Flexible technology to manage your clients brokerage accounts online

Transcription

1 Flexible technology to manage your clients brokerage accounts online

2 Today s fiercely competitive environment requires a powerful source of tools and information to increase productivity and perform at your best. At the core of Pershing s professional access solutions, NetExchange Pro offers an online brokerage platform to access account information, place trades, and get quotes, news, and research. Join the more than 85,000 financial professionals today who are leveraging the power of NetExchange Pro to grow their businesses. Your Complete Brokerage Solution NetExchange Pro is designed to help your investment professionals efficiently manage their clients accounts, deliver first-rate service, and effectively develop new sales and revenue opportunities. It provides your firm with optimal tools, features, and content that are virtually unsurpassed in the industry. 2 NetExchange Pro

3 A Powerful Resource With the Tools You Need to Build Your Business > Integration. Provides research, financial planning tools, financial and headline news, market data, and trading information all from a single platform. > Personalization. Tailor screens, navigation, and data display to suit individual work styles. > Superior User Experience. Efficiently perform the tasks necessary to build your business. > Increased Productivity. Utilize a variety of online tools to improve the speed of completing operational tasks. > Streamlined Communications. Rapidly learn about events and regulations that affect clients accounts. > Multiple Access Points. Access NetExchange Pro using a Windows -based or web-based version, or via a wireless device. your business without limits 3

4 Integration > Tap into an impressive list of more than 40 premium Access NASDAQ Level II tools from more than 20 third-party content providers quotes to stay abreast including NaviPlan, Morningstar, Dow Jones, of the market. Standard & Poor s, Thomson Financial, and Market Edge, all designed to build your investment professionals knowledge base and help them grow their businesses. > Build personalized financial plans with NaviPlan to help clients reach such investment goals as saving for college tuition, planning for retirement, and creating an estate plan. > Identify investment opportunities using objective, independent equity recommendations from BNY Jaywalk and mutual fund manager rankings from The Rankings Service. > View market indices, commission summary information, and market data alerts from the home page to get a snapshot of current market conditions. > Get real-time trade information with NASDAQ Level II quotes to keep pace with the markets. 4 NetExchange Pro

5 Personalization > Customize selected screens for quick access to frequently used information. > Create up to 40 model portfolios, each containing up to 40 symbols, to evaluate and compare existing and proposed client portfolios or to serve as a starting point for planning an investment strategy. > Generate client reports to analyze your business as it relates to balances, holdings, trade history, and account profile information. > Choose navigation configurations that suit preferred individual work styles. Customize the rightside panel with key information that may affect clients accounts. > Monitor multiple accounts, investments, and key decision triggers easily with a right-side panel containing quotes and alerts. your business without limits 5

6 Superior User Experience > Take advantage of revolutionary screen designs with 25 percent more usable space and view more client information and market data per screen. > Leverage streamlined, intuitive navigation to accelerate access to desired screens and data. Leverage advanced screen designs and navigation that will improve efficiency. > View a client s account information, including balances, orders, holdings, and history, from a single screen to more effectively manage clients accounts. > Benefit from a redesigned trading screen, which includes real-time balances, margin balances, and orders, to view critical order entry information in a consolidated format. 6 NetExchange Pro

7 Increased Productivity > Access up to four NetExchange Pro screens simultaneously, viewing information that you can act on without toggling between screens. > Identify potential revenue-generating opportunities from existing clients by leveraging eanalytics, a powerful data-mining tool. View up to four screens simultaneously to improve productivity. > Initiate account transfers online and view statuses in real time to keep clients informed. > Utilize Broker s Ally Pro to store clients contact information and quickly execute sales and marketing strategies. > Eliminate the tedious task of managing clients paper statements, trade confirmations, and tax statements with e-document Suite. > View multiple sources of information for a security, including news, research, charts, and quotes, from one screen. your business without limits 7

8 Streamlined Communications > Receive real-time order status alerts. > Establish a client account in minutes with online account setup. > Use The Source to order or download marketing materials, stay abreast of product updates, participate in online training, and learn about and register for Pershing-hosted events. Stay informed about clients accounts with an extensive selection of communication tools. > View account alerts, product message updates, market data, market closing information, and schedules for training and workshops right from the home page. > Access a consolidated source for viewing margin notifications, incoming and outgoing account transfers, unallocated tax lots, options in the money, and voluntary and mandatory reorganization announcements that affect clients accounts from the Items for Attention screen. 8 NetExchange Pro

9 Multiple Access Points > Use the enhanced performance and speed of the Windows-based version to maximize productivity. > Utilize the web-based version from any computer, whether in the office or on the road. > Take advantage of the latest technologies using a wireless device to manage clients accounts while away from the office. Conveniently manage your clients accounts with the latest technology. your business without limits 9

10 Professional Access Solutions Leverage Pershing s powerful suite of professional access solutions, including NetExchange Pro, NetExchange Pro Mobile, and TelExchange Pro. And, tap into Pershing s ValueAlliance program to access a wide array of premium offerings from many of the industry s best-of-breed business content providers. For investment professional use only. Not for public distribution. Trademark(s) belong to their respective owners. 10 NetExchange Pro

11 Your Business Without Limits TM Visit pershing.com to learn more about Pershing s flexible technology and watch your business grow.

12 About Us Pershing LLC is a leading global provider of financial business solutions to more than 1,150 institutional and retail financial organizations and independent registered investment advisors who collectively represent over five million active investors. Financial organizations, investment professionals, and independent registered investment advisors depend on Pershing s depth of experience and consultative approach to provide them with forward-thinking solutions that help them to grow their businesses. Located in 19 offices worldwide, Pershing is committed to service excellence and to providing dependable operational support, robust trading services, flexible technology, an expansive array of investment solutions, and practice management support. Pershing (member FINRA/NYSE/SIPC) is a member of every major U.S. securities exchange and its international affiliates are members of the Deutsche Borse, the Irish Stock Exchange and the London Stock Exchange. Pershing LLC is a subsidiary of The Bank of New York Mellon Corporation. Additional information is available at pershing.com. PSB-PER-NXP-10-07