2013 Global Ethics Summit

Transcription

1 2013 Global Ethics Summit Raising the Bar on Best Practices for Effective Corporate Ethics and Compliance March 5-6, 2013 Day 1 7:30 8:30 a.m. Networking Breakfast 8:30 8:35 a.m. Welcoming Remarks Ethisphere introduces the 2013 Global Ethics Summit. 8:35 9:15 a.m. Moderated Keynote Moderated interview with a well-known, key thought leader in the ethics and compliance space. 1. Dan Goelzer, Partner, Skadden Arps (daniel.goelzer@bakermckenzie.com) 2. Moderator: Navigant 9:15 10:15 a.m. Session 1: What s Next? 2013 s Global Challenges in Ethics and Compliance While the regulatory landscape for companies changes every year, things never change as dramatically as they do following a presidential election. This session will discuss what changes have been made at key regulatory posts, what laws will have the greatest impact around the world in 2013, and what companies can expect to prepare for throughout Margaret McLean, Chief Legal and Compliance Officer, CH2M Hill 2. Alan Yuspeh, SVP, Chief Ethics and Compliance Officer, HCA Healthcare 3. Dirk Mohrmann, CEO, World Compliance 4. Moderator: Greg Lewis (also reserved for Scott McCleskey) 10:15 11:20 a.m. Session 2: Anti-Corruption and FCPA Trends What were the key FCPA cases around the world in 2012? How has the UK Bribery Act played a role in shaping companies anti-corruption programs? A panel of experts representing but in-house and third party expertise will discuss the latest trends and best practices in anti-corruption and program development. 1. Dan Chapman, Chief Compliance Officer, Parker Drilling

2 2. Susan Frank, VP and Assistant GC for Compliance, AECOM 3. Peter Jaffe, Chief Ethics and Compliance Officer, AES 4. Moderator: Michael Hershman, Principal, Fairfax Group 11:20 11:45 a.m. Networking Break 11:45 12:45 p.m. Session 3: Breakout sessions. 1) Mergers & Acquisitions; A panel of experts will discuss the role of the ethics and compliance team in pre- and post- M&A activity. Discussion will include: expanding culture of ethics to acquisition company; lessons in ethical continuity during mergers; and related issues. 1. Martin de-grijp, Global Compliance Officer, ABB 2. Gordon Repp, General Counsel, LaSalle Investment Management 3. Seth Bruckner, Global Compliance Officer, UPS 4. Moderator: Greg Lewis, Vice President, Ethisphere 2) Employee engagement in ethics program This panel will discuss how ethics officers can engage a global workforce. Issues discuss include: What does it mean to have an ethics line internationally? How do you bring employees into closer engagement with the ethics department? 1. James Abruzzo, Co-Founder, Institute for Ethical Leadership, Rutgers 2. Ellen Martin, Vice President of Ethics, Boeing 3. Nancy Higgins, Chief Ethics and Compliance Officer, Bechtel 4. Moderator: Jay Mumford, Vice President, Ethisphere 3) Ethics and Communication The role of CCOs and CMOs in creating ethical culture While the legal and compliance team can help set the policies needed to build an ethical culture, those teams must rely on the communications officers to help truly develop a culture of ethics within a global organization. Hear from three leading Chief Communications Officers to learn what their companies are doing to effectively develop a culture of ethics around the world. 1. Paul Gennaro, Chief Communications Officer, AECOM 2. Laura Kane, VP Corporate Communications, Aflac 3. Gary Sheffer, VP Corporate Communications, General Electric 4. Moderator: Dr. Paul Root Wolpe, Director, Emory Center for Ethics 12:45 2:00 p.m. Networking Lunch 1:20 2:00 p.m. Moderated Lunch Keynote

3 Hear insight from a high-profile panel of well-known and well-respected thought leaders in the ethics and compliance space while enjoying lunch. 1. Sharis Pozen, Partner, Skadden Arps 2:00 3:00 p.m. Session 4: What the CLOs Think How has the role of the CLO evolved when it comes to ethics and compliance? Hear from a panel of leading chief legal officers on the changing role of the CLO/GC in a company s ethics initiatives and culture. As the CLO becomes a more common site in the executive committee, how does their role change when it comes to ethics and compliance? 1. Kelly Clark, General Counsel, Holland America Line 2. Brian Miller, General Counsel, AES Corporation 3. Arnold Morse, CLO, CACI International 4. Moderator: Carrie Penman, President of Ethical Leadership Group, NAVEX Global 3:00 3:20 p.m. Networking break 3:20 4:15 p.m. Session 5: Best Practices in Due Diligence and the risk/rewards of Third Parties Learn best practices in due diligence and how your company should most effectively work with third parties. 1. James Carroll, Director of Compliance, Ford Motor Company 2. Stephen Donovan, Chief Ethics & Compliance Officer, International Paper 3. Daniel E. Karson, Chairman, Kroll Advisory Solutions 4. Moderator: Greg Hoffman, Vice President, Ethisphere 4:15 5:10 p.m. Moderated Keynote: The role of the CEO in creating an ethical culture A panel of CEOs from leading companies discuss the role of the CEO in creating a culture of ethics from the top down within a global organization. 1. Denise Ramos, CEO, ITT Corporation 2. Kevin Kelleher, CEO, Cartus Corporation 3. Moderator: Tim Erblich, President of Corpedia and Corporate Board Member 5:15 6:45 p.m. Global Ethics Summit Cocktail Reception The coffee tables are still available but now there s also a bar, which might get a little more attention. 7:00 10:00 p.m World s Most Ethical Companies Honoree Dinner Enjoy dinner and a night of celebrating as Ethisphere recognizes the 2013 World s Most Ethical Companies.

4 1. Keynote: Senator George Mitchell Day 2 7:30 8:30 a.m. Networking breakfast 8:30 8:35 a.m. Opening remarks Ethisphere recaps Day 1 and kicks off Day 2 of the 2013 Global Ethics Summit 8:35 9:15 a.m. Moderated keynote Hear from a well-known and well-respected thought leader in the ethics and compliance space. Wanda Denson-Low, Senior Vice President of the Office of Internal Governance, Boeing 9:15 10:15 a.m. Session 1: View from the Board Three directors of leading global companies discuss the role of the board in ensuring an ethical culture throughout a global organization. The speakers will discuss lessons that they ve learned throughout their lengthy careers and how to communicate the proper tone from the top. 1. Jim Kackley, Director of Herman Miller, Orion Energy Systems, Perficient and formerly PepsiCo 2. Robert Johnson, Director, Aflac 3. Lowell Robinson, Director, Jones Group 4. Moderator: John McGonengal, VP of Board Services, Corporate Board Member 10:15 10:50 a.m. Moderated Keynote Anti-Corruption A discussion around today's anti-corruption issues. 10:50 11:00 a.m. Networking break 11:00 12:00 p.m. Session 2: Breakout sessions: 1) Anti-Money Laundering Anti-money laundering panel (as well as relationship to FCPA and other issues) 1. HSBC 2. Arthur Middlemiss, Managing Director, J.P. Morgan Chase 3. Moderator: Dan Wachtler, President, IPSA 2) Highly Regulated Industries; Hear from a panel of experts on ethics and compliance in highly regulated industries.

5 1. Jonathan Drimmer, Assistant General Counsel, Barrick Gold Corporation 2. Jeffrey Miller, Vice President, Global Compliance Officer, DePuy Synthes 3) Building a global compliance program A panel of experts discuss rolling out a global compliance program, such as training and other key elements. 1. Peter Loftspring, Assistant GC, Black & Veatch Corporation 2. Joseph Azam, Global Compliance & Ethics Counsel, Oracle 3. Robert Muhs, Vice President, Government Affairs, Corporate Compliance & Business Ethics, Avis 4. Moderator: Eric Morehead, Managing Director, Corpedia 12:00 12:10 p.m. Networking break 12:10 1:25 p.m. Session 3: Ethics and Leadership Panel Hear from a well-known and well-respected thought leader in the ethics and compliance space. 1. John Bogle, Founder and CEO (Retired), Vanguard Group 2. Michael Critelli, CEO, Dossia 3. Thomas M. McCoy, Partner, O'Melveny & Myers 4. Moderator: Bob Vanourek 1:25 1:30 p.m. Closing remarks Ethisphere closes the 2013 Global Ethics Summit.