Release User Group Agenda

Transcription

1 Release User Group Agenda September 15 th, 2015 Web Conference Information URL: Meeting Number: Access Code: :00 a.m. 11:00 a.m. (Pacific Time) Conference Call Information Domestic Call In: (866) International Call In: (216) Access Code:

2 Release User Group Agenda September 15 th, :00 a.m. 11:00 a.m. (Pacific Time) Time Topic Facilitator 10:00 10:05 Agenda & ISO Roll call Adrian Chiosea 10:05 10:45 Release Plan Jeremy Malekos Jim Barber John Huetter Prince Phillip Roxann Hall Brian Cummins Christopher McIntosh Eureka Cullado Indu Nambiar LuAnn Rivera Yinka Ajede Raja Iyengar Michael Lucas John Williams Brett Bruderer Elli Johnston Page 2

3 The ISO offers comprehensive training programs Date September 22 September 23 October 15 November 10 November Training Settlements 101 (in person Folsom) Settlements 201 (in person Folsom) Welcome to the ISO (webinar) Introduction to ISO Markets (in person Folsom) ISO Market Transactions (in person Folsom) Training calendar - Contact us - markettraining@caiso.com Slide 3

4 Release Plan Fall 2015 Energy Imbalance Market (EIM) 2015 / EIM Year 1 Enhancements Phase 1 Pricing Enhancements Commitment Cost Enhancements Phase 2 (partial) IE 11 migration Acceptable Use Policy OASIS Peak RC Funding Application Identity Management (AIM) 2015 Enhancements [Independent release] Early 2016 Capacity Procurement Mechanism Replacement Reliability Services Initiative Commitment Cost Enhancements Phase 2 (remainder) Post Implementation OMS Enhancements PIRP System Application Decommissioning Acceptable Use Policy CMRI 2016 Expanding Metering and Telemetry Options Phase 2 Demand Response Registration Enhancements RIMS Functional Enhancements Fall 2016 BAL-003 Compliance Flexible Ramping Product Contingency Modeling Enhancements OMAR Replacement BCR modifications and VER settlement (DA Metered Energy Adjustment Factor changes) Energy Imbalance Market (EIM) 2016 BCR modifications and VER settlement (Residual Imbalance Energy changes) Subject to further release planning: Bidding Rules ADS User Interface Replacement Enhancing market participation of storage and aggregated distributed energy resources (ESDER) Reactive Power Requirements and Financial Compensation Commitment Cost Enhancement Phase 3 Page 4

5 Release Schedule Page 5

6 Market Simulation Fall 2015 Release Fall 2015 Release Market Simulation Plan pdf Fall 2015 Release Deployment Plan Page 6

7 Settlements Quarterly Release Fall 2015* ISSUE SUMMARY BPM IMPACTED Updated configuration guides in support of EIM Year 1 Enhancements Phase 1 initiative and NV Energy s Energy Imbalance Market integration. (EIM Administrative Charge, Resource Sufficiency enhancements, and Settlement tariff clarifications) PRR# 857 CG CC 4564 GMC EIM Transaction Charge CG PC Metered Energy Adjustment Factor CG PC Real Time Price Updated configuration guides in support of the Energy Imbalance Market Year One Enhancements Phase 1 initiative and NV Energy s Energy Imbalance Market integration. (Available Transfer Capabilities and Greenhouse Gas Bidding) PRR# 858 CG CC 6477 Real Time Imbalance Energy Offset CG CC Real Time Imbalance Energy Offset EIM CG PC Ancillary Service CG PC Real Time Energy Quantity Update configuration guide to support PEAK Reliability Coordinator charge PRR# 856 CG CC 6496 Peak Reliability Coordinator Charge Update configuration guide for Settlements and Billing to detail Peak Reliability Coordinator settlement principles and to provide links to other general settlement reference documents. Update BPM CG PC Real Time Price to account for the EIM Bid Adder Price when computing the Hourly Real Time Lap Price within an EIM Balancing Authority Area. PRR# 855 Settlements and Billing Main Body PRR# 862 Real Time Price PC * this is the last Settlements Quarterly Release in 2015 Page 7

8 Settlements Quarterly Release Fall 2015 Milestone Date Status Configuration Guides Posted June 29, 2015 DRAFT Configuration Output File Posted June 30, 2015 MAP Stage Deployment July 15, 2015 Second DRAFT Configuration Output File Posted July 16, 2015 Market Simulation August 1, 2015 August 30, 2015 Second DRAFT Configuration Output File Re-Posted to include August emergency release August 12, 2015 Third DRAFT Configuration Output File Posted September 04, 2015 Pre-Production DRAFT Configuration Output File Posted September 14, 2015 Production Deployment September 28, 2015 FINAL Configuration Output File Posted September 28, 2015 Page 8

9 Fall 2015 NV Energy EIM 2015 Application Software Changes Business Process Changes Board Approval External Business Requirements Technical Specifications Draft Configuration Guides Market Simulation Implementation of NV Energy as an EIM Entity DAM/RTM- model the multiple dynamic schedules on jointly-owned resource Establishment of EIM transfer Limits Using ATC No changes expected 3/30/15 (Coordinate with EIM Year 1 Enhancement) No changes expected No changes expected ISO to promote market network model including NVE area to nonproduction system and allow NVE to connect and exchange data in advance of Market Simulation by 5/15/15. Market Simulation planned 8/3/15 through 9/1/15. Tariff Production Activation No changes expected Modeling NVE into the CAISO FNM - 7/23/15 Parallel operations 9/1/15 10/31/15 Production activation on 11/1/15 Page 9

10 Fall 2015 EIM Year 1 Enhancements Application Software Changes Business Process Changes Settlement of Non-Participating Resources IIE and UIE (Settlement) Administrative pricing rules (MF, MQS) GHG flag and cost based bid adder (MF, SIBR, RTM) Resource sufficiency evaluation applied to ISO BAA (MF, BSAP, RTM) Establishment of EIM transfer Limits Using ATC (MF, RTM) Modification EIM Transfer Limit Constraints (MF, RTM) 15 minute Bidding on external EIM interties (MF,RTM) Additional Transition Period Measures (MF, MQS) EIM Administrative Charge Redesign (Settlement) Use available capacity to resolve market infeasibilities in the EIM EIM, Market Operations, Settlements and Billing Board Approval March 26-27, 2015 External Business Requirements March 30, 2015 Technical Specifications SIBR Greenhouse Gas Charge biddable component options and, impacted CMRI report changes. Tech Spec, including XSDs/WSDLs for SIBR, CMRI April 1 Master File Technical specification May 29 Draft Configuration Guides June 30, 2015 Market Simulation Tariff MAP Stage available for unstructured testing July 7 Unstructured and structured simulations - Aug 3, 2015 Sep 1, 2015 EIM Year 1 enhancements filing - June 14, 2015 EIM readiness criteria filing August 27, 2015 Production Activation Fall 2015 October 27, 2015 Page 10

11 Fall 2015 EIM Year 1 Enhancements Page 11

12 Fall 2015 EIM Year 1 Enhancements User-interface export available only on the following reports Fall 2015 release Atlas tab: BAA and Tie Definition Intertie Constraint and Scheduling Point Mapping Scheduling Point and Tie Definition Intertie Scheduling Limit and Tie Mapping Scheduling Point Definition Price Correction Messages Energy tab: EIM Transfer By Tie EIM Transfer Limits By Tie Solar and Wind Summary Page 12

13 Fall 2015 Pricing Enhancements IFM/RTM: Compounding Pricing Methodology in the Event of Multiple Contingencies: Compounding effect on pricing for a constraint concurrently binding for multiple contingencies when constraints need to be relaxed. Currently, when such cases arise, LMPs reflect a compounded congestion cost component that is proportional to the number of contingencies that the constraint is binding for. The ISO aims to change the model of how you price the slack variable. Prior, it was associated only with contingency constraints. The slack variable will be associated with the nomogram flowgates. Application Software Changes Multiplicity of Prices Under Degenerate Conditions: The ISO aims to address multiplicity of prices that may arise in the market under certain scenarios. Historically, multiplicity of prices are observed on intertie constraints. The optimization shall change so that a unique pricing outcome is achieved. This functionality is already developed, however, testing is needed. Tariff approval is still needed on this piece. SIBR/Settlements: Scheduling Priority for Existing Transmission Rights Schedules: SIRB rules needed to deny or reject bids on ETC/TOR that have self-schedule entitlement are not activated. These rules have already been developed but could require Market Simulation. Page 13

14 Fall 2015 Pricing Enhancements (cont.) Business Process Changes Board Approval December 2014 External Business Requirements Technical Specifications Draft Configuration Guides Market Instruments; Market Operations Manage Markets & Grid: Administrative Pricing Rule: For when DA market is not available, our real time market system must use the prior day-ahead solution for bids/prices/awards. Potential level 3 process diagrams to document how prices are corrected. March 20, 2015 Market Simulation August 25 September 15, 2015 Tariff Production Activation Existing Transmission Contracts July 14, 2015 Compound Pricing of Multiple Contingencies, Multiplicity of Prices Oct 8, 2015 Administrative Pricing - Existing Transmission Contracts Same as EIM Year1 Oct 27 Compound Pricing of Multiple Contingencies December 8, 2015 Multiplicity of Prices under Degenerate Conditions December 8, 2015 Administrative Pricing Page 14

15 Fall 2015 Commitment Costs Phase 2 Commitment Cost Enhancements Phase 2 Project will revise the transition cost calculation, and clarify the use-limited resource definition. Application Software Changes For the Fall 2015 release, the project will implement the following: Clarify Transition costs calculation methodology used in start-up costs (Policy, Tariff, BPM) Implement new methodology to calculate transition costs and allow bidding Impacted Systems: MF (including GRDT changes) SIBR Page 15

16 Fall 2015 Commitment Costs Phase 2 (Continued) Board Approval March 26-27, 2015 Tariff Business Process Changes External Business Requirements Technical Specifications ISO will file the change for transition costs for MSG, some clarifications to the definition of use-limited resource that are needed that would be included along with the MSG changes. June 5, 2015 Market Instruments and Market Operations BPMs will be updated. Aug 31, 2015 NA External BRS will be posted for Transition Cost changes. Target Date: July 10, 2015 GRDT Tech Specs. Posted on: May 29, 2015 Updated SIBR Rules. Posted: June 3, 2015 External Training Webinar completed. Date: July 31, 2015 Draft Configuration Guides No Market Simulation Unstructured Market Simulation from 8/10/2015 9/15/ /27/2015 Production Activation Please note that while there will be a MF freeze for effective date 10/15 to 10/22, due to FNM DB76 deployment, UI changes for CCE2 should be exempted as the changes are only related to MSGs resources with effective date 10/27 or later, and they will not be approved until 10/22 or later. Page 16

17 Fall 2015 Internet Explorer 11 Migration OASIS, CMRI, MRI_Settlements, CIRA, RAAM, Masterfile, MPP, TR, OMS, CIDI, BSAP, RIMS, SIBR, BPM and OMAR Application Compatibility Changes Application Availability Notes: There are no plans to officially support IE10 for ISO applications. Microsoft has stated that only the most current version of IE will be supported as of 1/12/16. Software no longer supported by Microsoft does not receive security patches and is therefore security risk. The ISO encourages all participants to maintain a strong security profile for their own safety and the safety of others. The ISO therefore cannot recommend IE versions not supported by Microsoft. This topic was last presented at the March 24th Technical User Group meeting. MapStage SIBR, CIRA, RAAM, CIDI, BPM Masterfile, RIMS, OMS, MPP 7/07/2015 CMRI, OASIS 7/13/2015 MRI_Settlements, OMAR 7/30/2015 BSAP 8/10/2015 Market Simulation Unstructured Market Simulation from 7/7/15 10/1/2015 On Track Production Activation Production deployment on 10/27/15 Page 17

18 Fall Acceptable Use Policy OASIS Application Software Changes Business Process Changes Board Approval External Business Requirements Updated BPMs Technical Specifications Draft Configuration Guides Market Simulation Tariff Scope includes enforcement of Acceptable Use Policy for OASIS services to support the full implementation of 1 call per service per IP address every 5 seconds. Production Activation Production activation on 10/27/15 Page 18

19 Fall 2015 Peak Reliability Coordinator Funding Application Software Changes Business Process Changes Settlements will calculate rate and amount of Peak RC charges to SCs. MRI-S: add three run types, Peak_Initial, Peak_Recalc, and Peak_Invoice. Also provide data to SCs who receive Peak RC charges. Market clearing: add an invoice type, Peak. CIDI: add a charge code, Peak. CTS: include Peak RC charges in EAL calculation. CAISO Credit Portal: include EAL component for Peak RC charges. Credit Management and Market Clearing Settlements and Billing Manage Operations Support & Settlements Level II - Manage Market Billing & Settlements Manage Market & Reliability Data & Modeling Level II - Manage Credit & Collateral (Logical Group) Board Approval June 30, 2015 External Business Requirements Published August 13, 2015 Technical Specifications Draft Configuration Guides Market Simulation PEAK Initial Settlement Statement will be posted on 9/3 PEAK Initial Invoice will be posted on 9/4 PEAK Recalculation Settlement statement and Invoice will be posted on 9/11 August 11th 20th recalculation statements will be used to generate NERC WECC INFO and Peak RC sample statements and invoices. NERC WECC INFO and Peak RC statements will be posted with 1/1/2015 trade date. New charge code 6496 uses metered demand from NERC WECC INFO in its allocation of Peak RC charges. Tariff Filed August 13, 2015 Production Activation September 28, 2015 Page 19

20 Application Identity Management (AIM) 2015 Enhancements [Independent Release] Application Software Changes Business Process Changes AIM: Adding endorsed user functionality None Manage Operations Support & Settlements Board Approval External Business Requirements Technical Specifications Draft Configuration Guides External Training 11/25/ /3/2015 Tariff Production Activation 12/10/2015 Page 20

21 Early 2016 Release Market Simulation Market Simulation Dates RSI, CPM, CC Phase 2, PIRP Application Decommissioning, AUP CMRI and OMS Enhancements November 9 December 4, 2015: Session 1 (Structured) January 11 February 5, 2016: Session 2 (Structured E2E) Link to Early 2016 Release Market Simulation Plan - Page 21

22 Early 2016 Capacity Procurement Mechanism Replacement (CPM) Milestone Details/Date Competitive Solicitation Process (CSP): CSP replaces the existing administrative price process for annual, monthly and intra-monthly CPM events for flexible and generic RA capacity. CSP will cover all events that allow the ISO to procure additional capacity. CIRA: Bid Submittal system for SCs to submit capacity bids (not an existing bid type) Capacity bids to implement new validation rules (not an existing bid type) Capacity Bid submittal to be on a yearly, monthly, and intra-monthly level LSE/LRA deficiency calculation to be performed for CSP for Generic and Flexible RA data Existing CPM calculation to be deprecated for trade dates after the effective date of implementation. Manage import allocation and bilateral trades of import allocation Application Software Changes Settlements: Settlements will need new CPM formulas that will result in the following charge code impacts: - 0 New charge codes - 22 Modified charge codes - 0 Terminated charge codes Reporting: If an annual or monthly CPM occurs greater than two times (over a rolling 24 month period) or more than 50% of the LSE s RA requirement is CPMed, a report must be given to Market Participants. OASIS: Publish all finalized offers into the competitive solicitation process on a rolling five-quarter delay. (Deferred) Page 22

23 Early 2016 Capacity Procurement Mechanism Replacement (cont.) Reliability Requirements issue PRR 10/29/15 Market Instruments issue PRR 10/29/15 Billing & Settlements 1/8/16 Business Process Changes Solicitation for soft offer cap. Timeline for submittal needs to be defined. Submittal process for annual/monthly CPM bid submittal New business process for amount of capacity being relied on (non-ra from partial RA) New process for Competitive Solicitation Process (annual/month/intra-monthly) Board Approval February 5, 2015 External Business Reqmnts March 31, 2015 Tariff May 26, 2015 Technical Specifications August 17, 2015: CIRA Session 1 Proposed deferral to Fall 2016, MPs will use UIs September 15, 2015: OASIS Session 2 Proposed deferral to Fall 2016 Draft Configuration Guides November 15, 2015 Session 2 External Training Market Simulation Production Activation October 21, 2015: Session 1- Webinar, ½ Day January 6 & 7, 2016: Session 2 - Webinar, ½ Days November 9 December 4, 2015: Session 1, Structured Scenarios posted on Release Planning Page on 7/30/15 Use Limited Plan Data Template (ULDT) posted to Release Planning Page on 9/11/15 (NEW) CIRA User Guide issue 10/19 January 11 February 5, 2016: Session 2 (E2E), Structured Scenarios posted on Release Planning Page on 8/21/15 CIRA User Guide 1/12/2016: Session 1 2/23/2016: Session 2 3/1/2016: Effective Date Page 23

24 Early Milestone 2016 Reliability Details/Date Services Initiative (RSI) Application Software Changes CIRA: Manage new NQC/EFC process request for resource types. This will impact both internal users and Market Participants Manage Import Allocation (CPM Replacement initiative is covering this scope but is needed for this initiative) Manage RA obligation (taking into consideration substitution capacity and replacement capacity as RA capacity) will impact RA, Settlements, market, and outage. The output of CSP will be needed Publish RA Obligations externally Display Comparative snapshot of DA/RT obligation (outages, energy bids, RA obligation). Display input of RAAIM calculations Display SCP and CPM availability calculation output for historic trade dates Creation of substitution rules for flexible resource adequacy resources Modify existing DA/RT generic substitution rules DA substitution timeframe shall change from 6 AM to 8 AM Enable the release of substitute capacity for generic and flexible resources Allow imports to substitute for other imports and CAISO system resources. The RA obligation will be at a daily level Use result of Pre-qualification analysis (the pre-qualification analysis is a manual process) for real time substitution validation API for substitution and release functionality Enable Generic CPM substitutions Enable Flexible CPM substitutions Build Submit & Retrieve APIs to support Substitutions (4 types) and release of sub capacity Substitution will now be in CIRA Addition of RAAIM exempt and planned outage exemption flag Interface to import holiday dates Display to view/edit holiday dates Allow the outage correction process to exempt outage from RAAIM calculations up to 5 business days OMS: Add 5 nature of work attributes and various validations Modify existing service from CIRA to import flexible capacity category 3 resources Remove SCP Exempt flag from display Modify the registered resource service with new XSD for PDR resource identification. Changes to the RA web service for handling of CPM resource and flexible RA resources Page 24

25 Early 2016 Reliability Services Initiative (cont.) Masterfile: Will store Use Limit Plan, may require change to GRDT. RAAM: Decommission RAAM Application Software Changes Settlements: - RAAIM (RA Availability Incentive Mechanism) NEW replaces SCP for backstop. Current SCP will retire with implementation of RAAIM. Will assess whether generic and flexible RA resources comply with MOO and better captures use limited resource availability. - The following charge code changes are needed for implementation of the RA Availability Incentive Mechanism (RAAIM) - 4 New charge codes - 0 Modified charge codes - 7 Terminated charge codes Reporting: - Report on the effectiveness of the RAAIM results (1 year after implementation) (Deferred) Other: - Modification of Use Plan with new validation rules - LSE cost allocation methodology needs to automated. - Publish list of all available prequalification combinations Page 25

26 Early 2016 Reliability Services Initiative (cont.) Reliability Requirements - issue PRR 10/29/15 Outage Management - issue PRR 1/8/16 Billing & Settlements - issue PRR 1/8/16 Business Process Changes Process to assign NQC values to NGR/PDR/DG resources Process for PDR/NGR/DG testing Process for RA Availability Incentive Mechanism (RAAIM). Must retire SCP business process flows. Modify DA/Real Time Substitution Process Process for allocating year end unallocated RA Availability Incentive Mechanism (RAAIM) funds Board Approval March 26, 2015 External Business Reqmts March 31, 2015 Tariff May 28, 2015 Technical Specifications September 15, 2015: CIRA Session 2 Proposed deferral to Fall 2016, MPs will use UIs November 30, 2015: OMS Session 2 Draft Configuration Guides November 15, 2015 Session 2 External Training October 21, 2015: Session 1- Webinar, ½ Day January 6 & 7, 2016: Session 2 Webinar, ½ Days Page 26

27 Early 2016 Reliability Services Initiative (cont.) Market Simulation Production Activation November 9 December 4, 2015: Session 1, Scenarios posted on Release Planning Page on 7/30/15 CIRA User Guide issue 10/19 January 11 February 5, 2016: Session 2 (E2E) Scenarios posted 8/21/15 CIRA User Guide MF User Guide OMS User Guide 1/12/2016: Session 1 2/23/2016: Session 2 3/1/2016: Effective Date Page 27

28 CPM & RSI Market Sim Scope Page 28

29 CPM & RSI Market Sim Sessions Page 29

30 RSI/CPM Market Simulation Session 1 Scenarios for 11/9/15 12/4/15 Project Scenario Description ISO Market Participant Action ISO Action Expected Outcome RSI 1A NQC - Submit NQC Request in CIRA SC may submit NQC requests through CIRA user interface using the new NQC template. SC may submit NQC requests for different resources Resource IDs need to be modeled in master file and should have a PMAX value to be used for simulation. Validate and approve/reject the NQC requests. ISO will populate the area, queue number and other resource reference data in CIRA. An will be sent out once the requests is processed in CIRA. SC may view the NQC results in CIRA UI. RSI 2A CIRA Enhancements - Validate CIRA Enhancement Submit RA (use new template) and supply plans and view cross validation results for January 2016 compliance month Submittal Criteria: - LSE submit RA plans that are deficient in RA - Supplier submit supply plans have a mismatch in RA capacity Run cross validation 1. Validate and view the deficiency results 2. View cross validation results 3. Validate and view obligation screen in CIRA 4. SC can view the plan submittal timestamp on the plans download page 5. CIRA will send out notification when the CV, OIA and replacements are published and SC may resubmit plans irrespective of plan status between T-45 and T LSE and Supplier resubmit to fix errors RSI 3A Import Allocation - SC to submit bilateral trades and view net import Manage/View bilateral allocation trades of Import Allocation None View net import allocation and bilateral trades in CIRA CPM 4A Annual, Monthly, Intra- Monthly CSPs - Manage CSP offers in CIRA 1. Market participants to submit Annual, Monthly and Run offer validation Intramonthly CSP offers - Annual Offers for 2016 compliance year - Monthly Offers for January 2016 compliance month - Intramonthly Offers for January 2016 compliance month 2. Modify CSP offers and view final offer set - Adjust offers in MW and price 3. Participants may use CIRA UI or the API to submit and retrieve offers View CSP offers in CIRA Page 30

31 RSI/CPM Market Simulation Session 2 DRAFT Scenarios for 1/11/16 2/5/16 Project Scenario Title Description ISO Market Participant Action ISO Action Expected Outcome RSI 1B Substitution - Resource A substitutes for 1. Market participants must submit outage on Approve Outages, RAAIM is settled per adjusted RAAIM RA Resource B resources in OMS substitutions and Obligation - Resource A gets RAAIM RA obligation increased by substitution amount - Resource B gets RAAIM RA obligation decreased by substitution amount Note: RA data submitted in session 1 simulation will be used (January 2016 RA data). 2. Enter generic and flexible substitutions in CIRA 3. Please create day ahead and real time substitutions for different resources. 4. Try many to many substitutions 5. Try substituting ITIE resources with another ITIE resource execute RAAIM RSI 2B RAAIM Resource receives RAAIM incentive payment. 1. Market participants to select generic and Publish RA data Resource receives RAAIM incentive payment flexible RA resources from session 1 market and execute simulation for this scenario RAAIM calculation 2. Market participants to manage bid submittal in SIBR for selected RA resources 3. Ensure there are no outages on the selected RA resources Note: Choose up to four resources RSI 3B RAAIM Resource receives RAAIM penalty charge. 1. Market participants to select generic and Publish RA data Resource receives RAAIM penalty flexible RA resources from session 1 market and execute simulation for this scenario RAAIM calculation 2. Market participants to manage bid submittal in SIBR for RA resources 3. Market participants to create outages on RA resources Note: Choose up to four resources RSI 4B RAAIM Exemption Simulate RAAIM exemption 1. Market participants to select generic and Execute RAAIM flexible RA resources from session 1 market calculation simulation for this scenario 2. Market participants to create outages on RA resources. Select appropriate nature work attributes that trigger RAAIM exemption 3. Market participants to submit acquired contracts information in and use resources that have such contracts to test RAAIM exemption Resource is exempt from RAAIM penalties Page 31

32 RSI/CPM Market Simulation Session 2 DRAFT Scenarios for 1/11/16 2/5/16 Project Scenario Title Description ISO Market Participant Action ISO Action Expected Outcome RSI 5B Unallocated RAAIM Funds Simulate unallocated RAAIM incentive funds are allocated to metered load at end of the year Execute RAAIM calculation and distribution of funds There are more resources receiving penalties than there are receiving incentives. The unallocated funds would be allocated metered load. CPM 6B CPM Payment Simulate CPM cost allocation 1. Market participants to submit CSP offers ISO to create RA CPM resource receives CPM payments (monthly/intra-monthly) deficiency, run CSP, and designate CPM according to CSP. => CPM Event Triggered: Monthly CPM due to insufficient system capacity in RA plans and an exceptional dispatch CPM. CPM 7B CPM Payment Overlap of Generic and Flexible CPM designations are settled according to their CSP results. 1. Market participants to submit CSP offers ISO to create RA Correct settlement of CSP results (monthly/intra-monthly) deficiency, run CSP, and =>CPM Event Triggered: Monthly CPM due designate CPM to insufficient flexible capacity in RA plans and an exceptional dispatch (generic CPM). CPM 8B Supplemental Revenue CPM 9B Submit Use Plans Simulate supplemental revenue settlement Submit use plans in Masterfile and supporting documentation in SharePoint 1. Market Participant declines Exceptional Dispatch CPM 2. Market Participants elect Supplemental Revenue Market participants to submit and retrieve use plans and supporting documentation Exceptional Market participant receives supplemental dispatch CPM revenue payment triggered on a Non RA Non CSP resource Process use plans Test use plan submission Page 32

33 Annual CSP Page 33

34 Monthly & Intra-Monthly CSP Page 34

35 Updates: RA Roadmap requests from Stakeholders Sl # Stakeholder Requests for enhancements to RA Applications Status / Comments 1 Improved Performance for Approve/Reject Replacement functionality (April 2015) Deployed to production - CIDI tickets have been closed out 2 More frequent processing of NQC requests Part of RSI Phase 1A - Early Spring Ability to download/export non-ra capacity data Part of RSI Phase 1A - Early Spring API Functionality for Substitutions Part of RSI Phase 1A - Early Spring API Functionality for CSP Offers Part of RSI Phase 1A - Early Spring Thorough Bid to Bill testing during market simulation due to the scope of changes across the processes. Part of RSI Phase 1A - Early Spring 2016 Cross Validation - Remove case sensitivity (contract numbers not match due to Upper Case vs Lower Case is unnecessary) Part of RSI Phase 1A - Early Spring Better notification of any results or runs of affected SCs Part of RSI Phase 1A - Early Spring Notification to SC of any Outage substitution approval request. This is particularly important given the timeframe for which approvals must be submitted and substitutions are able to lower the Availability Penalty. Part of RSI Phase 1A - Early Spring Ability to transfer Import Allocations to other SCs in up until T-45 Part of RSI Phase 1A - Early Spring Resubmit plans to ISO without need for resubmittal required Part of RSI Phase 1A - Early Spring 2016 Page 35

36 Early 2016 Commitment Costs Phase 2 Application Software Changes Board Approval Yes. March 26-27, 2015 The changes for CCE2 Early 2016 release will be part of the Reliability Services Initiative (RSI) project For the Early Jan 2016 release, the project will Clarify definition, qualifications, and requirements for use-limited resources Implementation of the use limited definition Implement revised must-offer rules Impacted Systems: MF SIBR Tariff Business Process Changes External Business Requirements Technical Specifications External Training Draft Configuration Guides ISO will file the change for transition costs for MSG, some clarifications to the definition of use-limited resource that are needed that would be included along with the MSG changes. Filed May 28, 2015 No No No No No No Market Simulation Unstructured. Target Window: Jan 11 Feb 5, 2016 Production Activation Deployment Target - 2/23/2016 Effective Date 3/1/2016 Page 36

37 Early 2016 Post Implementation OMS Enhancements OMS Enhancements project will implement the following functionalities: Transmission Outage Report Enhancements Manage Broadcast Status Update Manage retrieveresoruceoutage API - add Invalid and Inconsistent flags System change to validate the "ChangeThreshold" only at time of submission of a change request, and allow change request to be accepted or rejected at any time. Application Software Changes The project is also addressing the backlog of known issues. Other roadmap items (Substitutions, Additional Natures of Work, and Removal of SCP exempt flag/inclusion of RAAIM exempt flag) will be part of the Reliability Services Initiative (RSI) project. The implementation will impact the following systems: Outage Management System (OMS) Market Systems (IFM/RTN) EMS CIRA Settlements Page 37

38 Early 2016 OMS Enhancements (Continued) Board Approval Tariff Business Process Changes External Business Requirements Technical Specifications No tariff changes are anticipated for this initiative No business process changes are anticipated for this initiative BRS Target Posting Date: Sep 18, 2015 Tech Specs Target Posting Date: Sep 30, 2015 Outage Management, and Market Operations BPMs will be updated. Oct 31, 2015 On Track External Training Yes. Target Date: Jan 2016 Draft Configuration Guides Market Simulation Unstructured. Jan 11 Feb 5, 2016 Production Activation Deployment Date: Feb 23, 2016/ Effective Date: Mar 1, 2016 Page 38

39 Early 2016 PIRP System Application Decommissioning Application Software Changes Business Process Changes Board Approval Transition PIRP Hour-Ahead/Day-Ahead forecast reports and associated APIs to the CMRI system. Will post corresponding artifacts as they become available. External Business Requirements 28 August, 2015 Updated BPMs Market Simulation Technical Specifications Dec 1, 2015 Draft Configuration Guides Customer Partnership Group Tariff 11 Jan, 2016 to 5 Feb, 2016 (Unstructured) Production Activation 24 Feb, 2016 Page 39

40 Early 2016 PIRP System Application Decommissioning Page 40

41 Early Acceptable Use Policy CMRI Application Software Changes Business Process Changes Board Approval External Business Requirements Updated BPMs System Access Document Draft Configuration Guides Scope includes enforcement of Acceptable Use Policy for CMRI services to support the full implementation of 1 call per service per identity (as designated by certificate) every 5 seconds. November 20, 2015 For new End Points No XSD changes will be required Market Simulation January 11, 2016 January 29, 2016 Tariff Production Activation March 1, 2016 Page 41

42 2016 Expanding Metering and Telemetry Options Phase 2 Application Software Changes Distributed Energy Resource Provider (DERP) Agreement: 1. General functions of the DERP, Offer Energy and AS: aggregated resources in Sub-Lap Provide ISO with accurate Information Responsible for operating and maintain DER 2. Specify data concentrator functionality for real time monitoring, control and after the fact metering data disaggregate ISO signals to sub-resources; obtain a resource response aggregate sub-resource operational and settlement meter data within a sub-lap 3. Define the provision of technical and operational information to the ISO, metering and communications requirements, submission of economic bids and self-schedules and provision of ancillary services 4. Identify responsibility for fulfilling the terms of the agreement penalties and sanctions, cost responsibility, dispute resolution, representations and warranties, liability, uncontrollable forces and other miscellaneous terms Metering, Direct Telemetry Revised straw proposal May 12, 2015 Draft final proposal June 10, 2015 Board Approval July 16, 2015 External Business Requirements Updated BPMs February 1, 2016 Technical Specifications Draft Configuration Guides Tariff filing Q3, 2015 Production Activation Spring 2016 Page 42

43 2016 Demand Response Registration Enhancements Application Software Changes Business Process Changes Board Approval External Business Requirements Enhance Demand Response Registration functionality and processes Develop new registration user interface for DRRS Develop new APIs for support of enhanced registration processes Reissued final BRS with clarifications on July 8 as a result of second CPG meeting held on June 11. Metering; Settlements & Billing Automation of internal registration-related processes June 4, 2015 Clarified, July 3, 2015 Technical Specifications End of September 2016 Draft Configuration Guides User Training; Market Simulation April 5 7; April 11 29, 2016 Tariff Production Activation May 6, 2016 Page 43

44 2016 RIMS Functional Enhancements Application Software Changes Business Process Changes Board Approval External Business Requirements Updated BPMs Technical Specifications Draft Configuration Guides Functional enhancements resulting from the Customer Partnership Group CPG. More details to be provided in the future. Generator Interconnection and Deliverability Allocation Procedures Generator Interconnection Procedures Managing Full Network Model Metering Generator Management Transmission Planning Process Customer Partnership Group Tentative Spring/Summer 2016 Tariff Production Activation July 29, 2016 Page 44

45 Fall 2016 BAL-003 Compliance Application Software Changes On January 16, 2014, FERC approved BAL Frequency Response and Frequency Bias Setting, with different implementation dates for different requirements. R1 goes into effect the first calendar day of the first calendar quarter 24 months after regulatory approval. 4/1/16: RI effective date 12/1/16: 2017 BA FRO in place (start data collection) 4/1/18: Compliance effective date (ISO to supply data) Business Process Changes Board Approval External Business Requirements February Posted Issue Paper on 8/7/15 with Stakeholder call on 8/14/15 - Issue Straw Proposal on 11/2/15 (Updated) Technical Specifications Draft Configuration Guides Market Simulation Tariff - Yes Production Activation Fall 2016 Page 45

46 Fall 2016 Flexible Ramping Product Application Software Changes Business Process Changes The project is in the Policy phase and the application software changes will be determined once we assess the project impacts and business requirements. In the interim, to support the policy initiative and to provide members non-binding advisory information, the ISO plans to publish the following data in 2015 prior to the board meeting: 1. Aggregate BA level ramp requirements will be published via Web Posting on CAISO.COM (Fall 2015). 2. Resource level allocation movements will be published via CMRI as a report. The report will be UI only (Fall 2015). Board Approval December 2015 External Business Requirements Technical Specifications Draft Configuration Guides Market Simulation Tariff Production Activation Fall 2016 implementation Page 46

47 Fall Contingency Modeling Enhancements Application Software Changes IFM/RTN: Adds a preventive-corrective constraint to the market co-optimization OASIS/CMRI: Publish preventive-corrective capacity awards with associated LMPC Settlements: Payment and charges for corrective capacity awards, allocation of cost of the corrective capacity constraint, no-pay provisions, bid cost recovery Manage Full Network Model, Market Operations, Market Instruments, Settlement and Billing, Definitions and Acronyms Study Results In Person Call: March 20, 2014 Distribute Results: Comments Due: Board Approval February 2016 External Business Requirements Technical Specifications Draft Configuration Guides Market Simulation File Tariff Production Activation Fall 2016 Page 47

48 Fall 2016 OMAR Replacement Application Software Changes Current metering space at the California ISO consists of three major software systems 1. A product that processes Revenue Quality Meter Data (RQMD) in to Settlement Quality Meter Data (SQMD) 2. A data repository of all SQMD used in Settlements 3. An external facing web application to enable market participant access to SQMD. The scope of the project is to replace/consolidate all the three above systems with the ISO Settlements solution. A new user interface and B2B services are in scope. B2B services will be modified to align with CIM standard and to convert to GMT, and the existing FTP solution will be replaced. The new solution will also remove the custom OMAR certificates by leveraging the CAISO Multiple Application (CMA) certificates. Customer Partnership Group to launch on September 29 th to ensure capture of external requirements. Accelerating UI/API tech specs for OMAR Online replacement Metering and Definitions & Acronyms (references to systems may need to change) Business Process Changes Board Approval External Business Requirements Potential Level-II business process changes under Manage Market & Reliability Data & Modeling Manage Operations Support & Settlements Potentially needed Dates Date Technical Specifications OMAR Online Replacement Spring 2016 Draft Configuration Guides Market Simulation Tariff Date Production Activation Fall 2016 Page 48

49 Fall BCR Modifications and VER Settlements Proposed scope Policy Topics: Ramp rate for variable energy resources. Residual imbalance energy settlement for economic bidding variable energy resources. Persistent deviation metric applied to variable energy resources. Default energy bids for economic bidding variable energy resources. Day-ahead metered energy adjustment factor. Tariff clarifications following market issues bulletin. Market Operations Board approval July, 2015 External Business Requirements Technical Specifications Draft Configuration Guides Tariff Filing Production Activation DA Metered Energy Adjustment Factor changes, and RIE changes Fall 2016 Page 49

50 Fall 2016 EIM Year 1 Enhancement Phase 2 Application Software Changes EIM-Wide transmission rate: (RTM, SIBR, Settlement) Flow entitlements for base schedules/day-ahead schedules: (RTM, MQS, Settlement) EIM transfer limit congestion treatment: (MQS, Settlement) Dynamic competitive assessment for market power mitigation of EIM transfer limits: (IFM/RTM, LMPM) Bidding rules on external EIM interties: (MF, SIBR, RTM, Settlement) Compensation for third party transmission owner to support incremental EIM transfers incorporated in the EIM transmission access charge (settlement) Business Process Changes Energy Imbalance Market, Settlements and Billing Manage market and grid, Manage operations support and Settlements Board Approval November 5-6, 2015 External Business Requirements Technical Specifications Draft Configuration Guides Market Simulation Tariff November 16, 2015 Yes Yes Production Activation Fall 2016 Page 50

51 Bidding Rules Application Software Changes Business Process Changes Board Approval External Business Requirements Technical Specifications Draft Configuration Guides Market Simulation Through this initiative the ISO will evaluate the following: 1) unrestricted flexibility of resources to change energy bid prices between the day-ahead and real-time markets, and across real-time hours; 2) restrictions on commitment cost changes between and within the day-ahead and real-time markets; and 3) verification of generator resource characteristics. March 2016 (Order 809 July, 2015 Board, No change for IFM timing) Tariff Production Activation Page 51

52 ADS UI Replacement Application Software Changes Business Process Changes Board Approval External Business Requirements Updated BPMs Technical Specifications Draft Configuration Guides Market Simulation Tariff Production Activation Port client from Delphi to new common user interface (ADS Query Tool and Real Time Functionality) Page 52

53 Energy Storage and Distributed Energy Resources (ESDER) Policy Proposed scope 2015 policy scope: 1. NGR model enhancement: a. Update documentation on NGR to capture material and clarifications compiled for the April education forums. b. Clarify how the ISO uses state of charge in market optimization. c. Evaluate initial state of charge as a submitted parameter in the day-ahead market. d. Evaluate option to not provide energy limits or have ISO co-optimize an NGR based on state of charge 2. PDR/RDRP enhancement: Evaluate alternative of baselines 3. Tariff provision for multiple use applications: a. Non-RA DER to distribution system and wholesale market b. Non-RA behind customer meter DER to end-use customer and wholesale market Proposed scope May 13, 2015 Revised scope June 25, 2015 Board approval External Business Requirements Updated BPMs Technical Specifications Draft Configuration Guides Tariff filing July 16, 2015 for policy scope, Dec 2015 for proposed resolutions in 2015 scope Page 53

54 Reactive Power Requirements and Financial Compensation Application Software Changes 1. Replace the current system impact study approach applied in assessment of reactive requirement for asynchronous resources with a uniform requirement for asynchronous resources. 2. Set up rules for reactive power financial compensation for all resources. Business Process Changes Board Approval February 2016 External Business Requirements Updated BPMs Technical Specifications Draft Configuration Guides Market Simulation Tariff Production Activation Yes Yes Page 54

55 Commitment Cost Enhancements Phase 3 Application Software Changes Straw proposal posted August 24 th 2015 Market call held on August 31 st 2015 Draft final to be posted late-september 2015 Impact Assessment in progress Business Process Changes Board Approval November 2015 External Business Requirements Updated BPMs Technical Specifications Draft Configuration Guides Market Simulation Tariff Production Activation Yes Yes Page 55