Market Simulation Fall 2014 Release

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1 Market Simulation Fall 2014 Release Christopher McIntosh Lead Market Simulation Coordinator Fall 2014 Release August 4 th, 2014

2 Agenda Fall 2014 Market Simulation Initiatives and Timelines Fall 2014 MAP Stage Availability FNM Expansion with EIM OMS FRAC MOO and M2M Next Steps Reference Slides Page 2

3 Fall 2014 Release Market Simulation Initiatives and Timelines Full Network Model Expansion with Energy Imbalance Market - July 28 th, 2014 September 12 th, 2014 (Structured and Unstructured) Outage Management System Replacement - July 28 th, 2014 September 12 th, 2014 (Unstructured) Many to Many: Standard Capacity Payment (SCP) Availability Calculations with Flexible Resource Adequacy Criteria and Must Offer Obligation (FRAC-MOO) - August 25 th, 2014 September 12 th, 2014 (Structured and Unstructured) All initiatives Regression Testing - September 12 th, 2014 September 30 th, 2014 Page 3

4 Fall 2014 Release MAP Stage Availability MAP Stage Scheduled Maintenance - August, 8 th, 09:00 MAP Stage Fall Release Daily Maintenance Window - 16:00-20:00 MAP Stage Weekly Maintenance Window - Friday s, 09:00 Monday s 09:00 Page 4

5 FNM Expansion with EIM The Full Network Model Expansion with Energy Imbalance Market Simulation timeline FNM Expansion with EIM: July 28 th - September 30 th, 2014 (Structured and Unstructured) FNM Expansion with EIM: July 28 th - September 1 st, 2014 (Structured) FNM Expansion with EIM: September 2 nd, September 30 th, 2014 (Unstructured) Structured Scenarios - FullNetworkModeExpansionStructuredScenarios.pdf Week 1 - Scenario #1 TD 7/30 and # 2 TD 7/31 Completed Successfully Week 2 - Scenario #4 TD 8/6 and #5 8/7 Page 5

6 FNM Expansion with EIM Scenario #4 Scenario Number EIM with FNM Expansion Structured Scenarios - 8/6 Description EIM Real Time Flexible Ramping Sufficiency Test PACE and PACW 4 ISO Actions SC Actions ISO will load an ISO standard bid set; for non EIM entities ISO will create base schedules based on interchange data, and demand forecast. For EIM entities ISO will validate the schedules are balanced and feasible. ISO will set the Flex Ramp requirements (FRR) above available flex ramp capability in the EIM BAA. Broadcast the ISO, EIM BAA, and EIM footprint total load forecast, broadcast the FRR for the ISO, EIM BAAs, and EIM footprint to the Market. Perform flexible ramping requirement sufficiency test. T-75, T-55, T-40. Verify outcome Real Time results, Expected Energy and Settlements Statements. Expected Outcome EIM PACE and the PACW fails the flex ramp sufficiency test for some hours; NSI constraint will be binding leading to price separation between the EIM BAA and rest of EIM Area. Flex Ramp price will be set by penalty price in the EIM BAA. Anticipated Settlement Outcome CC 7050, CC 7024, and CC 7056 Page 6

7 FNM Expansion with EIM Scenario #5 Scenario Number EIM with FNM Expansion Structured Scenarios - 8/7 Description EIM Real Time Congestion Management within EIM Entity BAAs 5 ISO Actions SC Actions ISO will obtain information from EIM entities for transmission interface constraints. ISO will de-rate the transmission flowgates according to the information provided. ISO will load our standard bid set, for non EIM entities we will create base schedules based on interchange data, and demand forecast. For EIM entities ISO will validate the schedules are balanced and feasible. ISO will run DAM and Real Time markets and publish results. Publish Settlements Statements. Provide ISO transmission interface constraints. Verify Congestion Information on OASIS, Real Time results, Expected Energy and Settlements Statements. Expected Outcome Units will be dispatched and or committed/decommitted to relieve congestion. LMP will include congestion component. Anticipated Settlement Outcome CC and CC Page 7

8 FNM Expansion with EIM Known Issue List # Application Severity (H/M/L) New or Existing Variance Variance Description Resolution Expectations 1 SIBR M Open BSAP Balance view (Transaction Import or Export not accounted for) 2 SIBR L Open Open Tie Status not recognized on re-processing 3 SIBR M Open EIM Entity BSC can t submit RT Base Schedules for future hours (when no Base Schedule is there) 4 SIBR M Open ETCC Limit data showing on UI for Ind Viewer 5 SIBR H Open Retrieve of the Clean bid using V3 is failing. V2 can be used, but only if there is no Transaction bids 6 SIBR M Open Cancel of Base Schedule does not work. You can only delete non Valid Base schedules 7 SIBR M New Rule does not fire when it should for BSC after 2nd cutoff. Base Schedule RT timing of submit based on Entity Y/N did not recognize flag. Page 8

9 FNM Expansion with EIM Known Issue List # Application Severity (H/M/L) New or Existing Variance Variance Description Resolution Expectations 8 SIBR M New Rule fired level 5 - it should be level 6 for good match). Wheeling Bid special processing does not see a valid match. 9 SIBR M New Rule ( registered WHL ) Registered resource with WHL not recognized as a WHL 10 SIBR M New Resource names missing from the RetrieveCleanBid_v3 and bidresult_v3 payloads. Response does not return the Transaction MRID (name). 11 SIBR M New BSAP UI submitted Base Schedule remains in RS state. For the Next Trade date, Base Market is Open but submitted Base Schedules stay in RS state. 12 SIBR M New Rule firing when it should not (VER flag present). VER flag is not recognized in the validation rule. VER Energy Forecast become invalid. 13 SIBR M New SIBR UI - change GHG Bid component from EN to Daily. GHG Bid will move to the Daily components (similar to other Daily components. 14 SIBR H New RetrieveCleanBidSet_v3 is failing. Page 9

10 FNM Expansion with EIM Known Issue List # Application Severity (H/M/L) New or Existing Variance Variance Description Resolution Expectations 15 ADS M New GetTrajectoryData API not functioning Works on the GUI, to be resolved 8/8 maintenance period 16 OASIS M Open OASIS CAISO Demand Forecast Report not showing EIM TAC Entries 17 OASIS M Open OASIS - Market Power Mitigation Status data is not populated 18 OASIS M Open OASIS Price Ticker not working 19 OASIS M Open OASIS - Downloads for Flex Ramp not providing data 20 OASIS M Open 21 OASIS M Open OASIS - EIM Report entries are present in the OASIS Publications Schedule report OASIS - Interval LMP Report is displaying multiple LMP prices for a node for the same hour ending value Page 10

11 FNM Expansion with EIM Known Issue List # Application Severity (H/M/L) New or Existing Variance Variance Description Resolution Expectations 22 OASIS M Open OASIS - Contingency Dispatch Locational Marginal Prices Data is not populated 23 OASIS M Open OASIS - The System Load & Resource Schedules API queries with the TAC Zone Name equal to TAC_PAC is returning data for CAISO Totals as well. 24 OASIS M Open OASIS - The EIM footprint total (the sum of all ISO and EIM TACs) and EIM entity total ( the sum of all EIM BAA TAC associated with EIM entity) are NOT available in the System Load and Resource Schedules report 25 OASIS M Open OASIS - Flexible Ramping Constraint Results APIs not Providing Data 26 OASIS M Open OASIS - EIM BAA Base NSI The Download XML and Download CSV buttons are retrieving data for both RTD and RTPD market types, even though the Market/Process selection is RTPD in the UI. 27 OASIS M Open OASIS - EIM Report Names are incorrect in Publications & Revisions report logs (missing ENE designation) 28 OASIS M Open OASIS - The Publication Date Time in GMT is NOT reported correctly in the Publications and Revisions XML and CSV reports Page 11

12 FNM Expansion with EIM Known Issue List # Application Severity (H/M/L) New or Existing Variance Variance Description Resolution Expectations 29 CMRI M Open Constraint Name and Constraint type are blank for EIM transmissionfeasibility Test class in EIMTestResults api response and they are required elements 30 CMRI M New ConvergenceBidAwards_CMRI v1 API not retrieving data. 31 CMRI H Open Balancing Test Results report has no data 32 CMRI H Open DA and RT Base Schedules report has no data 33 CMRI H Open Expected Energy report has no data 34 CMRI H Open Expected Energy Allocation Details report has no data 35 CMRI H Open RTD data missing for Schedule, Schedule Prices and Advisory Schedules Page 12

13 FNM Expansion with EIM Fixed Issue List # Application Severity (H/M/L) New or Existing Variance Variance Description Resolution Expectations 1 SIBR M Resolved Submit Trade API is not Closed functioning 2 SIBR M Resolved Submit Bid Action API is not Closed functioning 3 SIBR L Resolved CB bids do not get cancelled (status remains in 'CV') Closed 4 SIBR H Resolved API Base Schedule for MSG is Closed not yet recognized 5 SIBR H Resolved UI does not display CB bids Closed 6 SIBR H Resolved Bids with wheeling reference keeps getting rejected (rule 23604) Closed 7 SIBR M Resolved RetrieveBaseScheduleResults Closed failing XML validation when there is a rejected Base Sched 8 SIBR L Resolved UI over-haul for Counter Resource this will include the Transaction based Wheeling changes Closed 9 CMRI M Resolved EIM Transmission Feasibility test is missing the direction element in EIM test results API response Closed Page 13

14 Outage Management System The Outage Management System Market Simulation Outage Management System: July 28 th - September 30 th, 2014 (Unstructured) Beginning July 28 th, 2014 ISO will approve outages with no ISO operations review; this will last until August 1 st, ISO will be approving outages throughout the day for outages submitted prior to 16:00, for immediate outage approval please MarketSim@caiso.com. Beginning August 4 th, 2014 ISO operations will review submitted outages prior to 16:00 daily, this support will end August 15 th, The time period from August 18 th, 2014 through the end of unstructured market simulation September 12 th, ISO will be approving outages throughout the day for outages submitted prior to 16:00, for immediate outage approval please MarketSim@caiso.com. Page 14

15 Map Stage URL s OMS developer forum Service Release RetrieveAvailability Fall 2014 AcknowledgeOutageWarning Fall 2014 RetrieveFacilityOutageDefinition Fall 2014 RetrieveResourceOutage Fall 2014 RetrieveResourceOutageChangeRequest Fall 2014 SubmitResourceOutage Fall 2014 SubmitResourceOutageChangeRequest Fall 2014 RetrieveTransmissionOutage Fall 2014 RetrieveTransmissionOutageChangeRequest Fall 2014 SubmitTransmissionOutage Fall 2014 SubmitTransmissionOutageChangeRequest Fall 2014 WithdrawOutageChangeRequest Fall 2014 Page 15

16 Outage Management System Known Issues List # Application Severity (H/M/L) New or Existing Variance 1 OMS H Existing Variance Description SubmitResourceOutage Resolution Expectations No validation on stated availability for Pmin against MasterFile RetrieveTransmissionOutage 2 OMS H Existing 3 OMS H Existing 4 OMS H Existing 5 OMS M Existing Retrieving by participant date range is returning incorrect data without MktOrganisation and with MktOrganisation system error RetrieveTransmissionOutage Retrieving by Date Range is returning all data for the SC RetrieveAvailability Response is failing when validating with XSD and one datetimepoint incorrect RetrieveTransmissionOutage Retrieve Transmission outage returns incorrect status for the equipment (switch) Page 16

17 Outage Management System Known Issues List # Application Severity (H/M/L) New or Existing Variance 6 OMS L Existing 7 OMS H Existing 8 OMS H Existing 9 OMS M New 10 OMS H New 11 OMS L Existing Variance Description RetrieveTransmissionOutage API is not handling the special character as expected AcknowledgeOutageWarning If participant tries to get acknowledgement for an already acknowledged warning, OMS is telling participant its already acknowledged SubmitResourceOutage with multiple available points showing Outage curtailment incorrect SubmitTransmissionOutage Submit status is showing as ACCEPTED instead of REJECTED even though batch is actually rejected SubmitResourceOutageChangeReq uest Allowing to CANCEL Outage with updated dates RetrieveTransmissionOutage API is not handling the special character as expected Resolution Expectations CAISO is investigating CAISO is investigating CAISO is investigating CAISO is investigating Page 17

18 FRAC MOO and Many to Many The Many to Many: Standard Capacity Payment (SCP) Availability Calculations with Flexible Resource Adequacy Criteria and Must Offer Obligation (FRAC-MOO) Simulation timeline Many to Many: Standard Capacity Payment (SCP) Availability Calculations with Flexible Resource Adequacy Criteria and Must Offer Obligation (FRAC-MOO): August 25 th, 2014 September 12 th, 2014 (Structured and Unstructured) Page 18

19 Next Steps The next teleconference will take 13:00 PPT on Thursday, Aug 7 th, Page 19

20 Reference Slides Reference Slides Page 20

21 Fall 2014 Release Market Simulation Plan etsimulationplan.pdf Page 21

22 ISO System Access Documentation ion_marketparticipants.pdf Page 22

23 ISO Market Simulation Support Hours - 09:00-18:00, PST (Monday through Friday) Mkt Sim Coordinator Phone - (530) ISO s 24X7 Help Desk - (916) (Connectivity - GUI or API) - MarketSim@caiso.com Page 23

24 Market Simulation Issue Management Submit all issues to the CIDI case management system. CIDI tickets will need to have Functional Environment = Market Simulation Fall 2014 to be reviewed by ISO SME s. Page 24

25 Fall 2014 Release Communication Plan ISO will host Bi-weekly call on Mondays and Thursdays starting July 28 th, 2014 Date July August September 28 Kick Off Call, 31 4, 7, 11,14, 18, 21, 25, 28 4, 8, 11, 15, 18, 22, 25, 29 Please refer to the California ISO public calendar at for current login information relevant for each meeting. Time 1:00 p.m. to 2:30 p.m. (Pacific Time) Page 25