Prospect No. 3 Hydroelectric Project FERC Project No. P-2337 Initial Study Report: Fish Passage Facilities May 2015

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1 Prospect No. 3 Hydroelectric Project FERC Project No. P-2337 Initial Study Report: Fish Passage Facilities May 2015 Prepared by: Alden Research Laboratory, Inc Willows Road NE Redmond, WA For Public Review

2 Solving flow problems since 1894 Prospect No. 3 Hydroelectric Project FERC Project No. P-2337 Fish Passage Facilities Initial Study Report Prepared for: PacifiCorp 925 South Grape Street Medford, OR ALDEN Research Laboratory, Inc /phone /fax 9521 Willows Road NE, Redmond, WA info@aldenlab.com

3 TABLE OF CONTENTS 1.0 Introduction Background Study Description Study Objectives Upstream (Fish Ladder) and Downstream (Fish Screen) Criteria Instrumentation, Measurement, and Methods Water Surface Elevations Water Depths Physical Attributes Jump Heights Velocities Weir Notch Velocities Submerged Orifice Velocities Fish Return Bypass Entrance Velocity Fish Screen Velocities Flows Fish Ladder Weir Flows Fish Return Bypass Flow Energy Dissipation Test Conditions Targeted Test Conditions Low Flow Evaluation Conditions High Flow Evaluation Conditions Structure Performance Jump Heights Entrance, Exit, and Weir Notch Velocities Fish Return Bypass Entrance Velocity Weir Notch Depth Entrance Pool and Jump Pool Depths Energy Dissipation i

4 4.7 Fish Ladder Exit Flow Rating Curve Physical Inspection Fish Screen Flows Fish Screen Sweeping Velocity Fish Screen Approach Velocity Ratio of Sweeping to Approach Velocity Physical Conditions of the Fish Screen Summary, Conclusions, and Recommendations Summary and Conclusions Fish Ladder Fish Screen Recommendations Fish Ladder Fish Screen References ii

5 List of Tables Table 1 Description of Physical Fish Ladder Parameters... 7 Table 2 Description of Physical Fish Screen Parameters... 7 Table 3 Fish Ladder Jump Heights Table 4 Weir Notch Velocities Table 5 Measured Weir Notch Depths Table 6 Average Pool Depths Table 7 Energy Dissipation Factor Table 8 Sweeping Velocity Measurements (ft/s) - Low Flow Conditions Table 9 Sweeping Velocity Measurements (ft/s) - High Flow Conditions Table 10 Approach Velocity Measurements (ft/s) - Low Flow Conditions Table 11 Approach Velocity Measurements (ft/s) - High Flow Conditions Table 12 Ratio of Sweeping to Approach Velocity - High Flow Conditions Table 13 Summary of Fish Ladder Measurements and OAR Requirements Low Flow. (Red text is used to highlight where the criteria were exceeded) Table 14 Summary of Fish Ladder Measurements and OAR Requirements High Flow. (Red text is used to highlight where the criteria were exceeded) iii

6 List of Figures Figure 1 Location of Prospect 3 Hydroelectric Project... 1 Figure 2 Fish Ladder Pool and Weir Numbering... 8 Figure 3 Fish Screen Measurement Locations During Low Flow... 9 Figure 4 Fish Screen Measurement Locations During High Flow Figure 5 Flow Correlation Between Big Butte Creek and South Fork Rogue Figure 6 Flow Correlation Between Rivers During the High Flow Evaluation Figure 7 South Fork and Bypass Flows During the High Water Measurements Figure 8 Bypass Design Flow Curve Compared to Measurement Figure 9 Fish Ladder Exit Rating Curve iv

7 List of Photos Photo 1 Prospect 3 Fish Ladder and Bypass Canal (High Flow)... 3 Photo 2 Fish Screen (Looking Upstream) in a Dewatered Condition Before Pressure Washing. 4 Photo 3 Fish Screen at High Flow (Looking Downstream)... 5 Photo 4 Measurement of Freeboard During the High Flow Evaluation Photo 5 PLC Display at Peak Flow During the High Flow Evaluation Photo 6 Measuring Water Depth Over Weir Photo 7 Weir Notch Velocity Measurement Over Weir Photo 8 Sontek FlowTracker ADV (Side Looking Probe) Photo 9 Nortek Vectrino Cabled Lab Probe ADV (Down Looking Probe) Photo 10 ADV Deployment During the Low Flow Evaluation Photo 11 Example of Direct Flow Path Between Weirs Photo 12 Flow Over Weir 7 During the High Flow Evaluation Photo 13 No Spill During the Low Flow Evaluation Photo 14 River Conditions During the Low Flow Evaluation (Looking Downstream) Photo 15 Dam Spill and Canal Flow During High Flow Conditions Photo 16 River Conditions During High Flow Evaluation (Looking Downstream) Photo 17 Stem Positions During High Flow Measurements Photo 18 Physical Inspection: Weirs 14 and Photo 19 Bottom Seal Along Fish Screen v

8 1.0 Introduction PacifiCorp plans to file an application for a new license to continue operating the Prospect No. 3 Hydroelectric Project (Project), Federal Energy Regulatory Commission (FERC or Commission) No. P-2337, on the South Fork River in Jackson County, Oregon. The current license was issued on January 30, 1989 for a period of thirty years, expiring on December 31, As part of FERC s Integrated Licensing Process (ILP), a study to assess the effectiveness of the existing fish passage facilities was initiated during the summer of PacifiCorp personnel conducted a hydraulic assessment of the fish passage facilities under low flow conditions in July-August of Alden Research Laboratory (Alden) was retained under contract to complete the hydraulic assessment during high flow conditions. The high flow condition measurements were made in January of The results of both the low and the high water assessments are included in this report. 1.1 Background The Project is located at river mile 10.5 on the South Fork Rogue River, east of the unincorporated community of Prospect in northeast Jackson County, Oregon (Figure 1). Figure 1 Location of Prospect 3 Hydroelectric Project The Project includes a 172-foot-long, 24-foot-high concrete diversion dam with a 98-foot-long un-gated ogee spillway, and contains both upstream and downstream fish passage facilities. The Project produces 7.2 megawatts (MW) and is operated as a run-of-river hydroelectric facility. 1

9 PacifiCorp maintains a water right in perpetuity from the State of Oregon for 150 cubic feet per second (cfs) from the South Fork Rogue River and is currently required to maintain a continuous minimum flow of 10 cfs in the river downstream of the Project, or to return all available inflow to the downstream river channel if less than the required minimum. Bypass flows are measured and recorded at USGS gaging station , located approximately 0.3 miles downstream of the diversion dam at river mile The upstream fish passage facility (fish ladder) includes an 86-foot-long, 15-pool concrete pooland-weir type fish ladder for upstream fish passage past the diversion dam. This ladder was originally constructed in 1931 and has been modified twice, once in 1973 and again in The downstream fish passage facility (fish screen) was constructed in 1996 to address downstream fish passage concerns. This facility consists of a 0.25-inch wedge-wire, inclined plane fish screen with an effective surface area of square feet located within the Project waterway. Baffles were installed after the 1998 hydraulic assessment to create a more uniform flow through the screen. However, at the time of this high-flow assessment (January 2015), the baffles were not present. PacifiCorp is currently in the process of developing an improved baffle design and plans to install the replacement fish screen baffles before June Fish moving down the bypass canal and past the fish screen are directed to an 18-inch diameter bypass pipe that transports them to Pool 6 of the fish ladder. This flow is used to increase the attraction flow to the fish ladder. An overview of the Project facilities is provided in Photo 1. The fish screen is shown in a dewatered condition in Photo 2, and operating during a high flow event in Photo 3. 1 The total effective screen area includes only the area of screen available to pass flow. This does not include structural obstructions such as the 2.5-inch wide solid steel and rubber gasket perimeter. 2

10 South Fork Rogue River downstream of diversion dam Inclined fish screen 18-inch fish return pipe discharging into Pool 6 Bypass canal Ultrasonic water level gauge Pool 6 Pool 1 Pool 14 Photo 1 Prospect 3 Fish Ladder and Bypass Canal (High Flow) 3

11 Bypass canal transition from trapezoidal to rectangular crosssection Stainless steel structural screen edging with rubber gasket fitted to concrete wall Photo 2 Fish Screen (Looking Upstream) in a Dewatered Condition Before Pressure Washing. 4

12 Downstream of fish screen control gate Downstream fish screen water level gauge Upstream fish screen water level gauge Diversion canal at High Flow Photo 3 Fish Screen at High Flow (Looking Downstream) 1.2 Study Description During the Pre-Application Document (PAD) preparation, it was identified that an assessment of fish passage facilities effectiveness was last conducted in July PacifiCorp provided a Study Plan in fulfillment of the requirements of 18 CFR 5.11 of the FERC ILP. The hydraulic 5

13 assessment of the existing Project fish passage facilities was to be conducted for both the fish ladder (upstream passage) and fish screen (downstream passage) as described in the Study Plan (PacifiCorp, 2014). The hydraulic parameters of the fish passage facilities vary with river flow, so the assessment was conducted during both low and high flow periods. Per OAR , fishway design must accommodate fish passage over a range of flows, from the 5 th to the 95 th percentile exceedance flows, 444 cfs and 60 cfs, respectively for the South Fork Rogue at the Project diversion dam. The flows at the Project are calculated by the summation of the flow in the diversion canal plus the flow measured at the downstream gage (USGS Gage ). Field operations for these studies were planned to correlate as closely as possible to the 5 th and 95 th percentile exceedance flows. 1.3 Study Objectives The goal of the study was to evaluate the hydraulics of the existing fish passage facilities as they relate to passage of resident trout upstream and downstream of the Project diversion dam and to determine if key physical parameters are in compliance with Oregon fish passage criteria (ODFW, 2015) The Study Plan objectives were to: 1. Evaluate physical parameters of the upstream passage facility; 2. Evaluate the upstream fish passage hydraulic conditions; 3. Evaluate physical parameters of the downstream passage facility; and 4. Evaluate the screening facility hydraulic conditions. 1.4 Upstream (Fish Ladder) and Downstream (Fish Screen) Criteria PacifiCorp adopted the physical parameters recommended for assessment by ILP participants. These parameters were selected because they are important to effective fish passage. The physical characteristics recommended by ILP participants are summarized in Table 1 and Table 2. Where direct measurements of the parameters could not be accurately or safely measured, best professional judgment (BPJ) and indirect methods using accepted hydraulic relationships were used. In addition to the hydraulic characteristics of the fish ladder, the physical condition of the fish ladder was evaluated during Alden s high flow evaluation. Figure 2 shows a plan view of the fish ladder and illustrates the numbers used to denote the pools and respective weirs. Figure 3 shows a plan view of the fish screen and the measurement locations reported for the low flow evaluation. Figure 4 shows the measurement locations used during the high-flow evaluation. 6

14 Parameter Jump heights Table 1 Entrance, Exit, and Weir Notch Velocities Weir Notch Depth Entrance Pool and Jump Pool Depth Energy Dissipation Flow Structure Condition Parameter Table 2 Approach and Sweeping Velocity (components) Description of Physical Fish Ladder Parameters Reason OAR stipulates that the maximum difference between the upstream and downstream water surface elevations shall not exceed 6 inches. Elevated jump heights may delay upstream passage OAR provides that flow velocities at any discrete fishway transition may not exceed 8 feet per second. High velocities may hinder fish from entering or exiting fishway. OAR provides that water depth at any location through which adult fish must swim must be at least 12 inches. Criteria do not apply to weir crests over which fish must jump. OAR provides that pools with a water depth of at least 2 feet must be located downstream of any point where which fish must jump to move upstream. OAR provides energy dissipation criteria to ensure pools have sufficient volume to facilitate the effective upstream movement of fish. Hydraulic parameters vary with flow. A fishway is most effective when it is adequately maintained as designed. Description of Physical Fish Screen Parameters Reason Appropriate approach velocities minimize impingement or contact with the screen. Sweeping velocities affect the rate at which fish are transported along the face of the screen and into the bypass. Sweeping velocities should be higher than approach velocities. Total Flow through the To provide a description of existing conditions at the fish screen. Fish Screen (FERC, 2014) Velocity at the Entrance to To provide a description of existing conditions at the entrance to the Fish Return Bypass the bypass. (FERC, 2014) Bypass Flow (FERC, 2014) To provide a description of existing conditions at the bypass. Structure Condition The bypass system is most effective and safe when it is adequately maintained as designed. 7

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18 2.0 Instrumentation, Measurement, and Methods Determination of the parameters noted in Table 1 and Table 2 requires the physical measurement of water surface elevations, water depths, other physical attributes such as lengths, widths, and depths of walls or screens, and the measurement of water velocities. 2.1 Water Surface Elevations Water surface elevations at high flows were measured indirectly through the physical measurement of freeboard to a known or common datum, such as a horizontal surface near the water surface. Fish ladder pool elevations were measured at all fifteen pools to determine pool jump heights. Photo 4 shows the technique used for the measurements. While using this technique, care was taken to measure the freeboard away from the presence of localized water boils and near a relatively calm water surface. Measurements of this type are expected to be accurate to within ± 1/8-inch. Jump heights at low flow were measured with a staff gage on the downstream wall of each pool immediately adjacent to the weir notch, with the bottom of the staff at the lower pool surface elevation. Photo 4 Measurement of Freeboard During the High Flow Evaluation Reporting of water surface elevations with respect to the mean sea level was made possible through the water surface elevation measurements conducted using ultrasonic water level gauges. The Project incorporates six of these gauges into the Programmable Logic Control (PLC), otherwise known as the PI System. Photo 5 shows the PLC display at the peak of flow on 11

19 January 18 th, Measurements of this type are expected to be accurate to within ± 1/8-inch (approximately 0.01 feet). Photo 5 PLC Display at Peak Flow During the High Flow Evaluation 2.2 Water Depths Water depths were measured in all fish ladder pools during high flows using a telescoping survey rod, as shown in Photo 6. During high flows, this technique was used to measure both the flow depth over the fish ladder weirs and the depth in all four corners and center of each fish ladder pool. Measurements of this type are expected to be accurate to within ± 0.1 feet (approximately 1-1/4 inch). The level of accuracy was deemed acceptable based on the general level of turbulence present during the high flow evaluation. During low flows a Hondex PS-7 portable depth sounder was used to measure the pool depths to an accuracy of ± one percent. 12

20 Bypass return flow Pool 6 Pool 5 Water depth over weir 5 Pool Physical Attributes Photo 6 Measuring Water Depth Over Weir 5 The geometry of each pool was measured using a standard tape measure for later use in calculations of pool volume and, subsequently, energy dissipation. A tape measure was also used for determination of the fish bypass exit conditions. The following list of measurements were collected for each fish ladder pool: upstream pool width; downstream pool width; right hand pool length; left hand pool length; pool depth in each corner; center pool depth; weir depth; weir width; notch velocity; water depth over weir; wall thickness between pools; upstream freeboard; and downstream freeboard. 13

21 2.4 Jump Heights Jump heights were calculated as the distance between water heights upstream and downstream of the weirs. 2.5 Velocities Velocities were measured in front of the fish screens, at the entrance to the fish return bypass, and in the ladder over weir notches. Velocities were also calculated by dividing flow rates by flow areas. PacifiCorp will be implementing a replacement fish screen baffling system to improve the velocity distribution in front of the screens. Following implementation of the baffling system, the velocity measurements will be repeated for both low and high flow conditions using Alden s techniques described in the following sections Weir Notch Velocities Fish ladder weir notch velocities were only measured during the high flow evaluation. In variance of the Acoustic Doppler Velocimeter (ADV) prescribed by the approved Study Plan methodology for hydraulic parameters (Study Plan 7.1.2), a propeller-type velocity meter manufactured by Global Water was inserted along the center of flow at the mid-depth location at each weir to record velocities. The Global Water probe is better suited to collect weir notch velocities due to a calibrated depth gauge being integrated into the meter, which facilitated placement of the probe. The instrument reported an average velocity over a 60-second sampling duration. This technique, being applied at Weir 7 is shown in Photo 7. Weir notch velocities for the low flow evaluation were determined by calculating the average velocity over each weir using Equation 1. This technique was also used as a check on the velocities measured using the Global Water Probe during the high flow evaluation. V wwww = Q BB (Equation 1) Where: V weir =Velocity (ft/s) Q = Flow (cfs) B = Width of the weir (ft) H = Head on the weir (ft) Weir notch velocities recorded with the Global Water probe were accurate to within ± 0.1 ft/s, however placement at the mid-depth location was difficult and may have contributed to larger recorded errors, on the order of ± 0.5 ft/s. 14

22 Photo 7 Weir Notch Velocity Measurement Over Weir Submerged Orifice Velocities The upstream fish ladder exit is a submerged rectangular opening (2.5 ft. x 1.3 ft) oriented near the bottom of the river. The average exit velocity was calculated by dividing the flow through the exit (the same flow as that passing over Weirs 7 through 15 the upper section) by the open orifice area. For practical considerations, it was assumed that there was negligible blockage of the orifice by debris Fish Return Bypass Entrance Velocity Bypass entrance velocities were recorded with the Global Water probe and are assumed to be accurate to within ± 0.5 ft/s, based on probe placement. The velocity was recorded in the bypass channel at the terminus of the fish screen. Due to practical limitations for probe deployment, repeat measurements were collected within the flow area at the entrance, and engineering judgment was utilized to select the measured velocity representative of the average for the flow. The selected location of the measurement was along the centerline of the channel near middepth. 15

23 2.5.4 Fish Screen Velocities Fish screen approach (V a ) and sweeping (V s ) velocity components were measured using acoustic-doppler velocimeters (ADVs). PacifiCorp used a Sontek FlowTracker (Photo 8) and Alden used a Nortek Vectrino (Photo 9) during the low and high flow evaluations, respectively. Both evaluations recorded velocities at 28 positions, as previously illustrated in Figure 3 and Figure 4. Differences in measurement location and distance from the screen were a result of differing deployment techniques. PacifiCorp utilized a vertical rod deployment stanchion, holding the side-looking ADV pointed vertically away from the screen. The deployment rod allowed a near perpendicular placement with respect to the screen face. and placed the measurement volume approximately 5-inches from the screen face. The rod was hand-held from an inflatable boat, which was rigged to a center guide wire (Photo 10). Alden deployed a down-looking ADV from a stanchion constructed of steel plate and open rectangular tube, such that flow disturbances were minimized. The stanchion had a pivot point located 6-inches from the base which included a foot-pad to rest on the screen face and locate the ADV such that the Z-axis was pointed perpendicular to the screen and the measurement volume was located 1-inch from the floor and approximately 2-inches upstream of the stanchion. The stanchion was hand-braced against a temporary scaffold placed over the channel. In addition to the 28 screen velocities recorded, Alden also measured velocities at 20 equally spaced locations on a grid along a transect approximately 2-feet upstream of the screen to calculate the flow entering the screened portion of the canal. The ADV measures three components of velocity on a Cartesian coordinate system. Both deployments utilized instrument hardware to orient the Z-axis of the probe with the vector normal to the screen face, thus recording the approach velocity directly. The sweeping velocity was determined as the resultant of the remaining two components. Data recorded for each velocity component were time-based averages over durations sufficient to reach a stabilized average measurement (typically 1-2 minute durations). 16

24 Photo 8 Sontek FlowTracker ADV (Side Looking Probe) Photo 9 Nortek Vectrino Cabled Lab Probe ADV (Down Looking Probe) 17

25 Photo 10 ADV Deployment During the Low Flow Evaluation 2.6 Flows The flows in the fish ladder were divided into two sections an upper and lower. In the upper section, consisting of Pools 15 through 7, flow enters via the submerged exit orifices 2. The flow in the upper section is combined with the flow from the fish return bypass in Pool 6; resulting in the flow through the lower section, Pool 6 through Fish Ladder Weir Flows The weirs passing flow through most pools are aligned on the same axis and most operate in a submerged condition during high flow, as shown Photo 11. An exception is Pool 6 and 7, which are turning pools, re-directing the flow direction 90 degrees each. Pool 6 also contains the inflow from the fish screen bypass (Photo 12). Flow passing over Weir 7 (combining with the bypass flow) was not submerged, so Equation 2 (the standard weir equation) provides an estimate of the flow passing over the weir. 2 Typically only one orifice is open at a time. 18

26 Photo 11 Example of Direct Flow Path Between Weirs Photo 12 Flow Over Weir 7 During the High Flow Evaluation 19

27 Where: Q = Flow (cfs) C d = discharge coefficient (3.2 used) B = Width of the weir (ft) H = Head on the weir (ft) Fish Return Bypass Flow Q = C d BH 1.5 (Equation 2) During the low flow evaluation (a period of no dam spill), the flow in the fish (screen) return bypass pipe was determined by calculating the difference between flow recorded at the U.S. Geological Survey gaging station 0.25 miles downstream from the dam (USGS Gage ) and the calculated flow over Weir 7. During the high flow evaluation, the bypass flow was calculated from velocities and flow depths measured both at the entrance and the exit of the bypass pipe. These measured flows were compared to the design curve for the bypass, based on a discharge coefficient of 3.09, as determined from design data provided by MWH in their 1997 memo to PacifiCorp (MWH, 1997). 2.7 Energy Dissipation The energy dissipation factor (EDF) is a measure of turbulence associated with energy dissipation in each pool. The EDF in each pool was calculated using Equation 3. To meet the requirements provided in OAR , EDF must be less than or equal to 4 pound force per square foot second. EEE = www V (Equation 3) Where ; V = is the water volume in cubic feet w = is 62.4, the unit weight of water, in pounds per cubic foot Q = is the fish ladder flow in cubic feet per second H = is the energy head of pool-to-pool flow in feet 20

28 3.0 Test Conditions 3.1 Targeted Test Conditions Tests were targeted for periods when the total river flows approximated the 5th and 95th percentile exceedance flows, 444 cfs and 60 cfs respectively. The total river flows are determined by adding the flow in the diversion canal to the flow measured downstream of the Project at the U.S. Geological Survey gaging station 0.25 miles downstream from the dam (USGS Gage ). These flows represent two different operating regimes for the diversion and fish passage facilities. For the low flow regime the total river flow would enter the diversion, with no flow passing over the project spillway. The diversion canal flow control gates, one upstream and a second downstream of the fish screen, would be manipulated to maintain a minimum of 10 cfs flow in the fish ladder at and below Pool 6 (or the full project inflow if less than 10 cfs). The remaining flow would be passed down the diversion canal downstream from the fish screens up to the maximum water right of 150 cfs. For the high flow regime, flow in excess of the 150 cfs water right and the minimum 10 cfs in the fish ladder at and below Pool 6, would be passed over the spillway, with minor increases in the fish ladder and screen bypass pipe flows as dictated by the project impoundment water surface elevation and the ladder and bypass operational requirements to deliver safe fish passage conditions. 3.2 Low Flow Evaluation Conditions The hydraulic analysis of the fish passage facilities under low flow conditions at the Project were measured by PacifiCorp. The targeted 95 th -percentile exceedance flow conditions were 10 cfs exiting the ladder and 50 cfs in the canal. PacifiCorp measured the jump heights in the fish ladder on June 1, 2014 and the remaining hydraulic parameters on July 2, The hydraulic conditions on these two days were very similar and represent no spill conditions. The total Project flow on July 2, 2014 was 104 cfs, with 14 cfs exiting the ladder and entering the South Fork, while this is greater than the 95 th -percentile exceedance flow, the conditions in the fish ladder are expected to be sufficiently similar to the targeted flow condition. The flow at the fish ladder exit was calculated by PacifiCorp to be 2.0 cfs, resulting in 12 cfs in the bypass. The Dam and Spillway are visible in Photo 13, and the resulting downstream river conditions are presented in Photo 14, where the only downstream flow is from the fish ladder. 21

29 Photo 13 No Spill During the Low Flow Evaluation Photo 14 River Conditions During the Low Flow Evaluation (Looking Downstream) 22

30 The hydraulic conditions in the fish screen were measured on August 20, The diversion canal flow was 51 cfs and the downstream South Fork River flow exiting the ladder was 16 cfs. 3.3 High Flow Evaluation Conditions The Study Plan indicates that high flow assessments would occur in May or June when snowmelt runoff contributes to relatively high flows. The FERC study plan determination was received on May 27, 2014, and after that time, flows were already significantly lower than the 5% exceedance flow. Therefore, PacifiCorp sought to target high flow events between January and March 2015 to provide study results and reporting in the first study season (May 2014 to May 2015) as required by the Study Plan. High flow events on the South Fork of the Rogue River tend to be very flashy, with rapidly changing flows and short peak durations which made it very difficult to predict a period when the rivers flow would match the 5% exceedance condition of 444 cfs. A good correlation exists between the timing of the peak flows in the South Fork (USGS Gage ) and Big Butte Creek near McLeod, OR (USGS gage ), as is illustrated in Figure 5. These two gages are located approximately 15 miles apart. NOAA s Northwest River Forecast Center predicts future flows in Big Butte Creek which allowed Alden to use these predictions as a surrogate for the river flows at the Project. 23

31 South Fork (USGS ) Big Butte (USGS ) RIver Flow (cfs) Date Figure 5 Flow Correlation Between Big Butte Creek and South Fork Rogue Based on a predicted high flow event for Big Butte, Alden measured the fish screen hydraulics on January 17 th and the fish ladder hydraulics on January 18 th, The correlation between rivers during the evaluation period is provided in Figure 6. The flows in the South Fork and the diversion canal during the measurement period are shown in Figure 7. During this period the diversion canal flow was held relatively constant at 150 cfs downstream of the fish screens, the maximum permitted diversion. This was the expected diversion canal flow during 5% exceedance flow conditions. A South Fork river flow of 294 cfs as measured at USGS gage was needed to reach the 5% exceedance conditions. As can be seen in Figure 7, the flow in the South Fork peaked at over 530 cfs at 2 PM on 01/18/2015. Photo 15 and Photo 16 show the dam, spillway condition, and respective downstream river hydraulics present during the high flow evaluation. White-water was present extending from the base of the spillway beyond view from the Project. 24

32 South Fork ( USGS ) Big Butte ( USGS ) Flow (cfs) Date_Time Figure 6 Flow Correlation Between Rivers During the High Flow Evaluation 25

33 South Fork ( USGS ) Diversion Canal Flow (cfs) Date_Time Figure 7 South Fork and Bypass Flows During the High Water Measurements 26

34 Photo 15 Dam Spill and Canal Flow During High Flow Conditions Photo 16 River Conditions During High Flow Evaluation (Looking Downstream) 27

35 The flow in the upper section of the fish ladder was calculated to be 8.0 cfs. The flow in the fish bypass was determined using measurements at the end of the fish screen to be 13.7 cfs. The bypass flow determined from the design curve correlation was 13.3 cfs. Figure 8 illustrates that the design curve is a good estimator of the actual flow in the bypass pipe. The total flow leaving the ladder and entering the South Fork was the sum of the upper section and the bypass flows (21.3 cfs) Design Flow Measured Flow Canal Water Surface Elevation (ft) Bypass Flow (cfs) Figure 8 Bypass Design Flow Curve Compared to Measurement 28

36 4.0 Structure Performance The following sections compare the measured performance with the OAR requirements. 4.1 Jump Heights Jump heights were calculated by measuring the distance between the water heights upstream and downstream of the weirs. These jump heights are compared to the OAR requirement in Table 3. None of the jumps, with the exception of the jump at Weir 2, meet OAR requirement for low flow. However at high flow, the OAR requirement is not always applicable. Under high flow conditions, all of the weirs except 7, 10, 12, and 13 are submerged allowing fish to swim over them without jumping. Comparing the velocity generated by the hydraulic drop through the weir notch and the flow depths available for swimming to the OAR requirements is applicable instead when the weir is submerged. Table 3 Fish Ladder Jump Heights Weir Number Jump Height (inches) Low Flow Meets OAR Requirement ( 6 inches) Jump Height (inches) High Flow Meets OAR Requirement ( 6 inches) NO 4.5 YES YES 1.5 YES NO 3.5 YES NO SUBMERGED NA NO SUBMERGED NA NO SUBMERGED NA NO 19.5 NO NO SUBMERGED NA NO SUBMERGED NA NO SUBMERGED NA NO SUBMERGED NA NO 17.0 NO NO 18.0 NO NO SUBMERGED NA NO SUBMERGED NA 6 3 Weir submerged; notch velocity and flow depth apply for swimming passage. 29

37 4.2 Entrance, Exit, and Weir Notch Velocities Velocities within the fish ladder were calculated for the low and high flow evaluations. In addition a direct measurement of a mid-depth velocity was made over the weir during the high flow evaluation. Velocities at the fish exit were similarly calculated by dividing the estimated flow by the submerged area of the orifice 4. Water depths measured at the weir crests vary within the upper and lower fish ladder sections due to dissimilar approach hydraulics. As a result of these variations reported weir notch velocities vary among weirs with identical flows. All velocities reported in Table 4 are within the OAR maximum velocity of 8 ft/s. So, through a combination of submergence to allow swimming passage and velocities less than 8 ft/s, all of the weirs except 7, 10, 12, and 13 are passable at high flow either by jumping or swimming by OAR requirements, assuming the flow depths over the submerged weirs are enough to allow swimming. Table 4 Weir Notch Velocities Low Flow High Flow Weir Number Estimated Meets OAR Measured Estimated Meets OAR Velocity Requirement Notch velocity Velocity Requirement (ft/s) ( 8 ft/s) (ft/s) (ft/s) ( 8 ft/s) YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES The fish ladder exit is composed of two submerged adjustable height orifices. Standard operating procedure for the fish ladder exit is for one of the two exit orifices to be completely open and the other closed. Exit velocities were estimated using the flow in the upper fish ladder and the assumed open area of the orifice(s). 4 It was not possible to measure the width or depth of the submerged orifice. Area was determined through available design drawings. 30

38 One orifice was fully open and the other closed during the low flow measurements. Under this condition the velocity in the fish ladder exit was estimated to be 0.7 ft/s. During the high flow measurements one orifice was fully open and the second gate was opened approximately 7.5 inches 5. The gate positions were estimated by measuring the stem heights shown in Photo 17. In the positions shown, the increase in open area was estimated to increase from 3.2 sq. ft. to 4.03 sq. ft., with a resulting exit velocity of 2.0 ft/s. Photo 17 Stem Positions During High Flow Measurements 4.3 Fish Return Bypass Entrance Velocity The velocity at the entrance to the fish return bypass was measured using the Global Water probe. A time-averaged velocity of 5.4 ft/s was recorded. This velocity is lower than the OAR requirement of less than or equal to 8 ft/s for fish ladder flows. 4.4 Weir Notch Depth The water depths at the weir notches were directly measured under both the low and high flow conditions. The results of these measurements as compared to OAR requirements are shown in Table 5. Compliance with OAR requirements is based on a minimum water depth of 12 inches. This water depth is required at fishway locations where adult fish require passage. The OAR requirement is statewide and designed to cover fishways where adult salmon are present. The 5 Operators had opened the second orifice to compensate for stick debris partially blocking the first orifice. 31

39 South Fork Rogue River supports a coldwater fishery of predominantly rainbow trout (Oncorhynchus mykiss) and brook trout (Salvelinus fontinalis). Neither juvenile or adult salmon are present at the Project, therefore the OAR water depth requirement for fishways designed for juvenile fish passage may be a more appropriate standard. Where only juvenile fish are present the minimum water depth shall be 6 inches. The minimum water depth over all the fish ladder weirs was greater than 6 inches during both the low and high flow conditions. Table 5 Measured Weir Notch Depths Low Flow High Flow Weir Number Meets OAR Meets OAR Measured Depth Requirement Measured Depth Requirement (inches) ( 12 inches) (inches) ( 12 inches) YES 39.6 YES NO 27.6 YES NO 16.8 YES NO 13.2 YES NO 13.2 YES NO 14.4 YES NO 9.6 NO NO 13.2 YES NO 13.2 YES NO 14.4 YES NO 13.2 YES NO 13.5 YES NO 13.2 YES NO 13.2 YES NO 13.2 YES 4.5 Entrance Pool and Jump Pool Depths The water depth at the fish ladder entrance and in the pools was estimated using the average water depth measured during both low and high flow conditions. The average water depth was used because the bottom of the fish ladder pools is not flat. Depending on the pool the bottom was composed of a mix of sand and gravel. The average water depth in each pool is compared to the OAR requirements in Table 6. 32

40 Table 6 Average Pool Depths Weir Number Measured Depth (ft) Low Flow Meets OAR Requirement ( 2 ft) Measured Depth (ft) High Flow Meets OAR Requirement ( 2 ft) Riverine Pool 3.6 NA 5.5 NA YES 3.8 YES YES 4.8 YES YES 5.7 YES YES 5.6 YES YES 5.2 YES YES 6.3 YES YES 3.7 YES YES 4.3 YES YES 4.8 YES YES 3.5 YES YES 4.2 YES YES 5.1 YES YES 5.5 YES YES 5.9 YES YES 5.5 YES 4.6 Energy Dissipation The Energy Dissipation Factor (EDF) is a measure of turbulence associated with energy dissipation in each pool. Equation 3 was used to determine if the EDF meets OAR requirement of an EDF less than or equal to 4 pounds of force per square foot-second. The energy head used to calculate the EDF was assumed to equal the jump height as defined in the OAR for the weir upstream of the pool. For Pool 15 the energy head was assumed to be the difference between the water level in the reservoir and Pool 15. The estimated pool volumes and results of the EDF calculations are shown in Table 7. 33

41 Table 7 Energy Dissipation Factor Low Flow High Flow Estimated Pool Volume (ft 3) Energy Dissipation Factor (EDF) (lb F / ft 2 -s) Meets OAR Requirement (EDF<=4) Estimated Pool Volume (ft 3) Energy Dissipation Factor (EDF) (lb F / ft 2 -s) YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES Pool Number Meets OAR Requirement (EDF<=4) 4.7 Fish Ladder Exit Flow Rating Curve The flow in the upper fish ladder is a function of the difference between the reservoir elevation and the elevation of Pool 15. During the high flow evaluation, Alden measured the water level in the reservoir and Pool 15 of the fish ladder to determine the total head loss across the fish ladder exit. Using this head loss (0.9 ft) and the flow from the Weir 15 rating curve, a rating curve for the fish ladder exit was developed (Figure 9). This rating curve is based on only a single data point and assumes that only one exit orifice is open and there is no blockage of the orifice. The accuracy of the rating curve can be improved with further data. PacifiCorp should consider regularly inspecting the orifices, removal of sediment and debris within the fish ladder exit and monitoring the water level in Pool 15. With the exit maintained in a clean condition and additional water level data from the reservoir and Pool 15, a more accurate rating curve can be derived for predicting flow through the upper fish ladder. 34

42 Reservoir Elevation (ft) Fishway Exit Flow (cfs) Figure 9 Fish Ladder Exit Rating Curve 4.8 Physical Inspection As part of the high flow evaluation Alden also conducted a physical inspection of the fish ladder and fish screen. Overall the fish ladder was in good condition. There were however several issues with Weirs 14 and 15. Weir 14 was tilted slightly downstream, indicating that the weir or the fish ladder has shifted. The concrete also showed signs of deterioration. Weir 15 has a small section of concrete missing. Weir 14 and 15 are show in Photo

43 Weir 15 missing concrete at edge Weir 14 tilted and eroding concrete 4.9 Fish Screen Flows Photo 18 Physical Inspection: Weirs 14 and 15 The flow in the diversion canal both upstream and downstream of the fish screen must be known to characterize flow conditions at the fish screen. During the low flow evaluation of the fish screen, PacifiCorp s downstream gage recorded a canal flow of 51 cfs. During the high flow evaluation, the downstream gage measured flow ranging from 146 cfs to 148 cfs and was generally steady. The flow estimated through the screens by integrating the recorded average approach velocities was cfs, or within about 2 percent. Alden also measured velocities on a 20 point grid upstream of the screens in an attempt to determine the total screened flow plus fish return bypass pipe flow. The flow measured using this technique was cfs, which is less than the combination of the screened flow of cfs and the estimated 13.3 cfs bypass pipe flow by about 5 percent. It is assumed that the measurement uncertainty in the water surface elevation combined with the effect of eddies near the sides of the concrete channel on the velocity measurements affected the accuracy of the flow measured at the 20-point velocity grid. 36

44 4.10 Fish Screen Sweeping Velocity The sweeping velocity (V s ), is the component of the velocity vector parallel to the screen surface and should be greater than the approach velocity (NMFS, 1995 & NMFS, 2011). The sweeping velocity measured at each station during the low and high flow conditions are shown in Table 8 and Table 9, respectively. During the low flow conditions, the average sweeping velocity was 1.06 ft/s. Under the high flow conditions, the average sweeping velocity was 3.16 ft/s approximately three times higher than during the low flow conditions. The increase in sweeping velocities is proportional to the increase in screened flow between the two conditions. Sweeping flows along the left-hand-side of the screen are greater than on the right side as a result of the influence of the upstream bend in the canal. In addition, eddies are created by the transition from the trapezoidal to rectangular canal cross-section which contribute to the nonuniformity in flow. Table 8 Sweeping Velocity Measurements (ft/s) - Low Flow Conditions Transect Location on Transect No. Left Mid-Left Mid-Channel Mid-Right Right Table 9 Sweeping Velocity Measurements (ft/s) - High Flow Conditions Transect Location on Transect No. Left Mid-Left Mid-Channel Mid-Right Right Fish Screen Approach Velocity Approach velocity, V a, is the component of the velocity vector normal to the screen face. It is customary, and required by the National Marine Fisheries Service (NMFS), to measure the 37

45 approach velocity as close to the screen as instrumentation constraints will allow (NMFS, 2011). The approach velocity criterion was set for the design as 0.80 ft/s (ODFW, 1994; Taylor, S., 1995; &PacifiCorp, 1999), based on passing only salmonid fingerlings, and should not vary more than ± 10% across the screen face (NMFS, 1995 & NMFS, 2011).During the two evaluations, the distance of the measurement volume from the screen face varied. The low flow evaluation measurements were recorded approximately 5-inches from the screen face. The high flow evaluation measurements were recorded 1-inch from the screen face. The approach velocities are presented in Table 10 and Table 11. The average measured low flow approach velocity was 0.05 ft/s. This velocity is lower than expected due to the distance measurements were collected from the screen face. Based on the bypass canal flow of 51 cfs and the screen area of sq. ft., the average approach velocity component is estimated to have been approximately 0.26 ft/s, which is lower than the criterion. The average measured high flow approach velocity component was 0.71 ft/s. Based on an average downstream canal flow of 147 cfs, the estimated average approach velocity component was 0.76 ft/s. The measured value was within 7 percent of the expected value. Individually, the measured approach velocities vary widely from their average, with all of the bold font values in Table 11 being more than 10 percent above the average. Table 10 Approach Velocity Measurements (ft/s) - Low Flow Conditions Transect Location on Transect No. Left Mid-Left Mid-Channel Mid-Right Right Table 11 Approach Velocity Measurements (ft/s) - High Flow Conditions Transect Location on Transect No. Left Mid-Left Mid-Channel Mid-Right Right

46 4.12 Ratio of Sweeping to Approach Velocity The ratio of sweeping velocity to approach velocity is important in evaluating the effectiveness of the fish screen. The higher the ratio, the more likely fish are to swim to the bypass entrance. The requirement for this ratio is that the sweeping velocity is greater than the approach velocity (the ratio must be 1.0 or higher per the NMFS criterion). During the low flow conditions, the average sweeping velocity (1.06 ft/s) and the calculated average approach velocity (0.27 ft/s) results in a ratio of Table 12 presents this ratio for the measured high flow conditions. The ratio varied widely with one location that shows an approach velocity higher than the sweeping. Upon completion of the installation of the replacement screen baffling, these ratios are expected to vary less than 10% from the average across the screen. Table 12 Ratio of Sweeping to Approach Velocity - High Flow Conditions Transect Location on Transect No. Left Mid-Left Mid-Channel Mid-Right Right Physical Conditions of the Fish Screen Structurally the fish screen appears to be in good condition. The concrete is not deteriorated. The rubber side and bottom seals we inspected during a cleaning cycle and they showed no signs or tearing or cracking. A close up view showing the condition of the bottom seal is provided in Photo 19. Debris loading on the screen was heaviest toward the downstream end of the screen where the approach velocities are highest. Debris remained fixed during one observed cleaning cycle and needed to be removed manually with a scraper. Creating a more uniform flow through the screen may reduce debris impingement and improve the efficacy of the screen cleaning system. 39

47 Photo 19 Bottom Seal Along Fish Screen 40

48 5.0 Summary, Conclusions, and Recommendations 5.1 Summary and Conclusions The objectives identified in Study Plan Section 2.0 and Section 1.3 of this Initial Study Report were achieved according to plan. The physical and hydraulic parameters identified in the Study Plan were measured according to the Plan, with the exception of the timing of high flow measurements. High flow measurements were completed in January 2015 instead of May or June 2014 as stated in the Study Plan. Target exceedance flows were present at the time of the measurements, and therefore, the impact of the variance in schedule was negligible to the methods and results. Biological testing of upstream and downstream passage facilities will proceed in the second study season according to the requirements of the Study Plan. No modifications to the approved Study Plan are proposed at this time Fish Ladder The flow in the upper fish ladder was estimated using the weir rating curves. During low flows the flow in the upper fish ladder was estimated to be 2.2 cfs. At high flows the upper fish ladder flow increased to 8.0 cfs. The bypass flow from the fish screen enters the fish ladder in Pool 6 increasing the flow in the lower fish ladder. During low flow, non-spill conditions, all of the flow in the South Fork bypassed reach below the dam passes through the fish ladder. Based on the flows in the South Fork bypassed reach, the flow in the lower fish way during low flow conditions is 14 cfs. There is flow over the dam during high flow conditions; therefore a flow of 21.3 cfs flow was estimated for the lower fish ladder based on a combination of flow from the upper fish ladder and the fish bypass. The fish ladder did not meet the OAR requirements for jump height and weir notch depth. The tables below summarize the findings of the fish ladder hydraulic studies, Table 13 for low flow and Table 14 for high flow. Red text is used to highlight where the criteria were exceeded. The jump heights in Table 13 and Table 14 represent the difference between the water levels upstream and downstream of each weir compared with OAR requirements. At low flow conditions, only Weir 2 meets the jump height requirement. In the Project s fish ladder, the velocity at the weir crests meets the OAR velocity requirements for all the weirs at both low and high flow conditions. Under high flow conditions all of the weirs except 7, 10, 12, and 13 were submerged and fish could pass them by swimming, not jumping, as the flow depths and velocities available for swimming through the weir notches meet the OAR requirements. In summary, only Weir 2 met all of the OAR passage requirements at low flow, while all weirs but 7, 10, 12, and 13 met the requirements at high flow. Fish ladder exit velocities were calculated using the flow in the upper fish ladder and the open area of the exit orifice(s). During low flow the calculated exit velocity was 0.7 ft/s. At high flow the velocity increased to 2.0 ft/s. These velocities assume that the fish ladder exit(s) are clean 41