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1 Home-Grown SCHOOL FeeDING Resource Framework Synopsis

2 Recommended citation FAO & WFP Home-Grown School Feeding. Resource Framework. Synopsis. Rome, 36 pp. The designations employed and the presentation of material in this publication do not imply the expression of any opinion whatsoever on the part of the Food and Agriculture Organization of the United Nations (FAO) or of the World Food Programme (WFP) concerning the legal or development status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries. The mention of specific companies or products of manufactures, whether or not these have been patented, does not imply that these are or have been endorsed or recommended by FAO, or WFP in preference to others of a similar nature that are not mentioned. The views expressed in this information products are those of the author(s) and do not necessarily reflect the views or policies of FAO, or WFP. FAO and WFP, 2018 FAO and WFP encourage the use, reproduction and dissemination of material in this information product. Except where otherwise indicated, material may be copied, downloaded and printed for private study, research and teaching purposes, or for use in non-commercial products or services, provided that appropriate acknowledgement of FAO and WFP as the source and copyright holder is given and that FAO s and WFP s endorsement of users views, products or services is not implied in any way. All requests for translation and adaptation rights, and for resale and other commercial use rights should be made via or addressed to copyright@fao.org FAO information products are available on the FAO website ( and can be purchased through publications-sales@fao.org Cover photo: Children eating at their school (Benin) WFP/George Fominyen

3 contents Foreword Preface The resource framework at a glance v vi viii MODULE 1 Understanding home-grown school feeding From school feeding to home-grown school feeding Concept Beneficiaries and benefits of home-grown school feeding 4 MODULE 2 Planning home-grown school feeding Vision and political commitment Context analysis 9 MODULE 3 Designing and implementing home-grown school feeding Objectives Menu design Food safety and quality Linking smallholder farmers and processors to schools Gender Synergies with other programmes Building an enabling environment for a sustainable HGSF programme 20 MODULE 4 Monitoring and evaluation, and reporting Design of a monitoring and reporting system Proposed HGSF-specific outcomes, outputs and indicators 25 Way forward: Getting to scale with HGSF and learning 26 References 27 iii

4 The HGSF Resource Framework is the result of collaboration by the World Food Programme (WFP), Food and Agriculture Organization of the United Nations (FAO), International Fund for Agricultural Development (IFAD), Global Child Nutrition Foundation (GCNF), Partnership for Child Development (PCD), New Partnership for Africa s Development (NEPAD) and the WFP Centre of Excellence in Brazil (WFP CoE). The resource framework was made possible thanks to the generous support of the Governments of Canada, Norway and Brazil; GCNF supporter West Star Foundation; and WFP private sector partner Stop Hunger. FAO/IFAD/WFP/Petterik Wiggers

5 Foreword Innovative programmes based on systemic approaches, such as home-grown school feeding, are at the nexus of human capital development, local agriculture and rural transformation, and there is wide recognition of their multiple benefits in contributing to the achievement of the Sustainable Development Goals. It is through broad-based collaboration in strengthening effective and sustainable national school feeding programmes and systems that true progress can be made in ending child hunger, ensuring that children receive the nourishment and education that will enable them to thrive. The Home-Grown School Feeding Resource Framework has been produced to support the many countries implementing programmes for school meals with a local purchase or home-grown component. We are proud of our cooperating organizations for the extraordinary spirit of partnership demonstrated throughout the process of developing this new knowledge product, and we pledge to continue our partnership as we move forward. Kostas Stamoulis Assistant Director General Food and Agriculture Organization of the United Nations Valerie Guarnieri Assistant Executive Director World Food Programme Périn Saint Ange Associate Vice President International Fund for Agricultural Development Ibrahim Assane Mayaki Chief Executive Officer New Economic Partnership for Africa s Development Daniel Balaban Director World Food Programme Centre of Excellence against Hunger, Brazil Arlene Mitchell Executive Director Global Child Nutrition Foundation Lesley Drake Executive Director Partnership for Child Development, Imperial College, London v

6 Preface At least 368 million children in the world are fed daily at school through school feeding programmes that are run in varying degrees by national governments. School feeding not only nurtures children and improves their health, but is also key in facilitating access to education by increasing school enrolment, attendance and completion. In addition, the health and educational benefits of school feeding have a lifelong impact. Many governments are increasingly sourcing food for school feeding locally from smallholder farmers in a bid to boost local agriculture, strengthen local food systems and move people out of poverty. As this so-called home-grown school feeding (HGSF) effectively augments the impact of regular school feeding programmes with increased food production and diversification as well as economic benefits for local communities, governments have identified HGSF as a strategy to contribute to the achievement of the Sustainable Development Goals (SDGs) to end poverty (SDG 1) and hunger (SDG 2). HGSF also facilitates inclusive and equitable quality education (SDG 4) and contributes to the empowerment of girls (SDG 5), decent work and economic growth (SDG 8) and the reduction of inequality within and among countries (SDG 10). Finally, HGSF helps forge partnerships for sustainable development (SDG 17). A large number of innovative approaches have been successfully tested and implemented in various country contexts at different stages of the programming and implementation cycle. Many examples of good practices in HGSF have been documented, but the resulting outcomes remain to be leveraged for impact at scale in line with the targets of Agenda Furthermore, many of these approaches faced financial, institutional and technological barriers as well as sustainability challenges, which limited their replication and expansion. There is therefore a need for a more proactive approach to innovation and learning for scaling up existing successful HGSF programmes. Depending on the context, this may require a systematic approach to a number of challenges, such as: how to sustain and optimize the implementation of HGSF programmes already operating at scale; how to develop a successful HGSF pilot sustainably on a larger scale; and also how to develop a new HGSF concept designed for implementation under conditions that allow for scaling up. To address these questions, the HGSF Resource Framework is aimed at fostering the development of a community of practice, to support replication, adaptation and expansion of successful HGSF models. The framework was developed for use by programme practitioners, policy-makers, development partners and governments, as well as civil society and community-based organizations and the private sector. It builds on policy directions from a 2009 publication, 1 and capitalizes on years of experience, and a comprehensive review and wide consultations among the partner organizations at global, regional and country level, as well as with experts and members of various governments and relevant stakeholders at the Global Child Nutrition Forum and other relevant venues for learning and policy dialogue. 1 WFP Home-grown school feeding. Available at: vi

7 The HGSF Resource Framework means to provide governments and other interested stakeholders with practical guidance and examples that are specifically relevant for HGSF. It gives structure to the questions and aspects that have to be considered and addressed, as well as concrete examples and multiple references to more in-depth guidance. This should allow users of the framework to find inspiration, potential partners, additional guidance and support, as required. As more national governments initiate and scale up investments in HGSF programmes, global partners are responding to the need to provide technical assistance for delivering effective, efficient and high-quality programmes. The World Food Programme (WFP), the Food and Agriculture Organization of the United Nations (FAO), International Fund for Agricultural Development (IFAD), Global Child Nutrition Foundation (GCNF), Partnership for Child Development (PCD), New Partnership for Africa s Development (NEPAD) and the WFP Centre of Excellence in Brazil (WFP CoE) have joined forces to create a resource framework for the design, implementation and scaling up of government-led HGSF programmes. The resource framework harmonizes the existing knowledge, tools and expertise of the partners. It fosters partnerships to help governments achieve their goals and lays the foundation for a community of practice on HGSF for impact at scale. vii

8 The resource framework at a glance The Home-Grown School Feeding (HGSF) Resource Framework is a tool for policy-makers, practitioners, governments and stakeholders to help in designing, implementing and scaling up HGSF programmes. This synopsis summarizes the content and structured process of the framework, and provides guidance on the main considerations and elements relevant for HGSF programmes. The main goals of the HGSF Resource Framework are to: clarify the key concepts, scope and goals of HGSF programmes; harmonise existing guidance materials; and provide technical reference for programme planners to design, implement and scale up effective, efficient and sustainable HGSF programmes. The HGSF Resource Framework is structured in four modules. Understanding HGSF Planning HGSF Designing and implementing HGSF M&E and reporting Module 1 Module 2 Module 3 Module 4 MODULE 1 Understanding HGSF: defines and explains the concepts, benefits and beneficiaries. MODULE 2 Planning HGSF: provides guidance in the planning of HGSF programmes that address national and local needs, are well integrated into the national context, are linked to local agriculture and nutrition, and build on existing opportunities and capacities. MODULE 3 Designing and implementing HGSF: includes guidance on different implementation options, including menu design, models for linking HGSF to local agriculture, and ways to ensure that programmes are delivered in a nutrition-sensitive, efficient and safe manner. MODULE 4 Monitoring and evaluation (M&E) and reporting: explains the issues that a comprehensive M&E and reporting system may want to consider, including direct community participation in programme monitoring, and proposes a set of indicators specific to HGSF programmes that may be used to monitor and evaluate HGSF programmes. viii

9 MODULE 1 Understanding home-grown school feeding MODULE 1 Planning HGSF Designing and implementing HGSF M&E and reporting Module 2 Module 3 Module 4 1

10 1.1 From school feeding to home-grown school feeding School feeding programmes are generally considered to be education interventions that facilitate access to education and increase attendance and retention rates, while improving the nutrition of schoolchildren. Furthermore, there is evidence that school feeding programmes contribute to children s learning and health, increasing their productive potential later in life. Especially when school feeding is part of a larger package of investment in education, it helps maximize the return on this investment and contributes to reducing poverty in the long term. School feeding benefits can be further increased by leveraging the institutional demand associated with school meals to support local smallholder farmer production through local purchases. Home-Grown School Feeding (HGSF) programmes emerged as an opportunity to improve the livelihoods of smallholder famers and local communities, and to strengthen the nexus between nutrition, agriculture and social protection. Linking schools to local production can complement other national efforts to strengthen food production and diversification, and can be an important element in the transition to sustainable national programmes that are widely supported by stakeholders in different sectors and at different levels. There is a growing focus worldwide on delivering healthy meals to children, while at the same time stimulating local agriculture and economies through the procurement of food from local, smallscale producers. Countries increasingly recognize that social protection measures, including school feeding, are needed to reduce and/or prevent poverty and hunger, and that connecting programmes to agriculture through institutional procurement programmes can further increase benefits, particularly for family farmers who are the backbone of agriculture in low- and middleincome countries but, nevertheless, are often poor and work on a small scale. HGSF programmes enable the development of nutrition-sensitive and inclusive food value chains, which maximize benefits for all the involved stakeholders and play an important role in shaping and strengthening sustainable local and national food systems. Defining a national strategy for HGSF can help identify policy and investment entry points to mainstream nutrition-sensitive interventions along the value chain with regard to how the food is produced, processed, marketed, distributed and consumed and identify the collective and individual roles and responsibilities of different stakeholders. Moreover, linking school feeding programmes to local production and development also increases community involvement and support, which is a crucial element for long-term programme sustainability. 1.2 Concept Linking schools to local production is not necessarily a new concept. Many countries have developed different ways of creating this link, depending on the context, the capacity of farmers to supply schools, and different degrees of community participation. The distinctive and innovative element of HGSF programmes, compared with traditional school feeding programmes, is the prioritization of smallholder farmers in a way that maximises sustainable benefits on prices, opportunities for commercialization, market linkages and access to productive assets for smallholders and other stakeholders along the value chain. HGSF is not strictly limited to the purchase of local products for schools from smallholders, but is usually designed to achieve nutrition-sensitive objectives and includes complementary interventions for farmers and communities. HGSF programmes support smallholder farmers and agriculture in two main ways: by establishing strategic procurement and creating a structured demand for locally produced food; and by integrating additional, complementary interventions in order to enable smallholder farmers to participate in school feeding markets. HGSF is a multi-sectoral model that can be implemented in different ways. Design and scope differ in each country depending on the model used to link schools to local production, their context and the objectives they intend to achieve. In order to harmonize the different conceptualizations of HGSF and establish a common understanding, the partners collaborating on the resource framework define HGSF as follows: 2

11 MODULE 1 Understanding home-grown school feeding Home-Grown School Feeding (HGSF) constitutes a school feeding model that is designed to provide children in schools with safe, diverse and nutritious food, sourced locally from smallholders. The core elements of this definition can be detailed as follows: Safe, diverse and nutritious food means that HGSF programmes: promote the design and adoption of quality and safety standards for fresh and local foods; support crop and dietary diversification; integrate food and nutrition education for behavioural change, and to support culturally appropriate, healthier eating habits. Sourced locally from smallholders means that HGSF programmes: maximize benefits for smallholder farmers, by linking schools to local food production; strengthen the capacities of smallholder farmers and communities to produce food; contribute to rural transformation. Even if only a percentage of food is purchased locally from smallholder farmers, a school feeding programme can be considered as home-grown, provided that local purchases are designed to support and foster local agricultural and food markets, and that these objectives are taken into consideration during programme design and implementation, and institutionalized in related policies and regulations. BOX 1 The emergence of the HGSF concept 2003: African governments decide to include school feeding programmes that source food locally from smallholders in the Comprehensive Africa Agriculture Development Programme (CAADP). The New Partnership for Africa s Development (NEPAD) launches home-grown school feeding pilots in Côte d Ivoire, Ghana, Kenya, Mali, Nigeria, the United Republic of Tanzania, Ethiopia, Malawi, Mozambique, Senegal, Uganda and Zambia. HGSF is recognized by CAADP and NEPAD as an initiative that promotes food security and rural development. 2003: The Government of Brazil launches the Zero Hunger Strategy, which includes the Food Acquisition Programme (Programa de Aquisição de Alimentos PAA). 2005: The Community of Latin America and Caribbean States (CELAC) recognizes HGSF as a key intervention in its Plan for Food and Nutrition Security and the Eradication of Hunger : The United Nations World Summit recommends the expansion of local school meals programmes, using home-grown foods where possible as one of the quick-impact initiatives for achieving the Millennium Development Goals (MDGs). 2005: The Millennium Project s report, a practical plan for achieving the MDGs, recommends the expansion of school meals programmes to cover all children in hunger spots using locally produced food by : The Government of Brazil reforms the National School Feeding Programme (Programa Nacional de Alimentação Escolar PNAE), to require that at least 30 percent of the food used is purchased from smallholders. 2015: FAO s State of Food and Agriculture report identifies HGSF as a win-win solution that supports family farming through social protection. January 2016: African heads of state declare that HGSF is a strategy to improve education, boost local economies and smallholder agriculture, and advance the Sustainable Development Goals. 1 March 2016: The first Africa Day of School Feeding is dedicated to HGSF as a key strategy for achieving the SDGs. 9 September 2016: The declaration of the Global Child Nutrition Forum in Yerevan states that home-grown school meals should be pursued as priority programmes by governments, ensuring adequate ring-fenced budget allocation as appropriate for the country context and based on studies and analyses. Numerous GCN Forum Communiqués had previously highlighted the importance of HGSF. 2016: The Committee on World Food Security (CFS) recommends connecting smallholders to markets by implementing institutional procurement programmes for food purchases by public institutions, food assistance programmes and school feeding, including during protracted crises and conflicts. 3

12 1.3 Beneficiaries and benefits of home-grown school feeding In addition to the educational and nutritional benefits typical of school feeding, HGSF programmes have additional benefits, not only for children, but also for households, smallholder farmers, processors, traders and government. HGSF programmes are well poised to be part of a comprehensive package of interventions that address multiple needs as identified by national governments. They can also be integrated into national strategies to fight poverty, hunger and malnutrition, and increase health and healthseeking behaviour. Governments are therefore increasingly investing in HGSF programmes as a strategy for combining benefits in education, social protection, health, nutrition and agriculture, as well as economic and agricultural productivity and intergenerational well-being. Through all of these benefits, HGSF can contribute to a number of SDGs. BOX 2 Example of the Programa Nacional de Alimentacão Escolar (PNAE) in Brazil Brazil s National School Feeding Programme (PNAE) aims to purchase at least 30 percent of nutritious food for school meals from local small-scale farmers. The programme, which reached 41.5 million children in 2015, is part of the Zero Hunger project and is enshrined in the country s constitution. Additional key success factors of PNAE are its inclusive policy and smallholder- friendly procurement procedures, which facilitate small-scale farmers participation, and the strong coordination it fosters among the ministries of education, agrarian development, social development, agriculture and health. FIGURE 1 Beneficiaries and potential benefits of school feeding and HGSF CHILDREN Access to education Better nutrition and health SCHOOL FEEDING HOUSEHOLDS Value transfer to families Greater future incomes GOVERNMENTS Better education outcomes Reduced health and social protection costs link to smallholder farmers HGSF CHILDREN SDGs 1, 2, 4, 5, 8, 10 HOUSEHOLDS AND COMMUNITIES SDGs 1, 2, 5, 8, 10 FARMERS, PROCESSORS AND TRADERS SDGs 1, 2, 5, 8, 10 Access to education Better nutrition and health Value transfer to families Employment opportunities Engagement and ownership Access to markets Access to productive inputs and credit Income opportunities Healthier eating habits Enhanced dietary diversity Enhanced dietary diversity Healthier eating habits Strengthened capacity Increased dietary diversity More resilient agriculture Stronger local food systems GOVERNMENTS SDGs 1, 2, 4, 5, 8, 10, 17 Better education outcomes More inclusive education and social protection systems Increased and diversified agriculture Increased economic activity Source: authors elaboration. 4

13 MODULE 1 Understanding home-grown school feeding SDG 1: SDG 2: Social protection and poverty reduction HGSF can contribute to the four dimensions of social protection, with additional benefits for participating farmer households, caterers and communities. HGSF programmes may generate sustainable benefits for a range of stakeholders along the value chain. Benefits to local communities may include job creation in support of food delivery and preparation of school meals, and at other points in the value chain. Food supply may create opportunities for the private sector and civil society organizations. Food security, nutrition and sustainable agriculture a. Enhanced food security and nutrition of schoolchildren and their communities Direct effect on schoolchildren s food consumption, dietary diversity and nutritional status, by granting access to nutritious foods and providing macro- and micronutrients that are often missing from children s normal diets. Smallholders and their children can benefit from HGSF through increased and diversified food production and incomes. HGSF can contribute to increased dietary diversity by relying on a varied range of local products. b. Smallholders productivity and income HGSF can provide enabling conditions for smallholders increased market engagement by mitigating the risk associated with investing in increased and diversified agricultural production, aiming at greater surpluses, or investing in increased efficiency and post-harvest handling of food. Specific benefits can include the following: Increased income, as increased and diversified local demand may encourage farmers to increase investments, increase and/or diversify their production and further engage with additional markets. Price stability, as the stable HGSF market may help reduce price volatility, allowing for better and longer-term planning and investment. Farmers organizations, as structured demand tends to promote cooperatives or farmers associations, which enhance farmers ability to connect with markets. Capacity building and quality requirements: as farmers have to produce higher-quality food to meet HGSF standards, they do not only grow better foods, but can also achieve higher prices when selling any surplus and can expand their activities. Access to other formal and private markets through strengthened capacity of farmers to produce more, better and more diversified products. Efficiency through reduced costs and fewer complications related to transport. Reduction of post-harvest losses of food purchased and prepared locally for schoolchildren. SDG 4: SDG 5: c. Sustainable food systems Home-grown approaches may foster local economic and agricultural development, contribute to diversifying local production, introduce environmentally friendly and nutrition-sensitive agricultural practices, and value local dietary habits and ingredients, ultimately contributing to building robust and efficient food systems. Education Better access to schools. Increased attendance of schoolchildren. Increased learning capacity of schoolchildren ability to concentrate because of reduced short-term hunger, and increased cognitive capacities through better food and nutrition. Gender equality and SDG 10: Reduce inequality } } Narrowed gender gaps in education. } } HGSF can support rural women s production and incomes; foster women s participation in farmers organizations, and reinforce rural women s self-confidence, knowledge and skills through training and learning. 5

14 In addition to the benefits for the specific groups highlighted above, it is important to note that HGSF can also have additional, positive multiplier effects for more diffuse groups of people, such as small farmers, traders, small and medium rural enterprises, or other actors along the value chain who achieve higher incomes. The more local these actors are, the more they will spend their additional income in the local economy, increasing business for other providers of goods and services. Furthermore, as they expand their businesses, they generate spin-off benefits such as increased turnover and profits for others such as traders and transporters, and possibly employment and income for additional staff. Many of the above benefits could be partially achieved through other programmes in a more cost-efficient way, i.e. individually. It is therefore the combination of many benefits through the same programme that constitutes the real strength of HGSF. By combining different benefits, school feeding including HGSF programmes can achieve a very high cost-effectiveness and benefit-cost ratio, and the marginal costs of achieving additional benefits are comparatively low if compared with pursuing these benefits through specific individual interventions. The potential benefits that HGSF programmes can generate are maximized when HGSF programmes are designed as a multi-sectoral intervention and are integrated into broader national social protection systems, including coordination mechanisms facilitating each sector in both contributing to and benefiting from the programme. FIGURE 2 How HGSF can contribute to and benefit from different sectors Civil society Education Agriculture and trade HGSF Health and nutrition Channel, infrastructure Livelihood support programmes Enrolment, adherence, performance, gender equity Increased demand for smallholders Support to production and commercialisation Supplementary services Significant, stable markets, business opportunities Access to children Increased supply of good quality local food products Improved nutrition Complementary nutrition services, awareness Livelihood opportunities Social protection and economic development Private sector Source: authors elaboration. 6

15 MODULE 2 Planning home-grown school feeding Understanding HGSF MODULE 2 Designing and implementing HGSF M&E and reporting Module 1 Module 3 Module 4

16 Each HGSF programme should be context specific, in order to be tailored to the needs of the population and to the capacities of the government and other relevant national actors. This is why the design of an HGSF programme involves a structured analytical process, including the following main elements. Planning and designing an HGSF programme should take place on the basis of two main building blocks: a long-term vision and political commitment defining the broad and long-term changes that the stakeholders, and in particular the government, want to achieve with HGSF; adequate and precise context analysis and assessments exploring the needs that can be addressed by HGSF in the country, and understanding the different existing environments and opportunities that can support the vision. The context analysis should encompass three main aspects: needs of the population that the programme could address; existing opportunities in terms of local food production and systems that could be used by the programme; existing implementation framework this aspect should also include an assessment of the relevant existing policies and programmes that form the framework within which the programme will function. To ensure the necessary support, ownership and ultimately the sustainability of the programme, all steps involved in the planning of an HGSF programme should ideally be carried out through a multistakeholder national dialogue. This involves different sectors of government at different levels, civil society, the private sector and communities in discussion and agreement on the overall vision for the programme, and the priority needs to be addressed, as well as the existing opportunities and capacities on which the programme can build. 2.1 Vision and political commitment Vision and political commitment are essential to ensure that an HGSF programme can be developed and implemented to achieve the long-term change envisioned by the government. Governments develop their vision and their political commitment for a certain programme on the basis of evidence of multiple, tangible benefits and the assurance that it can be done. They obtain this evidence by collecting and exchanging information and experience, including best practices, through different means. South-South and Triangular Cooperation (SSTC) facilitates the sharing of knowledge and experience, contributes to the strengthening of country capacities and opens a national dialogue at political and technical levels. It can take place through different channels, including: international and regional fora and events such as the Global Child Nutrition Fora or the WFP Centres of Excellence regional and national workshops; regional and sub-regional communities of practice such as the Pan-African School Feeding Network and similar networks in Asia and Latin America and the Caribbean; technical assistance and policy advice; peer-to-peer study visits. SSTC has played a major role in conveying evidence, knowledge and information on HGSF by creating different regional networks and fostering new bilateral collaboration among countries with experience and interest in HGSF programmes. South-South Cooperation also reinforces governments leadership in and ownership of capacity building processes. Experiencing HGSF s tangible benefits can foster political commitment and form an entry point for assistance to enhanced and improved policies. Vision and political commitment Needs assessment Context analysis Local food production Existing national capacities Module 2 8

17 MODULE 2 Planning home-grown school feeding 2.2 Context analysis A good understanding of the context is critical for the success and sustainability of any programme, but particularly for an HGSF programme because of its cross-sectoral nature. This understanding helps to identify existing needs as well as the potential to establish or scale up an HGSF programme to reach a higher number of vulnerable beneficiaries, increasing the share of food being purchased locally and from smallholders, while recognizing associated risks. A comprehensive context analysis helps establish or review the objectives and targeting of the HGSF programme. It should be composed of: a needs assessment of the vulnerable population in terms of food security and agriculture, education, nutrition, health, economic poverty, job creation, social cohesion and social protection; a review of the existing food systems and potential food production by local agriculture and value chains involving smallholder farmers, which could contribute to and benefit from HGSF; an assessment of the existing national capacities to make the programme function, involving a general assessment of the national capacities for the programme, as well as a series of more in-depth assessments, where these are necessary. The context analysis phase can rely on primary and secondary data from relevant ministries, United Nations agencies and other stakeholders as well as research institutes. Needs assessment It is important to establish prevailing needs, with a focus on school-age children and adolescents, as well as on smallholders and other poor households potentially involved in the supply of school feeding programmes in terms of poverty, social protection, job creation, food security, nutrition and health, and education. The assessment should consider. trends (is the situation improving or becoming worse?) and seasonality (variations during the year); gender and social inequalities some groups may be particularly affected, such as pastoralists, specific ethnic groups, orphans, internally displaced people and refugees; other vulnerability determinants; regional disparities and rural development. BOX 3 Food systems and food value chains A food system consists of all the elements (environment, people, inputs, processes, infrastructures, institutions, etc.) and activities that relate to the production, processing, distribution, preparation and consumption of food, and the outcomes of these activities, namely nutrition and health status, socio-economic growth and equity and environmental sustainability. Every aspect of a food system influences the availability and accessibility of diverse, nutritious foods and thus the ability of consumers to choose healthy diets. A food value chain consists of all the stakeholders who participate in the coordinated production and value-adding activities that are needed to make food products. In a value chain, the emphasis is on the value (usually economic) accrued (and lost) for chain actors at different steps in the chain, and the value produced through the functioning of the whole chain. Value chain analysis examines each step from production to consumption and provides an inclusive framework for characterising many dimensions of a food system, including agricultural production, the diversity of food supply, and food affordability. Example of a HGSF value chain Organization of farmers Production of food Wholesale, trading Transport and storage Processing and distribution to schools Food preparation Distribution to and consumption by children Agriculture sector and food production Food procurement Logistics and processing Food preparation and meals consumption 9

18 TABLE 1 Aspects that can be considered in a food system assessment Food production Food handling, storage and processing Food trade and marketing Consumer demand, food preparation and preferences Identification of candidate crops, including relevant traditional and regionally adapted crops that are currently undervalued but suit both cultural habits and nutritional needs (local availability and nutritional properties). Present smallholder production and food balance (by candidate crop), present cultivated area, average plot sizes, average yield. Surplus areas, potential production capacity of smallholders in deficit areas. Smallholder capacity to increase diversity and productivity. Seasonality and availability of food, etc. Efficiency and effectiveness, including degree of post-harvest losses and potential food safety risks (e.g. contamination or spoilage). Extent, capacity, state of and access to infrastructures (roads, aggregation points, warehouses, mills, primary processing units, etc.). Nutritional value of traditionally consumed local foods and relevant existing food value chains in the country. Food processing and fortification capacity. Capacity of farmers organizations, traders, transporters, processors, caterers, food safety and quality inspection services, packagers, etc., to service HGSF food needs. Volume of food markets and any gaps. Degree of integration of market systems with a view to the prices of school food basket items and alternative items on different markets, and food price fluctuations. Food price information systems (existing, weak, none), in the whole country and by sub-region, related to school food basket items and alternative items. Security situation across the year, and in relevant sub-regions of the country as relevant for sourcing and delivering school food (stable, unpredictable, etc.). With regard to HGSF, the most important aspects in this domain concern: Involvement of the school community in setting school menu preferences. Capacity and feasibility of preparing safe and nutritious meals including, for example, food preparation facilities. Whether nutritional value, food preparation requirements/habits, or other aspects of a dish make it more preferable for inclusion in a school menu than others. Knowledge, attitudes and practices of the food service personnel, school staff, caregivers and schoolchildren regarding school food and its preparation. During the design phase, governments will have to decide which of these needs and potential policy gaps they wish to address by the programme (objectives), and how (menus, linking smallholders to schools, building an enabling environment). Existing food systems and potential food production (agriculture and agribusiness) While an HGSF programme can strengthen local food systems, it has to take their present state as its point of departure, and build on their potential for improvement. For HGSF, the most important aspect is the present and potential local food production of smallholder farmers, since the design of menus (composition and quantities) should be oriented towards the kind of food and the quantities local farmers can actually supply now and in the medium term. Also other aspects such as markets and aggregation systems are important to understand for the selection of the most conducive operating model for an HGSF programme. Aspects to be considered in this assessment are included in Table 1. 2 Food systems provide crucial entry points for HGSF, as illustrated in Figure 3. At the same time, HGSF can contribute to sustainably strengthen food systems by the stable demand it creates, and the support to smallholder farmers and organizations to produce more, better food that corresponds to safety and quality standards also for larger markets. 2 HGSF planners should seek the advice and cooperation of experts from other sectors, as required, e.g. in the Ministry of Agriculture. 10

19 MODULE 2 Planning home-grown school feeding FIGURE 3 Illustration of food systems with Home-Grown School Feeding entry points Home-grown food value chains Schools, environment Parents, children, local communities Biophysical and environmental drivers Innovation, technology and infrastructure drivers Political and economic drivers Socio-cultural drivers Demographic drivers Natural resource capital Ecosystem services Climate change Innovation Technology Infrastructure Leadership, globalization and trade, conflicts and humanitarian crises, food prices and volatility, land tenure Culture, religions and rituals, social traditions, women s empowerment Population growth, changing age distribution, urbanization, migration and forced displacement Production systems Storage and distribution Processing and packaging Retail and markets food supply chains Farmers, indigenous peoples, agribusiness, land and plantation owners, fisheries, financial entities Transporters, agribusiness, distributors Packing plants, food and beverage industry, small and medium enterprises Retailers, vendors, food outlet owners, traders, restauranteurs, wholesalers food environments consumer behaviour Food availability and physical access (proximity) Economic access (affordability) Promotion, advertising and information Food quality and safety Choosing where and what food to acquire, prepare, cook, store and eat diets Quantity Quality Diversity Safety Nutrition and health outcomes IMPACTS Social Economic Environmental Political, programme and institutional actors Sustainable Development Goals AVAILABILITY ACCESS UTILIZATION Source: adapted from HLPE Nutrition and food systems. 11

20 Assessments of existing national capacities An assessment of the implementation framework will, in most cases, be based on an assessment of an existing national school feeding programme. This will help to understand existing strengths and weaknesses; the programme s efficiency and operational capacity, and its alignment with the national context and goals; and, in particular, which structures, systems, tools and partnerships the HGSF programme could build on, and which areas need strengthening. To assess an existing national school feeding programme, many countries use the Systems Approach for Better Education Results School Feeding (SABER-SF) methodology. SABER-SF assesses five dimensions of the existing system and operational capacities, to identify opportunities and challenges for HGSF: National policy and regulatory framework. Financial capacity and stable funding. Institutional capacity for implementation and coordination. Design and implementation. Community participation and the role of other non-state actors. This overall assessment may reveal specific domains for which an additional in-depth assessment may be useful, in order to understand the challenges better and explore options to address them. Such additional assessments could include: an operational review of programme implementation (bottlenecks, performance, etc.); an assessment of relevant value chains and supply chains; a cost analysis of an existing programme and future possible HGSF models with a view to cost efficiency (main drivers of programme costs, and possible ways of reducing them) and cost effectiveness, including impacts on the local economy; existing and potential synergies with social protection and development programmes; a review of information management and existing monitoring, reporting and evaluation capacities. In line with the dynamic nature of HGSF programmes, it is necessary to highlight that the development and recurrent adaptation of an HGSF programme is an iterative process: the programme should be regularly reviewed and revised, if required, based on different assessments and evaluations, to optimize the performance and sustainability of the programme. WFP/Roberto Masiero 12

21 MODULE 3 Designing and implementing home-grown school feeding Understanding HGSF Planning HGSF MODULE 3 M&E and reporting Module 1 Module 2 Module 4

22 The planning steps and assessments described in Module 2 lay the foundation for the design and implementation of an HGSF programme. It may be useful to summarize and formalize the basic design features of the programme in an operational strategy. This clarifies the objectives of the programme; the menus it provides; how it ensures food safety and quality; how it links smallholder farmers (and other value chain actors) to schools; how it addresses gender issues and risks; how it maximizes benefits through synergies with other programmes; and how an enabling environment for a sustainable programme is built. The operational strategy translates the vision into a plan with a concrete set of actions aligned with national objectives and the programme s goals. It should be directly based on the evidence obtained through the assessments described in Module 2. By examining the fundamental aspects of school feeding in a country, an operational strategy can determine to what extent the programme is: responsive to the needs of the population; feasible in terms of capacities and resources; aligned with the policy directions and strategies of the government in particular, the areas of education, social protection, health and nutrition, and agriculture; implemented in an efficient way, with a realistic view of how to obtain adequate financial resources in the short and long term, and how to involve (and build) robust operational capacities. The strategy may also include dynamic elements, for example starting with menus that can be provided immediately, while setting targets for more varied menus that will become possible once the programme has led to increased and more diverse production by local farmers. The development of the operational strategy should be led from the start by one single task force or inter-ministerial committee representing the different ministries and other stakeholders involved in the programme, in order to warrant the continuity and national ownership of the approach, and mitigate risks related to staff turnover. The most important elements of a national HGSF strategy are described in Figure Objectives No programme can address all the identified needs of a population. The objectives of a programme clarify the needs it will address, which of the multiple potential benefits of HGSF (see Module 1) it will focus on and, for example, the order of priority. Achieving clarity and agreement among all programme stakeholders on programme objectives is fundamental for: rallying cross-sectoral support by clearly showing the potential benefits that the programme will generate for each sector; justifying requests for potential amendment of existing policies, strategies and programmes; justifying the allocation of adequate resources to the programme; identifying adequate indicators to be monitored, in order to ensure credible documentation of the extent to which assumed benefits of the programme are in fact generated. 3.2 Menu design The design of menus is one of the most important steps when embarking on HGSF. Programme designers have to consider a number of criteria for menu development, including: programme objectives; nutritional requirements of target beneficiaries; food consumption patterns and traditions; existing national (food-based) dietary guidelines; existing and potential food produced by male and female smallholder farmers; seasonality; price; storage and handling requirements; vulnerability to food safety and quality issues; preparation challenges. Broadly, the planning process involves assessing the nutritional requirements of the target group, setting recommended nutrient targets (or limits) to be covered by the school meals; and developing patterns or food combinations that can achieve these targets as a basis for defining the menus. 14

23 MODULE 3 Designing and implementing home-grown school feeding FIGURE 4 Using established criteria to define nutrient targets and menu requirements Using established criteria to define nutrient targets and menu requirements Select age groups Define nutrition targets for meals Consider costs Consider acceptance by students Consider food preparation limitations (facilities, fuel, water) Potential of food to be provided by smallholder farmers Recommend menu options and requirements Consider practicality (transport, storage, food safety) Consider seasonality, availability Source: adapted from IOM (Institute of Medicine) School Meals: Building Blocks for Healthy Children. A second step establishes to which extent the different foods that can (presently or potentially) be provided by smallholders fulfil these requirements. In addition to the criteria mentioned, when determining the possible food combinations to cover the set nutrient targets for menu planning, dietary diversity considerations should also be prioritized, by aiming to ensure a variety of foods from key food groups. Some countries have developed additional materials such as cookbooks, which translate nutrition guidelines into easily accessible hands-on guidance on how to provide healthy and balanced school meals. Where such guidelines do not yet exist, or need revision, technical partners and South-South and Triangular Cooperation may be sources of support to help governments develop these guidelines. BOX 4 Examples of School Feeding Menu Books from Côte d Ivoire and Tajikistan Côte d Ivoire has developed a compilation of menus based on home-grown commodities. It proposes 29 nutritious menus that respect the food habits of its communities and provide at least 40 percent of the proteins, energy and other nutritional needs of school-age children. The compilation also serves as a guide to inform and train school canteen stakeholders on nutrition and food hygiene. Tajikistan has developed a 202-page cookbook with 127 traditional Tajik recipes. The dishes aim to provide a varied and healthy diet for children, while adhering to local traditions and considering the availability of simple and affordable ingredients. 15

24 Several organizations have developed different tools that could be helpful when composing different menu options. The most relevant tools in the context of HGSF include the following: NutVal. School Meals Planner. Cost of Diet. Optifood. Food Composition Tables. 3.3 Food safety and quality Food safety and quality are crucial for any school feeding programme, not only for HGSF. Food safety is a non-negotiable aspect, since unsafe food will prevent the full achievement of goals to improve food security and nutrition. The provision of nutritious and fresh foods increases the need for good food hygiene, which comprises conditions and measures necessary for the production, processing, storage and distribution/preparation of food to ensure a safe, wholesome product fit for human consumption. Smallholder farmers typically produce mainly for themselves or for sale in more or less informal markets. Therefore, they are often not used to prioritizing food quality and safety issues. However, when food is procured from smallholder farmers for HGSF (or other institutional food programmes), it is crucial that food quality and standards are observed. Food safety and quality have to be ensured in all elements of the supply chain, i.e.: on the farm; during transport; during processing; at school (on delivery, during storage and during meal preparation). This will often mean interventions to strengthen the capacities of schools, farmers and other stakeholders in the supply chains to manage, transport, store, use and handle fresh products properly and safely in order to guarantee the quality and safety of the food to be distributed in schools. Farmers, aggregators and other actors along the supply chain should be trained in best practices for safe post-harvest handling, storage and food management. They may also need help in making certain investments, e.g. by facilitating their access to affordable credit. Schools require adequate infrastructure and adequately trained staff or service providers to store food and prepare meals while respecting hygiene and safe food handling to guarantee that children consume good-quality and safe food. The combination of good hygienic practice during food preparation with systematic training on and supervision of hygienic food consumption (such as washing hands, eating from clean plates and with clean cutlery) is a crucial part of promoting the healthy eating habits of schoolchildren, which they will take with them after their schooling. Another important consideration is that national and local capacities to control food safety and quality may need to be strengthened. 3.4 Linking smallholder farmers and processors to schools The link between school feeding and local production is the defining element of HGSF. To ensure that a programme effectively makes this link, programme planners should establish: the target group of smallholders that the programme wants to link to its market; how institutional procurement ensures that this target group effectively participates in the HGSF market; the operating model most conducive in the specific context to facilitating the link between HGSF and local production; how reliable transport from smallholders to schools can be ensured; the potential complementary (supply-side) support to be given to smallholders. Target groups Targeting smallholders is at the heart of HGSF. However, the definitions of smallholders or family farmers vary considerably between countries. Nevertheless, there is a set of criteria that is commonly used to define family farmers. These include: area of cultivation; household management; income level. 16

25 MODULE 3 Designing and implementing home-grown school feeding A registration and certification system with specific requirements for the classification of smallholders, such as the family farm register adopted in Brazil, can be a good strategy to identify and operationalize inclusive policies for smallholders and guarantee their access to HGSF programmes. At the outset, an HGSF programme should target smallholders already capable of supplying schools with surplus food production. The sizeable and stable nature of the demand from HGSF programmes can stimulate smallholder farmers to invest in increasing, improving and diversifying their agricultural production, which brings about improved livelihoods and higher, steadier incomes. The constant demand from schools creates a pathway to increased productivity, food security and income security. For this reason, it is critical not to rely only on farmers that already produce regular surpluses, but also to include those with the potential for increased production. Farmers who at present have limited capacity should be supported with targeted interventions (see section on supplementary support below) that unlock their potential. An HGSF programme can establish additional targeting criteria among smallholder farmers to promote specific objectives by focusing, for example, on: farmers producing food of particular interest to the programme, e.g. eggs or plant protein, orange-flesh sweet potatoes, leafy greens; female farmers (see more details in section 3.5 on gender considerations); farmers producing food from organic and agroecological systems to support forms of agricultural production that ensure environmental sustainability, while also providing healthy food that is free from pesticides. In addition to farmers, HGSF can target other actors along the value chain, including local food processors, caterers and cooks. Procurement Public procurement is normally governed and specifically regulated by detailed national rules aiming to ensure the efficient use of public resources, guarantee the best value for public money, and ensure open competition and transparent procurement decisions. Moreover, these rules should prevent fraud, waste, corruption and local protectionism in connection with public procurement of goods and services. Public procurement rules often follow complex procedures, including specific requirements for tendering and decision-making. These complex rules are some of the main barriers for smallholder farmers to access the market represented by school feeding programmes. It is therefore crucial for HGSF to adhere to procurement rules that facilitate the participation of smallholder farmers and smallholders associations in the procurement process by reducing these barriers, while guaranteeing programme efficiency, thus ensuring a stable, affordable and timely supply of diverse, safe and quality food to schools through transparent and accountable procedures. Possible interventions to achieve this facilitation include: recognizing award criteria beyond the lowest price, i.e. allowing the procurement of food for a school meal programme based on a combination of factors, such as the price on the one hand, and social, economic and/ or environmental benefits on the other, with each category accorded a specific weight in the overall decision to award a contract; adopting reservation, preference and/or indirect procurement strategies that enable, for instance, school food contracts (or a percentage of them) to be awarded only to smallholder producers. In addition, an HGSF programme can promote the participation of smallholders through soft tenders and direct contracting. Lengthy public payment procedures also often exclude smallholders from participating in institutional food procurement. An HGSF programme could consider certain administrative adjustments to help reduce the time that smallholders have to wait for payment. Operating models The choice of operating model, i.e. how the programme is implemented, has a strong influence on whether a programme is able to achieve its 17

26 objectives and maximize benefits in a cost-efficient way. There is no model that fits all contexts. Countries have developed their own models, based on their specific context and objectives, and different models may coexist even within one country. In order to identify the most appropriate model, it is important to consider that each model has its advantages and trade-offs in terms of benefits for farmers, schools, children, quality of food, cost efficiency and cost effectiveness. Operating models can be centralised or decentralised with many possible combinations and variations. Procurement may be directly from farmers or their organisations, or through traders as intermediaries. It is crucial that the operating model developed for an HGSF programme be adapted to the country context, taking into consideration a series of different factors, including the country s size, prevailing economic and market structure, government structure, volume and type of food required, beneficiaries needs, and institutional procurement capacities. In principle, decentralized models may be easier to adapt to local conditions and opportunities. The higher the degree of decentralization, the greater the opportunities for local-to-local linkages, with spill-over effects for the rest of the local community. Furthermore, a decentralized system facilitates the supply of fresh food, generally increasing the variety of food, and its compatibility with local habits and tastes. By contrast, centralized processes may ensure greater standardization of procedures, facilitating monitoring and control which, in principle, should enable more stringent quality control. On the other hand, centralized procurement of large quantities of food through a few contracts could increase interest in manipulating the procurement processes. In the case of third party models, governments have a chance to support smallholder production, even if they do not purchase products directly from the smallholders. Third party models mean that governments do not have to establish the capacity of food procurement, but instead focus on the role and capacity of managing contracts with specialized caterers, ensuring that they purchase efficiently and FIGURE 5 Generic overview of different centralised, decentralised and third party operating models PRODUCTION TRADE PROCUREMENT Farm to school Local farmers/associations/communities Schools Decentralized Small farmers/ associations Traders Schools/municipalities Semi-decentralized Small farmers/ associations Traders Schools/municipalities Central/regional government Children at school Centralized Small farmers/ associations Traders Central government Third party Small farmers/ associations Traders Caterers Source: authors elaboration. 18

27 MODULE 3 Designing and implementing home-grown school feeding effectively from smallholder farmers in an inclusive way that benefits the farmers in terms of timely and fair payment and fair access. Transport Transport and logistics requirements often prevent smallholder producers from participating in an HGSF programme, since they may have limited capacity to transport their products. This represents a significant operational barrier for smallholder producers in accessing government food procurement schemes. Therefore, it may be necessary to adapt delivery conditions for the supply of food from smallholder producers at least until their transport capacity is strengthened, either through complementary support, or as an effect of their increased market participation and income opportunities. Ways of promoting the chances of smallholders to fulfil transport and logistics requirements include: use of short supply chains (SSCs), thus reducing quantities, delivery frequency and the transport and logistics capacities required; use of separate contracts between HGSF and transport operators, relieving smallholders of off-farm logistics capacities but increasing the administrative burden of the programme; systematizing and training on good practices, making it easier for smallholders to understand and adhere to what is expected and required; further capacity support for smallholders, through complementary programmes, for example, such as the establishment of temporary storage and aggregation facilities, and access to credit to acquire means of transport. Complementary support for smallholders While all these measures are necessary, in many cases they may not be sufficient to enable smallholders to participate actively in an HGSF programme because of other underlying social, market, rural and agricultural development constraints, such as limited market information, limited liquidity, poor storage, limited processing and logistic infrastructure, and little access to technology and knowledge. Such constraints are common for farmers in the global south, also because of a broader spectrum of family farmers in terms of human and economic development, labour productivity, agricultural surplus production, and marketing. HGSF programmes should consider how best to link smallholders to complementary interventions that address such constraints, with a view to fostering mutually reinforcing elements of demand and supply-side support. Such interventions should be designed and implemented under the leadership or coordination of the Ministry of Agriculture and other relevant stakeholders and actors. Complementary support programmes can involve the entire value chain from food production to post-harvest handling, processing and marketing, including interventions aiming at improving infrastructure, productive assets and inputs (including access to land and water), services, technology and knowledge, financial services, and the business environment as a whole. 3.5 Gender The contribution of women to agriculture and food production is highly significant. They are crucial actors in primary production along the food value chain and in the marketing of food products. However, in many parts of the world, women face specific constraints putting them at a disadvantage with men. Such constraints are mainly structural and grounded in unequal gender dynamics at household, community and market level. These constraints may often reinforce one another, creating a vicious circle of women s subordination. An HGSF programme can address the effect of women s underprivileged position in several ways, for example by: supporting the capacity of farmers organizations to mainstream gender or have gender quotas, ensuring that women actually benefit from their membership and have a voice in decision-making processes within the organization; supporting gender-sensitive capacity development, such as training adapted to women s needs by being conducted at times and in ways that are compatible with women s typical chores; increasing access to capital to invest in women s productive activities (for inputs, technology and additional labour on their farms, etc.), preferably on a revolving fund basis. 19

28 Governments can also use HGSF to address specific structural constraints for the empowerment of women at local or national level, such as improving access to land, water and other farming inputs for women. In these cases, the HGSF programme should form part of an enhanced approach and wider effort, and include explicit goals for gender transformation. 3.6 Synergies with other programmes The benefits of an HGSF programme can be maximized if it is closely linked with other related programmes, such as in the area of social protection, nutrition and health, agriculture and rural development. Ideally, HGSF is complemented by basic health interventions providing access to clean water, age- and gender-appropriate sanitation facilities and products, hygienic measures including hand washing with soap, and deworming. These complementary interventions are not only of direct relevance in the school environment, but also offer an opportunity to raise awareness and improve conditions among families and community members. They have a direct, positive impact on nutrition. Therefore, an HGSF programme should be designed in close collaboration with the national health and water and sanitation sectors in order to capitalize fully on the nutritional opportunities of a favourable food environment in schools. Nutritional awareness and education should always accompany HGSF, so that children learn about what they are eating and why they are eating it. This awareness will promote lifelong healthy eating habits. It is to be hoped that, as adults, these children will continue to eat balanced, diverse and healthy food. Synergies with existing agriculture programmes, in particular the complementary support to smallholders described above, and programmes aiming to help farmers adopt climate-smart or nutrition-sensitive production practices should be actively sought, as they enhance the benefits of both interventions and make them more efficient. Strong and beneficial synergies are also possible with educational programmes (improving curricula, teaching materials, teacher training and remuneration, school infrastructure, etc.) and social protection programmes. The latter could not only include safety net transfers to households (with greater values being transferred if household children attend school), but also programmes aiming at generating social and behavioural change to increase social equity, including gender equity. 3.7 Building an enabling environment for a sustainable HGSF programme Any school feeding programme needs an enabling environment to achieve its objectives fully and remain sustainable. The SABER-SF exercise described in Module 1 establishes the present state of the environment of an HGSF programme with respect to five dimensions: policy and legal framework; stable finances; institutional roles and coordination mechanisms; programme implementation; and the role of communities and other non-state actors. Any gaps or weaknesses identified by the SABER-SF assessment will need to be addressed by specific interventions to increase the chances of success of the HGSF programme. Some examples are given below. Policy and legal framework Given that HGSF programmes are multi-sectoral by nature, it is crucial that adequate links among the relevant sectors (education, nutrition and health, social protection, agriculture, rural development, market access, etc.) are established at policy level to ensure that each sector provides the necessary support and obtains all possible benefits from the HGSF programme. Where these links are absent, governments can develop a dedicated HGSF policy, adapt existing school feeding or social protection policies, or set up a system of interrelated policies and laws to cover the various programmatic aspects. In many countries, developing an HGSF policy creates an opportunity to develop a more comprehensive school health and nutrition policy, or to integrate HGSF fully within the national policy framework of social protection, agriculture, food systems, nutrition and health, etc. 20

29 MODULE 3 Designing and implementing home-grown school feeding Experience from different countries shows that in order to achieve results and sustainability, a policy should be aligned with and supported by a national legal framework. HGSF needs to build on and be integrated into the existing legal framework, for example for procurement from smallholders. There is a need for national or sectoral definitions (where they exist) of family farmers or smallholder farmers to inform the targeting; for regulation of producer organizations; health and safety regulations; contract law and enforcement; land tenure legislation; and tax legislation. These legal frameworks are not always in place or may be unfavourable to HGSF. Reforms may be necessary to align them with HGSF policy and its legal framework. Stable funds and resources Governments should seek to secure stable funding to guarantee reliable and effective programme implementation and sustainability in the long term. The HGSF policy or implementation framework should also regulate the flow and management of funds. HGSF programmes should have a stable and dedicated budget line, and the disbursements at different levels (national, district and/or school) should be timely. In this respect, it is important for governments to realize that HGSF is not only an education intervention funded through the Ministry of Education. In countries where national HGSF programmes are implemented, resources are also allocated by other relevant ministries such as agriculture, health, social protection or commerce. Where government involves different centralized and decentralized levels, it should be established whether, to what extent, and when each of these levels should contribute to programme funding. Innovative forms of resource mobilization, including public-private partnerships might be considered. Where several actors are involved in resourcing the programme, the flow, planning and disbursement of funds should be well coordinated to guarantee the efficiency and effectiveness of the intervention. Institutional roles and coordination mechanisms HGSF programmes require different levels of coordination with government ministries and with local authorities, districts, municipalities, schools, communities, smallholders and other value chain actors. An HGSF programme should have an institutional home, which ensures that the programme and its implementation are properly led and coordinated. Moreover, all the stakeholders mentioned above play important roles in procurement, cash management, quality and food safety control, education, management of teachers, etc., and the role of each relevant actor should be clarified. Good coordination between relevant actors at different central and decentralized levels would ensure that required capacities, support and complementation by other programmes are available for the HGSF programme at the right time. Coordination should thus take place during both planning and implementation to ensure the success and sustainability of the programme. What is specifically required varies from country to country, dependent on explicit contexts, actors and capacities. However, efforts to ensure the adequate capacity of local authorities, communities, schools and farmers should always be included in HGSF policy framework and programme design. Programme implementation All actors involved in the implementation of the programme need to have the capacity to carry out their tasks in a reliable and efficient way. In accordance with the programme design decisions in the operational strategy for specific menus, operating model and procurement processes, the relevant actors need: clear guidance on what is expected from them, and how they are expected to carry out their tasks; tools and systems that enable them to work efficiently, and minimize errors and possibilities for loss, fraud or other unintended uses of resources; training to grasp fully the guidance given, and appropriate skills to manage the systems and tools provided. Involvement of communities and role of other non-state actors The long-term sustainability of an HGSF programme depends to a considerable extent on the ownership and support of both communities and households. They should allow their children to participate in school and in sessions on nutrition and dietary awareness; be ready to diversify their food production; provide the programme with certain 21

30 resources (labour, fees for cooks, etc.); provide additional food for further diversity or in times of temporary pipeline breaks, and so on. Community ownership and support can be stimulated by: full involvement in programme design and planning (e.g. when discussing menus, the procurement processes) and monitoring; tangible benefits for communities and households, showing clear improvements for schoolchildren while also generating benefits for the local economy. Other non-state actors to be involved in HGSF include national civil society, in particular organizations capable of providing supplementary support; and the private sector (possibly as a donor, but also as a source of capacity support for smallholders or a political advocate for the programme). The various elements for building an enabling environment for an HGSF programme should be agreed upon by the relevant stakeholders, and summarized within the operational strategy. Where relevant, this could be accompanied by a technical assistance plan including concrete activities to be carried out, identifying key partners and stating their specific roles in the process. WFP/Ratanak Leng 22