Monitoring of evapotranspiration using microwave and optical remote sensing observations: rate limiting factors under different climate conditions

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1 International Workshop on Remote Sensing and Eco-hydrology in Arid Regions Monitoring of evapotranspiration using microwave and optical remote sensing observations: rate limiting factors under different climate conditions Li Jia RADI CAS, China Alterra - WUR, The Netherlands 1

2 Outline Introduction Remote Sensing for Evapotranspiration: algorithms Application and requirement Summary 2

3 Terrestrial Water Cycle September, Global Terrestrial 2013, Beijing, Network China Hydrology (GTN-H) 3

4 Terrestrial Water Cycle Simplified Terrestrial Water Balance (from green field geography) 4

5 Climate Change Relevance Climate change is expected to intensify the hydrological cycle and to alter ET, but direct observational evidence of a positive trend in global ET is lacking. (Jung et al., 2010) Trend becomes negative during at mm /year/ decade. Rate ET increased by mm /year/decade for , consistent with expected `acceleration' of hydrological cycle. 5

6 Climate Change Relevance (Jung et al., 2010) 6

7 Basic Concept Evapotranspiration (ET) = + Evaporation from bare soil and water surface + Transpiration from dry surface of plant + Interception (Evaporation from wet surface) Interception 7

8 Determining Factors Water supply (water availability in the soil) Wetness/Dryness of land Water demand (absorbability of atmosphere) Wetness/Dryness of atmosphere A vapor pressure gradient between the evaporating surface and the air The rate and quantity of water vapor entering into the atmosphere both become higher in drier air. Jung et al. (2010, Nature): Figure S2. Inferred supply and demand limitation of ET. 8

9 Determining Factors Water supply (water availability in the soil) Wetness/Dryness of land Water demand (absorbability of atmosphere) Wetness/Dryness of atmosphere Sufficient energy for phase change (from liquid to vapor) More than half of the solar energy absorbed by land surfaces is used to evaporate water. Aerodynamic forcing for vapor movement Keep the atmospheric layer above surface unsaturated Plant geometry and physiology: Total leaf surface area/plant height Jung et al. (2010, Nature): Figure S2. Inferred supply and demand limitation of ET. Root suction / Stomatal response to environment 9

10 Governing Processes ET is a term involving Surface Energy Balance (SEB) and Surface Water Balance (SWB) More than 50% of the solar energy absorbed by land surfaces is currently used to evaporate water. (Figures adapted from Wagner) Global land evapotranspiration (ET) returns about 60% of annual land precipitation to the atmosphere. 10

11 From remote sensing to ET SATELLITE OBSERVATIONS Satellites measure:? Radiation coming up from the earth system (surface + atmosphere) ET 11

12 From remote sensing to ET SATELLITE OBSERVATIONS Optical remote sensing: albedo LAI, NDVI, Fc LST LULC Microwave remote sensing: Surface soil moisture Radar (and IR) Precipitation Hybrid/multi-sensors: Snow cover/snow water equivalent Lake area? ET Satellites measure: Radiation coming up from the earth system (surface + atmosphere) 12

13 From remote sensing to ET SATELLITE OBSERVATIONS Optical remote sensing: albedo LAI, NDVI, Fc LST LULC Microwave remote sensing: Surface soil moisture Radar (and IR) Precipitation Hybrid/multi-sensors: Snow cover/snow water equivalent Lake area Source of water Soil Vegetation Source of energy Solar radiation Long-wave radiation Sink of vapor Atmosphere Plant Geometry Physiology Wind Atmosphere Algorithms Models ET Satellites measure: Radiation coming up from the earth system (surface + atmosphere) Land surface fluxes, so to ET, do not have a unique signature/signal that can be remotely detected by satellite sensors, so satellite observations need to be combined to infer them. 13

14 Governing Equations Surface Energy Balance and Energy partitioning: Rn = H + E + G 0 R n H E z ref T a, e a, u Reference height R a R a Rn: net radiation flux H: sensible heat flux E : Latent heat flux G 0 : soil heat flux R a : aerodynamic resistance R s : surface resistance to vapor T a, T s : aerodynamic temperature of air and surface e a, e s : water vapor pressure of air and at evaporating surface 14 u, u c : wind speed at reference height above canopy and at canopy average flow height R s G 0 z 0 Surface T s, e s, u c

15 Penman-Monteith Equation Potential evaporation E p 1 ( Rn e G0 ) ac p ( es e) r Energy constrain Available water r i = 0 Climatic water requirements + Maximum Evaporation E max ( R n G 0 ) c a (1 r i p min ( e s 1 e r e) r ) 1 e r i = r imin Optimal water supply low stomatal resistance Actual evaporation E a ( R n G 0 ) c a (1 r i p ( e r s 1 e ) e) r 1 e r i r imin Limited water supply Water stress r i - Water constrain

16 Remote Sensing of ET SATELLITE OBSERVATIONS Optical remote sensing: albedo LAI, NDVI, Fc LST LULC Microwave remote sensing: Surface soil moisture Radar (and IR) Precipitation Governing Equations Rn = H + E + G 0 Algorithms/ Models Land Surface Energy Balance (SEB) based methods: H is calculated from LST, LE (ET) is calculated as residual of SEB? Combined method: Energy Balance + Plant physiology (Penman-Monteith type): LE is directly calculated from equations involving evapotranspiration processes (P-M) Contextual method + Energy/water balance ET Empirical methods: linking surface heat fluxes to relevant atmospheric/surface observations Penman-Monteith Equation 16

17 Remote Sensing of ET A: Land Surface Energy Balance (SEB) based methods: H is calculated from LST: H = ρc p (LST - Tair) / r ah = f(lst, Tair, windspeed, surface roughness length, atmospheric stability) LE (ET) is calculated as residual of SEB: LE = Rn - G0 - H - SEBI (Menenti and Choudhury, 1993) - SEBAL (Bastiaanssen, 1995) - SEBS (Su, 2001) - TSEB (Norman et al, 1995; Jia 2004) - Etc Single-source SEB method: Soil and vegetation are treated as one entity Dual-source SEB method: Soil and vegetation are treated separately Land Surface Temperature (LST): dominant variable Soil moisture: not involved directly but via implication of LST 18

18 Flowchart of Large Scale ET Modeling by SEBS input Forcing: Meteorological conditions RS input SEBS model Developed by Alterra (ref. Su 2002; Jia et al. 2003) Albedo NDVI LAI Surface temperature RS/GIS input Land use map RS/GIS input Vegetation map - SEBI - Roughness length for momentum z0m - Roughness length for heat transfer z0h - MOS - BAS Vegetation conditions output Instantaneous ET Daily ET Gap-filling The 3 rd International Yellow River Forum, Oct 2007, Monthly ET Dongying 19

19 20:40 22:00 23:20 0:40 2:00 3:20 4:40 6:00 7:20 8:40 10:00 11:20 12:40 14:00 15:20 16:40 18:00 19:20 20:40 22:00 23:20 0:40 2:00 3:20 4:40 6:00 7:20 8:40 10:00 Temperatures (degree) Fluxes (W m-2) Method A: RS-ET based on SEB Forcing the inherently 3-D vegetation-soil system to a single layer (source) parameterization of heat and water exchanges with the atmosphere. Single-source parameterization R n T a H r ah T s Surface Single-source model e a E r a r s e s G 0 z ref? Reality of thermal heterogeneity Semi-arid environment T 0 measured (Barrax, Spain, by thermal 2004 July) camera July 2004, Vineyard, Barrax, Spain 21 Time T3_leaf_d T1_leaf_s T4_soil_s T2_soil_d H-LAS H_ed LE_ed LW_out

20 Aerodynamic resistance Sensible Heat Flux Method A: RS-ET based on SEB Single-source model Error in Sensible Heat Flux due to Uncertainty in Aerodynamic Resistance Heihe River Basin, north-western China, arid region Heihe Yingke Cropland,

21 Method A: RS-ET based on SEB Single-source model Error in Sensible Heat Flux due to Uncertainty in Aerodynamic Resistance Possible solutions to reduce the error: Improve Parameterization of resistance for heat transfer using biangular satellite observations to capture the thermal anisotropy ATSR, AATSR (ESA) sensors ( ) Sentinel-3 (ESA) ( ) 23

22 Method A: RS-ET based on SEB Single-source model Error in Sensible Heat Flux due to Uncertainty in Aerodynamic Resistance Possible solutions to reduce the error: Improve Parameterization of resistance for heat transfer using biangular satellite observations to capture the thermal anisotropy From aerodynamic based algorithm Thermodynamic based algorithm QRSLSP, 21 April IMGRASS, 31 July kb kb kb by Eq kb by Eq kb by Eq kb by Eq :00 8:00 10:00 12:00 14:00 16:00 18:00 20:00 6:00 8:00 10:00 12:00 14:00 16:00 18:00 20:00 Local Time (hour) Local Time (hour)

23 Method A: RS-ET based on SEB Single-source model Error in Sensible Heat Flux due to Uncertainty in Aerodynamic Resistance Possible solutions to reduce the error: Improve Parameterization of resistance for heat transfer using biangular satellite observations to capture the thermal anisotropy From aerodynamic based algorithm Thermodynamic based algorithm Resistance from aerodynamic based algorithm IMGRASS, 31 July 1998 Resistance thermodynamic based algorithm kb Jia kb by Eq. 8.1 Su, kb by 2001 Eq :00 8:00 10:00 12:00 14:00 16:00 18:00 20:00 Local Time (hour) 25

24 Method A: RS-ET based on SEB Resistance: aerodynamic based vs. thermodynamic based algorithm Aerodynamic based algorithm Single-source model Heihe River Basin + Qinghai-Tibetan Plateau, north-western China Arid, semi-arid, semi-humid region Sensible Heat Flux estimated from AATSR Thermodynamic based algorithm 26

25 Resistance from aerodynamic based algorithm Method A: RS-ET based on SEB Single-source model Resistance: aerodynamic based vs. thermodynamic based algorithm Heihe River Basin + Qinghai-Tibetan Plateau, north-western China Arid, semi-arid, semi-humid region Overestimated over arid/semi-arid region Sensible Heat Flux Underestimate ET Resistance thermodynamic September, 2013, Beijing, based China algorithm 27

26 Method A: RS-ET based on SEB Dual-source model TSEB: with component temperatures resolved from energy balance equation (Norman et al, 1995) DualN95 Dual-source model with component temperatures retrieved from bi-angular radiance measurements (Jia 2004) DualJia2004 T aref Reference reference height height above above canopy canopy z ref z ref H r ah a reference height r ah, a,vf Reference in canopy height z 0 T H f ac v within canopy z 0 T v leaf H s T f r ah, a,ss T s soil surface 28

27 Method A: RS-ET based on SEB Energy or water limitations 29

28 Remote Sensing of ET (cont.) B: Combined method: Energy Balance + Plant physiology (Penman-Monteith type): LE is directly calculated from equations involving evapotranspiration processes (P-M) LE = f(rn, Tair, windspeed, roughness length, VPD, soil moisture) - Cleugh et al. (2007) - Running et al. (2008) - Mu et al. (2007, 2011) - MODIS MOD16 ET products - Jia et al, 2013 ET-Monitor - Etc Soil moisture: can be explicit dominant variable controlling soil evaporation (via surface soil moisture) and plant transpiration (via root zone soil water content). LST: implicit or can be neglected on daily time step 30

29 Method B: RS-ET based on P-M MOD16 ET Model: MOD16 ET algorithm was developed using a Penman-Monteith approach sa Cp ( esat e) / ra E s (1 r / r ) Transpiration from vegetation: - Canopy surface resistance R s : C s = c L m(t min ) m(vpd) r s = 1 / (C s LAI) - C L : mean potential stomatal conductance per unit leaf area - m(t min ) and m(vpd): limiting factors s a Evaporation from soil under vegetation: - soil resistance: f (VPD,...) (Mu et al., 2011) Bare area are not treated 31

30 Method B: RS-ET based on P-M ET-Monitor A method combining surface energy balance with soil water availability and plant physiology ET = E + T + Interception Canopy surface resistance: R sc = f1 (Rn) f2(ta) f3(vpd) f4(sm root ) Soil surface resistance: R ss = g1(rn) g2(sm 0 ) ET-Monitor (Jia and Hu, 2013) Both surface and root zone soil moisture are taken into account 32

31 Method B: RS-ET based on P-M MOD16 vs ETMonitor MODIS MOD16 ET ETMonitor 33

32 Method B: RS-ET based on P-M MOD16 vs ETMonitor Heihe River Basin, North-western China Arid/Semi-arid region ETMonitor ET MOD16 ET 34

33 Daily ET (mm/d) Daily ET (mm/d) Daily ET estimation (mm/d) Daily ET (mm/d) Daily ET (mm/d) Daily ET (mm/d) Method B: RS-ET based on P-M Plant physiology based methods (e.g. MODIS ET product MOD16): photosynthesis limited only, no consideration of soil water content A ro u, 2009 EC ETMonitor MOD A ro u, 2010 EC ETMonitor MOD A rou, ETMonitor MOD16 系列 2 线性 (ETMonitor) 线性 (MOD16) ETMonitor y = 1.133x R 2 = , RMSE = DOY DOY 1 0 MOD16 y = x R 2 = , RMSE = Daily ET by EC (mm/d) Yingke, 2009 EC ETMonitor MOD Yingke, G-WADI 0 workshop: 60 Remote Sensing 240 and 300 Eco-hydrology in Arid Regions DOY September, DOY 2013, Beijing, China Daily ET by EC (mm/d) 35 EC ETMonitor MOD Y ingke, ETMonitor MOD16 1:01 线性 (ETMonitor) 线性 (MOD16) ETMonitor y = x R 2 = , RMSE = 0.74 MOD16 y = 0.383x R 2 = 0.604, RMSE = 1.91

34 Method B: RS-ET based on P-M Heihe River Basin in China ETMonitor 12 years time series (daily, 1km) ET 2009 ET 2010 ET

35 Method B: RS-ET based on P-M Case in The Netherlands Humid region, high latitude interception is important , cloudfree day , rainy day , cloudfree day 37

36 Remote Sensing of ET (cont.) C: Contextual method + Energy/water balance: SSEBI (Roerink et al, 2001) Priestly-Taylor Equation + LST-NDVI (Fc) space feature (Jiang and Islam, 1999; Tang et al., 2010) Priestly-Taylor Equation + LST-NDVI (Fc) space feature + soil water balance (Miralles, et al. 2011) Water limited Scaled in LST-Fc diagram by actual position; Energy limited Require wet and dry pixels in the image; Similar weather conditions; (Tang et al. 2010) Region is flat 38

37 LST Method C: RS-ET from Contexture of LST-Fc Contexture based method: ET calculation depends on area used to construct the triangle space of LST & Fc changing with the area considered coefficient Fc 39

38 Method C: RS-ET from Contexture of LST-Fc The diagram of RS_PT method is not only depent on the size of the area to build the TS-Fc feature space, but also on the ranges of the land surface vegetation cover and soil moisture conditions. LST cannot reflect sufficiently the root zone soil moisture conditions 40

39 Application Requirements Different applications have different requirements on: Spatial resolution Temporal sampling step Accuracy At current available satellite sensors, it is difficult to satisfy all user requirements with a single ET product 41

40 NVAI & NTAI PAP (%) Drought Monitoring Applications 2009 drought in Inner-Mongolia of China NTAI NVAI Month Evapotranspiration Deficit July Day of Year NVAI NTAI 42

41 Summary Processes that control water vapor exchanges with terrestrial objects are complicated (Transpiration, Evaporation, Interception, and more: Sublimation). Under different conditions the dominant process is different (energy control or water control), so the parameterization. Need to observe the most specific state variables for each process. At current available satellite sensors, it is difficult to satisfy all user requirements with a single ET product

42 Thank you for your attention! 44