Q1 Which of the following sectors do you work in?
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- Ada Maude Hall
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1 Q1 Which of the following sectors do you work in? Answered: 412 Skipped: 2 Professional, Educational,... Public Accounting Energy. Utilities,... Finance, Insurance Government, Nonprofit Wholesale, Retail Healthcare Hospitality Manufacturing Professional, Educational, Technical Services Public Accounting Energy. Utilities, Transportation Finance, Insurance Government, Nonprofit Wholesale, Retail Healthcare Hospitality Manufacturing 8.50% % % % % % % % % % 59 Total / 29
2 Q2 A recent PwC report shows that only 40 percent of chief audit executives considered that internal audit was leveraging technology well.do you feel that there is an audit technology gap in your organization or department? Answered: 404 Skipped: 10 Yes No Yes No 71.53% % % 34 Total Respondents: / 29
3 Q3 Does your department identify audit technology training needs when developing the audit plan? Answered: 409 Skipped: 5 Yes No Yes No 47.43% % % 43 Total / 29
4 Q4 Who is responsible for identifying audit technology training needs and courses? Answered: 411 Skipped: 3 CAE Direct Supervison Individual (auditor) CAE Direct Supervison Individual (auditor) 29.93% % % % % 42 Total / 29
5 Q5 Who chooses the courses for audit technology training? Answered: 409 Skipped: 5 I choose the courses myself My supervisor and I... My supervisor chooses the... Our training coordinator... I choose the courses myself My supervisor and I coordinate the course selection My supervisor chooses the courses Our training coordinator chooses the courses 38.14% % % % % 36 Total / 29
6 Q6 Is audit technology training aligned with audit projects included in the annual audit plan? Answered: 405 Skipped: 9 Yes No Yes No 44.69% % % 58 Total / 29
7 Q7 Are audit technology training gaps identified during annual performance evaluations? Answered: 406 Skipped: 8 Yes No Yes No 47.04% % % 46 Total / 29
8 Q8 Does your department maintain a log of audit technology training provided to staff? Answered: 410 Skipped: 4 Yes as part of overall... Yes but only related to... No Yes as part of overall training schedule Yes but only related to technology training No 47.56% % % % % 12 Total / 29
9 Q9 Does your company provide audit technology training to all audit staff? Answered: 409 Skipped: 5 Technology training was... Technology training was... Technology training was... Technology training was... Technology training was provided to specified employees for specific technology Technology training was provided equally to all employees Technology training was only provided to those employees seeking the training Technology training was not provided 32.27% % % % % 26 Total Respondents: / 29
10 Q10 What are the reasons for not providing audit technology training? Answered: 396 Skipped: 18 Training funds are inadequa... Training is a low priority... Audit technology... We don't have the technolo... We don't have the talent... Training funds are inadequate or non-existent Training is a low priority due to staffing constraints Audit technology training is not a CAE priority We don't have the technology (software) We don't have the talent interested in audit technology 33.59% % % % % % % 63 Total Respondents: / 29
11 Q11 What is the primary reason for providing training for the audit staff? Answered: 410 Skipped: 4 Earn CPE towards a... Knowledge for an upcoming... Improving the KSA of the... Career development Earn CPE towards a Certification (CPA, CIA, CISA etc) Knowledge for an upcoming audit project Improving the KSA of the auditor Career development 30.49% % % % % 26 Total / 29
12 Q12 Does your employer provide technology training on emerging technology including the use of data analytics or continuous audit? Answered: 411 Skipped: 3 Yes No Yes No 41.12% % % 25 Total / 29
13 Q13 Which model of technology training does your department deploy (please select one or more of the models defined in the introductions to the survey): Answered: 407 Skipped: 7 Content centric (jus... Learner Centric (jus... Business Centric (jus... Competency Based None of the above All of the above Content centric (just in case) Learner Centric (just in time) Business Centric (just for me) Competency Based None of the above All of the above 16.71% % % % % % % % 12 Total / 29
14 Q14 When is audit technology training provided? Answered: 404 Skipped: 10 As soon as I need it for... 1 month before I need to it 2-3 months before I nee months before I nee... More than 6 months befor... No technology training is... As soon as I need it for my project 1 month before I need to it 2-3 months before I need it 4-6 months before I need it More than 6 months before I need it. No technology training is provided 24.50% % % % % % % 82 Total / 29
15 Q15 When I take audit technology training I put the training to use: Answered: 408 Skipped: 6 Immediately Only when there is an... For every audit that I... Never Immediately Only when there is an opportunity to apply the training to an audit For every audit that I am assigned Never 17.89% % % % % 22 Total Respondents: / 29
16 Q16 We know that much of the knowledge and skills learned on a training event is lost very quickly unless it is put into use straightaway on a day-to-day basis. If the training is not used right away what techniques are employed to reinforce the learning Answered: 406 Skipped: 8 Share the learning wit... Video learning Review of material Schedule another... Share the learning with the staff in an in house training session Video learning Review of material Schedule another training session on the same topic 36.70% % % % % 36 Total Respondents: / 29
17 Q17 What training methods are used (check all that apply). Answered: 407 Skipped: 7 Professional Association... Training or User... elearning (Computer Ba... Formal Instructor l... Formal instructor l... Live Webinars Self-study Structured Courses On-the-job training Professional Association Conferences (IIA, ISACA, AICPA) Training or User Conferences (Third Party) elearning (Computer Based Training) Formal Instructor led through live training (in house) Formal instructor led by a contracted vendor away from the office Live Webinars Self-study Structured Courses On-the-job training 63.39% % % % % % % % % % 13 Total Respondents: / 29
18 Q18 Which training providers do you use for audit technology training? Answered: 406 Skipped: 8 Professional Association... Training or User... elearning (Computer Ba... Formal Instructor l... Formal instructor l... Live Webinars Self-study Structured Courses On-the-job training Professional Association Conferences (IIA, ISACA, AICPA) Training or User Conferences (Third Party) elearning (Computer Based Training) Formal Instructor led through live training (in house) Formal instructor led by a contracted vendor away from the office Live Webinars Self-study Structured Courses On-the-job training 58.37% % % % % % % % % % 17 Total Respondents: / 29
19 Q19 What type of feedback does your department require from the individual(s) who received the training? Answered: 401 Skipped: 13 Sharing knowledge wi... Evaluation of the training... No feedback required Sharing knowledge with the entire staff in an in-house training session Evaluation of the training and adding the training material to the audit library No feedback required 38.40% % % % 24 Total Respondents: / 29
20 Q20 What types of technology training have you received? Answered: 402 Skipped: 12 Data analytics Risk management Audit management... IT audit Data analytics Risk management Audit management software IT audit 64.93% % % % % 41 Total Respondents: / 29
21 Q21 Please evaluate your current audit technology usage based on your annual focus over the last 3 years in % form. Answered: 402 Skipped: 12 Data Analysis and Mining Continuous Audit Audit Reporting an... Audit Execution an... Risk 21 / 29
22 Assessment a... Novice 0-5% Beginner 5-10% Intermediate 10-25% Experienced Over 25% Novice 0-5% Beginner 5-10% Intermediate 10-25% Experienced Over 25% Total Data Analysis and Mining 23.31% % % % Continuous Audit 34.34% % % % Audit Reporting and Issue Tracking 14.72% % % % Audit Execution and Documentation 12.34% % % % Risk Assessment and Monitoring 18.00% % % % / 29
23 Q22 The use of data analytics is consistently identified as a key skill for auditors. Please indicate if you agree or disagree or no opinion or does not apply on the following statements regarding the use of data analytics in your department. Answered: 403 Skipped: 11 Data analytics is considere... Data analytics is partially... Data analytics is fully... Data analytics is... Data analytics is... We have no strategy for... Data analytics helps me on... I receive the right amount... I receive too little data... I have no need for data... The data analytics... Free videos on the use of d... I have no time for analytic Agree Disagree No Opinion Does Not Apply Total Weighted Average Data analytics is considered an add-on to the audit process 57.61% % % % / 29
24 Data analytics is partially integrated into our audit process 55.64% % % % Data analytics is fully integrated into our audit process 29.32% % % % Data analytics is nice to have on our audits 63.04% % % % Data analytics is a must have on our audits 51.88% % % % We have no strategy for using data analytics on our audits 37.59% % % % Data analytics helps me on my audit assignments 74.19% % % % I receive the right amount of data analytics training 25.56% % % % I receive too little data analytics training 52.63% % % % I have no need for data analytics training 4.76% % % % The data analytics training I receive is effective 43.00% % % % Free videos on the use of data analytics would help me 83.21% % % % I have no time for analytics even if the training is free 5.00% % % % / 29
25 Q23 Which model of audit technology training do you feel is most effective? Answered: 392 Skipped: 22 Content centric (jus... Learner centric (jus... Business centric (jus... Skills centric (competency... Content centric (just in case)? Learner centric (just in time)? Business centric (just for me)? Skills centric (competency based)? 9.95% % % % 171 Total / 29
26 Q24 Which model of audit technology training do you feel is least effective? Answered: 396 Skipped: 18 Content centric (jus... Learner centric (jus... Business centric (jus... Skills centric (competency... Content centric (just in case)? Learner centric (just in time)? Business centric (just for me)? Skills centric (competency based)? 59.85% % % % 41 Total / 29
27 Q25 Has your department used the services of a coach (third party) for audit technology training? Answered: 403 Skipped: 11 Yes No Yes No 28.29% % % % 8 Total / 29
28 Q26 Is there anything that you would like to share regarding the issue of effectiveness of audit technology training? Answered: 104 Skipped: / 29
29 Q27 If you would like more information about our 2016 Webinars with CPE please provide us with your address. Answered: 242 Skipped: / 29
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