PROCUREMENT NOTICE. National Individual Consultant (IC): Capacity Building Needs Assessment. Date of issue: 03 August (Re-advertisement)

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1 POST TITLE: AGENCY/PROJECT NAME: PLACE OF ASSIGNMENT: PROCUREMENT NOTICE National Individual Consultant (IC) for Capacity Building Needs Assessment. Date of issue: 03 August 2018 (Re-advertisement) National Individual Consultant (IC): Capacity Building Needs Assessment United Nations Development Programme (UNDP) / Sustainable Forest and Land Management in the Dry Dipterocarp Forest Ecosystems of Southern Lao PDR 0% in Vientiane, Lao PDR; 0% Savannkhet Province, Lao PDR with travels to the five target districts (Phalanxay, Phin, Songkhone, Thapanthong, Xonnabouly). DURATION OF ASSIGNMENT: Maximum of 0 days over 3 months (September to November 2018) STARTING DATE: DEADLINE FOR SUBMISSION OF PROPOSALS: Background As soon as possible 19 August 2018 The SAFE Ecosystems Project The UNDP-GEF Sustainable Forest and Land Management in the Dry Dipterocarp Forest Ecosystems of Southern Lao PDR Project (SAFE Ecosystems Project) aims to support the government of Lao PDR to facilitate a transformative shift towards sustainable land and forest management in the forested landscape of Savannakhet Province. This sustainable management will help to secure critical wildlife habitats, conserve biodiversity and maintain a continuous flow of multiple services such as the provision of quality water and flood prevention. The project will be implemented over a period of six-years from May 2016 to May 2022 by the Department of Forestry (DOF) under the Ministry of Agriculture and Forestry. The Dry Dipterocarp Forest (DDF) ecosystems located in Savannakhet Province are recognized for being globally important as habitat for a number of globally significant and threatened species, and nationally important for their provision of numerous ecosystem services that benefit the people of Lao PDR. In recent decades, DDF ecosystems and the species within them have come under increasing threat from large-scale conversion of forest, degradation of forest ecosystem services, and species loss. Recognizing their global and national importance, the Government of Lao PDR (GoL) has prioritized the conservation and sustainable management of the Dry Dipterocarp Forests landscape of Savannakhet province. As a measure of the GoL s commitment to the DDF landscape, it has selected this area to be the site of the newest National Protected Area in the country, and as a demonstration site for testing the implementation of new national policies and processes related to Strategic Environmental Assessment, Integrated Spatial Planning, and High Conservation Value Forests. The GoL has also identified this landscape as suitable for the development and implementation of innovative financing mechanisms for sustainable forest management and protected area management, as well as community participation in protected areas management, ecotourism programs, and livelihoods programs linked to conservation outcomes through formal Conservation Agreement mechanisms. This SAFE Ecosystems Project will seek to strengthen land and resource use planning capacities and procedures, and the policies and regulations that govern them, while simultaneously expanding and strengthening the management of resources on the ground by government agencies, local communities and private sector actors. Furthermore, the project is developing innovative financing mechanisms and programs (including ecotourism and livelihoods programs) that can ensure the sustainability of improved land use and resource management approaches. Expertise is required for a Capacity Building Expert to implement a capacity needs assessment and develop a capacity building strategy and a plan for strategic and relevant training programs in sustainable forest and land management,

2 protected area management and financing for a range of stakeholder including Government of Lao PDR partners, nonprofit associations, private sector and local community. For this assignment, the Sustainable Forest and Land Management in the Dry Dipterocarp Forest Ecosystems of Southern Lao PDR project is seeking a national consultant/expert to work in close consultation with the UNDP Lao PDR Country Office and relevant agencies of the Government of Lao PDR (DAFOs, PAFO of Savannakhet and DOF). The capacity building expert is also expected to work closely with and support the Community, Livelihoods and Gender Specialist who is tasked with implementing capacity enhancement strategies for local stakeholder, particularly local communities in the project area. Capacity Building Strategy The project will work to enable stakeholders (in particular those authorities and sectors with the most impact on natural resources) to develop a joint vision for the desired future state of land use in the targeted districts, and to secure the technical, human and financial resources necessary to achieve that vision. To frame this work, the project will assess the existing capacities of the various stakeholders and develop a capacity building strategy that is tailored towards eliminating critical gaps in managerial, technical and other capacities. The assessment process will include looking at the feasibility of different approaches to training such as on-the-job training, web-based training and technical workshops, as well as the possibility of including study tours for resource managers to visit other countries to study forest management (especially of dry tropical forests), and/or wildlife management, ecotourism and financial mechanisms (such as PES). Government Partners To frame this work, the project would like to assess the existing capacities of the various stakeholders for managing forestlands and protected areas, and develop a capacity building strategy that is tailored towards eliminating critical gaps in managerial, technical and other capacities. Particular attention is expected to focus on building capacity for staff of Department of Forestry (DOF), Provincial Office for Agriculture and Forestry (PAFO), and District Office for Agriculture and Forestry (DAFO), and other agencies in developing and utilizing Integrated Spatial Plans for decision making; strategies for community engagement and participation in planning and management of Protect Areas and other forested areas; and numerous aspects of Protected Area management. Non-profit Associations and Private Sector Partnerships The assessment will also establish partnerships in the areas it will be working this includes partnerships with local communities, non-profit associations/local NGOs and private sector assessing capacities in Protected Areas and sustainable forest management, which will be addressed through training, but also through engaging in the partnership management and learning from experienced Protected Areas and forest managers from Department of Forestry and the non-profit associations. Scope of work and Responsibility Under supervision of the UNDP Head of Natural Resources Management and Climate Change Unit and the SAFE Ecosystems Project - National Project Director and Project Manager, the consultant will be required to undertake the following duties: Prepare a stakeholder analysis to identify all stakeholders and actors involved in sustainable land and forest management Conduct extensive field missions to hold meetings and consult with relevant stakeholders including SAFE Ecosystems Project team, Government of Lao PDR (DAFOs, PAFO of Savannakhet and DOF) and other identified stakeholders Undertake a situational analysis in order to establish baseline levels of capacity for the stakeholders including authorities, sectors and communities with the most impact and/or dependence on natural resources. Based on the stakeholder analysis and situational assessment findings and recommendations, develop a feasible and time-bound capacity building strategy and training action plan proposing different approaches such as onthe-job training, web-based training and technical workshops sustainable land and forest management (especially of dry tropical forests), wildlife management, ecotourism and financial mechanisms (such as PES). Develop a monitoring, reporting and verification strategy as part of operationalizing the action plan for achievement of capacity building objectives within the project duration. Expected Results and Deliverables Output 1: A methodology and workplan to be developed one week after signing of the contract. The methodology and workplan should provide proposed activities, timeframe, key informants and institutions or organizations to be consulted in to complete the tasks and achieve outputs.

3 Output 2: A report presenting a comprehensive stakeholder analysis based on extensive consultations and a detailed situational analysis establishing baseline capacities of identified stakeholder including authorities, sectors and communities. Output 3: Develop a capacity building strategy and capacity training plan proposing the use of different training approaches to meet the identified capacity development needs. This should be accompanied by a monitoring, reporting and verification plan to measure capacity improvement over time. Experience and qualification requirements: The consultant should have the following expertise: 1. Degree of expertise and qualification A. Academic Qualifications: Holds a PhD or Master s Degree or equivalent in Business Administration, Public Administration, Human Resources, Social Sciences or related field. B. Years of experience: At least 10 years of relevant experience at the national or international level in providing capacity building advisory services and operational systems. C. Competencies: Demonstrable prior working experiences undertaking capacity assessments and formulation of strategies for a governmental agency or related organization Demonstrable ability to develop capacity building strategies, action plans, programmes, services, policies and procedures Experience in working with Government counterparts in development countries is a plus Excellent communication and consultation skills to liaise with a range of stakeholders including district and provincial authorities, local communities, private sector actors, etc. and ability and experience to conduct training Ability to lead and work with teams and to achieve quality outputs under tight timelines Good working knowledge of written and spoken English and Lao languages. Ability and willingness to travel within Lao PDR. Knowledge of UNDP and the UN system is an advantage. REQUIREMENTS FOR SUBMISSION OF PROPOSALS: All interested and qualified national candidates should apply on-line using the following links: 1) UNDP Lao PDR Country Office website at or 2) UNDP Jobs at In order to make submission please read the attached relevant documents which are also available on our web-site here 1) TOR (Annex I) 2) Individual Contract & General Terms and Conditions (Annex II); 3) OFFEROR S LETTER TO UNDP CONFIRMING INTEREST AND AVAILABILITY (Annex III) Documents to be included when submitting the proposals: Interested individual consultants must submit the following documents/information to demonstrate their qualifications: 1) Technical and Financial Proposal as per Annex III OFFEROR S LETTER TO UNDP CONFIRMING INTEREST AND AVAILABILITY (i) Explaining why you are the most suitable for the work; (ii) Providing a brief methodology on how you will approach and conduct the work including the work schedule for the delivery of outputs/deliverable; (iii) CV s of qualified staff including past experience in similar project and contact reference of at least 3 references for whom you have rendered preferably the similar services; 2) Financial proposal: (i) Detailed financial proposal: Lump sum offer with clear cost breakdown against each deliverable.

4 Note: The financial proposal shall specify a total lump sum amount, and payment terms around specific and measurable (qualitative and quantitative) deliverables (i.e. whether payments fall in installments or upon completion of the entire contract). Payments are based upon monthly outputs, i.e. upon delivery of the services specified in the TOR. In order to assist the requesting unit in the comparison of financial proposals, the financial proposal will include a breakdown of this lump sum amount (including travel, per diems, and number of anticipated working days). All envisaged travel costs must be included in the financial proposal. UNDP accept travel costs not exceeding of an economy class air ticket. Instructions for on-line submissions: 1) Step 1: Please prepare all required documents electronically; 2) Step 2: Combine all documents in ONE SINGLE FILE (preferably in PDF however Word format can be also accepted) and upload to the UNDP Jobs using the links above; 3) Step 3: After that you will receive an auto reply from the UNDP jobs if your offer is received successfully. Incomplete proposals or proposals received after the deadline will be rejected. Please kindly refer to the Terms of Reference Annex I for detailed information on: Project s background Scope of work and Responsibilities Deliverables Requirements for Experience and Qualifications Competencies Functional competencies: Proven working experiences undertaking capacity assessments and formulation of strategies for a governmental agency or related organization. Proven ability to develop capacity building strategies, action plans, programmes, services, policies and procedures. Experience in working with Government counterparts in development countries is a plus. Excellent communication and consultation skills to liaise with a range of stakeholders including district and provincial authorities, local communities, private sector actors, etc. and ability and experience to conduct training. Corporate Competencies: Ability to lead and work with teams and to achieve quality outputs under tight timelines. Good working knowledge of written and spoken English and Lao. Ability and willingness to travel within Lao PDR. Knowledge of UNDP and the UN system is an advantage. Evaluation of Proposals: Individual consultants will be evaluated based on the cumulative analysis methodology. Criteria Weigh Max Points Technical criteria a. Education / background Holds a PhD or Master s Degree or equivalent in Business Administration, Public Administration, Human Resources, Social Sciences or related field b. Experience and competencies of consultant At least 10 years of relevant experience at the national or international level in providing capacity building advisory services and operational systems. Proven working experiences undertaking capacity assessments and formulation of strategies for a governmental agency or related organization. Proven ability to develop capacity building strategies, action plans, programmes, services, policies and procedures. Experience in working with Government counterparts in development countries is a plus Excellent communication and consultation skills to liaise with a range of stakeholders including district and provincial authorities, local communities, private sector actors, etc. and ability and experience to conduct training Ability to lead and work with teams and to achieve quality outputs under tight timelines Good working knowledge of written and spoken English and Lao. 3 c. Interview

5 d. Proposed work plan and approach to carry out the assignment All aspects of the TOR have been addressed in sufficient detail. Implementation schedule. Quality assurance measures. Financial Total points obtainable Cumulative analysis: The award of the contract will be made to a consultant who offer has been evaluated and determined as: a. responsive/compliant/acceptable, and b. Having received the highest score out of a pre-determined set of weighted technical and financial criteria: * Technical Criteria weight; [0.7] * Financial Criteria weight; [0.3] Only a consultant obtaining a minimum of 49 points in the technical rating would be considered for the financial evaluation. Note: Any request for clarification must be sent in writing to the following surith.sengsavang@undp.org with CC to chitlatda.keomuongchanh@undp.org. UNDP Lao PDR will respond in writing by standard electronic mail and will send written copies of the response, including an explanation of the query without identifying the source of inquiry, to all consultants. Please note that only short-listed candidates will be notified. Qualified female candidates are strongly encouraged to apply For more detailed information about UNDP Lao PDR please visit our website at