Assessing the Performance of Sustainable Buildings in China

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1 Briefing Paer Assessing the Performance of Sustainable Buildings in China Synergies between BREEAM and the Chinese Assessment Standard for Green Building () Dr Chris Ward, Alan Yates and Vicky Brown - BRE

2 Introduction Since its launch in 1990, BREEAM has set scientifically robust s that go beyond regulation and ractice in minimising sustainability risks for buildings and has encouraged solutions that maximise the benefits to stakeholders including investors, develoers, designers and occuiers. It does this as art of a balanced and broad ranging evaluation of a roject s imacts and benefits that avoids over-emhasis on single asects of erformance at the exense of others. Originally develoed to meet a need from develoers in the United Kingdom (UK), the method has been used as the basis for the develoment of many locally derived schemes including LEED (US) and Green Star (Australia). A number of international versions of BREEAM are currently oerated by BRE or its artner National Scheme Oerators and in total the schemes have been used in over 75 countries worldwide. This allows a degree of international comarison whilst allowing local flexibility to accommodate differences in climate, economic oortunities, technological and constructional variations and local needs and riorities. The Chinese roerty market is growing raidly and given the imortance of China as a global economic owerhouse it is increasingly imortant that develoment is carried out in the most sustainable way ossible. Environmental roblems are severe in many of China s cities and regions. In addition, the social changes that are occurring have the otential to create roblems for many years to come if they are not tackled. For this reason the Chinese government has set targets and in many cases has mandated environmental sustainability assessments under their Assessment Standard for Green Building (), verified through the Ministry of Housing and Urban-Rural Develoment of the Peole s Reublic of China (MOHURD). Whilst this erforms a valuable task in raising local ractice and imroving building design and construction, the method is not internationally recognised, creating difficulties when it comes to demonstrating erformance imrovements to international roerty markets. BRE s BREEAM International methods are increasingly being used to rovide this global credibility within the Chinese roerty sector as they are widely understood and resected by global roerty layers. For this reason BRE has carried out a detailed comarison of its Construction 2016 with the 2014 version of the. This document sets out the alignments that currently exist between the two s. This work has highlighted significant areas of overla between the two s. For building rojects undertaking certification against both s, this will hel to imrove the efficiency and cost effectiveness of assessments. Purose of this document This document sets out the areas where and evidence align with those required under the BREEAM International New Construction It rovides assistance and guidance for those seeking to obtain a BREEAM rating alongside a rating by setting out the areas where evidence reared to meet Three Star can be used to hel demonstrate comliance under BREEAM. The synergies identified in this document can be used to achieve significant reductions in cost and time in the assessment rocess where both and BREEAM assessments are being carried out. This allows buildings to be assessed without the need for dulication in evidence. It rovides a clear route to dual certification that streamlines the rocess of comlying with the local s and achieving an internationally acceted rating of whole building erformance that is understood and resected by the international business community globally. This document is based on current methodologies for the two s. BRE is continuing to evaluate with the aim of identifying areas where mutual recognition may be ossible in the future. At resent this is not the case given the different natures of the assessment criteria and quality assurance rocesses emloyed by the two s. BRE intend to udate this document as the s are significantly udated. BREEAM s are tyically udated on a 3 to 4 year cycle.

3 About BRE BRE was established in 1921 as the Building Research Establishment a Government owned and oerated research body focused on imroving quality and understanding in the construction sector following the First World War. Since 1997 it has had the status of a non-governmental organisation owned by the BRE Trust, a registered charity that is dedicated to research and education in the built environment. BRE is an international body and is one of the world s leading centres of excellence roviding indeendent and imartial, research-based advisory, testing, certification and training exertise in every asect of the built environment. It offers a wide range of industry tools, guidance and training roducts and services. Website: Contact: enquiries@bre.co.uk About BREEAM BREEAM (Building Research Establishment Environmental Assessment Method) is the world s first sustainability rating scheme for the built environment. It is an internationally recognised measure of sustainability for master lanning, infrastructure, buildings and communities, covering all stages of an asset s life, including new construction, in-use and refurbishment. Through its alication and use, BREEAM hels clients to measure and reduce the imacts of their buildings and in doing so, create higher value, lower risk assets that are better for eole and the environment. BREEAM building level assessments cover technical issues across ten categories as follows: 1. Management - encourages the sustainable management of design, construction, commissioning and oerational rocesses 2. Health and Wellbeing - addresses the comfort, health and safety of occuants, visitors and others within the vicinity 3. Energy - encourages the sustainable use of energy in the asset 4. Transort - encourages sustainable means of transort for the users of the asset 5. Water - encourages the sustainable use of water in the asset 6. Materials - encourages the sustainable rocurement and use of materials 7. Waste - encourages the sustainable management of construction and oerational waste 8. Land Use and Ecology - encourages sustainable land use, habitat rotection/creation and ecological imrovement for the asset site and surrounding areas/habitats 9. Pollution - addresses the revention and control of ollution associated with the asset location and use 10. Innovation - encourages the use of innovative solutions to imrove the sustainability erformance of the asset Website: Contact: breeam@bre.co.uk About the Chinese Assessment Standard for Green Building () The Chinese Assessment Standard for Green Building () has been develoed by the Chinese Ministry of Housing and Urban-Rural Develoment (MOHURD) and is oerated on their behalf by the Chinese Society for Urban Studies for 3 Star rated buildings and local building control bodies across China for 1 and 2 star rated buildings. It includes an evaluation system for both ublic and residential buildings. The is divided into a design evaluation method and an oerational evaluation method, both of which can result in certification. The evaluation system has eight assessment categories as follows: 1. Land Saving and Outdoor Environment 2. Energy Saving and Energy Utilisation 3. Water Saving and Water Resource Utilisation 4. Material Saving and Material Resource Utilisation 5. Indoor Environmental Quality 6. Construction Management 7. Oeration Management 8. Promotion and Innovation The indicators in each category are divided into mandatory/re-requisite and otional/scoring items. The evaluation system also has additional bonus items covered by the Promotion and Innovation category. Green Buildings are assessed as 1 Star, 2 Star or 3 Star rated buildings. Whilst the lower ratings are certified through the local regulatory systems, all Three Star buildings are indeendently evaluated through a network of aointed indeendent exerts in green buildings to give additional credibility to the rating claims. Website: htt:// Contact: cngb3183@126.com or cngb@mail.cin.gov.cn

4 How to use this document Table 2 sets out in detail the synergies between BREEAM International New Construction 2016 and (2014 version) requirements and evidence. It mas all of the s s against secific BREEAM criteria roviding guidance on the degree to which evidence collected for can be used in BREEAM assessments. Given the differences in the assessment and quality assurance rocesses between BREEAM and, it is not currently ossible for BREEAM to accet certification against as evidence of comliance with its requirements, although this is an outcome that we will be working to achieve in the future. At resent, design teams and other stakeholders will need to submit all evidence to the BREEAM International Assessor for review in the normal way. The aim is to minimise the amount of additional evidence that is required to demonstrate comliance with BREEAM and the guidance indicates the degree of additional evidence that will currently be required. In addition to setting out areas of significant alignment, the table also identifies areas where the broad aims of the and BREEAM issues are the same but methodological differences mean that there is no direct comarison between BREEAM and. In these instances it is likely that comliance with issues will aid in achieving BREEAM credits but this cannot be guaranteed. In such cases, evidence roduced for may be helful in a BREEAM assessment but additional information will be required. It should, however, be ossible to avoid unnecessary dulication of assessment evidence and/or calculations. It should be noted that buildings assessed as 3 Star rated under Three Star are likely to find it much easier to demonstrate comliance with BREEAM. Those rated as 1 or 2 Star are likely to require considerably more additional evidence. Table 2 rovides details of the alignment for each in the 2014 version of the Assessment Standard for Green Building () and the Construction The level of alignment has been classified as defined in Table 1. Table 1 - Alignment classification Symbol Alignment classification Alignment details Þ Good alignment Partial alignment General alignment Not addressed Evidence used to certify under can be used as evidence of comliance with the secified BREEAM criterion/criteria. Verification will be required by the BREEAM assessor but no further evidence is likely to be necessary. Note: This is unlikely to occur where buildings have been rated as 1 or 2 Star under. Evidence used to certify under can be used as evidence of artial comliance with the secified BREEAM criterion/criteria. Verification will be required by the BREEAM assessor and further evidence will be required to demonstrate full comliance with BREEAM requirements. Note: This is unlikely to occur where buildings have been rated as 1 or 2 Star under. The outcomes and methodologies are broadly aligned but there are material differences between the requirements of the s. For instance the required erformance levels or calculation methods may be different. It may be ossible that the evidence collected for can be used for a BREEAM assessment, although additional evidence will be required to demonstrate comliance with the secified BREEAM criterion/criteria. This classification alies where are not covered in BREEAM New Construction or BREEAM covers the issue in a comletely different way or are outside the scoe of BREEAM New Construction (e.g. cover the oerational/in-use erformance of buildings).

5 Figures 1 and 2 rovide an overview of the alignment between the and the BREEAM criteria. Figure&1:&Percentage&of&Three&Star&&s&aligned&with&BREEAM& International&New&Construction&2016&criteria 6% 19% 21% 54% Not&addressed General&alignment Partial&alignment Good&alignment & Figure&2:&Percentage&of&Three&Star&&s&for&each&category&aligned& with&breeam&international&new&construction&2016&criteria 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% Land&Saving& and&outdoor& Environment Energy&Saving& and&energy& Utilisation Water&Saving& and&water& Resource& Utilisation Material&Saving& and&material& Resource& Utilisation Indoor& Environmental& Quality Construction& Management Oeration& Management Promotion&and& Innovation Not&addressed General&alignment Partial&alignment Good&alignment &

6 Table 2 - Alignment between Construction 2016 and 2014 requirements category Local urban-rural lanning requirements Man 01 Project brief and design Criterion 3 Planning information collected for could otentially contribute to achieving erformance against the BREEAM stakeholder consultation (roject delivery) requirements, although additional information on the other consultation issues would be required to demonstrate comliance. Prerequisite Items Natural and man-made hazards and ollutants Hea 07 Hazards Criteria 1-2 LE 01 Site selection Criteria 2-4 Pol 03 Surface water run-off Information collected for could otentially contribute to achieving erformance against the BREEAM Hea 07 hazards, LE 01 contaminated land and Pol 03 flood resilience requirements, although additional information would be required to demonstrate comliance with these issues Air and noise ollution sources Criterion 5 Hea 05 Acoustic erformance Criterion 1 Pollution information collected for could otentially contribute to achieving erformance against the BREEAM Hea 02 ventilation and Hea 05 rerequisite acoustic requirements, although additional information would be required to demonstrate comliance with these issues Sunlight design Hea 01 Visual comfort Criterion 4 Sunlight information collected for could otentially contribute to achieving erformance against the BREEAM daylighting requirements, although additional information would be required to demonstrate comliance with the daylighting methodology Economic and intensive use of land None BREEAM New Construction does not cover this issue. Land Saving and Outdoor Environment Land Use Provision of green sace None BREEAM New Construction does not cover this issue Utilisation of underground sace None BREEAM New Construction does not cover this issue Light ollution Pol 04 Reduction of night time light ollution Criteria 1-4 Lighting information collected for could otentially contribute to achieving erformance against the BREEAM light ollution requirements, although additional information would be required in terms of lighting curfews and safety and security lighting. Outdoor Environment External noise Hea 05 Acoustic erformance Criterion 1 Pol 05 Reduction of noise ollution Criteria 1-5 Noise information collected for could otentially contribute to achieving erformance against the BREEAM Hea 05 rerequisite acoustic and Pol 05 noise ollution requirements, although additional information would be required to demonstrate comliance with these issues Wind environment None BREEAM New Construction does not cover this issue Heat island effect None BREEAM New Construction does not cover this issue. Transortation Facility and Public Service Connectivity to ublic transort facilities Barrier-free footath design Hea 06 Accessibility Criteria 3 and 6 Tra 01 Public transort accessibility Criteria 1-2 Hea 06 Accessibility Criteria 1-16 Walking distance and footath information collected for can be used to demonstrate comliance with the BREEAM Hea 06 safe access and Tra 01 accessibility index requirements, although additional information will be required to calculate the accessibility index. Access information collected for could otentially contribute to achieving erformance against the BREEAM safe access and inclusive and accessible design requirements, although additional information would be required to demonstrate comliance with these issues.

7 category Land Saving and Outdoor Environment Energy Saving and Energy Utilisation Transortation Facility and Public Service Premise Design and Premise Ecology Prerequisite Items Bicycle and car arking Provision of ublic services Protection of landscae and ecological features Green rainwater infrastructure Surface and roof rainfall run-off Planting strategy National energy efficiency design s Use of electricity for HVAC and humidification Energy sub-metering Hea 06 Accessibility Criteria 1-11 Tra 03a Alternative modes of transort Otion 5 Tra 03b Alternative modes of transort Otion 5 Tra 04 Maximum car arking caacity Criterion 1 Parking information collected for could otentially contribute to achieving erformance against the BREEAM Hea 06 safe access, Tra 03 cycle storage and Tra 04 car arking requirements, although additional information would be required to demonstrate comliance with these issues. Hea 06 Accessibility Criterion 14 Tra 02 Proximity to amenities Criteria 1-2 Walking distance and shared facilities information collected for can be used to demonstrate comliance with the BREEAM Hea 06 inclusive and accessible design and Tra 02 roximity to amenities requirements, although additional information will be required in terms of distances to other amenities. LE 02 Ecological value of site and rotection of ecological features LE 04 Enhancing site ecology LE 05 Long term imact on biodiversity Land use and ecology information collected for could otentially contribute to achieving erformance against the BREEAM LE 02 rotection of ecological features, LE 04 enhancing site ecology and LE 05 long term imact on biodiversity requirements, although additional information would be required to demonstrate comliance with these issues. Pol 03 Surface water run-off Criteria 4-16 Drainage and runoff information collected for could otentially contribute to achieving erformance against the BREEAM surface water run-off requirements, although additional information would be required to demonstrate comliance (e.g. eak rate of run-off calculations, allowance for climate change, maintenance agreements, etc.). Pol 03 Surface water run-off Criteria 4-16 Runoff information collected for could otentially contribute to achieving erformance against the BREEAM surface water run-off requirements, although additional information would be required to demonstrate comliance (e.g. eak rate of run-off calculations, allowance for climate change, maintenance agreements, etc.). LE 04 Enhancing site ecology LE 05 Long term imact on biodiversity Planting information collected for could otentially contribute to achieving erformance against the BREEAM LE 04 enhancing site ecology and LE 05 long term imact on biodiversity requirements, although additional information would be required to demonstrate comliance with these issues. Information collected for (e.g. thermal erformance of building elements, heating and cooling efficiencies, etc.) could otentially be used to contribute to the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements. BREEAM does not rohibit the use of electricity for heating or cooling. However, meeting the requirement will hel towards achieving the BREEAM energy erformance requirements as these are based on minimising oerational energy demand, rimary energy consumtion and CO2 emissions. Ene 02a Energy monitoring (nonresidential) Criteria 1-5 Sub-metering information collected for could otentially contribute to achieving erformance against the BREEAM sub-metering requirements, although additional information would be required to demonstrate comliance. Ene 02b Energy monitoring (residential) are not alicable to residential buildings.

8 category Energy Saving and Energy Utilisation Construction and Building Enveloe Heating, Ventilation and Air Conditioning Lighting and Electrics Lighting ower density Otimisation of building form Oenable windows Thermal erformance of building enveloe Energy efficiency of cooling and heating systems Energy efficiency of HVAC equiment Otimisation of HVAC system Energy efficiency measures for HVAC system during transition seasons Energy efficiency measures for HVAC system for art loads Energy efficiency and control of lighting systems Lighting ower density Energy efficiency of elevators and escalators Energy efficient electrical equiment Lighting ower density information collected for could otentially be used to contribute to the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements. The Otion 2 requirements secify lighting efficacies in luminaire lumens/watt rather than lighting ower density (Watt/m 2 ), so roject teams would need to erform a conversion calculation in order to show comliance with the BREEAM requirements. Criterion 1 Ene 04 Low carbon design Achieving the design otimisation requirements will hel to contribute towards achieving erformance against the Ene 01 Otion 1 (Use of aroved building energy calculation software) requirements. The design otimisation information can otentially be used as evidence in meeting the Ene 04 assive design analysis requirements. Criterion 18 Achieving the oenable windows requirements would demonstrate comliance with the BREEAM oenable windows area requirements, but additional evidence would be required to demonstrate that the design rovides an adequate cross flow of air. Thermal erformance information collected for will hel to contribute towards achieving erformance against the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements. Energy efficiency information collected for will hel to contribute towards achieving erformance against the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements. Energy efficiency information collected for will hel to contribute towards achieving erformance against the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements. Ene 04 Low carbon design Criteria 5-6 Energy efficiency information collected for will hel to contribute towards achieving erformance against the BREEAM Ene 01 Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements. If a free cooling strategy has been used, information will hel to contribute towards achieving erformance against the BREEAM Ene 04 free cooling requirements. Ene 04 Low carbon design Criteria 5-6 Energy efficiency information collected for will hel to contribute towards achieving erformance against the BREEAM Ene 01 Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements. If a free cooling strategy has been used, information will hel to contribute towards achieving erformance against the BREEAM Ene 04 free cooling requirements. Energy efficiency information collected for will hel to contribute towards achieving erformance against the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements. Lighting information collected for will hel to contribute towards achieving erformance against the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements. Lighting information collected for will hel to contribute towards achieving erformance against the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements. Ene 06 Energy efficient transort systems Criteria 1-6 Achieving the elevator and escalator energy saving requirements would hel to demonstrate comliance with the BREEAM energy efficient features requirements, but additional evidence would be required to demonstrate that the measures have been selected in accordance with the BREEAM energy consumtion requirements (criterion 1). Energy efficiency information collected for will hel to contribute towards achieving erformance against the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements.

9 category Energy Saving and Energy Utilisation Water Saving and Water Resource Utilisation Comrehensive Utilisation of Energy Prerequisite Items Water saving system Water Saving Aliances and Equiment Heat recovery systems BREEAM does not contain secific requirements with resect to heat recovery from exhaust air. However, meeting the requirement will hel to contribute towards achieving erformance against the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements Cold and heat storage systems BREEAM does not contain secific requirements with resect to cold and heat storage. However, meeting the requirement may hel to contribute towards achieving erformance against the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements Waste heat utilisation Ene 04 Low carbon design Criteria 7-8 Waste heat information collected for can be used to demonstrate comliance with the Ene 04 low and zero carbon technologies requirements, but additional evidence would be required to demonstrate that a low/zero carbon feasibility study has been carried out. This information will also hel to contribute towards achieving erformance against the BREEAM Ene 01 Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements Renewable energy sources Ene 04 Low carbon design Criteria 7-8 Renewable energy information collected for can be used to demonstrate comliance with the Ene 04 low and zero carbon technologies requirements, but additional evidence would be required to demonstrate that a low/zero carbon feasibility study has been carried out. This information will also hel to contribute towards achieving erformance against the BREEAM Ene 01 Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements Water resources lan None BREEAM New Construction does not cover this issue Water drainage systems None BREEAM New Construction does not cover this issue Water efficient equiment Wat 01 Water consumtion Criterion 3 Þ The water efficiency information collected for can be used to demonstrate comliance with the BREEAM requirements for efficiency of domestic-scale water-consuming comonents Water consumtion of building Wat 01 Water consumtion Information used to calculate the average daily water consumtion of the building in can be used in the BREEAM Wat 01 water calculator, although additional information may be required to fully oulate the calculator Water leak revention Wat 02 Water monitoring Criteria 1-2 The water meter information collected for could otentially contribute to achieving erformance against the BREEAM water meter requirements, although additional information will be required to demonstrate that the meters enable connection to a water monitoring and management system Water suly ressure None BREEAM New Construction does not cover this issue Water consumtion measurement Wat 02 Water monitoring Criteria 1-4 Water meter Information collected for can be used in to demonstrate comliance with the BREEAM water monitoring requirements, although additional information will be required to demonstrate that the meters enable connection to a water monitoring and management system Water saving measures for ublic bathrooms None BREEAM New Construction does not cover this issue Water efficient comonents Wat 01 Water consumtion Criterion 3 Þ The water efficiency information collected for can be used to demonstrate comliance with the BREEAM requirements for efficiency of domestic-scale water-consuming comonents Water efficient irrigation Wat 04 Water efficient equiment Criterion 2 Irrigation information collected for can be used to demonstrate comliance with the BREEAM water efficient equiment requirements, although additional information will be required to demonstrate that a meaningful reduction in the total water demand of the building has been achieved.

10 category Water Saving and Water Resource Utilisation Material Saving and Material Resource Utilisation Non-traditional Water Source Utilization Prerequisite Items Saving material design Water efficient cooling equiment Wat 04 Water efficient equiment Criterion 2 Water saving technology information collected for can be used to demonstrate comliance with the BREEAM water efficient equiment requirements, although additional information will be required to demonstrate that a meaningful reduction in the total water demand of the building has been achieved Other water efficient technologies Wat 04 Water efficient equiment Criterion 2 Water saving technology information collected for can be used to demonstrate comliance with the BREEAM water efficient equiment requirements, although additional information will be required to demonstrate that a meaningful reduction in the total water demand of the building has been achieved Non-traditional water sources Wat 01 Water consumtion Criteria 4-5 Wat 04 Water efficient equiment Criterion 2 Non-traditional water source information collected for can be used in the BREEAM Wat 01 water calculator, although additional information will be required to demonstrate that such systems are secified and installed in accordance with national best ractice s. Where greywater and/or rainwater is used for vehicle washing uroses in a roject, this information can be used to demonstrate comliance with the BREEAM Wat 04 water efficient equiment requirements, although additional information will be required to demonstrate that a meaningful reduction in the total water demand of the building has been achieved Non-traditional water source for cooling Wat 04 Water efficient equiment Criterion 2 Non-traditional cooling water information collected for can be used to demonstrate comliance with the BREEAM water efficient equiment requirements, although additional information will be required to demonstrate that a meaningful reduction in the total water demand of the building has been achieved Water features None BREEAM New Construction does not cover this issue Restricted construction materials Criterion 1 The restricted/banned materials information collected for may hel to contribute towards achieving erformance against the BREEAM requirements that rohibit the use of asbestos in buildings Hot rolled ribbed steel bars None BREEAM New Construction does not cover this issue Architectural modelling elements Criteria 1-2 Information collected for could hel to contribute towards achieving erformance against the BREEAM material efficiency requirements, but additional evidence would be required with resect to identifying other oortunities for material efficiency Building shae Criteria 1-2 Building shae information collected for could hel to contribute towards achieving erformance against the BREEAM material efficiency requirements, but additional evidence would be required with resect to identifying other oortunities for material efficiency Foundation and structure otimisation Criteria 1-2 Structural otimisation information collected for could hel to contribute towards achieving erformance against the BREEAM material efficiency requirements, but additional evidence would be required with resect to identifying other oortunities for material efficiency Integrated design of civil engineering and decoration Criteria 1-2 Information collected for could hel to contribute towards achieving erformance against the BREEAM material efficiency requirements, but additional evidence would be required with resect to identifying other oortunities for material efficiency Reusable artition walls Wst 06 Functional adatability Criteria 1-2 Reusable artition wall information collected for could hel to contribute towards achieving erformance against the BREEAM functional adatability requirements, but additional evidence would be required with resect to identifying other oortunities for adatability Prefabricated construction elements Criteria 1-2 Prefabricated arts information collected for could hel to contribute towards achieving erformance against the BREEAM material efficiency requirements, but additional evidence would be required with resect to identifying other oortunities for material efficiency Integrated design of kitchens and bathrooms Criteria 1-2 Integrally designed kitchen and bathroom information collected for could hel to contribute towards achieving erformance against the BREEAM material efficiency requirements, but additional evidence would be required with resect to identifying other oortunities for material efficiency.

11 category Material Saving and Material Resource Utilisation Indoor Environment Quality Material Selection Prerequisite Items Locally sourced construction materials Premixed concrete Ready-mixed mortar High-strength structural materials High durability construction materials Reusable or recyclable construction materials Construction materials made from waste materials Durability of decorative materials Indoor noise levels Sound insulation Internal lighting Thermal design Condensation Man 03 Resonsible construction ractices Criteria Construction material transort distance for information collected for could hel to contribute towards achieving erformance against the BREEAM transort of construction materials and waste requirements, but additional evidence would be required with resect to construction waste transort distances. Criteria 1-2 Premixed concrete information collected for could hel to contribute towards achieving erformance against the BREEAM material efficiency requirements, but additional evidence would be required with resect to identifying other oortunities for material efficiency. Criteria 1-2 Ready-mixed mortar information collected for could hel to contribute towards achieving erformance against the BREEAM material efficiency requirements, but additional evidence would be required with resect to identifying other oortunities for material efficiency. Criteria 1-2 High-strength structural material information collected for could hel to contribute towards achieving erformance against the BREEAM material efficiency requirements, but additional evidence would be required with resect to identifying other oortunities for material efficiency. Mat 05 Designing for durability and resilience Criterion 2 Concrete and steel durability information collected for can be used to demonstrate comliance with the BREEAM Protecting exosed arts of the building from material degradation requirements, although additional information will be required to demonstrate that durability measures have been secified for other building elements. Mat 01 Life cycle imacts Criteria 1-4 Reusable and recyclable construction material information collected for could hel to contribute towards achieving erformance against the BREEAM life cycle imacts requirements, but additional information would be required to oulate the Mat 01 calculator. Mat 01 Life cycle imacts Criteria 1-4 Wst 02 Recycled aggregates Criteria 1-2 Reusable and recyclable construction material information collected for could hel to contribute towards achieving erformance against the BREEAM Mat 01 life cycle imacts requirements, but additional information would be required to oulate the Mat 01 calculator. The information could also hel to contribute towards achieving erformance against the BREEAM Wst 02 recycled aggregates requirements. Mat 05 Designing for durability and resilience Criterion 2 Durability information collected for can be used to demonstrate comliance with the BREEAM Protecting exosed arts of the building from material degradation requirements, although additional information will be required to demonstrate that durability measures have been secified for other building elements. Hea 05 Acoustic erformance Criteria 2-3 The noise level information collected for can be used to demonstrate comliance with the BREEAM requirements for indoor ambient noise levels, although confirmation will be required that a suitably qualified acoustician has carried out noise measurements. Hea 05 Acoustic erformance Criteria 4 and 8 The sound insulation information collected for can be used to demonstrate comliance with the BREEAM requirements for sound insulation, although confirmation will be required that noise measurement/testing has been erformed. Hea 01 Visual comfort Criteria 7-8 Þ The lighting information collected for can be used to demonstrate comliance with the BREEAM internal lighting requirements. Criterion 4 Hea 04 Thermal comfort The fresh air ventilation rate information collected for can be used to demonstrate comliance with the BREEAM Hea 02 fresh air requirements, although a calculation to convert units may be required. Temerature range and humidity information collected for can be used to demonstrate comliance with the BREEAM Hea 04 thermal modelling requirements, although additional information will be required to demonstrate that thermal modelling has been erformed in accordance with ISO Man 04 Commissioning and handover Criterion 8 Thermal bridging information collected for could hel to contribute towards achieving erformance against the BREEAM testing and insecting building fabric requirements, but additional information would be required in terms of airtightness/air leakage erformance.

12 category Indoor Environment Quality Indoor Sound Environment Indoor Lighting Environment and Vision Indoor heat environment Indoor air quality Thermal insulation of roof and walls Concentration of ollutants in indoor air Indoor noise levels Airborne and imact sound insulation Noise mitigation measures Acoustic design View outside Daylighting Imroved daylighting and glare control Solar shading Temerature controls Natural ventilation Air distribution Indoor air quality monitoring system Carbon monoxide monitoring in underground arking Hea 04 Thermal comfort Insulation information collected for will hel to contribute towards achieving erformance against the BREEAM Hea 04 thermal modelling requirements and the Ene 01 Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements. Criteria The ollutant concentration information collected for can be used to demonstrate comliance with the BREEAM ost-construction indoor air quality measurement requirements, although additional information will be required to demonstrate that samling and analysis has been erformed in accordance with the ISO series of s. Hea 05 Acoustic erformance Criteria 2-3 The noise level information collected for can be used to demonstrate comliance with the BREEAM requirements for indoor ambient noise levels, although confirmation will be required that a suitably qualified acoustician has carried out noise measurements. Hea 05 Acoustic erformance Criteria 4-5 and 8-9 The sound insulation information collected for can be used to demonstrate comliance with the BREEAM requirements for sound insulation, although confirmation will be required that noise measurement/testing has been erformed. Hea 05 Acoustic erformance Criterion 1 Noise reduction measures information collected for can hel to contribute towards achieving erformance against the BREEAM rerequisite requirements, although additional information will be required in terms of the aointment of a suitably qualified acoustician. Hea 05 Acoustic erformance Criterion 7 Þ The acoustic information collected for can be used to demonstrate comliance with the BREEAM reverberation time requirements. Hea 01 Visual comfort Criteria 5-6 Window/view information collected for can hel to contribute towards achieving erformance against the BREEAM view out requirements, although additional information will be required in terms of distances from windows and window oening sizes. Hea 01 Visual comfort Criterion 4 The daylighting information collected for can be used to demonstrate comliance with the BREEAM daylighting requirements, although additional information will be required in terms of uniformity ratio, view of sky and/or room deth. Hea 01 Visual comfort Criteria 2-4 and 7-9 Daylighting and glare control information collected for can hel to contribute towards achieving erformance against the BREEAM daylighting, glare control and internal lighting requirements, although additional information will be required for each of these elements to achieve comliance. Hea 01 Visual comfort Criteria 2-3 Shading information collected for can hel to contribute towards achieving erformance against the glare control requirements, although additional information will be required with resect to a glare control strategy. Hea 04 Thermal comfort Criterion 11 The thermal controls information collected for can be used to demonstrate comliance with the BREEAM thermal zoning and controls requirements, although additional information will be required in terms of the wider temerature control strategy. Criteria The natural ventilation information collected for can be used to demonstrate comliance with the BREEAM otential for natural ventilation requirements, although additional information will be required in terms of the rovision of an adequate cross flow of air and user control on the suly of fresh air. Criteria 4-5 Hea 04 Thermal comfort Thermal environment and air suly and exhaust information collected for can hel to contribute towards achieving erformance against the BREEAM Hea 02 ventilation and Hea 04 thermal modelling requirements, although additional information will be required for each of these elements to achieve comliance. Criterion 7 Þ Air quality monitoring information collected for can be used to demonstrate comliance with the BREEAM carbon dioxide/air quality sensor requirements. None This issue is not covered by BREEAM New Construction.

13 category Construction Management Green construction management Environmental rotection lan Prerequisite Items Health and safety management lan Review of green building design documents Dust rotection measures Environmental rotection Construction noise reduction measures Construction waste reduction and recycling lan Construction energy efficiency Construction water efficiency Saving resources Premixed concrete waste reduction Reinforcing bar waste Formwork Process management Imlementation of green building design Man 01 Project brief and design Criteria 1-14 Management system information collected for can hel to contribute towards achieving erformance against the BREEAM roject brief and design requirements, although additional information will be required to demonstrate comliance with these issues. Man 03 Resonsible construction ractices Criteria 3-4 and 8-9 Environmental rotection information collected for can hel to contribute towards achieving erformance against the BREEAM environmental management and considerate construction requirements, although additional information will be required in accordance with the BREEAM checklists for these issues. Man 01 Project brief and design Criteria 2-3 Man 03 Resonsible construction ractices Criterion 2 Health and safety management information collected for can hel to contribute towards achieving erformance against the BREEAM Man 01 stakeholder consultation (roject delivery) and Man 03 national health and safety legislation requirements, although additional information will be required to demonstrate comliance with these issues. Man 01 Project brief and design Criteria 1-14 Design review information collected for can hel to contribute towards achieving erformance against the BREEAM roject brief and design requirements, although additional information will be required to demonstrate comliance with these issues. Man 03 Resonsible construction ractices Criteria 3-4 Dust rotection information collected for can hel to contribute towards achieving erformance against the BREEAM environmental management requirements, although additional information will be required in accordance with the BREEAM checklist for this issue. Man 03 Resonsible construction ractices Criteria 3-4 Dust rotection information collected for can hel to contribute towards achieving erformance against the BREEAM environmental management requirements, although additional information will be required in accordance with the BREEAM checklist for this issue. Wst 01 Construction waste management Criteria 1-11 Construction waste information collected for can hel to contribute towards achieving erformance against the BREEAM construction waste reduction and diversion of resources from landfill requirements, although additional information will be required to demonstrate comliance with these issues. Man 03 Resonsible construction ractices Criteria and Þ Energy monitoring information collected for can be used to demonstrate comliance with the BREEAM monitoring of site imacts requirements for energy consumtion and transort of construction materials and waste. Man 03 Resonsible construction ractices Criteria Þ Water monitoring information collected for can be used to demonstrate comliance with the BREEAM monitoring of site imacts requirements for water consumtion. Wst 01 Construction waste management Criteria 1-8 Concrete waste information collected for could otentially be used to contribute to the BREEAM construction waste reduction requirements, although additional information would be required with resect to other construction waste tyes. Wst 01 Construction waste management Criteria 1-8 Steel waste information collected for could otentially be used to contribute to the BREEAM construction waste reduction requirements, although additional information would be required with resect to other construction waste tyes. Wst 01 Construction waste management Criteria 1-8 Formwork information collected for could otentially be used to contribute to the BREEAM construction waste reduction requirements, although additional information would be required with resect to other construction waste tyes. Man 01 Project brief and design Criteria 9-14 Man 03 Resonsible construction ractices Criteria 5-7 Information collected for could otentially be used to contribute to the BREEAM Man 01 and Man 03 sustainability chamion requirements, although additional information would be required with resect to BREEAM erformance targets.

14 category Construction Management Oeration Management Process management Prerequisite Items Management system Technology management Strictly control modification of designs Man 01 Project brief and design Criteria 9-14 Man 03 Resonsible construction ractices Criteria 5-7 Information collected for could otentially be used to contribute to the BREEAM Man 01 and Man 03 sustainability chamion requirements, although additional information would be required with resect to BREEAM erformance targets Construction tests Man 03 Resonsible construction ractices Criteria 5-7 Man 04 Commissioning and handover Criteria 7-9 Information collected for could otentially be used to contribute to the BREEAM Man 03 sustainability chamion and Man 04 testing and insecting building fabric requirements, although additional information would be required to demonstrate comliance with these issues Integration of construction and decoration works Man 04 Commissioning and handover Criteria 10 and 11 Information collected for could otentially be used to contribute to the BREEAM handover requirements, although additional information would be required with resect to the building user guide and training content Commissioning Man 04 Commissioning and handover Criteria 1-6 Commissioning information collected for can hel to contribute towards achieving erformance against the BREEAM commissioning requirements, although additional information will be required with resect to commissioning scheduling, monitoring and resonsibilities Oerational management of energy, water and materials None This issue is outside the scoe of a BREEAM New Construction assessment Waste management system Wst 03a Oerational waste Criteria 1-6 Wst 03b Oerational waste Criteria 1-6 Waste management information collected for could otentially be used to contribute to the BREEAM oerational waste requirements, although additional information would be required including storage sace size/volumes Emissions of ollutants None This issue is outside the scoe of a BREEAM New Construction assessment Energy and water efficiency meet the design requirements Man 05 Aftercare Criteria 2-6 Energy and water management information collected for could otentially be used to contribute to the BREEAM aftercare suort, seasonal commissioning and POE requirements, although additional information would be required with resect to each of these issues HVAC monitoring and control systems oerate correctly Man 05 Aftercare Criteria 2-6 Building management information collected for could otentially be used to contribute to the BREEAM aftercare suort, seasonal commissioning and POE requirements, although additional information would be required with resect to each of these issues Management system certification None This issue is outside the scoe of a BREEAM New Construction assessment Oerating rocedures and emergency lans None This issue is outside the scoe of a BREEAM New Construction assessment Energy management incentives None This issue is outside the scoe of a BREEAM New Construction assessment Green building information dissemination Man 04 Commissioning and handover Criteria Man 05 Aftercare Criteria 1 and 5 Building management information collected for could otentially be used to contribute to the BREEAM Man 04 handover and Man 05 aftercare suort and POE requirements, although additional information would be required with resect to each of these issues Ongoing monitoring, maintenance and commissioning Man 05 Aftercare Criterion 3 Building management information collected for could otentially be used to contribute to the BREEAM seasonal commissioning requirements, although additional information would be required to demonstrate comliance with the BREEAM testing requirements Insection and cleaning of HVAC systems None This issue is outside the scoe of a BREEAM New Construction assessment Water consumtion and quality monitoring None This issue is outside the scoe of a BREEAM New Construction assessment.

15 category Oeration Management Promotion and Innovation Environment management Performance romotion Innovation Oeration of intelligent systems None This issue is outside the scoe of a BREEAM New Construction assessment Building management information system None This issue is outside the scoe of a BREEAM New Construction assessment Pest control and chemical management None This issue is outside the scoe of a BREEAM New Construction assessment Survival rate of lanted or translanted trees None This issue is outside the scoe of a BREEAM New Construction assessment Cleanliness of waste storage areas None This issue is outside the scoe of a BREEAM New Construction assessment Waste collection None This issue is outside the scoe of a BREEAM New Construction assessment Thermal erformance of building enveloe Thermal erformance information collected for will hel to contribute towards achieving erformance against the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements Energy efficiency of HVAC systems Energy efficiency information collected for will hel to contribute towards achieving erformance against the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements Combined cooling heating ower technology Ene 04 Low carbon design Criteria 7-8 Combined cooling, heating and ower information collected for can be used to demonstrate comliance with the Ene 04 low and zero carbon technologies requirements, but additional evidence would be required to demonstrate that a low/zero carbon feasibility study has been carried out. Additionally, this information will hel to contribute towards achieving erformance against the BREEAM Otion 1 (Use of aroved building energy calculation software) or Otion 2 (Energy efficient design features) requirements Water efficiency of sanitary aliances Wat 01 Water consumtion Criterion 3 Þ The water efficiency information collected for can be used to demonstrate comliance with the BREEAM requirements for efficiency of domestic-scale water-consuming comonents Resource efficient building structure Criteria 1-2 Information collected for could hel to contribute towards achieving erformance against the BREEAM material efficiency requirements, but additional evidence would be required with resect to identifying other oortunities for material efficiency Indoor air treatment Criteria 2 and 6 Information collected for could hel to contribute towards achieving erformance against the BREEAM indoor air quality lan and ventilation requirements, but additional evidence would be required with resect to these issues Concentration of ollutants in indoor air Criteria The ollutant concentration information collected for can be used to demonstrate comliance with the BREEAM ost-construction indoor air quality measurement requirements, although additional information will be required to demonstrate that samling and analysis has been erformed in accordance with the ISO series of s Passive design measures Criteria 1-6 Ene 04 Low carbon design Criteria 1-6 Information collected for could hel to contribute towards achieving erformance against the BREEAM Ene 01 energy erformance and Ene 04 assive design requirements, although additional information would be required to demonstrate comliance with these issues Previously develoed land and reuse of existing buildings Wst 01 Construction waste management Criterion 5 LE 01 Site selection Criteria 1-4 Information collected for could hel to contribute towards achieving erformance against the BREEAM Wst 01 re-demolition audit and LE 01 reviously develoed land and contaminated land requirements, although additional information would be required to demonstrate comliance with these issues Building information modelling (BIM) None BREEAM New Construction does not cover this issue.

16 category Promotion and Innovation Innovation Building carbon emission analysis Other innovations Mat 01 Life cycle imacts Criteria 1-4 Carbon emission information collected for could otentially hel to contribute towards achieving erformance against the BREEAM life cycle imacts requirements, although additional information would be required to oulate the Mat 01 calculator. Inn 01 Innovation Criterion 2 Innovation information collected for could otentially be used to demonstrate comliance with the BREEAM aroved innovation requirements, although a BREEAM innovation alication would need to be submitted to and aroved by BRE Global.

17 Acknowledgements: BRE would like to thank Professor Xiao Feng Li of Tsinghua University, China for roviding guidance on the method and rocesses. This has roved invaluable in the evaluation of the alignment between the two s and the rearation of this document. Use of Trademarks All third-arty trademarks are the roerty of their resective owners. All third-arty trademarks referenced in this document are used in an editorial fashion and not to the detriment of the trademark holders. BREEAM is a registered trademark owned by BRE (the Building Research Establishment Ltd. Community Trademark E ). The BREEAM marks, logos and symbols are the Coyright of BRE and are reroduced by ermission. Coyright Coyright 2017 BRE. All rights reserved. No art of this document or the information contained within it may be (a) used for any urose other than that stated within this document by the reciient; or (b) reroduced, transmitted or translated in any form or by any means, electronic, mechanical, manual, otical or otherwise, without rior written ermission of BRE Global Ltd. Unauthorised use of this document violates coyright, trademark, and other laws and is rohibited. Permission is granted for this reort to be distributed in its entirety only, without amendment and with coyright attribution to BRE Global Ltd. Disclaimer BRE do not accet any liability or resonsibility to the user or any third arties for the accuracy, comleteness, use of or reliance on any information contained in this document. Although the information contained in this document is believed to be reliable and accurate, all materials set forth within are rovided without warranties of any kind, either exress or imlied, including but not limited to warranties of the accuracy or comleteness of information or the suitability of the information for any articular urose. Every effort has been taken to ensure the accuracy of this reort but no warranty is made in resect of any conclusions or oinions exressed herein. BRE Global Ltd s liabilities in resect of this reort and any reliance thereuon is disclaimed and they shall have no liability to third arties to the extent ermitted by law. BRE Global Bucknalls Lane Watford United Kingdom WD25 9XX T +44 (0) E breeam@bre.co.uk