Assessor Assessment Pack

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1 Contribute to Health and Safety of Self and Others BSBWHS201

2 Precision Group (Australia) Pty Ltd 44 Bergin Rd, Ferny Grove, QLD, Website: Precision Group (Australia) Pty Ltd BSBWHS201 Contribute to Health and Safety of Self and Others Content in the Assessment Pack has been reproduced with kind permission from material produced and owned by the Department of Education, Training and the Arts. Overseas Student Information If you are an overseas student and you have a problem with your school or college that you haven t been able to fix, the Overseas Students Ombudsman might be able to help. The Ombudsman is a free complaint investigation service, available to people on student visas who are studying with private providers. You can read more about what the Ombudsman does, or make a complaint online, by visiting oso.gov.au. Copyright Notice No part of this book may be reproduced in any form or by any means, electronic or mechanical, including photocopying or recording, or by an information retrieval system without written permission from Precision Group (Australia) Pty Ltd. Legal action may be taken against any person who infringes their copyright through unauthorised copying. These terms are subject to the conditions prescribed under the Australian Copyright Act Copying for Educational Purposes The Australian Copyright Act 1968 allows 10% of this book to be copied by any educational institute for educational purposes, provided that the institute (or the body that administers it) has given a remuneration notice to the Copyright Agency Limited (CAL) under the Act. For more information, info@copyright. com.au or visit for other contact details. Disclaimer Precision Group has made a great effort to ensure that this material is free from error or omissions. However, you should conduct your own enquiries and seek professional advice before relying on any fact, statement or matter contained in this book. Precision Group (Australia) Pty Ltd is not responsible for any injury, loss or damage as a result of material included or omitted from this material. Information in this course material is current at the time of publication. 48

3 Table of Contents Assessor Assessment Pack 51 Assessment Delivery 57 Assessment Assessor Information Steps for Assessors Assessment Agreement Tasks Context Marking Schedule 67 Recording Record of Assessment Unit of Competency and Assessment Requirements 73 BSBWHS201 Contribute to Health and Safety of Self and Others 49

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5 Assessment Delivery 51

6 Assessor Information This Assessor Assessment Pack is designed to assist you in assessing Learners completing the assessment for BSBWHS201 Contribute to Health and Safety of Self and Others. It may refer to the simulated business, Bounce Fitness and contains examples of what is in the Learner Assessment Pack, suggestions for assessing and the parameters of information required to provide a Satisfactory or Needs More Evidence decision. Notes, key points, and answers to guide and assist you are contained in this version, but are not in the Learner version. If you prefer to use the business of the Learner, simply substitute that business name. The simulated business, Bounce Fitness, is accessed by going to precisiongroup.com.au. You will have been given an access code for each Trainer/ Assessor Pack that you purchased. You will also have received an access code for each Learner Pack that you purchased. Access is valid for 12 months from the date of first log in. If you require access after this time, it may be purchased by going to < Each Learner has a Learner Assessment Pack and that is where it is intended that they will complete their assessment tasks using the simulated business, Bounce Fitness. If you prefer to use the organisation of the Learner or your own business model, simply inform the Learner and request that they replace references to Bounce Fitness with the name of your preferred organisation. Each Assessor Assessment Pack is made up of three parts: Assessment Delivery Assessor Information Steps for Assessors Assessment Agreement Assessment Tasks Context Marking Schedule Recording Record of Assessment Copy of Unit of Competency Copy of Assessment Requirements 52

7 Before you commence assessing, ensure that you have a good knowledge of the subject, the assessment requirements, situation of the Learner, and the expectations of the industry to which the assessing is related. Most assessments are designed to be completed using the simulated business, but your Registered Training Organisation (RTO) may prefer to use the industry of the Learner or their own business model. Learners may be required to demonstrate knowledge and skills which may be difficult for the Assessor to witness. An Evidence Record is supplied which will allow the knowledge or skill to be verified by at least one third party signatory and preferably two or more. These witnesses would usually be current or recent supervisors, or you, the Assessor. As you encounter each task, explanations are made and it is up to you to use your experience and background knowledge of assessing theory to make a judgement as to whether it is sufficient and credible. Remember to be governed by the guidelines of the RTO for whom you are assessing. This organisation will have quality assurance documentation defining standards and processes to which you must adhere. Records must be kept of all aspects of the assessment in the Learner Pack. This will all evidence the why of your judgement. Keeping detailed notes is vital, as is the rationale for judgement. Be sure to keep records of any reasonable adjustments to the Assessment Task/s that you may have applied. The way you record all information is crucial. It is essential that you ask: 1. What did you see or hear? Write it down! 2. How does this vision or information relate to this unit? Write it down!! 3. What professional judgement did you make? Why? Write it down!!! The record of assessment is a legal document and must be signed, dated, and stored as required by your RTO. Please note that while each performance criterion has been noted, holistic assessment is desirable. It is in the interests of accuracy and credibility that all performance criteria are included. Individual gaps in performance are able to be noted more effectively if necessary. 53

8 Steps for Assessors Before you receive the completed Learner Assessment Pack: 1. Carefully study the unit topic, Assessment, and industry. Investigate the simulated business or conduct conversations with employers as appropriate, to understand any processes, policies, or procedures that may be necessary for Learners to know, and to which they may refer. Understand the industry requirements and how any legislative requirements impact on their organisation. You will need this information to properly assess their employees. 2. Explain the conditions of assessment to the Learners and complete the Assessment Agreement. 3. Prepare your Tasks to contextualise the Assessment to meet the needs of the industry for which you are providing the training. You may prefer to print these and include them with this Assessment. In the Assessor Assessment Pack Recording section, note your additional Tasks and mapping under the Context Detail heading, to enable you to record the Learner Assessment results for the contextualised Tasks. Conducting the Assessment: 1. Prior to commencement of the Assessment, Learners will be given their copy of the Learner Assessment Pack and access to the simulated business. They will have discussed with you the Assessment format and have signed the Assessment Agreement. 2. At this stage you will commence assessing any Tasks against the Assessment Marking Schedule supplied. If you are not using the simulated business for assessment, you will need to have obtained information from the employer. Because there is so much diversity, it is impossible for all variations and permutations in legislation, codes, awards, organisational processes, etc. to be included here. Again, it is your judgement that will decide if the response to questions and Tasks is sufficient. Recording Sheets for Tasks have been provided. Please record each Learner s information and outcomes in their Learner Assessment Pack and ensure that you include your justification for your final decision. There must be enough detail to allow anyone who was not involved in the process to understand your judgement. 3. Once Learners have completed and returned their Assessment to you, you will arrange a time with them for the feedback discussion and to advise if there are any further steps for them to take. Learners have the right to appeal any decision. 54

9 Example Only Complete this section in the Learner Assessment Pack for each Learner. Assessment Agreement Have you signed off: Delivery Method Classroom Small Group One-on-One Online Other (please describe) Assessment Method Learner s Organisation Pre-assessment meeting conducted Simulated Business Assessment Conditions Assessment must be conducted in a safe environment where evidence gathered demonstrates consistent performance of typical activities experienced individuals carrying out work health and safety duties in the workplace and include access to: Relevant organisational policies, standard operating procedures and work instructions Relevant acts, regulations, codes of practice Workplace tools, equipment and resources Personal protective equipment appropriate to the role and work area. Assessors must satisfy NVR/AQTF assessor requirements. I confirm that the activities and assessment completed as part of this unit are my own work and comply with all relevant copyright and plagiarism rules. I understand that if there is any doubt of the authenticity of any piece of my assessment I can be orally examined and the signatory of evidence records may be contacted. Learner Name Learner Signature Date Assessor Name Assessor Signature Date 55

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11 Assessment 57

12 Tasks Learners are required to complete all tasks as instructed. Consider evidence as required by tasks and use accordingly to contextualise and meet the needs of each Learner. Contextualisation of Assessments by RTOs Precision Group recommends to all RTOs that they contextualise with additional tasks to suit particular industry requirements and specific organisational requirements. Contextualisation must retain the integrity of the assessment and the outcome of the unit of competency. 58

13 Example Only The Learner must complete these tasks on their own paper. To be assessed for this competency, you must demonstrate your ability to: Follow all relevant procedures and instructions relating to Work Health and Safety (WHS) and emergency incidents Identify and report hazards to designated personnel Contribute to WHS consultative processes. The following Assessment Tasks must be completed by you to enable you to demonstrate this knowledge and these skills. These may be conducted using your training centre, a location selected by your Assessor or in your own workplace if you are able to access all the documents and conduct all of the activities. Ensure that you gain the approval of your choice with your Assessor before commencing. You may also need to conduct further research. 59

14 Task 1 Observation and Questioning Task 1 requires that you conduct safety procedures, pre-start systems, and equipment checks routinely. a. Your Assessor will observe you during your work to ensure that you are able to follow the safety procedures when you conduct your work duties. b. Your Assessor will ask you questions during your demonstration that are relevant to your workplace regarding your workplace emergency procedures and reporting to ensure your underpinning knowledge of why you are conducting the procedures. These questions may be noted in the Context section and marked on the Recording Sheet in the Context Detail section. 60

15 Marking Schedule Key Points and Suggested Answers Record what you saw or heard, how it related to the performance criteria, your judgement, and why you made that judgement in the Learner Assessment Pack. Also ensure that you record your feedback. Task 1 Observation and Questioning The Assessor must observe the Learner in their workplace conducting their normal workplace duties and observe the items described on the Assessor Verification form. A satisfactory performance must be observed and noted at each point. All questions asked by the Assessor must be answered satisfactorily. This knowledge will be supported by the Manager s Evidence Record. Task 2 Practical: Implement Workplace Safety Requirements The Learner must have accurately identified four potential workplace hazards in the location where you have taken them. These will vary significantly depending on the nature of the location. All hazards must be able to potentially cause harm to the person or the workplace in general. Potential hazards may be drawn from ventilation, tripping and falling hazards, chemicals, and a range of others. As well as briefly describing the hazard, the Learner MUST have described the method they would use to control the hazard. In the first instance they should consider eliminating the hazard (removing it); secondly, they should consider isolating it (placing barriers around it, covering it) and only if any of these are not at all practical should they begin considering minimising the hazard (through signs etc). If minimising or isolating techniques have been used, a description of why better methods were not used should be enclosed. The Learner must have finally been able to identify who the hazards, risks, and emergencies should be reported to. This will vary from organisation to organisation, but will generally be the Workplace Health and Safety Officer. 64

16 Task 3 Project: Participate in WHS Consultative Processes The Learner must have provided a report that outlines their overall contribution to workplace health and safety. The report must be judged as being accurate through observation and verification by a supervisor, trainer or assessor before you proceed to judge it. The Learner must demonstrate that they have raised issues of health and safety with appropriate people within the organisation. This may be managers, co-workers, supervisors, safety officers, or with external health and safety agencies or their unions. The Learner must have outlined why they reported or raised the issue with the appropriate people. A range of reasons may be outlined, they may include making a suggestion, raising a concern, reporting a hazard or accident, or reporting unsafe work practices. They may have done this informally through discussions or more formally through memos or reports. The Learner should have also outlined their participative contributions, which may include developing health and safety plans or procedures, attending meetings or training other individuals, as well as raising issues with others. The discussion provided by the Learner should outline methods used as well as outlining what they feel they have achieved by undertaking the contributions they made. Task 4 Theory: Follow Safety Procedures The Learner must have described step-by-step procedures for dealing with one accident and one evacuation. Be sure that these procedures include what to do in the emergency as well as where to go, and how to report. General principles for any accident are: check for your own safety, remove the patient if safe, apply CPR and any other relevant first aid and call an ambulance. The Learner may have also outlined accident reporting procedures. PC4.1 is co-assessed with PC2.4. The same judgement statement applies. Task 5 Evidence Record The Evidence Record must be completed by the Assessor in discussion with the supervisor of the Learner. All areas must be satisfactory for the Learner to be deemed Satisfactory. 65

17 Example Only Complete this section in the Learner Assessment Pack for each Learner. Tasks Sign-Off Sheet Learner Name Assessor Name Learner Signature Assessor Signature Date Date 66

18 Recording 67

19 Example Only Complete this section in the Learner Assessment Pack for each Learner. Record of Assessment Learner Details Assessor Details Name Name Course Code Site and Date Unit Code BSBWHS201 Unit Name Contribute to Health and Safety of Self and Others Performance Criteria Mapping Assessment Activity PC Mapping Satisfactory Needs More Evidence Task 1 Observation and Questioning Task 2 Practical: Implement Workplace Safety Requirements Task 3 Project: Participate in WHS Consultative Processes a) 1.1 b) 1.2, 2.1 and , 2.2, 2.3, 2.4 and , 3.2 and 3.3 Task 4 Theory: Follow Safety Procedures 1.3, 4.1 and 4.2 Task 5 Evidence Record 1.1, 1.2, 1.3, 2.1, 2.2, 2.3, 2.4, 2.5, 3.1, 3.2 and 3.3 Performance Evidence Mapping Satisfactory Needs More Evidence PE1 PE2 PE3 Follow all relevant procedures and instructions relating to work health and safety (WHS) and emergency incidents Identify and report hazards to designated personnel Contribute to WHS consultative processes. Tasks 1, 4 and 5 Tasks 2 and 5 Tasks 1 and 5 68

20 Knowledge Evidence Mapping Satisfactory Needs More Evidence Explain workplace safety procedures and instructions including: Checking systems and equipment Tasks 1 and 5 KE1 Conducting routine work operations Tasks 1 and 5 Requirements for personal protective equipment (PPE) Tasks 1 and 5 How to report incidents and injuries Tasks 1 and 5 KE2 KE3 Explain emergency procedures including those for fires and incidents Define the meaning of commonly used hazard signs and safety symbols Tasks 1 and 5 Tasks 2 and 5 Summarise the duty holder responsibilities, as specified in WHS Acts, regulations and codes of practice, of: Self and fellow workers Tasks 1, 3, 4 and 5 KE4 Persons conducting businesses or undertakings (PCBUS) Tasks 1, 3, 4 and 5 Officers Tasks 1, 3, 4 and 5 Others in the workplace Tasks 1, 3, 4 and 5 KE5 KE6 KE7 Explain the difference between hazards and risks Describe typical WHS hazards that may be present in the workplace, the harm they can cause and how this harm occurs Outline the process of hazard identification and risk reduction. Tasks 1, 3, 4 and 5 Tasks 1 and 5 Tasks 1 and 5 Context Mapping PC Mapping Satisfactory Needs More Evidence 69

21 Foundation Skills Mapping Skill Description ACSF Level Mapping Satisfactory Needs More Evidence Reading Identifies and interprets information in relation to WHS and emergency incidents 2 Tasks 1, 2, 3, 4 and 5 Writing Uses structures and language appropriate to audience and context in reports giving factual information 2 Tasks 2, 3 and 5 Oral Communication Uses structures and language appropriate to audience and context in reports, descriptions, opinions and explanations Extracts meaning from reports, descriptions, opinions and explanations 2 2 Tasks 1, 2, 3, 4 and 5 Tasks 1, 2, 3, 4 and 5 Takes responsibility for following WHS legal requirements 2 Tasks 3 and 5 Navigate the world of work Follows protocols and procedures related to own role 2 Tasks 1, 2, 3, 4 and 5 Seeks assistance from others when WHS issues are beyond scope of immediate responsibilities 2 Tasks 2, 3, 4 and 5 Get the work done Plans, organises and implements routine tasks in order to optimise health and safety Selects and implements actions from predetermined procedures 2 2 Tasks 3 and 5 Tasks 4 and 5 70

22 (please tick appropriate box) Yes No Comments and future action noted in Learner Assessment Pack Results discussed and agreed to You have the right to appeal the outcome of your assessment. The Learner is Competent Not Yet Competent Learner Comments Assessor Comments Details of further evidence required After reassessment the Learner is Competent Not Yet Competent Assessor Signature Date The signature confirms that I have submitted all my own work and agree with the assessment decision and feedback. Learner Signature Date 71

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24 Unit of Competency and Assessment Requirements BSBWHS201 Contribute to Health and Safety of Self and Others 73

25 Unit of Competency Unit of Competency Modification History Release 1 This version first released with BSB Business Services Training Package Version 1.0. This unit describes the skills and knowledge required to work in a manner that is healthy and safe in relation to self and others and to respond to emergency incidents. It covers following work health and safety (WHS) and emergency procedures and instructions, implementing WHS requirements and participating in WHS consultative processes. Application It applies to individuals who require a basic knowledge of WHS to carry out work in a defined context under direct supervision or with some individual responsibility, in a range of industry and workplace contexts. NOTE: The terms occupational health and safety (OHS) and work health and safety (WHS) are equivalent and generally either can be used in the workplace. In jurisdictions where the Model WHS Act has not been implemented RTOs are advised to contextualise the unit of competency by referring to the existing State/Territory OHS legislative requirements. No licensing, legislative or certification requirements apply to this unit at the time of publication. Unit Sector Regulation, Licensing and Risk Work Health and Safety ELEMENTS AND PERFORMANCE CRITERIA Element Elements describe the essential outcomes. Performance Criteria Performance criteria describe the performance needed to demonstrate achievement of the element Follow provided safety procedures and instructions when working 1. Work safely 1.2 Carry out pre start systems and equipment checks according to workplace procedures 1.3 Follow workplace procedures for responding to emergency incidents 2.1 Identify designated persons to whom queries and concerns about safety in the workplace should be directed 2. Implement work safety requirements 2.2 Identify existing and potential hazards in the workplace, report them to designated persons and record them according to workplace procedures 2.3 Identify and implement WHS procedures and work instructions 2.4 Identify and report emergency incidents and injuries to designated persons according to workplace procedures 2.5 Identify WHS duty holders and their duties for own work area 74

26 Unit of Competency ELEMENTS AND PERFORMANCE CRITERIA Element Elements describe the essential outcomes. Performance Criteria Performance criteria describe the performance needed to demonstrate achievement of the element. 3.1 Contribute to workplace meetings, inspections and other WHS consultative activities 3. Participate in WHS consultative processes 3.2 Raise WHS issues with designated persons according to organisational procedures 3.3 Take actions to eliminate workplace hazards and reduce risks FOUNDATION SKILLS This section describes language, literacy, numeracy and employment skills incorporated in the performance criteria that are required for competent performance. Skill Performance Criteria Description Reading 1.1, 1.2, 1.3, 2.1, 2.3, 2.4, 2.5 Identifies and interprets information in relation to WHS and emergency incidents Writing 1.2, 2.2, 2.4, 3.2 Uses structures and language appropriate to audience and context in reports giving factual information Oral Communication Navigate the world of work Get the work done 2.2, 2.3, 2.4, 3.1, , 1.2, 1.3, 2.1,2.2, 2.3, 2.4, 2.5, 3.1, 3.2, , 1.2, 1.3, 2.2, 2.3, 2.4, 3.1, 3.3 Uses structures and language appropriate to audience and context in reports, descriptions, opinions and explanations Extracts meaning from reports, descriptions, opinions and explanations Takes responsibility for following WHS legal requirements Follows protocols and procedures related to own role Seeks assistance from others when WHS issues are beyond scope of immediate responsibilities Plans, organises and implements routine tasks in order to optimise health and safety Selects and implements actions from predetermined procedures 75

27 Unit of Competency UNIT MAPPING INFORMATION Code and title current version Code and title previous version Comments Equivalence status BSBWHS201 Contribute to health and safety of self and others BSBWHS201A Contribute to health and safety of self and others Updated to meet Standards for Training Packages Minor edits to clarify intent of performance criteria Equivalent unit LINKS Companion volumes available from the IBSA website: volumes 76

28 Assessment Requirements Assessment Requirements Modification History Release 1 This version first released with BSB Business Services Training Package Version 1.0. PERFORMANCE EVIDENCE Evidence of the ability to: Follow all relevant procedures and instructions relating to work health and safety (WHS) and emergency incidents Identify and report hazards to designated personnel Contribute to WHS consultative processes. Note: If a specific volume or frequency is not stated, then evidence must be provided at least once. KNOWLEDGE EVIDENCE To complete the unit requirements safely and effectively, the individual must: Explain workplace safety procedures and instructions including: Checking systems and equipment Conducting routine work operations Requirements for personal protective equipment (PPE) How to report incidents and injuries Explain emergency procedures including those for fires and incidents Define the meaning of commonly used hazard signs and safety symbols Summarise the duty holder responsibilities, as specified in WHS Acts, regulations and codes of practice, of: Self and fellow workers Persons conducting businesses or undertakings (PCBUs) Officers Others in the workplace Explain the difference between hazards and risks Describe typical WHS hazards that may be present in the workplace, the harm they can cause and how this harm occurs Outline the process of hazard identification and risk reduction. 77

29 Assessment Requirements ASSESSMENT CONDITIONS Assessment must be conducted in a safe environment where evidence gathered demonstrates consistent performance of typical activities experienced by individuals carrying out work health and safety duties in the workplace and include access to: Relevant organisational policies, standard operating procedures and work instructions Relevant Acts, regulations, codes of practice Workplace tools, equipment and resources Personal protective equipment appropriate to the role and work area. Assessors must satisfy NVR / AQTF assessor requirements. LINKS Companion volumes available from the IBSA website: volumes 78