Home Office Staff Directory

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1 Advisor Relations Paige Kerr Vice President, Advisor Relations Maxine Allen Manager, Transitions Business Development Jamie Mackay Vice President, Business Development Commissions Evelyn Richardson Manager, Commissions Esther Hill Specialist, Commissions Ayana King Analyst, Commissions

2 Compliance Julie Sullivan Senior Vice President Chief Compliance Officer Ed Woll Vice President, Compliance Andrea Albu Manager, Surveillance Veronica Conn Manager, Compliance Pam Harps Specialist, Registration Due Diligence Jean Merriman Vice President, Due Diligence & Product Management

3 Martin Slovin Manager, Due Diligence Meredith Traudt Manager, Due Diligence Dan Peter Manager, Product Strategy Executive Office Clive Slovin President & CEO Shondra Shepherd Executive Assistant Arthur Goldsmith Senior Vice President Finance LaRee Holloway Vice President Finance & Controller Financial & Operations Principal

4 Brandon Lewis Senior Staff Accountant Veda Brown Controller Dee Williams Staff Accountant Human Resources Deb Parsons Vice President, Human Resources for SFA Partners Beverly Carter Receptionist Front Desk Coordinator Marketing Stephanie Schiele Vice President, Marketing Olivia Brayan Manager, Marketing

5 Operations Laurie Albahari Manager, Operations Stanley Lauture Operations Specialist Donna Parks Operations Specialist Xanthe Robinson Operations Specialist Betsy White- Turner Operations Specialist Supervision Alex Sywak Vice President, Chief Supervisory Officer Moiz Husain Senior Manager, Supervision

6 Keya Erving Supervising Principal kerving@thesfa.net Systems & Tecnology Jay Copeland Vice President, Information System and Technology jcopeland@thesfa.net Evert Hernandez Desktop Administrator ehernandez@thesfa.net General Inboxes registrations@thesfa.net can be used to communicate about general registration questions, U4 updates, advisor address changes, additional state registration requests, new staff member paperwork, and insurance appointments. compliance@thesfa.net can be used to communicate about general compliance questions and for submitting retail communications requests. marketing@thesfa.net can be used to communicate about general marketing questions, conference inquiries, questions about communications to the Field, and submissions for Advisor News and the News Center. support@thesfa.net can be used to communicate about general technology-related questions; password resets for the SFA website, M&O, Albridge, , and Netx360; any -related questions, and Netx360 tech questions. customerservice@thesfa.net can be used to communicate about Pershing and Docupace questions, the purchasing and processing of alternative investments, trading inquiries, and general Operations requests. commissions@thesfa.net can be used to communicate about commission statement concerns and any other commission-related questions.