Home Office Staff Directory

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1 The Strategic Financial Alliance Advisor Relations Paige Kerr Advisor Relations Maxine Allen Manager, Transitions Tonya George Transitions Associate Business Development Jamie Mackay Business Development Commissions Evelyn Richardson Manager, Commissions Esther Hill Specialist, Commissions Ayana King Analyst, Commissions

2 Compliance Julie Sullivan Senior Vice President Chief Compliance Officer Ed Woll Compliance Andrea Albu Manager, Surveillance Veronica Conn Manager, Compliance Pam Harps Specialist, Registration Due Diligence Jean Merriman Due Diligence & Product Management

3 Martin Slovin Manager, Due Diligence Katie Janda Due Diligence Analyst Inman Porter Manager, Product Strategy Executive Office Clive Slovin President & CEO Shondra Shepherd Executive Assistant Arthur Goldsmith Senior Vice President Finance LaRee Holloway Vice President Finance & Controller Financial & Operations Principal

4 Brandon Lewis Senior Staff Accountant Veda Brown Controller Dee Williams Staff Accountant Human Resources Deb Parsons Human Resources for SFA Partners Beverly Carter Receptionist Front Desk Coordinator Marketing Stephanie Schiele Marketing Olivia Brayan Manager, Marketing

5 Operations Keith McMurry Operations Laurie Albahari Manager, Operations Stanley Lauture Operations Specialist Donna Parks Operations Specialist Xanthe Robinson Operations Specialist Betsy White- Turner Operations Specialist Supervision Alex Sywak Chief Supervisory Officer

6 Moiz Husain Senior Manager, Supervision Keya Erving Supervising Principal kerving@thesfa.net Systems & Tecnology Jay Copeland Information System and Technology jcopeland@thesfa.net Evert Hernandez Desktop Administrator ehernandez@thesfa.net Strategic Blueprint Julie Sullivan President jsullivan@strategicblueprint.net David Pittman Executive Vice President dpittman@strategicblueprint.net Bryson Hutchings Manager, Advisory Operation bhutchings@strategicblueprint.net

7 Jeff Seiter Operations Specialist General Inboxes can be used to communicate about general registration questions, U4 updates, advisor address changes, additional state registration requests, new staff member paperwork, and insurance appointments. can be used to communicate about general compliance questions and for submitting retail communications requests. can be used to communicate about general marketing questions, conference inquiries, questions about communications to the Field, and submissions for Advisor News and the News Center. can be used to communicate about general technology-related questions; password resets for the SFA website, M&O, and any -related questions. can be used to communicate about Pershing and Docupace questions, the purchasing and processing of alternative investments, trading inquiries, and general Operations requests. can be used to communicate about commission statement concerns and any other commission-related questions.