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH104774A $255,376 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH105461A $404,213 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH105469A $420,465 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH105785A $272,839 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH106475A $210,061 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH106581A $384,820 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH107243A $380,723 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH107800A $811,749 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH108659A $13,939 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH108660A $322,475 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #RMH109954A $39,356 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #TMH019908F $39,932 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #TMH019938E $370,832 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #TMH020016E $4,703 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #UMH104172A $1,740,025 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #UMH109119A $751,879 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #UNS090583B $645,366 MENTAL HEALTH RESEARCH GRANTS NIH SOURCE #KMH107618A $112,292 UNIVERSITY OF CALIFORNIA, MENTAL HEALTH RESEARCH GRANTS NIH BERKELEY , PO#BB $89,639 MENTAL HEALTH RESEARCH GRANTS NIH UNIVERSITY OF PITTSBURGH $5,627 ICAHN SCHOOL OF MEDICINE AT MENTAL HEALTH RESEARCH GRANTS NIH MOUNT SINAI $22,555 ICAHN SCHOOL OF MEDICINE AT MENTAL HEALTH RESEARCH GRANTS NIH MOUNT SINAI $114,179 NATIONAL INSTITUTES OF HEALTH NIH RECOVERY RECORD INC $132,845 MENTAL HEALTH RESEARCH GRANTS NIH NEW YORK UNIVERSITY 13 A /M $36,187 MENTAL HEALTH RESEARCH GRANTS NIH HARVARD UNIVERSITY $24,491 UNIVERSITY OF CALIFORNIA, LOS MENTAL HEALTH RESEARCH GRANTS NIH ANGELES 2000 G SG173 $61,501 NATIONAL INSTITUTES OF HEALTH NIH THE JOHNS HOPKINS UNIVERSITY $26,129 MENTAL HEALTH RESEARCH GRANTS NIH STEALTH BIOSCIENCES, INC $57

243 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures MENTAL HEALTH RESEARCH GRANTS NIH STEALTH BIOSCIENCES INC $10,091 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN $80,661 UNIVERSITY OF CALIFORNIA, SAN MENTAL HEALTH RESEARCH GRANTS NIH DIEGO /S $21,254 NATIONAL INSTITUTES OF HEALTH NIH BRANDEIS UNIVERSITY $171,240 UNIVERSITY OF CALIFORNIA, SAN MENTAL HEALTH RESEARCH GRANTS NIH FRANCISCO 6115SC $3,000 UNIVERSITY OF CALIFORNIA, SAN MENTAL HEALTH RESEARCH GRANTS NIH DIEGO PO: S $1,661 UNIVERSITY OF CALIFORNIA, SAN MENTAL HEALTH RESEARCH GRANTS NIH FRANCISCO 9204SC $10,001 PALO ALTO VETERANS INSTITUTE FOR MENTAL HEALTH RESEARCH GRANTS NIH RESEARCH ETK /PO ETK $35,998 MENTAL HEALTH RESEARCH GRANTS NIH UNIVERSITY OF CHICAGO FP B $169,046 MENTAL HEALTH RESEARCH GRANTS NIH YALE UNIVERSITY M15A11788 (A09564) $28,585 MENTAL HEALTH RESEARCH GRANTS NIH YALE UNIVERSITY M15A12076 (AL0187) $135,944 MENTAL HEALTH RESEARCH GRANTS NIH YALE UNIVERSITY M16A12167 (A10273) $103,560 MENTAL HEALTH RESEARCH GRANTS NIH YALE UNIVERSITY M16A12167 (A10552) $68,871 NATIONAL INSTITUTES OF HEALTH NIH BRANDEIS UNIVERSITY SUBAWARD $41,540 WASHINGTON UNIVERSITY IN ST. MENTAL HEALTH RESEARCH GRANTS NIH LOUIS U MOD 4/PO # T $219,924 MENTAL HEALTH RESEARCH GRANTS NIH UNIVERSITY OF TEXAS AT AUSTIN UTA $6,569 WASHINGTON UNIVERSITY IN ST. MENTAL HEALTH RESEARCH GRANTS NIH LOUIS WU MOD 1/PO X $138,419 PALO ALTO VETERANS INSTITUTE FOR MENTAL HEALTH RESEARCH GRANTS NIH RESEARCH YES $112,427 OCCUPATIONAL SAFETY AND HEALTH PROGRAM NIH SOURCE #ROH009939A $322,918 OCCUPATIONAL SAFETY AND HEALTH PROGRAM NIH UNIVERSITY OF MICHIGAN CONTRACT/PO # $12,285 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #8 KAA017168B $231,214 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #8 RAA010723D $1,024 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #8 RAA020980A $275,713 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #FAA022832A $15,259 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #FAA022832B $39,125 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #FAA023463A $33,599 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #RAA010723E $477,429 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #RAA011147E $551,717 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #RAA020980B $57,837 ALCOHOL RESEARCH PROGRAMS NIH SOURCE #UAA017923B $164,271 ALCOHOL RESEARCH PROGRAMS NIH UNIVERSITY OF NEW MEXICO H9 $14,737

244 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $198,937 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $100,046 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $47,448 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $127,299 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $858 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $4,727 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $155,515 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $118,329 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL $413,488 THE UNIVERSITY OF NORTH NATIONAL INSTITUTES OF HEALTH NIH CAROLINA AT CHAPEL HILL $17,483 THE UNIVERSITY OF NORTH NATIONAL INSTITUTES OF HEALTH NIH CAROLINA AT CHAPEL HILL $5,552 ALCOHOL RESEARCH PROGRAMS NIH SRI INTERNATIONAL SUBCONTRACT $382 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 KDA033348A $72,279 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 KDA035302A $118,304 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 RDA015612C $406,234 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 RDA017441B $3,827 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 RDA031698A $68,808 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 RDA031777B $8,162 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 RDA035377A $403,608 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 RDA035503A $156,885 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #8 TDA035165A $260,931 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #FDA038913A $35,174 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #FDA041029A $19,518 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #FDA041773A $27,782 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #FDA041795A $16,036 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA029262B $149,068 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA031808A $2,366 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA033348B $52,902 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA035302B $85,064 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA036659A $189,120 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA037279A $54,722

245 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA038112A $87,275 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA040154A $165,040 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #KDA041445A $60,418 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #RDA015043D $325,681 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #RDA015612D $387,262 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #RDA020794A $28,539 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #RDA035377B $49,658 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #RDA036246A $322,508 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #RDA036246B $86,525 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH SOURCE #TDA035165B $79,132 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH MT. SINAI SCHOOL OF MEDICINE $105,378 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH BAYSTATE MEDICAL CENTER INC SU $10,428 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH UNIVERSITY OF COLORADO, BOULDER & PO# $5,021 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH RHODE ISLAND HOSPITAL $2,515 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7550SC $32,150 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8513SC $103,520 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 9401SC $660 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH UNIVERSITY OF CHICAGO FP $89,637 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH LUND UNIVERSITY GRANT # 4R01DA $9,244 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH DARTMOUTH COLLEGE R804 $104,163 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH ICAHN SCHOOL OF MEDICINE AT MT. SINAI SUB# $77,900 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN SUBAWARD # $103,051 DRUG ABUSE AND ADDICTION RESEARCH PROGRAMS NIH UNIVERSITY OF TEXAS AT AUSTIN UTA ; R21DA $74,821 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB001988E $5,698 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB002524B $696 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB002711C $216,263 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB002784F $19,638 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB008738C $10,257 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB009055B $92,306 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB011552A $195,112

246 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB011654A $332,569 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #8 REB015574A $35,915 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #FEB019821A $55,808 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #FEB020502A $33,295 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #FEB020504A $25,032 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #FEB021161A $52,362 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #KEB017729A $74,943 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #PEB015891E $1,556,296 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB001988F $340,341 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB002524C $528,910 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB006745B $170,559 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB008108B $94,717 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB009055C $217,669 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB009690B $366,348 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB013661B $151,899 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB015155A $58,388 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB015506B $314,177 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB015776B $250,307 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB015957A $99,533 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB016777A $521,606 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB016777B $39,728

247 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB017616A $3,678 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB017739A $441,840 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB018407A $164,725 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB018477A $160,038 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB018849A $296,660 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019005A $611,845 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019006A $461,612 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019018A $427,957 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019241A $1,069,448 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019465A $795,732 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019665A $144,740 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB019723A $157,318 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB020235A $196,260 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB020299A $148,604 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB020527A $418,516 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB020894A $147,363 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB021029A $3,452 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB022214A $13,903 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB022298A $70,125 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #REB022770A $22,074 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #TEB009035B $222,942

248 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #TEB009653B $255,546 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #UEB017140A $1,296,835 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH SOURCE #UEB020405A $2,512,290 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL UNIVERSITY OF CALIFORNIA, INNOVATIONS TO IMPROVE HUMAN HEALTH NIH BERKELEY /PO# BB $27,064 MASSACHUSETTS GENERAL NATIONAL INSTITUTES OF HEALTH NIH HOSPITAL $6,299 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH TRIPLE RING TECHNOLOGIES INC. 4R44EB $129,796 MASSACHUSETTS INSTITUTE OF NATIONAL INSTITUTES OF HEALTH NIH TECHNOLOGY $77,592 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL UNIVERSITY OF CALIFORNIA, SAN INNOVATIONS TO IMPROVE HUMAN HEALTH NIH FRANCISCO 7099SC AMENDMENT 4 $102,445 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL UNIVERSITY OF CALIFORNIA, SAN INNOVATIONS TO IMPROVE HUMAN HEALTH NIH FRANCISCO 7099SC AMENDMENT 5 $38,179 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL UNIVERSITY OF CALIFORNIA, SAN INNOVATIONS TO IMPROVE HUMAN HEALTH NIH FRANCISCO 7783SC $80,764 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH KITWARE, INC. K S04 $34,465 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH INDIANA UNIVERSITY PO # $175,655 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH GEORGIA INSTITUTE OF TECHNOLOGY RF779 G1 $41,063 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INTELLIGENT FIBER OPTIC SYSTEMS INNOVATIONS TO IMPROVE HUMAN HEALTH NIH CORPORATION SBIR PHASE II NCX $49,313 DISCOVERY AND APPLIED RESEARCH FOR TECHNOLOGICAL INNOVATIONS TO IMPROVE HUMAN HEALTH NIH BELL BIOSYSTEMS, INC. SPO , R44EB $3,182 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH NIH SOURCE #RMD007012B $535,270 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH NIH SOURCE #RMD007796A $350,098 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH NIH SOURCE #UMD010724A $438,134 THE RESEARCH INSTITUTE AT NATIONAL INSTITUTES OF HEALTH NIH NATIONWIDE CHILDREN'S HOSPITAL $7,187 PALO ALTO VETERANS INSTITUTE FOR MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH NIH RESEARCH PEV ; PEV $109,135 MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH NIH UNIVERSITY OF PENNSYLVANIA PO # / $50,150 UNIVERSITY OF CALIFORNIA, MINORITY HEALTH AND HEALTH DISPARITIES RESEARCH NIH BERKELEY PO#BB , SUB # $1 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DAGA44848A $238,022

249 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DAI104557A $515,466 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DAI112193A $607,702 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DCA186569A $519,598 NIH SOURCE #8 TRANS NIH RESEARCH SUPPORT DGM105448A $789,218 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD006409A $1,289,870 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD006413A $8,921 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD007265B $229,246 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD008167A $704,538 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD008321A $593,461 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD008456A $937,467 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD008466B $289,826 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD008509B $96,574 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 DOD008647A $700,649 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 RAR063963A $961,351 NIH SOURCE #8 TRANS NIH RESEARCH SUPPORT RMH101782A $395,297 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 RNS076460A $468,551 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 RNS081703A $332,811 TRANS NIH RESEARCH SUPPORT NIH SOURCE #8 UTR000902A $670,812 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DAG052940A $375,663 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DAGA44848B $117,618 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DAR069953A $129,430 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DGM119136A $361,077 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DLM012179A $862,546 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DMD010478A $268,911 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DNS082125A $558,755 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DOD003560A $11,079

250 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures TRANS NIH RESEARCH SUPPORT NIH SOURCE #DOD012119A $560,872 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DOD012179A $105,871 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DOD017887B $782,831 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DOD019822A $571,475 TRANS NIH RESEARCH SUPPORT NIH SOURCE #DOD019893A $390,954 TRANS NIH RESEARCH SUPPORT NIH SOURCE #RCA186568B $73,393 TRANS NIH RESEARCH SUPPORT NIH SOURCE #RDA039578A $327,691 TRANS NIH RESEARCH SUPPORT NIH SOURCE #RDK108781A $330,615 TRANS NIH RESEARCH SUPPORT NIH SOURCE #RGM099687A $510,636 TRANS NIH RESEARCH SUPPORT NIH SOURCE #RNS081703B $71,480 TRANS NIH RESEARCH SUPPORT NIH SOURCE #UDE023789A $3,713,750 TRANS NIH RESEARCH SUPPORT NIH SOURCE #UEB021237A $413,873 TRANS NIH RESEARCH SUPPORT NIH SOURCE #UHG004028B $1,192,862 TRANS NIH RESEARCH SUPPORT NIH SOURCE #UHG007708A $1,310,929 TRANS NIH RESEARCH SUPPORT NIH SOURCE #UTR000902B $33,905 TRANS NIH RESEARCH SUPPORT NIH BAYLOR COLLEGE OF MEDICINE ; UH3TR $2,218 CALIFORNIA INSTITUTE OF TRANS NIH RESEARCH SUPPORT NIH TECHNOLOGY 68D $187,874 PALO ALTO VETERANS INSTITUTE FOR TRANS NIH RESEARCH SUPPORT NIH RESEARCH REL $242,599 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF GENEVA SUBAWARD REF # ED 9697 ST $361,159 TRANS NIH RESEARCH SUPPORT NIH UNIVERSITY OF WASHINGTON UWSC8320/BPO# $12,906 TRANS NIH RESEARCH SUPPORT NIH UNIVERSITY OF WASHINGTON UWSC8320/BPO# 5415 $17,461 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #8 KGM100273A $249,518 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #8 KTR001083A $776,279 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #8 TTR001084A $250,947 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #8 UTR001085A $4,870,924 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #KTR001083B $268,733 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #TTR001084B $34,139 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH SOURCE #UTR001085B $2,427,384 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH XYKEN, LLC 1R43TR $33,992 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH XYKEN, LLC 5R43TR $11,257 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES NIH BELL BIOSYSTEMS, INC. MAGNELLE $51,779 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #8 KRR032371B $74,154 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #8 ROD010452A $53,936

251 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #8 RRR026011A $348 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #8 TOD010989C $672 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #8 TRR021816B $231,564 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #GOD020299A $256,545 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #SOD018073A $407,416 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #SOD018208A $385,066 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #SOD018220A $24 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #SOD020141A $600,000 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #SOD021512A $467,546 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #TOD010989D $58,892 RESEARCH INFRASTRUCTURE PROGRAMS NIH SOURCE #TOD011121C $677 BIOMEDICAL ADVANCED RESEARCH AND DEVELOPMENT AUTHORITY (BARDA), BIODEFENSE MEDICAL COUNTERMEASURE DEVELOPMENT BARDA ARIZONA STATE UNIVERSITY $6,142 NURSING RESEARCH NIH SOURCE #8 RNR013662A $478,816 NURSING RESEARCH NIH UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER EAFGS $27,678 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA094069C $280,842 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA111691B $132,244 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA125453B $111,262 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA142635A $147,843 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA157895A $291,433 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA158516A $260,068 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA167104A $7,395 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA172145A $289,708 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #8 RCA178529A $93,374 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA067850E $271,533 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA077712E $419,304 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA094069D $116,523 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA117794C $278,657

252 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA117794D $234,144 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA158516B $186,815 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA163915A $164,304 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA163915B $188,984 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA166827A $250,366 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA168987B $285,208 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA172145B $25,418 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA174575A $255,643 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA179011A $203,257 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA179645A $339,787 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA181843B $127,557 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA183904A $700,987 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA183962A $531,305 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA190021A $33,963 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA193694A $98,397 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA194910A $213,400 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA197563A $618,027 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #RCA197591A $924,711 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #UCA167551A $2,224,198 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #UCA167551B $127,181 CANCER CAUSE AND PREVENTION RESEARCH NIH SOURCE #UCA197282A $305,173 THE FRED HUTCHINSON CANCER NATIONAL INSTITUTES OF HEALTH NIH RESEARCH CENTER $43,044 CANCER CAUSE AND PREVENTION RESEARCH NIH KLEIN BUENDEL, INC $22,970 CANCER CAUSE AND PREVENTION RESEARCH NIH NUVOX PHARMA LLC 1R41CA STN002 $60,857 CANCER PREVENTION INSTITUTE OF CANCER CAUSE AND PREVENTION RESEARCH NIH CALIFORNIA 1UM1CA A1 STANFORD $30,844 CANCER CAUSE AND PREVENTION RESEARCH NIH UNIVERSITY OF CALIFORNIA, IRVINE $41,244 MASSACHUSETTS GENERAL CANCER CAUSE AND PREVENTION RESEARCH NIH HOSPITAL A08 $121,077 MASSACHUSETTS GENERAL NATIONAL INSTITUTES OF HEALTH NIH HOSPITAL $63,051 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN $163,677 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN $56,024 THE UNIVERSITY OF NORTH CANCER CAUSE AND PREVENTION RESEARCH NIH CAROLINA AT CHAPEL HILL $4,773 CANCER CAUSE AND PREVENTION RESEARCH NIH UNIVERSITY OF MIAMI 66971E M $3,658 CANCER CAUSE AND PREVENTION RESEARCH NIH UNIVERSITY OF MIAMI 66971E MS85988 $13,808 MEMORIAL SLOAN KETTERING CANCER CAUSE AND PREVENTION RESEARCH NIH CANCER CENTER BD $18,793 CANCER CAUSE AND PREVENTION RESEARCH NIH GEORGETOWN UNIVERSITY GR SU A07 $154,297 CANCER CAUSE AND PREVENTION RESEARCH NIH GEORGETOWN UNIVERSITY GR $40,499

253 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CANCER CAUSE AND PREVENTION RESEARCH NIH GEORGETOWN UNIVERSITY GR411212_GR SU $146,153 CANCER CAUSE AND PREVENTION RESEARCH NIH UNIVERSITY OF HAWAII KA $76,250 CANCER CAUSE AND PREVENTION RESEARCH NIH MAYO CLINIC P.O $97 CANCER CAUSE AND PREVENTION RESEARCH NIH MAYO CLINIC PO $31,352 CANCER PREVENTION INSTITUTE OF CANCER CAUSE AND PREVENTION RESEARCH NIH CALIFORNIA R01CA STANFORD $27,056 THE FRED HUTCHINSON CANCER NATIONAL INSTITUTES OF HEALTH NIH RESEARCH CENTER SUBAWARD # $66,442 NATIONAL INSTITUTES OF HEALTH NIH DANA FARBER CANCER INSTITUTE SUBAWARD # $103,951 MASSACHUSETTS GENERAL NATIONAL INSTITUTES OF HEALTH NIH HOSPITAL SUBAWARD # $114,432 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN SUBAWARD # $76,836 THE UNIVERSITY OF NORTH NATIONAL INSTITUTES OF HEALTH NIH CAROLINA AT CHAPEL HILL SUBAWARD # $38,085 THE UNIVERSITY OF NORTH NATIONAL INSTITUTES OF HEALTH NIH CAROLINA AT CHAPEL HILL SUBAWARD # $167,111 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF HAWAII SUBAWARD KA $347 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA082214C $797 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA111981B $1,717 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA112270B $960 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA121163B $258,531 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA138426A $59,274 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA152923A $327,689 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA156124A $1,884 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA160251A $542,125 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA160986A $108,627 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA177447A $133,920 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA178360A $545 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 RCA180152A $461,488

254 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 UCA142555A $325,395 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #8 UCA176299A $495,784 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #PCA159992A $1,406,280 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA082214D $398,169 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA155289A $197,832 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA161091A $187,485 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA176519A $268,139 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA176836A $464,654 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA180152B $101,096 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA182043A $247,012 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA183659A $432,230 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA184384A $423,665 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA184968A $549,632 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA185804A $180,952 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA185805A $167,446 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA186275A $355,964 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA190196A $38,606 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA190306A $190,491 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA193046A $220,037 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA193730A $166,641 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA195443A $85,195 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA200423D $419,113 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #RCA201719A $312,794 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #UCA152737A $241,194 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #UCA176299B $390,599 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #UCA187947A $340,907 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SOURCE #UCA190214A $265,424 NATIONAL INSTITUTES OF HEALTH NIH THE FRED HUTCHINSON CANCER RESEARCH CENTER $145 NATIONAL INSTITUTES OF HEALTH NIH THE FRED HUTCHINSON CANCER RESEARCH CENTER $14,330 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH UNIVERSITY OF CALIFORNIA, BERKELEY /PO# BB $18,941 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH UNIVERSITY OF CALIFORNIA, BERKELEY , PO# BB $13,398 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH CELL DATA SCIENCES, INC. 1R43CA $49,500 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH UNIVERSITY OF CALIFORNIA, DAVIS $123,825 NATIONAL INSTITUTES OF HEALTH NIH MASSACHUSETTS GENERAL HOSPITAL $183,904 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH UNIVERSITY OF PENNSYLVANIA / PO# $33,168

255 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures UNIVERSITY OF SOUTHERN NATIONAL INSTITUTES OF HEALTH NIH CALIFORNIA $140,545 LAWRENCE BERKELEY LABORATORIES, UNIVERSITY OF NATIONAL INSTITUTES OF HEALTH NIH CALIFORNIA $112,589 UNIVERSITY OF CALIFORNIA, SAN CANCER DETECTION AND DIAGNOSIS RESEARCH NIH FRANCISCO 8057SC 2 $10,002 UNIVERSITY OF TEXAS HEALTH CANCER DETECTION AND DIAGNOSIS RESEARCH NIH SCIENCE CENTER SAN ANTONIO AGMT NO $11,930 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH XORAN TECHNOLOGIES IRB29282 $12,604 CANCER DETECTION AND DIAGNOSIS RESEARCH NIH THE JOHNS HOPKINS UNIVERSITY SUB # $74,044 UNIVERSITY OF CALIFORNIA, SAN NATIONAL INSTITUTES OF HEALTH NIH FRANCISCO SUBAWARD # 8115SC $51,799 CANCER TREATMENT RESEARCH NIH SOURCE #8 PCA049605F $1,680,946 CANCER TREATMENT RESEARCH NIH SOURCE #8 PCA067166D $1,353,499 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA031841H $22,060 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA031845G $299,192 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA149318A $397,341 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA157510A $203,485 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA161585A $191,253 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA163441A $240,075 CANCER TREATMENT RESEARCH NIH SOURCE #8 RCA177073A $537 CANCER TREATMENT RESEARCH NIH SOURCE #PCA049605G $963,354 CANCER TREATMENT RESEARCH NIH SOURCE #PCA067166E $394,099 CANCER TREATMENT RESEARCH NIH SOURCE #RCA031845H $119,772 CANCER TREATMENT RESEARCH NIH SOURCE #RCA161585B $160,309 CANCER TREATMENT RESEARCH NIH SOURCE #RCA163441B $81,305 CANCER TREATMENT RESEARCH NIH SOURCE #RCA166186B $208,080 CANCER TREATMENT RESEARCH NIH SOURCE #RCA176553A $526,520 CANCER TREATMENT RESEARCH NIH SOURCE #RCA177684A $235,664 CANCER TREATMENT RESEARCH NIH SOURCE #RCA181659A $581,561 CANCER TREATMENT RESEARCH NIH SOURCE #RCA182514A $384,371 CANCER TREATMENT RESEARCH NIH SOURCE #RCA185678A $161,040 CANCER TREATMENT RESEARCH NIH SOURCE #RCA186539A $2,266

256 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CANCER TREATMENT RESEARCH NIH SOURCE #RCA187222A $55,429 CANCER TREATMENT RESEARCH NIH SOURCE #RCA188005A $326,043 CANCER TREATMENT RESEARCH NIH SOURCE #RCA188298A $432,289 CANCER TREATMENT RESEARCH NIH SOURCE #RCA197136A $374,423 CANCER TREATMENT RESEARCH NIH SOURCE #RCA198291A $193,856 CANCER TREATMENT RESEARCH NIH SOURCE #RCA205430A $17,225 CANCER TREATMENT RESEARCH NIH SOURCE #RCA207133A $112,103 CANCER TREATMENT RESEARCH NIH SOURCE #UCA180816A $451,477 CANCER TREATMENT RESEARCH NIH SOURCE #UCA199241A $124,910 THE FRED HUTCHINSON CANCER CANCER TREATMENT RESEARCH NIH RESEARCH CENTER $4,972 ST. JUDE CHILDREN'S RESEARCH CANCER TREATMENT RESEARCH NIH HOSPITAL $33,296 ST. JUDE CHILDREN'S RESEARCH CANCER TREATMENT RESEARCH NIH HOSPITAL $22,615 NATIONAL INSTITUTES OF HEALTH NIH DANA FARBER CANCER INSTITUTE $62,087 CANCER TREATMENT RESEARCH NIH ADEPTHERA, LLC 1R41CA $1,253 MASSACHUSETTS GENERAL NATIONAL INSTITUTES OF HEALTH NIH HOSPITAL $139,954 MASSACHUSETTS GENERAL NATIONAL INSTITUTES OF HEALTH NIH HOSPITAL $13,227 CANCER TREATMENT RESEARCH NIH NUVOX PHARMA LLC 2R44CA STN001 $14,625 THE OREGON HEALTH SCIENCES CANCER TREATMENT RESEARCH NIH UNIVERSITY _STANFORD $8,738 CANCER TREATMENT RESEARCH NIH UNIVERSITY OF MICHIGAN CTEP, CA $9,355 CANCER TREATMENT RESEARCH NIH UNIVERSITY OF MINNESOTA P $10,536 CANCER TREATMENT RESEARCH NIH UNIVERSITY OF MINNESOTA P $103,807 CANCER TREATMENT RESEARCH NIH CITY OF HOPE PO $1,571 CANCER TREATMENT RESEARCH NIH CITY OF HOPE PO $1,909 CHILDREN'S HOSPITAL OF CANCER TREATMENT RESEARCH NIH PHILADELPHIA PO RSUB/ XX $14,190 CHILDREN'S HOSPITAL OF CANCER TREATMENT RESEARCH NIH PHILADELPHIA PO RSUB/ XX $14,355 TEXAS STATE UNIVERSITYGÇÔSAN CANCER TREATMENT RESEARCH NIH MARCOS PO# ,SUB $62,398 CANCER TREATMENT RESEARCH NIH SONITRACK SYSTEMS R41CA $4,745 FRONTIER SCIENCE & TECHNOLOGY CANCER TREATMENT RESEARCH NIH RESEARCH FOUNDATION STNO39DR 00 $13,237 CANCER TREATMENT RESEARCH NIH NRG ONCOLOGY FOUNDATION, INC. SU YR. 1 $14,998 MASSACHUSETTS GENERAL NATIONAL INSTITUTES OF HEALTH NIH HOSPITAL SUBAWARD $91,185

257 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ECOG RESEARCH & EDUCATION CANCER TREATMENT RESEARCH NIH FOUNDATION U10CA STAN1 $12,662 CANCER BIOLOGY RESEARCH NIH SOURCE #8 PCA139490A $21 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA086017C $206,174 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA088480C $1,205 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA100225C $46,913 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA114102B $205,605 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA116606B $3 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA118750A $1,646 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA118750B $223,706 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA129562A $149,079 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA140875A $64,238 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA151623A $82,263 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA151706A $217,447 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA151748A $286,890 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA157877A $122,259 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA158528A $76,842 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA166894A $74,777 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA170378A $493,082 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA171050A $85,794 CANCER BIOLOGY RESEARCH NIH SOURCE #8 RCA175336A $195,815 CANCER BIOLOGY RESEARCH NIH SOURCE #8 UCA154209A $60,205

258 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CANCER BIOLOGY RESEARCH NIH SOURCE #KCA151968B $77,542 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA070297E $209,171 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA086065D $494,247 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA114102C $59,155 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA118750C $148,130 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA128836B $94,252 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA128836C $120,799 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA129562B $37,094 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA142635B $11,051 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA160384A $136,172 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA160384B $120,779 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA166517B $301,816 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA172560A $165,589 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA172560B $305,307 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA172895A $468,127 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA172895B $244,719 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA175336B $122,912 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA179253A $481,823 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA183654A $429,617 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA184608A $181,778 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA187822A $193,829 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA188055A $302,812 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA188863A $160,002 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA190072A $273,061 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA190896B $299,305 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA193001A $296,985 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA195127A $214,890 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA196657A $568,201 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA197713A $849,043 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA201513A $69,578 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA204620A $171,158 CANCER BIOLOGY RESEARCH NIH SOURCE #RCA206540A $69,331 CANCER BIOLOGY RESEARCH NIH SOURCE #UCA151920A $519,432 CANCER BIOLOGY RESEARCH NIH SOURCE #UCA154969A $595,131 CANCER BIOLOGY RESEARCH NIH SOURCE #UCA188383A $625,377 CANCER BIOLOGY RESEARCH NIH SOURCE #UCA194389A $738,482 CANCER BIOLOGY RESEARCH NIH SOURCE #UCA196387A $679,271 CANCER BIOLOGY RESEARCH NIH SOURCE #UCA199216A $779,416 BETH ISRAEL DEACONESS MEDICAL CANCER BIOLOGY RESEARCH NIH CENTER ; ;U01CA $5,264 UNIVERSITY OF ILLINOIS AT URBANA CANCER BIOLOGY RESEARCH NIH CHAMPAIGN $318,230

259 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures UNIVERSITY OF CALIFORNIA, SAN CANCER BIOLOGY RESEARCH NIH FRANCISCO 9074SC $49,009 CANCER BIOLOGY RESEARCH NIH UNIVERSITY OF COLORADO DENVER FY / $62,056 CANCER BIOLOGY RESEARCH NIH UNIVERSITY OF COLORADO FY _AMD1/2 5 A3878 $16,024 NATIONAL INSTITUTES OF HEALTH NIH VANDERBILT UNIVERSITY SUBAWARD # VUMC57212 $56,169 CANCER CENTERS SUPPORT GRANTS NIH SOURCE #8 PCA124435B $1,724,537 CANCER CENTERS SUPPORT GRANTS NIH SOURCE #PCA114747B $120,618 CANCER CENTERS SUPPORT GRANTS NIH SOURCE #UCA143836B $17,573 CANCER CENTERS SUPPORT GRANTS NIH SOURCE #UCA149145A $596,191 CANCER CENTERS SUPPORT GRANTS NIH SOURCE #UCA151459A $116,036 CANCER CENTERS SUPPORT GRANTS NIH SOURCE #UCA199075A $2,021,975 CANCER CENTERS SUPPORT GRANTS NIH UNIVERSITY OF SOUTHERN CALIFORNIA A00 $34,051 CANCER CENTERS SUPPORT GRANTS NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8665SC $26,920 CANCER CENTERS SUPPORT GRANTS NIH CLEAR GUIDE MEDICAL PH2 SPDR INV # $183,925 CANCER CENTERS SUPPORT GRANTS NIH SARCOMA ALLIANCE FOR RESEARCH THROUGH COLLABORATION SUB# SPORE YR4 CORE B STANFORD $71,912 NATIONAL INSTITUTES OF HEALTH NIH SARCOMA ALLIANCE FOR RESEARCH THROUGH COLLABORATION SUBAWARD 6.3,U54CA $35,115 CANCER RESEARCH MANPOWER NIH SOURCE #8 FCA168059A $4,247 CANCER RESEARCH MANPOWER NIH SOURCE #8 KCA132916B $1,080 CANCER RESEARCH MANPOWER NIH SOURCE #8 TCA009151H $150,272 CANCER RESEARCH MANPOWER NIH SOURCE #8 TCA009695E $167,373 CANCER RESEARCH MANPOWER NIH SOURCE #FCA171573A $17,664 CANCER RESEARCH MANPOWER NIH SOURCE #FCA171789A $6,951 CANCER RESEARCH MANPOWER NIH SOURCE #FCA180415A $2,384 CANCER RESEARCH MANPOWER NIH SOURCE #FCA180659A $1,265 CANCER RESEARCH MANPOWER NIH SOURCE #FCA183527A $52,646 CANCER RESEARCH MANPOWER NIH SOURCE #FCA186456A $666 CANCER RESEARCH MANPOWER NIH SOURCE #FCA186478A $42,816 CANCER RESEARCH MANPOWER NIH SOURCE #FCA186660A $39,113 CANCER RESEARCH MANPOWER NIH SOURCE #FCA189331A $17,826 CANCER RESEARCH MANPOWER NIH SOURCE #FCA189408A $55,073 CANCER RESEARCH MANPOWER NIH SOURCE #FCA189514A $37,440 CANCER RESEARCH MANPOWER NIH SOURCE #FCA189659A $53,164 CANCER RESEARCH MANPOWER NIH SOURCE #FCA196029A $47,100

260 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CANCER RESEARCH MANPOWER NIH SOURCE #FCA196145A $34,372 CANCER RESEARCH MANPOWER NIH SOURCE #FCA196170A $25,893 CANCER RESEARCH MANPOWER NIH SOURCE #FCA196220A $32,395 CANCER RESEARCH MANPOWER NIH SOURCE #FCA200078A $22,862 CANCER RESEARCH MANPOWER NIH SOURCE #FCA200103A $53,521 CANCER RESEARCH MANPOWER NIH SOURCE #FCA200108A $51,972 CANCER RESEARCH MANPOWER NIH SOURCE #FCA200273A $45,257 CANCER RESEARCH MANPOWER NIH SOURCE #FCA203228A $17,520 CANCER RESEARCH MANPOWER NIH SOURCE #FCA210381A $12,570 CANCER RESEARCH MANPOWER NIH SOURCE #KCA160834A $175,806 CANCER RESEARCH MANPOWER NIH SOURCE #KCA175127A $122,973 CANCER RESEARCH MANPOWER NIH SOURCE #KCA184420B $173,124 CANCER RESEARCH MANPOWER NIH SOURCE #KCA187192A $143,152 CANCER RESEARCH MANPOWER NIH SOURCE #KCA187565A $153,311 CANCER RESEARCH MANPOWER NIH SOURCE #KCA190783A $68,586 CANCER RESEARCH MANPOWER NIH SOURCE #KCA190803A $106,033 CANCER RESEARCH MANPOWER NIH SOURCE #KCA191093A $89,569 CANCER RESEARCH MANPOWER NIH SOURCE #KCA194198A $116,593 CANCER RESEARCH MANPOWER NIH SOURCE #KCA197816A $143,473 CANCER RESEARCH MANPOWER NIH SOURCE #KCA201075A $163,345 CANCER RESEARCH MANPOWER NIH SOURCE #KCA201304A $29,600 CANCER RESEARCH MANPOWER NIH SOURCE #KCA204522A $6,204 CANCER RESEARCH MANPOWER NIH SOURCE #KCA204738A $27,895 CANCER RESEARCH MANPOWER NIH SOURCE #RCA118681B $553,859 CANCER RESEARCH MANPOWER NIH SOURCE #RCA180993A $523,104 CANCER RESEARCH MANPOWER NIH SOURCE #RCA184397B $167,631 CANCER RESEARCH MANPOWER NIH SOURCE #TCA009302H $679,259 CANCER RESEARCH MANPOWER NIH SOURCE #TCA009302I $14,689 CANCER RESEARCH MANPOWER NIH SOURCE #TCA009695F $136,990 CANCER RESEARCH MANPOWER NIH SOURCE #TCA121940B $142,932 CANCER RESEARCH MANPOWER NIH SOURCE #TCA196585A $91,605 AFFORDABLE CARE ACT (ACA) PUBLIC HEALTH TRAINING CENTERS UNIVERSITY OF CALIFORNIA, SAN PROGRAM NIH FRANCISCO 9191SC $9,995 BUILDING CAPACITY OF THE PUBLIC HEALTH SYSTEM TO IMPROVE POPULATION HEALTH THROUGH NATIONAL, NON PROFIT ORGANIZATIONS FINANCED IN PART BY PREVENTION AND PUBLIC NATIONAL ASSOCIATION OF CHRONIC HEALTH FUNDS (PPHF) NIH DISEASE DIRECTORS , ACCT CODE $28,108 CHILDREN'S NATIONAL MEDICAL CENTER (CHILDREN'S RESEARCH HEALTH CARE INNOVATION AWARDS (HCIA) NIH INSTITUTE) $199

261 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CHILDREN'S NATIONAL MEDICAL CENTER (CHILDREN'S RESEARCH HEALTH CARE INNOVATION AWARDS (HCIA) NIH INSTITUTE) $444,557 CHILDREN'S NATIONAL MEDICAL CENTER (CHILDREN'S RESEARCH HEALTH CARE INNOVATION AWARDS (HCIA) NIH INSTITUTE) $164,945 ACA TRANSFORMING CLINICAL PRACTICE INITIATIVE: SUPPORT AND ALIGNMENT NETWORKS (SANS) CMMS AMERICAN COLLEGE OF PHYSICIANS TCMPISAN 100 $2,310 EMPOWERING OLDER ADULTS AND ADULTS WITH DISABILITIES THROUGH CHRONIC DISEASE SELF MANAGEMENT EDUCATION PROGRAMS Ð FINANCED BY PREVENTION AND PUBLIC HEALTH FUNDS (PPHF) ACL NATIONAL COUNCIL ON AGING SPO $7,806 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 KHL086703B $73,842 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 KHL117083A $63,641 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 KHL120001A $185,082 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL052141E $110,516 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL093172A $172,480 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL095571A $27 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL105299A $8,490 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL113006A $194,551 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL116448A $650,286 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 RHL117740A $628,668 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 THL094274A $17,721 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 UHL099776A $658,399 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 UHL099995A $368,270 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 UHL099999A $606,735 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #8 UHL108647A $51,854

262 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL115870A $369 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL122096A $40,636 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL123247A $60,278 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL126348A $58,438 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL128094A $54,366 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL129670A $63,435 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #FHL131300A $861 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL086703C $28,095 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL103800B $204,228 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL119251A $43,408 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL120001B $59,485 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL121056A $136,683 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL121177A $945 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL125663A $150,291 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL125912A $110,498 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL127180A $123,783 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL127267A $47,597 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL127277A $152,970 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL127295A $81,315 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL128164A $66,797 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL128906A $87,842 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL129474A $128,589 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL130523A $140,297 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL130553A $78,381 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL130608A $64,766 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #KHL133375A $11,284 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #PHL075462C $257,474 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL052141F $357,303 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL083359C $324,195 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL089315C $496,655 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL089778C $168,876 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL093475A $23,135 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL096015A $43,899 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL109212B $254,290 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL109512A $475,857 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL109512B $178,593 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL113006B $115,117 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL113601C $191,583 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL116448B $193,703 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL117736A $861,900 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL117740B $263,439 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL117756A $1,622,782

263 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL117913A $338,712 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL120757A $43,707 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL120757B $272,107 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL121977A $26,025 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL122887A $1,302,068 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL123370A $497,509 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL123655A $228,221 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL123655B $37,435 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL123689B $427,132 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL123968A $510,411 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL125040A $116,590 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL125224A $418,440 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL125303A $660,489 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL126527A $399,389 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL127039A $254,723 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL127113A $31,951 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL127471A $223,237 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL128170A $628,600 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL128503A $511,324 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL128666A $297,985 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL128779A $260,830 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL130020A $181,056 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL130840A $246,635 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL130993A $14,891 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL132225A $121,099 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #RHL132814A $6,615 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL007034H $456,290 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL007034I $25,594 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL007846C $63,544 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL007846D $41,455 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL094274B $16,040 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL098049B $358,630 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #THL129970A $11,322 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL069291C $109,676 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL103629A $1,576,456 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL103629B $633,280 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL107388A $1,836,834 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL113456A $255,681 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL113456B $198,311 CARDIOVASCULAR DISEASES RESEARCH NIH SOURCE #UHL122280A $1,011,611 UNIVERSITY OF ALABAMA IN CARDIOVASCULAR DISEASES RESEARCH NIH BIRMINGHAM $26,401

264 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF MARYLAND B, PO:SR $79,393 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF MARYLAND PO SR $21,877 CHILDREN'S HOSPITAL OAKLAND CARDIOVASCULAR DISEASES RESEARCH NIH RESEARCH INSTITUTE 12_7822_STANFORD 3 $36,554 METHODIST HOSPITAL RESEARCH CARDIOVASCULAR DISEASES RESEARCH NIH INSTITUTE $22,225 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF COLORADO , PO# $247,041 UNIVERSITY OF CALIFORNIA, LOS CARDIOVASCULAR DISEASES RESEARCH NIH ANGELES 1564 G TA493 $18,499 MORGRIDGE INSTITUTE FOR CARDIOVASCULAR DISEASES RESEARCH NIH RESEARCH 15 J0064 $97,834 UNIVERSITY OF CALIFORNIA, LOS CARDIOVASCULAR DISEASES RESEARCH NIH ANGELES 2000 G QH754 $75,566 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF ILLINOIS AT CHICAGO /E $267,767 CARDIOVASCULAR DISEASES RESEARCH NIH NEW YORK UNIVERSITY 26 C NYUPG $249,173 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN DIEGO ; S $30,205 CARDIOVASCULAR DISEASES RESEARCH NIH PALO ALTO MEDICAL FOUNDATION FOR HEALTH CARE, RESEARCH AND EDUCATION B $24,262 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF NEW MEXICO 3RN04 $3,127 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF NEW MEXICO 3RN04 2 $15,469 CARDIOVASCULAR DISEASES RESEARCH NIH PALO ALTO MEDICAL FOUNDATION RESEARCH INSTITUTE $25,845 NATIONAL INSTITUTES OF HEALTH NIH THE UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL $25,176 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF PENNSYLVANIA /PO # $80,880 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF PENNSYLVANIA /PO # $68,771 CARDIOVASCULAR DISEASES RESEARCH NIH NORTHWESTERN UNIVERSITY SU A04 $12,772 CARDIOVASCULAR DISEASES RESEARCH NIH NORTHWESTERN UNIVERSITY SU 004 $15,993 CARDIOVASCULAR DISEASES RESEARCH NIH NORTHWESTERN UNIVERSITY LESTAN $30,081 CARDIOVASCULAR DISEASES RESEARCH NIH NORTHWESTERN UNIVERSITY STAN $24,791 CARDIOVASCULAR DISEASES RESEARCH NIH NORTHWESTERN UNIVERSITY TLSJU $628 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF CALIFORNIA, SAN DIEGO $6,451 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8229SC $159,576 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF PENNSYLVANIA 8915/01 / PO# $144,957 CARDIOVASCULAR DISEASES RESEARCH NIH ANN & ROBERT H. LURIE CHILDREN'S HOSPITAL OF CHICAGO STANFORD $5,740 CARDIOVASCULAR DISEASES RESEARCH NIH DUKE UNIVERSITY DUKE SPS # / $8,017

265 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF COLORADO DENVER FY AMD1 STANFORD $792 CARDIOVASCULAR DISEASES RESEARCH NIH LUND UNIVERSITY GRANT # 1R01HL A1 $32,841 CARDIOVASCULAR DISEASES RESEARCH NIH INDIANA UNIVERSITY IN STAN $32,853 CARDIOVASCULAR DISEASES RESEARCH NIH KAISER PERMANENTE OOS STANFORD 01 $41,319 CARDIOVASCULAR DISEASES RESEARCH NIH MAYO CLINIC PO ;STA $10,345 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF PENNSYLVANIA SUB ,PO $50,003 SUBAWAR #101330A CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF MARYLAND PO#SR $124,375 UNIVERSITY OF CALIFORNIA, SAN NATIONAL INSTITUTES OF HEALTH NIH DIEGO SUBAWARD # $211,211 UNIVERSITY OF ALABAMA IN NATIONAL INSTITUTES OF HEALTH NIH BIRMINGHAM SUBAWARD $2,143 UNIVERSITY OF ALABAMA IN NATIONAL INSTITUTES OF HEALTH NIH BIRMINGHAM SUBAWARD $9,397 NATIONAL INSTITUTES OF HEALTH NIH J DAVID GLADSTONE INSTITUTES SUBAWARD RO2177 B $25,350 CARDIOVASCULAR DISEASES RESEARCH NIH DUKE UNIVERSITY SUBCONTRACT (YEAR 3) $4,631 CARDIOVASCULAR DISEASES RESEARCH NIH UNIVERSITY OF LOUISVILLE ULRF $73,274 WASHINGTON UNIVERSITY IN ST. CARDIOVASCULAR DISEASES RESEARCH NIH LOUIS WU ; PO Y $41,125 LUNG DISEASES RESEARCH NIH SOURCE #8 KHL105884A $121,600 LUNG DISEASES RESEARCH NIH SOURCE #8 KHL107450A $126,352 LUNG DISEASES RESEARCH NIH SOURCE #8 PHL108797A $1,731,913 LUNG DISEASES RESEARCH NIH SOURCE #8 RHL070628C $429,446 LUNG DISEASES RESEARCH NIH SOURCE #8 RHL074186B $31 LUNG DISEASES RESEARCH NIH SOURCE #8 RHL113294B $278,095 LUNG DISEASES RESEARCH NIH SOURCE #8 RHL116307A $54,041 LUNG DISEASES RESEARCH NIH SOURCE #8 UHL107393A $1,629,638 LUNG DISEASES RESEARCH NIH SOURCE #KHL105884B $36,266 LUNG DISEASES RESEARCH NIH SOURCE #KHL122528A $144,675 LUNG DISEASES RESEARCH NIH SOURCE #KHL129081A $23,273 LUNG DISEASES RESEARCH NIH SOURCE #RHL074186C $775,794 LUNG DISEASES RESEARCH NIH SOURCE #RHL087118B $703,850 LUNG DISEASES RESEARCH NIH SOURCE #RHL113294C $85,156 LUNG DISEASES RESEARCH NIH SOURCE #RHL118612A $484,757

266 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures LUNG DISEASES RESEARCH NIH SOURCE #RHL122918A $461,508 LUNG DISEASES RESEARCH NIH SOURCE #RHL127900A $138,952 LUNG DISEASES RESEARCH NIH SOURCE #RHL128734A $93,157 LUNG DISEASES RESEARCH NIH UNIVERSITY OF PENNSYLVANIA /PO# / $33,207 LUNG DISEASES RESEARCH NIH MAYO CLINIC /5U01HL $24,154 UNIVERSITY OF CALIFORNIA, SAN LUNG DISEASES RESEARCH NIH FRANCISCO 7553SC;U01HL $134,886 UNIVERSITY OF CALIFORNIA, SAN LUNG DISEASES RESEARCH NIH FRANCISCO 9016SC $58,291 LUNG DISEASES RESEARCH NIH UNIVERSITY OF COLORADO DENVER FY STANFORD; $58,004 LUNG DISEASES RESEARCH NIH MAYO CLINIC P.O.# $2,177 LUNG DISEASES RESEARCH NIH VANDERBILT UNIVERSITY VUMC44300 / R01HL $34,497 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #8 FHL115963A $3,193 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #8 PHL075462B $502,697 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #8 RHL075826C $1,181 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #8 RHL106023A $273,070 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #8 RHL114591A $268,964 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #8 THL007952C $101,580 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #FHL119059A $55,237 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #KHL119590A $148,477 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #RHL064274D $672,971 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #RHL114591B $93,643 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #RHL122167A $304,223 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #THL120824A $130,226 BLOOD DISEASES AND RESOURCES RESEARCH NIH SOURCE #UHL069291D $15,523 BLOOD DISEASES AND RESOURCES RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 8960SC $279,151 BLOOD DISEASES AND RESOURCES RESEARCH NIH NATIONAL MARROW DONOR PROGRAM PROTOCOL # 0701 $130 BLOOD DISEASES AND RESOURCES RESEARCH NIH NATIONAL MARROW DONOR PROGRAM RIDER #0301 PO NO $4,814 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO SUBAWARD # 8044SC $343,478 NATIONAL INSTITUTES OF HEALTH NIH MEMORIAL SLOAN KETTERING CANCER CENTER SUBAWARD PO # BD517133A $29,989 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 KAR062068A $59,198

267 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 KAR064732A $105,634 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 RAR043799D $215,314 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 RAR052784C $360,496 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 RAR054780B $247,372 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 RAR055914A $979 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 RAR063676A $199,979 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 TAR007422G $126,014 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #8 TAR050942B $289,230 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #FAR063508A $22,189 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #FAR068870A $32,557 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #KAR062068B $32,953 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #KAR062595B $272,526 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #KAR065480A $44,711 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #KAR066878A $143,711 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR042527G $71,999 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR043799E $152,133 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR045192D $472,270 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR046786C $209,878 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR046786D $142,060 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR049737C $210,706 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR052785B $260,427 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR054458C $349,923 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR054458D $34,763 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR054780C $34,777 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR055650B $274,741 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR055650C $165,388 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR057837C $866,045 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR063643A $447,422 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR063643B $42,228 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR063717A $337,048 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR063717B $17,413 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR063876A $31,534 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR065248A $408,739 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR066302A $212,040

268 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR066356A $98,152 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR066629A $39,101 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #RAR067145A $444,325 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #TAR007422H $57,373 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #TAR050942C $81,041 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #UAR067676A $853,932 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH SOURCE #UAR067678A $1,396,724 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF ALABAMA $512 CALIFORNIA PACIFIC MEDICAL ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH CENTER RESEARCH INSTITUTE S171, PO# $15,800 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN $380 OKLAHOMA MEDICAL RESEARCH ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH FOUNDATION (OMRF) PO# PG / STAN $32,983 CINCINNATI CHILDREN'S HOSPITAL NATIONAL INSTITUTES OF HEALTH NIH MEDICAL CENTER SUBAWARD / $10,638 NATIONAL INSTITUTES OF HEALTH NIH RHODE ISLAND HOSPITAL SUBAWARD NO $126,499 WASHINGTON UNIVERSITY IN ST. ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH NIH LOUIS WU /PO # Y $83,389 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 FDK099017A $24,965 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK085446A $33,850 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK091359A $118,440 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK094868A $110,423 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK095914A $128,815 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK096048A $128,610 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK097181A $3,827 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 KDK097308A $42,099 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK031450I $416,293 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK060715B $102,487 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK063158C $237,134 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK088136A $1,735

269 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK090065B $393,626 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK090992A $135,975 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK091565A $361,642 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK091831A $661,602 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK092241A $456,607 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK092421A $150,409 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK092509A $378,938 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK095024A $50,968 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK096038A $293,890 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK096087B $277,018 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 RDK099800A $250,721 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 TDK007056H $172,060 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #8 UDK089532A $140 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #DDK104059A $286,173 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK100072A $52,236 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK101211A $25,392 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK102301A $34,216 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK103473A $45,597 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK104460A $43,668 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK104647A $51,647 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK107111A $69,288

270 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK107112A $40,865 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK107123A $79,761 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #FDK108561A $24,099 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK076808C $254,066 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK090145B $186,620 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK092336B $116,604 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK094868B $49,796 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK095914B $29,412 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK100739A $102,973 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK101693A $74,559 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK101826A $132,839 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #KDK103966A $152,082 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #PDK103093A $261,234 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK031450J $991 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK034238H $255,138 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK037332H $512,114 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK043743E $266,131 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK063158D $68,109 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK074095E $456,303 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK078382C $173,856 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK081371C $344,512

271 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK085025B $366,977 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK092241B $95,982 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK092509B $53,176 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK096394B $473,495 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK099800B $67,349 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK100619A $452,475 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK101119A $385,256 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK101530A $426,883 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK101674A $729,229 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK101736A $303,567 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK101743A $235,824 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK102016A $838,063 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK102182A $637,483 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK102612A $306,228 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK104027A $82,205 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK104941A $52,069 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK105263A $111,325 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK106241A $304,348 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK107286A $42,286 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK107393A $221,336 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #RDK107437A $339,659

272 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #TDK007056I $39,295 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #TDK007217H $273,622 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #TDK007217I $52,739 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #TDK007357G $289,619 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #TDK098132A $157,971 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #UDK061042C $562,825 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #UDK085527B $434,550 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH SOURCE #UDK108300A $200,891 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH THE OREGON HEALTH SCIENCES UNIVERSITY _STANFORD $233,657 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH CHILDREN'S MERCY HOSPITAL $1,985 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH ACADEMIC PEDIATRIC ASSOCIATION 1R25DK $10,062 JOHNS HOPKINS UNIVERSITY NATIONAL INSTITUTES OF HEALTH NIH HOSPITAL $167,884 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH UNIVERSITY OF OREGON A $51,271 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH GEORGIA REGENTS UNIVERSITY /U24DK $34,776 NATIONAL INSTITUTES OF HEALTH NIH BOSTON UNIVERSITY $55,437 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH UNIVERSITY OF WISCONSIN 550K410 $126,210 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH UNIVERSITY OF WISCONSIN 582K654 $88,551 NATIONAL INSTITUTES OF HEALTH NIH RAND CORPORATION $60,704 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH UNIVERSITY OF VIRGINIA GC $196,859 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH INDIANA UNIVERSITY IN STAN, PO# $75,687 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH BAYLOR COLLEGE OF MEDICINE PO # $51,618 CINCINNATI CHILDREN'S HOSPITAL DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH MEDICAL CENTER PO: / $18,715

273 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH JAEB CENTER FOR HEALTH RESEARCH R01 DK $195,130 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH TUFTS MEDICAL CENTER INC SUB # SERV 5 $43,889 NATIONAL INSTITUTES OF HEALTH NIH JOHNS HOPKINS UNIVERSITY HOSPITAL SUBAWARD # $7,099 NATIONAL INSTITUTES OF HEALTH NIH TUFTS MEDICAL CENTER INC SUBAWARD # SERV 4 $93,274 NATIONAL INSTITUTES OF HEALTH NIH MASSACHUSETTS GENERAL HOSPITAL SUBAWARD $32,189 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH UNIVERSITY OF TEXAS AT AUSTIN UTA $18,960 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH UNIVERSITY OF WASHINGTON UWSC8324,PO $89,018 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH VANDERBILT UNIVERSITY VUMC50484 $34,652 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH NIH VANDERBILT UNIVERSITY VUMC53356 $292,561 NEUROLOGICAL DISORDERS NIH SOURCE #8 FNS083135A $33,252 NEUROLOGICAL DISORDERS NIH SOURCE #8 FNS086253A $13,601 NEUROLOGICAL DISORDERS NIH SOURCE #8 KNS075097A $266,074 NEUROLOGICAL DISORDERS NIH SOURCE #8 PNS023724F $832,713 NEUROLOGICAL DISORDERS NIH SOURCE #8 PNS069375A $186,350 NEUROLOGICAL DISORDERS NIH SOURCE #8 REB017611A $65,554 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS028471F $252,761 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS034774E $274,069 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS039110C $5,968 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS040276C $209 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS045727C $203,286 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS046789C $252,192

274 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS047607B $32,497 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS048425D $7,715 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS053898B $173,721 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS058784B $312,295 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS060897A $43,867 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS064136A $4,283 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS064517A $17,840 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS066311A $270,497 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS066506B $324,070 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS067066B $27,587 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS067132A $226,626 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS070698A $7,911 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS072406A $13,585 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS073691A $72 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS075136B $28,961 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS075209A $284,762 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS075252A $146,353 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS076756A $426,774 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS077906A $54,018 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS078396A $155,429 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS080062A $838

275 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS080177A $151,509 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS081507A $27,452 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS082644A $198,866 NEUROLOGICAL DISORDERS NIH SOURCE #8 RNS083417A $376,691 NEUROLOGICAL DISORDERS NIH SOURCE #8 TNS007280F $176,137 NEUROLOGICAL DISORDERS NIH SOURCE #FNS078813A $2,965 NEUROLOGICAL DISORDERS NIH SOURCE #FNS083508A $10,604 NEUROLOGICAL DISORDERS NIH SOURCE #FNS086253B $43,430 NEUROLOGICAL DISORDERS NIH SOURCE #FNS086397A $159 NEUROLOGICAL DISORDERS NIH SOURCE #FNS087860A $34,701 NEUROLOGICAL DISORDERS NIH SOURCE #FNS089155B $20,526 NEUROLOGICAL DISORDERS NIH SOURCE #FNS089162A $53,217 NEUROLOGICAL DISORDERS NIH SOURCE #FNS089376A $32,516 NEUROLOGICAL DISORDERS NIH SOURCE #FNS093825A $34,045 NEUROLOGICAL DISORDERS NIH SOURCE #FNS095466A $39,825 NEUROLOGICAL DISORDERS NIH SOURCE #KNS075144B $162,706 NEUROLOGICAL DISORDERS NIH SOURCE #KNS082500B $145,948 NEUROLOGICAL DISORDERS NIH SOURCE #KNS085324A $192,015 NEUROLOGICAL DISORDERS NIH SOURCE #KNS085333A $126,984 NEUROLOGICAL DISORDERS NIH SOURCE #KNS085333B $66,077 NEUROLOGICAL DISORDERS NIH SOURCE #KNS087151A $160,621

276 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NEUROLOGICAL DISORDERS NIH SOURCE #KNS089780A $114,431 NEUROLOGICAL DISORDERS NIH SOURCE #KNS089938A $86,696 NEUROLOGICAL DISORDERS NIH SOURCE #KNS089942A $83,084 NEUROLOGICAL DISORDERS NIH SOURCE #KNS089976A $180,063 NEUROLOGICAL DISORDERS NIH SOURCE #KNS091527A $54,394 NEUROLOGICAL DISORDERS NIH SOURCE #KNS091531A $45,526 NEUROLOGICAL DISORDERS NIH SOURCE #KNS092972A $84,546 NEUROLOGICAL DISORDERS NIH SOURCE #PNS062684D $123,598 NEUROLOGICAL DISORDERS NIH SOURCE #PNS069375B $480,922 NEUROLOGICAL DISORDERS NIH SOURCE #RNS025372F $247,939 NEUROLOGICAL DISORDERS NIH SOURCE #RNS028471G $365,657 NEUROLOGICAL DISORDERS NIH SOURCE #RNS034950F $345,911 NEUROLOGICAL DISORDERS NIH SOURCE #RNS034950G $74,743 NEUROLOGICAL DISORDERS NIH SOURCE #RNS035915F $296,036 NEUROLOGICAL DISORDERS NIH SOURCE #RNS039579D $45,145 NEUROLOGICAL DISORDERS NIH SOURCE #RNS040276D $353,219 NEUROLOGICAL DISORDERS NIH SOURCE #RNS042842D $584,234 NEUROLOGICAL DISORDERS NIH SOURCE #RNS042842E $133,263 NEUROLOGICAL DISORDERS NIH SOURCE #RNS046789D $78,199 NEUROLOGICAL DISORDERS NIH SOURCE #RNS047715C $387,182 NEUROLOGICAL DISORDERS NIH SOURCE #RNS047715D $85,397

277 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NEUROLOGICAL DISORDERS NIH SOURCE #RNS048392C $349,551 NEUROLOGICAL DISORDERS NIH SOURCE #RNS050223D $335,690 NEUROLOGICAL DISORDERS NIH SOURCE #RNS050835B $912 NEUROLOGICAL DISORDERS NIH SOURCE #RNS050835C $6,905 NEUROLOGICAL DISORDERS NIH SOURCE #RNS053898C $191,009 NEUROLOGICAL DISORDERS NIH SOURCE #RNS058784C $31,157 NEUROLOGICAL DISORDERS NIH SOURCE #RNS064136B $235,056 NEUROLOGICAL DISORDERS NIH SOURCE #RNS064136C $40,214 NEUROLOGICAL DISORDERS NIH SOURCE #RNS065317C $291,548 NEUROLOGICAL DISORDERS NIH SOURCE #RNS065741B $109,747 NEUROLOGICAL DISORDERS NIH SOURCE #RNS066506C $124,742 NEUROLOGICAL DISORDERS NIH SOURCE #RNS072406B $496,177 NEUROLOGICAL DISORDERS NIH SOURCE #RNS074432B $128,984 NEUROLOGICAL DISORDERS NIH SOURCE #RNS074702B $4,683 NEUROLOGICAL DISORDERS NIH SOURCE #RNS076756B $150,727 NEUROLOGICAL DISORDERS NIH SOURCE #RNS078396B $187,762 NEUROLOGICAL DISORDERS NIH SOURCE #RNS080177B $152,899 NEUROLOGICAL DISORDERS NIH SOURCE #RNS080954A $287,520 NEUROLOGICAL DISORDERS NIH SOURCE #RNS081089A $2,991 NEUROLOGICAL DISORDERS NIH SOURCE #RNS082208A $244,745 NEUROLOGICAL DISORDERS NIH SOURCE #RNS082208B $75,602

278 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NEUROLOGICAL DISORDERS NIH SOURCE #RNS082644B $145,035 NEUROLOGICAL DISORDERS NIH SOURCE #RNS083417B $59,466 NEUROLOGICAL DISORDERS NIH SOURCE #RNS084396A $240,931 NEUROLOGICAL DISORDERS NIH SOURCE #RNS084396B $79,391 NEUROLOGICAL DISORDERS NIH SOURCE #RNS084412A $348,196 NEUROLOGICAL DISORDERS NIH SOURCE #RNS085812A $346,166 NEUROLOGICAL DISORDERS NIH SOURCE #RNS086085A $693,792 NEUROLOGICAL DISORDERS NIH SOURCE #RNS086129A $223,128 NEUROLOGICAL DISORDERS NIH SOURCE #RNS086564A $276,165 NEUROLOGICAL DISORDERS NIH SOURCE #RNS087159A $654,578 NEUROLOGICAL DISORDERS NIH SOURCE #RNS087491A $121,822 NEUROLOGICAL DISORDERS NIH SOURCE #RNS087639A $240,515 NEUROLOGICAL DISORDERS NIH SOURCE #RNS088841A $209,609 NEUROLOGICAL DISORDERS NIH SOURCE #RNS089533A $427,113 NEUROLOGICAL DISORDERS NIH SOURCE #RNS089583A $425,826 NEUROLOGICAL DISORDERS NIH SOURCE #RNS090076A $469,868 NEUROLOGICAL DISORDERS NIH SOURCE #RNS090911A $512,285 NEUROLOGICAL DISORDERS NIH SOURCE #RNS091031A $638,057 NEUROLOGICAL DISORDERS NIH SOURCE #RNS091144A $261,163 NEUROLOGICAL DISORDERS NIH SOURCE #RNS091461A $364,930 NEUROLOGICAL DISORDERS NIH SOURCE #RNS092099A $281,949

279 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NEUROLOGICAL DISORDERS NIH SOURCE #RNS092597A $186,127 NEUROLOGICAL DISORDERS NIH SOURCE #RNS093057A $585,529 NEUROLOGICAL DISORDERS NIH SOURCE #RNS093277A $125,929 NEUROLOGICAL DISORDERS NIH SOURCE #RNS093556A $339,074 NEUROLOGICAL DISORDERS NIH SOURCE #RNS093865A $392,666 NEUROLOGICAL DISORDERS NIH SOURCE #RNS094499A $26,655 NEUROLOGICAL DISORDERS NIH SOURCE #RNS094668A $553,428 NEUROLOGICAL DISORDERS NIH SOURCE #RNS095985A $28,935 NEUROLOGICAL DISORDERS NIH SOURCE #RNS098716A $5,942 NEUROLOGICAL DISORDERS NIH SOURCE #RNS099419A $24,326 NEUROLOGICAL DISORDERS NIH SOURCE #TNS007280G $38,511 NEUROLOGICAL DISORDERS NIH SOURCE #UNS058929B $221,940 NEUROLOGICAL DISORDERS NIH SOURCE #UNS058929C $71,776 NEUROLOGICAL DISORDERS NIH SOURCE #UNS086487A $321,979 NEUROLOGICAL DISORDERS NIH SOURCE #UNS086487B $18,159 NEUROLOGICAL DISORDERS NIH SOURCE #UNS090600A $1,267,021 NEUROLOGICAL DISORDERS NIH SOURCE #UNS092076A $1,038,542 UNIVERSITY OF CALIFORNIA, NEUROLOGICAL DISORDERS NIH BERKELEY /PO# BB $76,735 UNIVERSITY OF MISSOURI KANSAS NEUROLOGICAL DISORDERS NIH CITY / $8,344 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF CINCINNATI ADM ALBERS 1 $75,335 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF CINCINNATI ADM WINTERMARK $38,414

280 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NATIONAL INSTITUTES OF HEALTH NIH HARVARD UNIVERSITY $336,675 NEUROLOGICAL DISORDERS NIH HARVARD UNIVERSITY YR2 $47,903 NEUROLOGICAL DISORDERS NIH WEILL CORNELL MEDICAL COLLEGE /PO# $43,684 NEUROLOGICAL DISORDERS NIH HARVARD UNIVERSITY $48,087 NEUROLOGICAL DISORDERS NIH THE ROCKEFELLER UNIVERSITY 1R01NS $18,543 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF CALIFORNIA, IRVINE $53,475 MASSACHUSETTS GENERAL NEUROLOGICAL DISORDERS NIH HOSPITAL /5K12NS $150,803 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN RPT $2,051 REHABILITATION INSTITUTE OF NATIONAL INSTITUTES OF HEALTH NIH CHICAGO 4561 $17,260 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF MICHIGAN / SHN $109,867 THE FEINSTEIN INSTITUTE FOR NEUROLOGICAL DISORDERS NIH MEDICAL RESEARCH STANFORD 4,PSO NS $68,479 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF PENNSYLVANIA / / $13,036 NEUROLOGICAL DISORDERS NIH COLD SPRINGS HARBOR LABORATORY / PO: SV $13,904 UNIVERSITY OF CALIFORNIA, SAN NEUROLOGICAL DISORDERS NIH FRANCISCO 7381SC; 5R01NS $ ADM NEUROLOGICAL DISORDERS NIH UNIVERSITY OF CINCINNATI WINTERMARK,U01NS08672 $5,869 UNIVERSITY OF CALIFORNIA, SAN NEUROLOGICAL DISORDERS NIH FRANCISCO 9047SC $559,362 NEUROLOGICAL DISORDERS NIH YALE UNIVERSITY A09394 M10A $2,475 MEDICAL UNIVERSITY OF SOUTH NEUROLOGICAL DISORDERS NIH CAROLINA MUSC $26,113 NEUROLOGICAL DISORDERS NIH THE JOHNS HOPKINS UNIVERSITY PO $1,054 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF PENNSYLVANIA PO# , SUBAWARD $171,285 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF MIAMI PO# M174551,1R01NS $118,889 NEUROLOGICAL DISORDERS NIH BOSTON CHILDREN'S HOSPITAL RSTFD $5,165

281 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NEUROLOGICAL DISORDERS NIH BOSTON CHILDREN'S HOSPITAL RSTFD $103,409 NATIONAL INSTITUTES OF HEALTH NIH UNIVERSITY OF MICHIGAN SUBAWARD # $293,285 NEUROLOGICAL DISORDERS NIH EMORY UNIVERSITY T $4,400 NEUROLOGICAL DISORDERS NIH EMORY UNIVERSITY T $4,715 NEUROLOGICAL DISORDERS NIH EMORY UNIVERSITY T473240; U01NS $200,956 NEUROLOGICAL DISORDERS NIH THE JOHNS HOPKINS UNIVERSITY U01 NS ; $7,957 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF FLORIDA UFDSP ; $267,560 NEUROLOGICAL DISORDERS NIH UNIVERSITY OF FLORIDA UFDSP $17,905 WASHINGTON UNIVERSITY IN ST. NEUROLOGICAL DISORDERS NIH LOUIS WU $117 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 FAI108089A $4,868 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 KAI097239A $83,121 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 KAI097322A $22,039 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI020459G $4,751 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI022511F $1,874 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI069000B $226,011 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI071068B $190,511 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI073756B $177,622 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI083757A $4,379 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI085575A $21,942 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI089722A $69 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI095396A $79,208 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI097320A $50,695 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI099245A $532,904 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI100121A $298,552 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI102546A $295,861 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI102792A $36,424 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI104230A $202,888 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 RAI108376A $32,290 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 TAI007290F $77,965 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 TAI007328F $338,015 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 TAI007502D $222,115 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 UAI090019A $873,688 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 UAI090905A $4,458 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 UAI101984B $224,001

282 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #8 UAI104342A $699,220 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #DAI124336A $63,114 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI110055A $40,760 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI115950A $53,455 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI118212A $32,453 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI118469A $32,658 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI120649A $33,937 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI124558A $23,173 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #FAI124589A $9,342 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI097239B $74,137 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI103034B $213,241 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI104411B $113,992 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI106941A $1,125 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI108358A $166,269 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI108358B $15,148 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #KAI110528A $108,484 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #R7AI38972E $116,181 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI017892H $188,335 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI020459H $154,087 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI021144G $681,913 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI021423G $323,576 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI022039F $75,431 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI022039G $136,727 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI024258G $233,475 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI036929F $332,738 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI047365D $623,221 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI051321C $290,888 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI051321D $69,528 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI051622D $515,288 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI068581C $930,017 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI071068C $64,315 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI073756C $58,048 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI077599B $236,374 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI093282B $454,860 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI095396B $307,810 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI097320B $309,977 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI098519B $9,549 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI099245B $284,116 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI099506A $539,851 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI100121B $246,151 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI102277A $4,132 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI102546B $82,400

283 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI102918B $821,057 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI103722A $160,920 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI103867A $439,231 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI107082A $31,098 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI108906A $384,981 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI111195A $247,057 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI111460A $201,429 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI112962A $213,693 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI113130A $134,373 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI113130B $68,925 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI115106A $247,470 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI115313A $74,753 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI116059A $399,662 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI116408A $137,840 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI116698A $642,578 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI116857A $368,437 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI117171A $234,960 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI117255A $38,455 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI118884A $357,781 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI119480A $209,557 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI119686A $2,945 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI119893A $220,862 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI120476A $244,590 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI120683A $20,313 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI120766A $400,960 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI121570A $168,474 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI123594A $24,242 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI125764A $278 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #RAI126582A $7,878 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #TAI007290G $1,083,440 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #TAI007328G $1,810 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #TAI007502E $27,018 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #TAI052073B $1,605 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI057229C $4,207,413 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI090905B $622,079 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI101984C $43,516 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI104209A $626,686 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI104209B $1,100,242 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI104342B $911,698 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI109662A $5,771,502 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI110491A $657,871 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI116484A $1,155,685

284 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI117925A $3,942,410 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI118648A $456,793 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SOURCE #UAI123862A $158,797 THE FRED HUTCHINSON CANCER ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH RESEARCH CENTER $76,498 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH COLUMBIA UNIVERSITY 1 (GG008441) $159,111 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF IOWA /PO# $16,818 DANA FARBER CANCER INSTITUTE NATIONAL INSTITUTES OF HEALTH NIH (505) $44,598 UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER NATIONAL INSTITUTES OF HEALTH NIH DALLAS $19,694 DANA FARBER CANCER INSTITUTE NATIONAL INSTITUTES OF HEALTH NIH (505) $80,965 UNIVERSITY OF CALIFORNIA, LOS ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH ANGELES 1560 G PB333 $18,816 UNIVERSITY OF TEXAS HEALTH ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SCIENCE CENTER SAN ANTONIO / $276,961 UNIVERSITY OF TEXAS HEALTH ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SCIENCE CENTER SAN ANTONIO $15,883 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH EIGER GROUP INTERNATIONAL INC 1R41AI $15 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH INTEGRATED BIOTHERAPEUTICS, INC. 1R41AI $21,154 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH COLUMBIA UNIVERSITY 2 (GG ), PO#G05726 $728,261 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH COLUMBIA UNIVERSITY 2(GG )/PO G10856 $210,048 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH THE JOHNS HOPKINS UNIVERSITY $221,927 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DUKE UNIVERSITY ; AMEND 5 5U19AI $102,623 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DUKE UNIVERSITY ; 5UM1 AI $254,106 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF WISCONSIN MADISON 344K676 $103,226 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH THE SCRIPPS RESEARCH INSTITUTE $421,759 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DUKE UNIVERSITY 5U19AI REVISED $15,349 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH NORTHWESTERN UNIVERSITY SU $144,136 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC / $23,182 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF MIAMI $41,365 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 6692SC $248,605 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7099SC AMENDMENT 4 $9,428 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH THE MIRIAM HOSPITAL $2,320 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7956SC $7,754

285 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH BIOMEDICAL RESEARCH INSTITUTE 90 SM $27,365 UNIVERSITY OF CALIFORNIA, SAN ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH FRANCISCO 9158SC $68,678 UNIVERSITY OF CALIFORNIA, SAN ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH FRANCISCO 9160SC $121,302 UNIVERSITY OF CALIFORNIA, SAN ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH FRANCISCO 9336SC $145,717 UNIVERSITY OF CALIFORNIA, SAN ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH FRANCISCO 9439SC $136,051 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF COLORADO FY _FY AMD3 $126,363 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON FY14ITN095 $125,579 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON FY $301,057 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON FY15ITN006 $1,740 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON FY15ITN095 $340,799 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON FY15ITN174 $64,401 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON FY16ITN197 $30,448 PALO ALTO INSTITUTE FOR RESEARCH ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH EDUCATION GOR , PO# GOR $113,882 BENAROYA RESEARCH INSTITUTE AT ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH VIRGINIA MASON ITN050AD;FY15ITN006 $2,118 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH IMMUNE TOLERANCE NETWORK ITN058A1 $450 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DUKE UNIVERSITY M14 PROJ1 SU; $72,345 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH DUKE UNIVERSITY M14 PROJ2 SU; $65,068 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC P.O. # , $9,891 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC P.O. # $22,280 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC PO # $26,339 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC PO # $41,210 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH EMORY UNIVERSITY PO # T $87,771 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC PO , 5U01AI $467 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH THE SCRIPPS RESEARCH INSTITUTE PO NO $13,062 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH MAYO CLINIC PO# , $8,966 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH INTEGRATED BIOTHERAPEUTICS, INC. R01TOXVAX STANFORD $61,105 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH GENEFLUIDICS INC. R44AI STANFORD $31,549 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SONG DIAGNOSTIC RESEARCH LLC SPO $4,770

286 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures UNIVERSITY OF CALIFORNIA, ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH BERKELEY SUB /PO# BB $206,561 DANA FARBER CANCER INSTITUTE ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH (489) SUBAWARD # $138,398 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH EMORY UNIVERSITY SUBAWARD # T $155,530 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH EMORY UNIVERSITY SUBAWARD # T $39,339 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH EMORY UNIVERSITY SUBAWARD # T $30,972 DANA FARBER CANCER INSTITUTE ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH (489) SUBAWARD , $89,793 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH BRIGHAM AND WOMEN'S HOSPITAL SUBAWARD $49,837 DANA FARBER CANCER INSTITUTE ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH (505) SUBAWARD $201,851 UNIVERSITY OF TEXAS HEALTH ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH SCIENCE CENTER SAN ANTONIO SUBAWARD $89,566 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF WISCONSIN SUBAWARD 415K450 $121 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF WISCONSIN SUBAWARD 415K450 3 $109,449 UNIVERSITY OF CALIFORNIA, SAN ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH FRANCISCO SUBAWARD 8676SC $394,423 ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH UNIVERSITY OF COLORADO SUBK#FY AMD (LELAND) $56,616 WASHINGTON UNIVERSITY IN ST. ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH LOUIS WU $1,088 WASHINGTON UNIVERSITY IN ST. ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH LOUIS WU /PO# Y $2,609 WASHINGTON UNIVERSITY IN ST. ALLERGY, IMMUNOLOGY AND TRANSPLANTATION RESEARCH NIH LOUIS WU / PO # A $4,190 NIH SOURCE #8 BIOMEDICAL RESEARCH AND RESEARCH TRAINING DGM111003A $965,720 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 FGM105227A $13 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 FGM108295A $11,632 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 KGM088033A $419,139 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 PGM066275B $1,340,419 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 PGM099130A $2,124,972 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM032506I $7,098 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM033049I $317,397

287 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NIH SOURCE #8 BIOMEDICAL RESEARCH AND RESEARCH TRAINING RGM033289H $416,938 NIH SOURCE #8 BIOMEDICAL RESEARCH AND RESEARCH TRAINING RGM036659G $470,092 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM049243E $348,778 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM049985F $63,244 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM056433D $153,620 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM061050D $108,703 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM068122C $222,688 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM069630C $276,175 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM073059C $182,552 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM074074B $29,059 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM085437B $264,958 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM086196B $448,340 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM086587B $204,841 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM086632A $167,319 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM086884A $1,458 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM087292A $3,385 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM087934E $268,298 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM089933A $44,450 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM095555A $3,193 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM095653A $16,572 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM097015A $131,983

288 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures NIH SOURCE #8 BIOMEDICAL RESEARCH AND RESEARCH TRAINING RGM097081A $146,348 NIH SOURCE #8 BIOMEDICAL RESEARCH AND RESEARCH TRAINING RGM097171A $128,946 NIH SOURCE #8 BIOMEDICAL RESEARCH AND RESEARCH TRAINING RGM098582A $78,138 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM098600B $49,912 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM098734A $74,787 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM100315A $223,868 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM100489A $507,426 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM100953A $489,975 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM102365A $394,458 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM102484A $185,896 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM102519A $314,231 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM102716A $28,509 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM105024A $121,739 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM106005A $255,825 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RGM107340A $282,617 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 TGM007365I $1,141,965 NIH SOURCE #8 BIOMEDICAL RESEARCH AND RESEARCH TRAINING TGM007790H $454,396 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 TGM008294F $275,033 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 UGM072970B $148,843 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #DGM111003B $79,697 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #DGM119140A $384,355 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM108244A $62,974 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM108295B $45,284

289 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM108325A $49,378 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM109600B $56,140 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM109650A $23,813 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM109675A $42,103 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM109680A $52,383 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM112294A $39,192 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM112318A $29,975 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM112425A $52,889 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM112474A $53,838 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM113370A $48,378 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM113378A $54,057 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM113483A $54,711 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM115065A $52,744 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM116240A $52,318 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM116328A $55,108 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM116338A $56,036 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM116369A $46,783 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM116381A $63,079 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM116402A $49,418 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM117678A $22,862 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM119319A $6,072 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM120916A $8,841 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #FGM120948A $9,145 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #KGM098880A $22,858 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #KGM111657A $120,233 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #KGM111858A $89,845 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #PGM066275C $514,569 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #PGM103393H $4,746,550 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #PGM106990A $1,024,933 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #PGM106990B $179,705 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #PGM107615A $1,889,748 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #PGM107615B $306,317 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM027738I $131,682 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM027738J $240,545 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM030179H $534,242 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM033049J $55,790 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM033289I $1,504 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM035527H $474,052 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM036659H $323,957 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM037706I $412,188 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM040392H $434,081 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM045374F $531,797

290 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM045374G $146,417 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM046383H $455,334 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM048729E $1,376 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM049243F $354,937 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM049985G $305,468 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM051266G $377,301 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM052022E $418,488 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM053804E $411,269 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM056433E $48,139 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM057035F $408,877 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM058867E $650,300 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM059823D $311,064 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM059907E $408,206 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM061374C $9,283 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM061374D $2,408,279 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM061986E $423,562 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM062868D $442,072 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM063702D $367,458 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM063817D $163,354 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM063817E $69,055 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM067268C $282,938 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM067268D $25,011 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM068122D $113,906 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM068717C $170,795 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM073046C $287,055 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM073059D $53,066 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM074074C $266,588 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM074728C $333,182 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM074874C $706,535 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM079641B $60,333 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM079641C $241,074 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM080501B $2,019 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM080501C $153,843 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM083118B $455,803 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM086587C $275,760 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM086663B $31,166 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM087934F $135,548 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM089933B $153,437 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM092925B $368,928 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM093628B $886,499 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM097081B $134,403 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM097463A $272,216

291 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM098582B $176,004 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM099848B $254,518 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM100366A $136,426 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM101430A $439,770 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM101430B $112,491 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM102484B $90,133 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM102498A $151,821 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM102519B $34,693 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM103316A $183,072 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM103316B $342,324 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM103787A $253,547 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM104148B $221,853 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM106005B $59,020 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM106067A $344,370 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM106078A $394,971 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM106159A $126,492 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM107340B $68,037 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM108952A $491,548 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM109836A $316,298 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM110050A $497,056 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM110275A $403,646 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM110482A $390,032 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM110564A $212,565 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM111703A $364,564 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM111873A $375,830 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM111990A $308,270 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM112720A $383,088 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM112988A $224,304 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM112998A $240,503 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM113100A $614,689 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM114061A $234,373 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM114276A $688,955 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM114462A $239,551 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM115479A $5,151 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM115749A $362,346 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM115919A $281,108 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM115968A $316,348 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM116000A $90,913 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM116847A $235,145 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM117097A $71,274 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM117263A $19,097 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM117457A $755

292 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM118044A $26,916 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM118064A $361,689 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM118067A $161,351 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM118071A $196,444 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM118165A $231,554 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM118377A $77,984 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM119156B $139,990 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM119334A $16,037 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM119336A $253,561 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM119522A $23,955 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RGM119580A $10,127 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM007276I $1,037,293 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM007365J $262,393 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM007790I $872 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM008294G $77,750 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM089626B $270,496 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM096982A $169,131 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #TGM113854A $134,683 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #UGM102098A $371,178 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #UGM110699A $553,841 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #UGM110706A $2,627,045 UNIVERSITY OF CALIFORNIA, BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH BERKELEY / PO# BB $47,246 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF FLORIDA ,UFDSP $165 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF PITTSBURGH ( ) $182,930 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF UTAH /PO# $294,341 ST. JUDE CHILDREN'S RESEARCH BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH HOSPITAL $508,137 ST. JUDE CHILDREN'S RESEARCH BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH HOSPITAL $76,778 CHILDREN'S HOSPITAL OAKLAND BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH RESEARCH INSTITUTE STANFORD 15 $26,007 CHILDREN'S HOSPITAL OAKLAND BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH RESEARCH INSTITUTE STANFORD 16 $18,890 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH PROSOLIA, INC. 1R41GM STANFORD $31,989 JOHNS HOPKINS UNIVERSITY BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH HOSPITAL $41,183 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CALIFORNIA, DAVIS $115,383 UNIVERSITY OF ILLINOIS AT URBANA BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH CHAMPAIGN $103,616 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF NOTRE DAME $48,331 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH RADIATION MONITORING DEVICES 2R44GM $26,763

293 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CHICAGO $47,942 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH DEPARTMENT OF VETERANS AFFAIRS 512D27033 $58,705 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH THE BURHNAM INSTITUTE STANFORD 05 $102 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH CLEVELAND CLINIC FOUNDATION 576 SUB $11,068 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7392SC $121,226 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 9078SC $16,139 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH NEW YORK UNIVERSITY F PO# UW $2,381 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CHICAGO FP H $74,942 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF VIRGINIA GB $13,883 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF VIRGINIA GC $3,218 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF MIAMI PO # M , ACCT # 66864T $207,879 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH THE SCRIPPS RESEARCH INSTITUTE PO NO $96,137 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH GEORGIA INSTITUTE OF TECHNOLOGY RE690 G1 $150,697 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH PALO ALTO VETERANS INSTITUTE FOR RESEARCH REL $21,925 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH SOMAGENICS INC SPO $72,231 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH PENN STATE COLLEGE OF MEDICINE STU GM $38,253 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH DUKE UNIVERSITY SUBAWARD # $45,012 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF ALASKA FAIRBANKS UAF / PO: P $143,937 BIOMEDICAL RESEARCH AND RESEARCH TRAINING NIH GEORGIA INSTITUTE OF TECHNOLOGY R7747 G12 $8,769 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 FHD078051A $63,212 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 KHD068400B $77,854 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 KHD070972A $37,329 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 KHD071971A $36,948 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 KHD074652A $112,715 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 KHD074743A $13,875 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD049653B $610,486 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD063142A $64,965

294 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD065690A $113,548 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD067511B $179,741 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD069150A $351,003 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD069162A $251,840 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD070795A $711,309 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD073095A $72,028 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD076839A $124,662 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 RHD079095A $30,565 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 UHD027880E $192,815 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 UHD068158A $1,094,105 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 UHD068268A $177,036 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #8 UHD076529A $13,521 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #DHD084069A $518,217 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #FHD075577A $25,432 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #FHD080367A $55,109 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #FHD085646A $15,370 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #FHD086986A $36,115 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD070972B $59,998 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD071971B $77,647 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD074652B $14,441 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD079545A $714 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD079557A $118,773 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD082280A $140,856 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD084709A $127,179 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #KHD084749A $27,625 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #PHD065690B $1,177,890 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD047520B $60,121 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD049653C $45,754 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD059205B $877,509 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD060723B $40,165

295 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD069162B $91,859 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD070795B $124,494 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD072282A $65,775 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD075761A $206,389 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD075761B $21,173 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD076839B $185,379 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD078385A $213,414 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD079970A $223,754 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD080553A $91,605 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD081123A $346,066 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD081336A $398,219 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD082319A $136,047 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD083368A $259,764 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD083629A $257,331 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD083803A $15,900 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD084214A $674,258 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD084215A $703,926 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD084422A $138,820 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD084667A $116,534 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD084679A $350,997 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD085135A $158,170 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD086252A $329,935 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD086253A $141,892 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD086634A $813,140 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD086730A $346,847 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD087048A $72,595 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #RHD087126A $105,122 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #UHD027880F $125,391 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH SOURCE #UHD068268B $5,633 UNIVERSITY OF CALIFORNIA, CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH BERKELEY /BB $15,082 UNIVERSITY OF CALIFORNIA, CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH BERKELEY /PO BB $31,179 UNIVERSITY OF CALIFORNIA, CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH BERKELEY /PO# BB $5,115 UNIVERSITY OF CALIFORNIA, CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH BERKELEY /BB $244,392 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF PITTSBURGH ( ) $67,602 ARKANSAS CHILDRENS HOSPITAL CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH RESEARCH INSTITUTE $10,759 THE OREGON HEALTH SCIENCES CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY _STANFORD $88,116

296 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH CORNELL UNIVERSITY $33,773 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH GINER INC 1R41HD $19,074 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF CALIFORNIA, IRVINE ; HD $83 CHILDREN'S NATIONAL MEDICAL CENTER (CHILDREN'S RESEARCH CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH INSTITUTE) $18,593 CHILDRENS NATIONAL MEDICAL CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH CENTER $17,919 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH NEMOUR CHILDREN'S HOSPITAL /PO# RSUB $958,906 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF CHICAGO 47680/PRIME R01HD $71,513 MASSACHUSETTS INSTITUTE OF CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH TECHNOLOGY :5P01HD $61,800 UNIVERSITY OF CALIFORNIA, SAN CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH DIEGO $16,413 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH BAEBIES, INC. 7R43HD $210 UNIVERSITY OF CALIFORNIA, SAN CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH FRANCISCO 9069SC $157,465 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH YALE UNIVERSITY M15A12258(A10293) $138,513 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF MINNESOTA N $16,247 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH NEW YORK UNIVERSITY PO #M ; $15,509 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF OKLAHOMA RSRCH $77,710 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH LUMINA DIAGNOSTICS, INC. SPO $26,879 ARKANSAS CHILDREN'S HOSPITAL CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH RESEARCH INSTITUTE SUBAWARD NO $24,112 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH UNIVERSITY OF FLORIDA UFDSP , PROJ # $149,370 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH VANDERBILT UNIVERSITY VUMC $9,628 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH VANDERBILT UNIVERSITY VUMC $25,375 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH NIH VANDERBILT UNIVERSITY VUMC39135 $32,618 AGING RESEARCH NIH SOURCE #8 FAG043235A $30,179 AGING RESEARCH NIH SOURCE #8 KAG037593A $72,545 AGING RESEARCH NIH SOURCE #8 KAG042858A $1,080 AGING RESEARCH NIH SOURCE #8 RAG025016C $69,676 AGING RESEARCH NIH SOURCE #8 RAG025941B $10,999 AGING RESEARCH NIH SOURCE #8 RAG026291C $799,266 AGING RESEARCH NIH SOURCE #8 RAG033747A $18,487

297 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures AGING RESEARCH NIH SOURCE #8 RAG039099A $8,138 AGING RESEARCH NIH SOURCE #8 RAG039345A $86,587 AGING RESEARCH NIH SOURCE #FAG051330A $18,289 AGING RESEARCH NIH SOURCE #FAG051337A $8,744 AGING RESEARCH NIH SOURCE #KAG041764A $490 AGING RESEARCH NIH SOURCE #KAG044428A $110,992 AGING RESEARCH NIH SOURCE #KAG047280A $120,566 AGING RESEARCH NIH SOURCE #KAG049934A $107,658 AGING RESEARCH NIH SOURCE #KAG049958A $153,269 AGING RESEARCH NIH SOURCE #KAG050759A $29,088 AGING RESEARCH NIH SOURCE #KAG051711A $4,195 AGING RESEARCH NIH SOURCE #PAG017253D $105,540 AGING RESEARCH NIH SOURCE #PAG036695A $972,921 AGING RESEARCH NIH SOURCE #PAG036695B $137,589 AGING RESEARCH NIH SOURCE #PAG047366A $1,497,715 AGING RESEARCH NIH SOURCE #RAG008816E $1,191 AGING RESEARCH NIH SOURCE #RAG008816F $635,673 AGING RESEARCH NIH SOURCE #RAG020961C $350,951 AGING RESEARCH NIH SOURCE #RAG025941C $265,785 AGING RESEARCH NIH SOURCE #RAG031198B $246,787 AGING RESEARCH NIH SOURCE #RAG031892C $4,028 AGING RESEARCH NIH SOURCE #RAG039420A $37,130 AGING RESEARCH NIH SOURCE #RAG041653B $260,540 AGING RESEARCH NIH SOURCE #RAG045753A $204,452 AGING RESEARCH NIH SOURCE #RAG047666A $183,332 AGING RESEARCH NIH SOURCE #RAG047671A $407,108 AGING RESEARCH NIH SOURCE #RAG048076A $390,845 AGING RESEARCH NIH SOURCE #RAG048131A $581,499 AGING RESEARCH NIH SOURCE #RAG048232A $556,987 AGING RESEARCH NIH SOURCE #RAG048814A $324,765 AGING RESEARCH NIH SOURCE #RAG049622A $170,963 AGING RESEARCH NIH SOURCE #RAG050249A $252,828 AGING RESEARCH NIH SOURCE #RAG050296A $22,356 AGING RESEARCH NIH SOURCE #RAG053001A $21,638 AGING RESEARCH NIH SOURCE #RAG053959A $8,542 AGING RESEARCH NIH SOURCE #RNS097945A $11,925 AGING RESEARCH NIH SOURCE #TAG047126A $300,808 AGING RESEARCH NIH SOURCE #UAG042143A $414,353 AGING RESEARCH NIH SOURCE #UAG042143B $161,206 AGING RESEARCH NIH PHOTOZIG, INC THOMPSON $4,879

298 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures AGING RESEARCH NIH HARVARD UNIVERSITY $536,280 NATIONAL BUREAU OF ECONOMIC AGING RESEARCH NIH RESEARCH STANFORD $1,898 NATIONAL BUREAU OF ECONOMIC AGING RESEARCH NIA RESEARCH STANFORD 3 $79,011 NATIONAL BUREAU OF ECONOMIC AGING RESEARCH NIH RESEARCH STANFORD 3 $25,360 AGING RESEARCH NIH UNIVERSITY OF PENNSYLVANIA / /19374 $4,644 AGING RESEARCH NIH UNIVERSITY OF WISCONSIN MADISON 594K300 $63,323 AGING RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 6459SC $29,179 AGING RESEARCH NIH UNIVERSITY OF WISCONSIN 658K571 $81,347 AGING RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 6591SC $292,961 AGING RESEARCH NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 7674SC $32,401 AGING RESEARCH NIH PALO ALTO INSTITUTE FOR RESEARCH EDUCATION GOR $80,570 AGING RESEARCH NIH DUKE CLINICAL RESEARCH INSTITUTE SUBAWARD # $22,848 AGING RESEARCH NIH UNIVERSITY OF FLORIDA UFDSP $30,415 AGING RESEARCH NIH UNIVERSITY OF FLORIDA UFDSP PROJECT $89,769 AGING RESEARCH NIH UNIVERSITY OF WASHINGTON SEATTLE UWSC8882 BPO16370 $1,158 AGING RESEARCH NIH UNIVERSITY OF WASHINGTON SEATTLE UWSC8882 / PO# BPO07343 $7,581 AGING RESEARCH NIH DUKE CLINICAL RESEARCH INSTITUTE WBSE: , AWARD# $7,825 VISION RESEARCH NIH SOURCE #8 REY012114D $16,541 VISION RESEARCH NIH SOURCE #8 REY015790C $203,359 VISION RESEARCH NIH SOURCE #8 REY018875B $263,135 VISION RESEARCH NIH SOURCE #8 REY022318A $547,176 VISION RESEARCH NIH SOURCE #8 REY022638A $339,136 VISION RESEARCH NIH SOURCE #8 REY022933A $220,270

299 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures VISION RESEARCH NIH SOURCE #8 REY023259A $195,089 VISION RESEARCH NIH SOURCE #8 TEY020485A $701 VISION RESEARCH NIH SOURCE #FEY023125A $32,379 VISION RESEARCH NIH SOURCE #FEY023518A $17,213 VISION RESEARCH NIH SOURCE #FEY025110A $32,285 VISION RESEARCH NIH SOURCE #FEY025120A $52,885 VISION RESEARCH NIH SOURCE #FEY025915B $28,335 VISION RESEARCH NIH SOURCE #KEY024690A $33,980 VISION RESEARCH NIH SOURCE #REY002858J $493,705 VISION RESEARCH NIH SOURCE #REY011310E $69,366 VISION RESEARCH NIH SOURCE #REY014924D $483,034 VISION RESEARCH NIH SOURCE #REY017992C $162,810 VISION RESEARCH NIH SOURCE #REY018608B $880,398 VISION RESEARCH NIH SOURCE #REY018608C $147,561 VISION RESEARCH NIH SOURCE #REY018875C $238,775 VISION RESEARCH NIH SOURCE #REY021271B $248,271 VISION RESEARCH NIH SOURCE #REY022129C $396,986 VISION RESEARCH NIH SOURCE #REY022933B $55,105 VISION RESEARCH NIH SOURCE #REY023915A $420,651 VISION RESEARCH NIH SOURCE #REY024243A $217,341 VISION RESEARCH NIH SOURCE #REY025087A $418,454 VISION RESEARCH NIH SOURCE #REY025790A $20,326 VISION RESEARCH NIH SOURCE #REY026365A $64,392 VISION RESEARCH NIH SOURCE #REY026766A $19,608 VISION RESEARCH NIH UNIVERSITY OF CALIFORNIA, BERKELEY /PO# BB $255,515 VISION RESEARCH NIH UNIVERSITY OF CALIFORNIA, LOS ANGELES 1430 G SA696 $158,525 VISION RESEARCH NIH REGENERATIVE RESEARCH FOUNDATION 5011 SU/1R01EY $38,597 VISION RESEARCH NIH BAYLOR COLLEGE OF MEDICINE $181,955 VISION RESEARCH NIH MEDICAL COLLEGE OF WISCONSIN NEI_U01EY025477/PO# $40,688 VISION RESEARCH NIH RICE UNIVERSITY R2256D $129,082 VISION RESEARCH NIH NOVORON BIOSCIENCE INC RAP 1R41EY $1,578 VISION RESEARCH NIH UNIVERSITY OF CALIFORNIA, SANTA CRUZ S $215,946 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #8 GLM011470A $2,311 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #8 RLM005652D $2,172

300 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures MEDICAL LIBRARY ASSISTANCE NIH SOURCE #8 TLM007033G $792,428 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #RLM005652E $185,519 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #RLM011369A $517,190 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #RLM012180A $356,521 MEDICAL LIBRARY ASSISTANCE NIH SOURCE #TLM007033H $74,453 MEDICAL LIBRARY ASSISTANCE NIH CONVERSPEECH $37,670 GRANTS FOR PRIMARY CARE TRAINING AND ENHANCEMENT NIH SOURCE #15/PATPC $122,164 GRANTS FOR PRIMARY CARE TRAINING AND ENHANCEMENT NIH SOURCE #D57HP23242A0 $13,661 COOPERATIVE AGREEMENTS TO SUPPORT STATE BASED SAFE MOTHERHOOD AND INFANT HEALTH INITIATIVE PROGRAMS NIH SOURCE #DP141404STATBASPER14 $135,746 TUBERCULOSIS DEMONSTRATION, RESEARCH, PUBLIC AND PROFESSIONAL EDUCATION CDC U.S. CIVILIAN RESEARCH & DEVELOPMENT FOUNDATION CO $8,279 PPHF GERIATRIC EDUCATION CENTERS HRSA SOURCE #UB4HP19049A0 $15,493 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #8 RTW009510A $158,989 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #GTW010320A $2,573 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH SOURCE #RTW009510B $61,033 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CALIFORNIA, BERKELEY PO#BB $195,367 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH BETH ISRAEL DEACONESS MEDICAL CENTER A01 $51,448 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF SOUTH FLORIDA A/1R01TW $15,276 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH BIOMEDICAL RESEARCH AND TRAINING INSTITUTE 2U2RTW $608 INTERNATIONAL RESEARCH AND RESEARCH TRAINING NIH UNIVERSITY OF CALIFORNIA, SAN FRANCISCO 9180SC $19,454 AGENCY FOR HEALTHCARE RESEARCH AND QUALITY 93.RD AHRQ SOURCE #HHSA I $3,094,186 AGENCY FOR HEALTHCARE RESEARCH AND QUALITY 93.RD AHRQ SOURCE #HHSA I, OPTION P#2 $734,955 AGENCY FOR HEALTHCARE RESEARCH AND QUALITY 93.RD AHRQ SOURCE #HHSA I TO#3 $167,742 AGENCY FOR HEALTHCARE RESEARCH AND QUALITY FOOD AND DRUG ADMINISTRATION 93.RD 93.RD AHRQ SOURCE #HHSA ITO4,A5 $28,084 FDA SOURCE #HHSF C $77,089

301 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures FDA SOURCE FOOD AND DRUG ADMINISTRATION 93.RD #HHSF C $53,042 FDA SOURCE FOOD AND DRUG ADMINISTRATION 93.RD #HHSF C/002 $65,327 NIH SOURCE NATIONAL INSTITUTES OF HEALTH 93.RD #HHSN C 07 $12,742 NIH SOURCE NATIONAL INSTITUTES OF HEALTH 93.RD #HHSN C 11 $352,587 NIH SOURCE NATIONAL INSTITUTES OF HEALTH 93.RD #HHSN C $491,086 NIH SOURCE NATIONAL INSTITUTES OF HEALTH 93.RD #HHSN C $810,261 NIH SOURCE NATIONAL INSTITUTES OF HEALTH 93.RD #HHSN P $119,872 NATIONAL INSTITUTES OF HEALTH 93.RD NIH UNIVERSITY OF UTAH CRC PO# $26,617 NATIONAL INSTITUTES OF HEALTH 93.RD NIH LEIDOS BIOMEDICAL RESEARCH INC. 15X009 $176,424 NATIONAL INSTITUTES OF HEALTH 93.RD NIH UNIVERSITY OF MINNESOTA PO# $9,161 MASSACHUSETTS GENERAL NATIONAL INSTITUTES OF HEALTH 93.RD NIH HOSPITAL 2011A051506/ $243,893 MASSACHUSETTS GENERAL NATIONAL INSTITUTES OF HEALTH 93.RD NIH HOSPITAL $3,205 MASSACHUSETTS GENERAL NATIONAL INSTITUTES OF HEALTH 93.RD NIH HOSPITAL A01 $75,021 BIOMEDICAL ADVANCED RESEARCH AND DEVELOPMENT AUTHORITY 93.RD BARDA SRI INTERNATIONAL A09 $328 BIOMEDICAL ADVANCED RESEARCH AND DEVELOPMENT AUTHORITY 93.RD BARDA SRI INTERNATIONAL A13 $249,382 UNIVERSITY OF CALIFORNIA, SAN NATIONAL INSTITUTES OF HEALTH 93.RD NIH FRANCISCO 8451SC $171,226 UNIVERSITY OF CALIFORNIA, SAN NATIONAL INSTITUTES OF HEALTH 93.RD NIH FRANCISCO 9201SC $221,760 UNIVERSITY OF CALIFORNIA, SAN NATIONAL INSTITUTES OF HEALTH 93.RD NIH FRANCISCO 9202SC $61,081 AMERICAN INSTITUTES FOR AGENCY FOR HEALTHCARE RESEARCH AND QUALITY 93.RD AHRQ RESEARCH ; PO# 13RRG10003 $28,524 INTERNATIONAL CENTRE FOR DIARRHOEAL DISEASE NATIONAL INSTITUTES OF HEALTH 93.RD NIH RESEARCH,BANGLADESH BC# $6,356 NATIONAL INSTITUTES OF HEALTH 93.RD NIH LABCYTE INC. HHSN C $17,281 NATIONAL INSTITUTES OF HEALTH 93.RD NIH NEW ENGLAND RESEARCH INSTITUTE HHSN $62,340 NATIONAL INSTITUTES OF HEALTH 93.RD NIH RADIOLOGICAL SOCIETY OF NORTH AMERICA (1379) HHSN C (16A) $31,661 AGENCY FOR HEALTHCARE RESEARCH AND QUALITY 93.RD AHRQ HOSP RSCH/EDUC TRUST HRET PROJECT # $3,623

302 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures THE CENTERS FOR MEDICARE AND MEDICAID SERVICES 93.RD CMMS ACUMEN LLC MIDS I T0002 $53,938 NATIONAL INSTITUTES OF HEALTH 93.RD NIH UNIVERSITY OF SOUTH FLORIDA PO ; ; $12,095 NATIONAL INSTITUTES OF HEALTH 93.RD NIH THE JOHNS HOPKINS UNIVERSITY PO# $143,856 BIOMEDICAL ADVANCED RESEARCH AND DEVELOPMENT AUTHORITY 93.RD BARDA DUKE UNIVERSITY PROTOCOL # CE $50,615 NATIONAL INSTITUTES OF HEALTH 93.RD NIH OHIO STATE UNIVERSITY RF $25,189 RADIATION THERAPY ONCOLOGY NATIONAL INSTITUTES OF HEALTH 93.RD NIH GROUP RTOG STANFORD SOW#1 $68,770 NATIONAL INSTITUTES OF HEALTH 93.RD NIH DIONNE ASSOCIATES, LLC S STANFORD 001 $449,022 NATIONAL INSTITUTES OF HEALTH 93.RD NIH NORTHWESTERN UNIVERSITY SUBAWARD # SU $3,013 THE FRED HUTCHINSON CANCER NATIONAL INSTITUTES OF HEALTH 93.RD NIH RESEARCH CENTER SUBCONTRACT # $9,792 UNIVERSITY OF MARYLAND AT CENTERS FOR HOMELAND SECURITY HOMELAND SECURITY COLLEGE PARK Z $6,532 HOMELAND SECURITY DEPARTMENT OF HOMELAND SECURITY 97.RD SOURCE #CS 15 B0040 $264,976 HOMELAND SECURITY SOURCE #HSHQDC 12 C DEPARTMENT OF HOMELAND SECURITY 97.RD $2,576,255 DEPARTMENT OF HOMELAND SECURITY 97.RD HOMELAND SECURITY UT BATTELLE LLC $11,741 USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS USAID COLLEGE OF WILLIAM & MARY O $175,218 UNIVERSITY RESEARCH USAID FOREIGN ASSISTANCE FOR PROGRAMS OVERSEAS USAID CORPORATION FY14 A $414,577 U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) 98.RD USAID UNIVERSITY OF CALIFORNIA, DAVIS $322 U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) 98.RD USAID UNIVERSITY OF CALIFORNIA, DAVIS $52,936 U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) 98.RD USAID AMERICAN REFUGEE COMMITTEE AID OAA (ASILI) $76,441 U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) 98.RD USAID MAKERERE UNIVERSITY MAKSPH /15 $89,530 U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) 98.RD USAID INNOVATIONS FOR POVERTY ACTION SUB15101 $14,664 TOTAL RESEARCH AND DEVELOPMENT PROGRAMS $692,886,519 STUDENT FINANCIAL AID PROGRAMS FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS FEDERAL WORK STUDY PROGRAM FEDERAL WORK STUDY PROGRAM FEDERAL WORK STUDY PROGRAM EDUCATION SOURCE #P007A $165,495 EDUCATION SOURCE #P007A $1,168,194 EDUCATION SOURCE #P033A $161,867 EDUCATION SOURCE #PO33A $819,881 EDUCATION SOURCE #PO33A $357,579

303 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART B SUMMARY OF PROGRAM CLUSTERS Federal Additional Pass Through Pass Through CFDA Award Entity Entity Federal Cluster Name/Program Title Number Identification Name Identifying Number Expenditures FEDERAL PERKINS LOAN PROGRAM OUTSTANDING BALANCE AS OF 9/1/ $57,333,309 FEDERAL PERKINS LOAN PROGRAM ADMINISTRATIVE COST ALLOWANCE $476,028 FEDERAL PERKINS LOAN PROGRAM NEW LOANS $10,063,292 FEDERAL PELL GRANT PROGRAM EDUCATION SOURCE #P063P $4,725,817 FEDERAL DIRECT STUDENT LOAN PROGRAM NEW LOAN SUBSIDIZED STAFFORD LOANS $819,463 FEDERAL DIRECT STUDENT LOAN PROGRAM NEW LOAN UNSUBSIDIZED STAFFORD LOANS $21,613,917 FEDERAL DIRECT STUDENT LOAN PROGRAM NEW LOAN PLUS LOANS $18,402,114 TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) EDUCATION SOURCE #P3791T $111,260 TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) EDUCATION SOURCE #P379T $67,122 DHHS LOANS FOR DISADVANTAGED STUDENTS NEW LOANS ISSUED $10,628 DHHS OUTSTANDING BALANCE LOANS FOR DISADVANTAGED STUDENTS AS OF 9/1/ $140,871 TOTAL STUDENT FINANCIAL AID PROGRAMS $116,105,847

304 Schedule of Expenditures of Federal Awards Part C, Federal Loan Program Year End Balances 299

305 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS PART C FEDERAL LOAN PROGRAMS Federal Additional Outstanding CFDA Award Balance Federal Grantor/Program Title Number Identification at 8/31/2016 DEPARTMENT OF EDUCATION LOAN PROGRAMS FEDERAL PERKINS LOAN PROGRAM OUTSTANDING BALANCE $53,328,157 DEPARTMENT OF HEALTH AND HUMAN SERVICES LOAN PROGRAMS DHHS OUTSTANDING BALANCE LOANS FOR DISADVANTAGED STUDENTS $139,906

306 Stanford University Notes to Schedule of Expenditures of Federal Awards Year Ended August 31, DATA Act Section 5 Pilot Single Audit Test Model Stanford University is participating in the DATA Act Pilot Single Audit Test Model program ( the Pilot ) and that has affected the accompanying Schedule of Expenditures of Federal Awards Part A, Expenditure Detail, Part B, Summary of Programs Clusters, Part C, Federal Loan Program Year End Balances (the Schedule ) for the year ended August 31, The Schedule s format is based upon the output of the Pilot program process and templates. 2. Basis of Presentation The accompanying Schedule has been prepared in accordance with the requirements of Title 2 U.S. Code of Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Therefore, amounts presented in the Schedule may differ from amounts presented in, or used in the preparation of, the University financial statements, as they relate to the various federal loan programs, as well as other awards. The purpose of the Schedule is to present a summary of those activities of Stanford University (the University ) for the year ended August 31, 2016 that have been financed by the U.S. Government ( federal awards ). Consistent with the provisions of the Uniform Guidance, the Schedule does not include expenditures of the SLAC National Accelerator Laboratory that were funded by Department of Energy ( DOE ) contract. The SLAC National Accelerator Laboratory, a national laboratory operated and managed by the University under contract directly with DOE, represents a government-owned, contractor operated (GOCO) facility. GOCOs are excluded from the provisions of the Uniform Guidance. The University applies its predetermined approved facilities and administrative rate when charging indirect costs to federal awards rather than the 10% de minimis cost rate as described in Section of the Uniform Guidance. The accompanying Schedule has been prepared on the accrual basis of accounting, which is consistent with the University s financial statements. Catalog of Federal Domestic Assistance ( CFDA ) and pass-through numbers are provided when available. Negative amounts presented as expenditures represent subsequent period adjustments, transfers or vendor credits. 3. Loan Programs The federal student loan programs listed in the Schedule above are administered directly by the University and balances and transactions relating to these programs are included in the University's consolidated financial statements. Included within the Schedule Part A and Part B are the loan beginning balances, new loans and administrative cost allowances from the Perkins Loans Program and Loans for Disadvantaged Students. Included within the Schedule Part C are the loan balances for the year ended August 31,

307 II. Internal Control and Compliance

308 Report of Independent Auditors on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards To the Board of Trustees of the Leland Stanford Junior University We have audited, in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the consolidated financial statements of the Leland Stanford Junior University and its subsidiaries ( Stanford ), which comprise the consolidated statements of financial position as of August 31, 2016 and 2015, and the related consolidated statements of activities and cash flows for the years then ended, and the related notes to the financial statements, and have issued our report thereon dated December 6, Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered Stanford s internal control over financial reporting ( internal control ) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinion on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of Stanford s internal control. Accordingly, we do not express an opinion on the effectiveness of Stanford s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity's financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. PricewaterhouseCoopers LLP, Three Embarcadero Center, San Francisco, CA T: (415) , F: (415) ,

309 Compliance and Other Matters As part of obtaining reasonable assurance about whether Stanford s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. San Francisco, California December 6,

310 Report of Independent Auditors on Compliance with Requirements That Could Have a Direct and Material Effect on Each Major Program and on Internal Control Over Compliance in Accordance with the Uniform Guidance To the Board of Trustees of the Leland Stanford Junior University Report on Compliance for Each Major Federal Program We have audited the Leland Stanford Junior University and its subsidiaries ( Stanford ) compliance with the types of compliance requirements described in the OMB Compliance Supplement that could have a direct and material effect on each of Stanford s major federal programs for the year ended August 31, Stanford s major federal programs are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. The University s consolidated financial statements include the operations of SLAC National Accelerator Laboratory ( SLAC ), which incurred $447,883,915 in federal award expenditures which are not included in the University s Schedule of Expenditures of Federal Awards for the year ended August 31, Our audit, described below, did not include the operations of SLAC because it is a government-owned contractor operated facility ( GOCO ) and accordingly, is excluded from the requirements of the Uniform Guidance and the scope of this audit. Management s Responsibility Management is responsible for compliance with federal statutes, regulations and the terms and conditions of its federal awards applicable to its federal programs. Auditors Responsibility Our responsibility is to express an opinion on compliance for each of Stanford s major federal programs based on our audit of the types of compliance requirements referred to above. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Those standards and the Uniform Guidance require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about Stanford s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. PricewaterhouseCoopers LLP, Three Embarcadero Center, San Francisco, CA T: (415) , F: (415) ,

311 We believe that our audit provides a reasonable basis for our opinion on compliance for each major federal program. However, our audit does not provide a legal determination of Stanford s compliance. Opinion on Each Major Federal Program In our opinion, the Leland Stanford Junior University complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs for the year ended August 31, Other Matters The results of our auditing procedures disclosed instances of noncompliance, which are required to be reported in accordance with the Uniform Guidance and which are described in the accompanying schedule of findings and questioned costs as items and Our opinion on each major federal program is not modified with respect to these matters. Stanford s response to the noncompliance findings identified in our audit is described in the accompanying Response and Corrective Action Plans. Stanford s response was not subjected to the auditing procedures applied in the audit of compliance and, accordingly, we express no opinion on the response. Report on Internal Control Over Compliance Management of Stanford is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit of compliance, we considered Stanford s internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major federal program and to test and report on internal control over compliance in accordance with the Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of Stanford s internal control over compliance. A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. 304

312 Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance. Accordingly, this report is not suitable for any other purpose. San Francisco, California May 15,

313 III. Schedule of Findings and Questioned Costs

314 Stanford University Schedule of Findings and Questioned Costs August 31, 2016 Section I Summary of Auditor s Results Consolidated Financial Statements (i) Type of auditor s report issued: Unmodified (ii) Internal control over financial reporting: Material weakness(es) identified? Significant deficiency (ies) identified that are not considered to be material weaknesses? yes yes X no _ X none reported (iii) Noncompliance material to financial statements noted? yes _ X no Federal Awards (iv) Internal control over major programs: Material weakness(es) identified? Significant deficiency (ies) identified that are not considered to be material weaknesses? (v) Type of auditor s report issued on compliance for major programs: (vi) Any audit findings disclosed that are required to be reported in accordance with 2 CFR (a)? (vii) Identification of major programs: yes yes X yes X no _ X none reported Unmodified no CFDA Number(s) Various Various Name of Federal Program or Cluster Student Financial Aid Cluster Research and Development Cluster English Language Acquisition State Grants (viii) Dollar threshold used to distinguish between Type A and Type B programs: $ 3,000,000 (ix) Auditee qualified as low-risk auditee? X yes no 306

315 Stanford University Schedule of Findings and Questioned Costs August 31, 2016 Section II Financial Statement Findings None noted. 307

316 Stanford University Schedule of Findings and Questioned Costs August 31, 2016 Section III Federal Awards Findings and Questioned Costs Finding Inaccurate Direct Cost related to Compensation Charged to Federal Awards # Program/Cluster, Agency 1 R&D Cluster, Dept. of Energy 2 R&D Cluster, Dept. of Energy CFDA# Title Award Period Light-Material Interactions in Energy Conversion Light-Material Interactions in Energy Conversion 3 R&D Cluster, NIH Center for Expanded Data Annotation and Retrieval (CEDAR) - Overall 4 Type B/Other Major Program, Dept. of Education Z Academic Literacy Support for Novice Teachers: A Systemic Approach 08/1/ /31/ /1/ /31/ /29/ /31/ /01/ /30/2017 Award Funding Source Number Overpayment/ (Underpayment) 67N $1, N (195.75) UAI117925A (223.49) T365Z ($44.00) Citation OMB Uniform Guidance Compliance Requirements (2 CFR part 220/A-21) Part 3 (B) Allowable Costs - Direct Costs (4)(j) Criteria Salaries and wages charged to Federal awards are allowable to the extent that total compensation to the individual employee conforms to established policies of the institution, is consistently applied, and is distributed based on payrolls documented in accordance with the generally accepted practices of the institution. In addition, apportionment of employees salaries and wages which are chargeable to more than one sponsored agreement or other cost objective must be done in a manner which produces an equitable distribution of charges for employees activities. Condition A sample of 60 and 11 bi-weekly salaries were selected for the R&D major program and Type B/Other Major Program direct cost testing respectively. A total of four (4) instances of inaccurate salary calculations impacting three (3) federal awards were noted. 308

317 Stanford University Schedule of Findings and Questioned Costs August 31, 2016 Cause Exceptions 1 and 2 both relate to the same award and employee, a postdoctoral scholar working on two federally sponsored awards overseen by separate departments within the University. In total a net overpayment of $ was paid to the postdoctoral scholar, caused by two separate errors as outlined in the table above. For Programs 1 and 2, a postdoctoral scholar was overpaid. Exception 1, an overpayment of $1, in pay period 1/31/2016 was caused by Payroll department s oversight in deleting an existing GFS retro pay line from prior year; and oversight from the department/pi in reviewing the appropriateness of charges applied to their federal award 67N The Graduate Financial Support system (GFS) is the online application used at Stanford to administer assistantships and fellowships for graduate students and salaries for Postdoctoral Scholars in accordance with the University s policies. A retro pay was requested in January 2016 by the department owning the federal award 67N for prior two pay periods. While processing this request in GFS, Payroll did not delete the retro pay line of $1, already existing from prior year. This excess payment was charged to another federal award that the postdoctoral scholar worked on, as per the existing GFS retro pay line. The financial administrator of the award deemed the charge not applicable to their federal award. Not knowing that it was an overpayment, they processed a Labor Distribution Adjustment in January 2016 to transfer the charge to federal award 67N , which the postdoctoral scholar was working on. The financial administrator/pi for federal award 67N did not realize that it was an overpayment, and as a result the charge was permitted to be applied incorrectly to federal award 67N Subsequent to this overpayment, another error was noted and is outlined in exception 2. This exception, being an underpayment of $195.75, was caused by a change in the postdoctoral scholar s salary which took effect mid pay period. As a result a pro-rated pay calculation was required and a salary adjustment approval form was prepared and completed by the department and submitted to payroll. When completing the approval form, the department correctly calculated the pro-rated salary and included this on in their submission to payroll; however the start date for which the new salary amount was due to come into effect was one day late. As a result, when this information was submitted to payroll for processing, the pro-rated salary was re-calculated incorrectly using the date included in the form submitted, resulting in underpayment. Similarly to exception 2, exception 3 was caused as a result of the effective start date being one day late resulting in an underpayment. For this exception, the employee was underpaid by $ as the start date included on the form was as opposed to Consequently, one day s pay from the first pay period in the month was excluded from the calculation when determining the new salary payment amount effective Finally for exception 4 the employee selected for testing was scheduled to take hours of paid vacation and receive $1, as equivalent pay. The payroll report, however, indicated that the employee was only paid the equivalent of 40 hours vacation resulting in an underpayment of $44. This was caused by an error in entering unpaid leave start date as 9/23/2015 instead of 9/24/2015 in the Payroll web form by HR. As a result there was an underpayment of $44 for the 1.19 vacation hours on 9/23/2015. In the cases described above, a human error in data entry was noted resulting in either an overpayment or underpayment of salaries. The department manager and PI s review of these expenses did not identify and correct these errors. Effect Underpayments or overpayments of compensation under Federal awards could lead to inaccuracies in direct costs related to salaries charged to the award and reported on the Federal financial reports. These also leads to errors in paychecks given to the employees. 309

318 Stanford University Schedule of Findings and Questioned Costs August 31, 2016 Questioned Costs $1, on Program 1 owed to the federal award. $195.75, $ and $44.00 on Programs 2, 3 and 4, respectively, owed to the employees. Recommendation PwC notes that the University already has two levels of approval within the GFS systems for new and adjusted salary entries. We therefore recommend that the University increase the effectiveness of this control by reviewing and revising its training procedures and training materials for GFS users and approvers to ensure that they clearly understand how to evaluate the salary data in GFS in consideration of the salary levels approved by the University. Management s View and Corrective Action Plan Management's Response and Corrective Action Plan is included at the end of this report after the Summary Schedule of Status of Prior Year Audit Findings. 310

319 Stanford University Schedule of Findings and Questioned Costs August 31, 2016 Finding Erroneous Service Center Charge to a Federal Award Federal Agency: National Institutes of Health Program: Research & Development CFDA#: Title: Advancing Broad Spectrum Host-Targeting Antiviral Strategies to the Clinic Award Year: 4/10/2014-3/31/2019 Award Number: UAI109662A Citation OMB Circular A21, CFR (a), Part 3 (B) Allowable Costs - Direct Costs, SU Administrative Guide Memo (d), SU Service Center Manual 2.3 Criteria Per CFR (a), a cost is allocable to a particular Federal award or other cost objective if the goods or services involved are chargeable or assignable to that Federal award or cost objective in accordance with relative benefits received. Per SU Administrative Guide Memo Allocations and Offsets: "Approvals before an allocation journal or feeder is submitted to the financial system, the department processing the journal/feeder must have received approval from an authorized individual for each PTA charged." Further, per SU Service Center Manual, "a valid account charge number and authorization for work must be provided to the service center prior to allowing user purchase of service center services. This authorization allows the center to bill the designated account for services. The authorization remains with the service center as backup for billings." Condition The engagement team tested 40 samples out of a population of 6,960 service center charges, and noted one (1) exception where the charge was erroneously charged to a federal award. Cause The engagement team noted that a $35.24 charge to service center ACAES (BioADD Service Center) was erroneously applied to federal award U19AI This error was caused by a service center user (department financial approver) incompletely transferring the service center usage charge in federal award U19AI in question, to a non-federal award DAAOG. Service center charges are invoiced to users through ilab, the University s service center work order system. The billings are manually uploaded to Oracle general ledger via an ilab generated ijournal upload file. Upon review of the February Expenditure Statement from Oracle the department financial approver determined that the federal award U19AI should not have been charged. In an attempt to remove the charge from the federal award, the financial approver modified the split charge within ilab to allocate 100% of the expense to the non-federal award DAAOG. The financial approver was able to change the split charge in ilab as the invoice was not locked for modifications. As the ijournal had already been processed for the month, the modification remained in ilab and a new Oracle ijournal to allocate 100% of the expense to award DAAOG was not created. As a result, the $35.24 expense was not removed from the federal award. 311

320 Stanford University Schedule of Findings and Questioned Costs August 31, 2016 Effect This journal entry error resulted in a $35.24 overstatement of charges to a federal award. Questioned Costs This $35.24 overstatement of charges to award was deemed to be questioned costs. Recommendation PwC notes that the review process within ilab was effective to recognize the incorrect service center charge, but there was a misunderstanding of the correction process. We recommend that the University improve its policies and procedures around review of charges correction by revising its training procedures and training materials for users and approvers to ensure that they critically review the service center charges prior to posting them in the award; when correction is recognized to be made after posting, the users and approvers should make sufficient effort to ensure that the correction is appropriately reflected in the records.. Management s View and Corrective Action Plan Management's Response and Corrective Action Plan is included at the end of this report after the Summary Schedule of Status of Prior Year Audit Findings. 312

321 Stanford University Summary Schedule of Status of Prior Year Audit Findings For the Year Ended August 31, 2016 No. Description Status Incorrect amount reported in the FISAP Condition The PwC engagement team requested back-up support for amounts in the US Department of Education FISAP schedule. Management noted that the University included an incorrect dollar amount of $1,101,812 in Part III. Federal Perkins Loan Program for Award year July 1, 2014 through June 30, 2015, Pg. A-5 at Field Item 1.2. Cash on-hand and in depository as of 10/31/2015. The correct dollar amount, derived from the University s Fund Statements, is $2,694,309 cash onhand as of 10/31/2015. University management stated the $1,101,812 recorded in the FISAP at Field Item 1.2. represented the net activity for the period and not cash on-hand. As such, PwC noted the dollar amount included in the FISAP was incorrect. This was caused by a new employee doing this process the first time and the error was not caught by the supervisory control in place. Note that this was the only error identified per the engagement team s review of the FISAP. Recommendation PwC recommend that a control be implemented to establish a second level of review at the Student Accounting Office through which the reviewer will obtain and review all supporting documentation for the amounts included in the FISAP and provide evidence of approval to the Financial Aid Office. The University established updated FISAP procedures at the Student Accounting Office, effective October 2016, to ensure the correct dollar amount for Perkins cash on hand and in depository is entered on the FISAP report. The updated procedures establishes a second level of review at the Student Accounting Office whereby a manager reviews the FISAP calculation and supporting documentation. The updated procedures include the following steps: 1. Senior Accountant from the Student Accounting Office calculates the cash on hand and depository update on FISAP as of 10/31 of the current year. 2. Student Accounting manager reviews the calculation and supporting documentation for accuracy and completeness 3. The manager approves the calculation and an with the manager s approval, calculation, and supporting documentation, is sent to the Director of Compliance and Technology in the Financial Aid Office. 4. The Director of Compliance and Technology enters the calculated figure on the FISAP report, and will electronically submit the revised FISAP by the Dec. 15 deadline. 313

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