MINISTRY OF TRANSPORT DIRECTORATE FOR ROADS OF VIETNAM PROJECT MANAGEMENT UNIT 3 =================

Transcription

1 Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized MINISTRY OF TRANSPORT DIRECTORATE FOR ROADS OF VIETNAM PROJECT MANAGEMENT UNIT 3 ================= VIET NAM ROAD ASSET MANAGEMENT PROJECT (VRAMP) COMPONENT C: ROAD ASSET IMPROVEMENT RESETTLEMENT PLAN FOR NATIONAL HIGHWAY 38 QUAN GOI YEN LENH BRIDGE Prepared by: HA NOI BRANCH OF INVESTMENT AND ENVIRONMENT PROTECTION CONSULTATION COMPANY E.P.C Phone: (84) (84) hanoiepc@gmail.com

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3 TABLE OF CONTENTS EXECUTIVE SUMMARY INTRODUCTION The Vietnam Road Asset Management Project Description of section Quan Goi Yen Lenh of National Highway No Efforts in minimizing land acquisition impacts LAND ACQUISITION IMPACTS Methodology Scope of Land Acquisition and Resettlement Impacts SOCIOECONOMIC PROFILES Overview of project socio-economic situation Socioeconomic conditions of the DPs LEGAL FRAMEWORK AND ENTITLEMENT POLICY Legal Framework Entitlement policy RESETTLEMENT INCOME RESTORATION AND REHABILITATION Overview Analysis of demand Implementation issue Implementation plan Implementation budget CONSULTATION AND PARTICIPATION, INFPORMATION DISCLOSURE Objectives and Policies Consultation and Participation Procedure Method for Consultation and Participation Information Disclosure Community Consultation Results COMPLAINT AND GRIEVANCES INSTITUTIONAL ARRANGEMENTS Provincial People s Committee (PPC) The Project Management Unit (PMU3) District People s Committee District Compensation assistant and resettlement Committees (DCRC) Commune People's Committees External Monitoring Agency IMPLEMENTATION ARRANGEMENT...68 Prepared by: Hanoi Branch E.P.C Co., Ltd 1

4 11. MONITORING AND EVALUATION Internal Resettlement Monitoring External Resettlement Monitoring COST AND BUDGET Principles Replacement Cost Survey Proposed compensation unit prices Cost Estimates Prepared by: Hanoi Branch E.P.C Co., Ltd 2

5 List of Tables Table 1: Names of project communes, districts Table 2: Summary of Land Acquisition Impacts Table 3: Project Affected Households by commune Table 4: Number of Affected household by Severity of Impact Table 5: Summary of Land acquisition Table 6: Summary of Impacts on Houses Table 7: Affected Houses by Grade Table 8: Affected Secondary Structures Table 9: Impacts on Trees (No. of Trees) Table 10: Impacts on crops Table 11: The public land and public works affected by the project Table 12: Land acquisition impacts to Households Headed by Women Table 13: Natural area, population and population density by district in Hung Yen province Table 14: Natural area, population and population density by district in Hai Duong province Table 15: Sample of SES in each communes Table 16: Household size Table 17: Gender Distribution of HH Member in affected communes Table 18: Education Attainment of HH Member in affected communes Table 19: Occupational Distribution of HH Member in affected communes Table 20: Income sources, according to communes/districts (%) Table 21: Average Monthly Household Income of Affected Household (in million VND) Table 22: Income-Expenditure Balance of Affected Household Table 23: Facilities of affected households Table 24: Water Source for Using of Affected Households Table 25: Main gaps between compensation, assistance and resettlement policies off Goverment s and World Bank s and proposed policies for project Table 26: Entitlement Matrix Table 27: Preferences of the households to the income restoration activities Table 28: Steps proposed for the implementation phase of income restoration Table 29: Implementation Schedule for the RP Table 30: Main compensation unit prices propose for project Table 31: Cost estimate for compensation and resettlement based on the replacement values Table 31. 1: Breakdown by commune Table 31. 2: Compensation for buildings Table 31. 3: Compensation for substructures Table 31. 4: Compensation for trees Table 31. 5: Compensation for crops Table 31. 6: Allowance Table 31. 7: Compensation for public works Table 31. 8: External monitoring cost Table 32: Meetings with Other Stakeholders Table 33: Consultation on income restoration measures Table 34: Meetings for a rapid survey in the substitution values Prepared by: Hanoi Branch E.P.C Co., Ltd 3

6 Figures Figure 1: Location of project Figure 2: Map of project Figure 3: A typical cross section in non-residential area Figure 4: A typical cross section in a residential area Annexes Annex 1: The questionnaire for social and economic survey of affected assets Annex 2: Project Information Booklet (PIB) Annex 3: List of participants and pictures of consultation meetings Annex 4: Detailed results survey on the substitution cost in each commune Prepared by: Hanoi Branch E.P.C Co., Ltd 4

7 EXCHANGE RATE (On January 2013) Currency Unit - Vietnamese Dong - United States Dollars ($) $1.00 = VND21,000 ABBREVIATION DCRC DMS EIA EMP GOV HH LURC MOT NH RNIP OP PC PCC District Compensation Assistant Resettlement Committee Detailed Measurement Survey Environmental Impact Assessment Environmental Management Plan Government of Viet Nam Household Land Use Right Certificate Ministry of Transport National Highway Road Network Improvement Project Operational Policy Public Consultation Provincial Compensation Committee PDOT Provincial Department of Transport PID1 Project Implementation Division 1 PMU3 Project Management Unit No 3 PPC RP ROW USD or $ VND WB Provincial People s Committee Resettlement Plan Right-of-way United States Dollars Vietnamese Dong World Bank (including IDA) Prepared by: Hanoi Branch E.P.C Co., Ltd 5

8 GLOSSARY Displaced person(s) Compensation Cut-off date Eligibility Criteria Encroachers Entitlement Household People, households, or legal entities affected by project related changes in use of land, water, natural resources, or income losses. Impact may be full or partial, permanent or temporary physical displacement (relocation, loss of residential land or loss of shelter) and/or economic displacement (loss of land, assets, access to assets, income sources, or means for livelihood) resulting from (i) involuntary acquisition of land, or (ii) involuntary restriction on land use. Payment in cash or kind to which the affected people are entitled in order to replace the lost asset, resource or income. The Date that the project is approved and publishes broadly by the District People s Committee to local communities and affected people. Any persons moving into the project area after the cut-off date will not be entitled to compensation and assistance under the project.. Basis used in the Project for determining if a person or entity is entitled to be compensated or assisted in relation to land acquisition and resettlement impacts from the Project. People who move into the project area after the cut-off date and are therefore not eligible for compensation or other rehabilitation measures provided by the project or persons who have trespassed government land, adjacent to his/her own land or asset, to which he/she is not entitled, by deriving his/her livelihood there. Such act is called Encroachment. Entitlement means the range of measures comprising compensation in cash or kind, relocation cost, income rehabilitation assistance, transfer assistance, income substitution, and business restoration which are due to APs, depending on the type and degree nature of their losses, to restore their social and economic base. Household means all persons living and eating together as a single-family unit and eating from the same kitchen whether or not related to each other. The census used this definition and the data generated by the census forms the basis for identifying the household unit. Prepared by: Hanoi Branch E.P.C Co., Ltd 6

9 Income restoration Involuntary Resettlement Land acquisition Severely affected Vulnerable groups Replacement Cost Income restoration means re-establishing income sources and livelihoods of DPs. Any resettlement, which does not involve willingness of the persons being adversely affected, but are forced through an instrument of law. Resettlement is considered involuntary when displaced individuals or communities do not have the right to refuse land acquisition that result in displacement. Land acquisition means the process whereby a person is compelled by a public agency to alienate all or part of the land s/he owns or possesses, to the ownership and possession of that agency, for public purposes in return for fair compensation. Households affected by the project and (a) The affected land is 20% of total land or more than that and 10% for vulnerable group, and/or (b) have to resettle. Special target groups that are likely affected by inadequate impacts or at risk of further impoverished by effects of resettlement, specifically they include: (i) households headed by female with dependents, (ii) households with persons with disabilities, (iii) households living below the poverty line, (iv) households, children and elderly people without land and other methods of support, (v) minority groups. Replacement of loss assets with assets that have similar value (i.e. lands with similar production potential and location advantages) or cash compensation that includes: (i) fair market value; (ii) transaction costs, (iii) interest accrued, (iv) transitional and restoration costs, and (v) other applicable payments. In case of structures, replacement cost refers to current cost of materials (no depreciation) and labour cost. When national laws do not meet the standard of compensation at full replacement cost, compensation under national law is supplemented by additional measures necessary to meet the replacement cost standards. Prepared by: Hanoi Branch E.P.C Co., Ltd 7

10 EXECUTIVE SUMMARY The Socialist Republic of Viet Nam is preparing Viet Nam Road Asset Program (VRAMP) proposed to a credit of the World Bank. The proposed Project Development Objective (PDO) is to cultivate sustainable road asset management practices by developing a national road asset management system, to build the capacity of Vietnam's road agencies to manage road assets, and to demonstrate sustainable maintenance practices on selected road sections. The proposed project has 4 components: (i) Road Asset Management System Development; (ii) Road Asset Preservation; (iii) Road Asset Improvement; and (iv)institutional Strengthening Program. Under component C Road Asset Improvement, land acquisition is required to upgrade/widen road, bridges in national highways No 39, 39-1, 38 and 38B. VRAMP has no link to other projects (projects financed by other sources). This Resettlement Plan (RP) is prepared for a Section Quan Goi Yen Lenh of National Highway 38.This section starts at an interchange Cau Sat KM in Hai Duong Province and ended at Km at an interchange with National Highway 39 in Hung Yen Province. Efforts have been made during the design process to minimize the social adverse impacts (e.g. land acquisition, resettlement) to households, collective and public facilities. The team also conducted socioeconomic survey in Quarter 1, 2013with a sample of 30 % the project affected HH (including 20% samples of the severely affected HH) and based on the ROW identified by the technical engineers and marked on cadastral maps available at the affected communes. In addition, the resettlement consultant team for the PMU3 also carried out in depth interview with many leaders and people of the affected communes, districts on the socioeconomic conditions of commune, districts and to obtain further detailed information to help for planning the livelihood development programs through resettlement plan. Findings of the survey have been incorporated in the present version of Resettlement Plan. This section (Quan Goi Yen Lenh) of National Highway 38 will affect 749 HHs, of which: There are 216 households are affected on residential land with a total area of 7,159.7 m 2 ; There are 5 households would be affected on garden land with a total area of 1,185m 2 ; There are 536 households would be affected on productive land with a total area of 87,693.4 m 2 ; There are 237 households would be affected with more than 10 % of the productive land; There is 11 households would be fully affected on house and with total area of 385 m 2 ; There would be 4 households partially affected on houses with a total area of 23 m 2 ; There are public works and Collective assets would be also affected including annual crop land and irrigation land of communes, power substation, power poles etc. This Resettlement Plan is prepared based on the project policy reflecting both existing Vietnamese laws and OP 4.12 Involuntary Resettlement of the Work Bank. All Displaced Prepared by: Hanoi Branch E.P.C Co., Ltd 8

11 People (DPs) will be compensated for their losses at replacement cost and provided with other assistance and rehabilitation measures to assist them to improve, or at least maintain, their preproject living standards and income earning capacity. The main roles of the RP implementation will be by the PPCs of the Project Province, DONRE, DOF, DOC of the provinces, the district PCs, the relevant departments of the districts and commune authorities. Some local NGO such as women union, farmer association, father front etc. will also be involved in implementing the RP in each project province. According to World Bank guidelines and the Decrees of the GOV on land acquisition, compensation, assistance and resettlement, DPs will be adequately informed and consulted to enable their active participation in the planning and implementation of RP. From January to March-2013, series of meetings were held with the Provincial Departments, the District People s Committees, Leaders and members of affected commune officials, district compensation and Site Clearance committees, key district departments (environment and land management, agriculture, industry and commerce, labour, invalids and social affairs), farmer s associations, vocational training centres, agricultural extension centres, local banks or credit/loan institutions etc. Members from the Viet Nam Women s Unions at the district level were also consulted specifically on economic restoration programs for the affected women and with regard to their capacity in planning and implementing economic restoration programs as well as gender issues related to the project development. Many meetings were also held with the DPs before the resettlement team carries out for the SES and IOL in each affected commune. Final draft of this RP will be disclosed at project sites, VDIC of the World Bank office in Hanoi, InfoShop in Washington D.C. The RP implementation will include both internal and external monitoring and evaluation. The PMU3 and the local authorities at all levels are responsible for the internal monitoring and supervision of the RP for the project through the District and Provincial Compensation Committees. The findings of the internal supervision and monitoring will be recorded in a quarterly report to be submitted to the Provincial and District PCs and MOT.An independent agency has been retained to carry out external monitoring and evaluation of the implementation of the RP. External monitoring and evaluation involves verification of the internal supervision and monitoring quarterly reports and 20% sampling of relevant DPs every six (6) months. The rapid Replacement Cost Survey for this RP was carried out in early These costs are used for the purpose of preparing cost estimates for the RP. During RP implementation, the cost will be updated on a regular basis through the conduct of replacement cost survey by a qualified and legal appraiser and will be reviewed and approved by the PCs of the Project Provinces to ensure that payments to DPs will be at replacement cost at the time of compensation. The total cost is estimated with VND145,326,146,544 (equal to $6,920,293) including (i) compensation for the affected properties (land and asset on land); (ii) Assistance as per the project policy; (iii) implementation cost; and (iv) contingency of 35 % from the total cost of above mentioned items. Prepared by: Hanoi Branch E.P.C Co., Ltd 9

12 1. INTRODUCTION 1.1. The Vietnam Road Asset Management Project The Socialist Republic of Viet Nam is preparing Viet Nam Road Asset Management Project (VRAMP) proposed to a credit of the World Bank. The proposed Project Development Objective (PDO) is to cultivate sustainable road asset management practices by developing a national road asset management system, to build the capacity of Vietnam's road agencies to manage road assets, and to demonstrate sustainable maintenance practices on selected road sections. The proposed project has 4 components: Component A: Road Asset Management System (RAMS) Development. This component will finance the development of comprehensive Road Asset Management System (RAMS). This activity will complement and augment previous and ongoing support activities in the sector from the multiple development partners including the World Bank, the Asian Development Bank, and the Japan International Cooperation Agency. Specifically, this component will consist of four activities; (i) establishment of the road database framework; (ii) initial data collection for the entire national highway network followed by a rolling update of one-third of the network in each subsequent year of the project; (iii) development of a Road Asset Management System compatible with the already established sub-systems; and (iv) inception of short-, medium-, and long-term road asset management planning for national road network maintenance and improvements. Component B: Road Asset Preservation. This component will support a means of enhancing an effective maintenance method through performance-based contracts (PBCs) in addition to the traditional road asset preservation requirements. It will finance technical assistance on establishing PBC legal framework, formulating standard bidding documents with the past lessons, and a supervision manual (for both engineering and environmental supervision); preservation of high priority sections in the DRVN road network through both traditional input-based method (271 km) and PBC (273 km); a study to compare alternative maintenance strategies, which lead to practical policy advice on the most effective, longterm preservation strategy for Vietnam. Component C: Road Asset Improvement. This component will finance road improvement activities for high priority sections (55 km) in the DRVN road network. It will include civil works, supervision activities, and land acquisition and resettlement (financed by the GoV). Civil works will include widening of nine bridges over 25 m length which are currently causing the bottlenecks within the network. Component D: Institutional Strengthening Program. This component will support well targeted activities to build the capacity of Vietnam s road agencies to enable better planning, budgeting, constructing, and monitoring of road assets. Specific component activities will Prepared by: Hanoi Branch E.P.C Co., Ltd 10

13 include: (i) renovation of the Directorate for Roads of Vietnam s (DRVN) human resource management involved in the planning, budgeting, management, and operation of the new information management system; (ii) improvement in management, transparency, and monitoring of the recently established Road Maintenance Fund (RMF) by institutionalizing and strengthening its management; (iii) development of standard drawings for infrastructure facilities to increase consistency and quality control of pre-fabricated parts, and to expedite design and construction processes; as well as (iv) technical and financial audits of project implementation. Among above components, the component C- Road Asset Improvement would require land acquisition for the project construction, other components would not require land acquisition. This Resettlement Plan (RP) is prepared for a Section Quan Goi Yen Lenh of National Highway No.38 of VRAMP. This RP is prepared based on the project policy reflecting both existing Vietnamese laws and OP 4.12 Involuntary Resettlement of the Work Bank Description of section Quan Goi Yen Lenh of National Highway No.38 The project starts at Km of National Highway 38, runs with Southern North and with a total length of 18.7 km and ends at Km (an intersection with national highway 39). A new section is proposed between Km and Km to a bypass in An Thi. Then National Highway 38 continues with a Northern direction to provincial road 388, turns West in Cam Giang. A map of the project route is shown as figure 1-2 below. Prepared by: Hanoi Branch E.P.C Co., Ltd 11

14 Figure 1: Location of project Prepared by: Hanoi Branch E.P.C Co., Ltd 12

15 Figure 2: Map of project The names of the communes, districts and provinces which the project would be developed as described as in table 1 below. Table 1: Names of project communes, districts Province District Commune I. NH 38 Distance in Commune Distance (m) 1. Hung Yen 1. My Hao 1. Minh Duc Note Roads and intersections 2. Hai Duong 1. Binh Giang 1. Hung Thinh Roads 2. Vinh Tuy ,320 Roads 3. Vinh Hong Roads 4. Trang Liet ,240 Roads 5. Thuc Khang Roads and intersections, bridge 3. Hung Yen 1. An Thi 1. Phu Ung ,301 Roads and bridge 2. Bai Say ,900 Roads 3. Tan Phuc ,000 Roads 4. Quang Vinh ,200 Roads and bridge 5. Hoang Hoa Tham Roads and bridge Prepared by: Hanoi Branch E.P.C Co., Ltd 13

16 Province District Commune Distance in Commune Distance (m) 6. An Thi Town ,370 Note Roads and intersections, bridge 7. Quang Lang ,400 Roads 2. Kim Dong 1. Nghia Dan ,200 Roads and bridge 2. Toan Thang Roads and intersections, bridge The Project preparation and implementation are managed by the PMU3 (the PMU3 is under MOT) and would be financed by the World Bank, a counterpart finance would be from GOV. The project starts at an interchange Cau Sat KM in Hai Duong Province and ends at Km at an interchange with National Highway 39 in Hung Yen Province, including the following technical standards: Standard of type 3 in a plain area: The width of 12/7 m A width need for reinforcement is 2m x 2 m (as the same standard of the road surface) Earth strip along the road is 0.5 m each side. Section passing through towns is 12/16 m. Two new bridges are Dia Bridge (at Km ) and Tinh Bridge (at Km ) and 56 culverts. There are 9 intersections and the safety notices will be applied with 22 TCVN of the Ministry of Transport Efforts in minimizing land acquisition impacts. The Feasibility Studies demonstrated that each sub-project will be economically, socially and environmentally feasible. Any adverse environmental or social impacts identified at the Feasibility Stage will be adequately managed within the scope of the Resettlement Plan and the Environmental Management Plan (EMP). Study on the route map and site survey was conducted to make sure that the route will be designed to minimized for the social adverse impacts and especially minimize impacts resettlement to the individual households and to the collectives and republic works. A typical cross section of the road is described as below: Prepared by: Hanoi Branch E.P.C Co., Ltd 14

17 Figure 3: A typical cross section in non-residential area A cross section in a residential area is modified to minimize for the land acquisition and resettlement impacts and shown as figure 4. Figure 4: A typical cross section in a residential area LAND ACQUISITION IMPACTS 2.1. Methodology The survey on the impact of land acquisition and other affected properties (IOL) were carried out on where all land and non-land assets including businesses income-generating activities located inside the acquired land. The asset owners were also identified by the survey. The severity of impact on the affected assets and the severity of impact on the livelihood and productive capacity of households are also determined. Information on the number of affected households (individuals and collectives and public assets); members of the affected households, sources of livelihood, income level, and tenure status are gathered. The census and IOL of affected persons and affected assets for RP were done based on the commune cadastral map analysis with the verification of commune authorities and DONRE of each project province. Inventory of Losses (IOL) were done for all affected communes. The land and assets identified are subject to verification during detailed measurement survey (DMS) by the Prepared by: Hanoi Branch E.P.C Co., Ltd 15

18 district compensation and site clearance Committees following the phase of detailed design and RP implementation phases. Questionnaire combined for socioeconomic survey, IOL and consultation is attached as Annex 1 to this report Scope of Land Acquisition and Resettlement Impacts The project goes through 12 communes/towns of 4 districts (My Hao, An Thi, Kim Dong, Phu Cu) in Hung Yen Province and 10 communes/towns of 3 districts (Binh Giang, Gia Loc, Thanh Mien) in Hai Duong Province. Survey on land acquisition by the project is based on the route which defined by the technical team. The selected route is marked on cadastral maps which are available at the affected districts and affected communes within the width of the corridor which described as in a Chapter of the project description. The summary of results of Land Acquisition Impacts are shown in Tables as follows: Table 2: Summary of Land Acquisition Impacts Main impacts Unit Affected quantity 1. Affected households: households 749 In which: + Households whose residential lands are affected + Households whose agricultural lands are affected households 216 households Affected area 94,851 Of which: + residential land m2 7,158 + agricultural land m2 87,693 + other land m2 3. Number of affected persons Persons 2, Number of households to relocate, resettle households Area of house affected m Number of households whose agricultural land is seriously affected (20% or more and 10% for vulnerable group). households Number of vulnerable households households Impacts on individual households Summary of Impacts on individual HHs with main affected category are shows in table as follows. Prepared by: Hanoi Branch E.P.C Co., Ltd 16

19 Table 3: Project Affected Households by commune TT District/Commune No. of DPs No. of severely DPs No. of relocated DPs No. of vulnerable DPs I My Hao Minh Duc II Binh Giang Hung Thinh Vinh Tuy Vinh Hong Trang Liet Thuc Khang III An Thi Phu Ung Bai Say Tan Phuc Quang Vinh An Thi town Quang Lang IV Kim Đong Nghia Dan Total Table 4 below shows that, out of 536 affected households, 299 households would be affected on less than 20% of the their total productive land holdings, remaining households (237 HHs) would be acquired from or more than 20% of their productive land. # Table 4: Number of Affected household by Severity of Impact District/ Commune <20% 20% 30% Productive land Above 30% 50% Above 50% 70% >70% Total Residential land I My Hao Minh Duc II Binh Giang Hung Thinh Vinh Tuy Vinh Hong Parti ally Fully Total Prepared by: Hanoi Branch E.P.C Co., Ltd 17

20 # District/ Commune <20% 20% 30% Productive land Above 30% 50% Above 50% 70% >70% Total Parti ally Residential land 2.4 Trang Liet Thuc Khang III An Thi Phu Ung Bai Say Tan Phuc Quang Vinh An Thi town Quang Lang IV Kim Đong Nghia Dan Fully Total Impacts on lands In terms of land that will be affected by the project, impacts are mostly on annual crop land and partially on residential land. Summary of Land Acquisition Impacts in each commune are shows in table as follows. Table 5: Summary of Land acquisition # District/ Commune Unit Residential land Annual crop land Garden land Total I My Hao 1.1 Minh Duc II Binh Giang 2.1 Hung Thinh 2.2 Vinh Tuy 2.3 Vinh Hong 2.4 Trang Liet 2.5 Thuc Khang HH Area HH Area HH Area , ,185 HH Area 210 6, HH Area - 8, HH Area - 2, ,185.0 HH Area - 10, HH Area - 20, Prepared by: Hanoi Branch E.P.C Co., Ltd 18

21 # District/ Commune Unit Residential land Annual crop land Garden land III An Thi 3.1 Phu Ung 3.2 Bai Say 3.3 Tan Phuc 3.4 Quang Vinh 3.5 An Thi town 3.6 Quang Lang IV Kim Dong 4.1 Nghia Dan Total HH Area 6, , HH Area - 2, HH Area 5, HH 26 - Area HH Area - 10, HH Area - 4, HH Area - 6, HH Area - 12, HH Area - 12, HH Area 7, , , Impacts on building and sub-assets There are 11 households who would be fully affected on house and with total area of 385m 2 and there are 4 households who would be partially affected on houses with a total area of 23 m 2. Summary of impacts on houses are present in table as follows. Table 6: Summary of Impacts on Houses # District/ Partially affected Fully affected Total affected houses Commune HH Area (m2) HH Area (m2) HH Area (m2) I My Hao Minh Duc II Binh Giang Hung Thinh Vinh Tuy Vinh Hong Trang Liet Thuc Khang III An Thi Prepared by: Hanoi Branch E.P.C Co., Ltd 19

22 # District/ Partially affected Fully affected Total affected houses Commune HH Area (m2) HH Area (m2) HH Area (m2) 3.1 Phu Ung Bai Say Tan Phuc Quang Vinh An Thi town Quang Lang IV Kim Đong Nghia Dan - - Total Table 7 analysed the categories of potential affected houses based on the standards of Viet Nam (Classes 1,2,3,4 and temporary houses). In the project area, only houses of class 3 and class 4 are affected. Table 8 describes the substructures that would be affected by the project such as kitchen, fence, yards etc. # District/ Commune I My Hao 1.1 Minh Duc II Binh Giang 2.1 Hung Thinh 2.2 Vinh Tuy 2.3 Vinh Hong 2.4 Trang Liet 2.5 Thuc Khang Table 7: Affected Houses by Grade HH and area affected Quantity House by Grade Class 3 Class 4 HH Area (m2) HH Area (m2) HH Area (m2) HH Area (m2) HH Area (m2) HH Area (m2) HH Area (m2) HH Area (m2) Prepared by: Hanoi Branch E.P.C Co., Ltd 20

23 # District/ Commune III An Thi 3.1 Phu Ung 3.2 Bai Say 3.3 Tan Phuc 3.4 Quang Vinh 3.5 An Thi town 3.6 Quang Lang IV Kim Dong 4.1 Nghia Dan Total HH and area affected Quantity House by Grade Class 3 Class 4 HH Area (m2) HH Area (m2) HH Area (m2) HH Area (m2) HH Area (m2) HH Area (m2) HH Area (m2) HH Area (m2) HH Area (m2) HH Area (m2) # I II III IV District/ Commune Unit Table 8: Affected Secondary Structures Affected Kitchen outside house (m2) Affected Breeding facilities (m2) Affected Fence (m2) Affected Gate (m2) Affected Well (piece) Affected Yard (m3) My Hao HH Quantity Binh HH Giang Quantity An Thi Kim Dong Total Affected Fish pond (m3) HH Quantity , HH Quantity HH Quantity , Prepared by: Hanoi Branch E.P.C Co., Ltd 21

24 Impacts on crops and trees Tables 9 and 10 show the results of IOL on the trees and crops to be affected by the project. Table 9: Impacts on Trees (No. of Trees) # District/ Commune Unit Longan Litchi Jack fruit Doi Mango Guava Banana Grapefr uit Xoan Bang Verdure Other Timber Si Loc Vung Milk wood Peach Other trees I II 2.1 III My Hao HH Quantity Binh HH Giang Quantity Hung HH Thinh Quantity An Thi 3.1 Phu Ung 3.2 Bai Say 3.3 Tan Phuc IV Kim Dong Total HH Quantity HH Quantity HH Quantity HH Quantity HH Quantity HH Quantity Prepared by: Hanoi Branch E.P.C Co., Ltd 22

25 Table 10: Impacts on crops # District/ Commune Unit Rice (m2) Corn (m2) Bean (m2) I My Hao 1.1 Minh Duc II Binh Giang 2.1 Hung Thinh 2.2 Vinh Tuy 2.3 Vinh Hong 2.4 Trang Liet 2.5 Thuc Khang III An Thi 3.1 Phu Ung 3.2 Bai Say 3.3 Tan Phuc 3.4 Quang Vinh 3.5 An Thi town 3.6 Quang Lang IV Kim Dong 4.1 Nghia Dan Total HH Quantity HH Quantity HH Quantity 48, HH Quantity 6, HH Quantity 8, HH Quantity 2, HH Quantity 10, HH Quantity 20, HH Quantity 25, HH Quantity 2, HH Quantity HH Quantity HH Quantity 10, HH Quantity 4, HH Quantity 6, HH Quantity 12, HH Quantity 12, HH Quantity 85, Prepared by: Hanoi Branch E.P.C Co., Ltd 23

26 Impacts on public works The public works affected are described as in table below Table 11: The public land and public works affected by the project Commune Affected Assets Owner Unit Quantity Cemetery land Commune PC m Minh Duc Irrigation canal land Commune PC m 2 26 Electric pole My Hao Power Service pole 5 Electric wire My Hao Power Service m 30 Annual crop land Commune PC m 2 2,912 Rice Commune PC m 2 2, Hung Thinh Irrigation canal land Commune PC m Electric pole Binh Giang Power Service pole 6 Electric wire Binh Giang Power Service m 50 Annual crop land Commune PC m 2 1,829 Rice Commune PC m 2 1, Vinh Tuy Irrigation canal land Commune PC m 2 86 Electric pole Binh Giang Power Service pole 5 Electric wire Binh Giang Power Service m 40 Annual crop land Commune PC m Rice Commune PC m Vinh Hong Irrigation canal land Commune PC m Electric pole Binh Giang Power Service pole 7 Electric wire Binh Giang Power Service m 60 Transport land Commune PC m Annual crop land Commune PC m Trang Liet Rice Commune PC m Irrigation canal land Commune PC m Electric pole Binh Giang Power Service pole 5 Electric wire Binh Giang Power Service m 40 Annual crop land Commune PC m 2 1,299 Rice Commune PC m 2 1, Thuc Khang Irrigation canal land Commune PC m Electric pole Binh Giang Power Service pole 3 Electric wire Binh Giang Power Service m 20 Annual crop land Commune PC m 2 2,075 Rice Commune PC m 2 2, Phu Ung Perennial tree land Commune PC m Irrigation canal land Commune PC m Electric pole An Thi Power Service pole 6 Electric wire An Thi Power Service m 50 Prepared by: Hanoi Branch E.P.C Co., Ltd 24

27 Commune Affected Assets Owner Unit Quantity 8. Bai Say 9. Tan Phuc 10. Quang Vinh 11. Hoang Hoa Tham 12. An Thi town 13. Quang Lang 14. Nghia Dan Residential land Commune PC m Specific use land Commune PC m 2 70 Annual crop land Commune PC m 2 1,896 Rice Commune PC m 2 1,896 Fish pond land Commune PC m Irrigation canal land Commune PC m Electric pole An Thi Power Service pole 12 Electric wire An Thi Power Service m 80 Irrigation canal land Commune PC m Electric pole An Thi Power Service pole 8 Electric wire An Thi Power Service m 60 Transport land Nursery in Hung Yen province m 2 60 Annual crop land CPC + Nursery in Hung Yen province m 2 1,731 Rice Commune PC m 2 1,731 Perennial tree land Nursery in Hung Yen province m 2 1,521 Irrigation canal land Commune PC m Litchi tree Nursery in Hung Yen province tree 100 Electric pole An Thi Power Service pole 6 Electric wire An Thi Power Service m 30 Annual crop land Commune PC m Rice Commune PC m Irrigation canal land Commune PC m 2 93 Annual crop land Commune PC m 2 5,328 Rice Commune PC m 2 5,328 Irrigation canal land Commune PC m Electric pole An Thi Power Service pole 8 Electric wire An Thi Power Service m 60 Cemetery land Commune PC m Annual crop land Commune PC m 2 4,657 Rice Commune PC m 2 4,657 Irrigation canal land Commune PC m Electric pole An Thi Power Service pole 3 Electric wire An Thi Power Service m 20 Annual crop land Commune PC m 2 1,030 Rice Commune PC m 2 1,030 Perennial tree land Commune PC m 2 3,702 Irrigation canal land Commune PC m 2 98 Electric pole Kim Dong Power Service pole 6 Electric wire Kim Dong Power Service m 40 Prepared by: Hanoi Branch E.P.C Co., Ltd 25

28 Commune Affected Assets Owner Unit Quantity Transport land HT Industry - Agriculture Techniques Co. Ltd m 2 70 Annual crop land HT Industry - Agriculture Techniques Co. Ltd m 2 5,405 Rice HT Industry - Agriculture Techniques Co. Ltd m 2 5,405 Perennial crop land HT Industry - Agriculture Techniques Co. Ltd m 2 3, Toan Thang Irrigation canal HT Industry - Agriculture Techniques Co. Ltd m Concrete canal HT Industry - Agriculture Techniques Co. Ltd m Longan tree HT Industry - Agriculture Techniques Co. Ltd tree 390 Grape fruit tree HT Industry - Agriculture Techniques Co. Ltd tree 60 Electric pole Kim Dong Power Service pole 9 Power wire Kim Dong Power Service m Impacts on women headed households Table 12 describes the severity of impact to women headed households. There are 63 women headed households who have more than 20% of their productive land acquired and 3 households who have their full residential land affected. # Table 12: Land acquisition impacts to Households Headed by Women District/ Commune <10% 10% 30% Productive land Above Above 30% 50% 50% 70% Residential land >70% Total Partially Fully Total I My Hao Minh Duc II Binh Giang Hung Thinh Vinh Tuy Vinh Hong Trang Liet Thuc Khang III An Thi Phu Ung Bai Say Tan Phuc Quang Vinh An Thi town Quang Lang IV Kim Đong Nghia Dan Total Prepared by: Hanoi Branch E.P.C Co., Ltd 26

29 3. SOCIOECONOMIC PROFILES 3.1. Overview of project socio-economic situation A road section of this project belongs to the national highway 38 as per the F/S. It includes a section in Hai Duong province from Km to Km and a section in Hung Yen province from Km to Km Hung Yen province is located in the center of Red River Delta. Hung Yen shares border with Bac Ninh Province on the North, Ha Nam Province on the South, Hai Duong and Thai Binh provinces on the East, and Ha Tay Province and Hanoi on the West. Hung Yen Province has 9 districts and 1 town. It has a total area of 926 Km2 and the current population of 1,137,294 people. The population is forecasted to increase to about 1,192,790 people by 2015, and to about 1,216,929 people by The number of laborers employed in the province in 2011 was 700,512 people. In particular, the number of technical workers was 47,634 people; that of qualified employees who graduated from high schools, colleges and universities was 72,153 people; and the number of others was 580,725 people. The labor structure is divided as follows: 1. Agriculture, forestry and fisheries: 369,240 employees accounted for 52.71% 2. Industry and construction : 183,184 workers accounted for 26.15% 3. Services : 148,088 employees accounted for 21.14% Hai Duong Province is also located in the Red River Delta of Northern Vietnam. It has borders with Hai Phong, Quang Ninh province in the East, Hung Yen in the West, Bac Ninh and Bac Giang in the North, and Thai Binh in the South. Hai Duong Province include of 11 districts and 1 town. It has a total area of 1,655 km2 and current population of 1,718,895 people. The population is forecasted to increase to about 1,802,683 people by 2015, and to about 1,839,164 people by The number of laborers employed in the province in 2011 was 986,712 people. In particular, the number of technical workers was 67,096 people; that of qualified employees who graduated from high schools, colleges and universities was 101,631 people; and the number of others was 817,985 people. The labor structure is divided as follows: 1. Agriculture, forestry and fisheries: 530,851 employees accounted for 53.8% 2. Industry and construction : 273,319 workers accounted for 27.7% 3. Services : 182,542 accounted for 18.5% Some detailed information about Hung Yen and Hai Duong Province is shown in the table below. Prepared by: Hanoi Branch E.P.C Co., Ltd 27

30 Table 13: Natural area, population and population density by district in Hung Yen province No. City/District Natural area (Km2) No. of communes/ wards Population (person) Population In which density (person/km2) Male Female 1 Hung Yen city ,324 1,795 40,794 43,530 2 Van Lam ,250 1,548 57,198 58,052 3 Van Giang ,767 1,389 49,466 50,301 4 Yen My ,180 1,461 66,773 68,407 5 My Hao ,928 1,200 46,756 48,172 6 An Thi , ,621 65,422 7 Khoai Chau ,285 1,392 90,082 92,203 8 Kim Dong ,114 1,064 60,173 61,941 9 Phu Cu , ,012 39, Tien Lu ,058 1,055 47,746 50,311 Whole province ,137,294 1, , ,674 (Source: Statistical Office of Hung Yen province. Data updated to 31 December 2011) Table 14: Natural area, population and population density by district in Hai Duong province No. City/District Natural area (Km2) No. of communes/ wards Population (person) Population In which density (person/km2) Male Female 1 Hai Duong city ,566 3, , ,172 2 Chi Linh , ,455 78,894 3 Nam Sach ,558 1,032 55,209 57,349 4 Kinh Mon , ,239 80,295 5 Kim Thanh ,782 1,066 61,292 61,490 6 Thanh Ha , ,661 79,753 7 Cam Giang ,839 1,182 62,804 66,035 8 Binh Giang ,535 1,007 52,765 52,770 9 Gia Loc ,387 1,205 66,204 69, Tu Ky , ,541 81, Ninh Giang ,677 1,046 68,907 72, Thanh Mien ,485 1,009 60,959 62,526 Whole province 1, ,718,895 1, , ,465 (Source: Statistical Office of Hai Duong province. Data updated to 31 December 2011) Prepared by: Hanoi Branch E.P.C Co., Ltd 28

31 Health care: According to 2011 statistics data, Hai Duong and Hung Yen has 289 and 326 health care organizations including provincial-level, district-level hospitals and commune-level clinics at every commune. This rate is rather good compared with other provinces in the North. Education: All communes have kindergartens and elementary schools. There are around 3-6 high schools in each district. And number of colleges and universities in the province is 10 in Hai Duong and 9 in Hung yen. Elementary and Secondary education are provided to all children all over the province Socioeconomic conditions of the DPs. The purpose of the socioeconomic survey from a sample of the affected DPs is to provide baseline data of DPs to assess resettlement impacts, to make sure that the proposed entitlements are appropriate (through livelihood development activities) to meet with the objectives and principles of OP 4.12 of the World Bank, and to be used for resettlement monitoring in the RP implementation phase. Using the socio-economic survey questionnaire prepared for RP preparation, the total number of households surveyed was 278 households; accounting for about 37.1% of the total affected households. Details of survey are shown as in table 15. There are 237 of severely affected HHs by the project. Table 15: Sample of SES in each communes # % Number Number % Number Number Number Number of of socioeconomic of socioeconomi Number of socio- of % socioeconomeconomeconomi of socio- of socio- District/ severely affected Commune affected survey economic c survey household c survey c survey c survey household household survey nons SAH nons (SAH) s SAH SAH SAH =5/3 7 8=7/4 9 10=9/5 I My Hao % 0 0.0% % 1.1 Minh Duc % % II Binh Giang % % % 2.1 Hung Thinh % 10 53% % 2.2 Vinh Tuy % 9 53% % 2.3 Vinh Hong % % % 2.4 Trang Liet % % % 2.5 Thuc Khang % % % III An Thi % % % 3.1 Phu Ung % % % 3.2 Bai Say % % % 3.3 Tan Phuc % 0 0.0% % Prepared by: Hanoi Branch E.P.C Co., Ltd 29

32 # District/ Commune Number of affected household s Number of severely affected household s (SAH) Number of socioeconomic survey household s % socioeconomi c survey Number of socioeconomi c survey SAH % Number of socioeconomic survey SAH Number of socioeconomi c survey non- SAH % Number of socioeconomi c survey non- SAH 3.4 Quang Vinh % % % 3.5 An Thi town % % 1 7.7% 3.6 Quang Lang % % % IV Kim Dong % % 10 34% 4.1 Nghia Dan % % % Total % % % Household Size A majority of the affected HHs is with a family size of less than 3 persons, and then follows by the size of from 3 to 4 persons and from 5 to 6 persons. There is no household from a sample of survey with more than 6 persons. The detailed results are shown as in table 16. Table 16: Household size # District/ Commune < 3 heads 3 4 heads 5 6 heads Total I My Hao Minh Duc II Binh Giang Hung Thinh Vinh Tuy Vinh Hong Trang Liet Thuc Khang III An Thi Phu Ung Bai Say Tan Phuc Quang Vinh An Thi town Quang Lang IV Kim Dong Nghia Dan Total Prepared by: Hanoi Branch E.P.C Co., Ltd 30

33 Gender Distribution With regard to the gender ratio, male rate (52.5%) is higher than female rate (47.5%) as average of the district and the rates are different from commune to commune. In some communes, the rate of male is less, and in some others, the rate of male is higher than the rate of female. A detailed of surveyed results are described as in table 17 below. Table 17: Gender Distribution of HH Member in affected communes # District/ No. of SES Male Female Commune HH Person % Person % I My Hao % % 1.1 Minh Duc % % II Binh Giang % % 2.1 Hung Thinh % % 2.2 Vinh Tuy % % 2.3 Vinh Hong % % 2.4 Trang Liet % % 2.5 Thuc Khang % % III An Thi % % 3.1 Phu Ung % % 3.2 Bai Say % % 3.3 Tan Phuc % % 3.4 Quang Vinh % % 3.5 An Thi town % % 3.6 Quang Lang % % IV Kim Dong % % 4.1 Nghia Dan % % Total % % Education: The surveyed results show that, 452/920 person surveyed have reached secondary level education, closely followed by those who have had high school education (164/920); with university (46/920), none of illiterate. These results show a very positive status of education of the population in a project area. Table 18: Education Attainment of HH Member in affected communes # District/ Commune Illiter ate Prim ary Secondary school Not finished high school High school Vocat ional University and above Other (under school age) I My Hao Minh Duc II Binh Giang Hung Thinh Vinh Tuy Vinh Hong Trang Liet Total Prepared by: Hanoi Branch E.P.C Co., Ltd 31

34 # District/ Commune Illiter ate Prim ary Secondary school Not finished high school High school Vocat ional University and above Other (under school age) 2.5 Thuc Khang III An Thi Phu Ung Bai Say Tan Phuc Quang Vinh An Thi town Quang Lang IV Kim Dong Nghia Dan Total Employment: The surveyed results on the occupation of the affected households with the different activities/ business such as farming, husbandry, handicraft, running shops, restaurant, state employment, working for a private sector etc. are analysed and described as in table below. Table 19: Occupational Distribution of HH Member in affected communes My Hao district Binh Giang district Job Hung Vinh Trang Thuc Minh Duc Vinh Tuy Thinh Hong Liet Khang P % P % P % P % P % P % Farming % % % 9 1.9% % % Livestock 0 0.0% % 0 0.0% 0 0.0% 0 0.0% % Selling goods 4 5.8% 0 0.0% 0 0.0% 0 0.0% 2 2.9% 2 2.9% Restaurant/ eatery Workers in factory 0 0% 2 0% 0 0% 0 0% 0 0% 0 0% 1 1.8% 1 1.8% 5 8.9% 3 5.4% 5 8.9% 0 0.0% State employee 1 2.3% 0 0.0% 3 7.0% 1 2.3% 1 2.3% 1 2.3% Private employee Work in transport field 0 0.0% % 1 5.0% 0 0.0% 0 0.0% 0 0.0% 0 0.0% % % 0 0.0% 0 0.0% 0 0.0% Student/Pupil 6 2.9% % % 4 2.0% 8 3.9% 3 1.5% Housewife 0 0.0% 1 6.3% 0 0.0% 0 0.0% 0 0.0% 1 6.3% Hire labor 1 0.9% 0 0.0% % 0 0.0% 2 1.8% 2 1.8% Other 0 0.0% % 3 4.3% 0 0.0% 5 7.1% % Under working age 0 0.0% 2 6.5% 0 0.0% 1 3.2% 0 0.0% 1 3.2% Total % % % % % % Total Prepared by: Hanoi Branch E.P.C Co., Ltd 32

35 Job An Thi district Quang An Thi Quang Phu Ung Bai Say Tan Phuc Vinh town Lang P % P % P % P % P % P % Farming % % 6 1.2% % % % Livestock 0 0.0% % 0 0.0% % 0 0.0% % Selling goods 1 1.4% % 6 8.7% 0 0.0% 0 0.0% 5 7.2% Restaurant/ eatery Workers in factory 0 0.0% 0 0.0% 0 0.0% 0 0% 0 0.0% 1 0.0% % % 3 5.4% 3 5.4% 3 5.4% % State employee 4 9.3% % 3 7.0% 4 9.3% % 4 9.3% Private employee 0 0.0% % 0 0.0% % 0 0.0% % Work in transport field 0 0.0% % % % 0 0.0% % Student/Pupil 9 4.4% % 7 3.4% % 5 2.5% % Housewife % 0 0.0% % 1 6.3% 0 0.0% % Hire labor % % 1 0.9% % 0 0.0% % Other 1 1.4% % 5 7.1% 2 2.9% 0 0.0% % Under working age 0 0.0% % 2 6.5% 2 6.5% 0 0.0% 1 3.2% Total % % % % % % Kim Dong district Total Job Nghia Dan P % Person % Farming % % Livestock % 7 100% Selling goods 1 1.4% % Restaurant/ eatery 0 0.0% 3 100% Workers in factory 3 5.4% % State employee 0 0.0% % Private employee % % Work in transport field 0 0.0% 9 100% Student/Pupil % % Housewife 0 0.0% % Hire labor % % Other 1 1.4% % Under working age 2 6.5% % Total % % Prepared by: Hanoi Branch E.P.C Co., Ltd 33

36 Main income sources and income level of DPs Income sources DPs have income sources from various sectors such as agriculture, hired work, fisheries, trade... In the project area, 64% of affected HHs have main income from agriculture and 12.4% have main income from hired work. Other income sources has very small proportions. Detail is in the below table. Survey results also showed that, most households have at least two or more different sources of income. For agricultural HHs, the majority of additional income sources could be from employment or state agencies; other households had revenues from small businesses, combined with employment and other payment sources. Through group discussion and public consultation, it was confirmed that household s income source have experienced a transformation from agricultural, into non-agricultural sources. Prepared by: Hanoi Branch E.P.C Co., Ltd 34

37 TT Commune Unit Agriculture Aquiculture Trade Table 20: Income sources, according to communes/districts (%) Catering service Workers in factory, workshop Staff in Governmental offices Work for private companies Work in transport field Housework I My Hao HH % 60% 0% 10% 0% 10% 10% 0% 0% 0% 10% 0% 100% 1.1 Minh HH Duc % 60.00% 0.00% 10.00% 0.00% 10.00% 10.00% 0.00% 0.00% 0.00% 10.00% 0.00% % II Binh HH Giang % 62% 2% 3% 0% 5% 2% 0% 1% 0% 13% 12% 100% 2.1 Hung HH Thinh % 77.80% 3.70% 0.00% 3.70% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 14.80% % 2.2 Vinh HH Tuy % 65.10% 0.00% 0.00% 0.00% 6.30% 0.00% 0.00% 1.60% 0.00% 12.70% 14.30% % 2.3 Vinh HH Hong % 83.30% 0.00% 8.30% 0.00% 8.30% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% % 2.4 Trang HH Liet % 81.80% 0.00% 3.00% 0.00% 3.00% 3.00% 0.00% 0.00% 0.00% 6.10% 3.00% % 2.5 Thuc HH Khang % 39.70% 4.10% 6.80% 0.00% 5.50% 4.10% 0.00% 1.40% 0.00% 23.30% 15.10% % III An Thi HH % 61% 1% 4% 0% 5% 5% 0% 2% 1% 13% 7% 100% 3.1 Phu Ung HH % 62.80% 0.00% 0.00% 0.00% 0.00% 7.00% 0.00% 0.00% 2.30% 23.30% 4.70% % 3.2 Bai Say HH % 63.00% 0.50% 7.10% 0.00% 9.20% 3.30% 0.50% 4.30% 0.00% 5.40% 6.50% % 3.3 Tan HH Phuc % 46.20% 0.00% 19.20% 0.00% 0.00% 3.80% 0.00% 3.80% 0.00% 3.80% 23.10% % 3.4 Quang HH Hired worker Other Total Prepared by: Hanoi Branch E.P.C Co., Ltd 35

38 TT Commune Unit Agriculture Aquiculture Trade Catering service Workers in factory, workshop Staff in Governmental offices Work for private companies Work in transport field Housework Vinh % 78.20% 0.00% 0.00% 0.00% 0.00% 1.30% 1.30% 0.00% 1.30% 11.50% 6.40% % 3.5 TT. An HH Thi % 82.40% 2.90% 0.00% 0.00% 0.00% 11.80% 0.00% 0.00% 0.00% 0.00% 2.90% % 3.6 Quang HH Lang % 36.00% 1.20% 1.20% 1.20% 7.00% 9.30% 0.00% 2.30% 1.20% 34.90% 5.80% % IV Kim HH Dong % 88% 4% 0% 0% 0% 0% 0% 0% 0% 6% 3% 100% 4.1 Nghia HH Dan % 87.50% 3.80% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 0.00% 6.30% 2.50% % Total HH % 64.00% 1.30% 3.60% 0.30% 4.50% 3.70% 0.30% 1.70% 0.40% 12.40% 7.70% % (Source: Socio-economic survey results in Hai Duong and Hung Yen province, 3/2013) Hired worker Other Total Prepared by: Hanoi Branch E.P.C Co., Ltd 36

39 Income level According to survey results, the income levels of DPs mainly belong to the group of 3-5 million VND / household / month (55.4 %). Households with incomes more than 5 million/household/month accounted for proportion (29.1%). Next was the number of households with income level of about million/year (up to 15.5%) equivalent to average income ranging from 1 million VND to 3 million VND/person/month. There are no Households with incomes below 12 million/household/year. In the survey area, there is not great difference of income level between agricultural and non-agricultural HHs living in different communes. This is due to the transformation into non-agricultural income sources which has mainly taken place in Hai Duong and Hung Yen provinces. Agricultural households do not depend on only a single source of income but they have income from various activities. Among them, agriculture is only one part of the income structure of the whole family. Table 21: Average Monthly Household Income of Affected Household (in million VND) # District/ Commune <VND 1 million VND 1 million - < VND 3 million VND 3 million VND 5 million > VND 5 million Total I My Hao Minh Duc II Binh Giang Hung Thinh Vinh Tuy Vinh Hong Trang Liet Thuc Khang III An Thi Phu Ung Bai Say Tan Phuc Quang Vinh An Thi town Quang Lang IV Kim Dong Nghia Dan Total Income - Expenditure Balance: After comparing for gross income and gross expenditures, the picture on whether households have positive or negative income was derived. In the affected communes, this exercise revealed that 87% of total households end up with positive income or surplus after expenditures and 8.3% of the surveyed households are with incomes less than expenditures. Prepared by: Hanoi Branch E.P.C Co., Ltd 37

40 Table 22: Income-Expenditure Balance of Affected Household # District/ Income<Expense Income=Expense Income>Expense Total Commune HH % HH % HH % HH % I My Hao - 0.0% - 0.0% % % 1.1 Minh Duc 0 0.0% 0 0.0% % % II Binh Giang 5 6.3% 2 2.5% % % 2.1 Hung Thinh % 0 0.0% % % 2.2 Vinh Tuy 1 4.0% 2 8.0% % % 2.3 Vinh Hong 0 0.0% 0 0.0% % 6 100% 2.4 Trang Liet 1 6.7% 0 0.0% % % 2.5 Thuc Khang 0 0.0% 0 0.0% % % III An Thi % 8 5.0% % % 3.1 Phu Ung 1 5.3% 0 0.0% % % 3.2 Bai Say % 5 8.8% % % 3.3 Tan Phuc % 0 0.0% % % 3.4 Quang Vinh 1 3.6% % % % 3.5 An Thi town 0 0.0% 0 0.0% % % 3.6 Quang Lang 0 0.0% 0 0.0% % % IV Kim Dong % % % % 4.1 Nghia Dan % % % % Total % % % % Living standards and Family facilities Living standard: The poverty standard of Vietnam Government for Period defines that HHs whose average income is equal or less than 400,000 VND/person/month are the poor. According to the survey, the number of poor HHs in the project area is 2.1% 1. Household Facilities: According the survey results, color TV, motorbikes, gas stove are owned by families. Details are described in the following table. Table 23: Facilities of affected households Facilities Rate (%) Facilities Rate (%) Color TV 98 Gas stove 20 Motorbike 91 Washing machine 12 Bicycle 96 Hot water tank 20 (Source: Socio-economic survey results in Hai Duong and Hung Yen provinces, 3/2013) 1 The poverty standard in Decision No.09/2011/QD-TTg dated 30 January 2011 of the Prime Minister is applied for Period as follows: Rural areas: households whose average income is equal or less than 400,000 VND/person/month are the poor; households whose income ranges 401, ,000 VND / person / month are the pro-poor). Urban areas: households whose average income is equal or less than 500,000 VND/person/month are the poor; households whose income ranges 501, ,000 VND / person / month are the pro-poor). Prepared by: Hanoi Branch E.P.C Co., Ltd 38

41 Housing and residential land Most houses of the surveyed households are permanent (one or two stories), accounting for 51.2%; followed by the percentage of semi-permanent houses (houses, tiles or concreted roof -the level 4 house) accounting for 49.8% Utilities and public services Electricity use: According to the survey, 99.3% of the surveyed households use state power grid with separate meters. Electricity consumption of an average household costs around 100,000 VND / household / month. Clean water: In the project area, there is no case of using water from ponds, rivers and lakes for residential activities. There are two main water sources of the households which are dug and drilled wells. Table 24: Water Source for Using of Affected Households # District/ Commune Unit Dug Well Drilled well Total I My Hao 1.1 Minh Duc II Binh Giang 2.1 Hung Thinh 2.2 Vinh Tuy 2.3 Vinh Hong 2.4 Trang Liet 2.5 Thuc Khang III An Thi 3.1 Phu Ung 3.2 Bai Say 3.3 Tan Phuc 3.4 Quang Vinh 3.5 An Thi town HH % 0.0% 100.0% 100.0% HH % 0% 100% 100% HH % 1.3% 98.7% 100.0% HH % 6.3% 93.8% 100% HH % 0.0% 100.0% 100% HH % 0.0% 100.0% 100% HH % 0.0% 100.0% 100% HH % 0.0% 100.0% 100% HH % 1.3% 98.8% 100.0% HH % 0.0% 100.0% 100% HH % 3.5% 96.5% 100% HH % 0.0% 100.0% 100% HH % 0.0% 100.0% 100% HH % 0.0% 100.0% 100% Prepared by: Hanoi Branch E.P.C Co., Ltd 39

42 # District/ Commune Unit Dug Well Drilled well Total 3.6 Quang Lang IV Kim Dong 4.1 Nghia Dan Total HH % 0.0% 100.0% 100% HH % 0.0% 100.0% 100.0% HH % 0.0% 100.0% 100% HH % 1.1% 98.9% 100.0% Toilet: 100% of households have sanitary toilets. Most of households toilets have septic tanks, accounting for as much as 82% of households. Households using two - compartment toilets account for 18%. There is no case of household using public toilets or lacking toilets Solid waste collection: Currently 100% of communes in the project area have solid waste collection system Healthcare and Education conditions Healthcare: In the project area, there are no households undertaking medical examination every year. Most families are usually treated at district hospitals (78%) and others selfmedicate themselves (22%). In addition, other health services such as district health centers, clinics and medical stations at communes are also popular among local people. According to public health registries, local healthcare and family planning in the project s communes have been implemented comprehensively. Education: Each district or commune have preschools, a primary school and a secondary school. 4. LEGAL FRAMEWORK AND ENTITLEMENT POLICY 4.1. Legal Framework Compensation, assistance and resettlement policy proposed for the VRAMP is based on Laws, Decrees, Guideline Circulars and Decision of compensation and resettlement of the Vietnam Government and involuntary resettlement policy of the World Bank The World Bank s policy on Involuntary Resettlement If involuntary resettlement under projects are not minimized, it often causes impacts on economy, society and environment such as destroying production system, damages on material and immaterial assets (i.e.: building, land, forest resource, cultural destinations, economic assets and cultural and social activities). Such impacts may be permanent or temporary. Therefore, the WB s policy OP 4.12 includes safeguard measures to resolve and minimize these risks. The overall objectives of the Bank's policy on involuntary resettlement are the following: (a) Involuntary resettlement should be avoided where feasible, or minimized, exploring Prepared by: Hanoi Branch E.P.C Co., Ltd 40

43 all viable alternative project designs. (b) Where it is not feasible to avoid resettlement, resettlement activities should be conceived and executed as sustainable development programs, providing sufficient investment resources to enable the persons displaced by the project to share in project benefits. Displaced persons should be meaningfully consulted and should have opportunities to participate in planning and implementing resettlement programs. (c) Displaced persons should be assisted in their efforts to improve their livelihoods and standards of living or at least to restore them, in real terms, to pre-displacement levels or to levels prevailing prior to the beginning of project implementation, whichever is higher Laws, Decrees, Circulars and Decision of compensation and resettlement of the Vietnam Government Laws, juridical documents of the Socialist Republic of Vietnam and Decisions of Project provinces People s Committee applied are as follows: - Constitution of the Socialist Republic of Vietnam dated April 15, 1992; - Land law dated November 26, 2003; - Decree No.181/2004/ND-CP of the Vietnam Government dated October 29, 2004, guiding the implementation Land Law; - Decree No.188/2004/ND-CP of the Vietnam Government dated November 16, 2004, on methods of determining land prices and land price framework; - Decree No. 197/2004/ND-CP of the Vietnam Government dated December 03, 2004 on compensation, assistance and resettlement when the State acquires land; - Decree No. 198/2004/ND-CP of the Vietnam Government dated December 03, 2004 on collection of land use fee; - Decree No. 38/2013/ND-CP dated April 23, 2013 of the Government, on management and use of official development assistance (ODA) and concessional loans of donors, replacing Decree No.131/2006/ND-CP dated November 09, 2006; - Decree No. 84/2007/ND-CP of the Vietnam Government dated May 25, 2007on additional regulations on granting land-use rights certificates; land acquisition; implementing land-use rights; settling land claims; and orders and procedures for compensation and resettlement when the State acquires land; - Decree No. 123/2007/ND-CP of the Vietnam Government dated July 27, 2007 on amendment and supplement of a number of articles in Decree No. 188/2004 on Nov 16, 2004 on determination methods of land prices and land price frame; - Decree No. 69/2009/ND-CP of the Vietnam Government dated August 13, 2009 on additional regulations on land use planning, land prices, land acquisition, compensation, assistance and resettlement; - Circular No. 114/2004/TT-BTC of the Finance Ministry dated November 26, 2004 on Prepared by: Hanoi Branch E.P.C Co., Ltd 41

44 guidelines on Decree No. 188/2004/ND-CP of Nov 16, 2004 on identification methods of land prices and land price frame; - Circular No. 06/2007/TT - BTNMT issued on June 15, 2007 of the Ministry of Natural Sources and Environment on the implementation guidelines of Decree No.84/2007NĐ-CP issued on 25th May 2007 regarding additional regulations on granting land using certificate, land acquisition, implementation of land using, procedures for compensation, assistance and resettlement when the State acquires land and redress grievances about land acquisition; - Circular No.145/2007/TT-BTC dated December 6, 2007 guiding on the implementation of Decree No.188/2004/ND-CP dated November 16, 2004 on methods of determining land prices and land price frame; - Circular No.14/2009/TT-BTNMT dated January 10, 2009 of the Ministry of Natural Resource and Environment, regulating detailed regulations on compensation, assistance and resettlement and procedures of land acquisition, land allocation and land lease; - Decree No.11/2010/ND-CP dated 24 February 2010 of the Government on the management and protection for the roads. - The Prime Minister s Document No.1665/TTg-CN, dated 17/10/2006 on the implementation of the management of site clearance and demining to serve traffic construction projects Policies of Hai Duong and Hung Yen People's Committees: a. Hai Duong Province: - Decision no. 40/2009/QD-UBND dated 15 December 2009 of the PPC of Hai Duong on the guidance to compensation, assistance and resettlement when the Government acquires land in the locality of Hai Duong province. - Decision no. 21/2011/QD-UBND dated 12 September 2011 of the PPC of Hai Duong on the amendments to the unit prices for buildings, substructures using for the compensation. b. Hung Yen Province: - Decision no. 09/2011/QD-UBND dated 6 January 2011 on the process, procedure of land acquisition, land allocation, changing of land use purpose and compensation, assistance and resettlement in the locality of Hung Yen Province Gap Analysis and Gap-Filling Measures The main gaps between the WB Resettlement Policy and Viet Nam s legislation, including proposed measures to address the differences, are outlined in Table below. Prepared by: Hanoi Branch E.P.C Co., Ltd 42

45 Table 25: Main gaps between compensation, assistance and resettlement policies off Goverment s and World Bank s and proposed policies for project Policy World Bank s Policy (OP 412) GoV s Policy Proposed policy for the Project Land/ Property Policy objectives DP (Displaced People) should be assisted to restore or improved their living standards to the pre-project levels. Resettlement site and its infrastructure should have equal or better development conditions than the existing one. (Article 35, Decree 197/2004/ND-CP). Livelihood, income sources and assets are restored to equal or better than before the project. Treatment of informal or not legal land users Rehabilitation assistance to all displaced persons to achieve the policy objective. In case of land is not eligible to compensation, PPC will consider to assist. (Article 6, Decree 197/2004/ND-CP). Rehabilitation assistance to all DPs, regardless of their legal status. Compensation for illegal structures Compensation at replacement cost for all structures regardless of legality status. Depending on the severity and legality of land, houses and buildings to be compensated, the maximum assistance by 80% of the compensation cost as stipulated in Article 19 of Decree 197/2004/ND-CP (Article 20, Decree 197/2004/ND-CP) Assistance at replacement cost for all structures, and provided regardless of legal status. Compensation Methods for determining compensation rates Compensation for lost land and other assets should be paid at full replacement cost. Compensation for lost land is calculated at price close to transferring the land use right in the market. (Article 11, Decree 69/2009/ND-CP). Independent appraiser identifies market price as a reference for PPC to define compensation price. Compensation income loss for All income losses should be compensated. Income loss is assisted only for registered business. (Item 2, Article 20, Decree 69/2009/ND-CP and Item 2, Article 28, Decree 197/2004/ND-CP). All income losses are to be compensated and restored. Prepared by: Hanoi Branch E.P.C Co., Ltd 43

46 Policy World Bank s Policy (OP 412) GoV s Policy Proposed policy for the Project Compensation for indirect impact caused by land or structures taking Livelihood restoration assistance and It is good practice for the borrower to undertake a social assessment and implement measures to minimize and mitigate adverse economic and social impacts, particularly upon poor and vulnerable groups. Provision of livelihood restoration and assistance to achieve the policy objectives. It is not addressed. Social assessment undertaken and measures taken to minimize and mitigate adverse impacts, particularly upon poor and vulnerable groups. Livelihood restoration and assistance measures are provided. Not a follow up for full livelihood restoration after resettlement completion. Provision of livelihood restoration and assistance to achieve the policy objectives. Consultation disclosure and Stakeholders participate in planning and implementation specially confirming the eligibility criteria for compensation and assistance and access to Grievances Mechanisms. Is limited mostly to information sharing and disclosure. (Article 30 and 31, Decree 69/2009/ND-CP). Participation designed and implemented to achieve policy objectives Grievance and redress mechanisms Grievance and redress mechanisms should be independent The same body makes decisions on compensation, resettlement and initial handling of grievances. (Article 40, Decree 69/2009/ND-CP). Independent grievance and redress mechanisms to be established. Stakeholders will be provided enough information and documents on independent grievance and redress mechanisms. Monitoring Evaluation & Internal and External independent monitoring are required. There is no explicit requirement on monitoring, including both internal and independent (external) monitoring. Both internal and external monitoring are defined. Prepared by: Hanoi Branch E.P.C Co., Ltd 44

47 4.2. Entitlement policy Principles for Compensation and Resettlement All DPs who have assets within or reside within the area of project land-take before the cut-off date are entitled to compensation or assistance for their losses. Those who have lost their income and/or subsistence will be eligible for livelihood rehabilitation assistance, based on the criteria of eligibility defined by the Project and in consultation with the DPs. If, by the end of the project, livelihoods have been shown not to be restored to pre-project levels, additional measures should be considered. The compensation rates will be determined based on the results of independent land/assets appraisal in a timely and consultative fashion. All fees and taxes on land and/or house transfers will be waived or otherwise included in a compensation package for land and structures/houses or businesses. The local authorities will ensure that DPs choosing relocation on their own obtain, without additional cost, the necessary property titles and official certificates commensurate with similar packages provided to those who choose to move to the project resettlement sites. Land will be compensated land for land or in cash according to the DP s choice whenever possible. The choice of land for land must be offered to those losing 20% or more of their productive land. If land is not available, the borrower must assure itself that this is indeed the case. Those losing 20% or more of their land will have to be assisted to restore their livelihood. The same principles apply for the poor and vulnerable people losing 10% or more of their productive landholding. DPs that prefer land for land will be provided with land plots with the equivalent productive capacity for lost lands if available or a combination of land (a standard land plot) in a new relocation area nearby for residential land, and cash adjustment for the difference between their lost land and the land plots provided. DPs that prefer cash for land will be compensated in cash at the full replacement cost. These DPs will be assisted in rehabilitating their livelihoods and making their own arrangements for relocation. Compensation for all residential, commercial, or other structures will be offered at the replacement cost, without any depreciation of the structure and without deduction for salvageable materials. Structures shall be evaluated individually. The DPs will be provided full assistance (including a transportation allowance) for transportation of personal belongings and assets, in addition to the compensation at replacement cost of their houses, lands, and other properties. Compensation and rehabilitation assistance must be provided to each DP at least 30 days prior to the taking of the assets for those who are not to be relocated and 60 days for those who will have to be relocated. Exceptions should be made in the case of vulnerable groups who may need more time. If, by the end of the project, livelihoods have been shown not to be restored to pre-project levels, additional measures should be considered. Additional efforts, such as economic rehabilitation assistance, training and other forms of assistance, should be provided to DPs losing income sources, especially to vulnerable groups in order to enhance their future prospects toward livelihood restoration and improvement. The previous level of community services and resources, encountered prior to displacement, will be maintained or improved for resettlement areas. Prepared by: Hanoi Branch E.P.C Co., Ltd 45

48 Eligibility to compensation, assistance and resettlement Those, who are affected by the project, will be eligible for compensation as follows: (a) Those who have legal rights to land or other assets; (b) Those who currently have no legal rights to land or other assets but have submitted declarations for legalization of land-use right certificates according to the State regulations, which are based on archives and documents such as invoices for land-tax payment, certificates of residence status, or permission for residence and permission for use of the land affected by the Project the local governments granted for them; (c) Those who have no legal rights but are in the declarations for legal land-use certificates for the land they are living on. Persons who are subject to (a) and (b) are compensated for their land and other affected assets at replacement costs and provided with other assistances. Persons who are subject to (c) are provided with resettlement assistances in lieu of compensation for the land they occupy, and other assistance, as necessary, to achieve the objectives set out in this policy, if they occupy the project area prior to a cut-off date. Persons who encroach on the area after the cut-off date determined in each RP are not entitled to compensation or any other form of resettlement assistance (though they may be entitled to some support). The cut-off date proposed for this RP is the date of completing for the IOL: 31 March Entitlement Policy Those who are affected by the project will be entitled to the compensation, assistance and resettlement policies in compliance with the regulations of Vietnam and WB's OP4.12. Project affected persons will not be considered to receive the compensation or assistance when entering the project area after the publication of the cut-off date of the project. The poor/ vulnerable households who are certified by local authorities will be considered for additional assistances on case-by-case basis as special cases. The Entitlement matrix for the affected persons under VRAMP is shown in the Table below. Prepared by: Hanoi Branch E.P.C Co., Ltd 46

49 Table 26: Entitlement Matrix Type of Impact/Loss Eligibility/ application Entitlement 1. LOSS OF AGRICULTURAL LAND (536 HHs) 1.1 Owners of land with (i) LURC or (ii) in the process of acquiring LURC or (iii) are eligible to obtain LURC (536 HHs) The affected land is less than 20% of the total land area or less than 10% for vulnerable group. The affected land is from 20% of total land or from 10% for vulnerable group. (i) Cash compensation for their acquired land at 100% replacement cost. (ii) Compensation for affected assets at 100% replacement cost. (iii) Cash assistance per m2 as set out in PPC s policies. (i) As priority, compensation "land for land" with equivalent productive capacity at a location acceptable to the APs, or, if requested by the DPs, or if "land for land" is not available, cash compensation for the lost land at replacement cost. (ii) Compensation for affected assets at 100% replacement cost. (iii) Cash assistance per m2 as set out in PPC s policies. (iv) Receive income restoration assistance and other assistances Land user are not eligible to become legalized (0 HHs) 1.3. Agricultural lands that are rented between households or individuals. (0 HHs) (i) Will not be compensated for land but will be compensated for loss of assets on land such as structures, crops and trees at 100% replacement cost. (ii) If DP is mainly earning income from agriculture, local authorities could consider allocating land for the DP based on the conditions of locality. Compensation for land will be paid to Land use owner but compensation at 100% replacement cost of the assets will be paid to the land-users. Prepared by: Hanoi Branch E.P.C Co., Ltd 47

50 Type of Impact/Loss Eligibility/ application Entitlement 2. LOSS OF RESIDENTIAL LAND (216 HHs) 2.1. Owners of land with (i) LURC or (ii) in the process of acquiring LURC or (iii) are eligible to obtain LURC: Fully affected (Includes DPs whose remaining area is not enough for reconstruct of their houses). (11 HHs) (i) Relocation options are to be provided to DPs: - Self-relocate: Beside of compensation for acquired land at replacement cost, DPs are entitled to receive an allowance for preparing and levelling ground floor at the new resettled place as regulated in Decree 69/2009/ND-CP or - Allocated land in the resettlement sites with full infrastructure. (ii) Compensation for affected assets at 100% replacement cost. (iii)provision of allowances due to relocation of house, as regulated in item 8 below. Partially affected DPs whose remaining area is enough to rebuild the house (205 HHs) (i) Cash compensation for their acquired land at 100% replacement cost. (ii) Compensation for affected assets at 100% replacement cost. 3. IMPACT ON STRUCTURES Impact on Houses and building:15 HHs, Impact on other structures:206 HHs 4. COMPENSATION TO LOSS OF RENTAL STATUS 2.2. Land users are not eligible for compensation (illegalization of land users). Regardless of ownership/usage conditions. Impact on Houses and building facilities and Impact on other structures. (i) Compensation for affected assets at 100% replacement cost. (ii) If the land-user is not eligible for compensation and has no other place to reside, the user will be assisted to buy a plot or an apartment in a tenement house or with cash equivalent. (i) DPs will be compensated for their affected structures by 100% replacement cost without deduction of salvage material or depreciation. (ii) The compensation prices are calculated based on the actual affected areas. Each structure should be evaluated individually. Renters of Project affected houses and land - A transportation allowance provided to tenants. - Assistance in finding a new rental house if required will be provided Whenever possible, DPs should be given choices among several options. Renters of State or organization s houses - Provided with new apartment for rent, if possible, or - Assisted at 60% of replacement cost for the market value of the rented land and houses Prepared by: Hanoi Branch E.P.C Co., Ltd 48

51 Type of Impact/Loss Eligibility/ application Entitlement 5. GRAVES/TOMBS Households whose graves/tombs are affected by the Project. 6. AFFECTED CROPS/TREES 7. IMPACTS ON INCOME AND BUSINESS (6 HHs) 8. TEMPORARY IMPACTS IN THE IMPLEMENTATION PHASE Persons having crops/trees damaged. Eligible owners of registered business Eligible owners of non- registered business DPs having residential land temporarily affected. DPs having agricultural land temporarily affected. DPs are fully compensated for the moving expenses, reburial and other related costs. Compensation is paid to DPs currently in cultivation at the market price of crops/trees and/or at the replacement cost of damaged crops/trees. (i) Compensation for loss of income for business registered will be at 50% of income after tax of one year (equivalent 100% of income after tax of six months) according to average income in previous 03 years. (ii) To provide a support equal to 70% of the basic salary for permanent laborers for economic establishments, production and households. The period to calculate support must not exceed 6 months. (iii)to provide compensation for the loss of business structures, production materials at full replacement costs of the structures, excluding depreciation. Compensation for loss of income for business registered will be at 50% of income after tax of six month (equivalent 100% of income after tax of three months) according to average income in previous 03 years. (i) To compensate for all affected assets attached to land at the replacement cost (ii) To restore the land to its original condition. (i) To compensate for a crop of crops/ plants at the full market price. (ii) To compensate for loss of income for the next crops during the time land is temporarily affected (iii) To restore the land to its original condition or improve land quality to equal or better levels prior to the project implementation. Prepared by: Hanoi Branch E.P.C Co., Ltd 49

52 Type of Impact/Loss Eligibility/ application Entitlement 9. AFFECTED PUBLIC ASSETS 10. ALLOWANCE AND RESTORATION SUPPORT Business householders temporarily affected. Communes, wards, administrative units having public housing, structures, schools, bridges, factories, water sources, roads, wastewater systems, and irrigation systems damaged. All relocating households (i) To compensate and support for lost income of collectives, private or individual enterprises if they are directly affected during construction stage. (ii) To compensate for affected assets attached to land at the replacement cost. To restore or repair depending on each circumstance and the community do not have to pay for the expenses. For cultural structures, churches, communal dwelling houses, pagodas, hermitages, shrines under the local governance that need to be relocated, the Provincial People s Committee shall make decisions based on proposals of the Resettlement and compensation Council and opinions of local authority and community in areas where there are affected structures. (i) Assistance for moving/resettlement: Relocated HHs will receive cash assistance for moving to the new place as per PPC s regulation. (ii) Assistance for life stabilization: Relocated HHs will receive life stabilization support in cash, equivalent to 30kg of rice per person per month, at average market price at compensation time notified by Financial Department. Assistance for a period of 6 months for relocating to other places, and 3 months for reorganizing on the remaining land or repairing the remaining house. (iii)assistance for renting house will be provided as per Provincial People s Committee regulations. (iv) Assistance for Self-Relocation: DPs are entitled to receive an allowance for preparing and leveling ground floor at the new resettled place as regulated in Decree 69/2009/ND-CP. The amount will be provided as per Provincial People s Committee regulations. Prepared by: Hanoi Branch E.P.C Co., Ltd 50

53 Type of Impact/Loss Eligibility/ application Entitlement Loss of Income/Livelihood due to loss of productive land All DPs Affected vulnerable groups DPs that lose 20% or more productive land holding (or from 10% for vulnerable group) Bonus for timely handover of land for all DPs. All affected households are entitled to monetary support for job retraining equivalent from 1.5 to 5 time of agricultural land price of recovered agriculture land. The amount will be provided as per Provincial People s Committee regulations (i) DPs will be entitled to receive Life stabilization assistance as follows: a) Losing from 20% to 70% (or from 10% to 70% for vulnerable group). 30 kg of rice per person per month for 6 months if not relocating 30 kg of rice per person per month for 12 months if relocating b) Losing more than 70% 30 kg of rice per person per month for 12 months if not relocating 30 kg of rice per person per month for 24 months if relocating (ii) Other rehabilitation measures will be provided such as assistance with seeds or improved young animals, agricultural extension training, services, plant protection or veterinary services, technical assistance for business or non-farm production. The type of rehabilitation measures will be identified during the implementation of the RP in consultation with the DPs. Vulnerable households will receive life stabilization of 30 kg of rice/ person / month for 24 months at the time of compensation. Households who hand-over their affected properties on time (partially or totally affected land) will be provided with bonus allowance. The amount will be in conformity with the locality's actual conditions. Prepared by: Hanoi Branch E.P.C Co., Ltd 51

54 5. RESETTLEMENT PMU3 and relevant organization needs to consider possible options with timely meaningful consultation of DPs on resettlement alternatives (including the new location area), in order to minimize and/ or reduce adverse impacts. According to the survey results, the total number of households to be relocated under the project is 11. With this number of the HHs who would be fully affected on houses, it is not necessary and not economically viable to construct for the resettlement sites and though consultation with the households who would be fully affected on houses they expect to receive all compensation, assistance and allowance for self-relocation. However, to make sure that the households would not be in a difficulty situation of purchasing land and constructing the new houses as well as moving arrangement to new places, the commune authorities and RP implementing Agencies need to assist the households who have to move to new places in a process of purchasing residential land, constructing new house, obtaining legal papers related to land and building ownership. The households will be assisted with connection to living facilities such as water supply, power supply, communication system etc. The households must be fully compensated for land and non-land affected assets and paid and with full assistance package and give them enough time to construct the new house. They will not be required to demolish the houses before the completion of houses at new place. PMU3 and independent monitoring agency need to monitor and describe in the periodical reports about the resettlement status of the households who are fully affected on houses and the repairing status of the partly affected houses of the households. It is also needed to monitor that the houses are compensated at full replacement costs as principle in this RP. It is informed by the districts and Communes that they have also developed or developing some residential sites in the project communes, therefore, if the affected households want to buy the plots at the sites in the communes they will be assisted by commune authorities. The information about the residential sites which are or will be available in the project communes are described as below. 1. In Minh Duc commune: Residential site at Thinh Van village - Total of area: 5,000 m2 - Location: Thinh Van village, distance to NH38 about 50m - Status: Paddy land - Distance to commune centre: about 0.5 km - Distance to old residence of household: < 0.1 km - Year of planning: October Expected time to construct infrastructure: June Type of plot: 100m2/plot - Selling price: 300,000,000 VND/plot 2. In Tan Phuc commune: Residential site at Ngoc Nhue village - Total of area: 60,000 m2 - Location: Ngoc Nhue village, distance to NH38 about 200m Prepared by: Hanoi Branch E.P.C Co., Ltd 52

55 - Status: Paddy land - Distance to commune centre: about 0.5 km - Distance to old residence of household: 0.6 km - Year of planning: August Expected time to construct infrastructure: Not yet - Type of plot: 200m2/plot - Selling price: 174,000,000 VND/plot 3. In Bai Say commune: Residential site at Boi Khe village - Total of area: 12,000 m2 - Location: Boi Khe village, distance to NH38 about 100m - Status: Paddy land - Distance to commune centre: about 0.2 km - Distance to old residence of household: 0.1 km - Year of planning: June Expected time to construct infrastructure: Not yet - Type of plot: 200m2/plot - Selling price: 200,000,000 VND/plot. 6. INCOME RESTORATION AND REHABILITATION 6.1. Overview The general purpose of this program is to restore the livelihoods of DPs to same as or higher rate than before the implementation of the Project, and ensure that affected people adapt to new conditions. For the Resettlement Plan (RP) implementation, the PMU3 will collaborate with local authorities at all levels and social organizations to restore DPs incomes sources. The activities are mainly vocational training, job introduction and Agricultural activities Analysis of demand According to the survey results, there are 237 households whose agricultural land is heavily affected (over 20% of agricultural land and 10% for vulnerable); 8 households having business affected, 11 relocated households and 60 vulnerable households needing to be paid special attention during the income restoration program implementation. Many affected households still practise agricultural production. However, according to the survey, an estimate of 44.6% households are currently living in agricultural occupations, in which 55.4 % of their income come from other revenue sources such as business, services and freelance and a few are government staff. The DPs have been consulted through the questionnaires and community consultations, their views and opinions to the life restoration after resettlement is shown as follows: Expectations for livelihood stabilization: When asked about the project impacts, approximately 71% households said the project will have significant impacts on their lives. Namely, about 38% households would have no land for production; about 36% said the project would disturb their family life; 22.9% said their family Prepared by: Hanoi Branch E.P.C Co., Ltd 53

56 economy will be relatively impacted. People living in the project area expect the project s assistance on Self-employment, vocational orientation and Agricultural activities. Specifically, 57.4% wanted assistance on agricultural activities, 3.0% wanted vocational training; 19.8% needed Self-employment. The details of people s expectations are shown in the following table: Table 27: Preferences of the households to the income restoration activities # District/ Commune Affected households HH Agricultural Vocational Selfemployment given No answers gave activities Training answers HH % HH % HH % HH % I My Hao % 0 0.0% 0 0.0% 0 0.0% 1.1 Minh Duc % 0 0.0% 0 0.0% 0 0.0% II Binh Giang % 0 0.0% % % 2.1 Hung Thinh % 0 0.0% % % 2.2 Vinh Tuy % 0 0.0% % % 2.3 Vinh Hong % 0 0.0% 0 0.0% 0 0.0% 2.4 Trang Liet % 0 0.0% % % 2.5 Thuc Khang % 0 0.0% % % III An Thi % 2 2.8% % % 3.1 Phu Ung % 0 0.0% 0 0.0% % 3.2 Bai Say % 0 0.0% % 0 0.0% 3.3 Tan Phuc % 0 0.0% 0 0.0% 0 0.0% 3.4 Quang Vinh % 2 5.9% % % 3.5 An Thi town % 0 0.0% % % 3.6 Quang Lang % 0 0.0% % % IV Kim Dong % 5 8.5% 3 5.1% 4 6.8% 4.1 Nghia Dan % 5 8.5% 3 5.1% 4 6.8% Total % 7 3.0% % % Potential Activities Raised by Households As a result of consultation with the local authorities, various organizations and affected households, the following farm-based and non-farm based activities/programs are listed for consideration in the planning of a responsive income restoration program that will cater to the needs and preparedness of each eligible household: a. Intensive agricultural production programs for farmers who still have remaining productive land should be first priority. b. Piloting of selected production and income generating opportunities that are endorsed by the province and district. Vocational training and non-farm based employment. Prepared by: Hanoi Branch E.P.C Co., Ltd 54

57 c. Skills training program for persons wishing to receive training on selected fields. The training should be on (i) vocational courses; (ii) intensive farming; (iii) animal husbandry; (iv) aquaculture; (v) managing small business. d. For households who wish to venture into small businesses, the Project will explore possible seminars on entrepreneurship (idea generation and visioning, basic sales, marketing and finance management). e. Table 27 shows the results that most of the households prefer to continue farming activities (57.4%), self-employment (19.8%) and very few households prefer vocational training (3.0%). With these results, the income restoration implementation needs to mainly focus on the assistance to the programs of farming extension, monitoring for the self-employment activities and getting the option of the households who still gave no choice to income restoration at this phase of consultation Implementation issue The aforementioned possible income restoration activities are generic in nature, tentative and initial and, therefore, cannot be used as basis for detailed planning. During the conduct of detailed measurement survey (DMS), the consultants will help design and implement the income restoration program and will spearhead the process of identifying the livelihood activities of each household by evaluating the household s specific needs against the household s preferences, inclination and preparedness, and by assessing the availability of external support needed by the household to pursue its chosen livelihood activities. The consultants will investigate and evaluate possible employment, credit facility and provider of training when conducting needs and opportunities assessment for each participating eligible household. Any good models from other projects with the similar conditions also need to be studied to apply to the project. The singular objective of the income restoration program is to help the severely affected and vulnerable households rebuild their sources of livelihood and thus regain, if not improve, their preproject standards of living. In addition to the principles governing the project resettlement policy, the income restoration program will abide by the following precepts: be responsive to the specific needs and attuned to the level of preparedness of the household; be sustainable and geared towards self-determination and empowerment rather than dependence; foster justice and fairness, camaraderie, social consciousness; and, be gender sensitive and environmentally sound. Moreover, depending on its needs, preferences, and available human and material resources within the household and those that the project could provide, each participating eligible household may engage in one main source of livelihood to be augmented by secondary livelihood activities, especially when the main livelihood does not yield immediate returns, such as livestock and crop production. Secondary livelihood activities will help provide for the daily sustenance of the household in the interim. A key ingredient of the program is to ensure that each DP household has the means for daily sustenance. Information pamphlets for each program will be prepared by the consultant of PMU3 and will be made available to households and in commune offices. Information will include but not limited Prepared by: Hanoi Branch E.P.C Co., Ltd 55

58 to the following: Production (farm and non-farm based)/income-generating activities: type of program, investment costs and net returns, time-frame for income stream to develop, sustainability, and risks. Project-related opportunities: type of workers needed, duration of contract, minimum salary and benefits, schedule, basic requirements/qualifications of workers, contact persons. Employment opportunities: name and address of organization, nature of organization, number of required workers, basic requirements/ qualifications of workers; trainings to be provided; minimum salary and benefits, contact persons, Skills Trainings: type of trainings, objectives, duration, cost to trainee, qualification of trainee, type of certification to be issued upon completion of training; links to jobs. Access to credit: type of loans; requirements to avail loan, term of payments and interest rates, risks involved. The consultants of PMU3 for income restoration implementation will be composed of various experts to design, implement and administer various programs. The process of planning appropriate income restoration activities of eligible households begins about the same time as that of the DMS. Data gathering and in-depth investigation of needs and opportunities will be done in parallel with the DMS. The various income restoration activities planned and agreed with the participating households will be included in the updated RP including the analysis of risk, marketing for the planed programs etc. The implementation of the program will be monitored regularly to ensure that targets are achieved and will be included in the resettlement progress report that will be submitted to the WB. An evaluation of the income restoration program will be conducted to sum up what has been achieved, to identify additional interventions, as needed; and to draw out lessons and insights Implementation plan The steps proposed for the implementation phase of income restoration as table below: Table 28: Steps proposed for the implementation phase of income restoration # Activity Time schedule Responsible Agency 1. Prepare the list of severely affected DP (Losing from 20% of productive land or 10% for vulnerable, affected on shops, relocated HHs, vulnerable groups): the list by communes. 2. Study about the feasible income restoration in the localities, livelihood plan etc. (with detailed information of each possible activity). Consult with commune, district, provincial relevant agencies and the DPs for their feedback to the feasible programs. As soon as the DMS completed by the DCRC. Parallels with DMS activity and after step 1 completed. Income restoration team of PMU3 and DCRC. Income restoration team of PMU3 and DCRC. Prepared by: Hanoi Branch E.P.C Co., Ltd 56

59 # Activity Time schedule Responsible Agency 3. Based on the feedback of stakeholders, prepare detailed plans for activities (list of participants; organization of implementation; schedule; budget; monitoring and evaluation and reporting. Some pilots programs should be implemented first to draw the lessons learned for the subsequent programs.). 4. Set up a Committee to implement and this committee should include local NGO (such as Women Union; Farmer Association etc.); Commune and District Representative; Representatives of DPs etc. Training need to be held for the Committee prior to the implementation. After step 2 completed At the beginning of the RP implementation. Income restoration team of PMU3 and DCRC. Need help of the commune authorities and Village Leaders. DPCs and CPCs. 5. Implementing the programs After step 3 Implementation Committee for Income and Livelihood Restoration/Improvement. 6. Monitoring and evaluation, reporting Through implementation phase 6.5. Implementation budget Implementation Committee and External Monitoring Agency for RP. The cost estimated for income and livelihood restoration/ improvement is calculated according to the policy of the Government as in Chapter of Cost Estimate. 7. CONSULTATION AND PARTICIPATION, INFPORMATION DISCLOSURE 7.1. Objectives and Policies The main objectives of consultation and participation are to: a) Ensure that all DPs and related agencies participate together in issuing decisions on involuntary resettlement matters; b) Minimize negative impacts caused by involuntary resettlement; and c) Avoid possible conflicts during Project implementation. DPs shall be fully informed and carefully consulted on resettlement and compensation plans. Consulting DPs is the starting point for all activities related to resettlement. DPs may be afraid that they will lose their livelihood and community, or that they are not well prepared for complicated negotiations on their rights. Participation in creating the RAP and its management will help DPs relieve their worries and give them the opportunity to participate in what will affect their lives; Prepared by: Hanoi Branch E.P.C Co., Ltd 57

60 implementing resettlement without consulting DPs is an improper and ineffective strategy. If DPs are properly consulted, any objections to the Project can be timely addressed. One of the important written documents towards strengthening democracy at the grassroots level in Vietnam is Instruction No. 30-CT/TW issued by the Central Committee of the Vietnamese Communist Party on the Construction and implementation of a basic democratic regime, and Decree No. 79/2003/ND-CP on the same topic. The key basis of this legal document is the well-known slogan: people know, people discuss, people do, people check. Ordinance No. 34/2007/PL-UBTVQH11 (replacing and terminating the effectiveness of Decree No. 79/2003/ND-CP) points out the matters that need comments from local authorities and communities before the relevant authority issues the decision including the preparation of approach for compensation, assistance resettlement related to projects and works within the communes. Article 39, clause 2 of the 2003 Land law requires matters related to resettlement, such as reasons and plans for land acquisition, relocation, general compensation and site clearance plans to be published for DPs. Even so, consultation and participation is an innovation in project implementation in Vietnam, and both local residents and officers in charge of project implementation lack experience in this field. The following points need to be focused on to encourage relevant agencies to participate in the Project's consultation process: a. Determining and encouraging all related agencies, and especially DPs, to join in consultation and participation; b. Establishing strategies for them to participate in project planning, implementation, monitoring and evaluation; c. Explaining strategies and details for disseminating necessary information and propaganda, and establishing procedures to enable DPs to define their entitlements; d. Attracting related agencies to participate in making decisions at the different steps of Project implementation (e.g. modes of compensation, consulting DPs on compensation and implementation schedules, etc); e. Establishing procedures for redressing grievances Consultation and Participation Procedure Responsible Organizations: DPs will be informed by PMU about the responsibilities of all organizations and local governments concerned with resettlement, and the names and functions of relevant government officers along with their telephone numbers, office addresses and working hours (if any). Implementation Schedule: DPs will be informed of the estimated schedule for major resettlement activities, and that construction can only begin when resettlement activities are completed and DPs have moved out of the Project area. It is necessary to emphasize that DPs should move timely once they receive all compensations for their affected assets. Compensation Councils/Committees at all levels will be provided with maps and implementation schedules Method for Consultation and Participation The methods of information dissemination and community consultation may include family Prepared by: Hanoi Branch E.P.C Co., Ltd 58

61 visits, site visits, community meetings, group meetings, focus group discussions, and socioeconomic surveys Consultation in the Preparation Phase At the beginning of the preparation stage, local authorities and other government leaders at various levels will be informed about the Project, its objectives and activities. They will be consulted and actively participate in discussions about the demand for development and the priorities in their hometowns. They can also contribute comments and ideas about possible adverse effects of the Project and how to mitigate them and increase their community's interest in the Project. Local authorities will also be consulted about their consensus and commitment to the Resettlement Policy. The mass media, including central and local television and the press, will broadcast the Project's objectives, components and activities in public areas once they have been approved. Community Meetings: Prior to the detailed design, the Project organizes in each affected commune or ward to provide more information to DPs. DPs have opportunity to participate in open discussions on resettlement policies and procedures. Notification or invitations to the DPs should be sent at least two weeks prior to the meetings. The purpose of these meetings is to clarify information up to the date of the meeting, create an opportunity for discussion. In addition to letters to individual households, information should be disseminated through posters in public areas of communes, and rural/urban districts where DPs are living, and/or via radio, newspapers, to inform DPs and the community. Men and women in affected households and other people in the community are encouraged to participate in meetings where the Project will be explained, the interests and entitlements of households will be clarified, there will be the opportunity for people to speak their concerns. Such meetings will be held periodically during the process of the Project. Textual and visual information will be provided for the DPs in the meetings and copies of such information will be available in the Districts and concerned communes in the Project area. The meetings should include: - Textual and visual explanations, including printed information and tentative drawings of The Project's for different items. - Facilitating DPs in expressing their opinions, answering their questions, and encouraging them to contribute their ideas to the recovery plans. - DCRCs preparing a complete list of affected households that participate in the meetings. - DCRCs preparing a comprehensive list of questions, comments, ideas and decisions that arise during the meetings and consultations and reporting all the meetings to the PMU Consultation in the Project Implementation During the Project's implementation, PMUs shall undertake the followings with the support of the Project consultants: a) Providing information for DCRCs and communes through training seminars and providing detailed information about the Project's policies and implementation procedure. b) Organizing information dissemination and consultation with DPs during Project implementation. Prepared by: Hanoi Branch E.P.C Co., Ltd 59

62 c) Comparing annual unit prices and the Project's tentative compensation unit prices; and reaffirming the scale of land acquisition and impacts on assets based on the results of the DMS and consultations with DPs d) DPCs will publish Project land acquisition policies and invite affected persons to participate in popularizing the Project and its legal basis. e) Each affected person will in turn participate in the measuring and inventory of assets, and land, and sign on the drawings of the acquired housing/land and inventory of lost assets. f) Each affected person will be involved in reviewing the draft plan for compensation, the calculation tables, and the amount of compensation for each affected person. g) Each affected person has the right to reflect, raise their questions about the calculation of compensation and have their questions answered satisfactorily according to their specific situation, including issues related to resettlement such as prices, instalment payments and procedures for documenting ownership in the new place. h) Each affected person will participate in the review process for draft compensation plan, spread sheet and estimate the compensation payment to each affected person. i) The plan for compensating assets shall clearly state affected assets and the compensation to which DPs are entitled, and this shall be signed by the DPs to show their agreement with the evaluation results. Any questions DPs have on the contents of the plan shall be noted at this time. j) Sending DPs letters and/or questions related to the RP to inform them about the plans and clearly explain the consequences of each plan, if any. Affected and vulnerable DPs will be consulted about their desires regarding restoration assistance in the RP. DCRCs will inform DPs about the plan and their entitlement to technical assistance before requesting them to clearly present their desires for restoration assistance Information Disclosure In addition to public announcements to DPs and their communities, the RPs, including Policy are available at DPCs, CPCs, the Info Shop in Washington, D.C, and the WB's Vietnam Development Information Centre (VDIC) in Hanoi Community Consultation Results From January to March-2013, consultant conducted 13 meetings with the project affected households and representatives of affected communes and 9 meetings with relevant organizations from the provincial to the district level (details about the place, venues of meetings and participants is attached to this RP as Annex 3). Many meetings were also held with the DPs before the resettlement team carries out the SES and IOL in each affected commune. The objectives of consultation in phase of preparing the RP were to initially inform and discuss with the authorities of the project provinces, districts and communes, affected districts and communes about the project, objectives and principles on land acquisition, compensation, allowances and special assistance to poor and vulnerable groups according to the policies of Viet Nam and WB safeguards policy and requirements, preparation of resettlement plan, schedule for the socioeconomic survey, IOL and information that needs for preparing the RP. The meetings with the DPS and Representatives of communes focused on the following issues: Prepared by: Hanoi Branch E.P.C Co., Ltd 60

63 General information on the project Show at the meeting a project map and disclose the list of the project affected districts, communes; scope of land acquisition and resettlement impacts Objectives and principles of RP according to the requirements of GOV and the WB s policy on social safeguards. Schedules of socioeconomic survey and IOL Livelihood restoration Compensation and relocation modes (options to cash or in kind compensation) Gender issues in RP; Mechanisms of participation, complaint, monitoring and evaluation through all phases of RP preparation and implementation. Plenary session and group discussion, Q&A Copies of compensation and resettlement pamphlet for the first round of consultation were distributed to all participants (Pamphlet is attached to this report as Annex 2). In phase of the RP implementation, a Resettlement Pamphlet will be revised by PMU3 with the simpler and understandable languages and disseminated to all affected households and affected communes. The meetings, venue, time and persons met, participated and pictures of consultation are given in Annex 3: A summary of the issues discussed and main feedback from the meetings are as below: - Most of people proposed that the project would have very positive impacts to the community. - Need the project to be constructed soon because they heard about the project for a long time but no progress, making local people in a difficult situation. They are waiting and cannot make decision that they should or should not improve for their existing houses. - Compensation need to be fair; and resettlement and income restoration assistances are needed - Assistance to the vulnerable groups such as the old people, disable, the Women Headed Households is needed. - The consultation with the households who are fully affected on houses and commune authorities learned that with cash compensation the affected households could buy residential land in the locality of commune for relocating their affected houses. However, they request for the assistance from the commune authorities to help and to support them in a process of purchasing land, obtaining the legal paper for land and new house etc. - People proposed that the drainage system needs to be improved and the project needs to be constructed as schedule, not to delay to minimize social impacts to the project communities. - The information related to the project needs to be disseminated to the project communities. 8. COMPLAINT AND GRIEVANCES Complaints and grievances related to any aspect of the Project will be handled through negotiation aimed at achieving consensus. According to the Article 138 of land law 2003, Article 63 and Article 64 of this Decree and provisions on settlement of claims in Decree 136/2006/ND-CP and Prepared by: Hanoi Branch E.P.C Co., Ltd 61

64 Decree 197/2004/ND-CP, complaints should pass through three stages before they are taken to a court of law as a last resort. The DPs will be free from any fees for complaints. The mechanism for complaint and grievance redress is as follows: a. First Stage - At Commune People s Committee (CPC) An aggrieved DP may bring his/her complaint to any member of the CPC, in writing or verbally. It is incumbent upon said member of CPC to notify the CPC about the complaint. The CPC will meet personally with the aggrieved DP and will have 15 days following the lodging of the complaint to resolve it. The CPC secretariat is responsible for documenting and keeping file of all complaints awaiting at the CPC for settlement. b. Second Stage - At District People s Committee (DPC) If after 15 days the aggrieved DP does not hear from the CPC, or if the CPC gives its solutions, but DP is not satisfied with the decision taken on his/her complaint, the AP may bring the case, either in writing or verbally, to any member of DPC or District Compensation and Site Clearance Committee. The District Compensation and Site Clearance Committee in turn will have 30 days to resolve the case. The District Compensation and Site Clearance Committees responsible for documenting and keeping file of all complaints that it handles. c. Third Stage - At the Provincial People s Committee (PPC) If after 30 days the aggrieved DP does not hear from the District Compensation and Site Clearance Committee, or if the DP is not satisfied with the decision taken on his/her complaint, the DP may bring the case, either in writing or verbally, to any member of the Provincial PC. The Provincial PC has 45 days within which to resolve the complaint to the satisfaction of all concerned. The PPC is also responsible for documenting and keeping file of all complaints that it handles. d. Final Stage - Court of Law If after 45 days following the lodging of the complaint with the PPC, the aggrieved DP does not hear from the PPC, or if he/she is not satisfied with the decision taken on his/her complaint, the case may be brought to a court of law. The judgment of the Court is the final results that the concerned parties have to comply with.. The Project s Technical Assistant Consultant will provide the necessary training to improve grievance procedures and strategy for the PMU3 and district staff, if required. The DCRC will develop and maintain a database of complaints received related to the Project which will contain the following information: nature of the complaint, source & date of receiving complaints, name and address of complaint, actions and current status. DPs are entitled to claim about their rights of compensation, compensation unit price and policies, land recovery, resettlement and other rights related to restructure support programs. DP s claims should be in written documents. DPs will present their own cases to competent agencies of the people s committees of districts and communes without any charges or fees. The project s grievance redress process will be disseminated through project brochures and project information listed in the offices of the commune/district people s committees. The complaint will be resolved by the DCRC. The investors for the site clearance subprojects shall be responsible for receiving, processing, tracking and managing these complaints. Prepared by: Hanoi Branch E.P.C Co., Ltd 62

65 9. INSTITUTIONAL ARRANGEMENTS The institutional arrangement for the preparation and implementation of RP is guided by Chapter VI of the Decree 197/2004-ND-CP and Decree 84/2007-ND-CP and Document No.1665/TTg-CN dated 17/10/2006. The responsibilities of key parties are described in Decree 197/2004; Decree 84/2007/ND-CP; Decree 69/2009 and in the decisions of the People s Committees of the project provinces Provincial People s Committee (PPC) PPC will have the following responsibilities: a. Carry out the direction, organization, advocacy and mobilization of all organizations and individuals about the compensation, assistance, and resettlement and implement the site clearance in accordance with the land acquisition decisions of competent state agencies. Generate awareness on the project development to all relevant institutions and various administrative levels within the Province. b. Direct the district departments and people's committees to: - Plan resettlement projects, resettlement areas to cater for the acquisition of land. - Plan compensation, assistance and resettlement under the authority; c. Approve or decentralize the District People's Committees to approve the compensation, assistance and resettlement plans; d. Approve land prices; issue the price table of property compensation, provide assistance levels and support measures under the authority; provide resettlement plans, training plans for job change under the authority; e. Approve the unit prices which are detailed in the replacement cost survey report of the qualified appraisers to facilitate the district compensation and site clearance committees to complete compensation plans. f. Instruct relevant agencies to implement the settlement of complaints of citizens on compensation, assistance and resettlement under the authority prescribed by law; g. Ensure the objectivity and fairness when considering and deciding the compensation, assistance and resettlement when the State acquires land under the authority specified in this Decree; h. Decide or decentralize for the district people's committees to take enforcement for the cases which deliberately do not comply the land acquisition decisions of the State under the authority; i. Direct, inspect and handle violations in compensation, assistance and resettlement The Project Management Unit (PMU3) The PMU3, through its Environment and Resettlement Team, will have the following key responsibilities related to resettlement: Prepared by: Hanoi Branch E.P.C Co., Ltd 63

66 a. On behalf of the Employer, prepare Resettlement policy and RPs, monitor and supervise the implementation of RPs of the project provinces. b. Submit the Resettlement Policy and RP prepared for the project to MOT approve and waiving requirements if required under the authorization of the Prime Minister to meet the requirements of the World Bank on involuntary resettlement. c. Allocate adequate and timely capital for the preparation and implementation of RPs of the provinces, ensure available funding for RP implementation when the project provinces require. d. Collaborate with the project provinces and compensation committees to organize training for RP implementation and/or workshops on the compensation, assistance and resettlement for the RP staff and other relevant staff of the project provinces. e. Subscribe to urge the RP implementation of the District Compensation and Site Clearance Committees to ensure full implementation of the contents of approved RPs. PMU3 requests project provinces and DCRC to hand over the clean site for the project to ensure the project progress and the order of priority. f. Support the project provinces in the selection of an independent price valuation consultant qualified and experienced enough to carry out the price appraisal. g. Report to the WB the situation and progress of the RP implementation quarterly. Select and monitor the implementation of the Independent Resettlement Monitoring Consultant. Carry out the internal monitoring and evaluating of the RP implementation of the project provinces. h. Coordinate with the PPCs to timely resolve difficulties in the RP implementation of the district compensation committees District People s Committee a. Directing, organizing, disseminating propaganda and motivating all concerned organizations, households and individuals to comply with the compensation, assistance, resettlement policies, and implementing site clearance in accordance with the decision of competent State agencies; b. Leading the district compensation and resettlement committees of the same level to plan and implement the compensation, assistance and resettlement; approving the compensation, assistance and resettlement plans under the assignment of the PPCs. c. Coordinating with departments, branches, organizations and the Employer to implement the construction investment project and plan for construction of resettlement areas under the assignment of the PPCs. d. Settling citizens' complaints and grievances regarding compensation, assistance and resettlement within their competence; making decisions to organize and force site clearance Prepared by: Hanoi Branch E.P.C Co., Ltd 64

67 and land acquisition involving unwilling cases within their power; coordinate with competent agencies to organize the enforcement under the decision of the authorized agencies District Compensation assistant and resettlement Committees (DCRC) A DCRC will be headed by a leader of the DPC and the members include the responsible staff of the Finance Department, the Department of Industry and Trade, the Natural Resources and Environment Department, the Department of Agriculture and Rural Development and the Employer. In addition, representatives of the District Fatherland Fronts, Farmers Associations, Women s Unions, Commune People s Committees and representatives of the DPs (including female DPs) will also be invited to the DCRC. The main responsibilities of the DCRC are as follows: a. Assist the PPC and DPCs in the dissemination of information on the RP; provide guidance and answers to land users on the compensation, assistance and resettlement; b. The DCRC are responsible for the accuracy and reasonableness of the inventory data, the legality of land and properties which are compensated and supported or are not compensated and supported according to the resettlement plan; Assign the organizations to implementation of the compensation, assistance and resettlement; Plan compensation, assistance and resettlement; organize the implementation of compensation, assistance and resettlement approved by the competent authorities; conduct consultations and participation activities, income restoration programs and cooperate with the other stakeholders in the implementation of the resettlement plan. c. Carry out payment of compensation, assistance and allowance for DPs after the RP has been agreed between PMU3 and the WB. Ensure the timely provision of payments for compensation and support and other benefits for the affected people; d. Organize resettlement for affected households under the project policy e. Support the DPCs in resolving complaints at the district level. f. Coordinate with other agencies in the design and implementation of income restoration measures and relocation of households. g. Report PMU3 the implementation of the compensation, assistance and resettlement and complaints and complaints settlement of DPs monthly. h. Other duties as prescribed by law by the PPCs and in accordance with the agreement with the Donor Commune People's Committees The CPC will assist the DCRC in the compensation, assistance and resettlement tasks. Specifically, the CPC will be responsible for the following: Prepared by: Hanoi Branch E.P.C Co., Ltd 65

68 a. Organize the propaganda on the purpose of land acquisition, compensation, assistance and resettlement policy of the project; b. Perform the RP preparation and implementation daily; c. Establish commune mission teams and assign the tasks for them; assign commune officials to support the district compensation and site clearance committee in the implementation of the DMS, preparation of land acquisition documents for the project, preparation and implementation of resettlement activities; d. Identify replacement land for affected households which are eligible and propose income restoration programs in accordance with the conditions of the local people and; e. Sign the DMS samples, certify legal papers or history of land use, land transfer for the affected households to carry out the requirements for the preparation of the compensation plan for them; f. Settle of complaints and inquiries at the first level as required by law; g. Actively participate in all land acquisition activities, payment of compensation, support and resettlement and other related works. h. Report to the district compensation and site clearance committee on the implementation of compensation, assistance and resettlement as well as complaints and resolve complaints of DPs monthly External Monitoring Agency The independent monitoring can be conducted by a research institution, a university or a NGO, which is specialized in social sciences. This unit will carry out the socioeconomic surveys, monitoring and evaluating the implementation of the resettlement plan for the Project. The reports on reviewing the progress, suitability of the resettlement plans and related proposals should be prepared periodically. Prepared by: Hanoi Branch E.P.C Co., Ltd 66

69 WB MOT Coordinate, support Direct, lead and feedback Directorate for Roads of Vietnam (DRVN) -PMU3 Provincial People s Committee District Compensation Assistant & Resettlement Committee External Monitoring Agency Environment and Resettlement Team Departments and District People s Committees Commune People's Committees DPs, AHs

70 10. IMPLEMENTATION ARRANGEMENT The implementation process and task are as follows: a. Preparation of land application procedure for the Project. After obtaining an agreement on principles between the Government of Viet Nam and the WB on the Loan Agreement, PMU3 will prepare documents and carry out submission procedure to the project Province for approval on granting land for the Project. This dossier would be needed for the relevant Decisions related to the project. b. Establishment of the DCRC. If any district that the DCRC is not yet established, the PPC will establish DCRC for the Project, and entrust tasks to relevant agencies and entities. c. Land clearance/boundary setting for the Project. PMU3 will cooperate with the PPCs and Provincial Department of Natural Resources, Environment to determine the Project land clearance red line and setting out boundary at the site in close coordination with detailed design consultants. d. Training for resettlement staff. After the DCRC have been formed, PMU3, with the help of project consultants, will develop and implement a training program for implementation of the RPs. The training will include at least an orientation on the RP, roles of agencies in RP implementation, progress report preparation, complaint handling/recording/reporting, DP participation/ consultation, gender-responsive resettlement and resettlement internal monitoring/ reporting. Target participants to the training include representatives from the CPCs, DCRC, and DPCs, and local Ngo etc e. Engagement of External Monitoring Agency. PMU3 will engage the services of an external monitoring agency to carry out independent monitoring and evaluation of RP preparation and implementation activities. Quarterly progress reports will be submitted by the EMA to PMU3 and the WB. f. Information campaign before DMS. Before land acquisition, within 90 days in case of agricultural land and 180 days in case of non-agricultural land, the DCRC must send written notices to affected land owners to inform the reasons for land acquisition, time and plan of displacement, compensation/resettlement options, land clearance and resettlement. o o Before inventory and detailed measurement, PMU3 in cooperation with local authorities of districts and wards will provide Project information to residents in the Project area. Information will be broadcasted via the public address system of the locality in combination with other multi-media such as radios, press, television, brochures or letters delivered to households to be open posted in public areas. Consultation meetings will be held in the Project affected Communes to notify the affected community about the scope and scale of the project, impacts, policies and rights for all kinds of damages, implementation schedule, responsibilities for organization, and Prepared by: Hanoi Branch E.P.C Co., Ltd 68

71 complaint mechanism. Brochures including (images, photos or books) related to Project implementation will be prepared and delivered to all affected communes in the meetings. g. Conduct of Replacement Cost Survey by a Qualified Appraiser. If there is a significant difference between compensation price enacted by the PPCs and market price as per replacement cost survey carried out by a qualified appraiser, the PPCs will update the compensation unit price according to regulations and implementation guidance of Decree No.197/2004/CP, 17/2006/ND-CP. h. Detailed Measurement Survey. DMS will be undertaken once detailed design is finalized. These surveys will be the basis for the preparation of compensation plan. i. Preparation of Compensation Plan. DCRCs are responsible for applying prices and preparing compensation tables for each affected commune/hamlet. The People s Committees of districts will appraise these tables in respect of approved compensation prices, quantities of affected assets, allowances and special assistance that the Project DPs are entitled to. The unit rates are presented to the DPs and posted in the commune offices. All tables of compensation price application for individual DP must be checked and signed by DP to prove their consensus. j. Preparation of Income Restoration Measures and Relocation Plan. DCRCs and the organizations responsible for the planning and implementation of the income restoration or livelihood program with the assistance of project consultants will carry out needs assessment to design suitable income restoration measures and relocation plan for severely affected and vulnerable households. k. Issuance of Notice-to-Proceed (NTP) for Specific Sections. PMU3 will not issue a notice of possession of site for any section (bidding package) until the head of DCRC has officially confirmed in writing that (i) payment has been fully disbursed to the DPs and rehabilitation measures are in place; (ii) already-compensated affected persons have cleared the area in a timely manner; and (iii) the area is free from any encumbrances. l. Monitoring and evaluation. Internal monitoring and external monitoring and evaluation will be implemented from RP preparation to implementation. Grievances received will be addressed through the grievance redress mechanism set up for the project. The tasks and proposed implementation schedule respectively are described as in table below Table 29: Implementation Schedule for the RP Activity Schedule 1.RP preparation, review and approve by GOV and the WB From Q1 to Q Implementation mobilization (information disclose, institutional arrangement, capacity building for implementation, recruit the consultant for RCS and external monitoring and evaluation, prepare a Q Prepared by: Hanoi Branch E.P.C Co., Ltd 69

72 Activity detailed schedule of implementing the RP by each project district, including the budget need for each month of the years etc.). 3. Marks demarcation for the land acquisition need on the ground and declare the project areas to local authorities and local people as well as to DPs. 4. Approval of land acquisition for the project by the PPCs and decision on land recovery from the DPCs to the DPs. 5. Carry out the DMS, RCS and prepare entitlement to DP (compensation, assistance and resettlement plan for each HH), disclose the plans at the communes as per request of the law; submit compensation, assistance and resettlement plan for each HH to the relevant Departments of the District and Province for their review and then get either PPC s or DPC s approval which depends on the arrangement of each Province. Disclose the approved plans at each commune for the DP and commune authorities to check as per requirement of the law. Schedule Q Q Q2 to Q Payment to the DPs Q Plot allocation to the HHs who have to relocate, movement of the Q3 to Q HHs to new sites/ 8. Design income restoration activities based on the consultation with DPs and other stakeholders and implement the activities for the DP who Q2 to Q opt to the activities instead of cash payment for self-restoration. 9. Monitoring and evaluation of RP implementation Q to Q Settling for the complaints Through entire of RP Implementation 11. Periodical reports on the implementation. Each Quarter 11. MONITORING AND EVALUATION Internal Resettlement Monitoring 1. Internal Monitoring is the responsibility of PMU3 and DCRC with support from the project consultants. Internal resettlement monitoring aims to: a. Ensure that payment of compensation to affected people is provided based on the type of losses and categories of impacts b. Ensure that resettlement activities are conducted according to the compensation policies as per agreed RP. Monitor the assistance from local authorities and communities in helping Prepared by: Hanoi Branch E.P.C Co., Ltd 70

73 the households whose houses are partially or fully affected, and who have to buy land to move to or have to repair their partly affected houses. c. Determine if the required transition, income restoration measures and relocation assistance are provided on time. d. Assess if income source recovery and recovery support have been provided and propose remedial measures if objectives of restoring income of households have not been met. e. Disseminate information and procedures openly f. Determine if complaint procedures are followed and if there are pending issues that require management attention. g. Give priority to DPs' concerns and needs, specially the poor and vulnerable households h. Ensure that the transition between relocation or site clearing and commencement of civil works is smooth and that sites are not handed over for civil works until affected households have been satisfactorily compensated, assisted and relocated. 2. PMU3, through its Environment and Resettlement Team, will submit quarterly monitoring reports to the WB. Internal monitoring reports will include but not limited to the following information: a. Number of affected households and categories, status of compensation payment and relocation of DPs. b. Status of disbursement of compensation payment to DPs. c. Status of income restoration planning and implementation issues d. Results of complaint handling and any pending issues that require management attention and action e. Concerns and needs raised by severely affected households, vulnerable groups and how these concerns are being addressed External Resettlement Monitoring The main objective of external resettlement monitoring is to provide an independent periodic review and assessment of (i) achievement of resettlement objectives; (ii) changes in living standards and livelihoods; (iii) restoration of the economic and social base of the DPs; (iv) effectiveness and sustainability of entitlements; and (v) the need for further mitigation measures as required. The external resettlement monitoring address specific issues such as the following: (i) (ii) Public consultation and awareness of resettlement policy and entitlements; Documentation of impacts and payments (DMS forms, compensation documents,) as per agreed RP; (iii) Coordination of resettlement activities with construction schedule; (iv) Land acquisition and transfer procedures; Prepared by: Hanoi Branch E.P.C Co., Ltd 71

74 (v) Construction/rebuilding of replacement houses and structures on residual land or to new relocation sites; Monitor the assistance from local authorities and communities in helping the households whose houses are partially or fully affected, who have to buy land to move to or have to repair the partly affected houses; (vi) Level of satisfaction of DPs with the provisions and implementation of the RPs; (vii) Grievance redress mechanism (documentation, process, resolutions, complaint issues etc.); (viii) Effectiveness, impact and sustainability of entitlements and rehabilitation measures and the need for further improvement, as required; Implementation of the livelihood restoration activities and evaluation of the restoration or improvement level. Propose the need for the improvement if there are households who are worse off. (ix) Gender impacts and strategy; (x) Capacity of DPs to restore/re-establish livelihoods and living standards. Special attention provided or to be provided to severely affected and vulnerable households; (xi) Resettlement impacts caused during construction activities; (xii) Participation of DPs in RP planning, updating and implementation; (xiii) Institutional capacity, internal monitoring and reporting. (xiv) Information of government s funds for payment of land, non-land assets and allowances to the affected households (if being implemented) should be transparent, efficient and effective. Monitoring of RP implementation will be based on desk review and field visits, meetings with various ministries and local officials, and affected households. Separate meetings will be held with women and vulnerable households. Between 6 to 12 months following completion of resettlement, the external resettlement monitoring consulting services will conduct an evaluation study to determine whether or not the objectives of resettlement have been achieved. The methodology for the evaluation study will be based mainly on a comparison of the socio-economic status of severely affected households prior to and following displacement. If the findings of the study would indicate that the objectives of the RP have not been achieved, the EMA will propose appropriate additional measures to meet the RP objectives. Activities will include the following: Evaluate baseline data that was collected under the socio-economic survey to assess changes in: household income and expenditures, expenditure composition patters, primary and secondary occupations, borrowing amounts and debts patterns, materials conditions and possessions of consumer items, land area and tenure arrangements, school attendance of children, child malnutrition and general health, and distances to public services and infrastructure. Prepared by: Hanoi Branch E.P.C Co., Ltd 72

75 Collect qualitative indicators on the DPs' own assessment of changes in living standards before and after the project at households and community levels, which may be collected through open-ended questions, semi-structured interviews, case-studies, or group discussions employing a range of PRA tools and methods. Verify with the APs that community services and resources damaged during construction works have been fully restored to their previous conditions and operational capacity. The external resettlement monitoring will be undertaken by an international consulting firm or a national consulting firm composed of international and national experts. Monitoring will be carried out on a semi-annual basis and semi-annual monitoring reports will be submitted to PMU3. The quarterly reports will highlight the issues and problems arising and, if required, suggest time-bound and specific mitigation measures. In terms of submission, reports will be submitted to PMU3 as follows: a. A brief inception report to be submitted within two weeks after completion of the inception activity. b. Compliance monitoring reports and final monitoring report within two weeks after completion of the monitoring activity. c. Post- evaluation report will be submitted within two weeks after completion of the monitoring activity. 12. COST AND BUDGET Principles The affected households will be compensated based on the principle of replacement cost plus with resettlement assistance and assistance for the livelihood restoration/ improvement. The replacement cost study is required and in order to make sure that the cost estimate for this RP is bases the replacement costs. Before RPs implementation the updated and further detailed study on the replacement costs will be done and then be reviewed/ approved by the project provincial authorities before using to calculate for the compensation package for the affected persons. The compensation will be paid to the project DPs based on the following principles: (i) Productive Land (agricultural, aquaculture, garden and forest) based on current market prices that reflect recent land sales in the project area or, in the absence of such recent sales, based on recent sales in adjacent or other locations with comparable attributes, or in the absence of such sales, based on productive value; (ii) Residential land based on current market prices that reflect recent land sales or, in the absence of such recent land sales, based on prices of recent sales in other locations with comparable attributes; (iii) Houses and other fixed structures based on current market prices of materials and labor Prepared by: Hanoi Branch E.P.C Co., Ltd 73

76 without depreciation or deduction for salvaged building materials; (iv) Annual crops equivalent to the prevailing market value of crops at the time of compensation; (v) Perennial crops, cash compensation equivalent to their current market value given the type, age and productive value (future production) at the time of compensation. (vi) Timber trees based on the type and breast height at current market prices Replacement Cost Survey The Replacement Cost Survey for this RP was carried out by consultant in early These costs are used for the purpose of preparing cost estimates for the RP. To do the survey for the replacement cost, the survey teams carried out for the following works including site visit to the project localities. (i) Desk study the implications of the national legal orders to the compensation principles when the Government. acquires land for the purposes of national, defence, public works and economic developments such as Land law 2003; Decrees No. 197/2004/ND-CP; 123/2007/ND-CP; Decree 69/2009 ;amending Decree No.188/2004/ND-CP, dated 16 November 2004; Circulars 116 and 114/2004 of MOF on price determination method and price frame for different kinds of land as well as the policies on compensation and resettlement assistance of the project provinces. (ii) Meet with DOF, DONRE, DOC, MARD of the Project provinces. The teams interviewed and obtained the comments from the above mentioned departments of the provinces and districts about the current costs which are using to compensate for the DPs by land acquisition in their localities. (iii) Interviewed different local officials (DCRC and leaders of selected communes) as well as local people on the current market rates of land in their districts and commune localities. For communes that have no active market for non-residential land in the project communes, based on other empirical facts, such as productive and location attributes, discuss and determine for the replacement values for non-residential land. (iv) Canvass of construction materials from the local suppliers, construction material shops in the selected districts and communes, interviewed designers of local design and construction companies, local contractors and local builders in the selected districts, communes to learn about the current costs of materials, labor and cost of construction for buildings and other popular substructures such as houses class 1, class 2, class 4, class 5 and temporary structures, fence, well, yards etc., (v) Meet with vendors and agriculture specialists in the selected districts and communes, including officials of the Department of Agriculture in the districts, to learn about and to establish the current market rates of perennial and annual crops; wooden trees, fruit trees. (vi) Analysed the results of survey and define the unit costs for compensating fixed assets (land, Prepared by: Hanoi Branch E.P.C Co., Ltd 74

77 structures), perennial and annual crops affected by the project in the selected communes. In general, the unit costs of residential lands, buildings and fruit trees, annual crops which enacted by the provinces are lower than the market prices. It is significant different between market price of residential land between the costs of the provinces. Detailed results of survey on the replacement cost in each commune under process and would be attached to the final report as Annex Proposed compensation unit prices The following table present land compensation unit prices proposed for project. Table 30: Land compensation unit prices proposed for project No. Item Propose unit prices I Residential land 1.1 My Hao district Minh Duc commune 9,000, Binh Giang district Hung Thinh commne 10,000, Vinh Tuy commune 3,500, Vinh Hong commune 3,500, Trang Liet commune 8,000, Thuc Khang commune 6,000, An Thi district Phu Ung commune 3,500, Bai Say commune 6,000, Tan Phuc commune 6,000, Quang Vinh commune 2,000, Hoang Hoa Tham commune 1,800, An Thi town 10,000, Quang Lang commune 1,500, Kim Dong district Nghia Dan commune 5,500, Toan Thang commune 8,000,000 II Annual crop land 2.1 My Hao district 2.2 Binh Giang district 120, An Thi district 125, Kim Dong district 125,000 III Perennial tree land 3.1 My Hao district 3.2 Binh Giang district 140, An Thi district 150, Kim Dong district 150,000 Prepared by: Hanoi Branch E.P.C Co., Ltd 75

78 12.4. Cost Estimates The cost estimates for RP are including: (a). Compensation for land and all kinds of assets on land and for both individual households and public assets. (b). All kinds of assistance (for income restoration/ improvement and for resettlement). With payment of replacement cost for agricultural land, no assistance to land according to Decree 69/2009 is taken into account. The assistance are described as in table below. (c). Cost for the resettlement site development would be refunded from the DPs, but assumes that it would need to add to 20% of total compensation for residential land to improve for the sites. (d). Cost of RP implementation (admin; putting the bench marks on the ground; cadastral map; cost for DMS, for the commune working Teams, for consultation etc): Take 2% from the total compensation and assistance cost. (e). Contingency: Takes 35% from the total cost of compensation, resettlement and assistance. All detailed calculation of each item for the cost as tables below. Table 31: Cost estimate for compensation and resettlement based on the replacement values No. Item Quantity Average unit cost Cost A Compensation for land 94,851 57,157,991,500 I Residential land 7,158 46,420,200, My Hao district 878 7,902,000, Minh Duc commune 878 9,000,000 7,902,000, Binh Giang district 210 2,100,000, Hung Thinh commne ,000,000 2,100,000, Vinh Tuy commune - 3,500, Vinh Hong commune - 3,500, Trang Liet commune - 8,000, Thuc Khang commune - 6,000, An Thi district 6,070 36,418,200, Phu Ung commune - 3,500, Bai Say commune 5,621 6,000,000 33,725,400, Tan Phuc commune 449 6,000,000 2,692,800, Quang Vinh commune - 2,000, Hoang Hoa Tham commune - 1,800, An Thi town - 10,000, Quang Lang commune - 1,500, Kim Dong district Nghia Dan commune - 5,500,000 - Remarks Prepared by: Hanoi Branch E.P.C Co., Ltd 76

79 No. Item Quantity Average unit cost Cost Toan Thang commune - 8,000,000 - II Annual crop land 86,508 10,571,891, My Hao district Binh Giang district 48,332 5,799,804, An Thi district 25,315 3,164,312, Kim Dong district 12,862 1,607,775,000 III Perennial tree land 1, ,900, My Hao district Binh Giang district 1, ,900, An Thi district Kim Dong district - - Remarks B Compensation for buildings 541 2,086,500,000 See tab I My Hao district 460 1,725,000,000 1 Minh Duc commune 460 3,750,000 1,725,000,000 II Binh Giang district ,000,000 1 Hung Thinh commne 40 5,000, ,000,000 2 Vinh Tuy commune Vinh Hong commune Trang Liet commune Thuc Khang commune III An Thi district ,500,000 1 Phu Ung commune Bai Say commune 41 3,939, ,500,000 3 Tan Phuc commune Quang Vinh commune Hoang Hoa Tham commune An Thi town Quang Lang commune IV Kim Dong district Nghia Dan commune Toan Thang commune C Compensation for substructures 2, ,440,000 See tab I My Hao district 35 70,000,000 1 Minh Duc commune 35 2,000,000 70,000,000 II Binh Giang district 76 1,157,895 88,000,000 1 Hung Thinh commne 76 1,157,895 88,000,000 Prepared by: Hanoi Branch E.P.C Co., Ltd 77

80 No. Item Quantity Average unit cost Cost Remarks 2 Vinh Tuy commune Vinh Hong commune Trang Liet commune Thuc Khang commune III An Thi district 2, ,440,000 1 Phu Ung commune Bai Say commune 2, , ,600,000 3 Tan Phuc commune ,476 66,840,000 4 Quang Vinh commune Hoang Hoa Tham commune An Thi town Quang Lang commune IV Kim Dong district Nghia Dan commune Toan Thang commune D Compensation for trees ,920,000 See tab I My Hao district Minh Duc commune II Binh Giang district 1 300,000 1 Hung Thinh commne 1 300, ,000 2 Vinh Tuy commune Vinh Hong commune Trang Liet commune Thuc Khang commune III An Thi district ,620,000 1 Phu Ung commune Bai Say commune , ,270,000 3 Tan Phuc commune ,657 21,350,000 4 Quang Vinh commune Hoang Hoa Tham commune An Thi town Quang Lang commune IV Kim Dong district Nghia Dan commune Toan Thang commune E Compensation for crops 87, ,134,000 See tab I My Hao district Minh Duc commune - 6,000 - II Binh Giang district 49, ,430,000 Prepared by: Hanoi Branch E.P.C Co., Ltd 78

81 No. Item Quantity Average unit cost Cost 1 Hung Thinh commne 6,623 10,000 66,230,000 2 Vinh Tuy commune 8,542 10,000 85,420,000 3 Vinh Hong commune 3,899 8,784 34,250,000 4 Trang Liet commune 10,373 10, ,730,000 5 Thuc Khang commune 20,080 10, ,800,000 III An Thi district 25, ,388,000 1 Phu Ung commune 2,921 12,000 35,052,000 2 Bai Say commune ,000 4,704,000 Remarks 3 Tan Phuc commune Quang Vinh commune 10,152 12, ,824,000 5 Hoang Hoa Tham commune An Thi town 4,807 12,000 57,684,000 7 Quang Lang commune 6,927 12,000 83,124,000 IV Kim Dong district 12, ,316,000 1 Nghia Dan commune 12,443 12, ,316,000 2 Toan Thang commune - 6,000 - F Compensation for public works - 6,765,266,000 I My Hao district ,880,000 1 Minh Duc commune ,880,000 II Binh Giang district - - 1,968,802,000 1 Hung Thinh commne ,792,000 2 Vinh Tuy commune ,574,000 3 Vinh Hong commune ,874,000 4 Trang Liet commune - - 1,194,492,000 5 Thuc Khang commune ,070,000 III An Thi district - - 2,695,684,000 1 Phu Ung commune ,250,000 2 Bai Say commune ,188,000 3 Tan Phuc commune ,600,000 4 Quang Vinh commune ,876,000 5 Hoang Hoa Tham commune ,092,000 6 An Thi town ,848,000 7 Quang Lang commune ,830,000 IV Kim Dong district - - 1,960,900,000 Prepared by: Hanoi Branch E.P.C Co., Ltd 79

82 No. Item Quantity Average unit cost Cost 1 Nghia Dan commune ,000,000 2 Toan Thang commune - - 1,516,900,000 Remarks G Allowances 27,332,070,500 See tab I My Hao district 140,000,000 1 Minh Duc commune ,000,000 II Binh Giang district 12,281,768,000 1 Hung Thinh commne - - 1,674,368,000 2 Vinh Tuy commune - - 2,141,136,000 3 Vinh Hong commune ,800,000 4 Trang Liet commune - - 2,593,272,000 5 Thuc Khang commune - - 4,914,192,000 III An Thi district 9,843,697,500 1 Phu Ung commune - - 1,112,580,000 2 Bai Say commune ,030,000 3 Tan Phuc commune ,000,000 4 Quang Vinh commune - - 3,977,445,000 5 Hoang Hoa Tham commune An Thi town - - 1,883,977,500 7 Quang Lang commune - - 2,650,665,000 IV Kim Dong district 5,066,605,000 1 Nghia Dan commune - - 5,066,605,000 2 Toan Thang commune H Subtotal (A+ +G) 98,815 95,194,322,000 I K Administration and implementation (2% of H) Cost subsidize to the relocation site development (20% from A1) 1,903,886,440 9,284,040,000 L External monitoring 1,266,749,000 See Tab 31.8 M Subtotal (H+I+K+L) 107,648,997,440 N Contingency (physical and inflation) (35% of M) 37,677,149,104 Total 145,326,146,544 Total (USD) 6,920,293 The budget for RP (All items as calculated above) will be from the Government of Viet Nam (Counterpart Fund). External monitoring cost would be from IDA. Prepared by: Hanoi Branch E.P.C Co., Ltd 80

83 No. Commune Compensation Allowances I My Hao district, Hung Yen province Table 31. 1: Breakdown by commune Resettlement (20% Residential land) (1) (2) (3) Implementation Monitoring Contingency Total (4) = 2% [(1)+(2)] (5) (6)=35%[(1) +(2) +(3) +(4) +(5)] 9,836,880, ,000,000 1,580,400, ,537,600 84,449,933 4,144,443,637 15,985,711,170 1 Minh Duc Commune 9,836,880, ,000,000 1,580,400, ,537,600 84,449,933 4,144,443,637 15,985,711,170 II 1 Binh Giang district, Hai Duong province Hung Thinh Commune 10,813,236,000 12,281,768, ,000, ,900, ,249,667 8,539,703,811 32,938,857,558 3,530,106,000 1,674,368, ,000, ,089,480 84,449,933 2,034,554,695 7,847,568,108 2 Vinh Tuy Commune 1,287,082,000 2,141,136,000-68,564,360 84,449,933 1,253,431,303 4,834,663,596 3 Vinh Hong Commune 595,704, ,800,000-31,090,080 84,449, ,515,405 2,254,559,418 4 Trang Liet Commune 2,542,898,000 2,593,272, ,723,400 84,449,933 1,863,170,167 7,186,513,500 5 III Thuc Khang Commune An Thi district, Hung Yen province 2,857,446,000 4,914,192, ,432,760 84,449,933 2,804,032,243 10,815,552,936 43,494,144,500 9,843,697,500 7,283,640,000 1,066,756, ,149,533 21,797,785,931 84,077,174,304 1 Phu Ung Commune 676,402,000 1,112,580,000-35,779,640 84,449, ,224,051 2,577,435,624 2 Bai Say Commune 35,072,712, ,030,000 6,745,080, ,534,840 84,449,933 14,984,132,371 57,795,939,144 3 Tan Phuc Commune 2,824,590,000 15,000, ,560,000 56,791,800 84,449,933 1,231,787,107 4,751,178, Quang Vinh Commune Hoang Hoa Tham Commune 1,756,075,000 3,977,445, ,670,400 84,449,933 2,076,424,117 8,009,064,450 66,092, ,321,840 84,449,933 53,152, ,016,094 6 An Thi town 1,157,444,500 1,883,977,500-60,828,440 84,449,933 1,115,345,131 4,302,045,504 (7) Prepared by: Hanoi Branch E.P.C Co., Ltd 81

84 No. Commune Compensation Allowances 7 IV Quang Lang Commune Kim Dong district, Hung Yen province Resettlement (20% Residential land) Implementation Monitoring Contingency Total 1,940,829,000 2,650,665,000-91,829,880 84,449,933 1,668,720,835 6,436,494,648 3,717,991,000 5,066,605, ,691, ,899,867 3,195,215,725 12,324,403,512 1 Nghia Dan Commune 2,201,091,000 5,066,605, ,353,920 84,449,933 2,624,124,949 10,121,624,802 2 Toan Thang Commune 1,516,900, ,338,000 84,449, ,090,777 2,202,778,710 Total (VNĐ) 67,862,251,500 27,332,070,500 9,284,040,000 1,903,886,440 1,266,749,000 37,677,149, ,326,146,544 Total (USD) 3,231,536 1,301, ,097 90,661 60,321 1,794,150 6,920,293 Funded by GOV GOV GOV GOV IDA GOV GOV+IDA Prepared by: Hanoi Branch E.P.C Co., Ltd 82

85 Table 31. 2: Compensation for buildings No. Item Unit Quantity Unit Cost Total Cost I My Hao district, Hung Yen province 460 1,725,000,000 1 Minh Duc commune ,725,000,000 House with 1 floor VND/m2 floor ,500, ,000,000 House with 2 floor VND/m2 floor ,000, ,000,000 House with 3 floor VND/m2 floor - 4,500,000 - House with 4 floor VND/m2 floor - 4,400,000 - Temporary house VND/m2 floor - 2,000,000 - II Binh Giang district, Hai Duong province ,000,000 1 Hung Thinh commune ,000,000 House with 1 floor VND/m2 floor ,000, ,000,000 House with 2 floor VND/m2 floor - 5,500,000 - House with 3 floor VND/m2 floor - 6,500,000 - House with 4 floor VND/m2 floor - 7,000,000 - Temporary house VND/m2 floor - 3,500,000-2 Vinh Tuy commune - - House with 1 floor VND/m2 floor - 5,000,000 - House with 2 floor VND/m2 floor - 5,500,000 - House with 3 floor VND/m2 floor - 6,500,000 - House with 4 floor VND/m2 floor - 7,000,000 - Temporary house VND/m2 floor - 3,500,000-3 Vinh Hong commune - - House with 1 floor VND/m2 floor - 5,000,000 - House with 2 floor VND/m2 floor - 5,500,000 - House with 3 floor VND/m2 floor - 6,500,000 - House with 4 floor VND/m2 floor - 7,000,000 - Temporary house VND/m2 floor - 3,500,000-4 Trang Liet commune - - House with 1 floor VND/m2 floor - 5,000,000 - House with 2 floor VND/m2 floor - 5,500,000 - House with 3 floor VND/m2 floor - 6,500,000 - House with 4 floor VND/m2 floor - 7,000,000 - Temporary house VND/m2 floor - 3,500,000 - Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 83

86 No. Item Unit Quantity Unit Cost Total Cost 5 Thuc Khang commune - - House with 1 floor VND/m2 floor - 5,000,000 - House with 2 floor VND/m2 floor - 5,500,000 - House with 3 floor VND/m2 floor - 6,500,000 - House with 4 floor VND/m2 floor - 7,000,000 - Temporary house VND/m2 floor - 3,500,000 - III An Thi district, Hung Yen province ,500,000 1 Phu Ung commune - - House with 1 floor VND/m2 floor - 3,500,000 - House with 2 floor VND/m2 floor - 4,000,000 - House with 3 floor VND/m2 floor - 4,500,000 - House with 4 floor VND/m2 floor - 4,400,000 - Temporary house VND/m2 floor - 2,000,000-2 Bai Say commune ,500,000 House with 1 floor VND/m2 floor 5.0 3,500,000 17,500,000 House with 2 floor VND/m2 floor ,000, ,000,000 House with 3 floor VND/m2 floor - 4,500,000 - House with 4 floor VND/m2 floor - 4,400,000 - Temporary house VND/m2 floor - 2,000,000-3 Tan Phuc commune - - House with 1 floor VND/m2 floor - 3,500,000 - House with 2 floor VND/m2 floor - 4,000,000 - House with 3 floor VND/m2 floor - 4,500,000 - House with 4 floor VND/m2 floor - 4,400,000 - Temporary house VND/m2 floor - 2,000,000-4 Quang Vinh commune - - House with 1 floor VND/m2 floor - 3,500,000 - House with 2 floor VND/m2 floor - 4,000,000 - House with 3 floor VND/m2 floor - 4,500,000 - House with 4 floor VND/m2 floor - 4,400,000 - Temporary house VND/m2 floor - 2,000,000-5 Hoang Hoa Tham commune - - House with 1 floor VND/m2 floor - 3,500,000 - House with 2 floor VND/m2 floor - 4,000,000 - Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 84

87 No. Item Unit Quantity Unit Cost Total Cost House with 3 floor VND/m2 floor - 4,500,000 - House with 4 floor VND/m2 floor - 4,400,000 - Temporary house VND/m2 floor - 2,000,000-6 An Thi town - - House with 1 floor VND/m2 floor - 3,500,000 - House with 2 floor VND/m2 floor - 4,000,000 - House with 3 floor VND/m2 floor - 4,500,000 - House with 4 floor VND/m2 floor - 4,400,000 - Temporary house VND/m2 floor - 2,000,000-7 Quang Lang commune - - House with 1 floor VND/m2 floor - 3,500,000 - House with 2 floor VND/m2 floor - 4,000,000 - House with 3 floor VND/m2 floor - 4,500,000 - House with 4 floor VND/m2 floor - 4,400,000 - Temporary house VND/m2 floor - 2,000,000 - IV Kim Dong district, Hung Yen province - 1 Nghia Dan commune - - House with 1 floor VND/m2 floor - 3,500,000 - House with 2 floor VND/m2 floor - 4,000,000 - House with 3 floor VND/m2 floor - 4,500,000 - House with 4 floor VND/m2 floor - 4,400,000 - Temporary house VND/m2 floor - 2,000,000-2 Toan Thang commune - - House with 1 floor VND/m2 floor - 3,500,000 - House with 2 floor VND/m2 floor - 4,000,000 - House with 3 floor VND/m2 floor - 4,500,000 - House with 4 floor VND/m2 floor - 4,400,000 - Temporary house VND/m2 floor - 2,000,000 - Total ,086,500,000.0 Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 85

88 Table 31. 3: Compensation for substructures No. Item Unit Quantity I My Hao district, Hung Yen province Unit Cost Total Cost 45 85,000,000 1 Minh Duc commune 45 85,000,000 II Affected kitchen outside house VND/m ,000,000 70,000,000 Affected cow shed VND/m2-2,000,000 - Affected power meter VND/unit - 100,000 - Affected fence VND/m2-600,000 - Affected gate VND/m2-120,000 - Affected toilet VND/m2-1,200,000 - Affected well VND/unit ,500,000 15,000,000 Affected tank VND/m3-800,000 - Brick yard VND/m2-120,000 - Fish pond VND/m3-600,000 - Binh Giang district, Hai Duong province 76 88,000,000 1 Hung Thinh commune 76 88,000,000 Affected kitchen outside house VND/m2-3,500,000 - Affected cow shed VND/m ,500,000 52,500,000 Affected power meter VND/Unit - 100,000 - Affected fence VND/m ,000 33,000,000 Affected gate VND/m2 500,000 - Affected toilet VND/m2-4,000,000 - Affected well VND/unit 1.0 2,500,000 2,500,000 Affected tank VND/m3 2,500,000 - Brick yard VND/m2 500,000 - Fish pond VND/m3 600,000-2 Vinh Tuy commune - - Affected kitchen outside house VND/m2-3,500,000 - Affected cow shed VND/m2-3,500,000 - Affected power meter VND/Unit - 100,000 - Affected fence VND/m2-550,000 - Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 86

89 No. Item Unit Quantity Unit Cost Total Cost Affected gate VND/m2-500,000 - Affected toilet VND/m2-4,000,000 - Affected well VND/unit - 2,500,000 - Notes Affected tank VND/m3-2,500,000 - Brick yard VND/m2-500,000 - Fish pond VND/m3-600,000-3 Vinh Hong commune - - Affected kitchen outside house VND/m2-3,500,000 - Affected cow shed VND/m2-3,500,000 - Affected power meter VND/Unit - 100,000 - Affected fence VND/m2-550,000 - Affected gate VND/m2-500,000 - Affected toilet VND/m2-4,000,000 - Affected well VND/unit - 2,500,000 - Affected tank VND/m3-2,500,000 - Brick yard VND/m2-500,000 - Fish pond VND/m3-600,000-4 Trang Liet commune - - Affected kitchen outside house VND/m2-3,500,000 - Affected cow shed VND/m2-3,500,000 - Affected power meter VND/Unit - 100,000 - Affected fence VND/m2-550,000 - Affected gate VND/m2-500,000 - Affected toilet VND/m2-4,000,000 - Affected well VND/unit - 2,500,000 - Affected tank VND/m3-2,500,000 - Brick yard VND/m2-500,000 - Fish pond VND/m3-600,000-5 Thuc Khang commune - - Affected kitchen outside house VND/m2-3,500,000 - Affected cow shed VND/m2-3,500,000 - Prepared by: Hanoi Branch E.P.C Co., Ltd 87

90 No. Item Unit Quantity Unit Cost Total Cost Affected power meter VND/Unit - 100,000 - Affected fence VND/m2-550,000 - Affected gate VND/m2-500,000 - Affected toilet VND/m2-4,000,000 - Affected well VND/unit - 2,500,000 - Affected tank VND/m3-2,500,000 - Brick yard VND/m2-500,000 - Fish pond VND/m3-600,000 - III An Thi district, Hung Yen province 2, ,440,000 1 Phu Ung commune - - Affected kitchen outside house VND/m2-2,000,000 - Affected cow shed VND/m2-2,000,000 - Affected power meter VND/Unit - 100,000 - Affected fence VND/m2-600,000 - Affected gate VND/m2-120,000 - Affected toilet VND/m2-1,200,000 - Affected well VND/unit - 1,500,000 - Affected tank VND/m3-800,000 - Brick yard VND/m2-120,000 - Fish pond VND/m3-600,000-2 Bai Say commune 2, ,600,000 Affected kitchen outside house VND/m2-2,000,000 - Affected cow shed VND/m2-2,000,000 - Affected power meter VND/Unit - 100,000 - Affected fence VND/m , ,000,000 Affected gate VND/m ,000 30,840,000 Affected toilet VND/m2-1,200,000 - Affected well VND/unit - 1,500,000 - Affected tank VND/m3-800,000 - Brick yard VND/m2 1, , ,760,000 Fish pond VND/m ,000 48,000,000 Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 88

91 No. Item Unit Quantity Unit Cost Total Cost 3 Tan Phuc commune ,840,000 Affected kitchen outside house VND/m2-2,000,000 - Affected cow shed VND/m2-2,000,000 - Affected power meter VND/Unit - 100,000 - Affected fence VND/m ,000 43,200,000 Affected gate VND/m ,000 4,800,000 Affected toilet VND/m2-1,200,000 - Affected well VND/unit - 1,500,000 - Affected tank VND/m3-800,000 - Brick yard VND/m ,000 18,840,000 Fish pond VND/m3-600,000-4 Quang Vinh commune - - Affected kitchen outside house VND/m2-2,000,000 - Affected cow shed VND/m2-2,000,000 - Affected power meter VND/Unit - 100,000 - Affected fence VND/m2-600,000 - Affected gate VND/m2-120,000 - Affected toilet VND/m2-1,200,000 - Affected well VND/unit - 1,500,000 - Affected tank VND/m3-800,000 - Brick yard VND/m2-120,000 - Fish pond VND/m3-600,000-5 Hoang Hoa Tham commune - - Affected kitchen outside house VND/m2-2,000,000 - Affected cow shed VND/m2-2,000,000 - Affected power meter VND/Unit - 100,000 - Affected fence VND/m2-600,000 - Affected gate VND/m2-120,000 - Affected toilet VND/m2-1,200,000 - Affected well VND/unit - 1,500,000 - Affected tank VND/m3-800,000 - Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 89

92 No. Item Unit Quantity Unit Cost Total Cost Brick yard VND/m2-120,000 - Fish pond VND/m3-600,000-6 An Thi town - - Affected kitchen outside house VND/m2-2,000,000 - Affected cow shed VND/m2-2,000,000 - Affected power meter VND/Unit - 100,000 - Affected fence VND/m2-600,000 - Affected gate VND/m2-120,000 - Affected toilet VND/m2-1,200,000 - Affected well VND/unit - 1,500,000 - Affected tank VND/m3-800,000 - Brick yard VND/m2-120,000 - Fish pond VND/m3-600,000-7 Quang Lang commune - - Affected kitchen outside house VND/m2-2,000,000 - Affected cow shed VND/m2-2,000,000 - Affected power meter VND/Unit - 100,000 - Affected fence VND/m2-600,000 - Affected gate VND/m2-120,000 - Affected toilet VND/m2-1,200,000 - Affected well VND/unit - 1,500,000 - Affected tank VND/m3-800,000 - Brick yard VND/m2-120,000 - Fish pond VND/m3-600,000 - IV Kim Dong district, Hung Yen province Nghia Dan commune - - Affected kitchen outside house VND/m2-2,000,000 - Affected cow shed VND/m2-2,000,000 - Affected power meter VND/Unit - 100,000 - Affected fence VND/m2-600,000 - Affected gate VND/m2-120,000 - Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 90

93 No. Item Unit Quantity Unit Cost Total Cost Affected toilet VND/m2-1,200,000 - Affected well VND/unit - 1,500,000 - Affected tank VND/m3-800,000 - Brick yard VND/m2-120,000 - Fish pond VND/m3-600,000-2 Toan Thang commune - - Affected kitchen outside house VND/m2-2,000,000 - Affected cow shed VND/m2-2,000,000 - Affected power meter VND/Unit - 100,000 - Affected fence VND/m2-600,000 - Affected gate VND/m2-120,000 - Affected toilet VND/m2-1,200,000 - Affected well VND/unit - 1,500,000 - Affected tank VND/m3-800,000 - Brick yard VND/m2-120,000 - Fish pond VND/m3-600,000 - Total 3, ,440,000 Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 91

94 Table 31. 4: Compensation for trees No. Item Unit Quantity Unit Cost Total Cost I My Hao district, Hung Yen province Minh Duc commune - - II Longan (diameter 20-25cm) VND/tree - 2,000,000 - Litchi VND/tree - 300,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree - 170,000 - Mango VND/tree - 300,000 - Na VND/tree - 180,000 - Guava VND/tree - 100,000 - Banana VND/clump - 80,000 - Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Peach VND/tree - 60,000 - Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 170,000 - Binh Giang district, Hai Duong province 1 300,000 1 Hung Thinh commune 1 300,000 Longan (diameter 20-25cm) VND/tree - 400,000 - Litchi VND/tree - 350,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree 1 300, ,000 Mango VND/tree - 280,000 - Na VND/tree - 250,000 - Guava VND/tree - 150,000 - Banana VND/clump - 90,000 - Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 92

95 No. Item Unit Quantity Unit Cost Total Cost Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Peach VND/tree - 60,000 - Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 120,000-2 Vinh Tuy commune - - Longan (diameter 20-25cm) VND/tree - 400,000 - Litchi VND/tree - 350,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree - 300,000 - Mango VND/tree - 280,000 - Na VND/tree - 250,000 - Guava VND/tree - 150,000 - Banana VND/clump - 90,000 - Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Peach VND/tree - 60,000 - Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 120,000-3 Vinh Hong commune - - Longan (diameter 20-25cm) VND/tree - 400,000 - Litchi VND/tree - 350,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree - 300,000 - Mango VND/tree - 280,000 - Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 93

96 No. Item Unit Quantity Unit Cost Total Cost Na VND/tree - 250,000 - Guava VND/tree - 150,000 - Banana VND/clump - 90,000 - Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Peach VND/tree - 60,000 - Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 120,000-4 Trang Liet commune - - Longan (diameter 20-25cm) VND/tree - 400,000 - Litchi VND/tree - 350,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree - 300,000 - Mango VND/tree - 280,000 - Na VND/tree - 250,000 - Guava VND/tree - 150,000 - Banana VND/clump - 90,000 - Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Peach VND/tree - 60,000 - Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 120,000-5 Thuc Khang commune - - Longan (diameter 20-25cm) VND/tree - 400,000 - Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 94

97 No. Item Unit Quantity Unit Cost Total Cost Litchi VND/tree - 350,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree - 300,000 - Mango VND/tree - 280,000 - Na VND/tree - 250,000 - Guava VND/tree - 150,000 - Banana VND/clump - 90,000 - Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Peach VND/tree - 60,000 - Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 120,000 - III An Thi district, Hung Yen province ,620,000 1 Phu Ung commune - - Longan (diameter 20-25cm) VND/tree - 2,000,000 - Litchi VND/tree - 300,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree - 170,000 - Mango VND/tree - 300,000 - Na VND/tree - 180,000 - Guava VND/tree - 100,000 - Banana VND/clump - 80,000 - Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 95

98 No. Item Unit Quantity Unit Cost Total Cost Peach VND/tree - 60,000 - Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 170,000-2 Bai Say commune ,270,000 Longan (diameter 20-25cm) VND/tree 63 2,000, ,000,000 Litchi VND/tree 7 300,000 2,100,000 Jackfruit VND/tree 1 300, ,000 Doi VND/tree ,000 2,210,000 Mango VND/tree ,000 9,900,000 Na VND/tree - 180,000 - Guava VND/tree 8 100, ,000 Banana VND/clump 53 80,000 4,240,000 Grapefruit VND/tree ,000 3,300,000 Xoan VND/tree ,000 1,400,000 Bang VND/tree ,000 1,800,000 Xanh VND/tree ,000 3,720,000 Si VND/tree ,000 5,700,000 Loc Vung VND/tree ,000 2,520,000 Hoa sua VND/tree 3 100, ,000 Peach VND/tree 4 60, ,000 Bach dan VND/tree 4 100, ,000 Sapodilla VND/tree 2 170, ,000 3 Tan Phuc commune 99 21,350,000 Longan (diameter 20-25cm) VND/tree 5 2,000,000 10,000,000 Litchi VND/tree - 300,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree 9 170,000 1,530,000 Mango VND/tree 8 300,000 2,400,000 Na VND/tree - 180,000 - Guava VND/tree 5 100, ,000 Banana VND/clump 50 80,000 4,000,000 Grapefruit VND/tree 4 220, ,000 Xoan VND/tree 1 100, ,000 Bang VND/tree 5 100, ,000 Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 96

99 No. Item Unit Quantity Unit Cost Total Cost Xanh VND/tree 6 120, ,000 Si VND/tree 2 150, ,000 Loc Vung VND/tree 3 120, ,000 Hoa sua VND/tree - 100,000 - Peach VND/tree 1 60,000 60,000 Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 170,000-4 Quang Vinh commune Longan (diameter 20-25cm) VND/tree - 2,000,000 - Litchi VND/tree - 300,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree - 170,000 - Mango VND/tree - 300,000 - Na VND/tree - 180,000 - Guava VND/tree - 100,000 - Banana VND/clump - 80,000 - Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Peach VND/tree - 60,000 - Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 170,000 - Hoang Hoa Tham commune - - Longan (diameter 20-25cm) VND/tree - 2,000,000 - Litchi VND/tree - 300,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree - 170,000 - Mango VND/tree - 300,000 - Na VND/tree - 180,000 - Guava VND/tree - 100,000 - Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 97

100 No. Item Unit Quantity Unit Cost Total Cost Banana VND/clump - 80,000 - Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Peach VND/tree - 60,000 - Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 170,000-6 An Thi town - - Longan (diameter 20-25cm) VND/tree - 2,000,000 - Litchi VND/tree - 300,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree - 170,000 - Mango VND/tree - 300,000 - Na VND/tree - 180,000 - Guava VND/tree - 100,000 - Banana VND/clump - 80,000 - Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Peach VND/tree - 60,000 - Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 170,000-7 Quang Lang commune - - Longan (diameter 20-25cm) VND/tree - 2,000,000 - Litchi VND/tree - 300,000 - Jackfruit VND/tree - 300,000 - Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 98

101 No. Item Unit Quantity Unit Cost IV Total Cost Doi VND/tree - 170,000 - Mango VND/tree - 300,000 - Na VND/tree - 180,000 - Guava VND/tree - 100,000 - Banana VND/clump - 80,000 - Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Peach VND/tree - 60,000 - Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 170,000 - Kim Dong district, Hung Yen province 1 Nghia Dan commune - - Longan (diameter 20-25cm) VND/tree - 2,000,000 - Litchi VND/tree - 300,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree - 170,000 - Mango VND/tree - 300,000 - Na VND/tree - 180,000 - Guava VND/tree - 100,000 - Banana VND/clump - 80,000 - Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Peach VND/tree - 60,000 - Bach dan VND/tree - 100, Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 99

102 No. Item Unit Quantity Unit Cost Total Cost Sapodilla VND/tree - 170,000-2 Toan Thang commune - - Longan (diameter 20-25cm) VND/tree - 2,000,000 - Litchi VND/tree - 300,000 - Jackfruit VND/tree - 300,000 - Doi VND/tree - 170,000 - Mango VND/tree - 300,000 - Na VND/tree - 180,000 - Guava VND/tree - 100,000 - Banana VND/clump - 80,000 - Grapefruit VND/tree - 220,000 - Xoan VND/tree - 100,000 - Bang VND/tree - 100,000 - Xanh VND/tree - 120,000 - Si VND/tree - 150,000 - Loc Vung VND/tree - 120,000 - Hoa sua VND/tree - 100,000 - Peach VND/tree - 60,000 - Bach dan VND/tree - 100,000 - Sapodilla VND/tree - 170,000 - Total ,920,000 Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 100

103 Table 31. 5: Compensation for crops Total Cost No. Item Unit Quantity Unit Cost My Hao district Minh Duc commune - - Corn VND/m2-12,000-1 Bean VND/m2-12,000 - Rice VND/m2-12,000 - Binh Giang district 49, ,430,000 Hung Thinh commune 6,623 66,230,000 Corn VND/m2-6,000 - Bean VND/m2-6,000 - Rice VND/m2 6,623 10,000 66,230,000 2 Vinh Tuy commune 8,542 85,420,000 Corn VND/m2-6,000 - Bean VND/m2-6,000 - Rice VND/m2 8,542 10,000 85,420,000 3 Vinh Hong commune 3,899 34,250,000 Corn VND/m ,000 5,820,000 Bean VND/m ,000 1,290,000 Rice VND/m2 2,714 10,000 27,140,000 4 Trang Liet commune 10, ,730,000 Corn VND/m2-6,000-5 Bean VND/m2-6,000 - Rice VND/m2 10,373 10, ,730,000 Thuc Khang commune 20, ,800,000 Corn VND/m2-6,000 - Bean VND/m2-6,000 - Rice VND/m2 20,080 10, ,800,000 An Thi district 25, ,388,000 1 Phu Ung commune 2,921 35,052,000 Corn VND/m2-12,000 - Bean VND/m2-12,000 - Rice VND/m2 2,921 12,000 35,052,000 2 Bai Say commune 392 4,704,000 Corn VND/m2-12,000 - Bean VND/m2 12,000 - Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 101

104 Total Cost No. Item Unit Quantity Unit Cost Rice VND/m ,000 4,704,000 3 Tan Phuc commune - - Corn VND/m2-12, Bean VND/m2-12,000 - Rice VND/m2-12,000 - Quang Vinh commune 10, ,824,000 Corn VND/m2-12,000 - Bean VND/m2-12,000 - Rice VND/m2 10,152 12, ,824,000 Hoang Hoa Tham commune - - Corn VND/m2-12,000 - Bean VND/m2-12,000 - Rice VND/m2-12,000-6 An Thi town 4,807 57,684,000 Corn VND/m2-12,000-7 Bean VND/m2-12,000 - Rice VND/m2 4,807 12,000 57,684,000 Quang Lang commune 6,927 83,124,000 Corn VND/m2-12,000 - Bean VND/m2-12,000 - Rice VND/m2 6,927 12,000 83,124,000 Kim Dong district 12, ,316,000 1 Nghia Dan commune 12, ,316,000 Corn VND/m2-12,000-2 Bean VND/m2-12,000 - Rice VND/m2 12,443 12, ,316,000 Toan Thang commune - - Corn VND/m2-12,000 - Bean VND/m2-12,000 - Rice VND/m2-12,000 - Total 87, ,134,000 Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 102

105 Table 31. 6: Allowance No. Item Unit Quantity Unit Cost Total Cost My Hao district, Hung Yen province 140,000,000 1 Minh Duc commune 140,000, Moving within a Province VND/HH 10 5,000,000 50,000, Assistance for renting house VND/HH 10 9,000,000 90,000, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house - 2,880,000 - b Have to move house to new place - 5,760, Acquiring more than 70% of their total productive landholdings Per head a Do not have to move house - 5,760,000 - b Have to move house to new place - 11,520, Assistance for changing jobs and employment VND/m 2-600, Assist to fish pond, garden land VND/m2-4,500, Assist to agricultural land in residential area VND/m2-2,250, Assist to social VND/user Notes Item 1, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Article 18, Decree 69/2009/ND-CP Item 3, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Item 3, Article 18, Decree 69/2009/ND-CP Article 29, Decision 09/2011/QD-UBND of Hung Yen and Article 20, Decree 69/2009/ND-CP Item 1, Article 31, Decision 09/2011/QD- UBND of Hung Yen and Article 22, Decree 69/2009/ND-CP Item 1, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 1, Article 21, Decree 69/2009/ND-CP Item 2, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 2, Article 21, Decree 69/2009/ND-CP Item 2, Article 27, Decision 09/2011/QD- UBND of Hung Yen Prepared by: Hanoi Branch E.P.C Co., Ltd 103

106 No. Item Unit Quantity Unit Cost Binh Giang district, Hai Duong province Total Cost 12,281,768,000 1 Hung Thinh commune 1,674,368, Moving within a Province VND/HH 1 5,000,000 5,000, Assistance for renting house VND/HH 1 4,200,000 4,200, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head - a Do not have to move house 18 2,880,000 51,840,000 Notes Item 1, Article 28, Decision 40/2009/QD- UBND of Hai Duong and Article 18, Decree 69/2009/ND-CP Item 1, Article 28, Decision 40/2009/QD- UBND of Hai Duong and Item 3, Article 18, Decree 69/2009/ND-CP Article 30, Decision 40/2009/QD-UBND of Hai Duong and Article 20, Decree 69/2009/ND-CP b Have to move house to new place - 5,760, Acquiring more than 70% of their total productive landholdings Per head a Do not have to move house 1 5,760,000 5,760,000 b Have to move house to new place - 11,520, Assistance for changing jobs and employment VND/m 2 6, ,000 1,589,568, Assist to fish pond, garden land VND/m2-5,000, Assist to agricultural land in residential area VND/m2-2,500, Assist to social VND/user 3 6,000,000 18,000,000 Article 31, Decision 40/2009/QD-UBND of Hai Duong and Article 22, Decree 69/2009/ND-CP Article 35, Decision 40/2009/QD-UBND of Hai Duong and Item 1, Article 21, Decree 69/2009/ND-CP Item 2(b), Article 35, Decision 40/2009/QD-UBND of Hai Duong and Item 2, Article 21, Decree 69/2009/ND-CP Article 33, Decision 40/2009/QD-UBND of Hai Duong Prepared by: Hanoi Branch E.P.C Co., Ltd 104

107 No. Item Unit Quantity Unit Cost Total Cost Notes 2 Vinh Tuy commune 2,141,136, Moving within a Province VND/HH - 5,000, Assistance for renting house VND/HH - 4,200, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house 17 2,880,000 48,960,000 Item 1, Article 28, Decision 40/2009/QD- UBND of Hai Duong and Article 18, Decree 69/2009/ND-CP Item 1, Article 28, Decision 40/2009/QD- UBND of Hai Duong and Item 3, Article 18, Decree 69/2009/ND-CP Article 30, Decision 40/2009/QD-UBND of Hai Duong and Article 20, Decree 69/2009/ND-CP b Have to move house to new place 5,760, Acquiring more than 70% of their total productive landholdings Per head - a Do not have to move house - 5,760,000 - b Have to move house to new place - 11,520, Assistance for changing jobs and employment VND/m 2 8, ,000 2,050,176, Assist to fish pond, garden land VND/m2-1,750, Assist to agricultural land in residential area VND/m2-875, Assist to social VND/user 7 6,000,000 42,000,000 Article 31, Decision 40/2009/QD-UBND of Hai Duong and Article 22, Decree 69/2009/ND-CP Article 35, Decision 40/2009/QD-UBND of Hai Duong and Item 1, Article 21, Decree 69/2009/ND-CP Item 2(b), Article 35, Decision 40/2009/QD-UBND of Hai Duong and Item 2, Article 21, Decree 69/2009/ND-CP Article 33, Decision 40/2009/QD-UBND of Hai Duong Prepared by: Hanoi Branch E.P.C Co., Ltd 105

108 No. Item Unit Quantity Unit Cost Total Cost Notes 3 Vinh Hong commune 958,800, Moving within a Province VND/HH - 5,000, Assistance for renting house VND/HH - 4,200, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house 8 2,880,000 23,040,000 Item 1, Article 28, Decision 40/2009/QD- UBND of Hai Duong and Article 18, Decree 69/2009/ND-CP Item 1, Article 28, Decision 40/2009/QD- UBND of Hai Duong and Item 3, Article 18, Decree 69/2009/ND-CP Article 30, Decision 40/2009/QD-UBND of Hai Duong and Article 20, Decree 69/2009/ND-CP b Have to move house to new place - 5,760, Acquiring more than 70% of their total productive landholdings Per head a Do not have to move house - 5,760,000 - b Have to move house to new place - 11,520, Assistance for changing jobs and employment VND/m 2 3, , ,760, Assist to fish pond, garden land VND/m2-1,750, Assist to agricultural land in residential area VND/m2-875, Assist to social VND/user - 6,000,000 - Article 31, Decision 40/2009/QD-UBND of Hai Duong and Article 22, Decree 69/2009/ND-CP Article 35, Decision 40/2009/QD-UBND of Hai Duong and Item 1, Article 21, Decree 69/2009/ND-CP Item 2(b), Article 35, Decision 40/2009/QD-UBND of Hai Duong and Item 2, Article 21, Decree 69/2009/ND-CP Article 33, Decision 40/2009/QD-UBND of Hai Duong Prepared by: Hanoi Branch E.P.C Co., Ltd 106

109 No. Item Unit Quantity Unit Cost Total Cost Notes 4 Trang Liet commune 2,593,272, Moving within a Province VND/HH - 5,000, Assistance for renting house VND/HH - 4,200, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house 26 2,880,000 74,880,000 Item 1, Article 28, Decision 40/2009/QD- UBND of Hai Duong and Article 18, Decree 69/2009/ND-CP Item 1, Article 28, Decision 40/2009/QD- UBND of Hai Duong and Item 3, Article 18, Decree 69/2009/ND-CP Article 30, Decision 40/2009/QD-UBND of Hai Duong and Article 20, Decree 69/2009/ND-CP b Have to move house to new place - 5,760, Acquiring more than 70% of their total productive landholdings Per head a Do not have to move house 4 5,760,000 23,040,000 b Have to move house to new place - 11,520, Assistance for changing jobs and employment VND/m 2 10, ,000 2,489,352, Assist to fish pond, garden land VND/m2-4,000, Assist to agricultural land in residential area VND/m2-2,000, Assist to social VND/user 1 6,000,000 6,000,000 Article 31, Decision 40/2009/QD-UBND of Hai Duong and Article 22, Decree 69/2009/ND-CP Article 35, Decision 40/2009/QD-UBND of Hai Duong and Item 1, Article 21, Decree 69/2009/ND-CP Item 2(b), Article 35, Decision 40/2009/QD-UBND of Hai Duong and Item 2, Article 21, Decree 69/2009/ND-CP Article 33, Decision 40/2009/QD-UBND of Hai Duong Prepared by: Hanoi Branch E.P.C Co., Ltd 107

110 No. Item Unit Quantity Unit Cost Total Cost Notes 5 Thuc Khang commune 4,914,192, Moving within a Province VND/HH - 5,000, Assistance for renting house VND/HH - 4,200, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house 33 2,880,000 95,040,000 Item 1, Article 28, Decision 40/2009/QD- UBND of Hai Duong and Article 18, Decree 69/2009/ND-CP Item 1, Article 28, Decision 40/2009/QD- UBND of Hai Duong and Item 3, Article 18, Decree 69/2009/ND-CP Article 30, Decision 40/2009/QD-UBND of Hai Duong and Article 20, Decree 69/2009/ND-CP b Have to move house to new place - 5,760, Acquiring more than 70% of their total productive landholdings Per head a Do not have to move house 5,760,000 - b Have to move house to new place - 11,520, Assistance for changing jobs and employment VND/m 2 20, ,000 4,819,152, Assist to fish pond, garden land VND/m2-3,000, Assist to agricultural land in residential area VND/m2-1,500, Assist to social VND/user - 6,000,000 - Article 31, Decision 40/2009/QD-UBND of Hai Duong and Article 22, Decree 69/2009/ND-CP Article 35, Decision 40/2009/QD-UBND of Hai Duong and Item 1, Article 21, Decree 69/2009/ND-CP Item 2(b), Article 35, Decision 40/2009/QD-UBND of Hai Duong and Item 2, Article 21, Decree 69/2009/ND-CP Article 33, Decision 40/2009/QD-UBND of Hai Duong Prepared by: Hanoi Branch E.P.C Co., Ltd 108

111 No. Item Unit Quantity Unit Cost Total Cost An Thi district, Hung Yen province 9,843,697,500 1 Phu Ung commune 1,112,580, Moving within a Province VND/HH - 5,000, Assistance for renting house VND/HH - 9,000, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house 6 2,880,000 17,280,000 Notes Item 1, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Article 18, Decree 69/2009/ND-CP Item 3, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Item 3, Article 18, Decree 69/2009/ND-CP Article 29, Decision 09/2011/QD-UBND of Hung Yen and Article 20, Decree 69/2009/ND-CP b Have to move house to new place - 5,760, Acquiring more than 70% of their total productive landholdings Per head - a Do not have to move house - 5,760,000 - b Have to move house to new place - 11,520, Assistance for changing jobs and employment VND/m 2 2, ,000 1,095,300, Assist to fish pond, garden land VND/m2-1,750, Assist to agricultural land in residential area VND/m2-875, Assist to social VND/user - 5,000,000 - Item 1, Article 31, Decision 09/2011/QD- UBND of Hung Yen and Article 22, Decree 69/2009/ND-CP Item 1, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 1, Article 21, Decree 69/2009/ND-CP Item 2, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 2, Article 21, Decree 69/2009/ND-CP Item 2, Article 27, Decision 09/2011/QD- UBND of Hung Yen Prepared by: Hanoi Branch E.P.C Co., Ltd 109

112 No. Item Unit Quantity Unit Cost Total Cost 2 Bai Say commune 204,030, Moving within a Province VND/HH 4 5,000,000 20,000, Assistance for renting house VND/HH 1 9,000,000 9,000, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house 1 2,880,000 2,880,000 Notes Item 1, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Article 18, Decree 69/2009/ND-CP Item 3, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Item 3, Article 18, Decree 69/2009/ND-CP Article 29, Decision 09/2011/QD-UBND of Hung Yen and Article 20, Decree 69/2009/ND-CP b Have to move house to new place 5,760, Acquiring more than 70% of their total productive landholdings Per head - a Do not have to move house - 5,760,000 - b Have to move house to new place 11,520, Assistance for changing jobs and employment VND/m , ,150, Assist to fish pond, garden land VND/m2-3,000, Assist to agricultural land in residential area VND/m2-1,500, Assist to social VND/user 5 5,000,000 25,000,000 Item 1, Article 31, Decision 09/2011/QD- UBND of Hung Yen and Article 22, Decree 69/2009/ND-CP Item 1, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 1, Article 21, Decree 69/2009/ND-CP Item 2, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 2, Article 21, Decree 69/2009/ND-CP Item 2, Article 27, Decision 09/2011/QD- UBND of Hung Yen Prepared by: Hanoi Branch E.P.C Co., Ltd 110

113 No. Item Unit Quantity Unit Cost Total Cost 3 Tan Phuc commune 15,000, Moving within a Province VND/HH - 5,000, Assistance for renting house VND/HH - 9,000, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house - 2,880,000 - Notes Item 1, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Article 18, Decree 69/2009/ND-CP Item 3, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Item 3, Article 18, Decree 69/2009/ND-CP Article 29, Decision 09/2011/QD-UBND of Hung Yen and Article 20, Decree 69/2009/ND-CP b Have to move house to new place 5,760, Acquiring more than 70% of their total productive landholdings Per head - a Do not have to move house - 5,760,000 - b Have to move house to new place 11,520, Assistance for changing jobs and employment VND/m 2-375, Assist to fish pond, garden land VND/m2-3,000, Assist to agricultural land in residential area VND/m2-1,500, Assist to social VND/user 3 5,000,000 15,000,000 Item 1, Article 31, Decision 09/2011/QD- UBND of Hung Yen and Article 22, Decree 69/2009/ND-CP Item 1, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 1, Article 21, Decree 69/2009/ND-CP Item 2, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 2, Article 21, Decree 69/2009/ND-CP Item 2, Article 27, Decision 09/2011/QD- UBND of Hung Yen Prepared by: Hanoi Branch E.P.C Co., Ltd 111

114 No. Item Unit Quantity Unit Cost Total Cost 4 Quang Vinh commune 3,977,445, Moving within a Province VND/HH - 5,000, Assistance for renting house VND/HH - 9,000, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house 29 2,880,000 83,520,000 Notes Item 1, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Article 18, Decree 69/2009/ND-CP Item 3, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Item 3, Article 18, Decree 69/2009/ND-CP Article 29, Decision 09/2011/QD-UBND of Hung Yen and Article 20, Decree 69/2009/ND-CP b Have to move house to new place 5,760, Acquiring more than 70% of their total productive landholdings Per head - a Do not have to move house 5 5,760,000 28,800,000 b Have to move house to new place 11,520, Assistance for changing jobs and employment VND/m 2 10, ,000 3,850,125, Assist to fish pond, garden land VND/m2-1,000, Assist to agricultural land in residential area VND/m2-500, Assist to social VND/user 3 5,000,000 15,000,000 Item 1, Article 31, Decision 09/2011/QD- UBND of Hung Yen and Article 22, Decree 69/2009/ND-CP Item 1, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 1, Article 21, Decree 69/2009/ND-CP Item 2, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 2, Article 21, Decree 69/2009/ND-CP Item 2, Article 27, Decision 09/2011/QD- UBND of Hung Yen Prepared by: Hanoi Branch E.P.C Co., Ltd 112

115 No. Item Unit Quantity Unit Cost Total Cost 5 Hoang Hoa Tham commune Moving within a Province VND/HH - 5,000, Assistance for renting house VND/HH - 9,000, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house - 2,880,000 - Notes Item 1, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Article 18, Decree 69/2009/ND-CP Item 3, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Item 3, Article 18, Decree 69/2009/ND-CP Article 29, Decision 09/2011/QD-UBND of Hung Yen and Article 20, Decree 69/2009/ND-CP b Have to move house to new place 5,760, Acquiring more than 70% of their total productive landholdings Per head - a Do not have to move house - 5,760,000 - b Have to move house to new place 11,520, Assistance for changing jobs and employment VND/m 2-375, Assist to fish pond, garden land VND/m2-900, Assist to agricultural land in residential area VND/m2 450, Assist to social VND/user - 5,000,000 - Item 1, Article 31, Decision 09/2011/QD- UBND of Hung Yen and Article 22, Decree 69/2009/ND-CP Item 1, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 1, Article 21, Decree 69/2009/ND-CP Item 2, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 2, Article 21, Decree 69/2009/ND-CP Item 2, Article 27, Decision 09/2011/QD- UBND of Hung Yen Prepared by: Hanoi Branch E.P.C Co., Ltd 113

116 No. Item Unit Quantity Unit Cost Total Cost 6 An Thi town 1,883,977, Moving within a Province VND/HH - 5,000, Assistance for renting house VND/HH - 9,000, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house 21 2,880,000 60,480,000 Notes Item 1, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Article 18, Decree 69/2009/ND-CP Item 3, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Item 3, Article 18, Decree 69/2009/ND-CP Article 29, Decision 09/2011/QD-UBND of Hung Yen and Article 20, Decree 69/2009/ND-CP b Have to move house to new place 5,760, Acquiring more than 70% of their total productive landholdings Per head - a Do not have to move house 1 5,760,000 5,760,000 b Have to move house to new place 11,520, Assistance for changing jobs and employment VND/m 2 4, ,000 1,802,737, Assist to fish pond, garden land VND/m2-5,000, Assist to agricultural land in residential area VND/m2-2,500, Assist to social VND/user 3 5,000,000 15,000,000 Item 1, Article 31, Decision 09/2011/QD- UBND of Hung Yen and Article 22, Decree 69/2009/ND-CP Item 1, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 1, Article 21, Decree 69/2009/ND-CP Item 2, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 2, Article 21, Decree 69/2009/ND-CP Item 2, Article 27, Decision 09/2011/QD- UBND of Hung Yen Prepared by: Hanoi Branch E.P.C Co., Ltd 114

117 No. Item Unit Quantity Unit Cost Total Cost 7 Quang Lang commune 2,650,665, Moving within a Province VND/HH - 5,000, Assistance for renting house VND/HH - 9,000, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house 8 2,880,000 23,040,000 Notes Item 1, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Article 18, Decree 69/2009/ND-CP Item 3, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Item 3, Article 18, Decree 69/2009/ND-CP Article 29, Decision 09/2011/QD-UBND of Hung Yen and Article 20, Decree 69/2009/ND-CP b Have to move house to new place 5,760, Acquiring more than 70% of their total productive landholdings Per head - a Do not have to move house - 5,760,000 - b Have to move house to new place 11,520, Assistance for changing jobs and employment VND/m 2 6, ,000 2,597,625, Assist to fish pond, garden land VND/m2-750, Assist to agricultural land in residential area VND/m2-375, Assist to social VND/user 6 5,000,000 30,000,000 Item 1, Article 31, Decision 09/2011/QD- UBND of Hung Yen and Article 22, Decree 69/2009/ND-CP Item 1, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 1, Article 21, Decree 69/2009/ND-CP Item 2, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 2, Article 21, Decree 69/2009/ND-CP Item 2, Article 27, Decision 09/2011/QD- UBND of Hung Yen Prepared by: Hanoi Branch E.P.C Co., Ltd 115

118 No. Item Unit Quantity Unit Cost Kim Dong district, Hung Yen province Total Cost 5,066,605,000 1 Nghia Dan commune 5,066,605, Moving within a Province VND/HH - 5,000, Assistance for renting house VND/HH - 9,000, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house 37 2,880, ,560,000 b Have to move house to new place 5,760, Acquiring more than 70% of their total productive landholdings Per head - a Do not have to move house 22 5,760, ,720,000 Notes Item 1, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Article 18, Decree 69/2009/ND-CP Item 3, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Item 3, Article 18, Decree 69/2009/ND-CP Article 29, Decision 09/2011/QD-UBND of Hung Yen and Article 20, Decree 69/2009/ND-CP b Have to move house to new place 11,520, Assistance for changing jobs and employment VND/m 2 12, ,000 4,823,325, Assist to fish pond, garden land VND/m2-2,750, Assist to agricultural land in residential area VND/m2-1,375,000 - Item 1, Article 31, Decision 09/2011/QD- UBND of Hung Yen and Article 22, Decree 69/2009/ND-CP Item 1, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 1, Article 21, Decree 69/2009/ND-CP Item 2, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 2, Article 21, Decree 69/2009/ND-CP 1.7 Assist to social VND/user 2 5,000,000 10,000,000 Item 2, Article 27, Decision 09/2011/QD- Prepared by: Hanoi Branch E.P.C Co., Ltd 116

119 No. Item Unit Quantity Unit Cost Total Cost Notes UBND of Hung Yen 2 Toan Thang commune Moving within a Province VND/HH - 5,000, Assistance for renting house VND/HH - 9,000, Assistance for stabilizing the livelihood Acquiring with from 20% to 70% (or from 10% to 70% for vulnerable group) of their total productive landholdings Per head a Do not have to move house - 2,880,000 - b Have to move house to new place 5,760, Acquiring more than 70% of their total productive landholdings Per head - a Do not have to move house - 5,760,000 - b Have to move house to new place 11,520, Assistance for changing jobs and employment VND/m 2-375, Assist to fish pond, garden land VND/m2-4,000, Assist to agricultural land in residential area VND/m2-2,000, Assist to social VND/user - 5,000,000 - Item 1, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Article 18, Decree 69/2009/ND-CP Item 3, Article 27, Decision 09/2011/QD- UBND of Hung Yen and Item 3, Article 18, Decree 69/2009/ND-CP Article 29, Decision 09/2011/QD-UBND of Hung Yen and Article 20, Decree 69/2009/ND-CP Item 1, Article 31, Decision 09/2011/QD- UBND of Hung Yen and Article 22, Decree 69/2009/ND-CP Item 1, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 1, Article 21, Decree 69/2009/ND-CP Item 2, Article 30, Decision 09/2011/QD- UBND of Hung Yen and Item 2, Article 21, Decree 69/2009/ND-CP Item 2, Article 27, Decision 09/2011/QD- UBND of Hung Yen Prepared by: Hanoi Branch E.P.C Co., Ltd 117

120 No. Item Unit Quantity Unit Cost Total Cost Total 27,332,070,500 Notes Prepared by: Hanoi Branch E.P.C Co., Ltd 118

121 Table 31. 7: Compensation for public works No. Commune Owner Unit Quantity Unit Cost Total Cost I My Hao district 139,880,000 1 Minh Duc commune Subtotal 139,880,000 Residential land m 2-5,000,000 - Specific use land m 2-5,000,000 - Religious land m 2-3,500,000 - Cemetery land m 2-3,500,000 - Other non-agricultural land m ,500, ,000,000 Annual crop land m 2-80,000 - Rice m 3-6,000 - Perennial tree land m 2-90,000 - Fish pond land m 2-80,000 - Irrigation canal land m ,000 2,080,000 Electric pole Pole 5 2,000,000 10,000,000 Electric wire m 30 60,000 1,800,000 II Binh Giang district 1,968,802,000 Subtotal 280,792,000 1 Hung Thinh commune 2 Vinh Tuy commune Residential land m 2-6,200,000 - Specific use land m 2-6,200,000 - Religious land m 2-4,340,000 - Cemetery land m 2 4,340,000 - Other non-agricultural land m 2-4,340,000 - Annual crop land m 2 2,912 80, ,960,000 Rice m 3 2,912 6,000 17,472,000 Perennial tree land m 2-90,000 - Fish pond land m 2-80,000 - Irrigation canal land m ,000 15,360,000 Electric pole Pole 6 2,000,000 12,000,000 Electric wire m 50 60,000 3,000,000 Subtotal 176,574,000 Residential land m 2-3,500,000 - Specific use land m 2-3,500,000 - Prepared by: Hanoi Branch E.P.C Co., Ltd 119

122 No. Commune Owner Unit Quantity Unit Cost Total Cost Religious land m 2-2,450,000 - Cemetery land m 2-2,450,000 - Other non-agricultural land m 2-2,450,000 - Annual crop land m 2 1,829 80, ,320,000 Rice m 3 1,829 6,000 10,974,000 Perennial tree land m 2-90,000 - Fish pond land m 2-80,000 - Irrigation canal land m ,000 6,880,000 Electric pole Pole 5 2,000,000 10,000,000 Electric wire m 40 60,000 2,400,000 Subtotal 69,874,000 3 Vinh Hong commune 4 Trang Liet commune Residential land m 2-3,500,000 - Specific use land m 2-3,500,000 - Religious land m 2-2,450,000 - Cemetery land m 2-2,450,000 - Other non-agricultural land m 2-2,450,000 - Annual crop land m ,000 27,120,000 Rice m ,000 2,034,000 Perennial tree land m 2-90,000 - Fish pond land m 2-80,000 - Irrigation canal land m ,000 23,120,000 Electric pole Pole 7 2,000,000 14,000,000 Electric wire m 60 60,000 3,600,000 Subtotal 1,194,492,000 Residential land m 2-8,000,000 - Specific use land m 2-8,000,000 - Religious land m 2 5,600,000 Transport land m ,600,000 1,080,800,000 Cemetery land m 2-5,600,000 - Other non-agricultural land m 2-5,600,000 - Annual crop land m ,000 44,960,000 Rice m ,000 3,372,000 Prepared by: Hanoi Branch E.P.C Co., Ltd 120

123 No. Commune Owner Unit Quantity Unit Cost 5 Thuc Khang commune Total Cost Perennial tree land m 2-90,000 - Fish pond land m 2-80,000 - Irrigation canal land m ,000 52,960,000 Electric pole Pole 5 2,000,000 10,000,000 Electric wire m 40 60,000 2,400,000 Subtotal 247,070,000 Residential land m 2-3,500,000 - Specific use land m 2-3,500,000 - Religious land m 2-2,450,000 - Cemetery land m 2-2,450,000 - Other non-agricultural land m 2-2,450,000 - Annual crop land m 2 1,299 80, ,920,000 Rice m 3 1,299 90, ,910,000 Perennial tree land m 2-80,000 - Fish pond land m 2-80,000 - Irrigation canal land m ,000 19,040,000 Electric pole Pole 3 2,000,000 6,000,000 Electric wire m 20 60,000 1,200,000 III An Thi district 2,695,684,000 Subtotal 276,250,000 1 Phu Ung commune Residential land m 2-3,500,000 - Specific use land m 2-3,500,000 - Religious land m 2-2,450,000 - Cemetery land m 2-2,450,000 - Other non-agricultural land m 2-2,450,000 - Annual crop land m 2 2,075 80, ,000,000 Rice m 3 2,075 6,000 12,450,000 Perennial tree land m ,000 53,280,000 Fish pond land m 2-80,000 - Irrigation canal land m ,000 29,520,000 Electric pole Pole 6 2,000,000 12,000,000 Electric wire m 50 60,000 3,000,000 Prepared by: Hanoi Branch E.P.C Co., Ltd 121

124 No. Commune Owner Unit Quantity Unit Cost Total Cost Subtotal 468,188, Bai Say commune Tan Phuc commune Residential land m ,500,000 Specific use land m ,500, ,000,000 Religious land m 2-2,450,000 Cemetery land m 2-2,450,000 Other non-agricultural land m 2-2,450,000 - Annual crop land m 2 1,896 80, ,680,000 Rice m 3 1,896 6,000 11,376,000 Perennial tree land m 2-90,000 - Fish pond land m ,000 26,640,000 Irrigation canal land m ,000 4,692,000 Electric pole Pole 12 2,000,000 24,000,000 Electric wire m 80 60,000 4,800,000 Subtotal 43,600,000 Residential land m 2-3,500,000 - Specific use land m 2-3,500,000 - Religious land m 2-2,450,000 - Cemetery land m 2-2,450,000 - Other non-agricultural land m 2-2,450,000 - Annual crop land m 2-80,000 - Rice m 3-90,000 - Perennial tree land m 2-80,000 - Fish pond land m 2-80,000 - Irrigation canal land m ,000 24,000, KV Substation m2-350, kv Substation Unit - 300,000,000-4 Quang Vinh commune Electric pole Pole 8 2,000,000 16,000,000 Electric wire m 60 60,000 3,600,000 Subtotal 350,876,000 Residential land m 2-2,000,000 - Specific use land m 2-2,000,000 - Religious land m 2-1,400,000 - Prepared by: Hanoi Branch E.P.C Co., Ltd 122

125 No. Commune Owner Unit Quantity Unit Cost 5 Hoang Hoa Tham commune 6 An Thi town Transport land m ,400,000 Total Cost Cemetery land m 2-1,400,000 - Other non-agricultural land m 2-1,400,000 - Annual crop land m 2 1,731 80, ,480,000 Rice m 3 1,731 6,000 10,386,000 Perennial tree land m 2 1,521 90, ,890,000 Fish pond land m 2-80,000 - Irrigation canal land m ,000 26,320,000 Litchi tree ,000 25,000, KV Substation m2-350, kv Substation Unit - 300,000,000 - Electric pole Pole 6 2,000,000 12,000,000 Electric wire m 30 60,000 1,800,000 Subtotal 66,092,000 Residential land m 2-1,800,000 - Specific use land m 2-1,800,000 - Religious land m 2-1,260,000 - Cemetery land m 2-1,260,000 - Other non-agricultural land m 2-1,260,000 - Annual crop land m ,000 54,560,000 Rice m ,000 4,092,000 Perennial tree land m 2-90,000 - Fish pond land m 2-80,000 - Irrigation canal land m ,000 7,440, KV Substation m2-350, kv Substation Unit - 300,000,000 - Electric pole Pole - 2,000,000 - Electric wire m - 60,000 - Subtotal 498,848,000 Residential land m 2-10,000,000 - Specific use land m 2-10,000,000 - Religious land m 2-7,000,000 - Prepared by: Hanoi Branch E.P.C Co., Ltd 123

126 No. Commune Owner Unit Quantity Unit Cost Total Cost Cemetery land m 2-7,000,000 - Other non-agricultural land m 2-7,000,000 - Annual crop land m 2 5,328 80, ,240,000 Rice m 3 5,328 6,000 31,968,000 Perennial tree land m 2-90,000 - Fish pond land m 2-80,000 - Irrigation canal land m ,000 21,040, KV Substation m2-350, kv Substation Unit - 300,000,000 - Electric pole Pole 8 2,000,000 16,000,000 Electric wire m 60 60,000 3,600,000 Subtotal 991,830,000 7 Quang Lang commune Residential land m 2-1,500,000 - Specific use land m 2-1,500,000 - Religious land m 2-1,050,000 - Cemetery land m ,050, ,300,000 Other non-agricultural land m 2-1,050,000 - Annual crop land m 2 4,657 80, ,560,000 Rice m 3 4,657 90, ,130,000 Perennial tree land m 2-80,000 - Fish pond land m 2-80,000 - Irrigation canal land m ,000 60,640, KV Substation m2-350, kv Substation Unit - 300,000,000 - Electric pole Pole 3 2,000,000 6,000,000 Electric wire m 20 60,000 1,200,000 IV Kim Dong district 1,960,900,000 1 Nghia Dan commune Subtotal 444,000,000 Residential land m 2-5,500,000 - Specific use land m 2-5,500,000 - Religious land m 2-3,850,000 - Cemetery land m 2-3,850,000 - Prepared by: Hanoi Branch E.P.C Co., Ltd 124

127 No. Commune Owner Unit Quantity Unit Cost Total Cost Other non-agricultural land m 2-3,850,000 - Annual crop land m 2 1,030 80,000 82,400,000 Rice m 3 1,030 6,000 6,180,000 Perennial tree land m 2 3,702 90, ,180,000 Fish pond land m 2-80,000 - Irrigation canal land m ,000 7,840, KV Substation m2-350, kv Substation Unit - 300,000,000 - Electric pole Pole 6 2,000,000 12,000,000 Electric wire m 40 60,000 2,400,000 Subtotal 1,516,900,000 Residential land m 2-8,000,000 - Specific use land m 2-8,000,000 - Religious land m 2-5,600,000 - Transport land m ,600, ,000,000 2 Toan Thang commune Cemetery land m 2-5,600,000 - Other non-agricultural land m 2-5,600,000 - Annual crop land m 2 5,405 80, ,400,000 Rice m 3 5,405 6,000 32,430,000 Perennial tree land m 2 3,293 90, ,370,000 Fish pond land m 2-80,000 - Irrigation canal land m ,000 64,000,000 Concrete canal m , ,000,000 Longan m ,000 97,500,000 Grapefruit m ,000 12,000, KV Substation m2-350, kv Substation Unit - 300,000,000 - Electric pole Pole 9 2,000,000 18,000,000 Electric wire m 70 60,000 4,200,000 Total 6,765,266,000 Prepared by: Hanoi Branch E.P.C Co., Ltd 125

128 Table 31. 8: External monitoring cost No. Item Unit Qty Unit cost Cost I Remuneration for specialists 655,000,000 Remark 1 Team leader/resettlement specialist man-month 15 21,000, ,000,000 According to Decree 219 for Team leader 2 Community Development specialist man-month 10 17,000, ,000,000 3 Gender and ethnic minority specialist man-month 10 17,000, ,000,000 II Other costs 321,900,000 According to Decree 219 for specialist having more than 10 experience years According to Decree 219 for specialist having more than 10 experience years 1 Perdiem (6 months for each specialist) man-day ,000 59,400,000 According to Decree 97 2 Travel cost (hiring car) Km 9,900 13, ,700,000 Based on reality 3 Hotel cost Night , ,800,000 According to Decree 97 4 Fees for organize the meetings with compensation committees and interview households lump-sum 15,000,000 III Administrative cost 70,000,000 1 General activities (telephone, electricity, water,...) month 15 4,000,000 60,000,000 2 Printing and punching document lump-sum 1 10,000,000 10,000,000 Based on reality A Total of direct cost (I+II+III) 1,046,900,000 B VAT (10%) 104,690,000 C Contingency (10%) 115,159,000 Total A+B+C 1,266,749,000 Prepared by: Hanoi Branch E.P.C Co., Ltd 126

129 Annex 1: The questionnaire for social and economic survey of affected assets Vietnam Road Assets Management Program (VRAMP) SOCIO-ECONOMIC SURVEY AND AFFECTED ASSET FORM Form VF05 Household code. Survey date: / /2013 Village Commune...District.Province A. HOUSEHOLDER INFORMATION 1. Full name of householder: ; Age ; Sex [ ] Male=1; Female =2; 1.1 Ethnicity: [ ]; 1.2 Main occupation [ ]; 1.3 Secondary occupation [ ]; 1.4 Education and occupation [ ]; 1.6 Main monthly income of the householder:.. VND; 1.7 Classification of household : [ ] (1=Poor; 2= Near-poor; 3= Rise above poverty) 1.8 Policy family to enjoy social benefits: [ ] (1=Single women householder; 2= Disabled persons; 3=The lonely aged; 4= Entitled to social assistance; 5= Ethnic minorities) 1.9 The project affected area (a family may has land and property in different areas, if such, it needs to mark clearly all affected areas of the household) 1) Within scope of road [ ] 2) Within safety corridor [ ] 3) Within viaduct, bridge [ ] 4) Within the scope of intersection [ ] 5) Other (please specify) [ ] B. SOCIO-ECONOMIC SURVEY IN AFFECTED AREA 2. Family members. No. Full name Sex 1=Male 2=Female Relation with the househo lder 1= Husband/Wif e 2= Father/Mothe r 3=Son/daugh ter 4= Son-inlaw/daughterin-law 5=Nephew/ni ece 6=Other brother/sister Age Ethnici ty 1=Kinh 2= Thai 3= Tay 4= Nung 5= Muong 6=Hoa 7= Other Main occupation 1= Agriculture (farming) 2= Livestock 3= Sales 4= Catering service, 5= Workers in factory, workshop 6= State officials and state employees 7= Work for private companies 8= Work in transport field 9= Students, pupils 10= Housework 11= Hired worker 12=Other Education 0= Illiterate 1= Primary school 2=Secondary school 3= High school ungraduation 4= High school 5=Vocational training 6= University and above university 7= Others Note s Prepared by: Hanoi Branch E.P.C Co., Ltd 127

130 Average annual income of household:. VND Main sources of income contributed to the household's annual income: 1) Agricultural production (crops, Amount VND livestock) 2) Trade or business Amount VND 3) Salary Amount VND 4) From other sources (such as Amount VND remittances, etc.) 4. Average monthly expenditure of household 1) Average living expenditure of Amount VND household 2) Average healthcare of household Amount VND 3) Education spending Amount VND 4) Visit, tourism, relax Amount VND 5. The loan of household Loan-use purpose 1= Agricultural production 2= Business Loans Loan amount 3= Household expenditure 4= Building, repairing houses 5= Other (specify) 1) Loans from banks 2) Loans from other institutions 3) Loans from relatives, friends 4) Others 6. Please tell us the number of current assets and amenities your family is using? Type of Type of asset Number Type of asset Number Number Type of asset Number asset Radio 4. bicycle 10. Gas Cooker Refrigerator Prepared by: Hanoi Branch E.P.C Co., Ltd 128

131 2. Tivi/Video 3. motorbike 6. Rice Cooker 5. Electric fans 8. Pump 9. Washing machine 11.Hot tank 12. Computer water 7. Water use: The daily main sources of water of household? (Marked x in the appropriate box) 1) Digging well [ ] 2) Village public wells [ ] 3) Tap water [ ] 4) Rain water [ ] 5) Rivers, streams, ponds, [ ] 6) Buying water [ ] lakes 7) Ravine water [ ] 8) Other (specify) [ ] 8. Main energy for household lighting? 1) Power grid [ ] 4) Generator [ ] 2) Pin and battery [ ] 5) Oil lamp [ ] 3) Wood/charcoal [ ] 6) Others [ ] 9. Main energy for household cooking? 1) Power grid [ ] 5) Biogas [ ] 2) Generator [ ] 6) Others [ ] 3) Gas/oil [ ] 7) No answer [ ] 4) Wood/coal [ ] 10. Common diseases in the community (name of disease) 1) Cold [ ] 6) Dysentery [ ] 2) Influenza [ ] 7) Hepatitis [ ] [ ] 3) Respiratory disease 8) Toxic infection [ ] [ ] 4) Malaria [ ] 9) Others [ ] 5) Cholera 10) No answer [ ] 11. Household s access to healthcare, education and culture services? Healthcare, education and culture services Healthcare 1. Commune health station 2. District hospital 3. Clinic/nurse 4. Pharmacy 5. Traditional drug treatment Education 6. Preschool 7. Elementary school 8. Secondary school 9. High school 10.Vocational school Cultural, religion 11. Market 1=Yes 2=No Less than 1km 1= 1-2 km 2= 2-5 km 3= More than 5 km Prepared by: Hanoi Branch E.P.C Co., Ltd 129

132 12. Stadiums, sports 13. Pagoda/temple/church 14. Other amusement and entertainment parks 12. Has the household economic condition changed in the recent 3 years? 1) No change [ ]; Reason: 2) Better [ ]; Reason: 3) Worse [ ]; Reason: 13. Do you support the road upgrading and expansion project? 1) Yes [ ] 2) No [ ] If yes, what s the support reason? If not, what do you wonder and worry about? If the project is implemented, what is positive side do you find? According to you, how is development of the road meaningful to the local socio-economic development? 14. How is the division of labor in you family? No. Work-item Men Women Both 1 Main farming activities Soil tuning Cultivation Sowing Weeding Pesticide spraying Harvest 2 Vegetable growing 3 Livestock Prepared by: Hanoi Branch E.P.C Co., Ltd 130

133 4 Small business 5 Workers 6 Labor migration (domestic) 15. Community activities Activity Male Female Both 1. Attend community meetings 2. Participate in decision making 3. Join local organizations 4. Others C. INVENTORY OF LOSS IN AFFECTED AREAS 16. Land use status of household (affected land is only located in areas that needs to acquire for the project) Map Type of soil 1= Urban residential land 2= Rural residential land 3= Paddy land 4= Garden 5= Aquaculture land 6= Business/nonagricultural land 7= Forest land 8=Other type of land Total land area (m2) Affected degree of each parcel of land Total affected area (m2) 1= Partly affected 2 = Totally affected Current land use 1= Owned land 2= Rented land Legal status of land 1= With red book 2= No red book but legalable for red book 3= illegalable for red book 4= Rented land 5= Safety corridor Workitem 1= Pavement 2= Safety corridor 3 = Bridge 4 = Intersection 5= Other (specify) Type of affect 1= Permanently 2= Temporary Type Plot? Total Prepared by: Hanoi Branch E.P.C Co., Ltd 131

134 Type of house 1. Villa 2. Level 1 3. Level 2 4. Level 3 5. Level 4 6. Temporary house 17. Houses affected by the project Total building floor (m2 ) Using status 1. With construction license 2. Without construction license 3. Built on agricultural land 4. Rented house 5. Built on Safety corridor 1. Living 2. Renting 3. Living and renting 4. Living and trading 5. Trading Affected level Total affected floor (m2) 1= Partly affected 2 = Totally affected Work item 1= Pavement 2= Safety corridor 3 = Bridge 4 = Intersection 5= Other (specify) Typ e of affec t 1= Perman ently 2= Tempo rary Note: A household may have many affected houses; it is necessary fill in the information of all affected house. 18. Business impact (in the project area) 1) Business impact [ ] (1=No; 2= Yes, if yes, asked additional questions below) a. Business location [ ] (1= In the same house; 2= Independent outside house) b. Business form [ ] (1=Company; 2=Store; 3=Household) c. Business registration [ ] (1= Yes; 2=No) d. Type of business:.. e. Monthly income from business: VND (Just ask those who business is affected) f. Impact locations in the project area: [ ] (1= Pavement; 2= Safety corridors; 3= Bridge; 4= Intersection; 5= Others) 19. Affected works and other structures and living facilities on land (Statistics of affected independent works outside houses and living facilities are listed above) Works/living facilities 1. Independent kitchen outside main 2. Pigsty/beef/chicken coops Type of works (corresponding to auxiliary works) 1. Temporary 2. Equivalent to house level 4 1. Temporary 2. Equivalent to house level 4 Unit 3. Power meter Unit 4. Water meter Unit 5. Estimated water pipe length m 2 m 2 m Quantity Work items 1= Pavement 2= Safety corridor 3 = Bridge 4 = Intersection 5= Other (specify) Prepared by: Hanoi Branch E.P.C Co., Ltd 132

135 Works/living facilities Type of works (corresponding to auxiliary works) Unit Quantity Work items 1= Pavement 2= Safety corridor 3 = Bridge 4 = Intersection 5= Other (specify) 6. Wired telephone Unit 7. Fence 8. Gate 9. Toilet, bathroom (separate from house) 10. Earth tomb a) At the cemetery b) Separate 11. Built tomb (brick, cement) c) At the cemetery d) Separate 12. Well 13. Water tank 14. Yard (only cement or tiled) 15. Fish pond (excavated quantity) 16. Other works (name of works and affected area) 1. Brick 2. Wood or barbed 1. Wall 2. Steel 3. Wood/Bamboo 1. Brick, concrete 2. Bamboo/leaf 1. Drilled 2. Dug Brick/concrete Stainless steel/inox Plastics m 2 m 2 m 2 Unit Unit m m 3 m 2 m Types of affected trees, crops (Only make statistical of affected perennial/fruit) Type of plants or agricultural products Specifications Unit Quantity a) Fruit trees (main plant) Tree 1) Work items 1= Pavement 2= Safety corridor 3 = Bridge 4 = Intersection 5= Other (specify) Prepared by: Hanoi Branch E.P.C Co., Ltd 133

136 Type of plants or agricultural products 2) 3) 4) 5) Specifications Unit Quantity Work items 1= Pavement 2= Safety corridor 3 = Bridge 4 = Intersection 5= Other (specify) b) Timber (main plant) Tree 1) 2) 3) 4) 5) c) Decoration plant (main plant) 1) 2) 3) 4) 5) d) Cropsmain (plant) m 2 1) Rice 2) Corn 3) Potatoes 4) Peanut 5) Beans 6) e) The area of seafood aquaculture m 2 Prepared by: Hanoi Branch E.P.C Co., Ltd 134

137 D. CONSULTATION QUESTIONS 21. If your agricultural land or other productive land is affected (due to land acquisition), which compensation plan does your family select? a) Receive land-for-land (if replacement land in the commune is available) with the same type and area/profitability [ ] b) Receive cash [ ] c) Not decide [ ] 22. For those whose residential land is affected only: If it is unable to rebuild house on the remaining residential land (the remaining area is less than 80m2 for urban land and 100m2 for rural land, which resettlement plan does your family select? a) Move to another land of the family [ ] b) Move to another place where the family choose [ ] c) Move to the project resettlement site [ ] d) Move to resettlement site arranged by local authorities [ ] e) Not decide [ ] 23. How does your family plan to use the land compensation money? 1) Rebuild or repair houses [ ] 2) Buy a new land [ ] 3) Buy other asset [ ] ; Name of asset 4) Invest in small business [ ] 5) Save in a bank [ ] 6) Spend for children s education [ ] 7) Other intention [ ]; Description 24. Choose a livelihood rehabilitation form of household. 1) Agricultural activity [ ] 3) Self find job [ ] 2) Apprenticeship [ ] 4) No answer [ ] Thank you for answering our questions. Surveyor Householder or family representative Prepared by: Hanoi Branch E.P.C Co., Ltd 135

138 Annex 2: Project Information Booklet (PIB) VIET NAM ROAD ASSET MANAGEMENT PROGRAM (VRAMP) PROJECT INFORMATION BOOKLET (PIB) PROJECT OVERVIEW Viet Nam Road Asset Management Program (VRAMP) has subprojects in 3 provinces of Hung Yen, Hai Duong and Thai Binh, in scope of 10 districts/cities, towns, 33 wards/communes. The initial investment cost is estimated at $ million, of which the World Bank loan of $ 71.6 million, the Government's counterpart funds of $ 50 million. Ministry of Transport is the Executive Agency (EA) of the project. The objectives of the project: Establish a financial basis, sustainable institutional arrangements in order to manage and upgrade the road system, develop for the economy in the North and Central regions of Viet Nam. The project will have two main outputs: The project will finance for maintaining the national roads no. 2, no.5, no.6, no. 18 and no.48; upgrading for the national roads no. 38, no.39, no 39-1 and four bridges with the length of about 25 m of the road no. 38 B (i) Maintenance roads with diversified contract forms to establish a mechanism for managing of the maintenance of the Vietnam road system effectively and stable. (ii) Upgrade and renovate the important national roads in the north region, including the national road No.38, No.39, No and 9 bridges with length more than 25 meters on the national roads (2 bridges on national road No.38, 4 bridges on national road No. 38B, two bridges on national road No.39 and 1 bridge on national road No.39-2). Improve the institutional arrangements of the road management agencies in Vietnam. QUESTION 1: How will the VRAMP affect the local population? Answer: Positive impacts: The population in the project areas will benefit variously, including more extensive access to irrigation system and water supply for farming production, reducing risk of crop failure due to lack of water and more available water for irrigation. Adverse impacts: It needs to acquire some land for the construction of the main canal and other components. Every attempt will be made during the design process to minimize adverse impacts of such land acquisition on households and communities. Where land acquisition is necessary, those affected HHs will be fully compensated for their affected land, houses, structures, crops and/or trees and be provided assistances for the restoration of Prepared by: Hanoi Branch E.P.C Co., Ltd 136

139 their living standards. Details are included in a Resettlement Plan which will be available at your commune office. QUESTION 2: What is the main objective of resettlement plan? Answer: The main objective of the Resettlement Plan is to improve or at least to restore the pre-project living standards and earning capacities of all PAHs. QUESTION 3: What will happen if my land is affected by the project? Answer: (i) You will be offered Land-for-land of similar attributes and with secure tenure OR cash compensation at replacement cost which is equivalent to current market price. (ii) No compensation for rent land, but full replacement cost for investment on land to land user. QUESTION 4: Do we need legal papers of land for being entitled to the compensation? Answer:No, lack of formal legal rights of land does not prevent any APs from receiving compensation, allowances and rehabilitation assistance. Land owners with land use right certificates (LURCs) or in the process of acquiring LURC will be fully compensated for affected land and other assets on land. Land users who have no formal legal rights nor recognized claims to such land will be compensated for assets on land only. QUESTION 5: Are affected houses and structures compensated? Answer:Yes. All affected houses and other structures as well as other fixed assets such as well, breeding facilities, fences, etc. are compensated at replacement cost without depreciation nor deduction for salvageable materials for the affected portion. This will ensure that the APs are able to reconstruct houses/structures with better quality or at least with equivalent quality of the pre-project houses/structures. QUESTION 6: What about affected crops and trees? Answer: i) Affected crops, trees on permanently acquired land will be compensated with market value of the crops at the time of compensation. (ii) Compensation for crops, trees on temporary affected land: - Annual crops will be based on the average production in the past 3 years for the temporary acquisition duration. - Compensation for trees equivalent to current market value given the type, age and productive value (future production) at the time of compensation. QUESTION 7: Besides the compensation, are there any assistances provided by the project? Prepared by: Hanoi Branch E.P.C Co., Ltd 137

140 Answer: In addition to compensation for loss of land and other assets according to the project entitlements, the Project will provide rehabilitation assistance to eligible APs to improve or at least to restore the pre-project living standards of all PAHs. Types of assistance for eligible APs include: Severely affected households: Households who lose more than 20% (or 10% for vulnerable group) of their total productive landholdings (or 10% for vulnerable group) will receive an rehabilitation package consisting of (i) a transition subsistence allowance equivalent (ii) income restoration assistance such as agricultural extension assistance to intensify use of remaining land, access to existing credit programs or project-related employment. Relocated households: Households who must relocate to new places will receive (i) transport assistance, (ii) a transition subsistence allowance, (iii) house rent assistance based on market price. The assistance rates are given in details in project entitlements. Business owners who lose income in the transition period: Households with small, unregistered businesses will be provided cash assistance equal to the provincial minimum salary for 3 months. Owners of registered businesses will be provided cash assistance equivalent to 30% of after tax income in one year based on average income in the last 3 consecutive years as certified by the tax department of the province. Employees and hired labors who lose their jobs will be provided cash compensation for monthly salary/wages for lost period in case of temporarily affected; or cash compensation equivalent to the provincial minimum wage for six months or cash compensation for remaining contract period whichever is higher in case of permanently affected. Assistance for career change: For registered or non-registered businesses on their affected residential land, APs at labor age will be provided free training courses at local vocational training centre which are suitable for local conditions and capacities of APs. QUESTION 8: Are all of local people entitled to lodgement of complaints about compensation? Answer: No. Entitled APs are those who will lose land or property based on the detailed measurement survey (DMS) that will be conducted following completion of the final designs for the project. Affected communes and local competent agencies will be informed of the cut-off date of the project. QUESTION 9: If there are any disagreements or problems about land acquisition, compensation or other general disputes during project implementation, are APs entitled to lodgment of their complaints? Answer:Yes, APs are entitled to lodgment of their complaints as grievance redress procedures of the project. Prepared by: Hanoi Branch E.P.C Co., Ltd 138

141 Every complaint, query of APs about land acquisition, compensation, resettlement and implementation will be resolved according to project policies and in time. APs do not have to pay any fees for the complaint resolution. QUESTION 10: How will APs be consulted and disseminated information about the project? Answer:Public consultation meetings are organized at the commune to ensure that APs are provided fully information about the project. APs will be disseminated information about the project components, impacts, their entitlements, grievance redress mechanism, rights of participation and consultation about resettlement activities. APs will participate in the RP preparation and implementation and will be consulted about following issues: (a) participation in the RP preparation as their interests; (b) consultation about vocational training which is suitable for their capacities, (c) participation in other activities of the project if they are qualified. QUESTION 11: As a resident in the project area, how can I help? Answer:We would like you to participate in all consultation meetings and other activities involving to the project in order to ensure that you are fully informed and consulted. Your participation during the detailed measurement survey (DMS) and the implementation will help us determine measures to mitigate impacts, to detect outstanding issues and potential problems and then to identify immediate resolution of these problems. QUESTION 12: How will you know if the objectives of this project are met? Answer: PMU3 will carry out internal monitoring on all project activities. In addition, PMU3 will engage an independent monitoring agency to conduct external monitoring on resettlement activities during the project implementation. The independent monitoring agency will submit a report to PMU3 and WB on resettlement implementation progress every 6 months. A postresettlement impact evaluation will be studied to assess whether adverse impacts have been mitigated adequately and the pre-project living standards of APs have been restored or not. For further information and suggestions, please contact the Province Compensation, Assistance and Resettlement Management Board, District Compensation, Assistance and Resettlement Boards or Commune People s Committee where you are living. Prepared by: Hanoi Branch E.P.C Co., Ltd 139

142 Annex 3: List of participants and pictures of consultation meetings Table 32: Meetings with Other Stakeholders No. I NH 38 Commune No. of affecte d HH Meetin g Date Venue No. of partici pants With participation of No. of households with the questionnaires Male Female IOL SES % 1 Hung Yen My Hao Minh Duc 10 M:19/0 3 Commune Temple % 2 Hai Duong Binh Giang Hung Thinh Vinh Tuy Vinh Hong Trang Liet Thuc Khang 73 M: 19/03 M: 16/03 M: 20/03 M: 20/03 M: 19/03 Commune Temple CPC meeting hall CPC meeting hall CPC meeting hall CPC meeting hall % % % % % 3 Hung Yen An Thi Phu Ung Bai Say Tan Phuc Quang Vinh An Thi Town Quang Lang 86 M: 15/03 A: 26/01 M: 26/01 M: 16/03 M: 19/03 M: 15/03 CPC meeting hall CPC meeting hall CPC meeting hall CPC meeting hall CPC meeting hall CPC meeting hall % % % % % % 3.2 Kim Dong Nghia Dan 80 M: CPC % Prepared by: Hanoi Branch E.P.C Co., Ltd 140

143 No. Commune No. of affecte d HH Meetin g Date Venue 10/03 meeting hall No. of partici pants With participation of No. of households with the questionnaires Male Female IOL SES % Table 33: Consultation on income restoration measures # Name Address Position Interviewed date I Provincial level 1 Le Thi Bich Ha Women Union in Hung Yen Province Deputy Chairwoman 14/03/ Nguyen Thanh Huyen Women Union in Hung Yen Province Head of Department 14/03/ Nguyen Huu Tuyen 4 Le Van Nguyen 5 Nguyen Tuan Viet Farmer Association in Hung Yen Province Farmer Association in Hung Yen Province Farmer Association in Hung Yen Province Chairman 14/03/2013 Deputy Chairman 14/03/2013 Head of Office 14/03/ Bui Chi Thanh Hung Yen Vocational School Vice principal 14/03/ Le Thiet Hung II District level 8 Pham Thai Son 9 Nguyen Dinh Cuong 10 Dao Thi Hoat 11 Nguyen Thi Lang 12 Pham Thi Mo Farmer Association in Hai Duong Province Management of Industrial Parks Board in Hung Yen Province Management of Industrial Parks Board in Hung Yen Province Women Union in An Thi district Farmer Association in An Thi district Women Union in Binh Giang district Head of Office 13/03/2013 Head of Department 15/03/2013 Head of Department 15/03/2013 Chairwoman 14/03/2013 Chairman 14/03/2013 Chairwoman 18/03/2013 Prepared by: Hanoi Branch E.P.C Co., Ltd 141

144 13 Le Xuan Hoan Farmer Association in Binh Giang district Chairman 18/03/2013 Table 34: Meetings for a rapid survey in the substitution values # Name Address Title Meeting date I Hung Yen Province 1 Nguyễn Đình Nghị Provincial Department of Natural Resources and Environment Vice Director 31/01/ Phạm Trường Tam Provincial Department Construction Deputy Head of Department 31/01/2013 II Hai Duong Province 1 Hoang Mai Khuong PPC Head Office 11/01/ Pham Sy Thao PPC Deputy Head Office 11/01/2013 III An Thi district 1 Tran Duy Dan DPC Chairman 11/01/ Duong Tuan Doan DPC Head Office 11/01/ Nguyen Huu Chinh 4 Nguyen Ducc Khiem Department of Natural Resources and Environment Department of Natural Resources and Environment Head of Department 11/01/2013 Official 11/01/2013 IV Binh Giang district 1 Vu Quang Dang DPC Deputy Chairman 13/03/ Pham Van Nam 3 Pham Viet Trung Department of Natural Resources and Environment Department of Natural Resources and Environment Head of Department 13/03/2013 Deputy Head of Department 13/03/2013 V At commune level 1 Nguyen Van Huynh Minh Duc commune Deputy Chairman of Commune 20/03/2013 Prepared by: Hanoi Branch E.P.C Co., Ltd 142

145 # Name Address Title Meeting date 2 Vu Hong Duc Minh Duc commune Land Manager 20/03/ Vu Dang Phong Minh Duc commune Thinh Van Village leader 20/03/ Chu Thi Duong Minh Duc commune Local Citizen 20/03/ Tran Trung Duc Minh Duc commune Local Citizen 20/03/ Duong Duc Luan Minh Duc commune Local Citizen 20/03/ Pham Ngoc Suu Hung Thinh commune Chairman of Commune 19/03/ Pham Dinh Minh Hung Thinh commune Land Manager 19/03/ Le Đinh Soai Hung Thinh commune Ngoc Mai village leader 19/03/ Ngo Son Tung Hung Thinh commune Local Citizen 19/03/ Trinh Dinh Hien Hung Thinh commune Local Citizen 19/03/ Nguyen Van The Hung Thinh commune Local Citizen 19/03/ Vu Xuan Hien Vinh Tuy commune Chairman of Commune 16/03/ Vu Duy Mung Vinh Tuy commune Land Manager 16/03/ Vu Van Chien Vinh Tuy commune Vinh Lai village leader 16/03/ Vu Van Toi Vinh Tuy commune Local Citizen 16/03/ Vu Van Hiep Vinh Tuy commune Local Citizen 16/03/ Tran Van San Vinh Tuy commune Local Citizen 16/03/ Vu Van Tuan Vinh Hong commune Chairman of Commune 20/03/ Nguyen Van Dich Vinh Hong commune Land Manager 20/03/ Pham Van Lam Vinh Hong commune Me Khe village leader 20/03/ Nguyen Thi Thoa Vinh Hong commune Local Citizen 20/03/ Vu Dinh Moi Vinh Hong commune Local Citizen 20/03/ Bui Manh Cuong Vinh Hong commune Local Citizen 20/03/ Quach Van Hung Trang Liet commune Deputy Chairman of Commune 20/03/ Pham Manh Kim Trang Liet commune Land Manager 20/03/ Chu Van Tan Trang Liet commune Thuong area leader 20/03/ Nguyen Van Tien Trang Liet commune Local Citizen 20/03/ Phan Van Huu Trang Liet commune Local Citizen 20/03/ Nguyen Thi Van Trang Liet commune Local Citizen 20/03/ Bui Van Cuong Thuc Khang commune Chairman of Commune 19/03/ Vu Xuan Thai Thuc Khang commune Land Manager 19/03/2013 Prepared by: Hanoi Branch E.P.C Co., Ltd 143

146 # Name Address Title Meeting date 33 Nguyen Van Hanh Thuc Khang commune Tranh Ngoai village leader 19/03/ Nguyen Van Tuan Thuc Khang commune Local Citizen 19/03/ Pham Van Thuong Thuc Khang commune Local Citizen 19/03/ Hoang Quoc Bao Thuc Khang commune Local Citizen 19/03/ Tran Cong Trang Phu Ung commune Deputy Chairman of Commune 15/03/ Ngo Minh Tan Phu Ung commune Land Manager 15/03/ Vu Ngoc Hoa Phu Ung commune Phu Ung village leader 15/03/ Pham Van Kien Phu Ung commune Local Citizen 15/03/ Nguyen Xuan Quyet Phu Ung commune Local Citizen 15/03/ Ly Ngoc Minh Phu Ung commune Local Citizen 15/03/ Nhu Duc Van Bai Say commune Chairman of Commune 26/01/ Nhu Van Huy Bai Say commune Land Manager 26/01/ Nguyen Van Co Bai Say commune Boi Khe village leader 26/01/ Pham Van Hung Bai Say commune Trai Giao village leader 26/01/ Pham Van Kin Bai Say commune Local Citizen 26/01/ Pham Van Tranh Bai Say commune Local Citizen 26/01/ Pham Duc Hoa Bai Say commune Local Citizen 26/01/ Bui Dinh Quynh Tan Phuc commune Chairman of Commune 26/01/ Le Xuan Chi Tan Phuc commune Land Manager 26/01/ Dang Dinh Thach Tan Phuc commune Ngoc Nhue village leader 26/01/ Vu Van Can Tan Phuc commune Phuc Xa village leader 26/01/ Do Van Quynh Tan Phuc commune Local Citizen 26/01/ Dang Dinh Hai Tan Phuc commune Local Citizen 26/01/ Ngo Minh Vuong Tan Phuc commune Local Citizen 26/01/ Nguyen Quang Tuan Quang Vinh commune Deputy Chairman of Commune 16/03/ Dang Van Dang Quang Vinh commune Land Manager 16/03/ Vu Trong Thien Quang Vinh commune Do Thuong village leader 16/03/ Nguyen Mau Hung Quang Vinh commune Local Citizen 16/03/ Nguyen Thi Mai Quang Vinh commune Local Citizen 16/03/ Dang Thi Quyen Quang Vinh commune Local Citizen 16/03/ Vu Huy Thai An Thi town Chairman of Commune 19/03/2013 Prepared by: Hanoi Branch E.P.C Co., Ltd 144

147 # Name Address Title Meeting date 64 Hoang Van Thuy An Thi town Land Manager 19/03/ Le Thi Tuoi An Thi town Hoang Ca 1 village leader 19/03/ Hoang Van Trung An Thi town Local Citizen 19/03/ Hoang Van Hai An Thi town Local Citizen 19/03/ Hoang Xuan Truong An Thi town Local Citizen 19/03/ Manh Ha construction material shop Giao Mien construction material shop Hoc Vui construction material shop An Thi town Business 19/03/2013 An Thi town Business 19/03/2013 An Thi town Business 19/03/ Nguyen Van Dung Quang Lang commune Chairman of Commune 15/03/ Ta Van Thap Quang Lang commune Land Manager 15/03/ Tran Xuan Mai Quang Lang commune Luu Xa village leader 15/03/ Nguyen Thi Thuong Quang Lang commune Local Citizen 15/03/ Nguyen Thi Binh Quang Lang commune Local Citizen 15/03/ Tran Thi Van Quang Lang commune Local Citizen 15/03/ Dao Trung Lap Nghia Dan commune Chairman of Commune 10/03/ Hoang Van Khoan Nghia Dan commune Land Manager 10/03/ Nguyen Van Quan Nghia Dan commune Truc Cau village leader 10/03/ Nguyen An Tuat Nghia Dan commune Local Citizen 10/03/ Hoang Van Tuan Nghia Dan commune Local Citizen 10/03/ Khuc Truong Son Nghia Dan commune Local Citizen 10/03/ Nguyen Ngoc Hoang Toan Thang commune Chairman of Commune 12/03/ Nguyen Van Kha Toan Thang commune Land Manager 12/03/ Quyen Doi construction material shop Toan Thang commune Kinh doanh 12/03/ Nguyen Duc Quang Toan Thang commune Local Citizen 12/03/ Nguyen Van Hoi Toan Thang commune Local Citizen 12/03/ Nguyen Van Bich Toan Thang commune Local Citizen 12/03/ Vu Ngoc Son Doan Thuong commune Chairman of Commune 31/03/ Vu Ngoc Quy Doan Thuong commune Land Manager 31/03/ Vu Hong Xung Doan Thuong commune Thung Do village leader 31/03/ Nguyen Anh Tuan Doan Thuong commune Local Citizen 31/03/2013 Prepared by: Hanoi Branch E.P.C Co., Ltd 145

148 # Name Address Title Meeting date 95 Nguyen Ngoc Quy Doan Thuong commune Local Citizen 31/03/ Vu Thi Van Doan Thuong commune Local Citizen 31/03/ La Van Chien Dong Quang commune Chairman of Commune 01/02/ Nguyen Van Tu Dong Quang commune Land Manager 01/02/ Nguyen Anh Sung Dong Quang commune An Thu village leader 01/02/ Vu Thi Dong Dong Quang commune Local Citizen 01/02/ Le Van Giang Dong Quang commune Local Citizen 01/02/ Vu Van Khuyen Dong Quang commune Local Citizen 01/02/ Vu Van Dang Tu Cuong commune Chairman of Commune 17/03/ Pham Thi Que Tu Cuong commune Land Manager 17/03/ Bui Dang Hue Tu Cuong commune An Nghiep village leader 17/03/ Ngo Van Chanh Tu Cuong commune Local Citizen 17/03/ Vu Duc Nhanh Tu Cuong commune Local Citizen 17/03/ Ngo Trung Kieu Tu Cuong commune Local Citizen 17/03/ Truong Minh Man Cao Thang commune Chairman of Commune 16/03/ Vu Quang Lung Cao Thang commune Land Manager 16/03/ Pham Van Lieu Cao Thang commune Bang Do village leader 16/03/ Truong Hung Tuyen Cao Thang commune Local Citizen 16/03/ Luu Van Tham Cao Thang commune Local Citizen 16/03/ Nguyen Huu Chieu Cao Thang commune Local Citizen 16/03/ Vu Manh Tuyen Quang Hung commune Chairman of Commune 19/03/ Le Hong Son Quang Hung commune Land Manager 19/03/ Vu Tien Thanh Quang Hung commune Quang Xa village 19/03/ Luu Van Luan Quang Hung commune Local Citizen 19/03/ Nguyen Van Nam Quang Hung commune Local Citizen 19/03/ Nguyen Van An Quang Hung commune Local Citizen 19/03/ Vuong Đinh Hung Doan Dao commune Chairman of Commune 19/03/ Vu Duc Manh Doan Dao commune Land Manager 19/03/ Ta Quang Lanh Doan Dao commune Doan Dao village 19/03/ Nguyen Van Cuong Doan Dao commune Local Citizen 19/03/ Nguyen Thi Lien Doan Dao commune Local Citizen 19/03/ Nguyen Thi At Doan Dao commune Local Citizen 19/03/2013 Prepared by: Hanoi Branch E.P.C Co., Ltd 146

149 Figure 5: Some photos about public consultation and participation Prepared by: Hanoi Branch E.P.C Co., Ltd 147

150 Prepared by: Hanoi Branch E.P.C Co., Ltd 148