ENVIRONMENTAL AND SOCIAL IMPACT ASSESSMENT GUIDELINES FOR HYDROPOWER PROJECTS IN MYANMAR

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1 ENVIRONMENTAL AND SOCIAL IMPACT ASSESSMENT GUIDELINES FOR HYDROPOWER PROJECTS IN MYANMAR

2 Overview of Presentation 1. Objectives of the Consultancy 2. Hydropower in Myanmar 3. Draft Table of Contents 4. Discussion 5. Next Steps

3 Objectives of the Consultancy 1. Undertake a detailed review of current and under development ESIA requirements in Myanmar, including for HPP, roads, quarries, transmission lines and other infrastructure and activities associated with HPPs, as well as related laws and regulations on natural resource protection and management, HPP, and international treaties that the GoM is a party to; 2. Identify and review GIIP for the preparation of HPP ESIAs; 3. Review of the main environmental and social issues; including legacy and historical impacts of operational HPPs in Myanmar, to provide a real world focus for the ESIA Guideline; 4. Review of HPP currently being reviewed by the GoM and the evolving direction of the HP industry in Myanmar, to understand the potentially new/emerging environmental and social issues likely to occur in the existing project approval pipeline that has not traditionally been an issue and that may also require focus or particular attention or emphasis for the ESIA Guideline.

4 Objectives of the Consultancy 5. Develop the ESIA Guideline considering local conditions, including: a) identifying significant and secondary environmental and social issues associated with project design, construction and operation; b) identifying of relevant stakeholders, and describing requirements for the integration of stakeholder engagement (public participation) during the ESIA process, with special consideration of local conditions and transboundary issues. Provide guidance on Stakeholder Mapping including the development of an outline for Stakeholder Engagement Management Plan and Grievance Redress Mechanism; c) identifying the range of project siting, design and operational alternatives that need to be considered; d) identifying the generic environmental and social impacts and risks typically encountered in hydropower projects; e) define the environmental and social baseline needed to better assess the magnitude, significance and temporality of the potential impacts and risks; f) identifying relevant key performance indicators and metrics, prevention, mitigation, management and monitoring measures and arrangements that need to be considered; g) providing an indicative outline of the contents of: a comprehensive hydropower ESIA, including the content of each section with a focus on major impacts; an Environmental and Social Management and Monitoring Plan; Key supporting studies and plans (e.g. Resettlement and Livelihood Restoration Action Plan h) providing quality review criteria for the ESIA in the form of a checklist, specifically for the use of regulators who will be required to review the ESIA report; and i) providing an example Terms of Reference for the ESIA consultant team to be hired for carrying out the ESIA for hydropower projects.

5 Objectives of the Consultancy 6. Organize two multi-stakeholder consultations to obtain inputs from a wide range of stakeholders on the draft guideline. The consultant will be expected to prepare consultation materials (draft agenda, presentations and workshop report) and present the materials; and 7. The Consultant will review of up to five ESIAs that are pending for the hydropower sector and provide on-the-job learning for the review process and how the guideline will be used for future projects.

6 Important Legal and Policy Documents Constitution Environmental Conservation Law 2012 Environmental Impact Assessment Procedures 2015 Conservation of Water Resources and River Law 2006 Electricity Law 2014 National Electricity Master Plan undertaken with the assistance of JICA National Electrification Plan undertaken with the assistance of the World Bank

7 Status of Hydropower Projects in Myanmar Over 100 existing or planned HPPs Range in size from <1 MW to 7,000 MW HPP seen as a reliable source of power going forward for Myanmar

8 Environmental and Social Concerns Concerns have been raised over numerous HPPs in Myanmar - many of the dams are in areas with high ethnicity The most prominent is the Myitsone Dam project that was stopped by the then President Thein Sein on 30 September 2011 On 12 August 2016, President Htin Kyaw formed a commission to evaluate all proposed HPPs on the Irrawaddy River prior to their going ahead The Commission submitted its report on 11 November 2016

9 What is a Environmental and Social Impact Assessment An environmental and social impact assessment (ESIA) is an instrument to identify and assess the potential environmental and social impacts of a proposed project, evaluate alternatives, and design appropriate mitigation, management, and monitoring measures. Myanmar law uses the terms Initial Environmental Examination (IEE) and Environmental Impact Assessment (EIS - based on ADB Safeguards Policy). For HPPs, two levels of assessment within the EIA Procedures IEE EIS

10 PROPOSED TABLE OF CONTENTS

11 1. Hydropower Power In Myanmar Advice to Government 1.1. Overview and Objectives of the Environmental and Social Impact Assessment Guideline for Hydropower Projects in Myanmar 1.2. Working together for better environmental and social outcomes for hydropower: early and ongoing Government coordination 1.3. Scope and Relationship to Myanmar Legislation, Environmental Impact Assessment Procedures and Process 1.4 Structure of the Environmental and Social Impact Assessment Guideline 1.5. The Hydropower Sector in Myanmar 1.6. Overview of a Hydropower Project Types of Hydropower Projects Size of Hydropower Projects Design of Hydropower Projects Construction Activities Operational Activities Decommissioning Transmission Line Corridor and other Associated Infrastructure

12 1. Hydropower Power In Myanmar Advice to Government 1.7. General Impacts associated with a Hydropower Project General Environmental Impacts Biological Ecological Physical General Social Impacts Livelihoods Labour Resettlement Gender Health Human Rights Conflict and Security Interlinkages between Environmental and Social Impacts

13 1.Hydropower Power In Myanmar Advice to Government 1.8. Cumulative Impacts associated with Hydropower Projects 1.9. Transboundary Impacts associated with Hydropower Projects Public Participation, Stakeholder Engagement and Consultation Community Benefit Sharing

14 Terms of Reference for an ESIA 2.1. Statutory Basis Myanmar s Environmental Conservation Law and Environmental Impact Assessment Procedures 2.2. Definitions 2.3. Myanmar EIA Procedures and Guideline;s and Good International Industry Practices to undertaking an Environmental and Social Impact Assessment for a Hydropower Project

15 2.4. Overview of initial steps in the Environmental and Social Impact Assessment Process in Myanmar Project Proposal Scoping Report 2.5. The Environmental and Social Impact Assessment and Report 2.6. Executive Summary 2.7. Introduction 2.8. Project Description 2.9. Alternatives to the Project Methodology for undertaking a Environmental and Social Impact Assessment

16 2.11. Baseline Descriptions/Studies Topography, Geology and Soils (including Erosion and Sedimentation) Seismicity Unexploded Ordinance Climate Air Quality Ambient Noise Visual Amenity Hydrology Groundwater and Surface Water Quality Terrestrial Flora and Fauna Aquatic Flora and Fauna Fisheries Protected Areas Forestry, Agriculture and Land Use Public and Private Infrastructure

17 2.11. Baseline Descriptions/Studies Transport Land Ownership and Customary Tenure Population Gender Health Labour and Working Conditions Indigenous Peoples, Ethnic Nationalities and Traditional Knowledge Vulnerable and Internally Displaced People Archaeological and Cultural Heritage Religion Conflict and Security Economic Aspects and Livelihoods Institutional and Governance Arrangements

18 2.12. Impact and Risk Based Assessment Process Identification of Impacts and Risks

19 Construction Air Quality Greenhouse Gas Emissions Noise and Vibration Erosion and Sedimentation Hydrological Impacts and Environmental Flows Surface Water hydrology and quality Groundwater hydrology and quality Terrestrial Ecosystems Terrestrial Flora and Fauna Land Use Change Forestry and Agriculture Reservoir Clearance Aquatic Ecosystems Aquatic Flora and Fauna Fisheries

20 Construction Infrastructure and other Associated Works Changes in Traffic Conditions Resettlement, Land Ownership and Customary Tenure Population Changes Health Impacts Gender Impacts Loss of Livelihood Labour and Working Conditions Archaeological and Cultural Heritage Indigenous Peoples, Ethnic Nationalities and Traditional Knowledge Vulnerable and Internally Displaced Groups Religion Conflict and Security Economic Aspects Construction Worker Influx

21 Operation Air Quality Greenhouse Gas Emissions Noise and Vibration Geomorphological Changes Erosion and Sedimentation Hydrological Impacts and Changes to Environmental Flow Surface Water Hydrology and Quality Groundwater Hydrology and Quality Terrestrial Ecosystems Terrestrial Flora and Fauna

22 Operation Land Use Change Forestry and Agriculture Aquatic Ecosystems Aquatic Flora and Fauna Fisheries Associated Infrastructure Health Conflict and Security Economic Aspects Decommissioning

23 2.14. Impacts on and from Climate Change Cumulative Impacts Consequential Impacts Levels of Uncertainty Proposed Avoidance, Management, and Mitigation Measures Offsets Dam Safety Public Participation, Stakeholder Engagement and Consultation Company Environmental and Social Management System Benefit Sharing

24 2.25. Environmental and Social Management Plan Commitments Environmental Management Monitoring Social Monitoring Stakeholder Engagement Plan and Grievance Redress Mechanism Resettlement Action Plan Indigenous Peoples and Ethnic Nationalities Plan Conflict and Security Plan

25 Chapter 3 Review of Environmental and Social Impact Assessment 3.1. Key Criteria for International Good Industry Practice and International Finance Corporation Performance Standards 3.2. Environmental and Social Impact Assessment Checklist

26 Discussion Going Forward 1. What are your comments on the proposed Table to Contents? 2. Is there anything missing / too much? 3. What is the ability of local consultants to undertake these tasks? 4. Can Government and Proponents work on adaptive management strategies to ensure HPPs do not have significant environmental and social impacts The ESIA Guideline will be practical and focus on the Myanmar context

27 Key Next Steps Activities Initial Workshop: to discuss ToC and the scope of Guideline Target Date 8 December 2016 Preparation of 1 st draft of the ESIA Guideline January/February 2017 Stakeholder Consultation Workshop on the draft Guideline February 2017 Finalization of draft Guideline March 2017 Submission to MONREC and MOEE for approval March 2017 Training for Government and other relevant stakeholders on the application of the Guideline Ongoing

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