INFORMATION REQUIRED TO BE SUBMITTED PRIOR TO THE AUDIT (see items 1-10 below)

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1 COMPANY NAME: DNV-GL Project No.: PRJC- Submitted By: DNV-GL Lead Auditor: APF Status Issued to Client DNV GL auditor to complete Audit Type: AuditType Note to Auditor: This Audit Planning Form may be used for a Manufacturing Site and RSL(s) under the same DNV-GL Project #. If you are only auditing an RSL use the RSL Audit Planning Form. INFORMATION REQUIRED TO BE SUBMITTED PRIOR TO THE AUDIT (see items 1-10 below) In accordance with IATF Rules, please review and complete/ update all information on this form and return the updated form within 5 business days to your Lead Auditor along with the following information: 1) Current copy of your automotive customer scorecards (these are typically site specific- they are NOT the bid list or scorecards for the corporation.) 2) Current copy of any customer special status notifications. 3) List of customer complaints since your last audit (including customer name(s), date(s), defect description(s), etc.) 4) Current copy of your quality manual. 5) Current copy of your QMS Process Map (description of processes showing the sequence and interaction, including identification of remote supporting functions and outsourced processes. (IATF rule 6.5.1b). 6) Documented statements of a quality policy and quality objectives (may be included in the quality manual). 7) Documented linkages between processes and IATF requirements (may be included in the quality manual). 8) Summary of internal quality system, process and product audits conducted since your last audit (i.e., a list showing audit date, audit type, process audited, number of nonconformities & current status of those nonconformities, and/or audit findings summary data or audit findings). 9) Copy of your last management review, including action item list (if applicable). 10) If your site is supported by any other sites or remote locations certified by a certification body other than DNV-GL, please provide a copy of that CB s latest audit report package (audit plan, report, findings, and closed corrective actions). 11) For a Transfer audit only, a copy of your current certificate, last 3 years of your previous certification body s audit reports and closed corrective actions (see last page of this form for additional requirements). Failure to provide the above information AT LEAST 2 WEEKS PRIOR TO THE AUDIT may result in additional onsite planning time and cost for the onsite audit. Consultants to the client cannot be part of the audit in any way! This includes onsite or offsite participation (e.g., telephone.)

2 Main Manufacturing Site Information (All fields highlighted in salmon color are very important, as these fields must match the certificate!) Company Name: Address: City / State / Zip / Country: Office Hours: Other Languages Needed for the Audit: Contact: Phone: Primary Language: 1) If English is the language of the audit, but 10% of personnel do not speak English, please include the language needed. If they speak Spanish but also speak English as a second language, then do not list this language here. 2) If Korean is the language of the audit, but 20% of personnel do not speak Korean, please include this. If they speak another language as their main language, but also speak Korean as a second language, then do not list this language here. Dress Code / Safety Requirements: Business Casual Business Safety glasses Safety shoes Hearing Protection Other Statutory & Regulatory Requirements: Scope stated on Certificate: Is all information listed on your certificate accurate and current? (For example, has the scope changed? Have there been any additions / deletions / changes to the Remote Support Locations (RSL s) and/or the activities they perform, etc.?) (e.g., ITAR, ASME, ANSI, etc.) FOR DNVGL USE ONLY: DNVGL Auditor to Complete after the audit No changes needed. Certificate revisions are needed (upload a draft revision of the certificate into Concert along with the audit report). Yes No If no, please explain here

3 Main Manufacturing Site Shift & Headcount Information Shift (ie: 1,2,3,A,B,C,D) Shift Times (ie: 7am-3pm, 3pm-11pm) Total Number of Employees per Shift: Grand Total Manufacturing Area Sunday Shifts Monday Shifts Tuesday Shifts Wednesday Shifts Thursday Shifts Friday Shifts Saturday Shifts Eg: Stamping OT as needed 1,2,3,A,B 1,2,3 1,2,3 1,2,3 1,2,3 OT as needed Note: For the CQI related special processes such as heat treatment, plating, painting, welding, soldering, plastic injection, casting, they need to be identified clearly in above table. FOR CLIENT COMPLETION ONLY IF A GATED CONDITION ALREADY APPLIES TO THE MAIN SITE: Any changes to the IAOB-previously-approved Gated Condition? Yes No Describe changes: Examples: building relocation, level/floor relocation, production line relocation, addition or deletion of an automotive production line etc. FOR DNVGL USE ONLY: To be completed by the DNVGL Auditor after the audit Check all which apply (even if no changes, detail what you checked to verify applicability): Separate building completely dedicated to automotive production. Details of verification during this audit: Separate level (floor) of the site completely dedicated to automotive production. Details of verification during this audit: Automotive Production lines separated by walls from non-automotive production lines. Details of verification during this audit: All employees in automotive production are dedicated to the automotive production and do NOT also work on non-automotive lines. Details of verification during this audit: Note to DNV-GL lead auditor: If in blue and if that section is not applicable, it must be deleted by the DNV-GL lead auditor (blue areas only!)

4 Extended Manufacturing Site Information Company Name: Address: City / State / Zip / Country: Office Hours: Contact: Phone: Dress Code / Safety Requirements: Business Casual Business Safety glasses Safety shoes Hearing Protection Other FOR CLIENT COMPLETION: Have there been any changes to the previously approved Single Manufacturing Site with Extended Site(s) Scheme - (per IATF Rules requirements below)? If YES, please describe: One single quality management system which is used by all manufacturing sites No localization Extended manufacturing site(s) have no autonomous decision making authority. Dependent on the main manufacturing site for decisions. Extended manufacturing site(s) receives support only from or through main manufacturing site (considered on-site support). It offers no remote support functions to main site or other sites. Top management at the main manufacturing site has authority and responsibility for the quality management system activities at each extended manufacturing site and has the ability to initiate organizational changes at the extended manufacturing site(s). Top management at the main manufacturing site has responsibility for defining, implementing and continually improving the quality management system at the main site and each extended manufacturing site(s). Top management at the main manufacturing site is responsible for conducting a single management review and reviewing customer performance for all products and/or services performed within the scope of certification at each extended manufacturing site(s). Top management at the main manufacturing site is responsible for corrective action and preventive action for all products and/or services performed within the scope of certification at the main site and all extended site(s). Extended manufacturing site(s) are located within a reasonable proximity to the main manufacturing site. A single IATF certificate shall be issued including the main manufacturing site and all extended manufacturing site(s) (see IATF Rules 5.13). FOR DNVGL USE ONY: (DNVGL Auditor verified after the audit if the organization continues to meet the IATF Rules Site + Extended Mfg. Site Certification criteria). a) Quality manual indicates single site with an extended manufacturing site. b) Organization charts show a dependent reporting structure between the 2 sites. c) Top management at the main site have authority and decision making for all activities carried out at the extended site. d) Extended site only has production supervision, with no top management. Additional Comments (as needed): YES YES NO NO

5 Extended Manufacturing Site Shift & Headcount Information Shift (ie: 1,2,3,A,B,C,D) Shift Times (ie: 7am-3pm, 3pm-11pm) Total Number of Employees per Shift: Grand Total Manufacturing Area Sunday Shifts Monday Shifts Tuesday Shifts Wednesday Shifts Thursday Shifts Friday Shifts Saturday Shifts Eg: Stamping OT as needed 1,2,3,A,B 1,2,3 1,2,3 1,2,3 1,2,3 OT as needed Note: For the CQI related special processes such as heat treatment, plating, painting, welding, soldering, plastic injection, casting, they need to be identified clearly in above table.

6 This Site Provides Support to the following Sites or RSLs : RSL or Manufacturing Site Support Activities check those which apply All RSL information on certificate is correct (Please move to next section.) The following RSL information must be changed (added/ removed/ revised): Mfg. site RSL Full Address (City, State, Country) aftersales calibration continuous improvement contract review quality system customer srvice product design process design distribution engineering facilities finance human resources information technologies internal audit laboratory logistics maintenance review marketing packaging policy making production equipment development purchasing R & D repair sales sequencing servicing strategic planning supplier testing training warehousing warranty TO BE COMPLETED BY DNV GL AUDITOR AFTER THE AUDIT Describe what you audited to verify the interfaces & interactions with this location: (record at least one comment (sentences, not just a few words) for each function audited.) Mfg. site RSL Full Address (City, State, Country) aftersales calibration continuous improvement contract review quality system customer service product design process design distribution engineering facilities finance human resources information technologies internal audit laboratory logistics maintenance review marketing packaging policy making production equipment development purchasing R & D repair sales sequencing servicing strategic planning supplier testing training warehousing warranty TO BE COMPLETED BY DNV GL AUDITOR AFTER THE AUDIT Describe what you audited to verify the interfaces & interactions with this location site: (record at least one comment (sentences, not just a few words) for each function audited.)

7 Check if new RSL not already on cert. IATF Audit Planning Form This Site Receives Support From the Following Locations Which Are Audited by DNVGL RSL or Manufacturing Site Support Activities check those which apply All RSL information on certificate is correct (Please move to next section.) The following RSL information must be changed (added/ removed/ revised): Mfg. site RSL Full Address (City, State, Country) All fields highlighted in this salmon color are very important, as these fields must match the certificate! Total # of support employees (include in ADC): aftersales calibration continuous improvement contract review quality system customer service product design process design distribution engineering facilities finance human resources information technologies internal audit laboratory logistics maintenance review marketing packaging policy making production equipment development purchasing R & D repair sales sequencing servicing strategic planning supplier testing training warehousing warranty TO BE COMPLETED BY DNV GL AUDITOR AFTER THE AUDIT Describe what you audited to verify the interfaces & interactions with this manufacturing site: (record at least one comment (sentences, not just a few words) for each function audited.) Mfg. site RSL Full Address (City, State, Country) All fields highlighted in this salmon color are very important, as these fields must match the certificate! Total # of support employees (include in ADC): aftersales calibration continuous improvement contract review quality system customer service product design process design distribution engineering facilities finance human resources information technologies internal audit laboratory logistics maintenance review marketing packaging policy making production equipment development purchasing R & D repair sales sequencing servicing strategic planning supplier testing training warehousing warranty TO BE COMPLETED BY DNV GL AUDITOR AFTER THE AUDIT Describe what you audited to verify the interfaces & interactions with this manufacturing site: (record at least one comment (sentences, not just a few words) for each function audited.)

8 This Site Receives Support From the Following Locations Which are Audited by Another Certification Body DNV-GL auditors are required to review audit reports, findings, audit findings, and finding closure verification for all supporting sites or remote locations that are certified by a registrar other than DNV-GL as part of the audit planning process requirements specified within the Rules for Achieving IATF Recognition. Please update the following information (you may reproduce this section as many times as needed) and forward a copy of the most recent audit reports, findings, and evidence of finding verification performed by the registrar to your lead auditor. RSL / Mfg Site Support Activities check those which apply All RSL information on certificate is correct (Please move to next section.) The following RSL information must be changed (added/ removed/ revised): manufacturing site RSL Full address (street, city, state, country) Other CB's name Date of Audit as shown on report Date of Agenda reviewed Date of nonconformities reviewed (if 90 days have passed, closed NCs must be reviewed!) Total # of support employees (include in ADC): aftersales calibration continuous improvement contract review quality system customer service product design process design distribution engineering facilities finance human resources information technologies internal audit laboratory logistics maintenance review marketing packaging policy making production equipment development purchasing R & D repair sales sequencing servicing strategic planning supplier testing training warehousing warranty TO BE COMPLETED BY DNV GL AUDITOR AFTER THE AUDIT Describe what you audited to verify the interfaces & interactions with this manufacturing site: (record at least one comment (sentences, not just a few words) for each function audited.) manufacturing site RSL Full address (street, city, state, country) Other CB's name Date of Audit as shown on report Date of Agenda reviewed Date of nonconformities reviewed (if 90 days have passed, closed NCs must be reviewed!) Total # of support employees (include in ADC): aftersales calibration continuous improvement contract review quality system customer service product design process design distribution engineering facilities finance human resources information technologies internal audit laboratory logistics maintenance review marketing packaging policy making production equipment development purchasing R & D repair sales sequencing servicing strategic planning supplier testing training warehousing warranty TO BE COMPLETED BY DNV GL AUDITOR AFTER THE AUDIT Describe what you audited to verify the interfaces & interactions with this manufacturing site: (record at least one comment (sentences, not just a few words) for each function audited.)

9 Automotive Customer Specific Requirements (Please list for all direct automotive customers of the Main Manufacturing Site) Customer Name / Score Card Information to be provided to Lead Auditor General Motors Company (incl. GM Component Holding, SGM, GM/Renault; does NOT incl. SAIC GM, FAW, GM Avtovaz) Send printer-friendly 6-Panel Chart from GQTS for the site DUNS. Do NOT send the Bid List. New Customer? IATF OEM Supplier Codes (see customer scorecards) IATF OEMs: Mfg site DUNS #(9 digits) Automotive Customer-Specific Requirement Title CSR Date or Revision Level Fiat Chrysler Automobiles (incl. Dodge, Jeep, Ram, Fiat, Maserati) (please include all commodity supplier codes for the site if there are more than 1) Send GPSIS Monthly Supplier Scorecard for at least Production (code = 9) for this and for last calendar year (include Mopar and prototype parts scorecards, as applicable.) Ford Motor Company (Use site code, which differs from the parent company code) Send Ford SIM for the last 12 months Daimler AG Mercedes (incl. Smart) BMW Group (incl. Mini & Motorrad (motorcycles)) Send LPKM overview page and Measurement Details. PSA Peugeot Citroen (incl. scooters) Send SPOT (Supplier Plant Online Tracking) sheet for the last 12 months. Renault SA (incl Dacia and Renault Samsung Motors) Volkswagen AG (incl. Audi, SEAT, Skoda, Porsche, Ducati, SVW) Send Supplier Cockpit Quality Status and PPM- Score for the last 12 months. enter ALL comodity codes for the site site #, not parent # format: XXXXXX XX Non-IATF OEMs and all other direct Automotive Customers (tier 1, 2, etc attach a list if necessary) (e.g., Honda, Toyota, Jaguar, Navistar, Daimler Truck, etc.) Not required (e.g., Honda, Toyota, Jaguar, Navistar, Daimler Truck, etc.) Not required Caution DNV-GL Client & Audit Team: Assure the accuracy of the site supplier codes listed above. Inaccurate supplier codes will create electronic communication problems for IATF OEMs. The DNV-GL auditor will verify onsite during audit. Note: Cursory check of latest revisions may be done on and /or

10 DNVGL Auditor to complete: Customer Performance Summary and Actions Implemented for Unacceptable or Negatively Trending Performance (ref.: IATF Rules5, section 5.10.e). Automotive Customer General Motors Company (incl. GM Component Holding, SGM, GM/Renault; does NOT incl. SAIC GM, FAW, GM Avtovaz) Fiat Chrysler Automobiles (incl. Dodge, Jeep, Ram, Fiat, Maserati) Ford Motor Company Daimler AG Mercedes (incl. Smart) BMW Group (incl. Mini & Motorrad (motorcycles)) PSA Peugeot Citroen (incl. scooters) Renault SA (incl Dacia and Renault Samsung Motors) Volkswagen AG (incl. Audi, SEAT, Skoda, Porsche, Ducati, SVW) Other Other Other Summarize performance (i.e., product quality, delivery, and special status) as seen by the automotive customers (IATF OEMs and all other automotive customers.) If unacceptable, detail the actions implemented to improve performance (if no actions, DNV GL auditor must issue MAJOR NC.) (Record sentences, not a few words, for each automotive customer & metric shown.)

11 List of Processes Audited & Corresponding Performance Against Applicable Objectives / Metrics/ Targets Note: Processes may share common performance metrics. Process / Activity Current Process Objective(s) / Goal Internal Performance Data Since Last the last DNVGL Audit Check if Goal Not Met For DNVGL Auditor Use Record actions being taken on metrics not meeting goal. If no actions, DNV GL auditor to issue an NC (Record sentence(s) for each metric not being met.) Example: Maintenance Process PMs Ontime> 95% Uptime> 68% 93% 69%

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13 Changes which may Impact the Quality Management System Are any of your sites on any of the following Customer Special Status Notifications? (Check Yes or No) - FCA USA LLC Needs Improvement or New Business Hold? Yes No - FCA Italy SpA? Yes No - Ford Q1 Revoked? Yes No - GM New Business Hold Quality? Yes No - GM Controlled Shipping Level 2? Yes No - GM Controlled Shipping Level 1? Yes No - BMW Group? Yes No - Diamler AG Mercedes? Yes No - PSA Peugeot Citroen? Yes No - Renault SA? Yes No - Volkswagen AG? Yes No - Is the organization on any special status with any other automotive customers? Yes No - Are there any active product recalls/ campaigns applicable to this site? Yes No If Yes to any of the above, please explain and forward a copy of the notification letter: Warning : Failure to notify DNVGL of changes may result in issuance of nonconformity for failure to comply with IATF Rules & DNVGL certification agreement Please list any New Automotive Customers, Products or Part Numbers Please list all Current and New Outsourced Processes

14 Other Changes: Have there been any changes to: 1) The site/ company legal status (incorporation, change from private ownership to partner or corporate ownership, etc.)? No Yes: If yes, please explain 2) Commercial status (e.g., joint ventures or sub-contracting with other organizations)? No Yes: If yes, please explain 3) Ownership status (e.g. mergers and acquisitions of or by another company)? No Yes: If yes, please explain 4) Organization and management? This includes: a. Top management at the location to be audited, and/or his or her direct-report staff. b. Top management of the company (whether or not that management is located at the location to be audited.) c. Key managerial, decision-making, or technical staff would also be included in this requirement. No Yes: If yes, please explain 5) Scope of operations under the currently certified management system (addition or removal of processes, equipment, or product not included in your certification scope)? No Yes: If yes, please explain 6) Major changes to your management system and/ or processes (e.g., additions or removal of processes, equipment, product under certification, etc.)? No Yes: If yes, please explain

15 For each audit type, the following information is to be reviewed For DNV-GL Use Only - Lead Auditor to complete Risk(s) identified in the summary below will be identified as a FOCUS AREA(s) on the agenda and recorded in the report. Date client submitted the pre-planning information: Date Audit Plan was Issued to the client: Customer Scorecard data since the last audit Customer complaint summary since the last audit, and evaluate risks such as safety critical or repeat complaints, OTD, service product performance, field failures, recalls, and NTF (no trouble found) validity / warranty, Customer Special Status Conditions since the last audit Internal performance data since the last audit (See previous table in this APF) Management review results. Internal audit results since last DNV-GL audit and corresponding corrective actions, including quality management system, manufacturing process audits, and product audits. Review quality manual for changes since the last audit (shall include a description of processes, their sequence and interactions with supporting sites and RSLs, and outsourced processes. Show Audit day calculation/ verification using the ADC (MANDATORY USE.) (Note: NC verification time is additional to the calculated time.) Review all other CB audit reports for all remote support locations in their entirety for risks; Audit plan, report, findings, corrective actions, scopes, linkages, interfaces, product & process risks. Contact other DNV-GL lead auditor or project lead involved for performance related audit trails & risks, as appropriate. Recertification Audit ONLY: Review and describe customer performance, internal performance and DNVGL audit performance (NC s) over the past 3 years and identify any areas that need to be followed up on. Verify all conditions Letter of Conformance (LOC) for site are valid, if applicable. Auditor confirmed that the audit planning info provided covers the Site and RSL(s) under this Project #. From your review of the Audit Planning information, determine any critical areas to be prioritized based upon risk to the customer, performance trends, and criticality of the process(es). These areas are to be identified here and in the Focus Area box on the agenda. IATF OEMs are to take priority! Was all the pre-planning information supplied before issuing the audit plan (see IATF Rules): Yes No- Audit planning time MUST be added prior to the opening meeting to evaluate missing information. (This activity shall be shown on the audit plan, MUST be in addition to the required minimum audit time, and may be in addition to the normal 8-hour work day.) INSERT ADC HERE OR IN CONCERT. Record details of what you reviewed (report date, NC date, NC status, etc. in the previous section of this APF.) List the Risk(s) identified as FOCUS AREA(s) and include them on the agenda and in the report. (Example: Follow-up Ford PPM, OTD, organization metrics not meeting goal, new product launch, major changes to quality system, new shift, new equipment). If no risks are identified, focus is optional and audit trails may be listed in the agenda.

16 Existing CB s and certificate expiration date: Existing CB s most recent audit date(s): For Transfer Audits Only DNVGL Lead Auditor to Complete (Prior to the start of the Transfer Audit, the lead auditor shall perform an onsite or offsite review & verification of the following information): Ensure that clients applying for transfer have not transferred their TS or IATF certificate from another CB within the previous three year period (no CB hopping allowed!); The proposed certificate shall be the same as the existing CB s certificate - no changes to scope, sites, or RSLs; The existing certificate shall be valid and current - the client cannot be in any IATF OEM special status condition, or have their current TS or IATF certification in suspension, cancelled or withdrawn status; - If under IATF OEM special status condition, assure that the existing CB has performed at least one onsite audit to verify the effective implementation of the identified corrective actions. - If the certificate was suspended within the previous twelve (12) months and the suspension was initiated due to IATF Rules section 8.1 a), b), or c), the lead auditor shall ensure the existing CB has conducted at least one onsite audit to verify the effective implementation of the identified corrective actions. The client shall provide the lead auditor with the previous 3 years of all audit reports and findings (now closed) issued by the existing CB for the site and any RSLs; Note: Lead auditor shall ensure the previous audit s NCs are verified for effectiveness during the DNV- GL TA, and document verification activity in report or LOF. Lead auditor shall perform a basic document review and a review of key indicators of quality management system performance; and, Lead auditor shall verify that audit team members, if subcontracted, have not previously audited the client within the last 3 years. Transfer Audit is scheduled for (dates): Note: All transfer activities (including DNV-GL audit, closure of all nonconformities, and the certification decision) MUST be performed prior to the next scheduled surveillance audit and the expiration of the existing CB s valid certificate. Based on the details/documents submitted, the organization is eligible and ready for the transfer audit. To be saved in Concert: 1) Previous CB s certificate, 3 years of agendas, audit reports and closed NCs from the previous CB. 2) OEM scorecards, if applicable. Yes No Lead Auditor: Date: