Eberhard Teichmann (Peer Group) Martin Zennig (Jonas & Redmann) Tino Korner (Q-Cells) Standards Staff:

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1 Background Statement for SEMI Draft Document 5388 Revision of SEMI PV with Title Change To: PRACTICE FOR ASSIGNING IDENTIFICATION NUMBERS TO PV Si BRICK, WAFER AND SOLAR CELL MANUFACTURERS Notice: This background statement is not part of the balloted item. It is provided solely to assist the recipient in reaching an informed decision based on the rationale of the activity that preceded the creation of this Document. Notice: Recipients of this Document are invited to submit, with their comments, notification of any relevant patented technology or copyrighted items of which they are aware and to provide supporting documentation. In this context, patented technology is defined as technology for which a patent has issued or has been applied for. In the latter case, only publicly available information on the contents of the patent application is to be provided. The length of the three-digit code number identifying the manufacturer of the brick/wafer in the brick slice code in PV32 has to be limited to 7250 µm due to technical reasons (field of view of readers) in order to allow to mark 1 Million bricks per year. This means that not all possible three-digit numbers can be used for identifying high volume manufacturers of bricks/wafers. This revision to PV34 will implement the length limit and list the numbers that have to be reserved and may be used for future, special purposes and makes PV34 compatible with AUX25. The corresponding SNARF was approved by the PV Automation Committee in its meeting in Berlin on March 27, The draft document was approved for yellow letter ballot in cycle 5 for 2012 by the PV Automation Committee in its meeting in Berlin on March 27, 2012 to be adjudicated in Dresden in October Review and Adjudication Information Task Force Review Committee Adjudication Group: PV Wafer Traceability TF PV Automation Committee Date: Monday, October 8, 2012 Monday, October 8, 2012 Time & Timezone: 13:00 to 15:00 CET 15:00 to 17:00 CET Location: Messe Dresden Messe Dresden City, State/Country: Dresden, Germany Dresden, Germany Leader(s): Peter Wagner István Győry (Innovation Engineering & Services GmbH) Eberhard Teichmann (Peer Group) Martin Zennig (Jonas & Redmann) Tino Korner (Q-Cells) Standards Staff: Yann Guillou yguillou@semi.org Yann Guillou yguillou@semi.org This meeting s details are subject to change, and additional review sessions may be scheduled if necessary. Contact the task force leaders or Standards staff for confirmation. Telephone and web information will be distributed to interested parties as the meeting date approaches. If you will not be able to attend these meetings in person but would like to participate by telephone/web, please contact Standards staff. Notice: Additions are indicated by underline and deletions are indicated by strikethrough.

2 SEMI Draft Document 5388 Revision to SEMI PV with Title Change To: PRACTICE FOR ASSIGNING IDENTIFICATION NUMBERS TO PV Si BRICK, WAFER AND SOLAR CELL MANUFACTURERS 1 Purpose 1.1 Process and quality control for PV Si wafer and solar cell manufacturing requires marking the wafers or solar cells with code that uniquely identifies their origin and date of manufacturing. 1.2 Future legal requirements also may request such a code. 1.3 A unique identification of manufacturer and its location has to be part of this code. 1.4 This practice intends to establish a system of identification numbers for the PV industry, similarly to the one that is well established in the semiconductor industry (SEMI AUX001). 2 Scope 2.1 This practice covers the assignment of identification numbers for crystalline PV Si brick and wafers as well as Si solar cell manufacturers and their locations. 2.2 It does not cover module manufacturers, thin film solar cell manufacturers and PV concentrator manufacturers. NOTICE: SEMI Standards and Safety Guidelines do not purport to address all safety issues associated with their use. It is the responsibility of the users of the Documents to establish appropriate safety and health practices, and determine the applicability of regulatory or other limitations prior to use. 3 Referenced Standards and Document 3.1 SEMI Auxiliary Documents AUX001 List of Wafer Supplier Identification Codes AUX025 List of Identification Codes of Suppliers of Si Bricks, Si Wafers and Photovoltaic c-si Solar Cells for Use in the PV Industry NOTICE: Unless otherwise indicated, all documents cited shall be the latest published versions. 4 Summary of Practice 4.1 An application for an identification number is submitted by a company or research institute to SEMI Standards. 4.2 SEMI Standards assigns a unique identification number to the applying company or institute. 4.3 SEMI Standards publishes the lists for wafer manufacturers and solar cell manufacturers as an auxiliary document (AUX025) and updates it accordingly. 5 Procedure 5.1 Applicant: Fill application form (Table 1). NOTE 1: This form will be kept in SEMI Standards records but will not be published. 5.2 Applicant: Submit application to SEMI Standards with an accompanying letter (see Related Information 1) For brick/wafer manufacturers and solar cell manufacturers: SEMI Standards: Issue an identification number from the number space 001 to 999 for silicon brick and wafer manufacturers and from the number space to 9999 for solar cell manufacturers according to the arrival date of the application at SEMI Standards and their alphabetical order according to the company name SEMI Standards: Start these lists with 001 and 10010, respectively SEMI Standards: Issue the next available higher number for new entries. Page 1 Doc SEMI

3 5.3.4 SEMI Standards: Check if this number is available and not reserved (Table 6) SEMI Standards: If number is contained in Table 6, take next higher number and continue with to SEMI Standards: Enter this number as well as the applicant in a list (Table 2 and Table 3) SEMI Standards: Publish the list of assigned numbers as an Auxiliary Document (AUX025) and update it accordingly. 5.4 For research institutes: SEMI Standards: Issue a main identification number 000 or 1000 and a secondary identification number from the number space 001 to 999 according to the arrival date of the application at SEMI Standards and their alphabetical order according to the company name SEMI Standards: Start these lists with 001 and 1001, respectively SEMI Standards: Issue the next available higher number for new entries SEMI Standards: Enter this number as well as the applicant in a list (Tables 4 and 5). 5.7 Table 1 Form for Applying for a Manufacturer/Research Institute ID Number (contents are only examples) Company/Institute Research Institute? Location#1 Product #2 Address City AB no XY wafer AB no VW wafer AB no PQ solar cell AB no RS solar cell XY yes RI wafer 156 Wafer Road Ingot Weg Cell Avenue 20 Cell Avenue 3456 Shockley Alley Silicon Valley State (only if it applies) Minnewaho Zip MW Country Nominal peak production capacity/mwwfrs/y #or bricks/y 3#3 Dollarland A NA Kristallburg Euroland NA Busbar Asialand Busbar Asialand Sun Town 1234 Anyland #1 List all locations for which a different identification number is requested. A maximum of one identification number will be issued for solar cell manufacturers per location with up to 100MW Million nominal peakcells production capacity per year. #2 Enter either wafer or solar cell. #3 Only ffor solar cells or brick/wafer manufacturers. Table 2 List ofidentification Numbers for Si Brick and Si Wafer Manufacturers ID Number Company Location Date of Assignment 001 AB XY 002 AB VW Table 3 List ofidentification Numbers for Si Solar Cell Manufacturers ID Number Company Location Date of Assignment AB PQ AB RS Page 2 Doc SEMI

4 Table 4 Identification Numbers for Research Institutes (Bricks/Wafers) Main ID Number Secondary ID Research Institute Institute Location Number XY VW YZ ST Table 5 Identification Numbers for Research Institutes (Solar Cells) Main ID Number Secondary ID Number Research Institute Institute Location XY VW YZ ST Table 6 Identification Numbers from Table 1 that are Reserved for Special Purposes Date of Assignment Date of Assignment Page 3 Doc SEMI

5 RELATED INFORMATION 1 EXAMPLE OF LETTER ACCOMPANYING THE APPLICATION NOTICE: This Related Information is not an official part of SEMI PV34 and was derived from the work of the global PV Automation Technical Committee. This Related Information was approved for publication by full letter ballot procedures on June 18, R1-1 Example Letter R1-1.1 Letter should be on company letter head. R1-1.2 Example of letter content Ladies and GentlemenSEMI Standards, We kindly ask you to assign ID numbers to our production/research facilities according to the enclosed form. Best regards (Signature) (Company ) ( of person that signed) (Location, Date) NOTICE: Semiconductor Equipment and Materials International (SEMI) makes no warranties or representations as to the suitability of the Standards and Safety Guidelines set forth herein for any particular application. The determination of the suitability of the Standard or Safety Guideline is solely the responsibility of the user. Users are cautioned to refer to manufacturer s instructions, product labels, product data sheets, and other relevant literature, respecting any materials or equipment mentioned herein. Standards and Safety Guidelines are subject to change without notice. By publication of this Standard or Safety Guideline, SEMI takes no position respecting the validity of any patent rights or copyrights asserted in connection with any items mentioned in this Standard or Safety Guideline. Users of this Standard or Safety Guideline are expressly advised that determination of any such patent rights or copyrights, and the risk of infringement of such rights are entirely their own responsibility. Page 4 Doc SEMI