Figure 1 Function Point items and project category weightings

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1 Software measurement There are two significant approaches to measurement that project managers need to be familiar with. These are Function Point Analysis (Albrecht, 1979) and COCOMO (Boehm, 1981). 1. Function Point Analysis (Albrect) Function Point Analysis (Albrecht, 1979) provides a decomposition approach to predicting the size of a system. It relies on a set of five counts of function point items which Albrecht considered to be the principal measurable items in a system. These items are weighted to reflect the type of project involved simple, average or complex as illustrated in Figure 1. Function Point items Weight Simple Average Complex Number of external inputs x 3 x 4 x 6 Number of external outputs x 4 x 5 x 7 Number of external inquiries x 3 x 4 x 6 Number of internal logical files x 7 x 10 x 15 Number of external interface files. x 5 x 7 x 10 Figure 1 Function Point items and project category weightings Using these weighting a count-total is calculated. A simple example of a calculation for an Average project is shown in Figure 2. Here the function point item counts are assumed at 25, 54, 18, 6 and 3 as shown in the figure. Multiplying by the weighting factor a count-total for the project is calculated at 523. Function Point items Item count Average Calculation for an Average project Number of external inputs x 4 = 100 Number of external outputs x 5 = 270 Number of external inquiries x 4 = 72 Number of internal files 6 6 x 10 = 60 Number of external interface files. 3 3 x 7 = 21 Total unadjusted function points (UFPs) 523 Figure 2 Calculation of a typical count-total for an Average project. This calculated UFPs value is now used in the function point formula 1

2 FP = UFPs x ( x Σ(DI 1 to DI 14 )) Where Σ(DI 1 to DI 14 ) is a complexity adjustment value which is determined by using a 14 item set of characteristics which Albrecht devised Figure 3. These characteristics established subjective values which reflect organisational competence and expertise. Characteristic DI Characteristic DI Data communications On-line update Distributed data processing Complex processing Performance Reusability Heavily used configuration Installation ease Transaction rate Operation ease On-line data entry Multiple sites End user efficiency Facilitate change Total degree of influence = Σ(DI 1 to DI 14 ) Figure 3-14 item set of characteristics for project complexity adjustment. DI Values Not present or No influence = 0 Insignificant influence = 1 Moderate influence = 2 Average influence = 3 Significant influence = 4 Strong influence throughout = 5 If we assume for this example that all 14 characteristics are scored at 3, then: Σ(DI 1 to DI 14 ) = 14 x 3 = 42 FP = 523 x [ x 42] = 523 x [ ] = 560 At this point, the FP value is multiplied by the number of lines of code that it takes to develop a function point, giving the size of the project in lines of code. The number of lines of code that are required to develop a function point varies depending on the programming language being used (Assembly = 1 FP requires 300 lines; Pascal = 1 FP requires 90 lines) and estimators use published values for different languages. So, for useful predictions to be arrived at it is necessary to calibrate function points to comply with an organisation s development environment. Function Point Analysis is suitable for predicting system size where a requirements specification is available. In such circumstances it is suitable for projects were historical data is not available. The difficulty with it is the subjective nature of the complexity adjustment value and the subject nature of the simple, average, complex classification of projects. There are also difficulties relating to correct counting. In 1988 Charles Symons 2

3 proposed Mark II Function Points A new measure of information processing size. Despite early difficulties Function Point Analysis is supported through the International Function Point Users Group which regularly publishes rules and guidelines and hold practitioner examinations. Albrect s Function Point Analysis also continues to evolve and even though it is an acknowledged international standard (ISO 20968, 2002) there is still a disclaimer on the Netherlands Software Metrics Users Association (NESMA) which reads The method has been tried in practice. However, NESMA does not claim that the method in its current form has been validated scientifically. Additional research and practical use is necessary to demonstrate the validity of the method. Function Point Analysis continues to evolve through the work of The International Function Point Users Group (IFPUG) and the work of Symons who developed Mark II Function Points. 2. COCOMO 81 and COCOMO II (Boehm) Originally named COCOMO, the COnstructive COst MOdel was devised by Barry Boehm in 1981 as a method for estimating project cost, effort, and schedule. It has since been re-designated COCOMO 81. The metrics of COCOMO 81 are styled Person- Months (PM), Time to Develop (TDEC) and Thousands of Delivered Source Instructions (KDSI). COCOMO 81 has three modes which classify different types of system projects as follows: Organic Batch programs; scientific models; and business models. Created by small teams working in a familiar environment, where they have domain expertise. Semidetached Most transaction processing systems; new operating system; database management system; and ambitious inventory production control. Created by teams of mixed personnel with limited or no experience of the system they are developing. Embedded Large complex transaction processing system; ambitious very large operating system; and avionics. That is, complex, high value, real time systems. So, different formulae are needed for calculating COCOMO 81 values. There are three complexity models of COCOMO 81 Basic, Intermediate and Advanced. The general COCOMO 81 formulae for all modes are: PM = x(kdsi) x1, where x and x1 are constants. TDEV = y(pm) y1, where y and y1 are constants. 3

4 Basic COCOMO 81, the lowest level of COCOMO 81, uses a single-valued model to compute PM as a function of program size expressed in estimated delivered source instructions. It also calculates TDEV expressed in terms of PM. The constants for the general formulae for Basic COCOMO 81 that have been established by Boehm are: Organic PM = 2.4(KDSI) 1.05 TDEV = 2.5(PM) 0.38 Semidetached PM = 3.0(KDSI) 1.12 TDEV = 2.5(PM) 0.35 Embedded PM = 3.6(KDSI) 1.20 TDEV = 2.5(PM) 0.32 Boehm says that "Basic COCOMO is good for rough order of magnitude estimates of software costs, but its accuracy is necessarily limited because of its lack of factors to account for differences in hardware constraints, personnel quality and experience, use of modern tools and techniques, and other project attributes known to have a significant influence on costs." NASA, (2006) The Intermediate COCOMO 81 model builds on the formulae of the Basic model. First, the x-constant in the PM formula is adjusted and then an Effort Multiplier (EM) is used to take account of factors that influence estimation. These factors are, product attributes, computer attributes, personnel attributes and project attributes. The constants for the general formulae for Intermediate COCOMO 81 are: Organic PM = 2.4(KDSI) 1.05 x EM TDEV = 2.5(PM) 0.38 Semidetached PM = 3.0(KDSI) 1.12 x EM TDEV = 2.5(PM) 0.35 Embedded PM = 3.6(KDSI) 1.20 x EM TDEV = 2.5(PM) 0.32 The Effort Multiplier (also called cost drivers) are used to adjust the PM figure. There are 15 sets of multipliers which contain 4, 5 or 6 values in each set. For example, one of the product attributes is product complexity and the multipliers for this attribute are: V. Low Low Normal High V. High E.High 3 product complexity Or 5 Main storage constraints As each multiplier is identified for each of the 15 sets they are multiplied together in order to obtain one value to be used in the PM formula. So, a project that has very low 4

5 product complexity (0.70) and very high main storage constraint (1.21) has an Effort Multiplier of 0.70 x 1.21 = The Detailed COCOMO 81 model incorporates all characteristics of the intermediate version with an assessment of the cost driver's impact on each step (e.g., analysis, design) of the software engineering process. COCOMO is based on studies at the Californian automotive and IT company, TRW which involved programs of 2000 to 100,000 lines of code. Extensive independent reports of the use of COCOMO are found in the technical literature. Through the research work of the Centre for Software Engineering (Founded by Dr. Boehm in 1993) at the University of Southern California (USC), COCOMO has continued to evolve. It has been renamed COCOMO II and consists of three submodels called the Applications Composition, Early Design, and Post-architecture models (Boehm et al., 1995; Clark et al., 1998; CSE, 2002). These changes were necessary because systems were moving from mainframe overnight batch processing to desktop-based real-time systems. New development methods involved a greater emphasis on software reuse and involved building new systems from off-the-shelf software components. Developers were also spending significantly more effort in designing and managing the software development process (Boehm et al., 1995). The authors claim that the baseline COCOMO II family of software cost estimation models present a tailorable cost estimation capability well matched to the major current and likely future software process development trends. 5

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