Open Science and Changing Scholarly Communication

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1 Global Science Forum (GSF) NESTI Workshop, April 9, 2018 Open Science and Changing Scholarly Communication Kim Holmberg Senior researcher, PhD RUSE - Research Unit for the Sociology of Education University of Turku, Finland (e) kim.j.holmberg@utu.fi (w3)

2 Peer review Funding

3 Sociology of Science Instrumentally, it [the reference] tells us of work we may not have known before, some of which may hold further interest for us; symbolically, it registers in the enduring archives the intellectual property of the acknowledged source by providing a pellet of peer recognition of the knowledge claim, accepted or expressly rejected, that was made in that source. Merton, R. K. (1988). The Matthew effect in science, II: Cumulative advantage and the symbolism of intellectual property. Isis, 79,

4 Journal Impact Factor is the yearly average number of citations to recent articles published in that journal. It is used as a proxy for the relative importance of a journal within its field. The h index is an author-level metric that attempts to measure both the productivity and citation impact of the publications of a scientist. Garfield E (1955). Citation indexes for science: A new dimension in documentation through association of ideas. Science. 122(3159): doi: /science Hirsch, J.E. (2005). An index to quantify an individual s scientific research output. Proceedings of the National Academy of Sciences of the United States of America, 102(46),

5 publish or perish

6 Complexity of scientific activities

7 Open Science Career Assessment Matrix (OS-CAM) RESEARCH OUTPUT Research activity, Publications, Datasets and research results, Open source, Funding RESEARCH PROCESS Stakeholder engagement / citizen science, Collaboration and Interdisciplinarity, Research integrity, Risk management SERVICE AND LEADERSHIP Leadership, Academic standing, Peer review, Networking RESEARCH IMPACT Communication and Dissemination, IP (patents, licenses), Societal impact, Knowledge exchange TEACHING AND SUPERVISION Teaching, Mentoring, Supervision PROFESSIONAL EXPERIENCE Continuing professional development, Project management, Personal qualities

8 Open science is the idea that scientific knowledge of all kinds should be openly shared as early as is practical in the discovery process. Nielsen, M. (2011). Definitions of Open Science? Okfn mailing list. Retrieved on May 23, 2017, from July/ html.

9 OPEN; meaning broader understanding of impact, reflecting the need to update standards in order to better incentivize researchers to produce quality work instead of quantity of research papers. Friesike, S. & Schildhauer, T. (2015). Open science: many good resolutions, very few incentives, yet. In: Welpe, I.M., Wollersheim, J., Ringelhan, S. & Osterloh, M. (Eds.). Incentives and Performance. Governance of Research Organizations. Springer.

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11 Altmetrics the study and use of scholarly impact measures based on activity in online tools and environments Priem, J. (2014). Altmetrics. In Cronin, B. & Sugimoto, C.R. (Eds.). Beyond Bibliometrics: Harnessing Multidimensional Indicators of Scholarly Impact. MIT Press, 2014.

12 Altmetrics expand our view of what impact looks like, but also of what s making the impact. Altmetrics: a manifesto -

13 Jan 2017 Jan 2018, 13 countries Three topics: Frank Miedema Chair Katja Mayer Rapporteur and expert Sabina Leonelli Expert 1. The potential of altmetrics alternative (i.e. nontraditional) metrics that go beyond citations of articles to foster Open Science Kim Holmberg Expert 2. Incentives and rewards for researchers to engage in Open Science activities 3. Guidelines for developing and implementing national policies for Open Science

14 MLE on Open Science: 4 Thematic reports Different types of Altmetrics (Kim Holmberg) Overview of different types of altmetrics currently used or investigated in research assessment, and their benefits and challenges. Review of the situation in the participating countries. Conclusions: Altmetrics are not yet being used for research evaluation purposes. Altmetrics hold a lot of promise, but it is too early to use them for research evaluation and decision making. More research is needed. Altmetrics and Rewards (Kim Holmberg) Altmetrics could promote Open Science by broadening our understanding of impact contribute to the academic reward system promote wider adoption of Open Science (Open Access Altmetrics Advantage) Issues are: Not enough evidence Limitations of (proprietary) data sources Methods are not yet open Incentives and Rewards to engage in Open Science Activities (Sabina Leonelli) This report provides systematic overview of the advantages and challenges of supporting OS activities incentives and rewards that most effectively encourage the adoption and implementation of OS policies. a summary of the main advantages and disadvantages of each type of incentive The report suggests that incentives and rewards should be applied to three groups of key stakeholders: (1) researchers; (2) researchperforming institutions and funding bodies; and (3) national governments. Implementing Open Science: Strategies, Experiences and Models (Sabina Leonelli) This report proposes a National Roadmap for the Implementation of Open Science outlines key priorities and principles underpinning the implementation of Open Science at the national level reviews existing experiences in developing and supporting OS activities and related policies summarises the strategies, lessons learnt and models proposed to date.

15 Altmetrics can be used to map how researchers are engaging with the public (and other researchers) and offer insights into new forms of scholarly communication. Holmberg, K., Bowman, T.D., Haustein, S., & Peters, I. (2014). Astrophysicists Conversational Connections on Twitter. PLoS ONE, vol. 9, no. 8: e DOI: /journal.pone Robinson-Garcia, van Leeuwen, & Ràfols (2017). Using altmetrics for contextualised mapping of societal impact: from hits to networks. SSRN. Available at:

16 Altmetrics could reflect different types and levels of impact and it can broaden our understanding of the impact research has made on society. Holmberg, K. (2015). Altmetrics for Information Professionals Past, Present and Future. Chandos Publishing.

17 The meaning and applicability of altmetrics generated on different platforms is still unclear. More research is needed!

18 MLE findings: OPEN SCIENCE incentives and rewards Career & Research Evaluation OS Training & Education Resources Citation, Authorship & Publication system Long-Term Sustainability OS Role Models RRI & Public Engagement Transparency & Accountability International Coordination & Science Diplomacy Fairer assessment of research efforts (that take the complexity of scientific activities into account) Better training and support for research dissemination and data curation Shifts in publishing and citation cultures, and recognition (and rewarding) of other activities, such as peer review Reliable Open Science infrastructures, that guarantee long term support and sustainability Visible recognition of Open Science activities Promotion of responsible research and innovation and improved public engagement (citizen science) Transparency of research assessments, through for instance Open Peer Review. Enhanced international and diplomatic relations

19 MLE findings: OPEN SCIENCE incentives and rewards Shifts in Career & Research Evaluation OS Training & Education Resources Citation, Authorship & Publication system Long-Term Sustainability OS Role Models RRI & Public Engagement Transparency & Accountability International Coordination & Science Diplomacy Required conditions Pros Overhaul of evaluation procedures at research institutions & funders Most important set of incentives and rewards for researchers Resources and personnel to provide training locally and nationally Enables researchers to practice Open Science effectively; produces innovative (education) tools Overhaul of evaluation procedures and traditional publishing formats Recognition of currently invisible efforts to support Open Science Complex coordination among stakeholders and long-term commitment to infrastructures Crucial incentive for researchers; ensures the long-term fruitfulness of current investments Establishment of criteria for successful open science within each field; buy-in from learned societies and science academies Exemplifying advantages of Open Science, and ways to successfully implement it; enhance international status of research institutions. Relatively inexpensive. Rewards for social interaction and non-traditional outputs; co-design of research with relevant stakeholders Embedding of research in society, towards devising ethical and responsible solutions to global challenges. Systems for tracking, visualizing and discussing the organization, outputs and funding of research. Improved documentation and scrutiny of research processes and resources. Improved reproducibility of results and evaluation of accountabilities for given outcomes. Clear points of contact and communication channels/venues to debate Open Science implementation. Enhanced international visibility, networking and diplomatic relations across institutions and nation states. Cons Challenges Time-intensive evaluation procedures Administrative, cultural and financial Investment in training provision and related staff; needs inclusion in researchers workload Administrative, financial and cultural Requires new policies tailored to each publication venue Cultural and logistical Complex coordination among stakeholders and log-term financial support Logistical and financial Mobilize learned societies and science academies to actively promote Open Science. Logistical Risk of less investment in fundamental research. Increased accountability for all research activities (including privately funded). Cultural, administrative, logistical, financial Increased administration and more investment in data analysis and qualitative assessments. Administrative, cultural, logistical Increased national research budgets; need for coordination between science and foreign policy. Administrative, logistical, political Who implements this? Researchers and Research institutions, funding bodies, researchers, learned societies Funding bodies, libraries Research institutions, funding bodies, editors, publishers, learned societies EU, National governments, research institutions, libraries National governments, funding bodies, learned societies Funding bodies, research institutions, EU, National governments Funding bodies, research institutions, EU, National governments National governments, policy-makers, research managers

20 Roadmap for Open Science Implementation Map Plan Incentivize Promote Support Identify key stakeholders and Open Science champions Devise national strategy through consultation with stakeholders Change reward system to incentivize all aspects of Open Science Encourage critical and informed thinking Participate in international initiatives Implement Implement strategy, starting from Open Access Monitor Monitor and tackle emerging issues as they arise

21 Thank you for your attention Kim Holmberg