SOFTWARE EVOLUTION AND MAINTENANCE
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1 SOFTWARE EVOLUTION AND MAINTENANCE A PRACTITIONER S APPROACH PRIYADARSHI TRIPATHY KSHIRASAGAR NAIK
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3 SOFTWARE EVOLUTION AND MAINTENANCE
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5 SOFTWARE EVOLUTION AND MAINTENANCE A Practitioner s Approach PRIYADARSHI TRIPATHY KSHIRASAGAR NAIK
6 Copyright 2015 by John Wiley & Sons, Inc. All rights reserved. Published by John Wiley & Sons, Inc., Hoboken, New Jersey. Published simultaneously in Canada. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, scanning, or otherwise, except as permitted under Section 107 or 108 of the 1976 United States Copyright Act, without either the prior written permission of the Publisher, or authorization through payment of the appropriate per-copy fee to the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, (978) , fax (978) , or on the web at Requests to the Publisher for permission should be addressed to the Permissions Department, John Wiley & Sons, Inc., 111 River Street, Hoboken, NJ 07030, (201) , fax (201) Limit of Liability/Disclaimer of Warranty: While the publisher and author have used their best efforts in preparing this book, they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose. No warranty may be created or extended by sales representatives or written sales materials. The advice and strategies contained herin may not be suitable for your situation. You should consult with a professional where appropriate. Neither the publisher nor author shall be liable for any loss of profit or any other commercial damages, including but not limited to special, incidental, consequential, or other damages. For general information on our other products and services please contact our Customer Care Department with the U.S. at , outside the U.S. at or fax Wiley also publishes its books in a variety of electronic formats. Some content that appears in print, however, may not be available in electronic format. Library of Congress Cataloging-in-Publication Data Tripathy, Priyadarshi, 1958 Software evolution and maintenance : a practitioner s approach / Priyadarshi Tripathy, Kshirasagar Naik. pages cm Includes index. ISBN (cloth) 1. Software maintenance. I. Naik, Kshirasagar, 1959 II. Title. QA76.76.S64T dc Printed in the United States of America
7 To our parents Kunjabihari and Surekha Tripathy Sukru and Teva Naik
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9 CONTENTS Preface List of Figures List of Tables xiii xvii xxi 1 Basic Concepts and Preliminaries Evolution Versus Maintenance, Software Evolution, Software Maintenance, Software Evolution Models and Processes, Reengineering, Legacy Systems, Impact Analysis, Refactoring, Program Comprehension, Software Reuse, Outline of the Book, 16 References, 18 Exercises, 23 2 Taxonomy of Software Maintenance and Evolution General Idea, Intention-Based Classification of Software Maintenance, Activity-Based Classification of Software Maintenance, Evidence-Based Classification of Software Maintenance, 28 vii
10 viii CONTENTS 2.2 Categories of Maintenance Concepts, Maintained Product, Maintenance Types, Maintenance Organization Processes, Peopleware, Evolution of Software Systems, SPE Taxonomy, Laws of Software Evolution, Empirical Studies, Practical Implications of the Laws, Evolution of FOSS Systems, Maintenance of Cots-Based Systems, Why Maintenance of CBS Is Difficult?, Maintenance Activities for CBSs, Design Properties of Component-Based Systems, Summary, 70 Literature Review, 73 References, 75 Exercises, 80 3 Evolution and Maintenance Models General Idea, Reuse-Oriented Model, The Staged Model for Closed Source Software, The Staged Model for Free, Libre, Open Source Software, Change Mini-Cycle Model, IEEE/EIA Maintenance Process, ISO/IEC Maintenance Process, Software Configuration Management, Brief History, SCM Spectrum of Functionality, SCM Process, CR Workflow, Summary, 125 Literature Review, 126 References, 129 Exercises, Reengineering General Idea, Reengineering Concepts, A General Model for Software Reengineering, Types of Changes, 140
11 CONTENTS ix Software Reengineering Strategies, Reengineering Variations, Reengineering Process, Reengineering Approaches, Source Code Reengineering Reference Model, Phase Reengineering Model, Code Reverse Engineering, Techniques Used for Reverse Engineering, Lexical Analysis, Syntactic Analysis, Control Flow Analysis, Data Flow Analysis, Program Slicing, Visualization, Program Metrics, Decompilation Versus Reverse Engineering, Data Reverse Engineering, Data Structure Extraction, Data Structure Conceptualization, Reverse Engineering Tools, Summary, 174 Literature Review, 176 References, 178 Exercises, Legacy Information Systems General Idea, Wrapping, Types of Wrapping, Levels of Encapsulation, Constructing a Wrapper, Adapting a Program for Wrapper, Screen Scraping, Migration, Migration Planning, Migration Methods, Cold Turkey, Database First, Database Last, Composite Database, Chicken Little, Butterfly, Iterative, Summary, 217
12 x CONTENTS Literature Review, 218 References, 219 Exercises, Impact Analysis General Idea, Impact Analysis Process, Identifying the SIS, Analysis of Traceability Graph, Identifying the Candidate Impact Set, Dependency-Based Impact Analysis, Call Graph, Program Dependency Graph, Ripple Effect, Computing Ripple Effect, Change Propagation Model, Recall and Precision of Change Propagation Heuristics, Heuristics for Change Propagation, Empirical Studies, Summary, 247 Literature Review, 248 References, 249 Exercises, Refactoring General Idea, Activities in a Refactoring Process, Identify What to Refactor, Determine Which Refactorings Should be Applied, Ensure that Refactoring Preserves the Behavior of the Software, Apply the Refactorings to the Chosen Entities, Evaluate the Impacts of the Refactorings on Quality, Maintain Consistency of Software Artifacts, Formalisms for Refactoring, Assertions, Graph Transformation, Software Metrics, More Examples of Refactorings, Initial Work on Software Restructuring, Factors Influencing Software Structure, Classification of Restructuring Approaches, Restructuring Techniques, Summary, 282
13 CONTENTS xi Literature Review, 283 References, 286 Exercises, Program Comprehension General Idea, Basic Terms, Goal of Code Cognition, Knowledge, Mental Model, Understanding Code, Cognition Models for Program Understanding, Letovsky Model, Shneiderman and Mayer Model, Brooks Model, Soloway, Adelson, and Ehrlich Model, Pennington Model, Integrated Metamodel, Protocol Analysis, Visualization for Comprehension, Summary, 321 Literature Review, 321 References, 322 Exercises, Reuse and Domain Engineering General Idea, Benefits of Reuse, Reuse Models, Factors Influencing Reuse, Success Factors of Reuse, Domain Engineering, Draco, DARE, FAST, FORM, KobrA, PLUS, PuLSE, Koala, RSEB, Reuse Capability, Maturity Models, Reuse Maturity Model, 334
14 xii CONTENTS Reuse Capability Model, RiSE Maturity Model, Economic Models of Software Reuse, Cost Model of Gaffney and Durek, Application System Cost Model of Gaffney and Cruickshank, Business Model of Poulin and Caruso, Summary, 352 Literature Review, 352 References, 353 Exercises, 356 Glossary 359 Index 379
15 PREFACE karmany eva dhikaras te; ma phalesu kadachana; ma karmaphalahetur bhur; ma te sango stv akarmani. Your right is to work only; but never to the fruits thereof; may you not be motivated by the fruits of actions; nor let your attachment to be towards inaction. Bhagavad Gita We have been witnessing stellar growth of the global software industry for three decades. As this century progresses the industry is engaged in fixing defects and enhancing and adding new features to the existing software applications. In fact, more resources are spent on software maintenance than on actual software development. The imbalance between software development and maintenance is opening up new business opportunities for software off-shoring companies. It is also generating much research interest to develop methods and tools for improving software evolution and maintenance (SEAM). Twenty-five years ago, the software industry was a much smaller one, and the academia used to offer a single, comprehensive course entitled Software Engineering to educate undergraduate students in the nuts and bolts of software development and maintenance. Although software maintenance has been a part of the classical software engineering literature for decades, the subject has not been widely incorporated into the mainstream undergraduate curriculum. A few universities have started offering an option in software engineering comprising four specialized courses, namely, Requirements Specification, Software Design, Software Testing and Quality Assurance, and Software Evolution and Maintenance. In addition, some universities have introduced full undergraduate and graduate degree programs in software engineering. xiii
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