Asserting First Nations Rights for Economic Benefit

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1 Asserting First Nations Rights for Economic Benefit

2 Workshop Description The Assertion of First Nations Rights for Economic Benefit workshops assists communities to assess how prepared they are to assert their rights and title to maximize the economic benefits. The workshops showed where and how practical steps can be taken to improve their level of preparation.

3 Introductory Question What basic elements does a Nation need to have in place in order to begin the process of asserting Aboriginal Title for economic benefit?

4 Workshop Overview Two-day workshop that focused on the challenges and opportunities associated with economic projects proposed in Traditional Territories. Attendees were promoted to share their experiences and ideas with one another Total Number of Participants: 89 Total Nations that Participated: 47

5 Workshop Overview A self-assessment tool was used by workshop participants to evaluate their Nation s capacity in five important areas for assertion of rights: Governance and Administration Land and Marine Use Planning External Engagement (referral and consultation management) Project Negotiations Project Implementation

6 Workshop Outcome An Assertion of First Nations Rights for Economic Benefit report is currently being drafted that will allow First Nations to independently assess their community, and determine a assertion plan going forward. The report will focus on best practice Nations that have strong assertion practices and the steps they took to develop those practices.

7 Session Timing and Locations

8 Research Methodology Secondary Research Primary Research Pilot Sessions Regional Sessions Report Generation Secondary Research 226 Sources Reviewed Primary Research Interviews with First Nations individuals and communities Needs Assessment Survey

9 Interviews Interviews were conducted with representatives from the following First Nations: Ktunaxa Tk'emlups Westbank Metlakatla Tsawwassen Ehattesaht Tzeachten We Wai Kai Xatsull Yale

10 Needs Assessment Survey 200 Invitations sent out 78 Respondents

11 Affiliation of Survey Respondents 1 Iskut 32 Titqet 62 Ft St John Metis assocation 2 Moricetown 33 Stone Band 63 Doig River First Nation 3 Westbank First Nation 34 Hul'qumi'num Treaty Group/ Cowichan member 64 T'it'q'et 4 Skidegate 35 Skidegate 65 Tl'azten Nation, First Nations Summit 5 titqet 36 Iskut 66 Mount Currie 6 Cayoose Creek St'at'imc 37 Metis 67 Prince Rupert - Haida 7 Cayoose Creek 38 Pauquachin 68 Tsleil-Waututh Nation 8 Gitanmaax 39 Doig River First Nation 69 First Nations Fisheries Council of BC/Musqueam 9 AHOUSAHT - Nuu Chah Nulth 40 employed at Doig River member from saulteau 70 Provincial Aboriginal Tourism Sector Organization 10 Nisga'a Village of Laxgalts'ap (Greenville) 41 Samahquam Indian Band 71 Haida Nation 11 Doig River F.N 42 Alberta - but live and work in NEBC 72 Lax Kw'alaams First Nation 12 Squiala First Nation 43 Gitxsan Nation 13 Snuneymuxw Nation 44 Ahousaht 14 Prophet river first nation 45 Metlakatla 15 Gitsegukla 46 Seabird Island Band 16 Okanagan Nation - Upper Nicola Band 47 westbank first nation 17 Simpcw First Nation rules! 48 Saanich 18 Cowichan Tribes 49 Wetsuweten Nation 19 TL'ETINQOX-T'IN 50 Haida living in Musqueam 20 Lower Similkameen Indian Band 51?Esdilagh First Nation 21 Tk'emlups Indian Band 52 Westbank First Nation 22 Carrier Nation Burns Lake Band 53 K'ómoks First Nation 23 Penticton Indian Band 54 Heiltsuk Nation 24 Burns Lake Band 55 Ahousaht 25 Osoyoos Indian Band 56 Skidegate 26 Penticton 57 Skawahlook First Nation 27 Burns Lake Band 58 Syilx Nation/Okanagan Indian Band 28 I am Trondek Hwech'in but live and work in Coast Salish Territory 59 Mt. Currie 29 Tseshaht 60 Taku River Tlingit First Nation 30 Lower Similkameen Indian Band 61 Splatsin 31 Haida

12 Overall Findings Nations are in very different stages in the assertion process. Many First Nations recognize a need for basic assertion competencies in key areas so they may take their rightful place within the socioeconomic fabric of their territories. Competencies required appear common across Nations.

13 Overall Findings The topic is very large. Strong need to break it down into manageable pieces. A framework has been developed to achieve this. It is not the only possible framework. But we are hoping it will assist in structuring the information. The framework is based on Systems Thinking

14 WHAT WE FOUND

15 Key Survey Finding

16 What is Needed to Begin?

17 Policy / Process Development Overall

18 Consultation

19 Referrals

20 Economic Development Planning

21 Understanding Aboriginal Title Court cases and legal precedents are important. This workshop focuses more on the practical requirements.

22 Aboriginal Title Cases Calder (1973) Sparrow (1990) Delgamuukw (1997) Haida Nation vs British Columbia (2004) Taku River Tlingit vs British Columbia (2004) Ahousaht Litigation(2009)

23 Session Goal Goal To bridge the gap between theory and practice in asserting rights for economic benefit. Provide framework for asserting rights for economic benefit.

24 The Assertion Continuum 1. Prepare 2. Plan 3. Engage 4. Negotiate 5.Implement 6. Evaluate Prepare as a Nation Develop a Land Use Plan Engage external organizations Negotiate new opportunities Implement new opportunities Evaluate, learn, improve and continue Governance and administration. Land and Marine Use Planning Consultation, Referral Management and Beyond. Negotiation of IBA and other Agreements Implementation of Economic Opportunities Evaluation of the Assertion Process Establish a vision for the Nation / Organization. Establish a vision for the territory. Make external organizations follow the vision. Negotiate opportunities that follow the vision. Implement opportunities that follow the vision. Evaluate, learn, improve and continue. Council Land and Resource Dept. Referral Management Office L&R, Ec Dev. Ec Dev. Project Team

25 Organization of Assessment 1. Prepare 2. Plan 3. Engage 4. Negotiate 5.Implement 6. Evaluate Assessment organised into ten basic categories: 1. Planning 2. Organizational Structure 3. Processes 4. Policy 5. Internal Community Engagement 6. External Stakeholder Engagement 7. Engagement with Other First Nations 8. Capacity Development 9. Funding 10. Partnerships Each category assessed in terms of: 1. Structure 2. Effectiveness

26 1. Prepare 2. Plan 3. Engage 4. Negotiate 5.Implement 6. Evaluate Community Readiness Administrative and Governance Capacity MODULE 1 - PREPARE

27 Module 1 Prepare: Sample Questions Assessment Category Planning Structure Assessment Question What types of planning are important for community readiness? Many Nations have a wide range of plans and strategies. Do these documents always translate into action? How can a formal organizational structure assist in effective community administration? How could a lack of role clarity between Council and Administration create challenges? Why is it important to be well organised internally before engaging with outside interests?

28 1. Prepare 2. Plan 3. Engage 4. Negotiate 5.Implement 6. Evaluate Land and Marine Use Planning MODULE 2 - PLANNING

29 Land Use Planning

30

31 Related Terms Traditional Use and Occupancy Study (TUS) Focused on evidence of past use Can be quite site specific Subject to the small spots theory Aboriginal Interest and Use Study (AIUS) Similar to a Traditional Use Study Can address current use Conducted for a specific project Land Use Planning Use TUS and AIUS data Go beyond to prescribing future use and management

32 Steps in Land Use Planning (See Appendix B) 1. Pre-Planning Team Development Workplanning Communications Planning (internal and external) Gather existing information 2. Planning Vision, Values, Guiding Principles Technical Assessment (delineating zones) Define Designations 3. Implementation Communicate the Plan (internally and externally) Begin enforcement / engagement

33 Module 2 Plan: Sample Questions Assessment Category Planning Assessment Question Who has a Land and/or Marine Use Plan? How does your Land and Marine Use Plan support assertion of title? Funding How can you overcome funding barriers to Land and Marine Use Planning? Engagement with Other First Nations What issues can Land and Marine Use Planning raise with neighbouring First Nations? How can issues with neighbouring First Nations be overcome?

34 1. Prepare 2. Plan 3. Engage 4. Negotiate 5.Implement 6. Evaluate Managing referrals, consultation, accommodation and beyond... MODULE 3 - ENGAGE

35 What is Engagement? Engagement can include: Consultation and Accommodation Referral Management or... Proactively doing business Engagement is meant to be broader than consultation and accommodation

36 Module 3 Engage: Sample Questions Assessment Category Org Structure Policy Assessment Question What parts of your organization are involved in engaging with external interests through referrals and/or consultation? Why is it important that these parties work together? Does your Nation have a consultation policy? Is this policy available to outside organizations? Why is this policy useful? How can you share this policy with outside organizations? External Stakeholder Engagement Do you actively engage with external stakeholders such as government and industry apart from specific projects? Why can proactive engagement with stakeholders be useful?

37 1. Prepare 2. Plan 3. Engage 4. Negotiate 5.Implement 6. Evaluate Negotiating the Deal MODULE 4 - NEGOTIATE

38 Steps in a Negotiation (Explained on the following slides) 1. Analyze The Project The Wider Political and Legal Environment 2. Prepare Develop Team Structure Create a Workplan and Budget Gather Baseline Information Develop Communications Strategy Develop Negotiating Position 3. Negotiate Conduct Negotiations Develop Agreement

39 Recommended Reference IBA Community Toolkit Appendix D Mining IBA focused Broadly applicable

40 1. Analyze Learn about the proposed project Life cycle Business case Learn about the political and legal landscape Relationship with Environmental Assessment Strength of your claim in the area Politics of your own and neighbouring First Nations

41 2. Prepare Team Structure Blend of business, political and land & resource and cultural expertise. Outside technical experts can be invaluable Team Operations Approval process critical Gathering Baseline Information Understanding as much about the project and existing conditions as possible. Communications Strategy For your internal community For the outside world

42 3. Negotiate Understand the basic elements of an Agreement: Monetary compensation Non-monetary compensation Review and approvals process: When to leave the table When to accept the deal

43 Module 4 Negotiate: Sample Questions Assessment Category Org Structure Processes Assessment Question Which parts of your organization play a role in negotiations? Is there a well defined process in your organization for how the negotiating team interacts with Council, Land & Resources and Economic Development? Is there a formal process for how an offer can either be approved or rejected? How could unclear processes lead to difficulties in negotiations? Internal Community Engagement Why is it important to keep your community involved in negotiated processes? What can happen if you don t?

44 1. Prepare 2. Plan 3. Engage 4. Negotiate 5.Implement 6. Evaluate Making it Happen... MODULE 5 - IMPLEMENT

45 Implementation Involves Factors specific to the project Overall readiness of the Nation to do business Many Nations struggling with readiness Makes project implementation more difficult

46 Steps in Implementation Implementing the Agreement 1. Develop Implementation Committee 2. Monitor 3. Enforce 4. Review/Amend Agreement Participating in the Business Develop legal and management structure for new business Develop and implement effective organizational processes.

47 Module 5 Implement: Sample Questions Assessment Category Org Structure Processes Capacity Partnership Assessment Question Which part of the organization needs to be ready to implement opportunities stemming from inherent rights? How ready to take advantage of new opportunities is this part of your organization? How can effective business governance processes enable successful implementation? How can human resource capacity be a barrier to implementation? How can partnerships assist with successful implementation and overcome capacity gaps?

48 1. Prepare 2. Plan 3. Engage 4. Negotiate 5.Implement 6. Evaluate What worked? What would you different next time? MODULE 6 EVALUATE

49 Purpose of Evaluation An opportunity to get up to the mountaintop and look down at the whole system: Opportunity to reflect. Opportunity to improve.

50 Sample Evaluation Assessment of Assertion Competencies: 1. Preparation 2. Planning 3. Engagement 4. Negotiations 5. Implementation In terms of: Structure Effectiveness

51 Common Assessment Result: 1. Preparation 2. Planning 3. Engagement Administration has lots of policy but is not very effective in reality There s a formal land use plan in place and it s being used somewhat effectively. 5. Implementation 4. Negotiation Their approach to accommodation and consultation is fairly structured and moderately effective. Negotiations is totally unstructured but it seems to be working. Implementation is where the wheels come off!

52 ACTION PLANNING

53 Using the Assessment to Plan for Change Where are the issues? Is the issue structure or effectiveness? How much of a priority is each area? What part of the organization is responsible for the area where the gaps occur?

54 Where are the issues? 1. Preparation 2. Planning 3. Engagement Administration has lots of policy but is not very effective in reality There s a formal land use plan in place and it s being used somewhat effectively. 5. Implementation 4. Negotiation Their approach to accommodation and consultation is fairly structured and moderately effective. Negotiations is totally unstructured but it seems to be working. Implementation is where the wheels come off!

55 Are the issues structure or effectiveness? 1. Preparation 2. Planning 3. Engagement Effectiveness OK for now 5. Implementation 4. Negotiation Ok for now Structure Both

56 How much of a priority is each area? 1. Preparation 2. Planning 3. Engagement High Low 5. Implementation 4. Negotiation Low Medium High

57 What part of the organization is mainly responsible? 1. Preparation 2. Planning 3. Engagement Council and Admin Land and Resources 5. Implementation 4. Negotiation Referrals Office Council and Negotiating Team Economic Development

58 The scorecards for each module are used to create an overall score and prioritized action plan Six Modules Six Assessments One Assessment Summary One Prioritized Action Plan 1. Nation Capacity COMMUNITY ASSERTION ACTION PLAN Planning Capacity Engagement Capacity PLANNING ENGAGEMENT Assertion Dashboard Community Planning Engagement Negotiating Priority 1: 1. Planning Action 2. Engagement Action 3. Negotiating Action 4. Implementation Action 5. Evaluation Action Negotiating Capacity Implementation Capacity Evaluation and Adaptation Capacity NEGOTIATING IMPLEMENTATION EVALUATION Implementation Evaluation Priority 2: 1. Planning Action 2. Engagement Action 3. Negotiating Action 4. Implementation Action 5. Evaluation Action

59 Action Plan Summary 1. Item 2. Priority 3. Necessary Action 4. Responsible Party

60

61 END