TCRS Strategic Plan. Instrumental MASH White Paper

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1 TCRS Strategic Plan Instrumental MASH White Paper NCHRP 20-07(360) September 2015 Limited Use Document This document is furnished only for review by members of the NCHRP project panel, AASHTO TCRS and TRB AFB20 members and friends and is regarded as fully privileged. The opinions and conclusions expressed or implied in this document are those of the researchers performing the research and are not necessarily those of the Transportation Research Board, the National Research Council, or the program sponsors. This research project is funded under the National Cooperative Highway Research Program; however, this document has not gone through the full review for publication according to procedures established and overseen by the Transportation Research Board and approval by the Governing Board of the National Research Council. Dissemination of information included herein must be approved by NCHRP. Christine E. Carrigan, P.E., Ph.D. Malcolm H. Ray, P.E., Ph.D. Chuck Plaxico, Ph.D. P.O. Box Main Street Canton, Maine 04221

2 TABLE OF CONTENTS Authors Note... 3 Chapter Instramental Manual for Assessing Safety Hardware (MASH)... 4 Background... 4 TCRS Strategic Plan... 4 Major Updates to Safety Hardware Evaluation Standards... 5 Test Levels... 6 Impact Conditions... 7 Knowledge gaps within MASH... 7 Proposed Instrumental approach to the support of safety innovation... 8 Clarify hardware acceptance/approval/eligibility action items... 9 Implement the V&V procedures Implement side impact and non-tracking event testing Identify methods and procedures to improve the relevance of crash tests Summary Conclusion References Appendix B: Research Needs Statements B-2

3 AUTHORS NOTE As a matter of convenience, this document assumes that the two AASHTO Publications which the TCRS is currently charged with, the Roadside Design Guide (RDG) and the Manual for Assessing Safety Hardware (MASH), will continue to be updated and published under the same titles in the future. This document outlines a five to ten year plan for the TCRS, therefore, when reference is made throughout the text to either of these documents, the reference should be understood to mean future versions of these documents. At the time of this writing, the TCRS is drafting an implementation plan for MASH. This forward-looking document is framed with the assumption that MASH will be adopted. The adoption of MASH, therefore, is referred to in the past tense. B-3

4 CHAPTER 4 INSTRAMENTAL MANUAL FOR ASSESSING SAFETY HARDWARE (MASH) This chapter, named Instrumental MASH, is a stand-alone white paper which proposes a mini-plan in support of mission statement 2: develop, implement, and maintain evaluation standards to support roadside safety innovation and decision making. This white paper offers a mini-plan under the TCRS strategic plan frame work for achieving a MASH to foster innovation while ensuring changes are made when measurable gains are likely to result. Crash testing standards have been regularly updated over the past 35 years. Each update resulted from a major research undertaking culminating in new test and evaluation procedures. While many concepts were re-used from the previous documents and some concepts were dismissed, the 2009 edition of MASH represents the most current research available. A major update to MASH is not proposed. After full implementation of MASH, a monitoring of necessary changes should be undertaken. It is proposed that future changes to MASH be motivated by field observations and the proposed changes to MASH be evaluated prior to execution to assess the potential for improved safety. Finally, it is proposed that the hardware approval process be evaluated and documented within MASH. As discussed in the TCRS strategic plan, MASH is the preliminary assessment of roadside hardware tool. ISPEs are for the assessment of hardware performance in the field. The RDG set of strategies for how to address roadway departure crashes and as resource for hardware installation guidelines. Adopting these definitions will remove the current ambiguity on the use of Report 350 or MASH hardware associated with the adoption of crash testing specifications. BACKGROUND This section provides a summary of 2015 TCRS strategic plan, major updates to safety hardware evaluation standards, and needed additional updates identified by the community. TCRS Strategic Plan The TCRS vision, mission, and objectives, as outlined in the 2015 TCRS strategic plan are provide here for reference. Vision: Lead roadside policy development, support safety innovations, and be an information resource to promote a decline in roadway departure related deaths and incapacitating injuries. Mission: In support of the AASHTO SCOH and SCOD Strategic Plans, (1) develop, implement, and maintain guidance which will reduce fatal and incapacitating-injury roadway departure crashes, (2) develop, implement, and maintain evaluation standards to support roadside safety innovation and decision making, and (3) monitor the effectiveness of implementation guidance and testing standards to assess the progress being made and make changes as needed to continue moving toward zero roadside fatal and incapacitating-injury roadway departure crashes. Objectives proposed in support of the TCRS vision and three mission statements: B-4

5 A. Critique and improve the underlying assumptions within the RDG and MASH through the analysis of field performance and assessment of available data. B. Identify guidance that is outdated, lacking, or not supported by recent evidence within the current RDG and MASH that should be addressed in upcoming revisions and conduct research to satisfy those needs. C. Keeping up with the dynamic changes in roadside policy can be costly (i.e., budget and schedule); make changes to the RDG and MASH only when the change is likely to result in measurable gains in the field. D. Provide tools which support making design and policy decisions. E. Determine the most effective means to communicate the MASH standards and RDG guidance to promote consistency in interpretation and implementation in the field. F. Develop and publish a RDG and MASH which are based on quantifiable performance measures and specific design goals. G. Identify and implement methods which will foster innovation in hardware development.. Major Updates to Safety Hardware Evaluation Standards NCHRP Report 230 [Michie81] was published in 1981 to provide guidelines for performing and evaluating full-scale vehicle crash tests. Report 230 did not explicitly include multiple performance or test levels. The so-called minimum crash test matrix included small, medium and large passenger cars. Supplemental tests for heavier vehicles such as utility buses (i.e., school buses), small and large intercity buses, tractor trailer trucks and tanker trailer trucks were included. Report 239 included four service levels for bridge railings and attempted to establish the service levels based on the capacity of the bridge railings based on the Report 230 supplemental tests AASHTO Guide Specification for Bridge Railings [AASHTO89] recommended that all bridge railings should be evaluated in full-scale crash tests. A major change introduced was the concept of multiple performance levels. The three performance levels used for the first time in an AASHTO guide were: PL1 test conditions included the 5,400-lb pickup truck impacting at a speed of 45 mph and an angle of 20 degrees. PL2 test conditions increased the speed of the pickup truck test to 60 mph and a test with an 18,000 lb single unit truck impacting the barrier at a speed of 50 mph and an angle of 15 degrees was added to the test matrix. PL3 incorporated a test with a 50,000 lb van-type tractor trailer impacting the barrier at a speed of 50 mph and an angle of 15 degrees. Two passenger vehicles a small 1800-lb passenger car and a 5400-lb pickup truck - were common to all three performance levels. NCHRP Report 350 [Ross93] was published in 1993 with a major change of specifying six different test levels for roadside hardware, as follows: Test levels 1 through 3 are focused on the impact performance of passenger vehicles, with increasing impact speeds defined for increasing test levels. B-5

6 R350 TL3 test consists of a 2,000 kg (4,409 lb) pickup truck impacting a barrier at 100 km/h (62 mph) and 25 degrees, and an 820 kg (1807 lb) small car impacting a barrier at 100 km/hr (62 mph) and 20 degrees. R350 TL4 tests include the TL3 tests mentioned above plus an additional test involving an 8,000 kg (17,637 lb) single unit truck impacting the barrier at 80 km/h (50 mph) and 15 degrees. Note: These impact conditions are similar to those associated with PL2 in the 1989 GSBR. R350 TL5 tests include the TL3 tests mentioned above plus an additional test involving an 80,000-lb (36,000-kg) van-type tractor trailer impacting the barrier at a speed of 50 mph (80 km/hr) and an angle of 15 degrees. R350 TL6 uses the same impact conditions as TL5, but incorporates an 80,000-lb (36,000-kg) tractor-tank trailer. The Manual for Assessing Safety Hardware (MASH) was published in [AASHTO09] Changes in vehicle fleet characteristics prompted NCHRP Project 22-14(02), "Improved Procedures for Safety-Performance Evaluation of Roadside Features." MASH includes essentially the same test level approach with some changes to vehicle type and impact conditions for test levels 1 4. The selection of test vehicles for test levels 1-3 (passenger vehicle tests) were based on sales data was a major change. Other changes included: The weight and body style of the small car test vehicle changed from a 820 kg (1807 lb) small car sedan to a 1100 kg (2425 lb) midsize sedan. The weight and body style of the pickup truck test vehicle changed from a 2,000 kg (4,409 lb), ¾-ton, standard cab pickup to a 2,270 kg (5,000 lb), ½-ton, 4-door pickup. The ballasted weight for the SUT test vehicle increased from 8,000 kg (17,636 lb) to 10,000 kg (22,046 lb). The impact angle for the small car was increased from 20 degrees to 25 degrees for test 10. The impact speed for the SUT was increased from 80 km/hr (49.7 mph) to 90 km/hr (56 mph). The resulting impact severity for TL3 increased by 13.6 percent, and the impact severity for TL4 increased 57 percent compared to Report 350. The changes to TL4 (i.e., SUT test) were made because without the change the impact severity for TL4 would be lower than that for TL3. It did not make sense for a higher level test to have the same or lower impact severity. The vehicle specifications and impact conditions for TL5 and TL6 have not changed. Test Levels FHWA established approximate equivalences between the Report 230 multiple service levels, the three AASHTO GSBR performance levels and the Report 350 test levels in a memorandum to FHWA Regional Administrators in [Horne97] While no official FHWA crash test equivalencies have been released to compare Report 350 and MASH test levels, Table 1 was developed under NCHRP 22-12(03) for the selection of bridge railings as a way to establish approximate correlations between the test levels used in the past.[ray13] B-6

7 Table 1. Approximate Crash Test Acceptance Equivalencies. [after Horne97] Testing Criteria Acceptance Equivalencies MASH TL1 TL2 TL3 TL4 TL5 TL6 Report 350 TL1 TL2 TL3 TL4 TL5 TL6 Report 230 MSL-1 MSL-2 AASHTO Guide Spec PL1 PL2 PL3 This is the performance level usually cited when describing a barrier tested under NCHRP Report 230. It is close to TL3 but adequate TL3 performance cannot be assured without a pickup truck test. Impact Conditions The practical worst case impact conditions, have been defined as the combination of the 5 th percentile lightest and heaviest passenger vehicles impacting a safety feature at the 85 th percentile highest speed and 85 th percentile highest angle. This combination of nearly worst case weight, speed, and angle is believed to produce an extremely rare impact event. Nevertheless, these impacts do occur and have been designated as representative of the most severe impact conditions that can be practically accommodated. This definition of the worst practical impact condition was originally implemented for large passenger vehicles with the first set of evaluation guidelines presented in Highway Research Board Circular 482. [TRB62] The precedent established with the first set of guidelines for full-scale crash-testing has been extended through, Transportation Research Circular 191 [TRB78], and NCHRP 230 [Michie81] and 350 [Ross93]. [MASH09] The FHWA established the base test level for longitudinal barriers, including bridge railings, to be used on the National Highway System (NHS) as Test Level 3 (TL3). Impact speeds and angles for TL3 have traditionally been selected to be equal to the presumed 85 th percentile impact speed and 85 th percentile impact angle from ran off road crashes. The impact speeds and angles used to develop the conditions with MASH and NCHRP Report 350 could not be found in the literature. Vehicle masses are normally selected to be equal to the 95 th and 5 th percentile values from the passenger car fleet. MASH reduced the light truck vehicle mass to the 90 th percentile and the small car mass to the 2 nd percentile of the 2002 new vehicle fleet. MASH notes this was done in recognition of the recent increase in the size of passenger vehicles and the expectation that high gasoline prices might push vehicle masses down. The vehicle fleet was defined by vehicle sales. Report 350 vehicle fleet was defined from The data used to establish the NCHRP Report 350, Report 230 and the AASHTO Guide Spec vehicle masses could not be found in the literature. Knowledge gaps within MASH Knowledge gaps exist in MASH for which research is available. For example, the use of side-impact crash test evaluations was dismissed when MASH was published and the acceptance of computer modeling has advanced noticeably since MASH s adoption in Ray found that while side impact crashes account for only 9 percent of BCT terminal crashes they represent half of all severe and fatal crashes with BCTs. [Ray00] There are no side B-7

8 impact crash tests recommended in MASH for guardrail terminals, crash cushions or support structures. Citing considerable literature on the subjects of side impacts and non-tracking impacts with roadside features (see page 54) [Delays86; Mak92; Ross89; Ray00], MASH concedes that crash data analyses shows half of all run-off-the road crashes involve nontracking vehicles in a yawing or sideslip motion at the time of impact. Furthermore, crash data studies also appear to indicate that the impact performance of roadside features can be adversely affected by non-tracking behavior. [AASHTO09] While the importance of side impacts has been recognized in MASH, there are no recommendations that would lead to better roadside designs that include improved side impact protection. With respect to Computer Modeling, MASH says it is premature at this time to consider replacing the crash testing recommended herein with computer modeling to evaluate the impact performance of roadside safety features. [AASHTO09] Computer modeling of crashes, however, has become a standard tool in the development and assessment of roadside safety hardware in recent years. While computer modeling will never replace crash testing, the FHWA in 2011 developed a procedure whereby computer modeling can be used to grant eligibility letters for modifications of already crash tested roadside hardware. The FHWA has issued a number of eligibility letters based solely on the results of computer modeling. In summary, MASH dismisses side impact crash testing even though many of the fatal and severe injury crashes on some types of devices are associated with that crash mode and computer modeling was dismissed in MASH but since 2009 has become a standard method for designing and evaluating the safety performance of hardware. If the goal of MASH is innovative hardware development that improves the safety performance of roadside hardware some guidance ought to be provided for performing side impact crash tests and the appropriate use and role of computer modeling should be addressed in any update to MASH. PROPOSED INSTRUMENTAL APPROACH TO THE SUPPORT OF SAFETY INNOVATION The proposed approach to an instrumental MASH which will support innovation in hardware development, but not drive hardware installation policy is discussed below. In support of the clarified roles of both the RDG and MASH, it is proposed that the implementation of MASH does not necessitate the installation of MASH hardware, as the RDG is a set of strategies for how to address roadway departure crashes and a resource for hardware installation guidelines where MASH is a preliminary assessment of hardware tool. Guidance should be provided within the RDG on when, where and how to install MASH hardware. It is further proposed that when updating MASH: (1) the expectation of the use of MASH as a preliminarily assessment of hardware tool; (2) the hardware assessment and approval process be clarified and documented; and (3) the verification and validation procedures documented in NCHRP Web-Only Report 179 be implemented within MASH as part of the hardware assessment process. It is proposed that the side-impact testing guidelines included in NCHRP 350, but excluded from MASH be updated and included in a future update to MASH. While the number of crash tests necessary for hardware development may increase, it is suggested that this increase be offset through the use and acceptance of computer simulations in lieu of physical tests, when appropriate. Finally, it is suggested that to improve crash test quality and the ability of tests to simulate field observations, any future changes to the vehicles used or impact conditions be motivated by field observations. B-8

9 Clarify hardware acceptance/approval/eligibility action items In support of the TCRS strategic plan action item to clarify roles within the community, the hardware approval, acceptance and eligibility action items should be clarified. The RDG currently discusses FHWA acceptance letters in section 5.1.1, stating the longitudinal barriers used on the National Highway System (NHS) should be accepted as crashworthy by the Federal Highway Administration (FHWA). [AASHTO11] The FHWA, however, states eligibility letters are provided as a service to the States and are not a requirement for roadside safety hardware to be eligible for reimbursement on Federal-aid highway projects. [FHWA14]. AASHTO and the FHWA appear to be assigning the responsibility for assessing crashworthiness to each other creating confusion over the role and use of MASH. Currently, it is unclear who is responsible for determining when hardware meets the crash test specification. It is critical that this issue be clarified to allow for that individual or agency to assume responsibility. Continued confusion will allow everybody to evade the responsibly, while clarity will sanction the intended individual/agency to behave dutifully. Three options are proposed for remedying this confusion: Option 1: States may individually determine crashworthiness of hardware crash tested according to MASH as documented in a crash test report produced by a certified testing lab and stamped by a Professional Engineer (PE). Recall that PEs subscribe to the following canons of ethics: o Hold paramount the safety, health, and welfare of the public. o Perform services only in areas of their competence. o Issue public statements only in an objective and truthful manner. o Act for each employer or client as faithful agents or trustees. o Avoid deceptive acts. o Conduct themselves honorably, responsibly, ethically, and lawfully so as to enhance the honor, reputation, and usefulness of the profession. [NSPE14] Option 2: Ask AASHTO National Transportation Product Evaluation Program to collectively review lab reports presented by certified testing labs stamped by a Professional Engineer (PE) to determine crashworthiness. o National Transportation Product Evaluation Program (NTPEP) is a national evaluation and auditing program for manufactured products that assists states with their evaluations of projects, including safety products. [NTPEP14] o State members pool resources and develop protocols for work plans. o NTPEP provides coordinated evaluations and has a guardrails technical committee. The guardrails committee currently only assesses manufacturing related items at this time. Option 3: FHWA continues to determine eligibility and crashworthiness based on a crash test report submitted by a certified lab and stamped by a PE. AASHTO plays no role in accessing the crashworthiness of hardware or eligibility for federal-aid funding. Under each of these options, the PE at the testing facility is certifying that the hardware has met the crash testing standard and the States and/or FHWA are reviewing the PE s work. Action: Upon updating MASH, choose a method to clarify the eligibility process and note the method in an updated MASH. B-9

10 Action: Clarify who is responsible for determining hardware has passed the crash test and publish this clarification in an updated MASH. Implement the V&V procedures MASH states that without extensive examination of a simulation program s input parameters, it is impossible for another party to critically evaluate the model s accuracy on page 7. FHWA, however, current uses the Verification and Validation (V&V) procedures developed under NCHRP and published as NCHRP Web-Only Report 179 for assessing changes to hardware already approved. It is unclear at this time who will determine when hardware has met the crash test specification, but it appears that the field has progressed enough to allow for the implementation of this alternative time and money saving evaluation standard to be implemented within MASH. Employing these procedures would allow the designer to generate a model, predict an outcome, conduct a physical test, and then apply V&V procedures. The model could then be extended to other tests not physically conducted possibly used in lieu of some physical tests or to determine the critical impact point/angle. For example, MASH requires guardrail terminal tests at either 5 or 15 degrees in tests 32 and 33 but provides little specific guidance on which angle should be used in which situation. Computer modeling could provide a way to demonstrate what the critical impact angle is such that a crash test is performed at the critical angle and other angles are assessed by computer modeling. Implementing the V&V procedures into MASH simply acknowledges the state of the practice as FHWA has already incorporated W-179 into its safety hardware evaluation procedures. Action: Upon updating MASH, allow provisions for computer simulations to be used as surrogates for some tests and/or as a means of selecting the most critical tests, provided the V&V procedures are applied and stamped by a licensed professional engineer who is assuming responsibility for the analysis. Implement side impact and non-tracking event testing MASH concedes that crash data analyses shows half of all run-off-the road crashes involve non-tracking vehicles in a yawing or sideslip motion at the time of impact. Furthermore, crash data studies also appear to indicate that the impact performance of roadside features can be adversely affected by non-tracking behavior. [AASHTO09] MASH goes on to dismiss this field-confirmed issue for which crash testing guidelines have previously been developed and implemented under NCHRP Report 350 [Ray99; Ray 93] by simply saying [i]t is anticipated the most large structural supports and terminal and crash cushions would likely fail either of the side impact testing guidelines [developed by Ray and Carney or Ray, et al.]. It is illogical that devices being developed for the first time under MASH would not be subjected to side-impact or non-tracking events simply because hardware to satisfy the criteria could not be imagined by the authors at the time of publication. The state-of-the-art in roadside hardware technology will never advance if designers get a free pass on challenging impact conditions because an earlier generation of designers was unable to solve the problem. If a particular crash scenario is responsible for a large proportion of severe and fatal injuries it is irresponsible to ignore them simply because they are difficult. B-10

11 It is proposed that the side-impact crash testing guidelines which were published as an appendix to NCHRP Report 350 be updated and published as part of a future update to MASH. While it is proposed that side-impact and non-tracking events be considered, it is furthered proposed that higher reliance be placed on crash modeling with V&V where appropriate. Research Needs Statement Update the side-impact guidelines and develop a MASH errata suitable for adoption by AASHTO. Identify methods and procedures to improve the relevance of crash tests Crash tests are the roadside safety equivalent of experiments which are conducted to an established standard to ensure repeatability of the tests and comparability between tests. The purpose of the tests is to evaluate the crash-worthiness of the system. The purpose of these initial evaluations are not to capture all possible impact conditions and scenarios but to evaluate all devices under the same impact speeds and angles using the same vehicles. These conditions are presumed to be representative of the impact conditions in the field. Common installation/repair mistakes or maintenance issues are not observed by crash tests. Variability in occupants are not observed in crash tests. The range of vehicle size, impact speed, and angles are thought to be addressed by crash tests but this has not been verified. Each of these variability s can be assessed through a review of available data. Ultimately, hardware should be tested in a condition similar to which it will be deployed. Caution, however, should be used to ensure the testing matrix is not extended to too many situations. While these impact conditions can be verified through field observations, it is also critical to review the perceived improvement to safety expected by implementing any changes. Perceived improvements should be documented and the changes justified by a measurable improvement. Action: Verify impact conditions with field observation. Justify changes to MASH to ensure changes result in measurable gains to safety. Research Needs Statement Verify impact conditions used in MASH with field observations. A study to verify the vehicle types has been funded. An RFP is anticipated within the 2015 fiscal year. Summary A major update to MASH is not proposed, however, minor updates are proposed. It is proposed that the hardware approval process be evaluated and documented within a future update to MASH. Monitoring of any necessary changes to vehicle types, impact angles or speeds should be undertaken. It is proposed that future updates to MASH be motivated by field observations and the proposed changes to MASH be evaluated prior to updating MASH to assess the potential for improved safety. B-11

12 CONCLUSION The proposed vision of the TCRS is to Lead roadside policy development, support safety innovations, and be an information resource to promote a decline in roadway departure related deaths and incapacitating injuries. The proposed second mission of the TCRS, in support of the vision, is to develop, implement, and maintain evaluation standards to support roadside safety innovation and decision making. The TCRS strategic plan suggests seven objectives for achieving an instrumental MASH: (1) critique and improve the underlying assumptions within the RDG and MASH through the analysis of field performance and assessment of available data; (2) identify guidance that is outdated, lacking, or not supported by recent evidence within the current RDG and MASH that should be addressed in upcoming revisions and conduct research to satisfy those needs; (3) keeping up with the dynamic changes in roadside policy can be costly (i.e., budget and schedule); make changes to the RDG and MASH only when the change is likely to result in measurable gains in the field; (4) provide tools which support making design and policy decisions; (5) determine the most effective means to communicate the MASH standards and RDG guidance to promote consistency in interpretation and implementation in the field; (6) develop and publish a RDG and MASH which are based on quantifiable performance measures and specific design goals; (7) identify and implement methods which will foster innovation in hardware development. It is proposed that future updates to MASH include: a definition that MASH is the preliminarily assessment of hardware tool, not a policy establishment tool; clarification on the hardware assessment and approval process; and inclusion of the V&V procedures documented in NCHRP Web-Only Report 179. It is also proposed that the side-impact testing guidelines once included in NCHRP 350, but excluded from MASH, be updated and included as a future MASH update. In conclusion, to improve the ability of crash tests to represent field situations, any future changes to the vehicles used or impact conditions should be motivated by field observations. B-12

13 REFERENCES AASHTO09 Technical Committee for Roadside Safety, Manual for Assessing Safety Hardware, American Association of State Highway and Transportation Officials, Washington, D.C., AASHTO11 AASHTO, Roadside Design Guide, 4 th Ed., American Association of State Highway and Transportation Officials, Washington, D.C., AASHTO89 AASHTO, Guide Specifications for Bridge Railings, American Association of Delays86 FHWA14 Horne97 MASH09 Michie81 NSPE14 NTPEP14 Ray00 Ray13 Ray93 Ray99 State Highway and Transportation Officials, Washington, D.C., Delays, N.J., and Parada, L.O., Rollover Potential of Vehicles on Embankments, Side Slopes, and Other Roadside Features, Final Report DTFH61-83-C-00060, Calspan Corp., Buffalo, MY, August Frequently Asked Questions: FHWA Eligibility Letters for Roadside Safety Hardware, accessed online, ity_letters.cfm, accessed December D. W. Horne, ACTION: Crash Testing of Bridge Railings, Letter for FHWA Regional Administrators, Federal Highway Administration, Washington, D.C., 30 May MASH Implementation Plan, accessed online: file:///c:/users/ccarrigan/desktop/mashimplementationplan2009.pdf, dated May 2009, accessed March Michie, J.D., Recommended Procedures for the Safety Performance Evaluation of Highway Appurtenances, National Cooperative Highway Research Program Report 230, Transportation Research Board, Washington, D.C., National Society of Professional Engineers Coe of Ethics, accessed online at accessed December 12, National Transportation Products Evaluation Program website, accessed December 11, Ray, M.H., Hiranmayee, K., Evaluating Human Risk in Side Impacts Collisions with Roadside Objects, Roadside Safety Features and Hydraulic, Hydrology and Water Quality Issues, Transportation Research Record 1720, Transportation Research Board, Washington, D.C., Ray, M.H., Carrigan, C.E., Plaxico, Recommended Guidelines for the Selection of Test Levels 2 through 5 Bridge Railings, NCHRP Project 22-12(03), National Cooperative Highway Research Program, Transportation Research Board, Washington, D.C., (in press). Ray, M.H., Carney, III, J.F., Test and Evaluation Criteria for Side Impact Crash Tests, ASCE Journal of Transportation, Volume 120 No.4., American Society of Civil Engineers, Reston, VA, August Ray, M.H., Hargrave, M.W., Carney, III, J.F., and Hiranmayee, K., Side Impact Test and Evaluation Criteria for Roadside Safety Hardware, General Design and B-13

14 Ross93 TRB62 TRB78 TZD14 Roadside Safety Features, Transportation Research Records 1647, Transportation Research Board, Washington, D.C., Ross Jr., H.E., Sicking, D.L., Zimmer, R.A., Michie, J., Recommended Procedures for the Safety Performance Evaluation of Highway Features, National Cooperative Highway Research Program Report 350, Transportation Research Board, Washington, D.C., Proposed Full-scale Testing Procedures for Guardrails, Highway Research Board Circular 482, Transportation Research Board, Washington, D.C., September Recommended Procedures for Vehicle Crash Testing of Highways Appetences, Transportation Research Circular 191, Transportation Research Board, Washington, D.C., Toward Zero Deaths: A National Strategy on Highway Safety, accessed online: accessed December B-14

15 APPENDIX B: RESEARCH NEEDS STATEMENTS Preliminary suggestions on RNS in support of Mission 2 are shown here. A star (*) next to the title indicates a complete problem statement has been developed and is included at the end of this appendix. Title: *Update the side-impact guidelines and develop a MASH errata suitable for adoption by AASHTO. Objective: Evaluate the side impact test and evaluation procedures included in Report 350 and determine if any changes or improvements are required. Document the side impact test and evaluation procedures such that they can be issued as an errata to MASH until MASH is revised at some point in the future. Title: Verify impact conditions used in MASH with field observations. Objective: Review available data to determine which/if impact conditions can be culled and make recommendations for improved testing. If available data is not sufficient, make recommendations to collect additional field observations for impact angles and speeds to improve MASH. The objective of this research will be to (1) evaluate available sources of data (2) collect new data only if necessary, and (3) make updated recommendations based on field observations. This research should explicitly study terminals and longitudinal barriers. B-15

16 AASHTO STANDING COMMITTEE ON RESEARCH AMERICAN ASSOCIATION OF STATE HIGHWAY AND TRANSPORTATION OFFICIALS NCHRP Problem Statement Outline I. PROBLEM NUMBER To be assigned by NCHRP staff. II. PROBLEM TITLE Development of Methods to Evaluate Side Impacts with Roadside Safety Features III. STATEMENT OF THE RESEARCH PROBLEM Side impacts of vehicles into roadside hardware are a growing public safety problem. In particular, side impacts with guardrail account for 22 percent of fatalities in passenger vehicleguardrail crashes (Gabler and Gabauer, 2007). The occupant of a car that side impacts a guardrail has a 30 percent higher probability of being fatally injured than the occupant of a car involved in a frontal impact into a guardrail. Many roadside safety features (e.g., guardrail end treatments, crash cushions, and luminaire supports) are designed to break away under the loads which are typical of a frontal impact. However, side impacts by non-tracking vehicles may not have enough force to engage the breakaway mechanisms of these features. Because the side of a vehicle, unlike the front, has so little structure and crumple zone, side impacts can be especially severe from an injury standpoint. To date, however, no substantive improvements have been made to the performance of roadside safety features during vehicle side impacts. NCHRP Report 350 provided side impact test and evaluation procedures for informational purposes, but made no recommendations or requirements for side impact crash testing of roadside hardware. More recently, the appendix for side impact test and evaluation procedures was not included in the Manual for Assessing Safety Hardware (MASH) crash test procedures. The few available side impact tests in the literature are now over 20 years old, and were performed on a previous generation of roadside hardware with a previous generation of vehicles. Little is known about how Report 350 or MASH compliant hardware performs in side impact crashes. Following the side impact research in the 1990s, it was concluded that it was not technologically feasible to design most roadside safety features to satisfy side impact evaluation criteria. This conclusion, however, was based upon the crash testing of 1980s era vehicles manufactured before recent advances in dynamic side impact protection required by NHTSA. In particular, the new NHTSA side impact pole test has led to more robust side structures and side curtain airbags and potentially improved energy sharing between the vehicle and roadside objects during a crash. For example, Alberson et al (2006) showed the feasibility of reducing injury risk in non-tracking side impact crashes by making relatively low cost modifications to existing guardrail end terminals. Thus, the issue of side impact crashes has been identified, and potential solutions to the problem have been proposed in limited instances. However, no research to date has developed a comprehensive approach for evaluating roadside hardware under side impact conditions. The development of methods for evaluating these crashes would lead to improvements in roadside safety hardware and improved safety of the motoring public.

17 The proposed research is listed as a very high priority in the AASHTO TCRS Strategic Plan and it supports the TCRS mission of (1) developing, implementing, and maintaining policies which reduce fatal and serious injury lane departure crashes, (2) developing, implementing and maintaining evaluation standards to support roadside safety innovation and decision making and (3) monitoring the effectiveness of implemented policies and testing standards to assess the progress being made and implementing changes as needed to continue moving toward zero roadside fatal and serious injury lane departure crashes. IV. LITERATURE SEARCH SUMMARY Research has been conducted at both FHWA and NHTSA on the issue of side impacts into fixed narrow objects: FHWA sponsored an extensive research program in the late 1980s and early 1990s to investigate non-tracking side impacts into roadside safety features (Ray et al, 1991, 1992). The program conducted 30 side impact crash tests of cars sliding into various narrow roadside features at 30 mph. A follow-up program developed recommended procedures for conducting non-tracking crash tests including impact conditions, test vehicle, test article orientation, and evaluation criteria. In 2007, NHTSA instituted an upgrade to the FMVSS 214 side impact rule with specific implications for non-tracking impacts into roadside features. The new rule requires that all passenger vehicles be subjected to a non-tracking side impact with a rigid pole in addition to the previous vehicle-to-vehicle side impact test. This new rule should encourage automakers to both strengthen the side structure and make side door and side curtain airbags standard equipment on all new vehicles. The strengthening of vehicle side structures holds great promise for designing roadside hardware to accommodate side impact crashes. More recent research by Stolle et al (Stolle 2011) confirmed many of the conclusions regarding side impact crashes previously noted by Ray. Potential test matrices to evaluate side impact collisions with various hardware types were suggested based on a limited sample of reconstructed side-impact crashes. Unfortunately, the small sample size led to limited conclusions. This recent research supports the need for a comprehensive evaluation of side-impact crash data. Such an effort would provide for determination of the most critical hardware types with respect to side impacts, formulation of proper side-impact conditions for evaluation of roadside hardware, and development of evaluation criteria for assessing the performance of roadside hardware in a side impact event. References 1. Stolle et al, "Side-Impact and Non-Tracking Crash Conditions", Transportation Research Board Annual Meeting 2011, Paper # (2011). 2. Gabler HC and Gabauer DJ, Opportunities for Reduction of Fatalities in Vehicle-Guardrail Collisions, 51st Annual Proceedings of the Association for the Advancement of Automotive Medicine, Melbourne, Australia (2007) 3. Rechnitzer G. and Grzebieta R.H., Crashworthy Systems a paradigm shift in road safety design, Transport Engineering in Australia, IEAust, Vol.5, No.2, Dec. 1999, 4. Hunter et al., Comparative Performance of Barrier and End Treatment Types Using the Longitudinal Barrier Special Study File, Transportation Research Record #1419, Transportation Research Board, National Research Council, Washington, D.C. (1993) 5. Ray MR, Troxel LA, and Carney JF, Characteristics of Fixed-Roadside-Object Side-Impact Accidents, Journal of Transportation Engineering; Volume 117 (1991) B-17

18 6. Ray MR and Carney JF, Side Impact Test and Evaluation Procedures for Roadside Structures Crash Tests, Federal Highways Administration Report No. FHWA-RD (1992) 7. Alberson DC, Ivey DL, and Menges WL Low-Cost Goal for Safer Performance During Automobile Side Impacts, Transportation Research Board Annual Meeting 2006, Paper # (2006) V. RESEARCH OBJECTIVE The objective of this research program will be to determine the effectiveness of current-generation roadside safety hardware in side impact collisions, develop methods to evaluate and reduce the risk of serious and fatal injury in non-tracking side impacts with roadside safety devices, and establish crash test procedures based upon the developed methods. It is anticipated that this project would also identify critical hardware with respect to side impacts, determine critical impact conditions for evaluation of side impacts, and develop evaluation criteria for assessing the performance of roadside hardware in a side impact event, such as occupant risk criteria and occupant compartment deformation limits. VI. URGENCY, PAYOFF POTENTIAL, AND IMPLEMENTATION Side impacts with roadside safety hardware continue to be a public safety problem. The project outcome will be the development of a comprehensive approach for evaluating roadside hardware under side impact conditions with the intent of incorporating this approach into the MASH crash testing procedures. The addition of side impact evaluations in MASH crash testing procedures would lead to an improvement in roadside safety hardware and subsequently, improve safety of the motoring public. The proposed research directly supports the AASHTO TCRS mission of developing, implementing, and maintaining evaluation standards to support roadside safety innovation and decision making. VII. ESTIMATE OF PROBLEM FUNDING AND RESEARCH PERIOD Recommended Funding: $500,000 Research Period: 36 months VIII. PERSON(S) DEVELOPING THE PROBLEM Bob Bielenberg, MSME, EIT Research Associate Engineer Midwest Roadside Safety Facility 130 Whittier Building 327 Dana Engineering Building 2200 Vine St. 701 Moore Avenue Lincoln NE, Lewisburg, PA rbielenberg@unl.edu dg027@bucknell.edu Christine Carrigan, P.E., Ph.D. RoadSafe LLC P.O. Box 312 Canton, Maine christine@roadsafellc.com Doug Gabauer, P.E., Ph.D Associate Professor, Civil and Environmental Engineering Bucknell University B-18

19 VIII. PROBLEM MONITOR D. D. Bucky Galloway, P.E., CPM Western Region Field Operations Engineer North Carolina Department of Transportation Member, AASHTO Technical Committee on Roadside Safety (828) IX. DATE AND SUBMITTED BY August 12, 2015 Keith A. Cota, P.E. Chairman, Technical Committee on Roadside Safety New Hampshire DOT 7 Hazen Drive, PO Box 483 Concord, NH Phone: kcota@dot.state.nh.us B-19