The Trustees of Columbia University in the City of New York Report on Federal Awards in Accordance with OMB Circular A-133 For the year ended June

Transcription

1 The Trustees of Columbia University in the City of New York Report on Federal Awards in Accordance with OMB Circular A-133 For the year ended June 30, 2015 Employer Identification Number

2 Report in Connection with OMB Circular A-133 For the year ended June 30, 2015 Table of Contents Page(s) Independent Auditor s Report... 1 Consolidated Balance Sheets as of June 30, 2015 and Consolidated Statements of Activities for the year ended June 30, 2015 with comparative totals for the year ended June 30, Consolidated Statements of Cash Flows for the year ended June 30, 2015 and Notes to the Consolidated Financial Statements for the year ended June 30, 2015 and for the year ended June 30, Notes to for the year ended June 30, Independent Auditor s Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards Independent Auditor s Report on Compliance with Requirements That Could Have a Direct and Material Effect on Each Major Program and on Internal Control Over Compliance in Accordance with OMB Circular A Summary of Independent Auditors Results Schedule of Findings and Questioned Costs Status of Prior Year s Findings Management s View and Corrective Action Plan

3 Independent Auditor s Report To The Trustees of Columbia University in the City of New York Report on the Consolidated Financial Statements We have audited the accompanying consolidated financial statements of The Trustees of Columbia University in the City of New York (the University ), which comprise the consolidated balance sheet as of June 30, 2015 and the related consolidated statements of activities and of cash flows for the year then ended, and the related notes to the consolidated financial statements. Management s Responsibility for the Consolidated Financial Statements Management is responsible for the preparation and fair presentation of the consolidated financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation and maintenance of internal control relevant to the preparation and fair presentation of consolidated financial statements that are free from material misstatement, whether due to fraud or error. Auditor s Responsibility Our responsibility is to express an opinion on the consolidated financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the consolidated financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the consolidated financial statements. The procedures selected depend on our judgment, including the assessment of the risks of material misstatement of the consolidated financial statements, whether due to fraud or error. In making those risk assessments, we consider internal control relevant to the University s preparation and fair presentation of the consolidated financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the University s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the consolidated financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinion. Opinion In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the consolidated financial position of The Trustees of Columbia University in the City of New York at June 30, 2015, and the changes in their net assets and their cash flows for the year then ended in accordance with accounting principles generally accepted in the United States of America. Other Matters We have previously audited The University s 2014 financial statements, and we expressed an unmodified opinion on those audited financial statements in our report dated October 14, In our opinion, the summarized comparative information presented herein as of and for the year ended June 30, 2014 is consistent, in all material respects, with the audited financial statements from which it has been derived. Other Information Our audit was conducted for the purpose of forming an opinion on the consolidated financial statements as a whole. The accompanying schedule of expenditures of federal awards for the year ended June 30, 2015, is presented for purposes of additional analysis as required by Office of Management and Budget Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations and is not a required part of the consolidated financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the consolidated financial statements. The information has been subjected to the auditing procedures applied in the audit of the consolidated financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the consolidated financial statements or to the consolidated financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the schedule of expenditures of federal awards for the year ended June 30, 2015 is fairly stated, in all material respects, in relation to the consolidated financial statements as a whole. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated October 13, 2015 on our consideration of The Trustees of Columbia University in the City of New York s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters for the year ended June 30, The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering The Trustees of Columbia University in the City of New York's internal control over financial reporting and compliance. October 13, 2015 PricewaterhouseCoopers LLP, PricewaterhouseCoopers Center, 300 Madison Avenue, New York, NY T: (646) , F: (813) ,

4 Consolidated Balance Sheets At June 30, 2015 and 2014 (in thousands of dollars) June June Assets Cash and cash equivalents $804,916 $640,116 Accounts receivable, net: Government agencies 130, ,793 Patient receivables 99,651 79,524 Other 291, ,713 Investment income receivable, net 1,709 2,566 Receivable for securities sold 28, ,189 Cash and securities held in trust by others 40,488 5 Pledges receivable, net 636, ,098 Student loans receivable, net 102,183 99,918 Investments, at fair value 9,624,129 9,259,511 Institutional real estate 880, ,576 Land, buildings, and equipment, net 3,727,688 3,375,792 Other assets 247, ,109 Net assets held by CPMC Fund, Inc. 70,442 70,516 Interest in perpetual trusts held by others 183, ,596 Total assets $16,871,019 $16,046,022 Liabilities Accounts payable and accrued expenses $310,946 $277,769 Liabilities for securities purchased 14,011 8,541 Prepaid tuition and other deferred credits 94,081 61,278 Deferred revenue and unamortized bond premium 121, ,157 Refundable advances 92,082 91,130 Capital lease obligations 122, ,096 Conditional asset retirement obligations 117, ,893 Accrued employee benefit liabilities 178, ,545 Federal student loan funds 79,795 79,652 Actuarial liability for split-interest agreements 53,249 43,802 Bonds and notes payable 1,541,755 1,422,724 Other long-term liabilities 469, ,623 Total liabilities 3,195,910 2,941,210 Net assets Unrestricted 6,024,449 5,727,139 Temporarily restricted 4,770,391 4,654,194 Permanently restricted 2,880,269 2,723,479 Total net assets 13,675,109 13,104,812 Total liabilities and net assets $16,871,019 $16,046,022 See accompanying notes to the consolidated financial statements. 2

5 Consolidated Statements of Activities For the Year Ended June 30, 2015, with Comparative 2014 Totals (in thousands of dollars) Temporarily Permanently June June Unrestricted Restricted Restricted Operating activities Revenues and support Tuition and fees $1,285,957 $1,285,957 $1,216,033 Less financial aid grants (344,693) (344,693) (320,061) Net tuition and fees 941, , ,972 Government grants and contracts: Direct 566, , ,454 Indirect 186, , ,371 Private gifts, grants and contracts: Direct 205,696 $124, , ,123 Indirect 22,783 22,783 19,805 Revenue from other educational and research activities 263, , ,979 Patient care revenue 1,027,436 1,027, ,188 Investment income and gains utilized 362, , , ,850 Sales and services of auxiliary enterprises 157, , ,512 Other sources 1,865 1,865 1,728 Net assets released from restrictions 348,978 (348,978) Total operating revenues and support 4,085,362 (64,475) 4,020,887 3,842,982 Expenses Instruction and educational administration 1,472,938 1,472,938 1,413,957 Research 538, , ,249 Patient care expense 830, , ,544 Library 66,446 66,446 64,439 Operation and maintenance of plant 232, , ,913 Institutional support 266, , ,947 Auxiliary enterprises 128, , ,176 Depreciation expense 199, , ,984 Interest expense 43,047 43,047 47,162 Other 22,607 22,607 20,408 Total expenses 3,800,891 3,800,891 3,605,779 Change in net assets fromoperating activities 284,471 (64,475) 219, ,203 Nonoperating activities Endowment gifts $133, , ,858 Current year realized and unrealized capital gains (losses) 194, ,979 (103) 640,790 1,354,088 Endowment appreciation utilized ( 140,840) (255,935) (396,775) (362,241) Change in net assets held by CPMC Fund, Inc. (54) 367 (387) (74) 3,961 Change in funds held by others in perpetuity (3,905) (3,905) 24,230 Present value adjustment to split-interest agreements 151 (22,221) 659 (21,411) (2,312) Changes in pension and post retirement obligations (2,143) (2,143) 30,328 Reclassification (39,189) 12,482 26,707 Change in net assets fromnonoperating activities 12, , , ,301 1,166,912 Change in net assets 297, , , ,297 1,404,115 Net assets at beginning of year 5,727,139 4,654,194 2,723,479 13,104,812 11,700,697 Net assets at end of period $6,024,449 $4,770,391 $2,880,269 $13,675,109 $13,104,812 See accompanying notes to the consolidated financial statements. 3

6 Consolidated Statements of Cash Flows For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) June June Cash flows from operating activities (Includes adjustments to reconcile change in net assets to net cash provided by operating activities): Change in net assets $570,297 $1,404,115 Depreciation expense 199, ,984 Interest on capital lease obligations and CARO 11,323 10,960 Institutional real estate depreciation 25,555 20,510 Realized and unrealized (gains) losses (640,790) (1,354,088) Partnership distributions 544, ,833 Contributions restricted for permanent investment, plant, and split-interest agreements (198,889) (159,451) Contributions other than cash (165) (1,834) Present value adjustments and actuarial liability for split-interest agreements 21,411 2,312 Accreted interest on bonds Change in fair value of net assets held by CPMC Fund, Inc. 74 (3,961) Change in fair value of interest in perpetual trusts held by others 3,905 (24,230) Change in operating assets and liabilities: Accounts receivable, net (49,775) (22,688) Investment income receivable, net Pledges receivable, net 126,006 71,628 Other assets (21,849) (21,409) Accounts payable and accrued expenses 24,227 (17,051) Prepaid tuition and other deferred credits 32,803 11,638 Deferred revenue and unamortized bond premium 18,993 (7,465) Refundable advances 952 (5,317) Accrued employee benefit liabilities 22,347 (39,481) CARO and other long-term liabilities872 9,792 Net cash provided by operating activities 692, ,714 Cash flows from investing activities Proceeds from sales of investments 2,639,820 2,483,831 Purchases of investments (2,822,211) (2,631,949) Collections from student notes 14,059 12,603 Student notes issued (16,324) (14,746) Investment in cash and securities held in trust by others (40,483) 2,845 Purchases of institutional real estate (32,540) (31,604) Sales of institutional real estate 1,861 - Purchases of plant and equipment (577,719) (448,233) Net cash used by investing activities (833,537) (627,253) Cash flows from financing activities Proceeds from contributions for: Investment in endowment 133, ,256 Investment in plant 56,430 41,396 Investment in split-interest agreements 8,732 4,799 Investment income on split-interest agreements 3,895 3,234 Payments on split-interest agreements (6,536) (6,154) Payments on capital lease obligations (9,318) (8,833) Repayment of taxable commercial paper (504,685) Proceeds from taxable commercial paper issuance 443,510 61,175 Repayment of bonds and notes payable (35,740) (118,000) Proceeds from bond issuance 215,315 Net change in federal student loan funds Net cash provided by financing activities 305,473 90,922 Net change in cash and cash equivalents 164,800 (143,617) Cash and cash equivalents at beginning of year 640, ,733 Cash and cash equivalents at end of year 804, ,116 Supplemental disclosure of cash flow information: Equipment and space acquired through capital leases $2,502 $7,156 Cash paid during the year for interest $70,208 $76,512 See accompanying notes to the consolidated financial statements. 4

7 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) 1. Organization The Trustees of Columbia University in the City of New York (the University ) is a private, nonsectarian, nonprofit institution of higher education whose activities are concentrated at two locations in New York City and extend around the globe. The University provides instruction through sixteen undergraduate, graduate, and professional schools. It operates a variety of research institutes and a library system to support its teaching, learning, and research activities. The University performs research, training, and other services under grants and contracts with agencies of the federal government and other sponsoring organizations. The University enrolls approximately 29,870 full-time and part-time students and employs approximately 15,945 full-time employees, including 6,086 full-time faculty members and research staff. Of these, 1,503 hold positions in the arts and sciences; 3,687 hold health science positions; and the remainder hold positions in the other professional schools. The University is a New York nonprofit corporation recognized as tax exempt under Section 501(c)(3) of the Internal Revenue Code. 2. Columbia University Medical Center Columbia University Medical Center ( CUMC ), a division of the University, located in the Washington Heights section of northern Manhattan, is one of the largest academic medical centers in the United States. It is composed of four schools: College of Physicians and Surgeons, Mailman School of Public Health, College of Dental Medicine, and School of Nursing. CUMC has three primary areas of focus: patient care, scientific research, and education. CUMC offers a wide variety of degrees, certifications, and continuing education in health sciences. Faculty patient care services, sponsored research, tuition, endowment income, patent royalties, and gifts provide the majority of CUMC s revenues. Approximately 4,340 students are enrolled at CUMC, with a full-time faculty of 2,253, of whom approximately 287 are tenured. Additionally, CUMC s staff includes 3,062 part-time faculty instructors, 1,121 full-time researcher staff members, 184 part-time researchers, 239 post-doctoral research trainees and 1,210 post-doctoral clinical trainees. Approximately 62 percent of the full-time faculty and 23 percent of the part-time faculty hold clinical appointments and have admitting privileges at New York-Presbyterian Hospital ( NYP ). Patient care activities include patient visits performed by Columbia full-time faculty through its medical faculty practice plan, as well as clinical, educational and administration services provided to hospitals and other health care institutions through contractual agreements for services. CUMC maintains several clinical and education affiliation agreements with other organizations. The most significant affiliation agreements are with NYP, Bassett Medical Center, and Harlem Hospital. Center which terminated on December 31, Certain faculty physicians also provide patient care and supervision of residents at NYP network hospitals and other affiliates. In addition, through interinstitutional medical service agreements, CUMC faculty provide patient care in specialty and subspecialty areas at hospitals in the tristate area and occasionally in other parts of the country and the world. 5

8 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) In fiscal 2015, the clinical faculty handled approximately 2.0 million outpatient and emergency room visits and participated in instruction and supervision of 648 University medical students and 941 residents and fellows at NYP. CUMC physicians generated approximately 61,000 NYP hospital admissions during the year. Payments for patient-care services provided by the full-time faculty in both institutional and private office settings are derived mainly from third-party payers, including managed care companies (54 percent), Medicare (17 percent), Medicaid (14 percent), commercial insurance (5 percent), and other (1 percent). Direct patient payments comprise 9 percent of total payments. 3. Summary of Significant Accounting Policies The significant accounting policies of the University are as follows: Basis of Consolidation The accompanying consolidated financial statements of the University include the accounts of all academic and administrative departments of the University. Additionally, the consolidated financial statements include the net assets and activities of the following entities, for which the University maintains managerial and financial control: Columbia Investment Management Company, LLC Columbia Investment Management Company, LLC is a New York limited liability company formed by the University to manage the University s investment assets under the supervision of a Board appointed by the Trustees of the University and subject to the oversight of the Committee on Finance of the Trustees. Columbia University Press Columbia University Press is a not-for-profit corporation formed to promote the study of economic, historical, literary, philosophical, scientific, and other subjects and to encourage and promote the publication of literary works embodying original research in such subjects. Reid Hall, Inc. Reid Hall, located in Paris, France, was donated to the University in Reid Hall, Inc., a corporation organized under New York membership corporation law as an educational and charitable organization, operates Reid Hall to promote, facilitate, and aid the educational, cultural, and social interests of students studying in France. The University holds a number of other limited liability companies, not-for-profit corporations, and international organizations, which are established to facilitate various program and research objectives. The University provides investment custodial services and manages all of the assets of Columbia Presbyterian Medical Center Fund, Inc. ( CPMC Fund, Inc. ), a not-for-profit corporation that was created to hold and receive gifts for the University and NYP. The consolidated financial statements reflect the University s interest in the net assets of CPMC Fund, Inc. as well as the assets and amounts due NYP. The University is also the sole corporate member of two not-for-profit practice entities, Columbia Ophthalmology Consultants, Inc., and Columbia University Healthcare, Inc., and two professional corporations, Columbia Doctors of New Jersey, P.C, and Columbia Doctors of Bergen County, P.C. and as such, consolidates these entities into the University s consolidated financial statements. All significant intercompany accounts have been eliminated in consolidation. 6

9 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) Accrual Basis The consolidated financial statements of the University have, in all material respects, been prepared on an accrual basis. Basis of Presentation The University maintains its accounts in accordance with the principles of fund accounting. Under this method of accounting, resources for various purposes are classified into funds that are consistent with activities or objectives specified by donors. Separate accounts are maintained for each fund. For reporting purposes, the University prepares its consolidated financial statements in accordance with accounting principles generally accepted in the United States of America ( GAAP ) that requires resources be classified for reporting purposes based on the existence or absence of donorimposed restrictions. This is accomplished by classification of fund balances into three categories of net assets unrestricted, temporarily restricted, and permanently restricted. Periodically, donor redesignations may result in reclassifications of net assets. Descriptions of the three net asset categories and the type of transactions affecting each category follow. Unrestricted Net assets that are not subject to donor-imposed restrictions. This category includes unrestricted gifts, certain endowment income balances, certain board-designated endowment principal balances, including capital appreciation on such balances, certain plant funds, Universitydesignated loan funds, and other unrestricted designated and undesignated current funds. Temporarily restricted Net assets that are subject to legal or donor-imposed stipulations that will be satisfied either by actions of the University, the passage of time, or both. These net assets include gifts donated for a particular purpose, certain other balances with donor-imposed restrictions, amounts subject to time restrictions such as funds pledged for future payment, or amounts subject to legal restrictions, such as the portion of a donor-restricted permanent endowment fund that is not classified as permanently restricted net assets, as required by the New York Prudent Management of Institutional Funds Act ( NYPMIFA ), adopted on September 17, Once the time and purpose restriction are satisfied, or have been deemed to have been satisfied, those temporarily restricted net assets are released from restrictions. Permanently restricted Net assets that are subject to donor-imposed stipulations that will be invested to provide a perpetual source of income to the University. Donors of these assets require the University to maintain an endowment fund in perpetuity. The University classifies as permanently restricted net assets (a) the original value of gifts donated to the permanent endowment, (b) the original value of subsequent gifts to the permanent endowment, and (c) realized and unrealized gains and losses to the permanent endowment when stipulated by the donor gift instrument. Revenues and Expenses Revenues are reported as increases in unrestricted net assets unless the use of those assets is limited by donor-imposed restrictions. Expenses are reported as decreases in unrestricted net assets. Gains and losses on investments are reported as increases or decreases in unrestricted net assets, unless their use is restricted by explicit donor stipulation or by law. 7

10 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) Tuition and Fees and Financial Aid Tuition and fees are derived from degree programs as well as executive and continuing education programs. Tuition and fee revenue is recognized as operating income in the period in which it is earned. Tuition and fee receipts received in advance are recorded as deferred revenue. Net tuition and fees are computed after deducting certain scholarships and fellowships awarded to students. In order to assist students in meeting tuition and other costs of attendance, the University administers a variety of federal, state, institutional, and private programs. Financial aid packages to students may include direct grants, loans, and employment. Contributions Contributions for University operations and plant, including unconditional promises to give ( pledges ), are recognized as operating revenue in the period earned. Contributions to endowment are recognized as nonoperating revenue in the period earned. Pledges that are expected to be collected within one year are recorded net of an allowance for uncollectable pledges. Amounts expected to be collected in future years are recorded at the present value of estimated future cash flows. The discounts on those pledges are computed using an interest rate for the year in which the promise was received and considers market and credit risk as applicable. Subsequent years accretion of the discount is included in contribution revenue. Conditional promises to give are not recognized as revenue until such time as the conditions are substantially met. Patient Care Revenue and Expense Patient care activities relate to three distinct areas: medical faculty practice plans, affiliation agreements, and medical and professional service agreements. Patient Care expenses include direct expenses associated with providing patient care services, as well as administrative functions within the University s faculty practice organization. Patient Care expense does not include rent or utilities in clinical space, as those costs are aggregated with all University space costs within Operations and Maintenance of plant. The University provides medical care to patients via its faculty practice through CUMC, primarily under agreements with third-party payors. Agreements with third-party payors, including health maintenance organizations, provide payment for medical services at amounts different from rates established by the University. Medical faculty practice plan revenue is reported net of two items: (a) contractual allowances from third-party payors for services rendered and (b) estimates of uncollectible amounts. Included within the faculty practice revenues and expenses are financial arrangements associated with two physician professional corporations. The University maintains several clinical and education affiliation agreements with other organizations. The University provides medical, professional, and supervisory staff as well as other technical assistance. Revenues and expenses from these agreements are accounted for in patient care and education categories of the operating activity in the Consolidated Statement of Activities. Grant and Contract Income The University receives grant and contract income from governmental and private sources. The University recognizes revenue associated with the direct costs of sponsored programs as the related costs are incurred. Recovery of facilities and administrative costs of federally sponsored programs are at reimbursement rates negotiated with the University s cognizant agency, the Department of Health and Human Services. The University and the federal government are currently operating under a provisional agreement that provides for facilities and administrative cost rates under federal 8

11 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) grants and contracts until such time as a new agreement is reached. The provisional rates are based on the agreement that was in place through June 30, Research and Development The University engages in numerous research and development projects, partially or fully sponsored by governmental and private funds. These costs are charged to operating expense as incurred. The University periodically funds and develops patents for certain technologies, then licenses the usage of these patents to companies over several years. The revenue, net of payments due to third parties, is recorded in Revenue from other educational and research activities in the Consolidated Statement of Activities. Costs incurred with developing and maintaining these patents are expensed as incurred. Institutional Support Institutional Support expense includes central administrative functions and expenses that support the management of the University. This category also includes any net operating surplus or deficit of the University s benefit pool, as recoveries from units across the University may be less than or greater than benefits paid in a given year. Cash and Cash Equivalents Cash and cash equivalents are recorded at fair value and include several depository accounts, checking accounts, institutional money market funds, and similar temporary investments with maturities of three months or less at the date of purchase. Investments The University s investments, consisting primarily of publicly traded fixed income and equity securities, alternative investments, and cash held for reinvestment, are stated at fair value as of June 30, 2015 and Alternative investments include investments in absolute return strategy funds, private equity funds, and real asset funds (collectively, the funds ). The management of the respective fund provides the fair value of the investment. The University reflects its share of the partnerships or corporations in the consolidated financial statements. Fair value is defined as the exchange price that would be received for an asset or paid to transfer a liability (an exit price) in the principal or most advantageous market for the asset or liability in an orderly transaction between market participants on the measurement date. The University believes that the net asset value of its alternative investments is a reasonable estimate of fair value as of June 30, 2015 and Because alternative investments are not marketable, the estimated value is subject to uncertainty and, therefore, may differ from the value that would have been used had a ready market for the investment existed. Such differences could be material. The amount of gain or loss associated with these investments is reflected in the accompanying consolidated financial statements based on the University s proportionate share in the net assets of these investments. The University s presentation in the Consolidated Statement of Cash Flows for limited liability partnerships, limited liability corporations, and other similarly structured investments is consistent with the accounting for equity method investments as it represents the underlying nature of these investments in which the University has a capital account. The University records purchases and sales of securities on a trade-date basis. Realized gains and losses are determined on the basis of average cost of securities sold and are reflected in the 9

12 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) Consolidated Statement of Activities. Dividend income is recorded on the ex-dividend date, and interest income is recorded on an accrual basis. Split-Interest Agreements The University s split-interest agreements with donors consist primarily of charitable gift annuities, pooled income funds, and irrevocable charitable remainder trusts for which the University serves as custodian and trustee. Assets are invested and payments are made to donors and/or other beneficiaries in accordance with the respective agreements. In the case of irrevocable split-interest agreements whose assets are held in trusts not administered by the University (third-party charitable trusts), the University will recognize its beneficial interest when it is provided sufficient reliable information and documentation that establishes the trust s existence interest and the value of that interest. Contribution revenues for split-interest agreements are recognized at the dates the agreements are established net of the present value of the estimated future payments to be made to the beneficiaries, if applicable, under these agreements. The discounts on those agreements are computed using an interest rate for the year in which the promise was received and considers market and credit risk as applicable. Assets related to these agreements are recorded in Investments, at fair value, and categorized as Level 2 and Level 3. The liability for the present value of the estimated future payments to be made to the beneficiaries is recorded in Actuarial liability for split-interest agreements. Adjustments to the fair value of these agreements are recorded in the Consolidated Statement of Activities under Present value adjustment to splitinterest agreements. Institutional Real Estate Institutional real estate consists primarily of properties proximate to the University s Morningside and Washington Heights campuses, the primary purpose of which is to house faculty, staff, and graduate students. The income earned on this investment is used primarily to finance operating expenditures. The properties are valued at cost and depreciated over useful lives ranging from twelve and one half to fifty years. Land, Buildings, and Equipment Land, buildings, and equipment are stated at cost net of accumulated depreciation. Depreciation is calculated on a straight-line basis over useful lives ranging from ten to forty years for buildings and improvements and three to twenty years for equipment, consistent with the method used for government cost reimbursement purposes. Capitalized software costs are amortized over seven years. Upon disposal of assets, the costs and accumulated depreciation are removed from the accounts, and the resulting gain or loss is included in operations. Other Assets Prepaid expenses, bond issuance costs, the University s investment in the Medical Center Insurance Company ( MCIC ), and insurance recovery receivable are categorized within other assets. Bond issuance costs are amortized over the expected holding period of the specific debt issue. Collections Collections at the University include works of art, literary works, historical treasures, and artifacts that are maintained in the University s galleries, libraries, and buildings. These collections are protected and preserved for public exhibition, education, research, and the furtherance of public service and, therefore, are not recognized as assets on the Consolidated Balance Sheet. Costs 10

13 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) associated with purchasing additions to and maintaining these collections are recorded as operating expenses in the period in which the items are acquired. Interest in Perpetual Trusts Held by Others The University is the beneficiary of certain perpetual trusts administered by others. These trusts are recognized as permanently restricted contributions upon receipt of documentation evidencing that the trust has been established and a statement of its assets, and adjusted to fair value each year. The fair value of the interest in the perpetual trust is based on the University s share of the income generated by the trust, ascribed to the fair value of assets reported by the trust. Gains and losses resulting from the change in fair value of trust assets are reported as nonoperating activity in the Consolidated Statement of Activities. Capital Lease Obligations Capital lease obligations are recognized for equipment and space where substantially all of the risks of ownership have been transferred to the University. The obligations extend up to five years for equipment and up to fifty years for space. Conditional Asset Retirement Obligations Conditional asset retirement obligations are recognized for remediation or disposal of asbestos, underground storage tanks, soil, and radioactive sources and equipment as required by law. The fair value of the liability for a conditional asset retirement obligation is recognized in the period in which it occurred, provided that it can be reasonably estimated. Other Long Term Liabilities Other long term liabilities are obligations that extend beyond one year, or operating cycle, whichever is longer. The obligations for the medical malpractice liabilities, self-insurance reserves, the fixed payor swap agreement and other commitments are categorized in other long term liabilities. Use of Estimates The preparation of consolidated financial statements in conformity with GAAP requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the consolidated financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. The most significant estimates include valuation of investments without readily determinable public markets, estimated useful life of land, buildings and equipment, actuarially determined costs associated with split-interest agreements, pension, postemployment and postretirement benefits, contractual allowances for patient receivables, allowances for doubtful accounts, insurance obligations and conditional asset retirement obligations Presentation While comparative information is not required under GAAP, the University believes that this information is useful and has included comparative financial information from the consolidated financial statements for Within the Statement of Activities prior year presentation of restricted asset categorization has been condensed for comparative purposes. There has been no change in total by net asset class. This summarized information is not intended to be a full presentation in conformity with GAAP, which would require certain additional information. Accordingly, such information should be read in conjunction with the University s audited 11

14 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) consolidated financial statements for the year ended June 30, In addition, certain amounts in the summarized consolidated financial statements for fiscal year 2014 have been reclassified to conform to the fiscal year 2015 presentation. New Authoritative Pronouncements In May 2015, the Financial Accounting Standards Board issued Accounting Standard Update -07, Disclosure for Investments in Certain Entities That Calculated Net Asset Value per Share (or its Equivalent). The ASU removes the requirement to categorize within the fair value hierarchy all investments for which fair value is measured using the practical expedient. The ASU further removes the requirement to make certain disclosures for all investments that are eligible to be measured at fair value using the practical expedient. This ASU is effective for annual periods beginning after December 15, The University is evaluating the disclosure, and it is not expected to have a material impact on the University financial statements. 4. Operating Measurement The University divides its Consolidated Statement of Activities into operating and nonoperating activities. The operating activities of the University include all income and expenses related to carrying out its educational and research mission. Operating revenues include investment income and endowment appreciation utilized to fund current operations, the largest portion of which is the distribution of funds budgeted in accordance with the endowment spending rule. Nonoperating activities include current year realized and unrealized gains and losses on investments, including realized gain distributions from fund investments, less amounts withdrawn from endowment appreciation to fund operations. Nonoperating activities also include new gifts to permanently restricted endowments, changes in net assets held by CPMC Fund, Inc., changes in perpetual trusts held by others, present value adjustments to split-interest agreements, changes in pension and postretirement obligations, other items and reclassifications. 5. Patient Care Revenue The University s affiliation agreements with area hospitals generated $293.1 million and $275.6 million of revenue for the years ended June 30, 2015 and 2014, respectively. As of June 30, 2015 and 2014, Accounts receivable, net - other includes $83.4 million and $93.4 million, respectively, relating to these agreements. Medical faculty practice revenue is reported at the estimated net realizable amounts from patients, third-party payors, and others for services rendered. Medical faculty practice revenues are $687.3 million and $621.8 million for the years ended June 30, 2015 and 2014, respectively. As of June 30, 2015 and 2014, patient accounts receivable amounts to $99.7 million and $79.5 million, respectively. Medical service agreements generated $24.1 million and $22.9 million of revenue for the years ended June 30, 2015 and 2014, respectively and other patient care activities generated $22.9 million and $16.7 million of revenue for the years ended June 30, 2015 and 2014, respectively. 12

15 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) 6. Long-Term Investments and Fair Value The University values its investments in accordance with GAAP and consistent with the FASB official pronouncement on Fair Value Measurements for financial assets and liabilities. The pronouncement defines fair value as the exchange price that would be received for an asset or paid to transfer a liability (an exit price) in the principal or most advantageous market for the asset or liability in an orderly transaction between market participants on the measurement date. GAAP establishes a hierarchy of valuation inputs based on the extent to which the inputs are observable in the marketplace. Observable inputs reflect market data obtained from sources independent of the reporting entity. Unobservable inputs reflect the entities own assumptions about how market participants would value an asset or liability based on the best information available. Valuation techniques used to measure fair value utilize relevant observable inputs and minimize the use of unobservable inputs. The University follows a fair value hierarchy based on three levels of inputs, described below: Fair value for Level 1 is based upon quoted prices in active markets that the University has the ability to access for identical assets and liabilities. Market price data is generally obtained from exchange or dealer markets. The University does not adjust the quoted price for such assets and liabilities. Fair value for Level 2 is based on quoted prices for similar instruments in active markets, quoted prices for identical or similar instruments in markets that are not active, or inputs other than quoted prices that are observable. Fair value for Level 3 is based on valuation techniques that use significant inputs that are unobservable as they are not actively traded. Investments categorized as Level 2 and Level 3 include the University s ownership in funds that invest in alternative assets (i.e. absolute return strategy funds, private equity funds, and real asset funds) and funds that invest in equity and fixed income strategies. The value of the University s investments in these funds represents the University s ownership interest in the net asset value (NAV) of the respective fund. The University is permitted under GAAP to estimate the fair value of an investment at the measurement date using the NAV reported by the fund without further adjustment, provided the NAV has been calculated in accordance with or in a manner consistent with GAAP, and provided further that the University does not expect to sell the investment at a value other than NAV. The University has various processes and controls in place to ensure investment fair value is reasonable and performs additional procedures and due diligence procedures of its investments including an assessment of applicable accounting policies, a review of the valuation procedures employed, and consideration of redemption features and price transparency. A financial instrument s categorization within the valuation hierarchy is based upon the lowest level of input that is significant to the fair value measurement. In determining the categorization of the University s investments within the fair value hierarchy, the University has considered market information, including observable net asset values, and the length of time until the investment will become redeemable. Investments which can be redeemed at NAV by the University up to 180 days beyond the measurement date are classified as Level 2. If the redemption period extends beyond 180 days, the investment is categorized as Level 3. The categorization of a financial instrument 13

16 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) within the hierarchy is based upon the pricing transparency of that instrument and does not necessarily correspond to the University s perceived risk of that instrument. In addition, the University holds direct real estate investments categorized as Level 3. Valuation for material directly held real estate investments is determined from periodic valuations prepared by independent appraisers or broker opinions. The following tables present assets and liabilities measured at fair value at June 30, 2015 and June 30, Assets Level 1 Level 2 Level 3 Total Investments: Cash and cash equivalents $ 202,030 $ 735,670 $ 937,700 Global equities 844, ,604 $ 707,091 1,820,496 Fixed income 13, , ,571 Absolute return strategies 48,939 1,257,179 1,471,647 2,777,765 Private equity 2,155 2,269,408 2,271,563 Real assets 28,900 1,511,134 1,540,034 Investments, at fair value 1,137,815 2,526,964 5,959,350 9,624,129 Interest in perpetual trusts held by others 183, ,691 Total assets at fair value $ 1,137,815 $ 2,526,964 $ 6,143,041 $ 9,807,820 Liabilities Swaps payable $ 68,233 $ 68,233 Total liabilities at fair value $ 68,233 $ 68, Assets Level 1 Level 2 Level 3 Total Investments: Cash and cash equivalents $ 217,316 $ 400,871 $ 618,187 Global equities 927, ,421 $ 630,302 1,850,688 Fixed income 21, , ,561 Absolute return strategies 22,693 1,088,510 1,641,615 2,752,818 Private equity 2,170 1,998,678 2,000,848 Real assets 37,600 1,631,809 1,669,409 Investments, at fair value 1,227,329 2,129,690 5,902,492 9,259,511 Interest in perpetual trusts held by others 187, ,596 Total assets at fair value $ 1,227,329 $ 2,129,690 $ 6,090,088 $ 9,447,107 Liabilities Swaps payable $ 58,085 $ 58,085 Total liabilities at fair value $ 58,085 $ 58,085 14

17 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) Cash and cash equivalents Cash and cash equivalents includes government securities and money market instruments and are valued at amortized cost which approximates fair value. Global Equities and Fixed Income Global equities and fixed income consists of investments in publicly traded U.S. and foreign common and preferred equities, funds that invest in equity and fixed income based strategies, and cash held in separate accounts committed to these strategies. The fair value of these investments is based on quoted market prices. Investments that are listed on an exchange are valued, in general, at the last reported sale price (or, if there is no sales price, at the last reported bid price, or, in the absence of reported bid prices, at the mean between the last reported bid and asked prices thereof). Fund investments in equity and fixed income based strategies are valued in accordance with valuations provided by the investment managers of the underlying funds. If the University has the ability to redeem from a fund up to 180 days beyond the measurement date at NAV, the investment is categorized as Level 2. If the redemption period extends beyond 180 days, the investment is categorized as Level 3. Alternative Investments Alternative investments include interests in absolute return strategy funds, private equity funds, and real asset funds. These private equity funds include large market, leveraged buyout and venture capital based strategies. The University values these investments in accordance with valuations provided by the investment managers of the underlying funds. These funds may make investments in securities that are publicly traded, which are generally valued based on observable market prices, unless a restriction exists. In addition, interests in a private equity fund may be publicly traded and valued based on observable market prices. As a general rule, managers of funds invested in alternative investments value those investments based upon the best information available for a given circumstance and may incorporate assumptions that are the investment manager s best estimates after consideration of a variety of internal and external factors. If no public market exists for the investments, the fair value is determined by the investment manager taking into consideration, among other things, the cost of the investment, prices of recent significant placements of similar investments of the same issuer, and subsequent developments concerning the companies to which the investments relate. The University s management may consider other factors in assessing the fair value of these investments. If the University has the ability to redeem from an absolute return strategy fund up to 180 days beyond the measurement date at NAV, the investment is categorized as Level 2. If the redemption period extends beyond 180 days, the investment is categorized as Level 3. All private equity funds and real asset funds, with the exception of directly-held public securities, are categorized as Level 3 given that the University does not have discretion for timing of withdrawal. The fair value of the alternative investment funds in the table above represents the amount the University would expect to receive at June 30, 2015 and 2014, if it had liquidated its investments in the funds on these dates. The University has performed due diligence around these investments and believes that the NAV of its alternative investments is a reasonable estimate of fair value as of June 30, 2015 and Alternative investments may allocate a high percentage of their assets in specific sectors of the market in order to achieve a potentially greater investment return. As a result, the investments may be susceptible to economic, political, and regulatory developments in a particular sector of the market, positive or negative, and may experience increased volatility in net asset values. 15

18 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) Absolute return strategies also include separate accounts with direct investments in fixed income (which include mortgage back securities, collateralized mortgage obligations, and convertible bonds) and cash committed to these strategies. The fair value of these investments is based on the last reported bid price obtained from pricing sources or broker quotes and is categorized as Level 2. Perpetual Trusts The fair value of interest in perpetual trust held by third parties is based on the University s share of the income generated by the trust, ascribed to the fair value of the assets reported by the trust. Derivatives Investment fund managers may invest in derivatives, and the value of these positions is reflected in the NAV of the respective funds. Separately, the University employs derivatives primarily to hedge its risks and to rebalance its market exposures. Derivatives used may include futures, swaps, options, and forward contracts and are reflected at fair value following the definition of Level 1 and Level 2 assets as described above. Certain derivative positions held within the endowment portfolio are subject to master netting agreements included within an International Swap and with each of the counterparties. These positions are reflected on a net basis within Investments, at fair value on the Consolidated Balance Sheet and are summarized below: Notional Exposure Gross Net Collateral Derivative Instruments Long Short Asset Liability Fair Value Posted June 30, 2015 Equity $ 737,256 $ (224,112) $ 6,698 $ (23,313) $ (16,615) Commodity (120,150) 24,486 24,486 $ 2,993 Currency* 1,547 (1,703) (156) June 30, 2014 Equity $ 738,979 $ (247,939) $ 4,574 $ (6,930) $ (2,356) $ 33,668 *The University held currency derivative contracts with an aggregate notional amount of $658.2 million and zero as of June 30, 2015 and 2014, respectively. Outside of the endowment portfolio, the University entered into a fixed payor interest rate swap as described in Footnote 16. The estimated fair value of the agreement was ($68.2) million and ($58.1) million at June 30, 2015 and 2014, respectively, and is included in Swaps payable in the tables above. The derivatives are reflected as a receivable or payable, as appropriate, on the Consolidated Balance Sheet. Unrealized gain or loss from derivative investments is a component of the current year realized and unrealized capital gains (losses) in the Consolidated Statement of Activities. The methods described above may produce a fair value calculation that may not be indicative of net realizable value or reflective of future fair values. Furthermore, while the University believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain financial instruments could result in a different estimate of fair value at the reporting date. 16

19 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) The following table is a rollforward of the Consolidated Balance Sheet amounts for financial instruments classified by the University within Level 3 of the fair value hierarchy defined above at June 30, 2015 and June 30, 2014 Transfers In/Out Purchases Sales Realized gain/loss Unrealized gain/loss June 30, 2015 Global equities $ 630,302 $ 33,378 $ 40,905 $ (7,839) $ 3,568 $ 6,777 $ 707,091 Fixed income 88 (18) 70 Absolute return strategies 1,641,615 $ (208,955) 126,120 (130,708) 68,018 (24,443) 1,471,647 Private equity 1,998, ,183 (445,516) 233, ,290 2,269,408 Real assets 1,631, ,448 (408,323) 119,522 (227,322) 1,511,134 Total level 3 investments $ 5,902,492 $ (175,577) $ 789,656 $ (992,404) $ 424,881 $ 10,302 $ 5,959,350 June 30, 2014 Realized/ Unrealized gain/loss, net June 30, 2015 Interest in perpetual trusts held by others $ 187,596 $ (6,654) $ 2,749 $ 183,691 June 30, 2013 Transfers In/Out Purchases Sales Realized gain/loss Unrealized gain/loss June 30, 2014 Global equities $ 506,531 $ 30,563 $ (57,912) $ 42,367 $ 108,753 $ 630,302 Fixed income 350 (262) 88 Absolute return strategies 1,402,494 $ (95,910) 238,721 (109,241) 58, ,513 1,641,615 Private equity 1,751, ,426 (365,551) 185, ,097 1,998,678 Real assets 1,421, ,592 (232,281) 59,206 88,911 1,631,809 Total level 3 investments $ 5,082,507 $ (95,910) $ 753,302 $ (765,247) $ 345,566 $ 582,274 $ 5,902,492 June 30, 2013 Disbursements Disbursements Realized/ Unrealized gain/loss, net June 30, 2014 Interest in perpetual trusts held by others $ 163,366 $ (8,025) $ 32,255 $ 187,596 All net realized and unrealized gains (losses) in the tables above are reflected in the Consolidated Statement of Activities. Net unrealized gains (losses) relate to those financial instruments held by the University at June 30, 2015 and The University s policy is to recognize transfers in and transfers out as of the end of the period. The transfer from Level 3 to Level 2 is reported at gross, due to the criteria described above. There were no significant transfers between Level 1 and Level 2 for the years ended June 30, 2015 and Certain investments in global equities and alternative investments may be subject to restrictions that i) limit the University s ability to withdraw capital after such investment and ii) limit the amount that may be withdrawn as of a given redemption date. The redemption terms of the University s investments in absolute return strategy funds vary from daily to triennial, with a portion of these investments designated as illiquid in sidepockets and that portion may not be available for withdrawal until liquidated by the investing fund and redemption notice periods range from 0 days to 180 days. Generally, as noted above, the University has no discretion as to withdrawal with respect to its investment in private equity and real asset funds; distributions are made when sales of 17

20 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) assets are made with the funds. The remaining life of these private equity and real asset funds is up to 12 years. The University is obligated under certain investment fund agreements to advance additional funding up to specified levels over a period several years. These commitments have fixed expiration dates and other termination clauses. At June 30, 2015, the University had unfunded commitments of approximately $2.4 billion as displayed in the table below. Asset class ($ in millions) Remaining life Unfunded commitments Timing to draw commitments Global equities N/A $ 78 1 to 8 years Absolute return strategies N/A to 5 years Private equity 1 to 12 years to 12 years Real assets 1 to 12 years 1,279 1 to 12 years Total 2,417 $ Management s estimate of the lives of the funds could vary significantly depending on the investment decisions of the external fund managers, changes in the University s portfolio, and other circumstances. Furthermore, the University s obligation to fund the commitments noted above may be waived by the fund manager for a variety of reasons including market conditions and/or changes in investment strategy. The University does have various sources of internal liquidity at its disposal, including cash, cash equivalents, marketable debt and equity securities and lines of credit, which are available to fund the committed drawdowns. Investment Return Investment income and gains utilized on the Consolidated Statement of Activities contains interest and dividend income net of fees, institutional real estate revenue net of operating expenses and depreciation, other investment income, and endowment appreciation utilized to fund the spending rule. Endowment appreciation utilized was $396.8 million and $362.2 million during 2015 and 2014, respectively. The nonoperating section of the Consolidated Statement of Activities contains realized and unrealized gains reduced by endowment appreciation utilized to fund the spending rule. 18

21 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) 7. Endowment Funds The University s endowment consists of approximately almost 5,100 separate funds established over many years for a wide variety of purposes. The endowment includes permanent endowments, term endowments, and funds designated by the Board of Trustees to function as endowments. As required by GAAP, net assets associated with endowment funds, including funds designated by the Board of Trustees to function as endowments, are classified and reported based on the existence or absence of donor-imposed restrictions. The University employs a market value unit method of accounting for pooled general investments. Each participating fund enters and withdraws from the pooled investment account based on monthly unit market values. Changes in the market value of investments are distributed proportionately to each fund that participates in the investment pool. Net investment income distributed during the year is allocated on a per unit basis to each participating fund. Relevant Law Under NYPMIFA, the University may appropriate so much of an endowment fund as it deems prudent, considering the specific factors set forth in NYPMIFA and subject to the intent of the donor as expressed in the gift instrument. Unless stated otherwise in the gift instrument, the earnings in an endowment fund are donor-restricted assets until appropriated. The University continues to classify as permanently restricted net assets (a) the original value of gifts donated to the permanent endowment, (b) the original value of subsequent gifts to the permanent endowment, and (c) realized and unrealized gains and losses to the permanent endowment when stipulated by the donor gift instrument. In accordance with NYPMIFA and authoritative guidance, the remaining portion of the donor-restricted endowment funds not classified in permanently restricted net assets which had previously been classified as unrestricted net assets is now classified as temporarily restricted net assets. 19

22 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) The composition and changes in the University s endowment net assets as of June 30, 2015 and 2014, are as follows: Temporarily Permanently Unrestricted Restricted Restricted Changes in University endowment net assets Net Assets Net Assets Net Assets Total Opening balance - June 30, 2014 $ 3,206,776 $ 3,582,047 $ 2,434,224 $ 9,223,047 Investment return: Investment income 65,980 1,552 67,532 Net appreciation 183, ,392 (3,997) 626,878 Total investment return 249, ,944 (3,997) 694,410 New gifts 53,444 5, , ,442 Appropriation for expenditure (244,544) ( 304,040) (548,584) Other Changes: Transfers to create endowments 59,313 19,176 2,649 81,138 Other / Reclassifications (27,684) ,004 (3,388) 31,629 19,468 26,653 77,750 Closing balance - June 30, 2015 $ 3,296,768 $ 3,751,929 $ 2,590,368 $ 9,639,065 University endowment composition Endowment funds $ 3,466,527 $ 2,381,008 $ 5,847,535 Funds functioning as endowment: 2015 Departmental funds $ 1,344, ,629 1,585,391 University funds 1,512,938 1,512,938 Institutional real estate, net 439, ,068 CPMC Fund, Inc. 44,773 25,669 70,442 Interests in perpetual trusts held by others 183, ,691 University's endowment value $ 3,296,768 $ 3,751,929 $ 2,590,368 $ 9,639,065 Note: The tables above do not include split-interest agreements, net of $108,458 and pledges receivable, net of $263,927. Reconciliation to Investments, at fair value Investments, at fair value $ 9,624,129 Add: Interests in perpetual trusts held by others 183,691 CPMC Fund, Inc. 70,442 Institutional real estate, net 439,068 Investment receivables and payables 23, ,990 Subtract: Other long-term investments (458,487) Split-interest agreements (173,132) Funds held on behalf of others (70,435) (702,054) University's endowment value $ 9,639,065 20

23 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) Temporarily Permanently Unrestricted Restricted Restricted Changes in University endowment net assets Net Assets Net Assets Net Assets Total Opening balance - June 30, 2013 $ 2,951,047 $ 2,992,999 $ 2,253,834 $ 8,197,880 Investment return: Investment income 81,146 2,175 83,321 Net appreciation 451, ,662 24,113 1,300,486 Total investment return 532, ,837 24,113 1,383,807 New gifts 4,657 13, , ,654 Appropriation for expenditure (257,987) ( 274,490) (532,477) Other Changes: Transfers to create endowments 17,471 16,678 2,694 36,843 Other / Reclassifications (41,269) 6,937 29,672 (4,660) (23,798) 23,615 32,366 32,183 Closing balance - June 30, 2014 $ 3,206,776 $ 3,582,047 $ 2,434,224 $ 9,223,047 University endowment composition Endowment funds $ 3,303,036 $ 2,220,571 $ 5,523,607 Funds functioning as endowment: 2014 Departmental funds $ 1,333, ,585 1,568,080 University funds 1,473,320 1,473,320 Institutional real estate, net 399, ,928 CPMC Fund, Inc ,426 26,057 70,516 Interests in perpetual trusts held by others 187, ,596 University's endowment value $ 3,206,776 $ 3,582,047 $ 2,434,224 $ 9,223,047 Note: The tables above do not include split-interest agreements, net of $127,142 and pledges receivable, net of $263,310. Reconciliation to Investments, at fair value Investments, at fair value $ 9,259,511 Add: Interests in perpetual trusts held by others 187,596 CPMC Fund, Inc. 70,516 Institutional real estate, net 399,928 Investment receivables and payables 101, ,397 Subtract: Other long-term investments (546,205) Split-interest agreements (183,912) Funds held on behalf of others (65,744) (795,861) University's endowment value $ 9,223,047 21

24 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) Return Objectives and Risk Parameters Endowment assets include those assets of donor-restricted funds that the University must hold in perpetuity or for a donor-specified period(s) as well as Board-designated funds. Under the University s investment policies, as approved by the Board of Trustees, the endowment assets are invested in a manner that is intended to produce performance which exceeds that of relevant indices for each asset class while assuming a moderate level of investment risk. Strategies Employed for Achieving Objectives The University relies on a total return strategy in which investment returns are achieved through both capital appreciation (realized and unrealized) and current yield (interest and dividends). The University targets a diversified asset allocation to achieve its long-term return objectives within prudent risk constraints. Endowment Spending Rule The endowment spending rule utilized by the University is designed to be directly responsive to both investment returns and the current level of price inflation. Its long-term objectives are: To protect the corpus of the endowment by spending no more than the real investment return; To cushion spending against market volatility; and To provide specific spending instructions and multiyear spending projections based on explicit future investment return assumptions. The current endowment spending rule is based on two factors: first, the market value multiplied by a 5 percent target spending rate, which provides a response to investment market conditions; and second, the prior year s spending plus inflation, which ties spending increases to operating needs and cushions spending against market volatility. This allows the University to maintain the purchasing power of the endowment assets held in perpetuity or for a specified term as well as to provide additional real growth through new gifts and investment return. As a general policy, each fiscal year s distribution is calculated by adding together the following: a. The market value of the endowment at a point twelve months prior to the beginning of the given fiscal year, multiplied by the 5 percent target spending rate, multiplied by a 40 percent weighting; and b. Endowment spending in the year immediately preceding the given fiscal year, grown or reduced by an inflation factor, which is defined as the Higher Education Price Index ( HEPI ), multiplied by a 60 percent weighting. The Trustees conduct a special review in any year in which either projected endowment distributions are 0.5 percent higher or lower than the 5 percent target spending rate, or if the increase in endowment distributions over the previous year is more than 3 percentage points higher or lower than HEPI. In addition to the base spending rate described above, two additional payout components were approved as temporary measures by the Trustees in The first is an increase in annual spending of up to 1.75 percent of the prior year beginning market value of endowments that are designated for undergraduate financial aid support. This increase began in fiscal 2009 and will be 22

25 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) phased out as new endowments substitute for this funding source. The amount of the incremental payout for the coming year is approved annually by the Trustees Committee on Finance as part of the budget process. The second component is 0.70 percent of the prior year beginning market value for certain endowments in categories key to the University s current development efforts, primarily unrestricted endowment and endowments for financial aid and faculty support. This second component is reviewed by the Trustees every two years and has currently been extended through the end of fiscal year Accounts Receivable Accounts receivable, net, consists of the following as of June 30: Patient receivables, net of contractual allowances $ 153,923 $ 132,734 Government agencies 139, ,655 NewYork-Presbyterian Hospital 93, ,891 Patent and licensing 23,009 22,452 Student receivables 61,008 40,302 Other receivables, gross 129, , , ,791 Less: Allowance for doubtful accounts (79,455) (76,761) Accounts receivable, net $ 521,805 $ 472,030 Patient receivables for medical services are net of an allowance for contractual reserves in the amount of $143.0 million and $115.1 million at June 30, 2015 and 2014, respectively. 9. Student Loans Receivable and Financial Aid The University participates in various federal loan programs, in addition to administering institutional loan programs. Loans receivable from students as of June 30 are as follows: Government revolving loans $ 75,414 $ 74,250 Institutional loans 28,673 27,077 Gross student loans 104, ,327 Less: Allowance for doubtful collections (1,904) (1,409) Student loans receivable, net $ 102,183 $ 99,918 In addition to the loans identified above, the University processes and authorizes loans to students through the Stafford Loan program and Federal Plus Loan program. These loans are not recorded in the University s consolidated financial statement since the University does not guarantee any federal loan funds related to these programs. The amount of loans issued under these programs was $253.2 million and $253.7 million for the years ended June 30, 2015 and 2014, respectively. Government revolving loans are funded principally with federal advances to the University under the Perkins Loan Program and certain other programs. Advances under the Perkins Loan Program totaled $69.2 million and $68.4 million and advances under the other federally sponsored loan programs are $10.6 million and $11.3 million as of June 30, 2015 and 2014, respectively. These advances are classified as liabilities on the Balance Sheet. Interest earned on the revolving and 23

26 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) institutional loan programs is reinvested to support additional loans. The repayment and interest rate terms of the institutional loans vary considerably. Management regularly assesses the adequacy of the allowance for credit losses by performing ongoing evaluation of the student loan and student accounts receivable portfolios. Loans receivable under federally guaranteed student loan programs are subject to significant restrictions. Undergraduate financial aid represents packages for all or part of a student s tuition, fees, room, and board. Graduate financial aid represents packages for all or part of a student s tuition and fees. Funding from external sources is obtained through government and private grants and contracts as well as private gifts and payout from certain endowment funds University External Total University External Total Sources Sources Financial Aid Sources Sources Financial Aid Undergraduate $ 101,953 $ 49,248 $ 151,201 $ 94,829 $ 45,124 $ 139,953 Graduate 132,541 60, , ,513 67, ,108 Total financial aid grants $ 234,494 $ 110,199 $ 344,693 $ 207,342 $ 112,719 $ 320,061 Agency activities such as tuition aid grants, federal supplemental educational opportunity grants, federal Pell, SMART, and ACG grant program are not included in the University s consolidated financial statements. Receipts from agency transactions were $13.2 million and $12.6 million, and disbursements were $13.2 million and $12.6 million in fiscal year 2015 and 2014, respectively. 10. Pledges Receivable Unconditional promises to give appear as pledges receivable and revenue of the appropriate net asset category. Pledges are recorded after recognizing an allowance for uncollectible contributions and a discount to reflect the net present value based on projected cash flows. Periodically unconditional promises to give are reviewed for collectability. As a result, the allowance for uncollectible contributions may be adjusted and some contributions may be adjusted or cancelled. Such changes will be reflected in the consolidated financial statements. The June 30 balances of unconditional promises to give are: Less than one year $ 178,061 $ 250,642 One to five years 398, ,521 More than five years 206, ,339 Total unconditional promises 783, ,502 Less: Allowance for doubtful contributions (32,140) (48,039) Less: Net present-value discount (114,886) (119,365) Net pledges receivable $ 636,092 $ 762,098 24

27 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) New pledges recorded in 2015 and 2014 were discounted at an average annual rate of 2.02 percent and 1.88 percent, respectively, using a rate that considers market and credit risk. Credit risk is also considered in the allowance for doubtful contributions. Pledges receivable are intended for the following purposes: Endowment for educational and general purposes $ 263,400 $ 263,309 New construction and modernization of plant 137, ,399 Support of University operations 234, ,390 Net pledges receivable $ 636,092 $ 762,098 The University also has other outstanding pledges of $389.1 million as of June 30, These pledges represent either conditional gifts for which the probability of meeting the conditions is uncertain, verbal pledges, or other pledges that have not met the requirements for recognition. 11. Land, Buildings, and Equipment Investments in land, buildings, and equipment, net, consisted of the following at June 30: Total Accumulated Net Total Accumulated Net Assets Depreciation Assets Assets Depreciation Assets Land $ 455,538 $ 455,538 $ 454,549 $ 454,549 Building and building improvements 4,161,483 $ 2,197,801 1,963,682 4,017,707 $ 2,076,685 1,941,022 Construction in progress 1,143,623 1,143, , ,215 Equipment 376, , , , , ,006 $ 6,136,977 $ 2,409,289 $ 3,727,688 $ 5,641,046 $ 2,265,254 $ 3,375,792 The University uses componentized depreciation to calculate depreciation expense for buildings and building improvements for research facilities included in operations. The costs of research facilities are separated into the building shell, building service systems, and fixed equipment, and each component is separately depreciated. Equipment includes physical assets owned by the University as well as capitalized software costs and moveable equipment acquired through capitalized leases. Building and building improvements include physical assets owned by the University as well as leasehold improvements, capitalized space leases, and construction in progress. Capital space leases at June 30, 2015 and 2014 were $81.0 million and $83.5 million, respectively. 12. Accrued Employee Benefit Liabilities Accrued employee benefit liabilities arise from employment at the University. These include liabilities for pension, postretirement benefits, postemployment benefits, unused vacation, and deferred compensation. Postemployment benefits relating to workers compensation, short-term disability, and continuation of medical benefits for those on long-term disability are provided to former or inactive employees

28 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) after employment but before retirement. The University records the costs of such benefits on an accrual basis if the employee has provided the services from which those benefits are derived. In 2015 and 2014, the University recognized actuarially computed liabilities of $41.7 million and $37.3 million, respectively. 13. Pension and Other Postretirement Benefit Costs Pension Plan Benefits The University has five non-contributory pension plans (the pension plans ) for supporting staff employees. Four of the pension plans are subject to collective bargaining agreements. The fifth pension plan covers former employees of the Arden Conference Center, which closed in Three of the plans include defined benefits plans for past service, and in the case of two plans, defined benefit for future service. Two of the pension plans provide defined benefits for service prior to 1976 (January 1, in one case, and prior to July 1, 1976, in the other). For these two pension plans, future benefits are provided by defined contribution plans. Charges to expenditures for the defined contribution segments of the plans amounted to $5.5 million and $5.3 million for the years ended June 30, 2015 and 2014, respectively. In addition, the University provides retirement benefits for full-time faculty, officers, and certain other employees under a separate defined contribution plan (the officer plan ). Charges to expenditures for the officer plan amounted to $110.2 million and $103.4 million for the years ended June 30, 2015 and 2014, respectively. Postretirement Health Care and Life Insurance Benefits The University provides postretirement health care and life insurance benefits for certain employees. The University accrues the estimated cost of these benefits over the years that eligible employees render services. Obligations and Funded Status The University adopted authoritative guidance, which requires the recognition on the Balance Sheet of the difference between benefit obligations and any plan assets of the University s defined benefit and other postretirement benefit plans. In addition, the authoritative guidance requires unamortized amounts (e.g., net actuarial gains or losses and prior service cost or credits) to be recognized as changes to unrestricted net assets and that those amounts be adjusted as they are subsequently recognized as components of net periodic pension cost. Amounts recognized in unrestricted net assets are as follows: Other Postretirement Pension Plan Benefits Benefits Net actuarial loss $ 54,940 $ 42,335 $ 3,190 $ 22,780 Prior service cost (6,425) (15,624) Total amount recognized $ 55,447 $ 42,913 $ (3,235) $ 7,156 26

29 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) The components of accrued benefit costs for pension benefits and other postretirement benefits are as follows: Other Postretirement Pension Plan Benefits Benefits Change in benefit obligation: Benefit obligation, beginning of year $ 163,037 $ 146,178 $ 178,441 $ 188,503 Service cost 5,503 4,879 5,792 7,218 Interest cost 7,281 7,227 6,501 8,802 Plan participants' contributions 5,669 5,581 Actuarial (gain) loss 9,898 10,781 (26,473) (18,981) Federal subsidy Net disbursements and transfers (5,938) (6,028) (13,368) (12,990) Benefit obligation, end of year $ 179,781 $ 163,037 $ 156,784 $ 178,440 Change in plan assets: Fair value of assets, beginning of year $ 138,025 $ 117,360 $ 170,500 $ 143,721 Actual return on plan assets 2,336 17,665 6,273 26,788 Employer contributions 7,444 9,370 4,667 7,400 Plan participants' contributions 5,670 5,581 Net disbursements and transfers (5,938) (6,369) (13,368) (12,990) Fair value of assets, end of year $ 141,867 $ 138,026 $ 173,742 $ 170,500 Net amount recognized $ (37,914) $ (25,011) $ 16,958 $ (7,940) Weighted-average assumptions used to determine end of year benefit obligation Discounted rate 3.75% to 4.65% 3.55% to 4.45% Rate of compensation increase 2.39% to 3.00% 2.39% to 3.25% The accumulated benefit obligations for the underfunded pension plans at June 30, 2015 and 2014 were $151.9and $137.5 million, respectively. At the end of 2015 and 2014, the projected benefit obligation exceeded the pension plan assets for three of the five plans. The projected benefit obligation for the pension plans with a benefit obligation in excess of plan assets were as follows: End of year Projected benefit obligation $ 168,108 $ 151,918 Fair value of plan assets 129, ,824 27

30 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) The accumulated postretirement benefit obligation for the other postretirement benefit plan and the fair value of plan assets with plan assets in excess of the accumulated postretirement benefit obligation was as follows: End of year Accumulated postretirement benefit obligation $ 156,784 $ 178,440 Fair value of plan assets 173, ,500 A 6.50 percent annual rate of increase in the per capita cost of covered health care benefits for the other postretirement benefit plan was assumed for The rate was assumed to decrease gradually to 5 percent for 2019 and remain at that level thereafter. Assumed health care cost trend rates have a significant effect on the amounts reported for the health care plans. A one-percentagepoint change in assumed health care cost trend rates would have the following effect: 1-%-point increase 1-%-point decrease Effect on accumulated postretirement benefit obligation $ 21,741 $ (17,304) The asset allocation for the two defined benefit plans for both past and future service at June 30, 2015 and 2014, and the target allocation for 2016, by asset category, follows: Target Percentage of plan allocation assets at year's end Asset category U.S. large cap equity and global equity funds 27% 18% 24% International equities (non-u.s.) 13% 16% 15% High yield fixed income securities 10% 18% 13% U.S. core fixed income 50% 48% 48% 100% 100% 100% The asset allocation for the two defined benefit plans for prior service only at June 30, 2015 and 2014, and the target allocation for 2016, by asset category, follows: Target Percentage of plan allocation assets at year's end Asset category U.S. large cap equity 10% 4% 4% International equities (non-u.s.) 5% 8% 8% High yield fixed income securities 5% 11% 11% U.S. core fixed income 80% 77% 77% 100% 100% 100% The retirement plan for the employees of Arden Conference Center was invested in equity securities, including mutual funds, 31 percent, and debt securities, 69 percent as of June 30,

31 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) The following presents investments of the pension plans as of June 30, The Plans investments in common collective trusts and mutual funds are included as Level 2 because fair value is based on quoted prices for similar instruments or other observable inputs. Level 3 assets represent fixed income related investment contracts with a major life insurance company. Level 1 Level 2 Level 3 Total Common collective trust funds Global equity $ 43,861 $ 43,861 Fixed income 94,885 94,885 Mutual funds Fixed income investment contracts $ 2,166 2,166 Investments, at fair value $ 139,701 $ 2,166 $ 141,867 The following table is a roll forward of the amounts for investments classified within Level 3 as described above. June 30, Purchases Sales Investment June 30, 2014 (Gross) (Gross) gain/(loss) 2015 Investment contracts $ 2,317 $ - $ (133) $ (18) $ 2,166 Total level 3 investments $ 2,317 $ - $ (133) $ (18) $ 2,166 The following presents investments of the pension plans as of June 30, Level 1 Level 2 Level 3 Total Common collective trust funds Global equity $ 48,971 $ 48,971 Fixed income 85,811 85,811 Mutual funds Fixed income investment contracts $ 2,317 2,317 Investments, at fair value $ 135,709 $ 2,317 $ 138,026 The following table is a roll forward of the amounts for investments classified within Level 3 as described above. June 30, Purchases Sales Investment June 30, 2013 (Gross) (Gross) gain/(loss) 2014 Investment contracts $ 2,234 $ 103 $ (130) $ 110 $ 2,317 Total level 3 investments $ 2,234 $ 103 $ (130) $ 110 $ 2,317 29

32 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) The asset allocation for the other postretirement benefit plan at June 30, 2015 and 2014, and the target allocation for 2016, by asset category, follows: Target Percentage of plan allocation assets at year's end Asset category U.S. large cap equity and global equity funds 50% 59% 59% International equities (non-u.s.) 10% 16% 16% U.S. fixed income 30% 25% 25% Other assets 10% 100% 100% 100% The following presents investments of the other postretirement benefit plan as of June 30, The Plans investments in common collective trusts are included as Level 2 because the fair value is based on quoted prices for similar instruments or other observable inputs. Level 1 Level 2 Level 3 Total Common collective trust funds Global Equity $ 129,410 $ 129,410 Fixed Income 44,332 44,332 Investments, at fair value $ 173,742 $ 173,742 The following presents investments of the other postretirement benefit plan as of June 30, Level 1 Level 2 Level 3 Total Common collective trust funds Global Equity $ 127,843 $ 127,843 Fixed Income 42,657 42,657 Investments, at fair value $ 170,500 $ 170,500 30

33 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) Net Periodic Pension Cost The components of net periodic benefit cost for pension benefits and other postretirement benefits are as follows: Other Postretirement Pension Plan Benefits Benefits Components of net periodic benefit cost Service cost $ 5,503 $ 4,879 $ 5,792 $ 7,218 Interest cost on projected benefit obligation 7,281 7,227 6,501 8,802 Expected return on assets (8,184) (7,257) (12,676) (10,702) Amortization of prior service cost (9,199) (10,747) Amortization of unrecognized net losses 3,140 2,941 (589) 3,275 Net periodic benefit cost 7,811 7,883 (10,171) (2,154) Other changes in plan assets and benefit obligations recognized in the Consolidated Statement of Activities Current year actuarial (gain)/loss 15, (20,180) (35,480) Amortization of actuarial gain/(loss) (3,140) (2,940) 589 (3,275) Amortization of prior service credit/(cost) (71) (93) 9,199 10,747 Total recognized in nonoperating 12,535 (2,320) (10,392) (28,008) Total recognized in net periodic benefit cost and nonoperating $ 20,346 $ 5,563 $ (20,563) $ (30,162) Amounts in net unrestricted assets expected to be recognized in net periodic pension cost in fiscal 2016 are as follows: Other Postretirement Pension Plan Benefits Benefits Actuarial (gain)/loss $ 3,018 $ - Prior service (credit)/cost 65 (4,513) $ 3,083 $ (4,513) Weighted-average assumptions used to determine net periodic pension cost Discount rate 3.55% to 4.45% 3.90% to 4.95% Expected return on plan assets 5% to 7.5% 5% to 7.5% Rate of compensation increase 2.39% to 3.00% 2.39% to 3.25% To arrive at assumptions for expected long term rates of return on assets in the pension plan and the postretirement benefit plan, the University considered historical returns and future expectations for returns in each asset class in the asset allocation for the previously described pension and postretirement benefit portfolios. 31

34 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) Assumed health care cost trend rates have a significant effect on the amounts reported for the other postretirement benefit plan. A one-percentage-point change in the assumed health care cost trend rates would have had the following effect: 1-%-point 1-%-point increase decrease Effect on total service and interest cost $ 2,235 $ (1,741) Expected Cash Flows Information about the expected cash flows for the plans is as follows: Other Postretirement Pension Benefits Pension Benefits University contributions: 2016 (expected) $ 7,467 $ 3,189 Expected benefit payments: ,435 7, ,739 7, ,081 7, ,451 7, ,873 7, ,799 40,797 Total $ 82,378 $ 77,696 Total benefits expected to be paid include both the University s share of the benefit cost net of Medicare subsidies and the participants share of the cost, which is funded by participant contributions to the other postretirement benefit plan. The University receives a Medicare Part D subsidy from the federal government as reimbursement for certain retiree health benefits paid to plan participants, which was approximately $0.3 million in fiscal Lease Obligations The University is the lessee of various equipment and space under noncancelable operating and capital leases. Capital lease obligations at June 30, 2015 and 2014, were $122.7 million and $124.1 million, respectively. Operating lease rental expense for the years ended June 30, 2015 and 2014 were approximately $36.6 million and $35.9 million, respectively. Space leases contained customary escalation clauses, which are included in annual aggregate minimum rentals. Future aggregate minimum rental payments under operating and capital leases are as follows: Operating Capital Future minimum rental payments: 2016 $ 33,351 $ 9, ,630 8, ,695 7, ,309 6, ,498 5,446 Thereafter 262, ,801 Less: Interest at 1.48 percent to 5.31 percent (153,149) Capital lease obligations at June 30, 2015 $ 122,680 32

35 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) 15. Conditional Asset Retirement Obligations Conditional asset retirement obligations are a legal obligation to perform an asset retirement activity in which the timing and/or method of settlement are conditional on a future event that may or may not be within the control of the entity. Uncertainty with respect to the timing and/or method of settlement of the asset retirement obligation does not defer recognition of a liability. GAAP requires that the fair value of a liability for a conditional asset retirement obligation be recognized in the period in which it occurred if a reasonable estimate of fair value can be made. Conditional asset retirement obligations related to remediation or disposal of asbestos, underground storage tanks, soil, and radioactive sources and equipment were $117.8 million and $110.9 million at June 30, 2015 and 2014, respectively. For June 30, 2015, the University increased its obligation for certain environmental remediation that was not reasonably estimable as to the amount of the potential obligation in prior years. 33

36 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) 16. Bonds and Notes Payable Bonds and notes payable outstanding at June 30, 2015 and 2014, are as follows: Dormitory Authority of the State of New York, tax exempt revenue bonds, Columbia University issues Series 2015 A, 5.00%, maturing 2046 $ 92,535 Series 2015 B, 3.00% to 5.00%, maturing ,780 Series 2012 A, 3.00% to 5.00%, maturing ,935 $ 137,935 Series 2011 A, 3.00% to 5.00%, maturing , ,000 Series 2009 A, variable rate, 0.01% to 0.11%, maturing , ,000 Series 2008 A, 5.00%, maturing , ,000 Series 2006 A, 4.75% to 5.25%, maturing , ,860 Series 2006 B, 4.125% to 5.25%, maturing , ,050 Series 2004 C, 5.00%, maturing ,270 48,270 Series 2003 B, variable rate, 0.01% to 0.12%, maturing ,000 30,000 Series 2002 C, variable rate, 0.02% to 0.08%, maturing ,300 23,300 1,270,040 1,150,415 Taxable Series 2015, 3.457%, maturing ,000 Taxable Series 2012, 3.827%, maturing , ,000 Taxable commercial paper 2008, variable rate, 0.10% to 0.12%, maturing ,175 Dormitory Authority of the State of New York, tax-exempt commercial paper Series 1997, variable rate, 0.04% to 0.06%, maturing ,225 New Jersey Economic Development Corporation Series 2002, variable rate, 0.05% to 0.08%, maturing ,375 6,770 Medium-Term Notes, Taxable Series C 6.53% to 7.36%, maturing ,179 77,709 Empire State Development Corporation Issues: Interest-free, maturing ,061 7,330 Interest-free, maturing ,100 8,100 Economic Development Corporation Interest-free, maturing ,000 10, , ,309 Total bonds and notes payable $ 1,541,755 $ 1,422,724 34

37 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) Estimated principal payments on bonds and certificates are summarized below: Year Principal 2016 $ 68, , , , ,408 Thereafter (through 2046) 1,249,918 Total $ 1,541,755 At June 30, 2015, the University s bonds and notes payable had a carrying amount of approximately $1.5 billion, compared to an estimated fair value of $1.6 billion. The estimated fair value of bonds and notes payable was calculated using a discounted cash flow method, where the estimated cash flows were based on contractual principal and interest payments. The discount rates used were based on the University s borrowing rate for similar obligations. Fair values represent the lower of the estimated value at call or maturity of each respective issue. As of June 30, 2015, the University had a $100 million operating line of credit, which expires in December, Additionally, as of June 30, 2015, the University had two $100 million standby lines of credit supporting self-liquidity for variable rate debt outstanding, one that expires in January, 2016 and a second that expires in January, Each of the lines is with a different lending institution and, as of June 30, 2015, no balances were outstanding on the lines of credit. The University issues most of its tax-exempt debt through the Dormitory Authority of the State of New York ( DASNY ). On April 23, 2015, the University issued $92.5 million of Series 2015A and $47.8 million of Series 2015B tax-exempt fixed rate bonds. Series 2015A was issued at a premium of $32.5 million, which will be amortized over 30 years based on the maturity of the underlying bonds. Series 2015B was issued at a premium of $8.5 million, which will be amortized over 9 years based on the maturity of the underlying bonds. The proceeds from Series 2015A will be used to finance various construction and renovation projects. The proceeds from Series 2015B were used to redeem outstanding taxable commercial paper and complete the refunding of the Series 2004B Bonds which were redeemed in June From time to time, the University also issues taxable bonds. On April 2, 2015, the University issued $75 million of Series 2015 taxable fixed rate bonds. The proceeds from taxable Series 2015 were used to finance various construction and renovation projects. The University has a $150 million taxable commercial paper program. As of June 30, 2015 and 2014 there was zero and $61 million, respectively, of commercial paper outstanding under this program. In June 2014, the University funded the redemption of its DASNY Series 2004B bonds with taxable commercial paper. All outstanding amounts were redeemed in May 2015 and were primarily funded with the proceeds from Series 2015B Bond issuance. On October 1, 2008, the University entered into a $200 million notional value forward starting, fixed payor swap agreement to protect against the risk of interest rate changes. The estimated fair value of the liability was ($68.2) million and ($58.1) million at June 30, 2015 and 2014, 35

38 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) respectively. The fair value of the swap is obtained by taking the present value of all future cash flows on the swap implied by the forward curve. The University has administrative covenants with which it was in compliance as of June 30, 2015 and Insurance In connection with managing financial risks through various third-party insurance programs, the University is self-insured in certain areas. Funded self-insurance liabilities primarily cover deductibles on general liability and property insurance claims. Self-insurance liabilities are actuarially calculated on an annual basis. The University s core liability coverage is purchased through Pinnacle RRG, a Vermont-based risk retention group with fifteen other universities. The University obtains medical malpractice insurance through MCIC and MLMIC. MCIC is a group-captive insurance company owned by the University, Johns Hopkins, Yale, Rochester, and Weill Cornell Medical School and their respective major teaching hospitals, including NYP. MLMIC is a mutual company where policyholders are owners, with full voting rights to elect the company s Board of Directors, thereby having direct input into vital areas of operation. The governing Board is comprised primarily of practicing physicians, dentists, and hospital administrators. More than 1,185 of the University s faculty physicians and dentists are enrolled in MCIC or MLMIC. The University has recorded self-insurance and medical malpractice liabilities of approximately $257.1 million and $257.7 million as of June 30, 2015 and 2014, respectively. The medical malpractice liabilities of approximately $167.0 million and $175.0 million as of June 30, 2015 and 2014, respectively, are reported gross with an offsetting receivable for anticipated recoveries of $109.5 million and $111.1 million, respectively, recorded in Other assets. 18. Related Party Transactions The University maintains several clinical and education affiliation agreements with other organizations. Revenues and expenses from these agreements are accounted for in the operating activities segment of the Consolidated Statement of Activities. The most significant affiliation agreement is with NYP. The University has an alliance dating back to 1921 with Presbyterian Hospital, which merged with New York Hospital effective January 1, 1998, and formed the new corporate entity called New York-Presbyterian Hospital. The University provides NYP with medical, professional, and supervisory staff as well as other technical assistance. These services are reimbursed by NYP. NYP provides funding to the clinical departments for specific purposes, including administration, supervision, and teaching of the NYP resident staff and salary support for faculty and staff providing services to NYP. In addition, NYP provides funding for clinical programs that the University and NYP would like to see developed or expanded. NYP also provides the departments with certain facilities and services (outpatient faculty practice offices, nursing, telecommunications, etc.) for which the University is invoiced on a monthly basis. Finally, the University and NYP collaborate and fund joint projects for which specific agreements are negotiated. In addition, the University and NYP negotiate a joint budget, which forms the basis for the reimbursement agreement. The fiscal year 2015 joint budget was approximately $273 million. The payments to NYP for goods and services were $90 million. The majority of revenues received 36

39 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) pursuant to this reimbursement arrangement for services rendered are reflected in the consolidated financial statements as a portion of Patient care revenue. The majority of the expenses related to this agreement are reflected in Patient care expense. The University records both receivables from and payables to NYP on the Consolidated Balance Sheet. The University has no liability for obligations and debt incurred by NYP. In fiscal 2015 and 2014, the University had financial arrangements with two physician professional corporations ( PCs ), whereby the University provides facilities and other services to these PCs for a negotiated fee. These PCs provide clinical services to patients and are owned and controlled by physicians who are also faculty members of the University. The non-controlled PCs generated revenue of approximately $49 million and $72 million during fiscal year 2015 and 2014, respectively, which has not been consolidated into the University s consolidated financial statements. In October 2014, the University assumed control of one of these PCs and has consolidated the activity of this PC subsequent to this financial statements. The University also controls two not-for-profit practice entities and two professional corporations atements. 19. Contingencies and Commitments From time to time, various claims and suits generally incident to the conduct of normal business are pending or may arise against the University. In the opinion of counsel and management of the University, after taking into account insurance coverage, losses, if any, from the resolution of pending litigation should not have a material effect on the University s financial position or results of operations. All funds expended in connection with government grants and contracts are subject to audit by government agencies. While the ultimate liability, if any, from audits of government grants and contracts by government agencies, claims, and suits is presently not determinable, it should not, in the opinion of counsel and management, have a material effect on the University s financial position or results of activities. The University is subject to laws and regulations concerning environmental remediation and will, from time to time, establish reserves for potential obligations that management considers probable and for which reasonable estimates can be made. As of June 30, 2015, the University has recorded $117.8 million for conditional asset retirement obligations. These estimates may change depending upon the nature and extent of contamination, appropriate remediation technologies, and regulatory approvals. The University is not aware of any existing conditions that it currently believes are likely to have a material adverse effect on the University s financial position, changes in net assets, or cash flows. The University s capital improvement program and related commitments includes projects that address the major strategic objectives of the University. As part of the capital improvement program, the University has entered into contracts to purchase properties with an aggregate value of $37.4 million. As of June 30, 2015 approximately $29.6 million is still outstanding. 37

40 Notes to the Consolidated Financial Statements For the Years Ended June 30, 2015 and 2014 (in thousands of dollars) The University has made commitments related to its expansion in Manhattanville, certain of which are based upon events in the future which would result in cash and in-kind payments from the University. The University offered a loan program for students and families to pay tuition, fees and other costs. Loans were issued by a private lending institution and are guaranteed by the University. Upon default by the borrower, the University is required to pay all or a portion of the outstanding loan balance. The amount guaranteed is $1.6 million and $2.3 million as of June 30, 2015 and 2014, respectively. The University has performed an evaluation of subsequent events through October 13, 2015, which is the date the consolidated financial statements were issued. 20. Expense Allocation by Program Expenses are reported for the University s primary program activities. The consolidated financial statements also report certain categories of expenditures that support more than one major program of the University. These expenses include operation and maintenance of plant, depreciation expense, and interest expense. These costs are allocated to the applicable program activities as indicated in the following chart: Expenses per Final Expenses per Final Statement of Allocated Statement of Allocated Activities Allocation Expenses Activities Allocation Expenses Instruction and educational administration $ 1,472,938 $ 166,409 $ 1,639,347 $ 1,413,957 $ 189,713 $ 1,603,670 Research 538,242 83, , , , ,984 Patient care expense 830, , , ,544 40, ,791 Library 66,446 37, ,635 64,439 39, ,581 Operation and maintenance of plant 232,100 (232,100) 209,913 (209,913) Institutional support 266,544 19, , ,947 26, ,220 Auxiliary enterprise 128,770 54, , ,176 46, ,125 Depreciation expense 199,652 (199,652) 191,984 (191,984) Interest expense 43,047 (43,047) 47,162 (47,162) Other 22,607 22,607 20,408 20,408 $ 3,800,891 $ 3,800,891 $ 3,605,779 $ 3,605,779 The allocation of operation and maintenance of plant is based on square footage occupancy with the exception of certain rent costs directly attributable to patient care expense. Depreciation expense includes depreciation of buildings and building improvements and equipment. The allocation of depreciation on buildings and building improvements is based on square footage occupancy. Depreciation on equipment is allocated to the programs for which the equipment was purchased. Interest expense is allocated according to the same methodologies used for building depreciation. 38

41 Supplemental Schedule This page is intentionally left blank

42 R&D Cluster RESEARCH & DEVELOPMENT CLUSTER Department of Health & Human Services Direct Awards Centers for Disease Control and Prevention/DHHS Tuberculosis Trials Consortium Columbia University CISA ( wheezing Study) A Prospective Comprehensive Epidemiologic Study in a Large Cohort in the National ALS Registry: Identifying ALS Risk Factors Columbia University CISA Center Columbia University CISA Center Columbia University CISA Center Columbia University CISA Center Columbia University CISA ( wheezing Study) 93 CDC , CDC T , CDC , CDC / , CDC / , CDC / , CDC / , CDC T004 18,731 Department of Health & Human Services Child Poverty and Metrics of Child Well-Being 93 DHHS CU ,051 $1,362,284 Training in General, Pediatric, and Public Health Dentistry Faculty Development in General, Pediatric & Public Health Dentistry & Dental Hygiene Faculty Development in General, Pediatric & Public Health Dentistry & Dental Hygiene Faculty Development in General, Pediatric & Public Health Dentistry & Dental Hygiene D86HP , D86HP , D86HP ,592 $508,066 Food and Drug Administration Research Phase 2 Study of Vitamin D for Tx of Respiratory Complications in Sickle Cells Ds Phase 2 Teriparatide for Tx of Idiopathic Osteoporosis in Premenopausal Women High-T susceptometer to monitor transfusional iron overload (NSR device) Phase II Trial Tiopronin Aneurysmal Subarachnoid Hemorrhage Treatment of Hypoparathyroidism with Parathyroid Hormone R01FD , R01FD , R01FD , R01FD , R01FD ,843 $1,065,865 Maternal and Child Health Federal Consolidated Programs MCH Research R40MC ,363 $24,363 Emergency Medical Services for Children EMSC NETWORK DEVELOPMENT DEMONSTRATION PROJECT (NDDP) EMSC NETWORK DEVELOPMENT DEMONSTRATION PROJECT (NDDP) U03MC , U03 MC ,692 $-6,672 The accompanying footnotes are an integral part of the 39

43 Grants to Increase Organ Donations Clinical Interventions to Increase Organ Procurement R38OT $587 Centers for Research and Demonstration for Health Promotion and Disease Prevention Category I: Technology and Community-Based Approaches to Improve Health in Harlem U48DP ,606 Category I: Technology and Community-Based Approaches to Improve Health in Harlem Category I: Technology and Community-Based Approaches to Improve Health in Harlem Category I: Technology and Community-Based Approaches to Improve Health in Harlem Category I: Technology and Community-Based Approaches to Improve Health in Harlem Category I: Technology and Community-Based Approaches to Improve Health in Harlem Category I: Technology and Community-Based Approaches to Improve Health in Harlem U48DP , U48DP , U48DP , U48DP , U48DP , U48DP ,866 $984,138 Injury Prevention and Control Research and State and Community Based Programs Columbia Injury Control Research Center R49CE ,862 Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center Columbia Injury Control Research Center R49CE , R49CE , R49CE , R49CE , R49CE , R49CE , R49CE , R49CE , R49CE , R49CE , R49CE , R49CE , R49CE , R49CE R49CE R49CE R49CE R49CE $656,039 National Research Service Award in Primary Care Medicine NRSA for Primary Medical Care NRSA for Primary Medical Care T32HP , T32HP ,403 The accompanying footnotes are an integral part of the 40

44 $73,899 Research on Healthcare Costs, Quality and Outcomes Addressing Hospital Patient Information Needs Using a PHR Portal WICER 4U Keep It Clean for Kids: The KICK Project PRISM: Personalized Reminders for Immunization using Short Messaging systems Keep It Clean for Kids: The KICK Project Topical Vancomycin for Craniotomy Wound PRophylaxis Anesthesia Exposure and Risk of Behavioral or Developmental Disorder DEVISE: Data Exchange of Vaccine Information between an IIS and EHR Topical Vancomycin for Craniotomy Wound PRophylaxis Determining a Learning Curve for Complex Laparoscopic Gastrointestinal Surgery Mandating Managed Care The Case of Florida Medicaid Reform Keep It Clean for Kids: The KICK Project Use of mhealth Technology for Supporting Symptom Management in Underserved Persons Living with HIV Validation of Nurse Practitioner Primary Care Organizational Climate Questionnaire Keep It Clean for Kids: The KICK Project R01HS , R01HS , R01HS , R01HS , R01HS , R01HS , K08HS , R18HS , R01HS , R03HS , R36HS , R01HS , R21HS , R03HS R01HS ,940 $1,977,432 Centers for Disease Control and Prevention Investigations and Technical Assistance MOSAIC: Mobile Surveillance for ARI and ILI in the Community U01IP ,511 MOSAIC: Mobile Surveillance for ARI and ILI in the Community MOSAIC: Mobile Surveillance for ARI and ILI in the Community U01IP , U01IP ,997 $945,386 Health Resources and Services Administration/DHHS ARRA -4S02MC S02MC $-71 Health Care Innovation Awards (HCIA) MySmileBuddy: Demonstrating the Value of Technology-assisted Non-surgical Caries Management in Young Childre C1CMS ,902 $440,902 Social Services Research and Demonstration Examining the Impact of Policy Changes on Child Care Subsidy Receipt and Child Care Stability among Low-Income Families with Young Children in Illinois Examining the Impact of Policy Changes on Child Care Subsidy Receipt and Child Care Stability among Low-Income Families with Young Children in Illinois Child Care and Early Education Research Connections PD , PD , YE ,031 $109,580 Grants for Primary Care Training and Enhancement Postdoctoral Training in General, Pediatic and Public Health Dentistry and Dental Hygiene D88HP ,734 The accompanying footnotes are an integral part of the 41

45 Predoctoral Training in General, Pediatric, and Public Health Dentistry and Dental Hygiene Faculty Development in Primary Care Faculty Development in Primary Care Postdoctoral Training in General, Pediatic and Public Health Dentistry and Dental Hygiene Predoctoral Training in General, Pediatric, and Public Health Dentistry and Dental Hygiene Predoctoral Training in General, Pediatric, and Public Health Dentistry and Dental Hygiene D85HP , D55 HP , D55HP , D88HP , D85HP , D85HP $815,768 HIV Demonstration, Research, Public and Professional Education Projects PS11-003: Minority AIDS Research Initiative (MARI) PS11-003: Minority AIDS Research Initiative (MARI) Informing the Development of Mobile Apps for HIV Prevention, Treatment and Care PS11-003: Minority AIDS Research Initiative (MARI) U01PS , U01PS , U01PS , U01PS ,290 $302,582 Epidemiologic Research Studies of Acquired Immunodeficiency Syndrome (AIDS) and Human Immunodeficiency Virus (HIV) PS07-003, Minority HIV/AIDS Research Initiative (MARI) U01PS ,000 Total Direct Award Programs $1,000 $9,261,148 Pass-through Awards Biomedical Advanced Research and Development Authority Integrated Biodosimetry System (IBiS) for High Throughput Medical Care After Radiologic and Nuclear Events 93 HHSO CASU ,040 Centers for Disease Control and Prevention/DHHS Implementation & Evaluation of a Comprehensive Prevention with Positives Intervention at HIV Clinics The Epidemiology of Novel Influenza Virus Infection and Evaluation of Antiviral and Vaccine Effectiveness Implementation & Evaluation of a Comprehensive Prevention with Positives Intervention at HIV Clinics 93 CDC UMIAMI , GS-10F0086K/BPA M-538 ABTAI , CDC UMIAMI Department of Health & Human Services High-Throughput Biodosimetry After Radiological and Nuclear Events Healthy Weight in Lesbian and Bisexual Women Study-Coordinating Center A Phase 1, Open-label, Multi-center Study to Determine the Pharmacokinetics nd Safety of Solithromycin as ADD-on Therapy in Adolescents with Suspected or Confirmed Bacterial Infection 93 HHSO CNGC , HHSP WC/HHSP PUBHS 15-TCU-01 15, HHS CDUKE Health Resources and Services Administration/DHHS Evidence-based Reviews for the Discretionary Advisory Committee on Heritable Disorders in Newborns and Children (DACHDNC) 93 HHSH C DUKE ,876 National Center for Infectious Disease/CDC/DHHS CONNECT Revised: Relationship-Based HIV prevention (CRRHP) 93 CDC DANYA ,210 $1,254,760 Global AIDS Kenya Electronic Medical Record system U2GPS UCSF CU ,991 The accompanying footnotes are an integral part of the 42

46 $2,991 Hospital Preparedness Program (HPP) and Public Health Emergency Preparedness (PHEP) Aligned Cooperative Agreements NYC-DOHMH Nursing Phase IV Trainings U90TP PHS 14-CU ,407 $137,407 Food and Drug Administration Research Covered Cheatham Platinum Stent for Prevention or Treatment of Aortic Wall Injury Associated with Ao Phase 2 Study of Abatacept with Calcineurin Inhibition and Methotrexate for GVHD Phase 2 Study of Rasagiline for Treatment of Amyotrophic Lateral Sclerosis Etanercept for Acute Kawasaki Disease R01FD JHU PO# , R01FD SCH 10970SUB 19, R01FD A3QB85973A 7, R01 FD SCRI 10169SUB 1,464 $51,938 Research on Healthcare Costs, Quality and Outcomes Center for Education and Research on Mental Health Therapeutics SMINET: Applying Evidence to Improve Care and Outcomes in Severe Mental Illness Effects of Missing Data Strategies on Disparities Research Results in HCUP SID Impact of Meaningful Use on Clinical Workflow in Emergency Departments Comparative Effectiveness of Surgical Treatments for Lung Cancer in the Elderly Youth Providers 2.0 (YP2) Center for Education and Research on Mental Health Therapeutics Education and Training Program in Patient-Centered Outcomes Research Effects of Missing Data Strategies on Disparities Research Results in HCUP SID U19 HS RUTGER , R18HS RUTGER , R01HS A1HSS 1 36, R01HS A1NYAMED 02 24, R01HS MSSM , R18HS SAHM CU , U19 HS RUTGER , R25HS AECM , R01HS GWU 14-M65 2,113 $288,415 Substance Abuse and Mental Health Services Projects of Regional and National Significance Implementing Pharmacotherapies for Opiod Dependence: Collaborative Strategies for Training Health Professionals Providers Clinical Support System for Opioid Therapies U79TI AAAP , H79TI AAAP PCSSO ,345 Implementing Pharmacotherapies for Opiod Dependence: Collaborative Strategies for Training Health Professionals U79TI AAAP ,669 $108,651 Occupational Safety and Health Program WTC-HEART: A Cohort Study of Heart Disease in World Trade Center Responders Mental Health Impact and Service Use Among Asian Survivors and Rescuers Exposed to WTC Attack World Trade Center Research Biomarkers of Psychological Risk and Resilience in World Trade Center Responders Trace elements in autopsy tissues in WTC decedents Epigenetic Links in PTSD and Respiratory Disease in WTC Responders Biomarkers of Psychological Risk and Resilience in World Trade Center Responders U01OH QCCUNY A 100, U01OH FORDUN CU , CDC QCCUNY A 64, U01OH MSSM , U01OH A1NYU , U01OH SUNYSB 65502/ /2 7, U01OH MSSM ,185 $332,261 Teenage Pregnancy Prevention Program The accompanying footnotes are an integral part of the 43

47 Engender Health Teenage Pregnancy Prevention: (Tier 2) with Native Youth Teenage Pregnancy Prevention: (Tier 2) with Native Youth Teenage Pregnancy Prevention: (Tier 2) with Native Youth TP2AH ENGENDER PSA , TP2AH UCOL FY , TP2AH UCOL FY , TP2AH UCOL FY $221,622 Promoting Safe and Stable Families Improving Service Delivery to Youth in the Chile Welfare System Improving Service Delivery to Youth in the Chile Welfare System Improving Service Delivery to Youth in the Chile Welfare System HHS-2011-ACF-ACYF-CW-0186 RIFPA CU , HHS-2011-ACF-ACYF-CW-0186 RIFPA CU , HHS-2011-ACF-ACYF-CW-0186 RIFPA CU $139,094 HIV Prevention Activities Health Department Based Positive Pathways Positive Pathways U62PS SHRI , U62PS SHRI ,480 $64,863 Preventive Health Services Sexually Transmitted Diseases Control Grants Region ll - NYC STD/HIV Prevention Training Center (PTC) U62PS PUBHS 14-COLUMBIA-01 94,930 $94,930 Total Pass-through Programs $2,696,932 Total: Department of Health & Human Services (Excluding NIH) $11,958,080 National Institute of Health Direct Awards National Heart, Lung, and Blood Institute/NIH/DHHS Multi-Ethnic Study of Atherosclerosis (MESA)- Field Center Subpopulations and Intermediate Outcome Measure in COPD Study (SPIROMICS: Clinical Center) Subpopulations and Intermediate Outcome Measure in COPD Study (SPIROMICS: Clinical Center) Subpopulations and Intermediate Outcome Measure in COPD Study (SPIROMICS: Clinical Center) Subpopulations and Intermediate Outcome Measure in COPD Study (SPIROMICS: Clinical Center) Subpopulations and Intermediate Outcome Measure in COPD Study (SPIROMICS: Clinical Center) Subpopulations and Intermediate Outcome Measure in COPD Study (SPIROMICS: Clinical Center) 93 N01-HC , HHSN C 355, HHSN C 248, HHSN C 69, HHSN C 60, HHSN C 23, HHSN C 8,654 National Institute of Child Health and Human Development/NIH/DHHS ARRA -HHSN C A Multi-Center, Randomized Study to Evaluate the Pharmacokinetic and Pharmacodynamic Profile, Contraceptive Efficacy and Safety of Daily Oral Low Dose Ulipristal Acetate ARRA -HHSN C Central Lab for the Nestorone/Estradiol-releasing Vaginal Ring for Female Contraception A Multi-Center, Randomized Study to Evaluate the Pharmacokinetic and Pharmacodynamic Profile, Contraceptive Efficacy and Safety of Daily Oral Low Dose Ulipristal Acetate Central Lab for the Nestorone/Estradiol-releasing Vaginal Ring for Female Contraception 93 HHSN C 716, HHSN , HHSN C 331, HSN U 228, HHSN , HSN U 1,092 The accompanying footnotes are an integral part of the 44

48 National Institute of Environmental Health Sciences/NIH/DHHS TSPO as a Biomarker of Neurotoxicity: Analysis of Brain Samples 93 HHSN P/0001 6,458 National Institute on Drug Abuse/NIH/DHHS Antipsychotic and Stimulant Prescribing Patterns in Specific Patient Populations 93 HHSN P 22,818 Office of AIDS Research International MTCT - Plus Mothers and Children Cohort Study (IMACS) JAIDS Supplement 93 OAR 1B01NIAIDCU , OAR CU ,000 $3,485,069 Environmental Health Intervening to Improve Birth Weight and Infant Respiratory Health in Rural Ghana Early-life Phthalate Exposure, Thyroid Function and Child Cognitive Development Black carbon exposure, DNA methylation, airway inflammation in pediatric asthma Presynaptic Mechanisms of Lead Neurotoxicity Pre- and Postnatal PBDE Exposure, Thyroid Hormones, and Neurodevelopment Molecular and Behavioral Effects of Low Level Mn Exposure Peripheral BDZ Receptor Biomarker of Neurontoxicity Cytoplasmic Damage and Genotoxicity Prenatal Factors and Risk of Autism in a Finnish National Birth Cohort Prenatal Pyrethroid Exposure and Child Mental, Motor and Behavioral Dvlpmnt (Whyatt/Factor-Litvak) Mechanism-based abrogation of BCC pathogenesis Multicenter ALS Cohort Study of Oxidative Stress and Disease Progression CEHNM - Admin Core Understanding Adoption of Clean Cookstoves CEHNM - Admin Core Intervening to Improve Birth Weight and Infant Respiratory Health in Rural Ghana CEHNM - Admin Core Interdisciplinary Training in Climate and Health Columbia Center for Children s Environmental Health - Admin Core Assessing the Impact of Clean Heat Policy Intervention in New York City Biological Markers of Aflatoxin Exposure and Methylation Interdisciplinary Training in Environmental Health Nutrients Involved in 1- Carbon Metabolism and the Methylation of Arsenic and DNA CEHNM - Admin Core CEHNM - Admin Core NMDA Receptor Function in Lead Neurotoxicity R01ES , R01ES , R01ES , R01ES , R01ES , R01ES , R01ES , R01ES , R01ES , R01ES , R01ES , R01ES , P30ES , R01ES , P30ES , R01ES , P30ES , T32ES , P01ES , R21ES , R01ES , T32ES , R00ES , P30ES , P30ES , R01ES ,340 The accompanying footnotes are an integral part of the 45

49 Eff of a Major Climatic Evnt -Sprstrm Sandy on Preg Outcms and Telomere Length (Factor-Litvak/Monk) Validating particulate matter monitors for multiple parameters Biomarkers for Arsenic Toxicity: Genetics, Epigenetics and Folate Columbia Center for Children s Environmental Health - Admin Core CEHNM - Admin Core CEHNM - Admin Core Columbia Center for Children s Environmental Health - Admin Core Black carbon exposure, DNA methylation, airway inflammation in pediatric asthma CEHNM - Admin Core CEHNM - Admin Core Assessing the Impact of Clean Heat Policy Intervention in New York City CEHNM - Admin Core Columbia Center for Children s Environmental Health - Admin Core Prenatal PAH Exposure and Genome-wide Methylation in a Cohort of Sibling-Pairs Black carbon exposure, DNA methylation, airway inflammation in pediatric asthma CEHNM - Admin Core CEHNM - Admin Core CEHNM - Admin Core CEHNM - Admin Core CEHNM - Admin Core Columbia Center for Children s Environmental Health - Admin Core Intervening to Improve Birth Weight and Infant Respiratory Health in Rural Ghana Columbia Center for Children s Environmental Health - Admin Core CEHNM - Admin Core Understanding the pathway that links lipopolysaccharide (LPS) to mitochondrial function using a novel mouse model CEHNM - Admin Core CEHNM - Admin Core Eff of a Major Climatic Evnt -Sprstrm Sandy on Preg Outcms and Telomere Length (Factor-Litvak/Monk) CEHNM - Admin Core CEHNM - Admin Core CEHNM - Admin Core Multicenter ALS Cohort Study of Oxidative Stress and Disease Progression CEHNM - Admin Core CEHNM - Admin Core Potential inhaled dose of particulates, biking and cardiovascular indicators CEHNM - Admin Core R21ES , R01ES , R01ES , P01ES , P30ES , P30ES , P01ES , R01ES , P30ES , P30ES , R21ES , P30ES , P01ES , R00ES , R01ES , P30ES , P30ES , P30ES , P30ES , P30ES , P01ES , R01ES , P01ES , P30ES , R21ES , P30ES , P30ES , R21ES , P30ES , P30ES , P30ES , R01ES , P30ES , P30ES , R21ES , P30ES ,390 The accompanying footnotes are an integral part of the 46

50 CEHNM - Admin Core CEHNM - Admin Core Biomarkers for Arsenic Toxicity: Genetics, Epigenetics and Folate CEHNM - Admin Core Columbia Center for Children s Environmental Health - Admin Core CEHNM - Admin Core CEHNM - Admin Core Validating particulate matter monitors for multiple parameters CEHNM - Admin Core Columbia Center for Children s Environmental Health - Admin Core Validating particulate matter monitors for multiple parameters CEHNM - Admin Core CEHNM - Admin Core Columbia Center for Children s Environmental Health - Admin Core Undergraduate Research Program to Promote Diversity in EHS CEHNM - Admin Core CEHNM - Admin Core CEHNM - Admin Core Potential inhaled dose of particulates, biking and cardiovascular indicators CEHNM - Admin Core CEHNM - Admin Core Columbia Center for Children s Environmental Health - Admin Core CEHNM - Admin Core The Impact of Environmental Conditions on the Productivity of Agricultural Workers Multicenter ALS Cohort Study of Oxidative Stress and Disease Progression CEHNM - Admin Core CEHNM - Admin Core Intervening to Improve Birth Weight and Infant Respiratory Health in Rural Ghana CEHNM - Admin Core CEHNM - Admin Core CEHNM - Admin Core P30ES , P30ES , R01ES , P30ES , P01ES , P30ES , P30ES , R01ES , P30ES , P01ES , R01ES , P30ES , P30ES , P01ES , R25ES , P30ES , P30ES , P30ES , R21ES , P30ES , P30ES , P01ES P30ES R21ES R01ES P30ES P30ES R01ES , P30ES , P30ES , P30ES ,160 $10,029,361 Oral Diseases and Disorders Research Pre-clinical Models of Odontic Analogs by Endogenous Stem Cells Craniofacial Tissue Engineering Oral Infections and Vascular Disease Epidemiology Study (INVEST) R01DE , R01DE , R01DE ,647 The accompanying footnotes are an integral part of the 47

51 Mechanism of F. Nucleatum in Intrauterine Infection Periodontitis Exposure and Risk of Incident Dementia Oral Transmission of HIV through Breastfeeding Periodontitis Exposure and Risk of Incident Dementia NIDCR Dentist Scientist K99:Improve TMJ Fibrocartilage Regeneration Strategies Multidisciplinary Training in TMJ Disorders/Pain: Integrating Basic, Translational and Clinical Science Role of Estrogen Receptor Alpha and Beta in Regulating Mandibular Condylar Growth Oral Infections and Vascular Disease Epidemiology Study (INVEST) Subgingival Microbial Community Structure and Insulin Resistance Investigation of FADA adhesin from Fusobacterium Nucleatum MicroRNA marker-based prognosis of oral cancer survival Predictive Value of MicroRNAs in the Progression of Oral Leukoplakias Periodontal Infections and Type 2 Diabetes Mellitus Risk Estrogen Receptor Beta Regulation of Mandibular Condylar Growth HIV Testing in Dental Care Settings Functional analysis of mirnas during craniofacial dermal morphogenesis Planning a Stage II Trial to Prevent ECC Progression Genomic approaches to the pathobiology andclassification of periodontitis Oral Infections and Vascular Disease Epidemiology Study (INVEST) Functional analysis of mirnas during craniofacial dermal morphogenesis MicroRNA expression in gingival tissues in periodontal health and disease NIDCR Dentist Scientist K99:Improve TMJ Fibrocartilage Regeneration Strategies Multidisciplinary Training in TMJ Disorders/Pain: Integrating Basic, Translational and Clinical Science Developing a Decision Support System to Promote Tobacco Counseling by Dentists Engineering of Vascularized Bone NIDCR Dentist Scientist K99: Improve TMJ Fibrocartilage Regeneration Strategies Brn3 Transcription Factor Family in Osteoclastogenesis Oral Infections and Vascular Disease Epidemiology Study (INVEST) R01DE , R56DE , R01DE , R56DE , R00DE , K12DE , R56DE , R01DE , R21DE , R01DE , R03DE , R03DE , R00DE , R01DE , R01DE , F31DE , R34DE A1 42, R03DE , R01DE , F31DE R21DE R00DE K12DE R34DE R01DE K99DE , K08DE , R01DE ,140 $4,819,637 NIEHS Superfund Hazardous Substances Basic Research and Education Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core P42ES , P42ES , P42ES , P42ES , P42ES , P42ES ,883 The accompanying footnotes are an integral part of the 48

52 Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core Health Effects and Geochemistry of Arsenic and Manganese Health Effects and Geochemistry of Arsenic and Manganese - Administrative Core P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES , P42ES P42ES P42ES P42ES $3,278,741 Human Genome Research An integrated System for Single Molecule Electronic Sequencing by Synthesis Center for Research on Ethical, Legal and Social Implications of Psychiatric, Neurologic and Behavioral Genetics Integrated, multiplexed high-frequency electronic analysis of DNA in nanopores Impact of return of incidental genetic test results to research participants in the genomic era R01HG ,286, P50HG , R01HG , R01HG ,893 The accompanying footnotes are an integral part of the 49

53 Inferring gene regulatory circuitry from functional genomics data Predictive Learning of Post-Transcriptional Networks Challenges of Informed Consent in Return of Data from Genomic Research Quantile Analysis on Human Complex Traits in GWAS and Sequencing Studies Inferring gene regulatory circuitry from functional genomics data Single Molecule DNA Sequencing by Fluorescent Nucleotide Reversible Terminators Center for Research on Ethical, Legal and Social Implications of Psychiatric, Neurologic and Behavioral Genetics Center for Research on Ethical, Legal and Social Implications of Psychiatric, Neurologic and Behavioral Genetics R01HG , R01HG , R21HG , R03HG , R01HG , R01 HG , P50HG , P50HG $4,966,148 Research Related to Deafness and Communication Disorders A Medicinal Chemistry Approach to Understanding the Basis of Olfactory Perception Observing Auditory Mechanics with Pressure and Motion Measurements Understanding the Role of Nuclear Architecture in Olfactory Receptor Choice The Unfolded Protein Response as an Organizer of Chemosensory Response Neural Coding and Perception of Learned Vocalizations Regeneration in the olfactory system Neurophysiology of robust speech perception in human superior temporal gyrus Untethering Electrophysiology in Vivo: An Optical Nanoscale Semiconductor Array for Neural Sensing and Recording Observing Auditory Mechanics with Pressure and Motion Measurements Adaptive Sensory Processing in the dorsal cochlear nucleus of the mouse Interactions between piriform cortex and amygdala in a model of associative learning in the mammalian offactory system Experience-dependent modulation of innate neural circuits Interactions between piriform cortex and amygdala in a model of associative learning in the mammalian offactory system Exploring Otoacoustic Emissions with Intracochlear Pressure and Motion Measurements R01DC , R01DC , R01DC , R01DC , R01DC , R01DC , R01DC , R21DC , R01DC , F30DC , F32DC , K99DC , F32DC , R01DC ,824 $1,828,412 Research and Training in Complementary and Integrative Health Acupuncture of Armotase Inhibitor Related Arthralgias in Breast Cancer Patients Acupuncture of Armotase Inhibitor Related Arthralgias in Breast Cancer Patients R01AT , R01AT ,920 $532,593 National Center on Sleep Disorders Research VASCULAR ENDOTHELIAL ACTIVATION IN SLEEP APNEA Reducing Sleep Disparities in Urban, Minority School-Aged Children R01HL , R01HL ,704 $565,920 Mental Health Research Grants The Conte Center for Schizophrenia Research Biosignatures of Treatment Remission in Major Depression P50MH ,372, U01MH ,264,650 The accompanying footnotes are an integral part of the 50

54 Two-photon optical control of astrocytic function Neurobiology of Depression and Antidepressants Neurophysiology underlying neural representations of value The Antidepressant Action of Ketamine: Brain Chemistry and Sustaining Remission Longitudinal Imaging of Patients at Clinical Risk for Psychosis. Assessing Causality: Is Post-traumatic Stress Disorder Cardio-toxic? (KOENEN/KUBZANSKY) Interagency Collaboration to Implement Effective Behavioral Interventions-DEBIs Intra-axonal signaling pathways triggered by attractive guidance cues. Vitamin-D- PRODH- &DTNBP1-Induced Hyperprolinemia:Schizophrenia Risk & Treatment Efficacy Trial of a Brief Health Enhancement Intervention for Newly Diagnosed Men (Wilson/Hansen) Developing drivers for neuron type-specific gene expression Stigma Associated with a High-Risk State for Psychosis Ketamine vs Midazolam: Testing Rapid Relief of Suicide Risk in Depression The Effects of Prenatal Stress & Poor Nutrition on Brain and Cognition Genomic Approaches to Deciphering Memory Circuits Hippocampal inhibitory control of contextual fear learning The neurophysiological basis of serial learning Attentional Control by Uncertainty and Reward: Parietal and Frontal Mechanisms Peer-Led Healthy Lifestyle Program in Support Multi-Level Determinants of Late ART Initiation in sub-saharan Africa Behavioral Sciences Research in HIV Infection MicroRNA Dysregulation in Pyschiatric Disorders and Cognitive Dysfunction Network Models for Timing and Sequence Generation Prenatal stress: the epigenetic basis of maternal and perinatal effects Exploring the pathophysiology of anxiety: the role of the hippocampus, amygdala and medial prefrontal cortex A School-Based Intervention to Reduce Stigma and Promote Mental-Health Service Use (Link/Painter) Functional analysis of the 22q11.2 schizophrenia susceptibility genes The Cross-National Epidemiology of Trauma Exposure and PTSD Medium Spiny Neuron Excitability and Motivation A Research Training Program in Psychiatric Epidemiology Mechanisms Mediating Long-Term Synaptic Plasticity Elucidating the Effect of Disc 1 on Neurodevelopment and Synaptic Transmission Identifying Risk Factors for PTSD by Pooled Analysis of Current Prospective Studies (KOENEN/KESSLER/SHALEV) Research Training in Mood and Anxiety Disorders: From Animal Models to Patients Genetic targeting of hippocampal CA2 pyramidal neurons Online Partnering of Heterosexuals and HIV Risk (Siegel/Lekas) R01MH , R01MH , R01MH , R01MH , R01MH , R01MH A1 546, R01MH , R01MH , R01MH , R01MH , U01MH , R01MH , R01MH , R01MH , R01MH , R01MH , R01MH , R01MH , R01MH , R01MH , T32MH , R01MH , R01MH , R01MH , R01MH , R01MH , R01MH , R01MH , R01MH , T32MH , R01MH , R01MH , R01MH A1 364, T32MH , R01MH , R01MH ,428 The accompanying footnotes are an integral part of the 51

55 Novel Statistical Methods for DNA Sequencing Data, and Applications to Autism Categorical Decision-Making in Fronto-Striatal Circuits Understanding Discontinuation of Outpatient Care among HIV-positive Inpatients (Lekas/Metsch) Adv PrEP for Black MSM: Community-Based Ethnography and Clinic-Bsd Intrvntn - ICAP (Colson/Hirsch) 1/4 Optimizing Treatment for Complicated Grief Regional Network for Mental Health Research in Latin America (Susser/Galea/Alvarado/Rojas) 1/3 - Genomics of Schizophrenia in the South Africa Xhosa Ventrostriatal Dopamine Release and Reward Motivation in MDD Building Schizophrenia Research in Macedonia HIV Dissemination Science Training Program for Underrepresented Investigators Therapeutic Potential of GLS1 Inhibition for the Pharmacotherapy of Schizophrenia Cortical Dynamics of Anticipation and Preparatory Attention Novel caged Dopamine compounds Research Training in Late-Life Neuropsychiatric Disorders Adv PrEP for Black MSM: Community-Based Ethnography and Clinic-Bsd Intrvntn - ICAP (Colson/Hirsch) Mechanisms Underlying the Functional Connectivity Deficit in the 22q11 Microdeletion Syndrome Regional Network for Mental Health Research in Latin America (Susser/Galea/Alvarado/Rojas) The Spread of Autism Diagnosis through Spatially Embedded Social Networks Regional Network for Mental Health Research in Latin America (Susser/Galea/Alvarado/Rojas) Personalized and Scalable Cognitive Remediation Approaches Prenatal stress: the epigenetic basis of maternal and perinatal effects The role of GABA-mimetic metabolites in neurodevelopmental and neuropsychiatric disorders Mitochondrial dysfunction due to aberrant mtor-regulated mitophagy in autism Implementing Health Care Interventions for Hispanics with Serious Mental Health tdcs augmentation of cognitive remediation in Schizophrenia A Stepped Care Model of Adolescent Depression Treatment in Primary Care Functional analysis of the 22q11.2 schizophrenia susceptibility genes Inferring Phenogentic Mechanisms in Psychiatric and other Complex Traits Child/AdolescentAnxiety Multimodal Extended Long-Term Study Epignetic modulation of antidepressant effica Mechanisms Underlying the Functional Connectivity Deficit in the 22q11 Microdeletion Syndrome 1/3 - Genomics of Schizophrenia in the South Africa Xhosa 5-HT1A Receptor Anti-apoptotic Transduction Pathways in Suicide Posttraumatic Stress Disorder and Cognitive Decline in Women (KOENEN/GRODSTEIN) Regional Network for Mental Health Research in Latin America (Susser/Galea/Alvarado/Rojas) Modeling schizophrenia in Mice by Altered Expression of Neuregulin 1 (Nrg1) R01MH , R01MH , R01MH , R01MH , R01MH , U19MH , U01MH , R01MH , R01MH , R25MH , R01MH , R21MH , R21MH , T32MH , R01MH , R01MH , U19MH , R21MH , U19MH , R34MH , R01MH , R21MH , K01MH , K01MH , R21MH , R34MH , R01MH , R01MH , R01MH , R21MH , R01MH , U01MH , R01MH , R21MH A1 136, U19MH , K08MH ,431 The accompanying footnotes are an integral part of the 52

56 Intrinsic Motivation and Learning in Schizophrenia Mapping Genes for Schizophrenia in a Founder Population Intra-axonal signaling pathways triggered by attractive guidance cues. Epigenetic Links Between the Social Environment and Emotional Brain Function (KOENEN/HARIRI) Medium Spiny Neuron Excitability and Motivation High-throughput screening platform for discovery of fluorescent synaptic markers The Influence of Aerobic Exercise on Cognitive Functioning in Schizophrenia Research Training in Biobehavioral Disturbances of Eating Disorders Regional Network for Mental Health Research in Latin America (Susser/Galea/Alvarado/Rojas) High-throughput screening platform for discovery of fluorescent synaptic markers A School-Based Intervention to Reduce Stigma and Promote Mental-Health Service Use (Link/Painter) Assisted Reproductive Technologies and Increased Autism Risk 2/2 A Comparison of Long-Acting Injectable Medications for Schizophrenia-ACLAIMS Identification of Rare Variants of OCD Future Suicide Attempt: Psychobiological Features The Effects of Prenatal Stress & Poor Nutrition on Brain and Cognition I3DEAL for HIV Research Parental Remission From Depression and Child Psychopathology Identifying de novo mutations causing OCD in trios by whole exome sequencing Using genetic and optogenetic models to dissect the role of the serotonin 1B receptor in aggression and impulsivity 5-HT1A Receptor Anti-apoptotic Transduction Pathways in Suicide Two-photon analysis of circuit-level mechanisms of schizophrenia biomarkers Dissection of mediodorsal thalamic circuitry underlying flexible behavior Optogenetic dissection of thalamoprefrontal circuitry supporting spatial working memory smfret Investigation of Gating in a Neurotransmitter Transporter Homolog Psychotic Disorders in an African Setting: Incidence, Early Course, and Trtmnt Pthwys (Susser/Burns) 1/3-Identifying regulatory mutations that influence neuropsychiatric disease Acute Inhibition of Adult-born Granule Cells and Its Effect on Antidepressant Action Multimodal Neuroimaging for Mapping Decision Making in the Human Brain Biosignatures of Treatment Remission in Major Depression NOVEL MECHANISMS UNDERLYING DEPRESSION: PET IMAGING OF THE KAPPA OPIOID 2/2 A Comparison of Long-Acting Injectable Medications for Schizophrenia-ACLAIMS Factors Shaping MSM-Focused HIV Prevention Policies and Activities in Ghana (SANDFORT/GYAMERAH) 1/4 Optimizing Treatment for Complicated Grief Behavioral Sciences Research in HIV Infection VPAC2 receptor function and its link to schizophrenia K23MH , R01MH , R01MH , R21MH , R01MH , R21MH , R21MH , T32MH , U19MH , R21MH , R01MH , R21MH , R01MH , R01MH , R01MH , R01MH , R03MH , R01MH , R01MH , F32MH , R01MH , F32MH , F31MH , F31MH , F30MH , R21MH , U01MH , F31MH , R01MH , U01MH , R21MH , R01MH , F31MH , R01MH , T32MH , K01MH ,073 The accompanying footnotes are an integral part of the 53

57 Understanding hippocampal circuit dysfunctions related to spatial and episodic memory impairment in 22q11, 2DS mouse model of schizophrenia Biosignatures of Treatment Remission in Major Depression Multi-Level Determinants of Late ART Initiation in sub-saharan Africa A Research Training Program in Psychiatric Epidemiology Use of Smartphone Applications for Sexual Partnering among MSM (Siegel/Schrimshaw) 1/4 Optimizing Treatment for Complicated Grief Development of fluorescent false neurotransmitters Biosignatures of Treatment Remission in Major Depression The Conte Center for Schizophrenia Research A Research Training Program in Psychiatric Epidemiology A Research Training Program in Psychiatric Epidemiology 1/4 OPTIMIZING TREATMENT FOR COMPLICATED GRIEF Biosignatures of Treatment Remission in Major Depression Applications of Novel Statistical Methods to CNVs in Autism and Schizophrenia HIV/STI Risk Among Migrant Market Workers in Kazakhtan Biosignatures of Treatment Remission in Major Depression OCD COLLABORATIVE GENETICS ASSOCIATION STUDY Design of Molecular Probes For Optical Imaging of Dopamine Neurotransmission HCN1 Channels in Hippocampal Function and Spatial Memory Behavioral Change in the Mother-Infant Dyad: Preventing Postpartum Depression 1/4 OPTIMIZING TREATMENT FOR COMPLICATED GRIEF Examining the Deficit Syndrome Subtype in an Untreated and Treated Non-Acute, Representative Cohort of Schizophrenia Patients in China HIV/STI Risk Among Migrant Market Workers in Kazakhtan Biosignatures of Treatment Remission in Major Depression Evaluating a microfinance intervention for High Risk Women in Mongolia Research Training in Biobehavioral Disturbances of Eating Disorders TRANSLATIONAL RESEARCH TRAINING IN CHILD PSYCHIATRY Complicated Grief Treatment in Elderly Adults 1/4 Optimizing Treatment for Complicated Grief Behavioral Sciences Research in HIV Infection Neural Mechanisms of Increased Anxiety in Serotonin 1A Receptor-Deficient Mice The Conte Center for Schizophrenia Research Regional Network for Mental Health Research in Latin America (Susser/Galea/Alvarado/Rojas) F31MH A1 15, U01MH , R01MH , T32MH , R21MH , R01MH , R01MH , U01MH , P50MH , T32MH , T32MH , R01 MH R1 1, U01MH R21MH R01MH U01MH R01 MH R01MH R01MH R21MH R01 MH A1-1, R03MH , R01MH , U01MH , R34 MH , T32MH , T32 MH , R01MH , R01MH , T32MH , R01MH , P50MH , U19MH ,626 $28,684,900 Alcohol Research Programs Role of the Gut Microbiota and TLR4 in Alcoholic Hepatocarcinogenesis R01AA ,286 The accompanying footnotes are an integral part of the 54

58 Alcohol and Dopamine Release: Cellular and Synaptic Mechanisms Targeting DAMPs in Alcoholic Hepatitis 2/2 Multisite Study: Varenicline for Alcohol Dependent Smokers The Role of Maternal Nutrition in the Teratogenesis of Alcohol in Humans Race, Alcohol Consumption and Vehicle Crashes: An Epidemiologic Paradox Alcohol and Dopamine Release: Cellular and Synaptic Mechanisms Alcoholic liver disease and its association with hepatic vitamin A homeostasis Neighborhood Interventions in Alcohol-related Homicide: A Systems Approach (Cerda/Wild) Prefrontal cortex and adolescent binge drinking: Role of HCN channels Alcohol Consumption and Brown Adipose Tissue A cogniyive neuroscience approach to understanding mechanisms of heavy drinking and its treatment Alcohol withdrawal and tonic inhibition in the thalamus. Targeting DAMPs in Alcoholic Hepatitis Targeting DAMPs in Alcoholic Hepatitis Alcohol and inhibition in the prefrontal cortex Alcohol withdrawal and tonic inhibition in the thalamus. Alcohol and inhibition in the prefrontal cortex R01AA , U01AA , R01AA , K23AA , K01AA , R01AA , K99AA , R21AA , R01AA , R21AA , F32AA , F32AA , U01AA , U01AA , F32AA , F32AA , F32AA ,121 $2,115,006 Drug Abuse and Addiction Research Programs Project RETAIN: Providing Integrated Care for HIV-Infected Crack Cocaine Users (Metsch/Del Rio) Enhanced Access to HIV Care for Drug Users in San Juan, Puerto Rico (Metsch/Santana-Bagur) Preventing Drug Abuse among Hispanic Adolescents Couples-Based HIV/STI Prevention for Drug-Involved, African American MSM Couple HIV prevention for drug-involved male offenders: An Effectiveness Trial A web-based Intervention to Prevent Drug Abuse among Adolescent Girls A Multimedia HIV/STI Intervention for Black Drug-involved Women on Probation AMPA receptors: Common role in opiate withdrawal and pain sensitivity Post Exposure Prophylaxis among IDU Syringe Customers - Pharmacy Pilot Intervention STAR - Seek, Test and Retain. Linkages for Black HIV+, Substance Using MSM Evaluating a Microfinance Intervention for High Risk Women in Kazakhstan Translational research to increase service access for NYS juvenile probationers Imaging the Neurochemistry of Negative Reinforcement in Cocaine Abuse Molecular Mechanisms of Bacterial Homologs of Neurotransmitter: Sodium Symporters Brain Circuits Mediating Motivated Behaviors Research Fellowship in Substance Abuse Disorder Presynaptic Mechanisms in Dopamine Neurotransmission R01DA ,037, R01DA , R01DA , R01DA , R01DA , R01DA , R01DA , R01DA , R01DA , R01DA , R01DA , U01DA , R01DA , R01DA , R01DA , T32DA , R01DA ,669 The accompanying footnotes are an integral part of the 55

59 Imaging Dopamine Transmission in Cannabis Dependence Assess the Effects of ETS on Neurodevelopment Epidemiology of Substance Use Disorders Training Program at Columbia University State Medical Marijuana Laws and NSDUH Marijuana Use and Consequences Since 2004 Daily Psychosocial Determinants of ART Adherence in Substance-Using Black Men Role for delta opioid receptor in morphine tolerance during chronic pain Single molecule imaging of beta2 adrenergic receptor activation Revealing Novel Mechanisms of Amphetamine Action in a Drosophila Model Astrocytic Regualtion of Neuronal Synchronization Exploratory Study of Drug User Health-related Internet and Mobile Technology Use Social Stress and Substance Use Disparities in Sexual Minority Youth Drug Abuse Treatment Development and Research Mentoring Contextualizing & responding to HIV risk behaviors among Black drug offenders Substance Abuse Treatment Development and Clinical Research Mentoring Brief Substance and HIV Interventions for Homeless Young Adults Training Program on HIV and Substance Use in the Criminal Justice System Molecular Determinants for the Action of Psychostimulants A Multimedia HIV/STI Intervention for Black Drug-involved Women on Probation Clinical and Preclinical Models in Drug Abuse: Training and Development Using PET to Image the Neurochemistry of Addiction Trajectories of Substance Use and Comorbid Mental Illness Project RETAIN: Providing Integrated Care for HIV-Infected Crack Cocaine Users (Metsch/Del Rio) The Family as Recovery Capital for HIV Infected Male Injection Drug Users in Vietnam A Computerized Service Tool to Address Partner Abuse among Women in Drug Court Sex Differences in Stress & Impulsivity in Cocaine Abusers Translational research to increase service access for NYS juvenile probationers Conflict, Substance Use and HIV and Related Diseases (Fellow: Bradley Kerridge) Substance Use and Sexual Risk Behavior Among MSM in South African Townships Cannabinoid modulation of neurotransmission during morphine tolerance Prescription Drug Use in the US Population:Gateway Effects and Family Patterns A Bundled Rapid HIV/HCV Testing Intervention to Increase Receipt of Test Results Research Fellowship in Substance Abuse Disorder Cortical and Striatal Dopamine Dysfuntion in Addiction and Schizophrenia Post Exposure Prophylaxis among IDU Syringe Customers - Pharmacy Pilot Intervention STAR - Seek, Test and Retain. Linkages for Black HIV+, Substance Using MSM Conflict, Substance Use and HIV and Related Diseases (Fellow: Bradley Kerridge) R01DA , R01DA , T32DA , R01DA , R34DA , R21DA , R21DA , K08DA , R21DA , R21DA , K01DA , K24DA , K01DA , K24DA , K23DA , T32DA , K05DA , R01DA , K05DA , K02DA , K01DA , R01DA , R03DA , R34DA , R01DA , U01DA , F32DA , F31DA , F32DA , R01DA , R34DA A1 30, T32DA , K02DA , R01DA , R01DA , F32DA ,892 The accompanying footnotes are an integral part of the 56

60 AMPA receptors: Common role in opiate withdrawal and pain sensitivity Role for delta opioid receptor in morphine tolerance during chronic pain Translational research to increase service access for NYS juvenile probationers Glutamatergic Modulation of Exposure Therapy in Cigarette Smoking Health & Psychosocial Need: Children with Developmental Disorder in a Time of HIV NICOTINE DEPENDENCE IN EARLY ADULTHOOD Modafinil and DRD4 Genotype in a Human Laboratory Model of Cocaine Relapse Epidemiology of Substance Use Disorders Training Program at Columbia University Using PET to Image the Neurochemistry of Addiction Epidemiology of Substance Use Disorders Training Program at Columbia University RESEARCH FELLOWSHIP IN SUBSTANCE ABUSE DISORDER R01DA , R21DA , U01DA , K23DA R01DA R01 DA R01DA T32DA K02DA , T32DA , T32 DA ,752 $13,704,139 Mental Health Research Career/Scientist Development Awards Novel Interventions for Adults with Obsessive-Compulsive Disorder Enhancing Patient-Oriented Research and Training in OCD K23MH , K24MH ,082 $274,228 Mental Health National Research Service Awards for Research Training Translational Research Training in Child Psychiatry Training in Schizophrenia and Psychotic Disorders: From Animal Models to Patients Translational Neuroscience Training Grant Spatial and reward coding in the primate amygdal Characterization and genetic ablation of the CA2 subfield of the hippocampus Translational Neuroscience Training Grant Translational Neuroscience Training Grant Research Training in Late-Life NeuroPsychiatric Disorders Translational Research Training in Child Psychiatry Training in Schizophrenia and Psychotic Disorders: From Animal Models to Patients Non-invasive and cost-effective quantification of Positron Emission Tomography data Translational Research Training in Child Psychiatry Research Training in Mood and Anxiety Disorders: From Animal Models to Patients Training in Schizophrenia and Psychotic Disorders: From Animal Models to Patients Research Training in Late-Life NeuroPsychiatric Disorders Translational Research Training in Child Psychiatry Translational Neuroscience Training Grant T32MH , T32MH , T32MH , F30MH , F30MH , T32MH , T32MH , T32MH , T32MH , T32MH , F31MH , T32MH , T32MH , T32MH T32MH T32MH , T32MH ,706 $920,293 Centers for Disease Control and Prevention Investigations and Technical Assistance The accompanying footnotes are an integral part of the 57

61 Genetic Susceptibility to Age-Related Macular Degeneration Genetic Susceptibility to Age-Related Macular Degeneration Genetic Susceptibility to Age-Related Macular Degeneration R01EY , R01EY , R01EY ,633 $438,926 Discovery and Applied Research for Technological Innovations to Improve Human Health Integrated heart-liver-vascular systems for drug testing in human health and disease UH2EB ,184,981 Radiological Research Accelerator Facility (RARAF) Optimization of ultrasound-faciliated blood-brain barrier opening Ultrasound-based tumor targeting and thermal ablation montoring system Mechanobiological Mechanism for Inflammaory Bone Loss Integrated heart-liver-vascular systems for drug testing in human health and disease Early Detection and Mapping of Ischemia Using Myoccardial Elastography A Microfluidic System for Image-Guided RNA-Seq of Single Cells in Glioblastoma Radiological Research Accelerator Facility (RARAF) Ultra-deep tissue imaging by super-nonlinear fluorescence microspy Isolation of Narrow Subpopulations of Cells using Molecular Computing Cascades Concurrent ultrasound & molecular evaluation of a lymphatic malformation model Device to mechanically interrogate tissue and skin across research environments Integrated heart-liver-vascular systems for drug testing in human health and disease Radiological Research Accelerator Facility (RARAF) Educational Pathways to Science and Other Careers for Academically Talented Women Integrated heart-liver-vascular systems for drug testing in human health and disease Radiological Research Accelerator Facility (RARAF) Stimulated emission reduced fluorescence (SERF) for breaking and extending the fundamental imaging-depth limit of two-photon microscopy Optical Imaging of small bio-molecules in living cells and tissues by nonlinear Raman microscopy cou Optimization of ultrasound-faciliated blood-brain barrier opening Device to mechanically interrogate tissue and skin across research environments Microbubble Infused Hydrogels for Cartilage Tissue Engineering Radiological Research Accelerator Facility (RARAF) Radiological Research Accelerator Facility (RARAF) Optimization of ultrasound-facilitated blood-brain barrier opening Radiological Research Accelerator Facility (RARAF) Tracking stem cells in engineered tissue and organs in vivo and in real time P41EB ,014, R01EB , R01EB , R01EB , UH2EB , R01EB , K01EB , P41EB , R21EB , R21EB , R21EB , R21EB , UH2EB , P41EB , R01EB , UH2EB , P41EB , R21EB , R01EB , R01EB , R21EB , R21EB , P41EB , P41EB R01EB , P41EB , R01EB ,216 $5,375,926 Minority Health and Health Disparities Research Ancestry, Genetic Risk and Health Disparities in Glomerular diseases R01MD ,244 The accompanying footnotes are an integral part of the 58

62 Next Generation (NIMHD Minority Health and Health Disparities International Research Training (T37) Next Generation (NIMHD Minority Health and Health Disparities International Research Training (T37) Columbia Center for the Health of Urban Minorities Columbia Center for the Health of Urban Minorities Columbia Center for the Health of Urban Minorities Columbia Center for the Health of Urban Minorities Columbia Center for the Health of Urban Minorities Columbia Center for the Health of Urban Minorities T37MD , T37MD , P60MD , P60MD , P60MD , P60MD , P60MD , P60MD $723,588 Trans-NIH Research Support Theranostic Nano-objects: Basic Principles and Initial Applications Functional Connectiomics of the Neocortical microcircuit Label-Free Chemical Imaging for Biological Applications Generation and integration of new CNS neurons by in vivo directed conversion Functional Metagenomic Reprogramming of the Human Microbiome through Mobilome Engineering IR-LAMP: Optigenetic technology to spatially manipulate protein function in vivo Towards a Cognitive Framework for Understanding Cellular Behavior Novel sub-cellular chemical and mechanical nanoimaging Regulation of Adaptive Immune Response By Large Intergenic Non-Coding RNA The internal states of neural circuits: data analysis, modeling and disease Isolation and System-Level Characterization of Persistent Bacteria Multi-platform Educational Program in Innovative Methods for the Behavioral and Social Sciences Epigenomics of Alzheimer s Disease Epigenomics of Alzheimer s Disease Multiplexed, Single Molecule Protein Identification for Single Cell Proteomics Optogenetic dissection of hippocampal circultry underlying Alzheimer s disease Epigenomics of Alzheimer s Disease Epigenomics of Alzheimer s Disease Towards a Cognitive Framework for Understanding Cellular Behavior Investigating the Potential of Endogenous RNAi in Mediating Adaptation to Environment R01GM ,124, DP1EY , DP2EB , R01NS , DP5OD , DP2OD , DP1ES , DP2EB , DP2OD , DP5OD , DP5OD , R25GM , R01AG , R01AG , R21EB , DP5OD , R01AG , R01AG DP1ES DP2OD ,151 $6,223,836 National Center for Advancing Translational Sciences Clinical and Translational Science Award Modeling complex diseases using ipsc-derived skin constructs Modeling complex diseases using ipsc-derived skin constructs Clinical and Translational Science Award TL1TR , U18TR , U18TR , TL1TR ,453 The accompanying footnotes are an integral part of the 59

63 Modeling complex diseases using ipsc-derived skin constructs U18TR ,620 $305,449 Research Infrastructure Programs Integrated Multiscale Data Acquisition System for Human Intracranial Neurophysiology Perkin-Elmer NexION-300D Inductively Coupled Mass Spectrometer (ICP-MS) UPLC Liquid Chromatograph Mass Spectrometer High precision robotic weighing system in support of new exposure health studies S10OD , S10OD A1 180, S10OD , S10OD ,979 $696,497 Nursing Research Prevention of Nosocomial Infections and Cost Effectiveness in Nursing Homes New York City Hispanic Dementia Caregiver Research Program (NHiRP) Health Information Technology to Reduce Healthcare-Associated Infections: HIT-HAI Training in Interdisciplinary Research to Prevent Infections (TIRI) Reducing Health Disparities Through Informatics iphone helping evaluated Atrial Fibrillation Rhythm through Technology (Hear) Comparative and Cost-Effectiveness Research Training for Nurse Scientists New York City Hispanic Dementia Caregiver Research Program (NHiRP) Health Information Technology to Reduce Healthcare-Associated Infections: HIT-HAI Healthcare Associated Infections in Home Health Care Hydroxyurea Adherence for Personal Best in Sickle Cell Treatment: HABIT Prevention of Nosocomial Infections and Cost Effectiveness in Nursing Homes Hydroxyurea Adherence for Personal Best in Sickle Cell Treatment: HABIT Multi-Drug Resistant Infections and Isolation Precautions in Nursing Homes Training in Interdisciplinary Research to Prevent Infections (TIRI) Training in Interdisciplinary Research to Prevent Infections (TIRI) Secondary Bacteremia in Patients with Catheter-Associated Urinary Tract Infection Reducing Health Disparities Through Informatics The examination of infection prevention and crowding in the emergency room department Secondary Bacteremia in Patients with Catheter-Associated Urinary Tract Infection Comparative and Cost-Effectiveness Research Training for Nurse Scientists Maternal and Child Outcomes of a Prison Nursery Program Comparative and Cost-Effectiveness Research Training for Nurse Scientists Comparative and Cost Effectiveness Analyses of HAI Reduction in Nursing Homes Improving Antimicrobial Prescribing Practices in the Neonatal Intensive Care Unit Prevention of Nosocomial Infectious and Cost-Effectiveness Refined (P-NICER) Training in Interdisciplinary Research to Prevent Infections (TIRI) R01NR , R01NR , R01NR , T32NR , T32NR , R01NR , T32NR , R01NR , R01NR , R03NR , R21NR , R01NR , R21NR , F31NR , T32NR , T32NR , F31NR , T32NR , F31NR , F31NR , T32NR , R01NR T32NR F31NR , R01NR , R01NR , T32NR ,465 The accompanying footnotes are an integral part of the 60

64 $2,994,789 National Center for Research Resources Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award UL1TR ,615, UL1TR ,188, UL1TR ,062, UL1TR , UL1TR , UL1TR , UL1TR , UL1TR , UL1TR , KL2TR , KL2TR , KL2TR , KL2TR , KL2TR , KL2TR , KL2TR , KL2TR , KL2TR , KL2TR , KL2TR , UL1TR , UL1TR , KL2TR , KL2TR , UL1TR , UL1TR , KL2TR , KL2TR , KL2TR , KL2TR KL2TR UL1TR UL1TR UL1TR The accompanying footnotes are an integral part of the 61

65 Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award Clinical and Translational Science Award KL2TR UL1TR KL2TR , UL1TR ,038 $7,379,951 National Cancer Institute/NIH/DHHS NATIONAL CENTER FOR MULTI-SCALE STUDY OF CELLULAR NETWORKS NATIONAL CENTER FOR MULTI-SCALE STUDY OF CELLULAR NETWORKS NATIONAL CENTER: MULTISCALE ANALYSIS OF GENOMIC AND CELLULAR NETWORKS (MAGNET) NATIONAL CENTER FOR MULTI-SCALE STUDY OF CELLULAR NETWORKS NATIONAL CENTER FOR MULTI-SCALE STUDY OF CELLULAR NETWORKS NATIONAL CENTER FOR MULTI-SCALE STUDY OF CELLULAR NETWORKS U54 CA , U54 CA , U54 CA , U54 CA , U54 CA , U54 CA ,361 $-35,804 Cancer Cause and Prevention Research Genes, Environment and Breast Cancer Risk: The 15 Year Follow-up of the Prof-SC (Terry/Hopper) LEGACY: A Cohort of Youth in Families from the Breast Cancer Family Registry The mechanisms driving brain oncogenesis by FGFR-TACC gene fusions Mechanisms of Radioresistance and Cell Cycle Progression Methylation Suicide in Cancer (PQ10) Radiation Bystander Effects: Mechanisms DNA double-strand bread repair, chromosome translocations and cancer Radiation Bystander Effects: Mechanisms Training Program in Cancer-Related Population Sciences Molecular Mechanisms of Prostate Cancer Initiation DNA double-strand bread repair, chromosome translocations and cancer Molecular Pathogenesis of Basal-like Breast Cancer Increasing breast cancer chemoprevention in the primary care setting Molecular Mechanisms of Prostate Cancer Initiation Role of MLL2 Gene inactivation in B cell non-hodgkin lymphoma Radiation Bystander Effects: Mechanisms Regulation of Mdmx Stability and Subcellular Localization by Ubiquitination The Influence of Hospital Variability on the Management of Cancer-Associated Complications CONSTRUCTION AND ANALYSIS OF RETROVIRUS MUTANTS Radiation Bystander Effects: Mechanisms Increasing breast cancer chemoprevention in the primary care setting Mouse Models of Gastric Cancer R01CA ,337, R01CA , R01CA , R01CA , R01CA , P01CA , P01CA , P01CA , R25CA , P01CA , P01CA , P01CA , R01CA , P01CA , R01CA , P01CA , R01CA , R01CA , R01CA , P01CA , R01CA , R01CA ,013 The accompanying footnotes are an integral part of the 62

66 Molecular Mechanisms of Prostate Cancer Initiation Estimating State-Specific Potential Annual Healthcare Cost Savings from Reducing Obesity Regulation for the DNA damage response by the ATM-MRN pathway DNA double-strand bread repair, chromosome translocations and cancer DNA double-strand bread repair, chromosome translocations and cancer DNA double-strand bread repair, chromosome translocations and cancer Molecular Mechanisms of Prostate Cancer Initiation DNA double-strand bread repair, chromosome translocations and cancer Folic Acid and Creatine as Therapeutic Approaches for Lowering Blood Arsenic Fusobacterium nucleatum-mediated stimulation of colorectal cancer: mechanistic studies DNA double-strand bread repair, chromosome translocations and cancer Radiation Bystander Effects: Mechanisms DNA double-strand bread repair, chromosome translocations and cancer DNA-PKCS Phosphorylation in DNA Repair and Chromosomal Translocations Unmetabolized Folic Acid and Retinoblastoma DNA double-strand bread repair, chromosome translocations and cancer Training Program in Cancer-Related Population Sciences Molecular Mechanisms of Prostate Cancer Initiation Characterizing the functional significance of the highly prognostic FGD-3 metagene in breast cancer DNA double-strand bread repair, chromosome translocations and cancer Molecular Pathogenesis of Basal-like Breast Cancer DNA double-strand bread repair, chromosome translocations and cancer Molecular Mechanisms of Prostate Cancer Initiation Molecular Epidemiology and Lung Cancer: A Nested Case-Control Study Molecular Mechanisms of Prostate Cancer Initiation DNA double-strand bread repair, chromosome translocations and cancer DNA double-strand bread repair, chromosome translocations and cancer Molecular Mechanisms of Prostate Cancer Initiation DNA double-strand bread repair, chromosome translocations and cancer Molecular Pathogenesis of Basal-like Breast Cancer Fusobacterium nucleatum-mediated stimulation of colorectal cancer: mechanistic studies DNA double-strand bread repair, chromosome translocations and cancer Radiation Bystander Effects: Mechanisms Molecular Pathogenesis of Basal-like Breast Cancer Molecular Mechanisms of Prostate Cancer Initiation Aberrant DNA Methylation of MicroRNA Genes in Hepatocellular Carcinoma (HCC) P01CA , R01CA , R01CA , P01CA , P01CA , P01CA , P01CA , P01CA , R01CA , R01CA , P01CA , P01CA , P01CA , R01CA , R21CA , P01CA , R25CA , P01CA , R03CA , P01CA , P01CA , P01CA , P01CA , R01CA , P01CA , P01CA , P01CA , P01CA , P01CA , P01CA , R01CA , P01CA , P01CA , P01CA , P01CA , R03CA ,308 The accompanying footnotes are an integral part of the 63

67 Radiation Bystander Effects: Mechanisms DNA double-strand bread repair, chromosome translocations and cancer Molecular Pathogenesis of Basal-like Breast Cancer Radiation Bystander Effects: Mechanisms Molecular Mechanisms of Prostate Cancer Initiation Randomized Placebo-Controlled Trial of a Gastrin Receptor Antagonist in Barretts Esophagus Radiation Bystander Effects: Mechanisms Radiation Bystander Effects: Mechanisms Radiation Bystander Effects: Mechanisms Radiation Bystander Effects: Mechanisms Radiation Bystander Effects: Mechanisms Molecular Mechanisms of Prostate Cancer Initiation Regulation of Mdmx Stability and Subcellular Localization by Ubiquitination P01CA , P01CA , P01CA , P01CA , P01CA , R03CA A1 1, P01CA P01CA P01CA P01CA P01CA P01CA , R01CA ,146 $11,942,250 Cancer Detection and Diagnosis Research Systems Biology of Tumor Progression and Drug Resistance Optical Imaging of Chemotherapy for Brain Tumors Quantitative Volume and Density Response Assessment Sarcoma and HCC as a Model Studying measurement variability in tumor volume and volume change on MDCT Systems Biology of Tumor Progression and Drug Resistance Quantitative Volume and Density Response Assessment Sarcoma and HCC as a Model Systems Biology of Tumor Progression and Drug Resistance Systems Biology of Tumor Progression and Drug Resistance Long non-coding RNAs in pancreatic cancer Systems Biology of Tumor Progression and Drug Resistance Systems Biology of Tumor Progression and Drug Resistance Systems Biology of Tumor Progression and Drug Resistance Enhanced Intraaterial Delivery of Chemotherapeutic Drugs to the Brain Systems Biology of Tumor Progression and Drug Resistance U01CA , R01CA , U01CA , R01CA , U01CA , U01CA , U01CA , U01CA , R21CA , U01CA , U01CA , U01CA , R01CA U01CA $2,694,278 Cancer Treatment Research The role of fibroblasts in the activities of tissue penetrating peptides Columbia University Minority/Underserved Site NCI Community Oncology Research Program Chronic Convection Enhanced Delivery (CED) of Tepotecan for Glioblastoma Developing New Strategies for Targeting mtor and IGF-1R/P13K/Akt Pathways in Sarc Preclinical analyses of advanced prostate cancer in genetically-engineered mice R01CA , UG1CA , R01CA , R01CA , R01CA ,826 The accompanying footnotes are an integral part of the 64

68 Enhancing the Vaccinal Effect of Antitumor Antibodies Using SWOG-Medicare database to evaluate long-term toxicities of cancer survivors Discovery of allele-selective KRAS inhibitors Preclinical evaluation of a targeted Bmi1 inhibitor in pancreatic cancer Columbia-South Africa Training Program for Research on HIV-associated Malignancies Chemical Genetic Profiling of Engineered Tumor Cells Columbia University Medical Center Minority-based Community Clinical Oncology Program (MB-CCOP) Advanced Anatomic and Functinal Response Assessment in Lung Cancer A Randomized trial of topical menthol for chemotherapy induced neuropathy Columbia-South Africa Training Program for Research on HIV-associated Malignancies Feasibility of a Weight Loss Intervention among Female Cancer Survivors in SWOG Columbia University Medical Center Minority-based Community Clinical Oncology Program (MB-CCOP) : Pre-Surgical trial of Metformin and Atorvastatin in Operable Breast Cancer Multi-Method Study of Cancer Patients Medication Adherence After Allogenic HSCT Columbia University Minority/Underserved Site NCI Community Oncology Research Program HAUSP inhibitors in p53-wild type and p53-mutant tumors Feasibility of a Weight Loss Intervention among Female Cancer Survivors in SWOG Columbia University Medical Center Minority-based Community Clinical Oncology Program (MB-CCOP) Functionizing the epigenome in Ewing sarcoma R01CA , R01CA , R21CA , R21CA , D43CA , R01CA , U10CA , R01CA , R03CA , D43CA , R21CA , U10CA , R03CA , R03CA , UG1CA , R01CA , R21CA , U10CA R21CA ,141 $3,639,460 Cancer Biology Research Roles and Regulations of P53 Regulation of the p53 tumor suppressor protein Roles and Regulations of P53 Role of MEF2B mutations in lymphomagenesis The role of PHF6 in T-cell acute lymphoblastic leukemia Integrative Cancer Genomics: Drivers, Pathways and Drugs (PQB5) Reconstruction of Evolutionary Networks using Cross-Sectional Genomic Data Role of MMP13 in Multiple Myeloma Bone Disease Roles and Regulations of P53 Identification and modeling of driver genetic modules in glioblastoma Targeting non-classical oncogenes as therapy for T-ALL Studies of DNA Interstrand Crosslink Repair to Improve Crosslinking Drug Therapies The BARD1 tumor suppressor and breast cancer The Role of NK-kB in B-Cell Differentiation and Lymphomagenesis Identification and modeling of driver genetic modules in glioblastoma P01CA , R01CA , P01CA , R01CA , R01CA , R01CA , R01CA , R01CA , P01CA , R01CA , R01CA , R01CA , R01CA , R01CA , R01CA ,655 The accompanying footnotes are an integral part of the 65

69 The role of ETV6 in T-cell acute lymphoblastic leukemia. Mechanism of action of Prdm16 in hematopoietic stem cells Mechanisms of Novel Cancer Targets in ARF-mediated Tumor Suppression Role of p53-mediated unconventional functions in tumor suppression Mechanism of the Stromal Response to Smoothened Inhibition in Pancreatic Cancer Comparing HTS with Fragment-Based Design for B-Raf and the Ras-Raf Interaction Role of Acetyltransferase Gene Inactivation in Follicular Lymphoma Pathogenesis Mouse Model for Human Pancreatic Ductal Adenocarcinoma (PQB5) Reconstruction of Evolutionary Networks using Cross-Sectional Genomic Data The Role of NOTCH1 in the Pathogenesis of CLL The Role of NOTCH1 in the Pathogenesis of CLL Regulation of P53 acetylation and deacetylation in tumorigenesis An innate system for detection of aberrant tissue growth Defining mechanisms of cancer chemoresistance and metastasis The Role of ATM in Suppression of Lymphomas Elucidation of cancer pathways and druggable targets using mouse models Molecular mechanisms of prostate cancer metastasis Profiling Signatures of synergistic Chemical Perturbations in Diverse Cellular C Improving specificity of HPV Screen and Treat in South Africa Leadership Component in Chemoprevention: Mouse Models of Human Cancer Consortium Role of IRF4-NOTCH2 Interplay in B-Cell Development and Malignancy Properties and regulation of p53 in tumor cells Hepatic Stellate Cells and Liver Cancer Mouse Model for Human Pancreatic Ductal Adenocarcinoma Mechanism of the Stromal Response to Smoothened Inhibition in Pancreatic Cancer Investigating the cell of origin of bladder cancer Leveraging in vivo models to identify epigenetic vulnerabilities in leukemia Mechanisms of Novel Cancer Targets in ARF-mediated Tumor Suppression Notch Signaling in Lymphangiogenesis The Role of wild-type Kras in the context of tumor progression and metastasis The role of the LZTR1 ubiquitin ligase in stem cells and cancer Integrative Cancer Genomics: Drivers, Pathways and Drugs Role of p53-mediated unconventional functions in tumor suppression Mechanisms of Mdm2/Mdmx in repressing p53 Roles and Regulations of P53 Investigating the cell of origin of bladder cancer R01CA , R01CA , R01CA , R01CA , R01CA , R01CA , R01CA , R01CA , R01CA , R01CA , R01CA , R01CA , R01CA , R00CA , R01CA , U01CA , R01CA A1 151, U01CA , UH2CA , U01CA , R21CA , R01CA , R01CA , R01CA , R01CA , R01CA , R21CA A1 48, R01CA , R01CA , R01CA A1 36, R01CA A1 35, R01CA , R01CA , R01CA , P01CA , R01CA ,458 The accompanying footnotes are an integral part of the 66

70 Profiling Signatures of synergistic Chemical Perturbations in Diverse Cellular C ARRA -5R01CA Elucidation of cancer pathways and druggable targets using mouse models Elucidation of cancer pathways and druggable targets using mouse models The Ureb-1 Ubiquitin Ligase in Neural Stem Cells and Cancer Notch Signaling in Lymphangiogenesis Roles and Regulations of P53 Elucidation of cancer pathways and druggable targets using mouse models Profiling Signatures of synergistic Chemical Perturbations in Diverse Cellular C The role of Id proteins in tumor development and angiogenesis in the brain Roles and Regulations of P U01CA , R01CA , U01CA , U01CA , R01CA , R01CA , P01CA U01CA U01CA R01CA , P01CA ,521 $11,369,123 Cancer Centers Support Grants Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Stem Cells And The Origins of Barrett s Esophagus Cancer Center Support Grant Cancer Center Support Grant Stem Cells And The Origins of Barrett s Esophagus Cancer Center Support Grant Cancer Center Support Grant Myofibroblasts in Gastrointestinal Cancers Stem Cells And The Origins of Barrett s Esophagus Cancer Center Support Grant Cancer Center Support Grant Myofibroblasts in Gastrointestinal Cancers Cancer Center Support Grant Cancer Center Support Grant Stem Cells And The Origins of Barrett s Esophagus Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Stem Cells And The Origins of Barrett s Esophagus P30CA , P30CA , P30CA , P30CA , U54CA , P30CA , P30CA , U54CA , P30CA , P30CA , U54CA , U54CA , P30CA , P30CA , U54CA , P30CA , P30CA , U54CA , P30CA , P30CA , P30CA , P30CA , U54CA ,131 The accompanying footnotes are an integral part of the 67

71 Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Myofibroblasts in Gastrointestinal Cancers Stem Cells And The Origins of Barrett s Esophagus Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Stem Cells And The Origins of Barrett s Esophagus Myofibroblasts in Gastrointestinal Cancers Myofibroblasts in Gastrointestinal Cancers Cancer Center Support Grant Cancer Center Support Grant Myofibroblasts in Gastrointestinal Cancers Myofibroblasts in Gastrointestinal Cancers Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Topology of Cancer Evolution and Heterogeneity Myofibroblasts in Gastrointestinal Cancers Cancer Center Support Grant Stem Cells And The Origins of Barrett s Esophagus Cancer Center Support Grant Topology of Cancer Evolution and Heterogeneity P30CA , P30CA , P30CA , P30CA , P30CA , P30CA , P30CA , P30CA , P30CA , U54CA , U54CA , P30CA , P30CA , P30CA , P30CA , P30CA , P30CA , P30CA , P30CA , P30CA , U54CA , U54CA , U54CA , P30CA , P30CA , U54CA , U54CA , P30CA , P30CA , P30CA , U54CA , U54CA , P30CA , U54CA , P30CA , U54CA ,435 The accompanying footnotes are an integral part of the 68

72 Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Stem Cells And The Origins of Barrett s Esophagus Cancer Center Support Grant Cancer Center Support Grant Cancer Center Support Grant Myofibroblasts in Gastrointestinal Cancers Stem Cells And The Origins of Barrett s Esophagus Cancer Center Support Grant Myofibroblasts in Gastrointestinal Cancers Stem Cells And The Origins of Barrett s Esophagus P30CA P30CA P30CA P30CA P30CA P30CA P30CA P30CA P30CA P30CA P30CA P30CA P30CA P30CA P30CA P30CA U54CA P30CA P30CA P30CA U54CA U54CA , P30CA , U54CA , U54CA ,393 $5,392,278 Cancer Research Manpower Cancer Biology Training Grant Methylation and Hepatocellular Carcinoma Outcomes ASSESSMENT OF INHERITED COLON CANCER PREDICTION MODELS IN DIVERSE POPULATIONS Health-Seeking Behaviors among Men with Criminal Justice and Substance Abuse Histories Multilevel Determinants of Breast Cancer: Translating Research into Interventions TLR4 in obesity-driven liver cancer Ms. Ross, Cancer Biology Training Grant Unnatural Amino Acid Mutagenesis with Fluorescent Amino Acids Non-catalytic functions of DNA-PK in DNA repair and tumorigenesis T32CA , K23CA , K07CA , K01CA , K07CA , K22CA , T32CA , F30CA , F31CA ,676 The accompanying footnotes are an integral part of the 69

73 Elucidation of Novel Post-Translational Mechanisms That Regulate Notch Activity The Role of FBXL4 in T-cell Acute Lymphoblastic Leukemia Evaluating Notch Signaling as a Therapeutic Target in Ovarian Cancer The Role of CLIC 1 And 4 in Tumor Growth And Metastasis Cancer Biology Training Grant Effects of Antioxidant Supplementation during Breast Cancer Adjuvant Therapy Cancer Biology Training Grant Cancer Biology Training Grant Cancer Biology Training Grant Effects of genetic, pharmacological modulation of system Xc- in pancreatic cancer Cancer Biology Training Grant Epigenetics and Risk Factors for Breast and Ovarian Cancer in High Risk Women (TERRY/FERRIS) Investigation of luminal stem cells and castration resistance in prostate cancer Cancer Biology Training Grant Cancer Biology Training Grant Effects of genetic, pharmacological modulation of system Xc- in pancreatic cancer Epigenetics and Risk Factors for Breast and Ovarian Cancer in High Risk Women (TERRY/FERRIS) Cancer Epidemiology, Biostatistics and Environmental Sciences The Role of FBXL4 in T-cell Acute Lymphoblastic Leukemia Risk factors for Site-Specific Metastasis in Esophageal Cancer Cancer Biology Training Grant Cancer Biology Training Grant Cancer Biology Training Grant F31CA , F30CA , F31CA , F31CA , T32CA , K23CA , T32CA , T32CA , T32CA , F31CA , T32CA , F31CA , K99CA , T32CA , T32CA , F31CA , F31CA , T32CA , F30CA , K07CA , T32CA T32CA T32CA ,702 $1,490,306 Trans-NIH Recovery Act Research Support ARRA -5RC1MH ARRA -1 RC1 GM RC1MH , RC1 GM ,201 $-305 Cardiovascular Diseases Research Psychosocial factors and cardiovascular Disease Cardiac Lipotoxicity and Ceramide Metabolism in Heart Failure Impact of Social-Interpersonal Factors in the ER on PTSD/Cardiac Outcomes PKD Isoforms in Heart Mechanisms and Consequences of Stress-Induced Macrophage Death in Atherosclerosis Investigation of Calcium Channel Modulation in Cardiomyocytes by Novel Methods Depressing Screening RCT in ACS patients: Quality of Life and Cost Outcomes P01HL , R01HL , R01HL , R01HL , R01HL , R01HL , R01HL ,642 The accompanying footnotes are an integral part of the 70

74 Exercise and Inflammation: Autonomic, Affective & Cellular Mechanisms Mechanisms of Atherogenesis in Insulin Resistance PROMISE Trial: Substudy to Assess for Effective Dose of Radiation Noninvasive Arrhythmia Mapping Using Electromechanical Wave Imaging Translational Research of Negative Emotions and Acute Endothelial Dysfunction Ecological Link of Psychosocial Stress to Exercise: Personalized Pathways Single Molecules Studies of titin elasticity Engineering vascularized cardiac muscle Mechanisms of Atherogenesis in Insulin Resistance HDL, platelet progenitors, atherosclerosis and trombosis TTC39B in Metabolism Mechanisms of Atherogenesis in Insulin Resistance Assembly and Secretion of APOB containing Lipoproteins Postdoctoral Training in Arteriosclerosis Research CLIC function in angiogenesis Impact of sleep and meal timing on food intake regulation Notch in Angiogenesis and Vascular Biology Molecular approaches to gene identification in congenital heart disease Molecular Basis of Heart Failure L-type calcium channel trafficking and modulation in heart Role of FoxO1 in Lipid Metabolism Comparative effectiveness analysis of treat-to-target and risk-based blood pressure control guidelines Depression, Biobehavioral Mechanisms, & CHD/Mortality Outcomes Mechanisms of Defective Efferocytosis in Atherosclereosis Optical Tomographic Imaging of Peripheral Arterial Disease Novel Therapeutic Approaches to Atrial Fibrillation Targeting Intracellular Calcium Leak Gender Race and Ethnic Disparities Research in Cardiovascular Disease Prevention Physical Activity Patterns via New Dimension-Informative Cluster Models (Cheung/Elkind) District Protein Kinase C-Delta Signaling Modes in Cariomyocytes Psychosocial factors and cardiovascular Disease A Novel Atherosclerosis Locus on Mouse Chrom ABCG1 AND ENDOTHELIAL FUNCTION Molecular approaches to gene identification in congenital heart disease Psychosocial factors and cardiovascular Disease Endothelial Oxidative Stress and Inflammation:Mechanisms and Human Studies ABA1/ABCG1 IN MYELOID POPULUATIONS AND ATHEROGENESIS R01HL , P01HL , R01HL , R01HL , R01HL , R01HL , R01HL , R01HL , P01HL , R01HL , R01HL , P01HL , R01HL , T32HL , R01HL , R56HL A1 368, R01HL , U01HL , R01HL , R01HL , R00HL , R01HL , P01HL , R01HL , R01HL , R01HL , K24HL , R01HL , R01HL , P01HL , R01HL , R01HL , U01HL , P01HL , R01HL , R01HL ,554 The accompanying footnotes are an integral part of the 71

75 New techniques for microfabricated vascularized 3D tissues L-type calcium channel trafficking and modulation in heart Postdoctoral Training in Cardiovascular Disease Mechanisms of Atherogenesis in Insulin Resistance The Role of the Orphan Receptor Tyrosine Kinase Rost1 in Vascular Disease ENACTING THE BEHAVIORAL AND SOCIAL SCIENCES IN THE CLINICAL SETTING: INSTITUTION Postdoctoral Training in Cardiovascular Disease Modeling of Timothy Syndrome to Screen Drugs with Induced Pluripotent Stem Cells Invivo high resolution imaging of the myocard Pathways of Fenofibrate Effects on Cardiovascular Outcomes in ACCORD Network for Cardiothoracic Surgical Investigations in Cardiovascular Medicine PTSD, Medication Adherence, and Prognosis after Acute Coronary Syndromes Columbia Summer Institute for Training in Biostatistics (CSIBS) Mechanisms of Atherogenesis in Insulin Resistance Assembly of membranes in heart and yeast mitochondria MIDCAREER MENTORING IN BEHAVIORAL CARDIOLOGY: DEPRESSSION & CARDIOVASCULAR Insulin action, reverse cholesterol transport, and HDL function Depression, Biobehavioral Mechanisms, & CHD/Mortality Outcomes Mechanisms of Atherogenesis in Insulin Resistance Noninvasive qualitative and quantitative assessment of vascular disease in vivo Use of waveform and frequency analyses to diagnose atrial tachycardias after atrial fibrillation ablation Ecological Link of Psychosocial Stress to Exercise: Personalized Pathways Psychosocial factors and cardiovascular Disease Training in Cardiovascular Translational Research Translational Research of Negative Emotions and Acute Endothelial Dysfunction Depressing Screening RCT in ACS patients: Quality of Life and Cost Outcomes Psychosocial factors and cardiovascular Disease Pathways of Fenofibrate Effects on Cardiovascular Outcomes in ACCORD Improving QoL in Outpatients with Heart Failure: A Dose-Finding Study and RCT Depression, Biobehavioral Mechanisms, & CHD/Mortality Outcomes Cell-type Specificity of Heritable Channelopathies: Role of the Purkinje Fiber MECHANISMS OF VENTRICULAR TACHYCARDIA IN LIPOTOXIC CARDIOMYOPATHY Patient health information preference and statin therapy Uncontrolled Hypertension: The Role of Medication Adherence and Clinical Inertia Dusp4 in the pathogenesis of LMNA cardiomyopathy Autophagy in Advanced Atherosclerosis R01HL , R01HL , T32HL , P01HL , R00HL , R25HL , T32HL , R00HL , DP2HL , R01HL , U01HL , R01HL , T15HL , P01HL , R01HL , K24HL , R01HL , P01HL , P01HL , R01HL , K23HL , R01HL , P01HL , T32HL , R01HL , R01HL , P01HL , R01HL , K23HL , P01HL , K08HL , K08HL , K23HL , K23HL , K99HL , R01HL ,720 The accompanying footnotes are an integral part of the 72

76 Protein kinase C-delta actions in cardiomyocytes HDL cholesterol and chronic lower respiratory disease events in five cohorts Mechanisms of Atherogenesis in Insulin Resistance Training in Cardiovascular Translational Research Mechanisms of Atherogenesis in Insulin Resistance Adolescent Experiences and Adult Cardiovascular Health: Effects of the Social and Physical Environment Notch3 signaling in the pathogenesis of hemangioma Specialized pro-resolving mediators in atherosclerosis Mechanisms of Atherogenesis in Insulin Resistance PKD Isoforms in Heart p66shc Signaling Functions in Cardiomyocytes BEST-DP: Biostatistics & Epidemiology Summer Training Diversity Program (BEGG/GALEA/VAUGHAN) Physical Activity, Depression, and Post-ACS Depression, Biobehavioral Mechanisms, & CHD/Mortality Outcomes Frailty related risk: Poor physiologic reserve during and after valve replacement Childhood Adversity and Cardiovascular Health among Puerto Rican Youth Molecular approaches to gene identification in congenital heart disease ABCA1/G1 and LXRs in Atherogenesis Mechanisms of Atherogenesis in Insulin Resistance Psychosocial factors and cardiovascular Disease Postdoctoral Training in Arteriosclerosis Research Psychosocial factors and cardiovascular Disease Depression, Biobehavioral Mechanisms, & CHD/Mortality Outcomes Midcareer Investigator Award in Patient-Oriented Research in Human Hypertension Pregenancy as a Window to Future Cardiovascular Health Ecological Link of Psychosocial Stress to Exercise: Personalized Pathways GPIb Alpha-VWF-A1 bond kinetics in health and disease Investigating the role of electrical stimulation in integrin-mediated functionality Molecular approaches to gene identification in congenital heart disease Discrimination, Diabetes and Cardiovascular Complications in Black Ethnic Groups (LUCHSINGER/FORDE) Investigation of Calcium Channel Modulation in Cardiomyocytes by Novel Methods Depressing Screening RCT in ACS patients: Quality of Life and Cost Outcomes Discrimination, Diabetes and Cardiovascular Complications in Black Ethnic Groups (LUCHSINGER/FORDE) Pregenancy as a Window to Future Cardiovascular Health Psychosocial factors and cardiovascular Disease Psychosocial factors and cardiovascular Disease R01HL , R21HL , P01HL , T32HL , P01HL , K01HL , K08HL , K99HL , P01HL , R01HL , R01HL , R25HL , R01HL , P01HL , K23HL , R01HL , U01HL , R01HL , P01HL , P01HL , T32HL , P01HL , P01HL , K24HL , U10HL , R01HL , R01HL , F31HL , U01HL , F31HL , R01HL , R01HL , F31HL , U10HL , P01HL , P01HL ,428 The accompanying footnotes are an integral part of the 73

77 Postdoctoral Training in Cardiovascular Disease The role of impaired endothelium-dependent vasoactivity in neurodegeneration Pregenancy as a Window to Future Cardiovascular Health Postdoctoral Training in Cardiovascular Disease Postdoctoral Training in Cardiovascular Disease Mechanisms of Fatty Acid Uptake By Cardiac Muscle Molecular Determinants of K+ Channel Regulation in Heart Mechanisms of Atherogenesis in Insulin Resistance Depressing Screening RCT in ACS patients: Quality of Life and Cost Outcomes Psychosocial factors and cardiovascular Disease Molecular approaches to gene identification in congenital heart disease Postdoctoral Training in Cardiovascular Disease Psychosocial factors and cardiovascular Disease Hyperinsulinemia, mtor Activity and Plasma Lipoproteins PKD Isoforms in Heart PKD Isoforms in Heart Mechanisms of Reduced Fatty Acid Oxidation and Cardiac Dysfunction in Sepsis Depression, Biobehavioral Mechanisms, & CHD/Mortality Outcomes A systems approach to elucidate mechanisms of drug activity and sensitivity using LINCS data A systems approach to elucidate mechanisms of drug activity and sensitivity using LINCS data Forecasting the Cardiovascular Disease Epidemic in China Nutritional and Hormonal Pathways for Reduction of ApoB-lipoproteins Nanomechanics of the extracellular matrix BEST-DP: Biostatistics & Epidemiology Summer Training Diversity Program (BEGG/GALEA/VAUGHAN) Visualization and Lineage Tracing of Hematopoietic Stem Cell Heterogeneity Mechanisms of Atherogenesis in Insulin Resistance T32HL , F30HL , U10HL , T32HL , T32HL , R01HL , R01HL , P01HL , R01HL , P01HL , U01HL T32HL P01HL R01HL R01HL R01HL K99HL P01HL U01HL U01HL , K08HL , R21HL , R01HL , R25HL , R21HL , P01HL ,641 $25,457,750 Lung Diseases Research Subclinical Interstitial Lung Disease in MESA Smoke Induced Airway Injury in the Lung Obesity, Inflammation and Lung Injury after Lung Transplantation Pulmonary Microvascular Blood Flow and Cor Pulmonale Parvus in Emphysema/COPD Staphylococcus Aureus Activation of TNF Signaling Pathways Bioengineering a chimeric human lung Retinoic Acid Regulation of Lung Development REGULATION OF AIRWAY PROGENITOR CELL FATE IN DEVELOPMENT AND REGENERATION R01HL , R01HL , R01HL , R01HL , R01HL , R01HL , R01HL , R01HL ,919 The accompanying footnotes are an integral part of the 74

78 Novel Quantitative Emphysema Subtypes in MESA and SPIROMICS COLUMBIA UNIVERSITY TRAINING PROGRAM IN LUNG SCIENCE Cardiopulmonary Structure & Function in the Multi-Ethnic Study of Atherosclerosis Optical Imaging of Mesenchymal Stem Cell Interactions With Lung Microvessels Bioengineering a chimeric human lung Imaging RAGE Pro-inflammatory Signaling and Cellular Apoptosis in Emphysema Imaging RAGE Pro-inflammatory Signaling and Cellular Apoptosis in Emphysema Pulmonary Microvascular Blood Flow and Cor Pulmonale Parvus in Emphysema/COPD Liquid secretion in the alveolar wall Mitochondrial dynamics in acute lung injury Regulation of the Ciliated Cell Program in Airway Progenitors Lung resident niches for memory CD4 T cells Novel Quantitative Emphysema Subtypes in MESA and SPIROMICS Mitochondrial Dysfunction in the Development of Bronchopulmonary Dysplasia. PVDOMICS: Defining the Future Fingerprints of Pulmonary Vascular Disease Obesity, Inflammation and Lung Injury after Lung Transplantation Calcium Dependent Signaling Pathways in Epithelial Cells REGULATION OF AIRWAY PROGENITOR CELL FATE IN DEVELOPMENT AND REGENERATION Targeting airway smooth muscle chloride fluxes for bronchorelaxation Calcium Dependent Signaling in Airway Epithelial Cells Obesity, Inflammation and Lung Injury after Lung Transplantation Subclinical Interstitial Lung Disease in MESA COLUMBIA UNIVERSITY TRAINING PROGRAM IN LUNG SCIENCE COLUMBIA UNIVERSITY TRAINING PROGRAM IN LUNG SCIENCE Cardiopulmonary Structure & Function in the Multi-Ethnic Study of Atherosclerosis Randomized Trial Antenatal Late Preterm Steroids Clinical Coordinating COLUMBIA UNIVERSITY TRAINING PROGRAM IN LUNG SCIENCE Staphlococcus Aureus Activation of TNF Signaling Pathways Subclinical Interstitial Lung Disease in MESA R01HL , T32HL , R01HL , R01HL , R01HL , R01HL , R01HL , R01HL , R01HL , R01HL , R01HL , R01HL , R01HL , K08HL , U01HL , R01HL , R01HL A1 58, R01HL , R01HL A1 44, R01HL , R01HL , R01HL , T32HL , T32HL R01HL U01HL T32HL , R01HL , R01HL ,926 $6,543,759 Blood Diseases and Resources Research Harmful effects of red blood cell transfusions are mediated by iron Novel Viruses and Viral Dynamics in Multiple Transfusion Recipients Yes 1 and CTNND1 as quiescence regulators in hematopoietic stem cells The safety of red blood cell transfusions Zfx, A Novel Transcriptional Regulator of Hematopoiesis R01HL , R01HL , R01HL , R01HL , R01HL ,199 The accompanying footnotes are an integral part of the 75

79 Short-term training: Students in Health Professional Schools Mechanisms underlying the harmful effects of stored red blood cell transfusions Short-term training: Students in Health Professional Schools Role of STAT1 and STAT3 in Graft v. Host disease and Graft v. Leukemia Effects Harmful effects of transfusion of older stored red cells: iron and inflammation Translating Transplant Practices for Sickle Cell Disease in the US and France: National Commitments, Institutional Regimens, Private Sentiments Short-term training: Students in Health Professional Schools Short-term training: Students in Health Professional Schools Genetic regulation of hematopoietic stem cells Harmful effects of transfusion of older stored red cells: iron and inflammation T35HL , K08HL , T35HL , R01HL , R01HL , F31HL , T35HL T35HL R01HL , R01HL ,704 $2,384,089 Arthritis, Musculoskeletal and Skin Diseases Research Meniscus Regeneration by Endogenous Stem/Progenitor Cells The Osteoblast as a Determinant of Leukemogenesis Primary cilia as mechanotransducers in bone INFLAMMATION AND CARDIOVASCULAR DISEASE IN RA Micro-Mechanical Modeling of Trabecular Bone Multidisciplinary Engineering Training in Musculoskeletal Research ERK Signaling in Inflammatory Bone Loss Mechanobiology of 3D Trabecular Bone Explants Clinical Bone Mechanics Using HR-pQCT and MRI Intracellular calcium leak and muscle function Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) A novel mouse model for immune-mediated skin fibrosis in scleroderma INFLAMMATION AND CARDIOVASCULAR DISEASE IN RA Optimizing Nutrient Supply in Large Engineered Cartilage Tissue Constructs Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) Function of Primary Cilia during Epidermal Morphogenesis Interface Tissue Engineering for Soft Tissue-to-Bone Integration A Novel Genetic Model of Systemic Lupus Erythematosus Mechanisms of mechanosensory transductions in Merkel cells Idiopathic Osteoporosis in Premenopausal Women Clinical Bone Mechanics Using HR-pQCT and MRI An RA immune system derived from patient s stem cells Epigenetic control of target gene activity by hairless in skin homeosasis Optimizing Nutrient Supply in Large Engineered Cartilage Tissue Constructs R01AR , R01AR , R01AR , R01AR , R01AR , T32AR , R01AR , R01AR , R01AR , R01AR , P30AR , R21AR , R01AR , R01AR , P30AR , R00AR , R01AR , R21AR , R01AR , K24AR , R01AR , R21AR , K01AR , R01AR ,594 The accompanying footnotes are an integral part of the 76

80 Cross-talk between skeleton and pancreas morphogeneses during development Anti-CCP Antibodies, TNF-Antagonists, and Cardiac Function in Rheumatoid Arthriti An RA immune system derived from patient s stem cells INFLAMMATION AND CARDIOVASCULAR DISEASE IN RA Physiologic Loading for Cartilage Tissue Engineering ERK Signaling in Inflammatory Bone Loss IGF-1, bone turnover and response to teriparatide in premenopausal women with IOP Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) Developing an Alopecia Areata Disease Activity Index (ALADIN) Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) Multidisciplinary Engineering Training in Musculoskeletal Research INFLAMMATION AND CARDIOVASCULAR DISEASE IN RA Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) ERK Signaling in Inflammatory Bone Loss Genome Wide Association Studies in Alopecia Areata Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) ERK Signaling in Inflammatory Bone Loss Multidisciplinary Engineering Training in Musculoskeletal Research Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) PATHOGENESIS OF EMERY-DREIFUSS MUSULAR DYSTROPHY BIOTRIBOLOGY OF DIARTHRODIAL JOINTS Functional Analysis of the Hairless Protein PATHOGENESIS OF EMERY-DREIFUSS MUSULAR DYSTROPHY Columbia University Medical Center Skin Disease Research Center (CUMCSDRC) R21AR , R03AR , R21AR , R01AR , R01AR , R01AR , R03AR , P30AR , U01AR , P30AR , T32AR , R01AR , P30AR , P30AR , R01AR , R01AR , P30AR , P30AR , P30AR P30AR P30AR R01AR T32AR P30AR R01AR R01AR , R01AR , R01AR , P30AR ,126 $6,576,457 Diabetes, Digestive, and Kidney Diseases Extramural Research Clinical Research on Nonalcoholic Fatty Liver Disease Advancing Clinical Research in Primary Glomerular Diseases (UM1) Functional imaging and eating behavior among FTO genotypes in pre-obeses children HIT for Facilitating Problem Solving in Diabetes Management Epigenetic events underlying Type I diabetes U01DK ,126, UM1DK , R01DK , R01DK , DP3DK ,382 The accompanying footnotes are an integral part of the 77

81 Branching Morphogenesis of Urinary Epithelia: from Genes to Cellular Behaviors Role of Forkhead Proteins in Insulin Action Elucidating IgA nephropathy through Genetic Studies of IgA1 Glycosylation Primary Hyperparathyroidism Epigenetic events underlying Type I diabetes Immune regulation of adipose tissue mass BONE PROPERTIES IN HYPOPARATHYROIDISM: EFFECT OF PTH Quiescent Dclk1+ stem cells in the mouse intestine Discovery and Fine Mapping of Susceptibility Loci for IgA Nephropathy BARIATRIC SURGERY: OUTCOMES & IMPACT ON PATHOPHYSIOLOGY Regulation of pancreatic cell fate THE FUNCTION AND REGULATION OF HISTIDINE DECARBOXYLASE IN GUT INFLAMMATION Mechanisms of Mucosal Th17 Cell Induction By Segmented Filamentous Bacteria Genetic Analysis of Etv4/Etv5 Transcription Factors and Kidney Development VZV in the enteric nervous system: pathogenesis and consequences CSF Neuropeptide, Hormonal, and Metabolomic Analysis in Human Energy Balance Interactions between neuronal networks that regulate food intake and body weight Vitamin D Deficiency in Primary Hyperparathyroidism Understanding the Role of a Long Noncoding RNA in Celiac Disease Mice with autologous human T1D-derived immune systems and ipsc-derived beta cell Regulation of exocrine pancreas formation RENAL PROTECTION WITH A1 ADENOSINE RECEPTORS Human Islet Antgen Discovery and Imaging Iron Delivery in the Developing Kidney Progenitor Cells of the Mouse Prostate Epithelium Hormones: Biochemistry and Molecular Biology Look AHEAD: Action for Health Diabetes Graduate Training in Nutrition Epigenetic events underlying Type I diabetes Genetic diagnosis of kidney and urinary tract malformations via copy number varia The Genetic Origins and Complications of Urinary Tract Abnormalities The Genetic Origins and Complications of Urinary Tract Abnormalities Adipose Tissue Macrophage Phenotype and Function FUNCTION AND REGULATION OF PROGASTRIN Mechanisms of Beta Cell Failure Metabolic and Endocrine Effects of Bariatric Surgery R01DK , R01DK , R01DK , R01DK , DP3DK , R01DK , R01DK , R01DK , R01DK , U01DK , R01DK , R01DK , R01DK , R01DK , R01DK , R01DK , R01DK , R01DK , R01DK , UC4DK , R01DK , R01DK , R01 DK , R01DK , R01DK , T32DK , U01DK , T32DK , DP3DK , R21DK , U54DK , U54DK , R01DK , R37DK , R01DK , R01DK ,482 The accompanying footnotes are an integral part of the 78

82 Lifestyle Interventions in Overweight and Obese Pregnant Women The Genetic Origins and Complications of Urinary Tract Abnormalities Epigenetic events underlying Type I diabetes Iron Lipocalin NGAL in Kidney Disease Effects of Age on the Cognitive ERPD/Cardiac Wave Effect Generating Molecular markers that selectively label urothelial sub-populations. A Differential Dielectric Affinity Microsensor for Stable and Accurate Glucose Monitoring DPPOS Follow-up New York Nutrition Obesity Research Center Genetics of Congenital Obstructive Uropathy Generating Molecular markers that selectively label urothelial sub-populations. Molecular Regulation of Adrenal Cortex Homeostasis and Remodeling The Genetic Origins and Complications of Urinary Tract Abnormalities Immune Deregulation and Chronic Humoral Rejection of Kidney Allografts in Humans NOTCH AND REGULATORS OF NOTCH SIGNALING IMPACT BOTH GLUCOSE AND LIPID Training Grant in Pediatric Endocrinology, Diabetes and Metabolism Clinical Research on Nonalcoholic Fatty Liver Disease Mouse Models of Insulin Resistance Diabetes and Endocrinology Research Center New Approaches to the Evaluation and Treatment of Acromegaly Differentiating Radio-sensitivities Among Intestinal Stem Cell Pools Non-Classic Manifestations of Primary Hyperparathyroidism Skeletal Regulation of Cortical and Trabecular Bone by Parathyroid Hormone TLR4 in Obesity-Driven Liver Fibrosis Quantitative Genetics of Defective IgA1 Glycosylation in IgA Nephropathy Postprandial Vitamin A Postprandial Vitamin A Diabetes and Endocrinology Research Center Clinical Research on Nonalcoholic Fatty Liver Disease New York Nutrition Obesity Research Center Mechanisms of monocytosis and accelerated atherosclerosis in patients with CKD Long term change of GLP-1 insulinotropic effect after GBP surgery Molecular Genetic Analysis of Human Obesity Enteric Neuronal Development as a Determinant of Intestinal Inflammation Body Composition and REE Responses to Bariatric Surgeries Diabetes and Endocrinology Research Center U01DK , U54DK , DP3DK , R01DK , R01AG , U01DK , DP3DK , U01DK , P30DK , R01DK , U01DK , R01DK , U54DK , R01DK , K08DK , T32DK , U01DK , R37DK , P30DK , K24DK , U01DK , K24DK , K23DK , R03DK , K23DK , R01DK , R01DK , P30DK , U01DK , P30DK , K23DK , R01DK , R01DK , K08DK , R01DK , P30DK ,660 The accompanying footnotes are an integral part of the 79

83 New Approaches to the Evaluation and Treatment of Acromegaly Diabetes and Endocrinology Research Center Diabetes and Endocrinology Research Center Population Based Study of Serum IgA, IgA1 and Galactose-Deficient IgA1 Levels Targeting the Microenvironment in Gastric Chemoprevention Diabetes and Endocrinology Research Center Differentiating Radio-sensitivities Among Intestinal Stem Cell Pools Diabetes and Endocrinology Research Center Interdisciplinary Training in Nutritional and Population Health Sciences Mice with autologous human T1D-derived immune systems and ipsc-derived beta cell Clinical Research on Nonalcoholic Fatty Liver Disease Identifying the earliest events in HIV-1 associated nephropathy via genome-wide detection of aberrant transregulation Training Medical Students in NIDDK Research Diabetes and Endocrinology Research Center Diabetes and Endocrinology Research Center Retinoic acid signaling controls urothelial development and regeneration Gpr17 function in metabolism and satiety control Diabetes and Endocrinology Research Center The Genetic Origins and Complications of Urinary Tract Abnormalities Diabetes and Endocrinology Research Center Brown Remodeling of White Adipose Tissue by PPARgamma Deacetylation Diabetes and Endocrinology Research Center Diabetes and Endocrinology Research Center Chronic Kidney Disease and PTH: Effects on the Postmenopausal Skeleton Adult to Adult Living Donor Liver Transplantation Cohort Study Multidisciplinary Training in Translational Gastrinointestinal and Liver Research Adult to Adult Living Donor Liver Transplantation Cohort Study Cell intrinsic immunopathology of Type 1 diabetes in humanized mice Mice with autologous human T1D-derived immune systems and ipsc-derived beta cell Interdisciplinary Training in Nutritional and Population Health Sciences Training Medical Students in NIDDK Research The Role of Glial Cells in the Enteric Nervous System Diabetes and Endocrinology Research Center The Contribution of Activated Hepatic Stellate Cell to hepatocarcinogenesis Diabetes and Endocrinology Research Center A Differential Dielectric Affinity Microsensor for Stable and Accurate Glucose Monitoring R01DK , P30DK , P30DK , R03DK , K08DK , P30DK , U01DK , P30DK , T32DK , UC4DK , U01DK , R01DK , T35DK , P30DK , P30DK , R01DK , K99DK , P30DK , U54DK , P30DK , K99DK , P30DK , P30DK , K23DK , U01DK , T32DK , U01DK , F32DK , UC4DK , T32DK , T35DK , F32DK , P30DK , F31DK , P30DK , DP3DK ,698 The accompanying footnotes are an integral part of the 80

84 Diabetes and Endocrinology Research Center The Role of FoxO1 in the Regulation of the Adipocyte Browning Response Advancing Clinical Research in Primary Glomerular Diseases (UM1) The Contribution of Activated Hepatic Stellate Cell to hepatocarcinogenesis STEM CELL THERAPY FOR ACUTE KIDNEY INJURY Hormones: Biochemistry and Molecular Biology NeuroD function during Beta cell development and in mouse models of diabetes New York Nutrition Obesity Research Center Intercalated Cells of the Distal Nephron Defend the Urinary System GDNF/ Ret Regulation of Ureteric Bud Morphogenesis Diabetes and Endocrinology Research Center New York Nutrition Obesity Research Center Clinical Research on Nonalcoholic Fatty Liver Disease New York Nutrition Obesity Research Center Generating Molecular markers that selectively label urothelial sub-populations. GDNF/ Ret Regulation of Ureteric Bud Morphogenesis Mechanisms of immune regulation by long noncoding RNA during Crohn s and Celiac Diseases Diabetes and Endocrinology Research Center Branching Morphogenesis of Urinary Epithelia: from Genes to Cellular Behaviors Mice with autologous human T1D-derived immune systems and ipsc-derived beta cell Discovery and Fine Mapping of Susceptibility Loci for IgA Nephropathy The Role of Glial Cells in the Enteric Nervous System Role of the Kidney in Iron Balance Diabetes and Endocrinology Research Center Diabetes and Endocrinology Research Center New York Nutrition Obesity Research Center Imaging beta cell function for metabolic surgery Graduate Training in Nutrition Hormones: Biochemistry and Molecular Biology Immune response to ipsc-derived beta cells in Type 1 diabetes Diabetes and Endocrinology Research Center Obesity Research Center Training Grant Nkx2.2 in Pancreatic Development: The Role of the NK2-SD Domain Type 1 Diabetes TrialNet: Clinical Center at Berrie Center, Columbia University Branching Morphogenesis of Urinary Epithelia: from Genes to Cellular Behaviors MULTIDISCIPLINARY TRAINING IN TRANSLATIONAL GASTROINTESTINAL AND LIVER RESEARCH P30DK , F30DK , UM1DK , F31DK , R01DK , T32DK , F32DK , P30DK , K99DK , F32DK , P30DK , P30DK , U01DK , P30DK , U01DK , F32DK , F32DK A1 18, P30DK , R01DK , UC4DK , R01DK , F32DK , F31DK , P30DK , P30DK , P30DK , R01DK , T32DK , T32DK , R01DK A1 3, P30DK , T32DK F30DK U01DK R01DK T32DK The accompanying footnotes are an integral part of the 81

85 Clinical Research on Nonalcoholic Fatty Liver Disease Advancing Clinical Research in Primary Glomerular Diseases (UM1) Type 1 Diabetes TrialNet: Clinical Center at Berrie Center, Columbia University Diabetes and Endocrinology Research Center Graduate Training in Nutrition Berrie Center/Columbia Clinical Center: Type 1 Diabetes TrialNet Training Program in Endocrinology and Metabolism MULTIDISCIPLINARY TRAINING IN TRANSLATIONAL GASTROINTESTINAL AND LIVER RESEARCH The Function and Regulation of Trefoil Factor Family 2 (TFF2) Training Program in Endocrinology and Metabolism Molecular Events in Urinary Tract Formation Training Grant in Pediatric Endocrinology, Diabetes and Metabolism MULTIDISCIPLINARY TRAINING IN TRANSLATIONAL GASTROINTESTINAL AND LIVER RESEARCH Gender Differences in Growth in Pediatric Patients with Crohn s Disease Toll-Like Receptor Signaling in Hepatic Fibrogenesis Diabetes and Endocrinology Research Center Structural Biology of Enzymes in Fatty Acid Metabolism Diabetes and Endocrinology Research Center Type 1 Diabetes TrialNet: Clinical Center at Berrie Center, Columbia University The Contribution of Activated Hepatic Stellate Cell to hepatocarcinogenesis Generating Molecular markers that selectively label urothelial sub-populations U01DK UM1DK U01DK P30DK T32DK U01DK T32DK T32DK R01DK T32DK R01DK , T32DK , T32DK , K23DK , R01 DK , P30DK , R01DK , P30DK , U01DK , F31DK , U01DK ,242 $26,897,601 Extramural Research Programs in the Neurosciences and Neurological Disorders Gene-Environment Interactions in an Autism Birth Cohort U01NS ,539,177 Mechanisms of Central Synaptic Dysfunction in SMA SUMOylation and Amyloid-beta elevation Prevalence and predictors of asymptomatic atrial fibrillation in the community Infection, Fever and Immune Signatures in an Autism Birth Cohort (HORNIG/LIPKIN) A Dynamical Systems Approach to Fundamental Questions in Neuroscience Neurotrophic Factor Deprivation and Neuronal Cell Death A kinase pathway required for terminal axon branching and presynaptic function Psychosocial Impact of Genetics in Epilepsy Warfarin vs. Aspirin in Reduced Ejection Fraction (WARCEF) New York Columbia Collaborative SPOTRIAS New York Columbia Collaborative SPOTRIAS RCT: The Effects of a novel intervention to improve stroke symptom recognition R01NS , R01NS , R01NS , R56NS A1 606, DP2NS , R01NS , R01NS , R01NS , U01NS , P50NS , P50NS , R01NS ,653 The accompanying footnotes are an integral part of the 82

86 GFP Reconstitution Across Synaptic Partners (GRASP) Methods to Dissect Mammalian Neural Circuits Mechanisms and Treatment of CNS Edema In Vivo Quantification of Cerebellar GABA and NAA in Essential Tremor 3 of 7 Epi4K: Sequencing, Biostatistics & Bioinformatics Core Autophagic Clearance of Aberrant Tau: Biochemical and Therapeutic Implications Motor neuron selector genes and mechanism of their action Peripheral Mechanisms Governing Tactile Encoding During Normal Target Remodeling Seizure localization in humans: the effect of inhibitory suround on the EEG Structure and Finction of AMPA subtype ionotropic glutamate receptors The role of a Synuclein transcript variants in neuronal pathology and function Prospective Study of Clinically Non-functioning Pituitary Adenomas Blood Flow and Cognition in Asymptomatic Carotid Artery Disease FUS/TLS GAIN AND LOSS OF FUNCTION IN ALS: ANIMAL AND CELLULAR MODELS OF DISEASE Function and development of a C. elegans GABAergic interneuron NAMDC: Overall Research Plan Neuron death in Parkinson s disease: The role of Trib3 Role of MMP-9 in selective motor neuron degeneration in ALS Goals vs. habits in the human brain: Cognitive and computational mechanisms Modulating Aggrephagy to Modify Huntington s Disease Novel Genetic Determinants of the Neuromuscular SMA Phenotype Spatio temporal relationship of pathology and functional decline with tauopathy Control of Motor Neuron Differentiation Assessment and characterization of naming in older adults with epilepsy Signaling pathways of necroptosis Clinical-Pathological Study of Cognitive Impairment in Essential Tremor Small chemical modulators of SMN biology as candidate therapeutics for SMA Dendritic Patterning by interacting Interaction Between DA, Alpha-Synuclein and Chaperone-Mediated Autophagy Imaging the neuronal and metabolic basis of resting state connectivity mapping Validating a Novel Lipid Phosphatase Target in Alzheimer s Disease Mechanisms of Dopamine Neuron Degeneration Neurotrophins, spontaneous release, and synaptic growth cascades Cadherin-Catenin Based Recognition in Sensory-Motor Connectivity Roles for Granule Cells in Adaptive Processing in a Cerebellum-like Circuit Deciphering the metabolism of LBPA and its function in the endolysosomal system New York Stroke Trials network of Columbia and Cornell (NYCCSTN) R01NS , R01NS , R01NS , U01NS , R01NS , R01NS , R01NS , R01NS , R01NS , R01NS , R01NS , R01NS , R01NS , R01NS , U54NS , R01NS , R01NS , R01NS , R01NS , R01NS , R01NS , R37NS , R01NS , R21NS , R01NS A1 333, R21NS , R01NS , R01NS , R01NS , R01NS , P50NS , R01NS , R01NS , R01NS , R21NS , U10NS ,575 The accompanying footnotes are an integral part of the 83

87 Examination of the earliest symptoms and biomarkers of FTLD MAPT carriers Elucidating a molecular pathway for synaptic vesicle maintenance and degradation Propagation of tauopathy: role of degeneration and impact of immunotherapy Cortical Localization in Temporal Lobe Epilepsy Mechanisms of Dopamine Neuron Degeneration Nucleoytoplasmic Interactions and Dynamics in Emery-Dreifuss Muscular Dystrophy Neuroepidemiology Training Program Single Cell Studies of Lineage Specific Expression of the Protocadherin Gene Cluster Screening lipid modifying enzymes to ameliorate A-beta triggered synaptic loss Identifying Huntingtons Disease Markers by Modern Statistical Learning Methods Microenvironment in Enteric Neuron Development A genome-wide phenotypic screen for modifiers of SMN expression and function BK CHANNEL MODULATION BY BETA SUBUNITS Mechanisms of Dopamine Neuron Degeneration Regulation of HCN Channel Trafficking and Function in the Brain by TRIP8b Role of Phosphoinositides in Neuronal Membrane Traffic and Neurodegeneration Columbia University Medical Center-Weill Cornell Medical Center NEXT Site SMN Control of snrnp Biogenesis: Role in RNA Splicing and Motor Neuron Survival Therapeutic Enchancement of neurogenesis following traumatic brain injury Genetic evaluation of the p53 cell death pathway in spinal muscular atrophy (SMA) Nucleoytoplasmic Interactions and Dynamics in Emery-Dreifuss Muscular Dystrophy Molecular physiology of voltage-gated Ca2+ channels Neuro-vascular Disease as a Cause of Impaired Mobility The Role of Dendrites in Thalamocortical Transmission In-Vivo Optical Imaging of Neurovascular Coupling and Cerebral Metabolism The role of glucocerebrosidase in Parkinson s disease Functions of membrane deforming-proteins during neuronal development Genetic Analysis of Dopaminergic Neuron Specification in C.elegans Identification of Susceptibility Genes for Essential Tremor Advanced Graduate Training Program in Neurobiology and Behavior New York Columbia Collaborative SPOTRIAS Genetic dissection of locomotion Balancing Death and Survival Factors in PD: The Role of the Stress-Related Proteins RTP801 and ATF4 Analytic Methods for Determining Multimodal Biomarkers for Parkinson s Disease The role of glucocerebrosidase and chaperone-mediated autophagy in Parkinson s disease Efficient Methods for Genotype-Specific Distributions with Unobserved Genotypes R01NS , R01NS , R01NS , R01NS , P50NS , R56NS A1 250, T32NS , R21NS , R21NS , U01NS , R01NS , R21NS , R01NS , P50NS , R01NS , R01NS , U10NS , R01NS , R21NS , R21NS , R56NS A1 216, R01NS , K23NS , R01NS , R01NS , K02NS , R01NS , R01NS , R01NS , T32NS , P50NS , R21NS , K08NS , U18NS , K08NS , R01NS ,406 The accompanying footnotes are an integral part of the 84

88 NAMDC: Overall Research Plan Evaluating HMG-CoA reductase as a therapeutic target in ALS Overcoming apoptotic resistance in glioblastoma by CP-d/n-ATF5, a novel tumor specific therapeutic compound targeting the transcription factor ATF5 Small molecule drugs for treatment of dry age-related macular degeneration Developing Optimal Dynamic Behavioral Intervention in Community-Based Studies Development and function of an adult locomotion circuit in Drosophila The Neurophysiology of Spontaneous Biological Recovery A novel spinal circuit involved in locomotion The Role of White Matter Progenitors in Glioma Formation and Progression A Randomized Trial of Unruptured Brain Arteriovenous Malformations (ARUBA) New York Stroke Trials network of Columbia and Cornell (NYCCSTN) Prospective Purification of Adult Stem Cell Astrocytes Mechanisms of Dopamine Neuron Degeneration Advanced Graduate Training Program in Theoretical Neuroscience The regulations of beta-amyloid sensitivity and Alzheimer s related impairments by PP2A Neurotrophin 3 and regulation of proprioceptor subtype identity and connectivity Pathogenesis of Essential Tremor: Cerebellar Metabolism Discovery of Novel Molecular Abnormalities Underlying Non-Lesional Focal Epilepsy Analytic Methods for Determining Multimodal Biomarkers for Parkinson s Disease North American Mitochondrial Disease Consortium RCT: The Effects of a novel intervention to improve stroke symptom recognition Gene regulatory mechanisms that assign and maintain motor neuron terminal differentiation Environmental Epidemiology of Essential Tremor In-vivo optical imaging of neurovascular coupling and cerebral metabolism Omega 3 Fatty Acids Acute Neuroprotection via Mitochondria Small molecule drugs for treatment of dry age-related macular degeneration Control of Skilled Forelimb Movements by Cerebellar Feedback Circuits Development of Amodiaquine and Its Analogs as Reactivators of Organophosphate-inh New York Columbia Collaborative SPOTRIAS Alternate pathways for the spread of exitation: Functional and behavioral studies of cortical circuitry in mouse somatosensory cortex Novel Two-Photon Caged GABA Compounds Omega 3 Fatty Acids Acute Neuroprotection via Mitochondria LKB1 function in axon development through regulation of mitochondrial trafficking Small molecule drugs for treatment of dry age-related macular degeneration NAMDC: Overall Research Plan Autophagy and Neurodegeneration U54NS , R21NS , K08NS , U01NS , R01NS , R01NS , K23NS , R21NS , R01NS , U01NS , U10NS , R01NS , P50NS , T32NS , R01NS , R21NS , R01NS , R01NS , U18NS , U54NS , R01NS , K99NS , R01NS , R01NS , R01NS A1 92, U01NS , K99NS , R21NS , P50NS , F32NS , R21NS , R01NS A1 56, F32NS , U01NS , U54NS , R01NS ,458 The accompanying footnotes are an integral part of the 85

89 Identification and Regulation of Quiescent Stemcells in the Adult Brain Role of p62 in Amyotrophic Lateral Sclerosis The Role of Phosphor-RPS6 and Translational Regulation in Glioma Autophagy and Neurodegeneration A Dynamical Systems Approach to Fundamental Questions in Neuroscience Regulation of Adult Neural Stem Cells by the mir Cluster Cholinergic Regulation of Adult Neural Stem Cells Effect of ALS-causing Mutations on Binding of TDP43 and FUS to RNA in imns Genetic Epidemiology of Parkinson s Disease NAMDC: Overall Research Plan Functional dissection of a radial subdivision among hippocampal pyramidal cells Finding components of Drosophila motor circuitry required for coordinated walking Cell fate restriction and reprogramming in Caenorhabditis elegans Glioma induced alterations in neuronal transcription and translation Glioma induced alterations in neuronal transcription and translation Identifying genes that turn skin cells into neurons Dissection of neural circuitry underlying nociception in Drosophila larvae Study of brain Treg localization and function during CNS infection using an engineered encephalomyocarditis virus Alfy-mediated selective macroautophagy and the pathogenesis of Huntington s Disease Single-cell dissection of neural stem cell heterogeneity in vivo Molecular and cellular characterization of SMN-mediated U7 snrnp assembly Motor neuron diversity: markers, regulatory mechanisms, and functional relevance. Computational Analysis of High-grade Gliomas Summer Program for Under-Represented Students Development of Amodiaquine and Its Analogs as Reactivators of Organophosphate-inh Ribosomal translation of beta-amino acids in high-throughput drug discovery NAMDC: Overall Research Plan A Randomized Trial of Unruptured Brain Arteriovenous Malformations (ARUBA) Warfarin vs. Aspirin in Reduced Ejection Fraction (WARCEF) In-vivo imaging of the evolution of hemodynamic control in the developing brain Summer Program for Under-Represented Students 1 of 7 Epi4K: Gene discovery in 4,000 epilepsy genomes - Administrative Core Phagocytosis is misregulated in a Drosophila model of Fragile X syndrome Mechanisms of Dopamine Neuron Degeneration New York Columbia Collaborative SPOTRIAS Mechanisms of Dopamine Neuron Degeneration F31NS , F31NS , F31NS , R01NS A1 45, DP2NS , F31NS , F31NS , F31NS , R56NS , U54NS , F30NS , F31NS , F31NS , R03NS , R03NS , F31NS , F31NS , F31NS , F31NS , F32NS , F31NS , F32NS , R01NS , R25NS , R21NS , F32NS , U54NS , U01NS , U01NS , F31NS , R25NS , U01NS , F31NS , P50NS , P50NS , P50NS ,176 The accompanying footnotes are an integral part of the 86

90 North American Mitochondrial Disease Consortium Motor neuron diversity: markers, regulatory mechanisms, and functional relevance. Mechanisms of Dopamine Neuron Degeneration Contribution of the secondary somatosensory thalamus to perception of somatosensory stimuli Investigation of the dopamine system in frontotemporal dementia Small molecule drugs for treatment of dry age-related macular degeneration Role of Stasimon Dysfunction in Spinal Muscular Atrophy Columbia University Medical Center-Weill Cornell Medical Center NEXT Site Striatal cholinergic neurons and L-DOPA induced dyskenesia Computational Analysis of High-grade Gliomas Cell-Specific Targets and Functions of Caspase-9 in Cerebral Ischemia Development of Amodiaquine and Its Analogs as Reactivators of Organophosphate-inh Neuroepidemiology Training Program New York Columbia Collaborative SPOTRIAS Effect of ALS-causing Mutations on Binding of TDP43 and FUS to RNA in imns Neuroepidemiology Training Program Genetics of Mouse Seizure Susceptibility Small molecule drugs for treatment of dry age-related macular degeneration Columbia University Medical Center-Weill Cornell Medical Center NEXT Site Phospholipase D1 in Alzheimer s Precursor Protein trafficking and processing Molecular and cellular characterization of SMN-mediated U7 snrnp assembly LKB1 function in axon development through regulation of mitochondrial trafficking Advanced Graduate Training Program in Theoretical Neuroscience Regulation of Adult Neural Stem Cells by the mir Cluster Alternate pathways for the spread of exitation: Functional and behavioral studies of cortical circuitry in mouse somatosensory cortex Summer Program for Under-Represented Students The Role of mir-17~92 Cluster in Motor Neuron Degeneration Advanced Graduate Training Program in Neurobiology and Behavior Neural mechanisms for sensory prediction in a cerebellum-like structure Identifying genes that turn skin cells into neurons Genetics of Mouse Seizure Susceptibility Stable silencing of spinal motor neuron enhancers by transiently expressed Nkx2.2 New York Columbia Collaborative SPOTRIAS Identification and Regulation of Quiescent Stemcells in the Adult Brain Control of Motor Neuron Differentiation Generating neurons through cellular reprogramming U54NS , F32NS , P50NS , F32NS , R00NS , U01NS , R21NS , U10NS , R01NS , R01NS , F32NS , R21NS , T32NS , P50NS , F31NS , T32NS , R01NS , U01NS , U10NS , F31NS , F31NS , F32NS , T32NS , F31NS , F32NS , R25NS , R21NS T32NS F31NS F31NS R01NS R21NS P50NS F31NS R37NS R21NS The accompanying footnotes are an integral part of the 87

91 NEUROEPIDEMIOLOGY TRAINING PROGRAM Mechanisms of Dopamine Neuron Degeneration Essential Tremor: Gene expression profiling in cerebellar Purkinje cells Molecular and cellular characterization of SMN-mediated U7 snrnp assembly Mechanisms of Dopamine Neuron Degeneration Cell fate restriction and reprogramming in Caenorhabditis elegans RCT: The Effects of a novel intervention to improve stroke symptom recognition Mechanisms of Dopamine Neuron Degeneration Columbia University Medical Center-Weill Cornell Medical Center NEXT Site Identifying genes that turn skin cells into neurons Mechanisms of Dopamine Neuron Degeneration Small molecule drugs for treatment of dry age-related macular degeneration T32 NS P50NS R21NS F31NS , P50NS , F31NS , R01NS , P50NS , U10NS , F31NS , P50NS , U01NS ,087 $35,295,710 Allergy, Immunology and Transplantation Research Center for Research in Diagnostics and Discovery - Administrative Core Center for Research in Diagnostics and Discovery - Administrative Core Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Tissue compartmentalization of human lymphocytes LINK4HEALTH: A Combination Intervention Strategy for Linkage and Retention, Swaziland Center for Research in Diagnostics and Discovery - Administrative Core Columbia Partnership for Prevention and Control of HIV/AIDS Clinical Trials Unit (Columbia Partnership CTU) Centers for Innovative Research to Control AIDS Improving Maternal and Newborn Health Using the HIV/AIDS Program Platform in Tanzania Osteoporosis in HIV Infected Postmenopausal Women Tissue compartmentalization of human lymphocytes Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Understanding the Role of kb Ras Proteins in Signaling and Development HIV and the Menopausal Transition: Effects on Musculoskeletal Health Diversifying and Regenerating T Cell Function Columbia Partnership for Prevention and Control of HIV/AIDS Clinical Trials Unit (Columbia Partnership CTU) Antagonism of Innate Immunity by Picornaviruses Center for Research in Diagnostics and Discovery - Administrative Core Northeast Biodefense Center - Admin Core & Subs Integration of redox-balancing mechanisms in Pseudomonas aeruginosa biofilms Molecular Control of Plasmacytoid Dendritic Cell Development and Function Tissue compartmentalization of human lymphocytes U19AI ,841, U19AI ,289, U19AI , P01AI , R01AI , U19AI , UM1AI , UM1AI , R01AI , R01AI , P01AI , U19AI , R01AI , R01AI , R01AI , UM1AI , R01AI , U19AI , U54AI , R01AI , R01AI , P01AI ,192 The accompanying footnotes are an integral part of the 88

92 Pig to human thymic xenotransplantation Columbia Partnership for Prevention and Control of HIV/AIDS Clinical Trials Unit (Columbia Partnership CTU) Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Control of CD8+ Effector T Cell Differentiation Role of ncrna Surveillance Complex Understanding the Role of NF-kB T-regulatory Cell Function Asymmetric Lymphocyte Division in the Immune Response Tissue compartmentalization of human lymphocytes Enhance Prevention in Couples (EPIC) Understanding the Role of Meningeal Dendritic Cells in CNS Antiviral Immunity Role of pfcrt in Chloroquine Resistance P. falciparum Development of Lung T Cell Responses in Infant Respiratory Immunity DNase For Prevention Of Reproductive Tract Infections In Pregnancy Columbia Partnership for Prevention and Control of HIV/AIDS Clinical Trials Unit (Columbia Partnership CTU) Center for Research in Diagnostics and Discovery - Administrative Core Role of CD47 in Xenograft Rejection by Macrophages Tissue compartmentalization of human lymphocytes Gardnerella vaginalis: toxin production and pathogenesis Defining P. Falciparum resistance to artemisinin-based combination therapies MRSA Activation of Human Keratinocyte Signaling Center for High-Throughput Minimally-Invasive Radiation Biodosimetry The Human Innate B Cell Niche and Role in Effercytosis Centers for Innovative Research to Control AIDS Genetic characterization of the murine type I Interferon locus Columbia Partnership for Prevention and Control of HIV/AIDS Clinical Trials Unit (Columbia Partnership CTU) Center for Research in Diagnostics and Discovery - Administrative Core Study of Rodent HCV-GBV like Viruses Global HIV Implementation Science Research Training Grant A Combination Intervention Package for Isoniazid Preventive Therapy in Ethiopia (NY) Exploiting Fatty Acid Metabolism to Cure Malaria Orphan nuclear receptors: new mediators of defense against pore-forming toxins The use of whole genome sequencing to identify spread of USA300 in the community Regulations of HIV-1 Gene Expression in Latency by YY1,RuvB2, and ZAP A Combination Intervention Package for Isoniazid Preventive Therapy in Ethiopia (NY) Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Staphylococcus Aureus Exploitation of Autophagy Promotes Latent Infection R01AI , UM1AI , U19AI , R01AI , R01AI , R01AI , R56AI , P01AI , R01AI , R01AI , R01AI , R01AI , R33AI , UM1AI , U19AI , R01AI , P01AI , R01AI , R01AI , R01AI , U19AI , R21AI , UM1AI , R21AI , UM1AI , U19AI , R21AI , T32AI , R01AI , R01AI , R21AI , R21AI , R01AI , R01AI , U19AI , R21AI ,053 The accompanying footnotes are an integral part of the 89

93 Training in Pediatric Infectious Diseases Columbia Partnership for Prevention and Control of HIV/AIDS Clinical Trials Unit (Columbia Partnership CTU) Risk Factors for Spread of Staphylococcus aureus in Prisons. Overcoming Immunosenescence by Nanoparticle-Mediated Activation Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Northeast Biodefense Center - Admin Core & Subs Columbia Partnership for Prevention and Control of HIV/AIDS Clinical Trials Unit (Columbia Partnership CTU) Center for Research in Diagnostics and Discovery - Administrative Core Columbia Integrated Training Program in Infectious Disease Research Tissue compartmentalization of human lymphocytes Columbia Partnership for Prevention and Control of HIV/AIDS Clinical Trials Unit (Columbia Partnership CTU) Spatial coordination of CD28 and TCR signaling Role of Staphylococcus aureus SpA in Microbial Competition and Host Colonization THE ROLE OF XLF IN HEMATOPOIETIC STEM CELL MAINTENANCE AND FUNCTION A Household Yeast Biosensor for cholera Center for High-Throughput Minimally-Invasive Radiation Biodosimetry MECHANISMS OF S. AUREUS TRANSMISSION AND PERSISTENCE Biomarker for XDR-TB Treatment Response and Drug Resistance in HIV Endemic Area Center for Research in Diagnostics and Discovery - Administrative Core Comprehensive genetic characterization of antibiotic resistance Preventing Childhood Tuberculosis in Lesotho (PREVENT Study) THE ROLE OF XLF IN HEMATOPOIETIC STEM CELL MAINTENANCE AND FUNCTION Center for Research in Diagnostics and Discovery - Administrative Core Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Center for Research in Diagnostics and Discovery - Administrative Core Centers for Innovative Research to Control AIDS Columbia University Graduate Training Program in Microbiology and Immunology Center for Research in Diagnostics and Discovery - Administrative Core Control of CD8+ Effector T Cell Differentiation Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Carbapenem-resistant bacterial colonization and infection in liver transplant Center for Research in Diagnostics and Discovery - Administrative Core Modeling of S. aureus Transmission in Northern Manhattan Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Tolerance-inducing properties of human dendritic cell subsets in vivo T32AI , UM1AI , R01AI , R01AI , U19AI , U54AI , UM1AI , U19AI , T32AI , P01AI , UM1AI , R01AI , K08AI , R21AI , R01AI A1 130, U19AI , K08AI , K23AI , U19AI , R01AI , K01AI , R21AI , U19AI , U19AI , U19AI , UM1AI , T32AI , U19AI , R01AI , U19AI , R01AI , U19AI , R01AI , U19AI , U19AI , R21AI ,747 The accompanying footnotes are an integral part of the 90

94 Mouse Allergen Intervention and DNA Methylation of Asthma Regulatory Genes Targeting of AID Mutagenic Activity Training in Pediatric Infections Diseases Advanced Rigidity-based Material for Enhanced Immunotherapy Northeast Biodefense Center - Admin Core & Subs Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Transcription Factors that Specify Natural Killer Cell Fate and Function Tissue compartmentalization of human lymphocytes Center for High-Throughput Minimally-Invasive Radiation Biodosimetry LINK4HEALTH: A Combination Intervention Strategy for Linkage and Retention, Swaziland mirna-mediated regulation of LPS tolerance Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Dissecting the molecular basis of PfCRT-mediated antimalarial drug resistance Characterization of Antibody-Dependent Cellular Cytotoxicity in HIV Infection Microfludic devices for investigation of rare T cell populations Characterization of Antibody-Dependent Cellular Cytotoxicity in HIV Infection IMMUNOLOGIC MECHANISMS IN POST-LYME DISEASE Columbia University Graduate Training Program in Microbiology and Immunology Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Dissection of Complex Multifactorial Interactions between Bacterial Species Tissue compartmentalization of human lymphocytes DNase for Prevention of Reproductive Tract Infections in Pregnancy Tissue compartmentalization of human lymphocytes LINK4HEALTH: A Combination Intervention Strategy for Linkage and Retention, Swaziland Study of a Novel Picornavirus Genus Associated with Acute Flaccid Paralysis Integration of redox-balancing mechanisms in Pseudomonas aeruginosa biofilms Center for High-Throughput Minimally-Invasive Radiation Biodosimetry A Household Yeast Biosensor for cholera Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Tissue compartmentalization of human lymphocytes Center for High-Throughput Minimally-Invasive Radiation Biodosimetry IFN-IS AT THE INTER FACE OF INNATE AND ADAPTIVE IMMUNITY Tissue compartmentalization of human lymphocytes Molecular Control of Plasmacytoid Dendritic Cell Development and Function Tissue compartmentalization of human lymphocytes Tissue compartmentalization of human lymphocytes R21AI , F31AI , T32AI , R01AI , U54AI , U19AI , F30AI , P01AI , U19AI , R01AI , R21AI A1 32, U19AI , F30AI A1 24, F31AI , F32AI , F31AI , R56AI A1 17, T32AI , U19AI , K99AI A1 12, P01AI , R21AI , P01AI , R01AI , R21AI , R01AI , U19AI , R01AI A1 6, U19AI , P01AI , U19AI , R01 AI R1 3, P01AI , R01AI , P01AI , P01AI The accompanying footnotes are an integral part of the 91

95 Bacterial Attachment under Mechanical Perturbations The Human Innate B Cell Niche and Role in Effercytosis Training in Pediatric Infectious Diseases Tissue compartmentalization of human lymphocytes Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Targeting of AID Mutagenic Activity Risk Factors for Spread of Staphylococcus aureus in Prisons. Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Center for High-Throughput Minimally-Invasive Radiation Biodosimetry Columbia Integrated Training Program in Infectious Disease Research Enhance Prevention in Couples (EPIC) K99AI R21AI T32AI P01AI U19AI F31AI R01AI U19AI , U19AI , T32AI , R01AI ,080 $31,394,832 Biomedical Research and Research Training Medical Scientist Training Program Mechanisms of alternative splicing of pre-mrna National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Structural Analysis of Macromolecular Assemblies National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Structural biology of pre-mrna 3 -end processing Microtuble networks and Virus Trafficking Somatic stem cells in the Drosophila ovary Circadian regulation of phagocytosis Drug Effect Discovery Through Data Mining and Integrative Chemical Biology Mechanism of Spontaneous and DSB-induced Repair Elucidating the Mechanisms of DNA Recombination Initiative for Maximizing Student Diversity (IMSD) (Abraido-Lanza/Fuller) Quantitative studies of influenza evolution Enantioselective Catalysis with Cyclopropenimines Recombination Rate Variation and Evolution in Primates Training in Cellular, Molecular and Biomedical Studies DNA ASSEMBLY VIA REITERATIVE RECOMBINATION Cellular and molecular foundations of biomedical science Computational Annotation of Orphan Metabolic Activites Mitochondrial Motility and Inheritance Genetic analysis of nematode cell differentiation Assembly and Placement of the Cell Division Ring T32GM ,191, R01GM , U54CA , R01GM , U54CA , R01GM , P01GM , R01GM , R01GM S1 535, R01GM , R37GM , R01GM , R25GM , R01GM , R01GM , R01GM , T32GM , R01GM , T32GM , R01GM , R01GM , R01GM S1 381, R01GM ,177 The accompanying footnotes are an integral part of the 92

96 Development and Dissemination of Operational Real-Time Respiratory Virus Forecast Predoctoral Training Grant in Genetics and Development Formin mdia Functions in Mitosis Control of Transcription Termination in E. Coli Molecular mechanisms of cargo capture into ER-derived transport vesicles Analyses of 120 nm Local Contractions Linked to Rigidity Sensing Small G-protein Regulation of Calcium Channels Asymmetric Synthesis of Marcolide Antibiotics National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Anomalous Diffraction Analysis of Biomolecular Structure Mechanism of Notch activation by Epsin-dependent ligand endocytosis in Drosophila Mitochondrial-cytoskeletal interactions and aging CysZ Proteins - A Family of Sulfate Transporters with Remarkable Architecture Control of Drosophilia wing growth by morphogen The Impact Of Prolonged Anesthetic Exposure On Tau Pathology And Function Mechanism of Heterochromatin Assembly An integrative genomic strategy to infer global RNA regulatory networks Mechanisms of homologous recombination in yeast National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Visualizing the Dynamics of Chromatin and Chromatin Remodeling Proteins Regulation of SNF1/AMPK Pathway in Yeast Structure and function of 5 to 3 exoribonucleases Training Program in Molecular Biophysics Exon recognition during constitutive pre-mrna splicing Regulation of RNA processing and transcription by endogenous RNAi Function of the Bromodomain Protein Brdt in Spermatogenesis Genetic analysis of nematode cell differentiation Influenza Outbreak Prediction: Applying Data Assimilation Methodology to Make Skillful Forecast of an Inherently Chaotic Nonlinear System The Role of Notch in Behavioral Plasticity Break-induced replication and genome rearrangements Babesiosis Emergence in the United States Role of Nucleo-cytoskeleton Interactions in Cell Migration NMR Studies of Structure and Dynamic of Proteins Microtuble networks and Virus Trafficking Microtuble networks and Virus Trafficking U01GM , T32GM , R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , U54CA , R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , R00GM , R01GM , U54CA , U54CA , R01GM , R01GM , R01GM , T32GM , R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , P01GM , P01GM ,663 The accompanying footnotes are an integral part of the 93

97 Mechanisms of Renal Protection with Volatile Anesthetics Mechanism of Action of Dynactin ER export and the quality control checkpoint during membrane protein biogenesis Continued development and maintenance of the 3DNA suite of programs Computer Studies of Protein Structure and Function Genetics of the formation of repair & recombination foci Molecular Genetics of Segment Identity Molecular Basis of Cadherin Mediated Cell Adhesion Proximo-Distal Patterning in the Drosophila Appendages The structural basis of cis and trans protocadherin interactions Microtuble networks and Virus Trafficking Anesthesiology Research Training Mechanistics basis for amino acid discrimination by the translational machinery GON TRPML1 channel physiology and pathophysiology The structural basis of cis and trans protocadherin interactions Modeling Contractile Ring Constriction in Fission Yeast Proximo-Distal Patterning in the Drosophila Appendages Training Program in Computational Biology Medical Genetics Training Program Modeling Hydrophobic and Hydrophilic Interactions mrna synthesis in animal cells - 3 end formation Carbon monoxide exposure and anethesia-induced neurotoxicity Point Impact and Sparsity in Functional Data Analysis Mechanisms of cell competition that regulate growth during development Mechanisms of Anesthetic Effects on Tachykinin Induced Airway Tone Hedgehog signaling in Drosophila Strategies for Heavy Metal Detoxification National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Fluorescence methods for HT validation and production of protein complexes Modular assembly of cytochrome oxidase National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Fluorescence methods for HT validation and production of protein complexes THERAPEUTIC TARGETING OF THE GABAA CHANNEL ON AIRWAY SMOOTH MUSCLE Structural and Functional Studies of Potassium Channels by Solid State NMR Analyses of 120 nm Local Contractions Linked to Rigidity Sensing R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , P01GM , T32GM , R01GM , R01GM , R01GM , R01GM , R01GM , T32GM , T32GM , R01GM , R01GM S2 173, R01GM , R01GM , R01GM , R01GM , R01GM , R01GM , U54CA , R01GM , R01GM , U54CA , U54CA , R01GM , K08GM , R01GM , R01GM ,029 The accompanying footnotes are an integral part of the 94

98 National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Tropomyosin and tyrosine kinases in mechanics of cancer Studies of Riboswitch-Mediated Transcriptional Control Using Single-Molecule Field-Effect Transistors Studies of Riboswitch-Mediated Transcriptional Control Using Single-Molecule Field-Effect Transistors Asymmetric synthesis of macrolide antibiotics National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) DNA ASSEMBLY VIA REITERATIVE RECOMBINATION Regulation of Microtubule Dynamics National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) The structural dynamics of translation initiation Structural Studies of Metabotropic GABA Receptors Microtuble networks and Virus Trafficking Mechanistics basis for amino acid discrimination by the translational machinery GON National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Experimentally Guided Ribosomal RNA Modeling Experimentally Guided Ribosomal RNA Modeling Control of Transcription Termination in E. coli The Chemistry and Biology of Resveratrol-based Oligomers National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Developmental Control of Gene Expression and Nuclear Architecture by Cohesin National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Microtuble networks and Virus Trafficking Regulation of Protein Synthesis in Bacteria by Ser/Thr Phosphorylation National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) A role for Hox-dependent chromatin architecture in defining cell-fate Evolutionary paths toward intrinsic antibiotic resistance Genome-wide measurement of bacterial transcriptional regulatory states. National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Microfluidic Selection of Aptamers for Biological Purification Applications Institution: The Trustees of Columbia University in the City of New York Protein Motions in Recognition, Regulation and catalysis Quantitative studies of influenza evolution Formin mdia Functions in Mitosis National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) U54CA , R01GM , R01GM , R01GM , R01GM , U54CA , U54CA , R01GM , R01GM , U54CA , R01GM , R01GM , P01GM , R01GM , U54CA , R01GM , R01GM , R01GM , R01GM , U54CA , F32GM , U54CA , P01GM , R01GM , U54CA , F32GM , F31GM , K99GM , U54CA , R21GM , R01GM A1 32, R01GM , R01GM , U54CA , U54CA , U54CA ,350 The accompanying footnotes are an integral part of the 95

99 National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Medical Scientist Training Program Microtuble networks and Virus Trafficking Protein Motions in Recognition, Regulation and Catalysis Dating ancient samples using the molecular clocks of mutation and recombination National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Transcriptional regulation by protein sumoylation National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Characterization of Hox transcription factor complexes using proteomics National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Anesthesiology Research Training Cellular and Molecular Foundation of Biomedical Science Mechanisms of cell competition that regulate growth during development National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Training Program in Molecular Biophysics Evolutionary paths toward intrinsic antibiotic resistance Break-induced Replication and Genome Rearrangements Mechanisms of Homologous Recombination in Yeast Training Program in Computational Biology Anesthesiology Research Training Asymmetric synthesis of macrolide antibiotics Predoctoral Training Grant in Genetics and Development Investigation of the Establishment of the Prion State The MRAD9 Radioresistance Gene Medical Genetics Training Program Training in Cellular, Molecular and Biomedical Studies Medical Scientist Training Program National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Somatic stem cells in the Drosophila National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Exon recognition during constitutive pre-mrna splicing Cellular and Molecular Foundation of Biomedical Science U54CA , T32GM , P01GM , R01GM , F32GM , U54CA , R01GM , U54CA , F32GM , U54CA , U54CA , T32GM , T32 GM , R01GM , U54CA , U54CA , U54CA , T32GM , F31GM , R01GM , R01GM , T32GM T32GM R01GM T32GM R01 GM R01GM T32GM , T32GM , T32GM , U54CA , U54CA , R01GM , U54CA , R01GM , T32 GM ,800 The accompanying footnotes are an integral part of the 96

100 National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) Structure and function of 5 to 3 exoribonucleases National Center: Multiscale Analysis of Genomic and Cellular Networks (MAGNet) U54CA , R01GM , U54CA ,970 $32,077,368 Child Health and Human Development Extramural Research PRENATAL CYTOGENETIC DIAGNOSIS BY ARRAY-BASED COPY NUMBER ANALYSES: Follow-up Host epigenetic and mitochondrial function in HIV-infected children Early Neonatal treatment and immune quiescence Evaluating a Youth focused Economic Empowerment Approach to HIV Treatment Bridges to the Future: Economic Empowerment for AIDS-Orphaned Children in Uganda Prenatal Alcohol in Sudden Infant Death Syndrome (SIDS) and Stillbirth (PASS) Network Prevention and Planning Linkages (SANTELLI/MATHUR) Columbia University/Aga Khan University Global Network Research Unit Predictors of High-Risk Behavior among Youth (MARTINS/BLANCO/CANINO/DUARTE) Strategies to Optimize ART Services for Maternal & Child Health: the MCH-ART Study (Abrams/Myer) Treatment Options for Protease Inhibitor Exposed Children Bone Health in Perinatally HIV-infected South African Children on Antiretrovirals Adolescent and Parental Attitudes About STI Prevention Trial Participation Neurobiology and Behavior Research Training Grant Columbia-Vietnam Social Science Training and Research Partnership: STAR II (Hirsch/Parker/Van) Osteocalcin: the hormonal link between bone and reproduction Mitochondrial Encephalomyopathies and Mental Retardation Molecular Pathogenesis and Treatment of MNGIE Role of T-box Genes in Mouse Development The Development of Emotion Regulation Mechanisms Impacting Health Unemployment, the Great Recession, Fragile Families and Child Development Motor Proteins in Brain Development Role of Cyclin As in mammalian gametogenesis Mother and Infant Retention for Health (MIR4Health) - NY Single cell mapping of development trajectories underlying health and disease Determinants of Leukocyte Telomere Length at Birth (Susser/Factor-Litvak/Aviv) PRENATAL CYTOGENETIC DIAGNOSIS BY ARRAY-BASED COPY NUMBER ANALYSES: Follow-up Maternal Fetal Medicine Unit Network at CUMC Retinoid Receptor Antagonists as Novel Male Contraceptives Mitochondrial Encephalomyopathies: Approaches to Treatment Mechanisms underlying loss of neural stem cell competence U01HD , R01HD , U01HD , R01HD , R01HD , U01HD , R01HD , U10HD , R01HD , R01HD , R01HD , R01HD , R01HD , T32HD , R24HD , R01HD , P01HD , R01HD , R37HD , R01HD , R01HD , R01HD , R01HD , R01HD , DP1HD , R01HD , U01HD , U10HD , U01HD , P01HD , R00HD ,222 The accompanying footnotes are an integral part of the 97

101 Prevention of Preterm Birth in high Risk Nulliparous Patients Mitochondrial Encephalomyopathies and Mental Retardation Mitochondrial Encephalomyopathies and Mental Retardation GSH Training Grant Mitochondrial Encephalomyopathies and Mental Retardation Mitochondrial Encephalomyopathies: Approaches to Treatment Mitochondrial Encephalomyopathies: Approaches to Treatment A Lifecourse Approach to Emerging Health Disparities in a US Birth Cohort (Link/Cohn) Sex Differences in Statural Growth Impairment in Pediatric Crohn s Disease Columbia Population Research Center Migration and Child Health and Development: Effects and Mechanisms Linking Dynamic Environments with Childhood Obesity Bacterial Vaginosis: Vitamin D Links Mucosal Immunity and Patient Risk The Nucleocytoskeleton in Progeria and Aging The Nucleocytoskeleton in Progeria and Aging Investigating the Pathogenesis of CoQ10 Deficiencies Fragile Families Summer Data Workshops Series 2013 to 2017 Columbia University/Aga Khan University Global Network Research Unit A US-UK Comparison of Discrimination & Disparities in Health & Health Service Use Mitochondrial Encephalomyopathies and Mental Retardation The Fetal Adrenal Gland as a Predictor of Spontaneous Preterm Birth A Longitudinal Study of Loss of Imprinting in First Trimester CVS Samples Compared to Placental at Birth Development of an Interactive Feedback System to Improve Neonatal Resuscitation Rakai Adolescent Project (RAP) Maternal Fetal Medicine Unit Network at CUMC Prenatal Alcohol in Sudden Infant Death Syndrome (SIDS) and Stillbirth (PASS) Network Mitochondrial Encephalomyopathies: Approaches to Treatment Retinoid Receptor Antagonists as Novel Male Contraceptives Mitochondrial Encephalomyopathies: Approaches to Treatment Bone Health in Perinatally HIV-infected South African Children on Antiretrovirals Mitochondrial Encephalomyopathies: Approaches to Treatment An Expanded Dataset to Study Psychosocial Influences on Health Disparities Mother and Infant Retention for Health (MIR4Health) - NY The development and regualtion of moral emotions Desire for Pregnancy, Contraception, and HIV Risk among Serodiscordant Couples (Siegel/Lekas) Determinants of Leukocyte Telomere Length at Birth (Susser/Factor-Litvak/Aviv) U10HD , P01HD , P01HD , T32HD , P01HD , P01HD , P01HD , R01HD , R01HD A1 132, P2CHD , K01HD , K01HD , K23HD , R01HD , R01HD , K23HD , R25HD , U10HD , R01HD , P01HD , R21HD , R21HD , R21HD , R01HD , U10HD , U01HD , P01HD , U01HD , P01HD , R01HD , P01HD , R21HD , R01HD , F32HD , R01HD , R01HD ,153 The accompanying footnotes are an integral part of the 98

102 Decisions around chronic ventilation for children with life-limiting conditions Neurobiology and Behavior Research Training Grant Host epigenetic and mitochondrial function in HIV-infected children Mitochondrial Encephalomyopathies: Approaches to Treatment Columbia University/Aga Khan University Global Network Research Unit Identification of Novel Genes for Congenital Diaphragmatic Hernia Early Markers of Neurodevelopmental Risk in Children with Congential Heart Disease Malaria and the Safety of Iron Interventions: Absorption and NTBI Columbia Population Research Center Columbia Population Research Center Reducing Health Systems Costs through a Patient-activation RCT Multilevel latent class and social network models for observational and adolescent obesity data Columbia Population Research Center PRENATAL CYTOGENETIC DIAGNOSIS BY ARRAY-BASED COPY NUMBER ANALYSES: Follow-up A Lifecourse Approach to Emerging Health Disparities in a US Birth Cohort (Link/Cohn) Mitochondrial Encephalomyopathies: Approaches to Treatment Motor impairments in Huntington s disease: mechanisms and outcome measures Neurobiology and Behavior Research Training Grant Strategies to Optimize ART Services for Maternal & Child Health: the MCH-ART Study (Abrams/Myer) Early Neonatal treatment and immune quiescence Prenatal Alcohol in Sudden Infant Death Syndrome (SIDS) and Stillbirth (PASS) Network Investigating the Pathogenesis of CoQ10 Deficiencies Mitochondrial Encephalomyopathies: Approaches to Treatment Mitochondrial Encephalomyopathies: Approaches to Treatment Boys Transitions Through Puberty Mitochondrial Encephalomyopathies: Approaches to Treatment Sexual Behaviors, Sexual Networks and Reproductive Health in Malawi GSH Training Grant Maternal Fetal Medicine Unit Network at CUMC PRENATAL CYTOGENETIC DIAGNOSIS BY ARRAY-BASED COPY NUMBER ANALYSES: Follow-up K23HD , T32HD , R01HD , P01HD , U10HD , R01HD , K23HD , U01 HD , P2CHD , R24HD , R21HD , R01HD , R24HD , U01HD , R01HD , P01HD , K01HD , T32HD , R01HD , U01HD , U01HD , K23HD , P01HD , P01HD , R03HD P01HD R03HD T32HD U10HD U01HD ,126 $16,220,942 Aging Research Epidemiology of Biomarkers of Risk and Progression in LOAD Exploring Cognitive Aging Using Reference Ability Neural Networks Long Life Family Study: Columbia University Imaging of Cognition, Learning and Memory in Aging R01AG ,556, R01AG , U01AG , R01AG ,675 The accompanying footnotes are an integral part of the 99

103 Predictors of Severity in Alzheimer s Disease Alzheimer s Disease Research Center At Columbia University Epidemiology of Familial Late-Onset Alzheimer s Disease Olfactory deficits and donepezil treatment in cognitively impaired elderly Gene-Environment Interaction in Cognition in Venezuelan Families Human Induced Neuronal Stem Cell Models of Familial Alzheimer s Disease Exercise, aging, and cognition: Effect and mechanisms Understanding cognitive mechanisms of emotion regulation in aging Exercise, Age-Related Memory Decline, and Hippocampal Function Hematopoietic Stems Cells and Longevity Serotonin as a Regulator of bone Mass Accrual: basic and Clinical Exercise, aging, and cognition: Effect and mechanisms Serotonin as a Regulator of bone Mass Accrual: basic and Clinical Assessment of ultrasound-facilitated neurotherapeutics White matter hyperintensities in aging and dementia Endogenous amyloid-beta in synaptic function and memory Aging of tissue-specific clocks in the immune system of Drosophila fmri and Mouse Models of Alzheimer s Disease Serotonin as a Regulator of bone Mass Accrual: basic and Clinical Exercise, Age-Related Memory Decline, and Hippocampal Function Hippocampal Neurogenesis, Pattern separation & age- Related cognitive impairments. Alzheimer s Disease Research Center At Columbia University Alzheimer s Disease Research Center At Columbia University A cellular basis for age-related impaired tactile acuity Psychosocial Factors & Aging: Effects on Resting/Reflexive Cardiovascular Control Dissecting the aging of endogenous hematopoietic stem cells by in vivo genetic tracing Extrinsic regulation of adult neural stem cells Genetic Epidemiology of Alzheimer s Disease in Hispanics Alzheimer s Disease Research Center At Columbia University Control of liver autophagy by phosphatidic acid signaling Prenatally Induced DNA Methylation Profiles and Disease Risk at Age 60 Alzheimer s Disease Research Center At Columbia University Alzheimer s Disease Research Center At Columbia University Alzheimer s Disease Research Center At Columbia University Histone acetylation and cognitive aging Analyzing age-related changes of brain activation in subjects native space R01AG , P50AG , R01AG , R01AG , R01AG , R01AG , R01AG , R01AG , R01AG , R01AG , P01AG , R01AG , P01AG , R01AG , R01AG , R01AG , R01AG , R01AG , P01AG , R01AG , R01AG , P50AG , P50AG , R21AG , R21AG , R01AG , R21AG , R37AG , P50AG , R21AG , R01AG , P50AG , P50AG , P50AG , R01AG , K01AG ,169 The accompanying footnotes are an integral part of the 100

104 Can Ventricular Assist Devices Reverse the Frailty Phenotype Serotonin as a Regulator of bone Mass Accrual: basic and Clinical The role of a novel atypical monoamine transporter in Alzheimer s disease MIDCAREER MENTORING AWARD FOR PATIENT ORIENTED RESEARCH IN GERIATRIC CARDIOLOGY Low Magnitude Mechanical Stimulation to Increase Muscle Strength Among Frail Adults A study of ZCCHC17 regulation of synaptic genes in Alzheimers disease Alzheimer s Disease Research Center At Columbia University DASH-SRD Post Acute Decompensated Heart Failure Hospitalization Endoplasmic Reticulum Mitochondrial membranes in Alzheimer s Disease The Brief Research in Aging and Interdisciplinary Neurosciences Psychosocial Protective factors in cognitive and brain aging Frailty, Palliative Care Needs, and Outcomes in Older Survivors of Critical Illness Dietary Factors and Neuroimaging Markers Serotonin as a Regulator of bone Mass Accrual: basic and Clinical The Brief Research in Aging and Interdisciplinary Neurosciences Metabolite profiling to identify AD-relevant pathways affected by apoe variants Alzheimer s Disease Research Center At Columbia University Prenatal Under Nutrition and Mortality Through Age 63 Project Contribution of Organ Size to Adaptive Thermogenesis during Caloric Restriction Alzheimer s Disease Research Center At Columbia University Use of intensive care services for elderly patients undergoing high-risk surgical procedures Imaging of Cognition, Learning and Memory in Aging Integrating neuroimaging with studies of cognitive aging in the Dominican Republic Alzheimer s Disease Research Center At Columbia University Long Life Family Study: Columbia University Alzheimer s Disease Research Center - Overall Alzheimer s Disease Research Center At Columbia University Alzheimer s Disease Research Center At Columbia University Alzheimer s Disease Research Center At Columbia University Mechanisms underlying selective motor pool vulnerability in mouse and human SMA Long Life Family Study: Columbia University APP ubiquitination and implications for AB generation Longevity and turnover of human naive T cells in lymphoid tissue Allele-specific Mapping in Alzheimer s Disease Cognitive and Emotional Sources of Wise Decision Making Across the Lifespan Combined exercise and cognitive training intervention in normal aging R21AG , P01AG , K01AG , K24AG , K23AG , R03AG , P50AG , R21AG , K01AG , T35AG , K99AG , K23AG , K99AG , P01AG , T35AG , R21AG , P50AG , R01AG , R01AG , P50AG , K08AG , R01AG , R21AG , P50AG , U01AG , P50AG , P50AG , P50AG , P50AG , F30AG , U01AG , F30AG , F31AG , R01AG , R01AG , R01AG ,247 The accompanying footnotes are an integral part of the 101

105 AGE-RELATED STRUCTURAL AND FUNCTIONAL NEURAL CHANGES ON COGNITIVE MEASURES Alzheimer s Disease Research Center At Columbia University Alzheimer s Disease Research Center At Columbia University Relation of estrogen pathway genes to cognitive decline in elderly women and men Questionable Dementia: Course and Predictors of Outcome Novel PDE5 inhibitors as a therapeutic tool against Alzheimer s Disease Alzheimer s Disease Research Center - Overall Alzheimer s Disease Research Center - Overall NIA Long Life Family Study Alzheimer s Disease Research Center - Overall Alzheimer s Disease Research Center At Columbia University Alzheimer s Disease Research Center - Overall NIA Long Life Family Study Neuropsychology and Cognition in Aging Alzheimer s Disease Research Center At Columbia University Longevity and turnover of human naive T cells in lymphoid tissue Alzheimer s Disease Research Center - Overall Mechanisms underlying selective motor pool vulnerability in mouse and human SMA Alzheimer s Disease Research Center At Columbia University Alzheimer s Disease Research Center At Columbia University NIA Long Life Family Study CELLULAR COFACTORS, NEURONAL STRESS & RESCUE, AGING & ALZHEI MER DISEASE NEUROPSYCHOLOGY AND COGNITION IN AGING Mediterranean Diet and Other Dietary Patterns in Alzheimer s Disease Serotonin as a Regulator of bone Mass Accrual: basic and Clinical NEUROPSYCHOLOGY AND COGNITION IN AGING NEUROPSYCHOLOGY AND COGNITION IN AGING NEUROPSYCHOLOGY AND COGNITION IN AGING Alzheimer s Disease Research Center At Columbia University NEUROPSYCHOLOGY AND COGNITION IN AGING Alzheimer s Disease Research Center At Columbia University NIA Long Life Family Study Alzheimer s Disease Research Center At Columbia University Neuropsychology and Cognition in Aging Mapping Causative factors in the sortilin-related pathway in Alzheimer s Disease Alzheimer s Disease Research Center At Columbia University K01AG , P50AG , P50AG , K23AG A1 12, R01AG , U01AG , P50AG , P50AG , U01AG , P50AG , P50AG , P50AG , U01AG , T32AG , P50AG , F31AG , P50AG F30AG P50AG P50AG U01AG P01 AG T32 AG R01AG P01AG T32 AG T32 AG T32 AG P50AG T32 AG P50AG U01AG , P50AG , T32AG , K23AG , P50AG ,771 The accompanying footnotes are an integral part of the 102

106 NOVEL PDE5 INHIBITORS AS A THERAPEUTIC TOOL AGAINST ALZHEIME R'S DISEASE Early AD Detection with ASL MRI & Covariance Analysis Serotonin as a Regulator of bone Mass Accrual: basic and Clinical Questionable Dementia: Course and Predictors of Outcome Alzheimer s Disease Research Center At Columbia University Novel PDE5 inhibitors as a therapeutic tool against Alzheimer s Disease Alzheimer s Disease Research Center At Columbia University Serotonin as a Regulator of bone Mass Accrual: basic and Clinical Genetic Epidemiology of Alzheimers Disease in African Americans U01 AG , R01AG , P01AG , R01AG , P50AG , U01AG , P50AG , P01AG , R01AG ,461 $19,293,284 Vision Research Therapeutic Approaches for ABCA4-associated Disorders Imaging functional connectivity in visual cortex Impact of Lipofuscin in Retinal Pigment Epithelial Cells Completing genetic analysis of the ABCA4 locus Core Grant for Vision Research Measures of Human Receptor and Post Receptor Activity Defining Barriers to Gene Therapy Elastographic Imaging of the Retina/Choroid in Age-Related Macular Degeneration Photoreceptor specification in the Drosophila eye Signaling Mechanisms of Lens Development Studying Models and Mechanisms of Optic Nerve Diseases The Role of Zic Genes in Patterning the Binocular Projection Growth and Guidance of Retinal Axon Therapeutic Corneal Cross-linking Using Aliphatic Beta-Nitroalcohols The Role and Mechanisms of Lipfuscin Formation in Macular Degeneration Core Grant for Vision Research Quantitative Fundus Autofluorescence in Retinal Disorders Mechanisms of Visual Perception Anticipatory Hemodynamic Signals in Primary Visual Cortex Regulation of FGF signaling in lacrimal gland development Genetics of refractive error development in the mouse model RPE-Neural Retina Interactions in the Developing Albino Mouse Eye Role of oculomotor proprioception in spatial processing by the parietal cortex The Neurophysiology of Spatial Vision Vision Sciences Training Grant R24EY ,689, R01EY , R01EY , R01EY , P30EY , R01EY , R01EY , R01EY , R01EY , R01EY , R01EY , R01EY , R01EY , R01EY , R01EY , P30EY , R01EY , R01EY , R01EY A1 265, R01EY , R01EY , R21EY , K08EY , R01EY , T32EY ,802 The accompanying footnotes are an integral part of the 103

107 The Neurophysiology of Visual Search: Oculomotor and Visual Mechanisms Novel Approaches in the Therapy of Pathologic Myopia Early Detection of Keratoconus Imaging the circuit mechanisms of perceptual learning in the visual cortex Ultrasound perfusion imaging in glaucoma Signaling Mechanisms of Lens Development Growth and Guidance of Retinal Axons Structural and Functional Progression of Glaucomatous Damage to the Macula Oxidative Stress in Neurodegeneration and Neuroproection in Glaucoma Vision Sciences Training Grant Structure-function Analysis of Bestrophins Spontaneous Intrinsic Activity as a Window into Visual Cortical Circuits The Neurophysiology of Spatial Vision Vision Sciences Training Grant The Neurophysiology of Visual Search: Oculomotor and Visual Mechanisms Spontaneous Intrinsic Activity as a Window into Visual Cortical Circuits Anticipatory Hemodynamic Signals in Primary Visual Cortex R01EY , K08EY , R01EY , K99EY , R01EY , R01EY A1 60, R01EY , R01EY , R21EY A1 27, T32EY , K99EY , F32EY , R01EY , T32EY R01EY F32EY R01EY ,691 $11,044,882 Medical Library Assistance Training in Biomedical Informatics at Columbia University Bridging the Semantic Gap Between Research Eligibility Criteria and Clinical Data Pharmacovigilance Methods: Leveraging Heterogeneous Adverse Drug Reaction Data Discovering and Applying Knowledge in Clinical Databases Developing flexible EHR plug-ins to re-engineer clincial care and research workflow Developing flexible EHR plug-ins to re-engineer clincial care and research workflow Discovering and Applying Knowledge in Clinical Databases Disaster and the the Reinvention of Public Health in France Training in Biomedical Informatics at Columbia University T15LM , R01LM , R01LM , R01LM , R01LM , R01LM , R01LM , G13LM , T15LM ,900 $2,573,817 International Research and Research Training Columbia University - Southern African AIDS International Training/Research Program Columbia University - Southern African AIDS International Training/Research Program Climate Variability and Change: Implications for Malaria Control in East Africa Columbia University - Southern African AIDS International Training/Research Program Columbia University - Southern African AIDS International Training/Research Program Columbia University - Southern African AIDS International Training/Research Program D43TW , D43TW , R21TW , D43TW , D43TW , D43TW ,111 The accompanying footnotes are an integral part of the 104

108 Total Direct Award Programs $1,197,348 $352,792,834 Pass-through Awards National Cancer Institute/NIH/DHHS Integrative analysis genomic and proteomic data from The Cancer Genome Atlas Integrative analysis genomic and proteomic data from The Cancer Genome Atlas A Multicenter Phase II Study of Docosahexaenoic Acid (DHA) in Triple Negative Breast Cancer Survivor ARRA -SAICFI 13XS231 A Randomized Phase II Study of Epigenetic Priming Using Decitabine with Induction Chemotherapy in Patients with Acute Myelogenous Leukemia (AML) 93 HHSN ELEIDOS 15X036 74, HHSN ELEIDOS 15X036 44, N01 CN UTXMDAN / , HHSN ESAICFI 13XS231 17, HHSN CCCCG CU ,755 National Heart, Lung, and Blood Institute/NIH/DHHS (ACCORD) Follow-On Study-Action to Control Cardiovascular Risk in Diabetes A Nanotherapeutic Approach to Defective Inflammation Resolution in Atherosclerosis. Systolic Blood Pressure Intervention Trial (SPRINT) (ACCORD) Follow-On Study-Action to Control Cardiovascular Risk in Diabetes Development of Molecular Imaging Agents and Methods Revive-It Corelab/Gatekeeper Phantoms for CT Volumetry of Hepatic and Nodal Metastasis (ACCORD) Follow-On Study-Action to Control Cardiovascular Risk in Diabetes Action to Control Cardiovascular Risks in Diabetes (ACCORD) Follow-On Action to Control Cardiovascular Risks in Diabetes (ACCORD) Follow-On Action to Control Cardiovascular Risks in Diabetes (ACCORD) Follow-On (ACCORD) Follow-On Study-Action to Control Cardiovascular Risk in Diabetes Systolic Blood Pressure Intervention Trial (SPRINT) Labaratory, Data Analysis and Coordinating Center (LDACC) for Genotype-Tissue-Expression (GTEx) Project- A NIH Coomon Fund Initiative Systolic Blood Pressure Intervention Trial (SPRINT) (ACCORD) Follow-On Study-Action to Control Cardiovascular Risk in Diabetes Systolic Blood Pressure Intervention Trial (SPRINT) 93 HHSN CWFUHS , HHSN CMSSM , HHSN CUAB , HHSN CWFUHS , HHSN CSTINC CU , HHSN CUMICHG , HHSN CRSNA HHSN C (L) 54, HHSN CWFUHS , HHSN CWUBGSM WFUHS , HHSN CWUBGSM WFUHS , HHSN CWUBGSM WFUHS , HHSN CWFUHS , HHSN CUAB , HHSNS C BROADII , HHSN CUAB , HHSN CWFUHS , HHSN CUAB ,156 National Institute of Allergy and Infectious Diseases/NIH/DHHS Inner City asthma Consortium (ICAC): Immunologic Approaches to Reduce Asthma Natural History of Infection Caused by BK Virus (and other opportunistic Viral Pathogens ) in renal And renal-pancreas Transplant Recipients Inner City asthma Consortium (ICAC): Immunologic Approaches to Reduce Asthma URBAN ENVIRONMENT AND CHILDHOOD ASTHMA Inner City asthma Consortium (ICAC): Immunologic Approaches to Reduce Asthma Inner City asthma Consortium (ICAC): Immunologic Approaches to Reduce Asthma 93 HHSN CUWIS X , HHSN CUAB No , HHSN CUWIS X , HHSN CUWIS 267K131 3, HHSN CUWIS X HHSN CUWIS X ,158 National Institute of Child Health and Human Development/NIH/DHHS The accompanying footnotes are an integral part of the 105

109 PK & relative bioavailability of a liquid formulation of hydroxyurea in pediatric patients with sickle cell anemia 93 HHSN CDUKE CU National Institute of Diabetes and Digestive and Kidney Diseases/NIH/DHHS TrialNet Type 1 Diabetes Natural History Study TrialNet Type 1 Diabetes Natural History Study 93 NIDDK-U01 UFLRDA CU , NIDDK-U01 UFLRDA CU ,206 National Institute of Environmental Health Sciences/NIH/DHHS Gulf Long-Term Follow-Up Study (:GoLF STUDY ) 93 N01-ES SSSI HSR-S ,424 National Institute of Mental Health/NIH/DHHS RAISE-IES: Duration of Untreated Psychosis Study 93 HHSN C SRFMH ,436 National Institute on Alcohol Abuse andalcoholism/nih/dhhs NESARC PRISM 93 HHSN C RFMH # ,400 National Institutes of Health/DHHS ARRA -SAICFI 12ST HHSN ESAICFI 12ST National Library of Medicine/NIH/DHHS Application of Systems Approaches to Health Disparities & Population Health 93 HSN C UMICHG ,983 $1,719,376 Environmental Health A Nested Case-Control Study of Prostate Carcinogenesis Prenatal Environmental Determinants of InterGenerational Risk (PEDIGREE) Synergistic Immunosuppression by PAHs and Arsenite: Project 3 - Santella Phenotyping/Epigenetic studies of PAH-associated Treg impairment in asthma Synergistic Immunosuppression by PAHs and Arsenite: Project 3 - Santella Synergistic Immunosuppression by PAHs and Arsenite: Project 3 - Santella A Pooled Investigation of Prenatal Phthalate Exposure and Childhood Obesity Molecular and Clinical Endocrine Impacts of Arsenic Exposure in Children SPIROMICS - Air Polution Study Validation of a Genomic Biomarker of Response to Environmental Tobacco Smoke Synergistic Immunosuppression by PAHs and Arsenite: Project 3 - Santella Validation of a Genomic Biomarker of Response to Environmental Tobacco Smoke Gulf Coast Oil Spill Research Consortium R01ES A1HFHS CU , U01 ES PHI , R01ES S1UNMEX 3RJ12 130, R01ES SU B 115, R01ES S1UNMEX 3RJ12 69, R01ES S1UNMEX 3RJ12 48, R21ES A1UNC-CH , R01ES UIL CU , R01ES JH , R01ES BUMC , R01ES S1UNMEX 3RJ12 12, R01ES BUMC , U01ES LSUMC SPH-EPID12-BG-112-A1 5,040 $994,360 Oral Diseases and Disorders Research Integrating Social & Systems Science Approaches to Promote Oral Health Equity Secondary Analysis of EHR data to Enhance care of dental patients with Diabetes R01DE NYU CU , R03DE A1MCRFDN ,276 $296,067 The accompanying footnotes are an integral part of the 106

110 NIEHS Superfund Hazardous Substances Basic Research and Education Superfund Metal Mixtures: Biomarkers in Neurodevelopment: Project No. 3 Genetic Mechanisms of Metal Toxicity P42 ES HARVARD ,861 $4,861 Human Genome Research Biorepository for Genomic Medicine in Diverse Communities Methods for high-resolution analysis of genetic effects on gene expression High-throughput, real time electronic DNA sequencing using integrated single-molecule fingerprinting New Physical Methodologies for Genomic Analysis Genomics of Gene Regulation in Prgenitor to Differentiated Keratinocytes Biorepository for Genomic Medicine in Diverse Communities U01HG MSSM , R01MH S1ED-9697-COLS1 29, R01HG INTEL CU , R01HG UWIS 429K122 15, U01HG SU , U01HG MSSM ,920 $185,120 Research and Training in Complementary and Integrative Health Creatine Safety, Tolerability & Efficacy in Huntington s Disease (CREST-E) U01 AT MGH CU ,171 $6,171 National Center on Sleep Disorders Research Tailored Sleep Health Education: A Community-Engaged Approach Tailored Sleep Health Education: A Community-Engaged Approach R25HL NYUMC 13-A , R25HL NYUMC 13-A $15,013 Mental Health Research Grants Functional Consequences of GABAergic Inhibition of Dendritic Spines at Puberty Weight suppression, dieting and bulimia nervosa: A biobehavioral study Common and Rare Genetic Factors in an Ethnically Homogenous Schizophrenia Cohort Power and Risk among Gay Couples Risk for Depression, Neighborhood Characteristics, and Physical Activity Electrocardiography markers of social function Neural Activity Imaging and Sensing System Using Multifunctional Diamond Nanosens Optimizing Youth Suicide Risk Screening in the Emergency Department A D1 Agonist for Working Memory Enhancement in the Schizophrenia Spectrum Neurodevelopmental Profiling of the Epigenome in Human and Rhesus Fetal Exposure to Maternal Stress and Inflammation: Effects on Neurodevelopment Characterizing Placebo Response A Novel 3D microscope for imaging and photostimula Characterizing Placebo Response Risk for Depression, Neighborhood Characteristics, and Physical Activity Bluntant and Discordant Affect: A Transdiagnositc Construct in Psychopathology An FMRI Study of the Enhancement of Emotion regualtion in Boarderline Patients R01MH RFSUNY , R01MH DREXEL , R01MH A1FIMR COL , R01 MH SFSU S , R01MH NYAMED CU , P50MH UPENN , R43MH R43MH , UMH UMICH , R01MH A1MSSM , R01MH MSSM , R01MH A1TEMPLE CU 54, R01MH NYUMC , R41MH BNL CU , R01MH NYUMC , R01 MH NYAMED CU , R01MH UPMC ( ) 34, R01 MH A1 MSSM ,024 The accompanying footnotes are an integral part of the 107

111 Novel medication strategies targeting brain mechanisms in pediatric OCD Promoting Research Training During Psychiatry Residency Electrocardiography markers of social function Outcomes in Callers to the VA s 24/7 Veterans Crisis Line Depression Prevention Initiative: A Study of IPT - AST in School Settings Genetic and Trauma-Related Risk Factors for PTSD A D1 Agonist for Working Memory Enhancement in the Schizophrenia Spectrum Effectiveness Trial of Youth Suicide Prevention Delivered by Teen Peer Leaders Weight suppression, dieting and bulimia nervosa: A biobehavioral study 1/2 - A Comparison of Long-Acting Injectable Medications for Schizophrenia (ACLAIMS) Conte Center for Computational Systems Genomics of Neuropsychiatric Phenotypes Africa Focus on Intervention Research for Mental Health (AFFIRM) Scale-up on an Online Randomized Controlled Trial for HIV+ Gay and Bisexual Men EEG/MRI Controlled TMS Real-Time Neural Feedback in Anti-Depressive Treatment Risk for Depression, Neighborhood Characteristics, and Physical Activities Statistical models for fine mapping and functional interpretation of loci associated to schizophreni Timing and Associative Learning HealthMpowerment.org: a Novel Internet and Mobile Phone HIV Intervention for Young Black MSM Africa Focus on Intervention Research for Mental Health (AFFIRM) Mobile Text Message Intervention to Promote HIV/STI Service Use by at Risk Youth A Smartphone Intervention to Improve Adherence to Antipsychotic Medications Mobile Text Message Intervention to Promote HIV/STI Service Use by at Risk Youth Conte Center for Computational Systems Genomics of Neuropsychiatric Phenotypes Characterizing Placebo Response Weight suppression, dieting and bulimia nervosa: A biobehavioral study Electrocardiography markers of social function R34MH A1CUMC , R25MH BROWNU , P50MH UPENN , R34MH A1CNYCF 1R34MH A1COL 24, R01 MH RUTGER , R01 MH EMORYU S , R01MH A1MSSM , R01 MH URMC G 18, R01MH DREXEL , R01MH DUKEU , P50MH94267 UCHICA FP A 14, U19 MH UCT 5 13, R01MH PUBHS CU , R21MH MUSC , R01MH NYAMED , R01MH NYGC , R BARNARD R CU 9, R01 MH UNC-CH , U19 MH UCT 5 7, R34MH DARTC , R34MH UMD SR R34MH DARTC P50MH94267 UCHICA FP A -5, R01MH NYUMC , R01MH DREXEL , P50MH UPENN ,464 $1,807,012 Alcohol Research Programs Alcohol-induced Human Striatal Dopamine Release Related to Alcoholism Vulnerability and Habitual Use Gene network perturbations in alcohol dependence - A systems biology approach Translational Research in Alcoholic Hepatitus Gene network perturbations in alcohol dependence - A systems biology approach Teen Alcohol Screening in the Pediatric Emergency Care Applied Research Network Translational Research in in Alcoholic Hepatitis Alcohol-induced Human Striatal Dopamine Release Related to Alcoholism Vulnerability and Habitual Use P50AA YU MI2A , R01AA A1TSRI PO No , U01AA UNC-CH , R01AA A1TSRI PO No , R01AA RIH NY 14, U01AA UNC-CH , P50AA YU MI2A ,732 $771,215 The accompanying footnotes are an integral part of the 108

112 Drug Abuse and Addiction Research Programs Florida Node Alliance of Drug Abuse Clinic Trials Network - CTN 0049 Presynaptic Plasticity of Vesicular Dopamine Release Structure and Function of Neurotransmitter Transporters Florida Node Alliance of the Drug Abuse Clinic Trials Network - Infrastructure Florida Node Alliance of Drug Abuse Clinic Trials Network - CTN 0049 Structure and Function of Neurotransmitter Transporters Structure and Function of Neurotransmitter Transporters New York State Health Home Impact on HIV Treatment Cascade Monitoring the Future: Drug Use and Lifestyles of American Youth Evaluating ART for all HIV Seropositives: Can it work with the Hardest Cases? Impact of Health Reform on Outpatient Substance Abuse Treatment Programs Florida Node Alliance of the Drug Abuse Clinic Trials Network - Infrastructure Structure and Function of Neurotransmitter Transporters Trending Social Media Analysis to Monitor Cannabis and Synthetic Cannabinoid Use CRCNS: Computational and neural mechanisms of memory-guided decisions Impact of the growing mental health disparity in smoking on the enduring tobacco epidemic Translational Research Traninig on Addiction for Racial/ Ethnic Minorities A Computerized family-based youth HIV and drug abuse prevention in Kazakhstan Learning to Avoid Pain: Computational Mechanisms and Application to Methamphetamine Abuse Mentoring Early-Career Scientist for Drug Abuse Research Careers Structure and Function of Neurotransmitter Transporters Presynaptic Plasticity of Vesicular Dopamine Release Heart to HAART: Smartphone Intervention to Improve HAART Adherence For Drug Users Florida Node Alliance of Drug Abuse Clinic Trials Network - CTN 0049 Structure and Function of Neurotransmitter Transporters Functional Properties of Protein Segments in Receptors and Transporters Florida Node Alliance of the Drug Abuse Clinic Trials Network - Infrastructure Community Vulnerability and Responses to Drug-User-Related HIV/AIDS U10DA UMIAMI CU , P01DA UCSF , P01DA CUMC , U10DA UMIAMI CU , U10DA UMIAMI CU , P01DA CUMC , P01DA CUMC , R01DA CASAC CU , R01DA UMICHG , R01DA SLRIHS CU , R01DA RIH , U10DA UMIAMI CU , P01DA CUMC , R01DA WRIGHTSU CU , R01DA NYU F , R01DA A1RFCUNY 41896A 18, R25DA RFCUNY A 18, R34DA FP , R01-DA UCOL , R25DA A1UCSF 8643sc 1, P01DA CUMC P01DA UCSF R34DA UMARY SR U10DA UMIAMI CU P01DA CUMC , R01 DA CUMC , U10DA UMIAMI CU , R01 DA01336 NDRI 081-4,971 $1,387,355 Mental Health National Research Service Awards for Research Training Timing and Associative Learning R01 MH A1 BARNARD CU ,585 $21,585 Discovery and Applied Research for Technological Innovations to Improve Human Health Tissue Engineering Resource Center (TERC) P41EB TUFTS P41EB ,985 Longitudinal Causal Inferencer for fmri R01EB JH ,194 The accompanying footnotes are an integral part of the 109

113 Tissue Engineering Resource Center An Optical Imaging Unity for Spatial In Vivo Quantification of Bacterial Infections P41EB TUSM CU , R34EB A1INVIVO CU ,880 $523,937 Minority Health and Health Disparities Research NYU Center for the study of Asian American Health P60MD NYU S ,000 $6,000 Trans-NIH Research Support Dynamics Underlying Tissue Integrity Central IRBs: Enhanced Protections for Human Research Participants? An integrated and diverse genomic medicine program for undiagnosed diseases R01DK MSSM , R01GM UMASS WA /RFS , U01HG DUKEU ,722 $216,555 National Center for Advancing Translational Sciences University of Pittsburgh Clinical and Translationa Circulartory system and integrated muscle tissue for drug and tissue toxicity Preclinical Development of Novel MED1/2 Inhibitors to Treat Inherited Cardiomyopa UL1TR UP , UH3TR DUKE 15-NIH , R41TR A1CPL CU ,813 $415,057 Nursing Research Home ECG Monitoring to Detect Allograft Rejection Following Heart Transplantation Understanding Delayed Access to HIV Prevention Services among Black MSM R01NR UCSF 6572sc 196, R01NR A1UPITT ( ) 26,737 $223,583 Cancer Cause and Prevention Research Breast Cancer Family Registry Cohort - NY Cohort Breast Cancer Family Registry Cohort - NY Cohort (PQB-3) Driver-gene-induced inflammation in pancreatic cancer development Breast Cancer Family Registry Cohort - NY Cohort Validation and extension of the PREMM model for mismatch repair genes Breast Cancer Family Registry Cohort - NY Cohort Chemoprevention of Arsenic-Induced Skin Cancer Epidemiologic study of Hepatocellular Carcinoma in the US Insulin Resistance and Breast Cancer Prognosis in Black & White Women Validation and extension of the PREMM model for mismatch repair genes CRN4: Cancer Research Resources & Collaboration in Integrated Health Care Systems MicroRNA and Breast Cancer: Functional Characterization in a Population-Based Study Risk and Penetrance of Mutations from Breast Cancer Testing Panels Defining the Role of ERG in Modulating the AR Cistrome and Antiandrogen Sensitivity Mechanisms of DNA Motor Proteins in Genome Maintenance UM1CA CPIC 1UM1CA A1-COLUMBI 307, UM1CA CPIC 1UM1CA A1-COLUMBI 186, R01CA JH , UM1CA CPIC 1UM1CA A1-COLUMBI 98, R01CA DFCI , UM1CA CPIC 1UM1CA A1-COLUMBI 60, R01 CA UCHICA E 39, R01CA HAWAII KA , R01CA ISMMS , R01CA DFCI , U24CA KFDNI CU-01 16, R01CA A1MSSM , R01CA MAORO , R01CA MSKCC BD R01 CA NYUMC The accompanying footnotes are an integral part of the 110

114 MicroRNA and Breast Cancer: Functional Characterization in a Population-Based Study Breast Cancer Family Registry Cohort - NY Cohort R01CA A1MSSM , UM1CA CPIC 1UM1CA A1-COLUMBI -5,170 $989,360 Cancer Detection and Diagnosis Research Lung Adenocarcinoma Invasion Genomics Informatics Tools for Optimized Imaging Biomarkers for Cancer Research & Discovery MicroRNAs and Early Prostate Cancer Detection Role of Immunity in Efficacy of Chemotherapy Plus Trastuzumab Nanotrap Technology for One Step Preservation and Amplification of Cancer Biomarkers cacde-qa: A Quality Assurance Platform for Cancer Study Common Data Elements Genome-wide Identification of DNA Methylation Biomarkers in AML Validation of screening Biomarkers for Early Detection of Colorectal Neoplasia Lung Adenocarcinoma Invasion Genomics Genome-wide Identification of DNA Methylation Biomarkers in AML R01CA MSSM , U24CA MGH , R21CA FIMR COL 58, R01CA MAOJF , R33CA GMU E , U01CA MAORO COL , R01CA A1CUMC , U01 CA UMIG CU R01CA MSSM R01CA A1CUMC $320,036 Cancer Treatment Research SWOG NCORP Research Base Alliance for Clinical Trials in Oncology Operations Center SWOG Network Group Operations Center of the NCTN Anticancer agents from Diverse Natural products sources Facilitating Parent Adaptation to Pediatrics Transplant: the P-SCIP Trial Understanding Optimism in Clinical Research Lifestyle and Molecular Factor of Bone Health in Breast Cancer Survivors COG Master for Non-Industry Studies COG Master for Non-Industry Studies Radiation Therapy Oncology Group (RTOG) COG Master for Non-Industry Studies Radiation Therapy Oncology Group (RTOG) Molecular Mechanism of mir-140 in Colon Cancer UGCA ORHSUN Columbia 109, U10CA BWH , U01CA ORHSUN , P01CA A1UNCG , R01CA UMDNJ , R01CA A1ORHSUN columbiau 18, R01CA A1KFDNI , U10CA CHOP , U10CA CHOP , U10 CA RTOG CU U10CA CHOP U10 CA RTOG CU R01 CA A ,831 $196,985 Cancer Biology Research p53 Regulators and Effectors Project 2 Anti-repression mechanisms in p53-mediated stress responses GI Tract Dysbiosis and Breast Cancer Cadherin-11 in cancer and rheumatoid Arthritis: Common target, common therapies GI Tract Dysbiosis and Breast Cancer Inflammation and the Esophageal Tumor Microenvironment P01 CA MSSM , U01CA MIT , R01CA GU RX CU 77, U01CA MIT , U01CA UPENN ,725 The accompanying footnotes are an integral part of the 111

115 Inflammation and the Esophageal Tumor Microenvironment A GENOMIC SURVEY FOR ALLELE-SPECIFIC SELECTION IN TUMOR AMPL ICONS p53 Regulators and Effectors Project 2 Anti-repression mechanisms in p53-mediated stress responses p53 Regulators and Effectors Project 2 Anti-repression mechanisms in p53-mediated stress responses p53 Regulators and Effectors Project 2 Anti-repression mechanisms in p53-mediated stress responses Inflammation and the Esophageal Tumor Microenvironment GI Tract Dysbiosis and Breast Cancer U01CA UPENN , R01 CA A1 CWRU RES P01 CA MSSM P01 CA MSSM P01 CA MSSM , U01CA UPENN , U01CA MIT ,958 $503,273 Cancer Centers Support Grants SARC Sarcoma SPORE SARC Sarcoma SPORE Project 2: Developing New Strategies for Targeting PDBFR/P13K/AKT Pathways in Sarcoma DF/HCC SPORE in Gastrointestinal Cancer U54CA SARC CU , U54CA SARC CU , P50CA MSKCC BD , P50CA A1DFCI ,050 $101,374 Trans-NIH Recovery Act Research Support Children s Oncology Group-Kelly- Chair s Grant ARRA -ANTHC CU U10CA CHPHI RSUB 28, U01NS ANTHC CU ,136 $21,398 Cardiovascular Diseases Research EHD Proteins in Cardiac Membrane Protein Targeting and Remodeling Calmodulin regulation of Na+ channels in neurons and cardiomyocytes NHLBI AsthmaNet - BARD Clinical & Basic Science Studies in Long QT Syndrome Type 3 (LQT3) Pediatric Heart Network Clinical & Basic Science Studies in Long QT Syndrome Type 3 (LQT3) numom2b Heart Health Study (numom2b-hhs) Ripple Effect of Lifestyle Intervention During Pregnancy on Partners Weight Incorporation of a Hypertension Working Group into the Jackson Heart Study Sorafenib for Hepatopulmonary Syndrome Confirmation Core the Congenital Heart Disease Genetic Network Study (CHD GENES) for the Pediatric Cardiac Genomics Consortium (PCGC) National Biological Sample and Data Repository for PAH Incorporation of a Hypertension Working Group into the Jackson Heart Study A Highly Sensitive and Targeted Non-Invasive test for the Surveillance of Rejection in Cardiac Transplant Recipients Statistical Methods for Biosignals with Varying Domains THE METABOLIC IMPACT OF CONGENITAL HETEROZYGOUS APOC-III DEFICIENCE IN HUMANS Project Eat-IV: Eating and Activity in Adolescents and Young Adults R01HL A1 OSU , R01HL A1 DUMC , U10HL BWH CU , R01HL ROCHSTR G 139, U10 HL NERI CU , R01HL ROCHSTR G 133, U10HL RTI CU , R01HL CALPC , R01HL UAB , UM1HL UPENN , U01-HL NERI CU , R24HL A1 CHMCO , R01HL UAB , R01HL MCW 1 57, R01HL JH , R01 HL A1UMARY SR , R01HL P ,441 The accompanying footnotes are an integral part of the 112

116 Ventricular Volume Variability Study of the Pediatric Heart Network (PHN) Project Eat-IV: Eating and Activity in Adolescents and Young Adults Steering Committee Chair for the Pediatric Cardiac Genomics Consortium (PCGC) Steering Committee Chair for the Pediatric Cardiac Genomics Consortium (PCGC) STRESS, GENE-ENVIRONMENT INTERACTION, AND CARDIOVASCULAR DISEASE EFFECTS OF EXERCISING ON CELL AGING Confirmation Core the Congenital Heart Disease Genetic Network Study (CHD GENES) for the Pediatric Cardiac Genomics Consortium (PCGC) RLDC: Molecular Pathway-Driven Diagnostics & Therapeutics for Rare Lung Diseases ASSOCIATION OF SLEEP DISORDER WITH CARDIOVASCULAR HEALTH ACROSS ETHNIC GROUPS RAGE: Macrophages & HDL Metabolism NHLBI AsthmaNet SIENA Pediatric Heart Transplantation: Transitioning to Adult Care New approaches to cardiothoracic tolerance induction Pediatric Heart Transplantation: Transitioning to Adult Care REPRIEVE A5332 and A5333S Hepatic Wnt/LRP6 Regulation of Plasma Lipids Cardiac Biomarkers in Pediatric Cardiomyopathy Genotype-Phenotype Assoc. in Pediatric Cardiomyopathy FED Stress, gene-environment interaction, and cardiovascular disease MESA Stress II Center Surgical Ablation vs. No Surgical Ablation for Patients with Persistent or Longstanding Persistent Atrial Fibrillation Undergoing Mitral Valve Surgery Sorafenib for Hepatopulmonary Syndrome Hydroxyurea to Prevent CNS Complications of Sickle Cell Disease in Children Confirmation Core the Congenital Heart Disease Genetic Network Study (CHD GENES) for the Pediatric Cardiac Genomics Consortium (PCGC) Vulnerable Plaque Optical Analyzer International Study of Comparative Health Effectiveness with Medical and Invasive Approaches Surgical Ablation vs. No Surgical Ablation for Patients with Persistent or Longstanding Persistent Atrial Fibrillation Undergoing Mitral Valve Surgery Pediatric Heart Transplantation: Transitioning to Adult Care Risk Stratification in Older Persons with Acute Myocardial Infarction: SILVER-AM Genotype-Phenotype Associations in Pedicatric Cardiomyopathy FED Antibody tolerance by mixed chimerism induction RAGE: Macrophages & HDL Metabolism Purkinje cells and arrhythmia mechanisms Disease Mechanisms in ARVC Cardiovascular Inflammation Reduction Trial (CIRT) RAGE and Mechanisms of Vascular Dysfunction U01 HL68270 NERI CU , R01HL P , U01 HL NERI CU , U01 HL NERI CU , R01 HL UMICHG , R01 HL UCSF 6745sc 22, U01-HL NERI CU , U54HL CINCMC , R01 HL BWH , R01HL NYUMC CU , U10HL BWH CU , R34HL COLUMBIA 14, P01HL A1 MGH , R34HL COLUMBIA 11, U01HL BWH CU , R01HL A1 YU M15A12105(A10170) 5, R01HL WAYNE WSU14112-A1 5, R01HL WSU , R01HL UMICHG , U01HL MSSM , UM1HL UPENN , R34HL S1 JHU CU , U01-HL NERI CU R41HL A1 ERCO CU U01HL NYU CU U01HL MSSM R34HL COLUMBIA R01HL YU CU R01HL UMIAMI / P01 HL MGH R01HL NYUMC CU R01 HL NYU R01 HL BIDMC CU U01HL BWH CU P01HL NYUMC ,767 $2,172,410 The accompanying footnotes are an integral part of the 113

117 Lung Diseases Research Genetic Epidemiology of Chronic Obstructive Pulmonary Disease Secondhand smoke and asthma: Mechanistic outcomes of DNA methylation in T cells Non-invasive measurement of pulmonary ventilation and perfusion using Electrical Impedance Tomography (EIT) Kit Inhibition in Asthma (KIA) Hormonal, Metabolic and Signaling Interactions in PAH Design and Testing of Practical Tools to ID individuals at high risk for COPD Phase II Study of Inhales Carbon Monoxide for the Treatment of IPF Clinical Risk Factors for Primary Graft Dysfunction Data Fusion: A Sustainable Scalable, Open Source Registry Advancing PVD Research Development of new drugs for asthma by targeting GABA(A) receptors in the lungs HALF-PINT Heart and Lung Failure - Pediatric INsulin Titration Trial Defining Epithelial Clues that Direct Cell Fate Foxp3+ Treg Cells and Primary Graft Dysfunction in Clinical Lung Transplant Recipients HALF-PINT Heart and Lung Failure - Pediatric INsulin Titration Trial Compliant Thoracic Artificial Lungs OPTIMIZing Treatment Early Pseudomonas aeruginosa Infection in Cystic Fibrosis Kit Inhibition in Asthma (KIA) OPTIMIZing - Treatment for Early Pseudomonas aeruginosa Infection in Cystic Fibrosis: The OPTIMIZE Multicenter, Placebo-Controlled, Randomized Trail OPTIMIZing - Treatment for Early Pseudomonas aeruginosa Infection in Cystic Fibrosis: The OPTIMIZE Multicenter, Placebo-Controlled, Randomized Trail Foxp3+ Treg Cells and Primary Graft Dysfunction in Clinical Lung Transplant Recipients Phase II Study of Inhales Carbon Monoxide for the Treatment of IPF Hormonal, Metabolic and Signaling Interactions in PAH R01HL A1 NJMRCCS , R01HL SU , R01 HL GENELE , U01HL BWH CU , P01HL A1 VUMC , R01HL CUMC , U01HL BWH , R01HL A1 UPENN , U01HL UCOL FY , R01HL UW , U01 HL CHMCB PO# , R01HL BU , R01 HL CHILDREN , U01 HL CHMCB PO# , R01HL CMU , U01HL A1 SCH 11281SUB 9, U01HL BWH CU , U01HL A1 SCH 11102SUB 2, U01HL A1 SCH 11102SUB 1, R01 HL CHILDREN U01HL BWH , P01HL A1 VUMC ,947 $1,305,907 Blood Diseases and Resources Research Oral Therapy for Hemophilia FGF23 and the Risk of Stroke and Cognitive Decline FGF-23 and Phosphorus in stroke, subclinical vascular damage, and cognition TCD With Transfusions Changing to Hydroxyurea (TWiTCH) Multiscale Model of Platelet Adhesion and Thrombus Formation TCD With Transfusions Changing to Hydroxyurea (TWiTCH) TCD With Transfusions Changing to Hydroxyurea (TWiTCH) TCD with Transfusion Changing to Hydroxyurea R01HL UFDSP , R01HL A1UMIAMI 66917H 70, R01HL UMIAMI CU , R01HL CCHMC , R01 HL CU , R01HL CCHMC , R01HL CCHMC , R01 HL BCMH CU $267,482 Arthritis, Musculoskeletal and Skin Diseases Research Electrotherapeutic Strategies for Connective Tissue Repair R01AR TUFTS HS ,381 The accompanying footnotes are an integral part of the 114

118 Treat To Target to Reduce Atherosclerosis in Rheumatoid Arthritis Electrotherapeutic Strategies for Connective Tissue Repair MRI of Proximal Femur Microarchitecture as a Biomarker of Bone Quality RhEumatoid Arthritis SynOvial tissue Network (REASON) Electrotherapeutic Strategies for Connective Tissue Repair OSTEOPOROSIS TREATMENT RESPONSES ASSESSED BY MICROMECHANICAL MODELING OF MRI DATA U34AR BWH , R01AR TUFTS HS , R01AR NYU14-A , UH2AR NWU CU 15, R01AR TUFTS HS , R01 AR UPENN $499,379 Diabetes, Digestive, and Kidney Diseases Extramural Research Glycemic Reduction Approaches in Diabetes (GRADE) Study NIDDK Type 1 Diabetes TrialNet Data Coordinating Center Treatment Options for Type 2 Diabetes in Adolescents and Youth (Today) Trial Ion Chelators Predicated on Desferrithiocin NYORC Molecular Genetics/Molecular Biology Core Epgenetic, Protein, and Cellular Biomarkers of Beta Cell Function in T1D NYORC Adipose Tissue Core The Pathogenesis of HIV Associated Nephropathy Glycemic Reduction Approaches in Diabetes (GRADE) Study A2ALL-Patient Safety System Improvements in Living Donor Liver Transplant Treatment Options for Type 2 Diabetes in Adolescents and Youth (Today) Trial The New York CKD Biomarker Discovery Program Glycemic Reduction Approaches for Diabetes: A Comparative Effective Study Supplement to Urinary Biomarkers of Lower Urinary Tract Symptons (LUTS) in Men NIDDK Type 1 Diabetes TrialNet Data Coordinating Center REGENERTION, REPAIR AND REMODELING OF THE LOWER URINARY TRACT Incidence and Implications of Subclinical Kidney Injury with Tenofovir-based PrEP Subcontract to InfoSciTex Corp: Wearable Artificial Kidney STTR Phase 2 Glycemic Reduction Approaches for Diabetes: A Comparative Effective Study Diabetes Prevention Program Outcomes Study - Phase 2 The Pathogenesis of HIV-Associated Nephropathy -Project 3 Targeting RAGE-MDia1 Signal Transduction in Diabetic Complications: Mechanisms and Therapeutics Genetic control of pancreatic endocrine cell development New York Nutrition Obesity Research Center Molecular Mechanisms of Kidney Disease in Diabetes and Obesity A Novel Human Peptide that Reduces Adipocyte Uptake of Long Chain Fatty Acids Lifestyle Intervention in Overweight and Obese Pregnant Women Body Composition & REE Responses to Bariatric Surgeries U01DK GWU SGRD1213-EA7 598, UC4DK USF B 393, U01DK GWU CCLS20573F 326, R37 DK UFDSP , P30DK SLRHC CU , UC4DK YU CU , P30DK SLRHC CU , P01DK BCMH , U01DK GWU SGRD1213-EA7 78, R01DK NWU CUNY 73, U01DK GWU CCLS20573F 72, U01DK MSSM , U01DK GWU S-GRD1314-EA41 53, P20DK S2UWIMAD 556K496 51, UC4DK USF B 50, P20DK S1 WFUHS , R01DK A1ISMMS , R42DK A1Vivonics 1483-S001 27, U01DK GWU S-GRD1314-EA41 27, U01 DK SLRIHC CU , P01 DK BCMH CU , R24DK NYUMC 14-A , U01 DK VUMC , P30 DK SLRIHS CU , U24DK S4UCOL FY , P30 DK SLRIHS CU , U01 DK SLRIHS CU , R01DK SLRIHS CU ,460 The accompanying footnotes are an integral part of the 115

119 THE NEPHROTIC SYNDROME STUDY NETWORK Body Composition & REE Responses to Bariatric Surgeries DiaCompSummer Student Funding Program Treatment Options for Type 2 Diabetes in Adolescents and Youth (Today) Trial DiaCompSummer Student Funding Program The Protect Study Treatment Options for Type 2 Diabetes in Adolescents and Youth (Today) Trial Glycemic Reduction Approaches in Diabetes (GRADE) Study Genetic control of pancreatic endocrine cell development Look AHEAD Action for Health Diabetes Treatment Options for Type 2 Diabetes in Adolescents and Youth (Today) Trial Genetic control of pancreatic endocrine cell development NYORC Molecular Genetics/Molecular Biology Core NYORC MOLECULAR GENETICS/MOLECULAR BIOLOGY CORE U54 DK MICHG , R01DK SLRIHS CU , U24DK S4GRU , U01DK GWU CCLS20573F 2, U24DK GRU , U01DK CCMC U01DK GWU CCLS20573F U01DK GWU SGRD1213-EA U01 DK VUMC U01DK S1SLRIHS CU U01 DK GWU CCLS20573F U01 DK VUMC , P30DK SLRHC CU , P30 DK SLRHC CU ,508 $2,751,141 National Institute of Diabetes and Digestive and Kidney Diseases/NIH/DHHS PATHOGENESIS OF HIV ASSOCIATED NEPHROPATHY P01 DK *MSSM CU ,218 $12,218 Extramural Research Programs in the Neurosciences and Neurological Disorders Stroke Incidence and Risk Factors in a Tri-Ethnic Region R37NS UMIAMI ,057 CONSEQUENCES OF PROLONGED FEBRILE SEIZURES IN CHILDHOOD Center for Stroke Disparities Solution, Core A&B Center for Stroke Disaparities Solution, Project III Molecular Motors and Glioma Dispersion Neurological Emergencies Treatment Trials (NETT)-SHINE Towards a Complete Description of the Circuitry Underlying Memory Replay Vascular Effects of Infection in Pediatric Stroke Using Cell-Penetrant Peptides to Target ATF5 in Mouse Glioma Models An Information Fusion Approach to Longitudinal Health Records A versatile system for cell-specific gene expression control in the fly brain Minorities with ICH Functional Mapping of Pathways for Sensory-Motor Integration Neurological Emergencies Treatment Trials (NETT)-SHINE Center for Stroke Disparities Solution-Administrative Supplement for Project III Neurological Emergencies Treatment Trials (NETT)-Point CREST-2 Clinical Coordinating Center R37NS AECM , U54NS NYU Core A&B 231, U54NS NYU Project II 228, R01NS CCLC 615-SUB 208, U01NS UMICHG SHN 190, U01NS UCI No , R01NS UCSF 5776sc 145, R01NS UCD , R01LM OSU , R24NS SU , U01NS UCINCM CU , U01NS CALTECH 21B , U01NS UMICHG SHN 68, U54NS S2NYUMC , U01NS UMICHG PNT 64, U01NS A1MAOJF ,462 The accompanying footnotes are an integral part of the 116

120 Transitioning Early Career Neurosurgeons to Scientfic Independence-Cognitive Control in the human Prefrontal Cortex in Vivo Quantification of Cerebellar GABA and NAA in Essential Tremor Center for Stroke Disaparities Solution, Project III Modular nanophotonic probes for dense, large-scale neural recording with single-cell resolution Center for Stroke Disparities Solution, Core A&B Discovery Healthcare Innovations to Address Disparities in Stroke (DIADS) Anti-hypertensive Treatment of Acute Cerebral Hemorrhage ATACH II Minorities with ICH The Frontotemporal Lobar Degeneration Clinical Research Consortium Vascular Effects of Infection in Pediatric Stroke Spinal Muscular Atrophy (SMA) Biomarkers in the Immediate Postnatal Period of Development NN101 Lab To-Marketplace: Commercialization of a stretchable microelectrode array Minorities with ICH Spinal Muscular Atrophy (SMA) Biomarkers in the Immediate Postnatal Period of Development NN101 SUDEP Translational Research Allicance (SUTRA): The Central Autonomic Network, Serotonin, and Adenosine: SUTRA 4 of 7 Maternal Outcomes and Neurodevelopmental Effects of Antiepileptic Drugs A model system for studying the interaction of multiple processes for motor learning The trajectory of functional status and quality of life before and after stroke Center for SUDEP Research (CSR): Autonomic and Imaging Biomarkers of SUDEP Neurological Emergencies Treatment Trials (NETT)- ProTECT The trajectory of functional status and quality of life before and after stroke CREST-2 Clinical Coordinating Center Transitioning Early Career Neurosurgeons to Scientfic Independence-Cognitive Control in the human Prefrontal Cortex NIH Stroke Net National Coordinating Center - Administrative Collaborating Agreement EPI4K - Phenotyping and Clinical Informatics Core Project 2 EPI4K: Gene discovery in 4000 epilepsy genomes Maternal Outcomes and Neurodevelopmental Effects of Antiepileptic Drugs Predictive Genes, Mechanisms and Clinical Biomarkers of Sudep The Intravascular Cooling in the Treatment of Stroke 2/3 (ICTus 2/3) Trial Neurological Emergencies Treatment Trials (NETT)-Point CTE and Post Traumatic Neurodegeneration: Neutropathology and Ex Vivo Imaging The Frontotemporal Lobar Degeneration Clinical Research Consortium CTE and Post Traumatic Neurodegeneration: Neutropathology and Ex Vivo Imaging Spinal Muscular Atrophy (SMA) Biomarkers in the Immediate Postnatal Period of Development NN101 Minorities with ICH Carotid Revascularization Endarterectomy vs. Stent Trial K12NS MGH , R01NS YALE CU , U54NS NYU Project II 50, U01 NS CALTECH 43B , U54NS NYU Core A&B 46, U54NS UCSF 8621sc 43, U01 NS A2 UMINN N , U01NS UCINCM CU , U54NS UCSF , R01NS UCSF 5776sc 33, U10NS NEURONEXT NN101 33, R43NS A1BMSEED-1R43NS A1-CU31, U01NS UCINCM CU , U10NS NEURONEXT NN101 30, U01NS UCL CU , U01NS A1EMORYU S , R01NS PU CU , K23NS A1MSSM , R01NS CWRU RES , U01NS SUBK PIII 20, K23NS A1MSSM , U01NS A1MAOJF , K12NS MGH , U01NS UCIN , U01NS UCSF 6867SC 15, U01 NS UNIVMEL CU , U01NS A1EMORYU S , P20NS BCM , P50 NS UCSD P , U01NS UMICHG PNT 8, U01NS BUMC , U54NS UCSF , U01NS BUMC , U10NS NEURONEXT NN101 2, U01NS UCINCM CU , R01 NS UMDNJ CU ,472 The accompanying footnotes are an integral part of the 117

121 Clinical Coordination Center for STEADY-PD3 Mechanisms of Early Recurrence in Intracranial Atherosclerotic Disease NIH Stroke Net National Coordinating Center - Administrative Collaborating Agreement Futility Study of Deferoxamine Mesylate in Intracerebral Hemorrhage (i-def) Hypothermia in Acute Stroke with Thrombolysis imaging Evaluationof Revasculariza (HASTER) Coenzyme Q10 in Huntington s Disease: 2CARE Long-term Outcomes of Childhood Onset Epilepsy Neurological Emergencies Treatment Trials (NETT)-RAMPART Stroke Incidence and Risk Factors in a Tri-Ethnic Region Maternal Outcomes and Neurodevelopmental Effects of Antiepileptic Drugs Minorities with ICH Spinal Muscular Atrophy (SMA) Biomarkers in the Immediate Postnatal Period of Development NN101 Generation and Characterization of Amyotrophi EPI4K - Phenotyping and Clinical Informatics Core Center for Stroke Disaparities Solution, Project III Vascular Effects of Infection in Pediatric Stroke The Epilepsy Phenome/Genome Project (EPGP) Alexander Disease: Cellular and Molecular Mechanisms EPI4K - Phenotyping and Clinical Informatics Core Stroke Incidence and Risk Factors in a Tri-Ethnic Region Impact of Initial Therapy and Response in Long-Term Outcome in Children with CAE U01NS A1NWU CU 2, R01NS A1UM CU , U01NS UCIN , U01NS BIDMC CU , R01NS UCLA 1580 G RD901 1, U01NS MGH CU R37NS CMH U01NS UMICHG RPT R37NS UMIAMI U01NS A1EMORYU S U01NS UCINCM CU U10NS NEURONEXT NN U24NS JH U01NS UCSF 6867SC U54NS NYU Project II R01NS UCSF 5776sc U01NS UCSF 4799sc P01 NS UWIS 362K U01NS UCSF 6867SC -3, R37NS UMIAMI , U01NS CHMCO ,105 $3,892,999 Allergy, Immunology and Transplantation Research INNER CITY ASTHMA CONSORTIUM (ICAC3): CORE High resolution analyses of Env-directed B cells to accelerate vaccine design-p2 A Tolerance Approach to Xenotransplantation HVTN Protocol Funding Miami Womens Interagency HIV Study (WIHS) HVTN Protocol Funding Defining the targets of broad intervention antimalarial agents HPTN 076 Protocol Funding Core C: Small Animal Core, A Tolerance Approach to Xenotransplanation Stem Cell-Based Therapies for Mitigation of Acute Radiation Syndromes Units for HIV/AIDS Clinical Trials Network Targeting matrix metalloproteinases to limit imunopathology in airborne infection HVTN Scientific Leadership (Hammer) UM1AI UWIS 561K , P01AI SCRIPPS , P01 AI A1MGH , UMAI FHCRC , U01AI UMIAMI , UMAI FHCRC , R01AI A1 UCAL , UM1AI HPTN CU , P01 AI MGH , U19AI AECMYU 31525T 198, UM1AI CAPRISA , R33AI USH 2 163, UM1AI FHCRC ,870 The accompanying footnotes are an integral part of the 118

122 Miami Womens Interagency HIV Study (WIHS) Mouse Allergen and Asthma Intervention Trial High resolution analyses of Env-directed B cells to accelerate vaccine design-p2 Units for HIV/AIDS Clinical Trials Network Delivery of Rectal Enema as Microbicide Immunosupression Withdrawl for Stable Pediatric Liver Transplant Recipients AIDS Clinical Trials Group Protocol Funds HVTN Scientific Leadership (Hammer) Mapping Drug Resistance Genes in Plasmodium Falciparum HIV/AIDS Prevention Trials Network (HPTN) Leadership Group Predicting lymphoma risk from pathologic T cell repertoire in celiac disease ACTG Leadership and Operations Center Supplemental Funding AIDS Clinical Trials Group Protocol Funds Health Promotion for Township MSM in South Africa Center for HIV/AIDS Vaccine Immunology and Immunogen Discovery (CHAVI-ID) International Maternal Pediatric Adolescent AIDS Clinical Trials Group (IMPAACT) East Africa IeDEA Regional Consortium Immune Tolerance Network Attenuated Malaria Sporozoite Vaccine Using a P. falciparum Blood-stage Auxotroph Evolution of Glycan - Reactive Broadly Neutralizing Anti-V2 Antibodies in HIV Infection INNER CITY ASTHMA CONSORTIUM (ICAC3): CORE Zoster Vaccine and Risk Factors of Zoster and Post-Herpetic Neuralgia Microbicide Trials Networks Shaping Antiviral Immunity by the inflammatory,regulatory and Tissue Environment International Maternal Pediatric Adolescent AIDS Clinical Trials Group (IMPAACT) Chronic Graft Destruction: The Complex Interplay of Alloantibodies, Autoantibodies, and Non-Adherence HIV/AIDS Prevention Trials Network (HPTN) Leadership Group Aging and Fracture Risk among HIV-Infected and HIV-Uninfected Men HVTN Scientific Leadership (Sobieszcayk) Equipment Application: Cryostat Role of Respiratory innate Like Lymphocytes/Nuocytes During Diverse Viral Infections HPTN Leadership and Operations Center Type IV Pilus: A Switch that determines consequences of Neisseria colonization Inhibitors of Purine Import into Plasmodium falciparum Kill Malaria Parasites Mechanism of B Cell Responses in Autoimmune : C13-ALE05-COU Lyme Point-of-care phase II Immune Tolerance Network U01AI UMIAMI , U01 AI JH , P01AI SCRIPPS , UM1AI CAPRISA , U19AI JHU , U01AI UCSF 7230sc 91, UM1AI BWH CU , UM1AI FHCRC , R37AI TBRI , UM1AI FHI 860/ , R43AI ABC CU , UM1AI BWH , UM1AI BWH CU , R01AI UCSF , UM1AI SCRIPPS , UM1AI UM AI , U01AI INDU IN CU 48, UM1AI BENRI FY14ITN089 42, R43AI A1 SANINC CU , R01AI WITS D , UM1AI UWIS 561K411 38, R01AI KFDNI 5981-CU-01 38, UM1A MWRI , U19 AI UPENN , UM1AI UM AI , U01A VUMC , UM1AI FHI 860/ , R01AI JHU , UMAI FHCRC , U01AI UPENN , UM1AI FHI FCO /ID , R01AI UA , R01AI AECM , U19AI DUKE , R44AI ITI CU , UM1AI BRI FY14ITN109 12,788 The accompanying footnotes are an integral part of the 119

123 Immunosupression Withdrawl for Stable Pediatric Liver Transplant Recipients Stem Cell-Based Therapies for Mitigation of Acute Radiation Syndromes Chronic Graft Destruction: The Complex Interplay of Alloantibodies, Autoantibodies, and Non-Adherence Microbicide Trials Networks INNER CITY ASTHMA CONSORTIUM (ICAC3): CORE Enhanced Prevention in Couples East Africa IeDEA Regional Consortium Health Promotion for Township MSM in South Africa Probing Mechanisms for Lung Homing of Memory CD4 T Cells by an shrna Screening Approach Mouse Allergen and Asthma Intervention Trial Miami Womens Interagency HIV Study (WIHS) Shaping Antiviral Immunity by the inflammatory,regulatory and Tissue Environment Immunosupression Withdrawl for Stable Pediatric Liver Transplant Recipients U01AI UCSF 7230sc 9, U19AI AECMYU 31525T 9, U01A VUMC , UM1A MWRI , UM1AI UWIS 561K411 4, UM1AI FHI PO , U01AI INDU IN CU R01AI UCSF U01AI GHSU U01 AI JH U01AI UMIAMI U19 AI UPENN U01AI UCSF 7230sc -782 $5,791,372 Microbiology and Infectious Diseases Research Behavioral and Virologic Impact of HPV Immunization Genetically Attenuated Malaria Attenuated Whole Parasite Sporozoite Vaccine R01AI CHMCO R44 AI SANINC CU ,461 $-5,473 Biomedical Research and Research Training Structural Genomics of Eukaryotic Domain Families Structural Genomics of Eukaryotic Domain Families Structure-Based Antagonism of HIV-1 Envelope Function in Cell Entry Modulation of KCNQ1 Channel Activity NYSBC Structural Genomics of Membrane Proteins NYSBC Structural Genomics of Membrane Proteins NYSBC Structural Genomics of Membrane Proteins Genomic Bases of Behavioral Learning: Single Cell Approaches NYSBC Structural Genomics of Membrane Proteins FEBio- Finite Elements for Biomechanics and Biophy Semiparametric regression analysis of censored data The Membrane Protein Structural Dynamics Consortium Regulation of Adenylyl Cyclase Signaling Pathways Structure-Based Antagonism of HIV-1 Envelope Function in Cell Entry Manipulation of cellular translationi machinery by viral RNAs Maturation of the Large Ribosomal Subunit in Yeast MIDAS Center for Communicable Disease Dynamics U54GM RUTGER ,185, U54GM RUTGER , P01GM DREXEL Columbia 175, R01GM UMIAMI CU , U54GM NYSBC NYSBCG , U54GM NYSBC NYSBCG , U54GM NYSBC NYSBCG , R01 GM UFLRDA UF , U54GM NYSBC NYSBCG , R01GM UTAH COLUMBIA 120, R37GM UNC-CH , U54 GM UCHICA , R01GM UTEXHOUS A 86, P01GM DREXEL Columbia 84, R01GM A1UCOL FY , R01GM UTEXAUS UTA , U54GM HARVARD ,818 The accompanying footnotes are an integral part of the 120

124 NYSBC Structural Genomics of Membrane Proteins MIDAS Center for Communicable Disease Dynamics Spectral revelations of mitochondrial Ca2+ flux interactome Ca2+ interactome MIDAS Center for Communicable Disease Dynamics The Membrane Protein Structural Dynamics Consortium Structural Genomics of Eukaryotic Domain Families NYSBC Structural Genomics of Membrane Proteins NYSBC Structural Genomics of Membrane Proteins The Membrane Protein Structural Dynamics Consortium NYSBC Structural Genomics of Membrane Proteins NYSBC Structural Genomics of Membrane Proteins Structural Genomics of Eukaryotic Domain Families NYSBC Structural Genomics of Membrane Proteins NYSBC Structural Genomics of Membrane Proteins Structural Genomics of Eukaryotic Domain Families Structural Genomics of Eukaryotic Domain Families Structural Genomics of Eukaryotic Domain Families Annotation, Development and Evaluation for Clinical Information Extraction Single-molecule characterization of Cytoplasmic Dynein U54GM NYSBC NYSBCG , U54GM HARVARD , R01GM TEMPLE , U54GM HARVARD , U54 GM UCHICA , U54GM RUTGER , U54GM NYSBC NYSBCG , U54GM NYSBC NYSBCG , U54 GM UCHICA , U54GM NYSBC NYSBCG U54GM NYSBC NYSBCG U54GM RUTGER U54GM NYSBC NYSBCG U54GM NYSBC NYSBCG U54GM RUTGER U54GM RUTGER U54GM RUTGER R01GM UCSD R01GM UCI ,520 $3,235,196 Child Health and Human Development Extramural Research The Maternal Fetal Medicine Unit Network Nutritional Primary Prevention of Type 1 Diabetes Aging and Dementia in Adults with Down syndrome Genetic and Epigenetic Modifiers in Down Syndrome Multigenerational Familial and Environmental Risk for Autism (MINERvA) Cesarean Section Optimal Antibiotic Prophylaxis (C/SOAP) Trial The Vuka Family Program: Supporting the health and behavior of South African HIV+ youth MD-INMD-CV Predictive Informatics Monitoring in the Neonatal Intensive Care Unit Human Capital Intervention Across Childhood and Adolescense Women s Empowerment and Intimate Partner Violence in Bangladesh: A Multilevel Study The Vuka Family Program: Supporting the health and behavior of South African HIV+ youth Fragile Families and Child Well-being in Adolescence Molecular mediators of group B streptococcal chorioamnionitis and vertical transmission Intestinal Serotonin in Whole Body Energy Metabolism Identity Stress and Health in Three Cohorts of Lesbians Gay Men and Bisexuals U10HD GWU CU ,269, U01HD UPITT , P01 HD KKINS H 266, P01HD KKINS CU , U01HD MSSM , R01HD UAB , R01HD NYU F , R01HD A1UV GB , HD UCAL , R01 HD FHID Columbia , R01HD NYU F , R01HD A1PU , K12HD CHMCO , K12HD CHMC , R01HD A1 UCLA 1215 G SA078 78,683 The accompanying footnotes are an integral part of the 121

125 Minority Stress and Mental Health among Same-Sex Couples numom2b Capitation Funding - MOU Pediatric Critical Care and Trauma Scientist Development Program (PCCTSDP) ATN Coordinating Center Inhibitors of Purine Import into Plasmodium falciparum Kill Malaria Parasites Triggers of Abruptio Placentae: A Case-Crossover Design of an Ischemic Placental Disorder Pedatric Adverse Drug Reactions in NASH Impact of Perinatal Depression Treatment on Child Developmental Outcomes The Pediatric HIV/AIDS Cohort Study (PHACS) Coordinating Center for the Pediatrics HIV/AIDS cohort Study Impact of Emergency Department Probiotic Treatment of Pediatric Gastoenteritis numom2b-sleep Disordered Breathing Substudy Integration of a Youth-Led Microfinance Program with Adult Microfinance to Improve Resilience Outcomes in the Democratic Republic of Congo (DRC) Improving Outcomes for HIV-infected Children in South Africa and Cote divoire Coordinating Center for the Pediatrics HIV/AIDS cohort Study Pravastatin for the Prevention of Pre-eclampsia in High Risk Woman Aging and Dementia in Adults with Down syndrome Genetic and Epigenetic Modifiers in Down Syndrome Therapy for Spinal Muscular Atrophy Clinical Diagnostic Sequencing of Structural Variation Fluid Therapy and Cerebral Injury in Pediatric Diabetic Ketoacidosis Pravastatin for the Prevention of Pre-eclampsia in High Risk Woman Comparative Effectiveness of Development-Bhavioral Screening Instruments Microbicide Safety and Acceptability in Young Men ATN Coordinating Center Intestinal Serotonin in Whole Body Energy Metabolism Maternal Fetal Medicine Units Network - MORE ALPS ATN Coordinating Center FLUCONAZOLE PROPHYLAXIS FOR THE PREVENTION OF CANDIDIASIS IN INFANTS < T50 GRAMS BIRTH WEIGHT The Maternal Fetal Medicine Unit Network REPRODUCTIVE SCIENTIST DEVELOPMENT PROGRAM (K12) - SCHOLAR Nutritional Primary Prevention of Type 1 Diabetes Genetic and Epigenetic Modifiers in Down Syndrome Nutritional Primary Prevention of Type 1 Diabetes R01HD SFSU S , U01HD RTI CU , K12HD REVISED UUTAH COLM 59, U01 HD UAB , R01AI AECM , R01HD SWEDMC C 50, R01HD ABOR , R01HD A1DUKEU , U01 HD TUL-HSC /15 38, U01HD TUL-HSC /15 29, R01HD A1WU , U10 HD RTI , R01HD JH , R01HD MGH , U01HD TUL-HSC /15 14, U01HD UTMB , P01 HD KKINS H 9, P01HD KKINS CU , R01HD OSU , R01HD A1MGH , U01HD UCD , U01HD UTMB , R01HD TUSM SERV 4, R01HD MWRI , U01 HD UAB , K12HD CHMC U10HD UUTAH U01 HD UAB R01 HD DUKEU CU U10HD GWU CU K12HD WASHU WU U01HD UPITT P01HD KKINS CU U01 HD UPITT # ( ) -2,523 $4,990,886 Aging Research The accompanying footnotes are an integral part of the 122

126 Preclinical Alzheimer s Disease Drug Development of Novel MAPK Inhibitors Consortium for Alzheimer s Sequence Analysis (CASA) Project 2 Longitudinal Evaluation of Familial Frontotemporal Dementia Subjects (LEFFTDS) Integrative Pathways to Health & Illness: Testing Older Cohort Hypotheses Non-Invasive Treatment of Abdominal Aortic Aneurysm Clinical Trial (N-TA3CT) MRI, Genetic and Cognitive Precursors of AD and Dementia BDNF val66met Genotype and Age: Impact on Biomarkers and Exercise-based Treatment PHASE II STUDY TO EVALUATE THE IMPACT ON BIOMARKERS OF RESVERATROL TREATMENT IN PATIENTS WITH MILD TO MODERATE ALZHEIMER S DISEASE Consortium for Alzheimer s Sequence Analysis (CASA) U19 PENN Dominantly Inherited Alzheimer Network (DIAN) National Alzheimer s Coordinating Center Improving the Management of Pain in Later Life Dominantly Inherited Alzheimer Alzheimer s Disease Genetics Consortium Research Supplements to Promote Diversity In Health-Related Research Alzheimer s Disease Neuroimaging Initiative, (ADNI) Non-Invasive Treatment of Abdominal Aortic Aneurysm Clinical Trial (N-TA3CT) Dominantly Inherited Alzheimer Network (DIAN) Benfotiamine in Alzheimer s Disease: A pilot study National Alzheimer s Coordinating Center Alzheimer s Disease Genetics Consortium Preclinical Alzheimer s Disease Drug Development of Novel MAPK Inhibitors Effect of Menopause on Musculosketetal Pain Alzheimer s Disease Cooperative Study Improving the Management of Pain in Later Life Integrative Pathways to Health & Illness: Testing Older Cohort Hypotheses Preclinical Alzheimer s Disease Drug Development of Novel MAPK Inhibitors Non-Invasive Treatment of Abdominal Aortic Aneurysm Clinical Trial (N-TA3CT) U01AG NWU CUMC 201, UF1AG UPENN , U01AG A1MAORO TRU , P01AG UWIS 618K , R01AG UNEMED , R01AG BUSM , R01AG FIMR CU 38, U01 AG10483 CUCSD ADC , UF1AG UPENN , U19AG WASHU WU , U01AGB UWASH UWSC , P30 AG CUMC , UF1AG WASHU WU , U01AG UPENN , P30 AG S1JSWMCU , U01AG UCSD ADNI , R01AG UNEMED , U19AG WASHU WU , R01AG A1WMBMRI no.2 9, U01AGB UWASH UWSC7720 3, U01AG UPENN , U01AG NWU CUMC P30AG WCMC U01 AG UCSD CU P30 AG CUMC , P01AG UWIS 618K170-9, U01AG NWU CUMC -31, R01AG UNEMED ,712 National Institute on Aging/NIH/DHHS Benfotiamine in Alzheimer s Disease: A pilot study R01AG A1WMBMRI CU ,715 $936,687 Vision Research Retinal Mechanisms Clinical and genetic analysis of retinopathy of prematurity Pathogenesis of Glaucomatous Optic Nerve Damage Nanomedicine Center for Mechanical Biology R01EY ROCHSTR CU , R01 EY GCAEI0288A CU 104, R01EY JHU , PN2 EY NYUMC ,199 The accompanying footnotes are an integral part of the 123

127 Hyperspectral imaging of the normal and Age-related Macular Degeneration xadages lll: Contribution of genotype to glaucoma phenotype in African Americans An all-optical photacoustic imaging system for the eye Phase 1 Safety and Pharmacokinetics of ALK001 in people over 60 Quantitative characterization of vitreous in vitreous degeneration in Myopia Holography-based Photoacoustic Imaging of the Retina Nanomedicine Center for Mechanical Biology Nanomedicine Center for Mechanical Biology Nanomedicine Center for Mechanical Biology Nanomedicine Center for Mechanical Biology R01EY NYUMC , R01EY UCSD , R21EY GMU E , R41EY AIKEUS CU , R21EY A1NYO.G01141P , R21EY A1RRI NYO.G01037P , PN2 EY NYUMC , PN2 EY NYUMC PN2 EY NYUMC PN2 EY NYUMC ,336 $549,411 Medical Library Assistance Casual Inference in Large - Scale Time - Series with Rare Events and Latent Variables Implementing MedlinePlus Connect in Spanish to Address Health Disparities R01LM SIT , G08LM IFFAMH CU ,924 $132,531 National Institutes of Health Acquired Immunodeficiency Syndrome Research Loan Repayment Program HIV Prevention Trials Network (HPTN) Leadership Group U01 AI FHI ,182 TLC-Plus: A Study to Evaluate the Feasibility of an Enhanced Test, Link to Care Plus Treat Approach for HIV Prevention in the United States U01 AI FHI 822/ ,169 $427,351 International Research and Research Training ENHANCING, TRAINING, RESEARCH CAPACITY AND EXPERTISE IN HIV CARE-ENTREE MEDICAL EDUCATION PARTNERSHIP INITIATIVE Fogarty International Clinical Research Scholars and Fellows Program R24 TW UKZNIC MEPI CU , R24 TW VANDER VUMC ,547 $217,359 Total Pass-through Programs $37,902,549 Total: National Institute of Health $390,695,383 State / City Government Direct Awards Maternal and Child Health Services Block Grant to the States Provision of Prenatal and Clinical Genetic Counseling Services SDH C ,154 Total Direct Award Programs $51,154 $51,154 Pass-through Awards Department of Health & Human Services New Experimental Medicine Studies FAST-FAIL in Trials in Psychotic Spectrum disorders (FAST-PS) New Experimental Medicine Studies FAST-FAIL in Trials in Psychotic Spectrum disorders (FAST-PS) New Experimental Medicine Studies FAST-FAIL in Trials in Psychotic Spectrum disorders (FAST-PS) 93 HHS-N I RFMH , HHS-N I RFMH , HHS-N I RFMH ,775 The accompanying footnotes are an integral part of the 124

128 $268,104 Mental Health Research Grants Seratonergic Modulation of Brain Development: Genetic and Pharmacologic Influences on Structure, Function, and Behavior Antecedents of Suicidal Behavior related Neurobiology Probing dopamine D2 receptor trafficing in schizophrenia Structure and function of dopamine receptors A Late Sensitive Period for the Development of Anxiety Disorders Antecedents of Suicidal Behavior Related Neurobiology Children at High and at Low Risk for Depression Adult Hippocampal Neuroplasticity and Depression Postmortem Neurochemical Studies in Suicide A Longitudinal Multimodal MRI Study of Adolescents with Bulimia Nervosa Antecedents of Suicidal Behavior Related Neurobiology Olanzapine versus Placebo for Outpaitents with Anorexia Nervosa Mechanisms and significance of neural stem cell fate plasticity in the adult hippocampus The functioning of overlapping frontostriatal circuits in children with OCD Cognitive Training for ECT-related Memory Impairment HIV Center for Clinical and Behavioral Studies Brazilian HIV/STI Prevention for Adolescents with Mental Health Disorder 1/2-Novel Medication Strategies Targeting Brain Mechanisms in Pediatric OCD Familial Pathways to Early-Onset Suicide Attempts Distinct & Common Neural Correlates of Fear Disorders, OCD, & Eating Disorders HIV Center for Clinical and Behavioral Studies Multimodal Imaging of the Mesocortical System I Anorexia Nervosa HIV Center for Clinical and Behavioral Studies HIV Center for Clinical and Behavioral Studies Cognitive Skills Training to Improve Vocational Outcome in Homeless Youth Risk and Resilience Trajectories to Young Adulthood: The role of Perinatal HIV Return to Work RCT: Counseling After Fatigue Treatment in HIV/AIDS Imaging Stimulant Effects on Emotional Liability in Children with ADHD Masivukeni: A Multimedia ART Adherence Intervention in Resource-Limited Settings Mechanisms of Antidepressant Non-Response in Late-Life Depression HIV Center for Clinical and Behavioral Studies Suicidal Behavior in Mood Disorders: Genes and Intermediate Phenotypes Seratonergic Modulation of Brain Development: Genetic and Pharmacologic Influences on Structure, Function, and Behavior Attaining and Maintaining Wellness in OCD P50MH RFMH CU , P50MH RFMH , R21MH SRFMH , R01MH SRFMH , R01MH SRFMH , P50MH SRFHM , R01 MH RFMH , R01MH RFMH , R01MH A1SRFMH , R01MH RFMH , P50MH SRFHM , R01 MH RFMH , R01 MH SRFMH , R21MH A1RFMH , R21MH RFMH , P30MH SRFMH Z 73, R34MH SRFMH , R34MH RFMH , R01MH RFMH CU , R01MH RFMH , P30MH SRFMH Z 42, R21MH SRFMH , P30MH SRFMH Z 41, P30MH RFMH , R21MH A1SRFMH , R01MH SRFMH L 37, R01MH RFMH , R01MH SRFMH , R01MH RFMH , R01MH RFMH , P30MH SRFMH Z 20, R01MH RFMH # , P50MH RFMH CU , R01MH RFMH ,352 The accompanying footnotes are an integral part of the 125

129 Neurochemical and Clinical Effects of Glutamate Modulation in Schizophrenia Antecedents of Suicidal Behavior Related Neurobiology Olanzapine versus Placebo for Outpaitents with Anorexia Nervosa Seratonergic Modulation of Brain Development: Genetic and Pharmacologic Influences on Structure, Function, and Behavior Physical Activity in Anorexia Nervosa - Characteristics and Clinical Significance Brain Circuitry and Psychological Predictors of PTSD Treatment of Hypochondriasis with CBT/SSRI Olanzapine versus Placebo for Outpaitents with Anorexia Nervosa R21MH RFMH , P50MH A1SRFMH , R01 MH RFMH , P50MH RFMH CU , R01 MH SRFMH E R01 MH A2 RFMH R01 MH SRFMH E R01 MH RFMH ,773 $3,985,998 Substance Abuse and Mental Health Services Projects of Regional and National Significance Improving Life Trajectories for Youth with Early Psychosis H79SM RFMH ,837 $48,837 Alcohol Research Programs HealthCall: Enhancing brief intervention for HIV primary care alcohol dependence Adverse Childhood Experiences, Personality Psychopathology and Alcohol Disorders R01AA RFMH , U01 AA SRFMH E 66,272 $137,790 Drug Abuse and Addiction Research Programs Imaging the Neurobiology of a Behavioral Treatment for Cocaine Dependence Improved Strategies for Outpatient Opioid Detoxification Shared Pharmacotherapeutic Strategies for Cannabinoid & Opioid Use Disorders Hypocretin (Orexin) Antagonists as a Novel Approach to Medication Development DSM-IV and DSM-5 Alcohol/Substance Disorders: Reliability, Validity in NESARC-III Stress-Induced Marijuana Self-Administration: Role of Sex and Oxytocin Clinical Trials Network: Greater New York Node Substance Use/Abuse & HIV/STI Risk Behaviors in Puerto Rican Youth Growing Up A Sequenced Behavioral and Medication Intervention for Cocaine Dependence Impulsivity in Cocaine Abusers: Relationship to Drug-Taking and Treatment Outcome Clinical Trials Network: Greater New York Node Clinical Trials Network: Greater New York Node Clinical Trials Network: Greater New York Node Medical Marijuana Laws and MTF Teen Marijuana Use and Attitudes Since 1991 Clinical Trials Network: Greater New York Node Clinical Trials Network: Greater New York Node Risk and Benefits of Overdose Education and Naloxone Prescribing to Heroin Users Novel Medication Approaches to Substance Abuse Functional connectome analysis of amphetamine action at dopamine neuron synapses R01DA A1SRFMH , R01 DA SRFMH , U54DA RFMH , R01 DA RFMH , R01DA A1RFMH , R01DA RFMH , U10 DA RFMH , R01DA RFMH , R01DA RFMH , R01DA RFMH , U10 DA SRFMH M 44, U10 DA SRFMH M 28, U10 DA SRFMH M 28, R01DA SRFMH CU , U10 DA RFMH , U10 DA SRFMH M 24, R01DA A1SRFMH A 23, P50 DA SRFMH T 23, R01DA RFMH ,014 The accompanying footnotes are an integral part of the 126

130 Nepicastat/Cocaine Trial 1/2 Multicenter Trial of Combined Pharmacotherapy to Treat Cocaine Dependence State Medical Marijuana Laws and MTF Teen Marijuana use and Attitudes Since NIDA-VA1031 RFMH , U01DA RFMH , R01DA S1SRFMH CU ,782 $1,306,759 Cancer Treatment Research Interpersonal Psychotheraphy for Depressed Minority Breast Cancer Survivors R01 CA SRFMH ,847 $415,847 Child Health and Human Development Extramural Research Perinatal Assessment of At-Risk Populations Identity, Development, Risk, and Resilience among Gender Diverse Populations R37HD SRFMH , R01HD A1SRFMH A 20,296 $127,830 Block Grants for Community Mental Health Services Suicide Prevention Hotline Evaluation MACRO # S-1385 RFMH ,381 $48,381 International Research and Research Training PALOP MH Implementation Research Training Program D43TW RFMH ,425 Total Pass-through Programs $30,425 $6,369,971 Total: State $6,421,125 / City Government National Science Foundation Direct Awards National Science Foundation NSF Intergovernmental Personnel Act agreement 47 CNS ,279 $8,279 Engineering Grants Directed Evolution of an Intrinsically Disordered Peptide for Reversible Protein Binding: An Allosterically- Regulated Biomolecular Recognition Element GOALI: Low-Power, Multi-Tiered, Shared-Spectrum Access Terminals using COmpressive Scanning and On-Top-of-CMOS BAW Filter Banks Coastal SEES (Track 2) Collaborative: Developing High Performance Green Infrastructure Systems to Sustain Coastal Cities SusChEM: Rational design of aqueous interfaces of Earth abundant and nontoxic CDI-Type II: Computing with Biomolecules: From Network Motifs to Complex and Adaptive Systems SusChEM: Long chain hydrocarbons from CO2 and electricity via genetic modification of a chemolithoautrophic bacterium Lithographically Patterned Heteromolecular Arrays with Single-Molecule Resolution Simplifying metabolic pathways by wiring redox proteins together Topology optimization of structures accounting for damage uncertainties Reconfigurable flat optics CBET , ECCS , CMMI , CBET , ECCS , CBET , CMMI , CBET , CMMI , ECCS ,459 The accompanying footnotes are an integral part of the 127

131 Fitting Time-Varying Queueing Models to Service System data: Accounting for Dependence in the Arrival and Service Processes RCN-SEES: Multidisciplinary Approaches to Carbon Capture, Utilization and Storage Collaborative Research: Exploiting Void Symmetries to Control the Self-Assembly of Nanoparticles Bayesian Based Strategies for Inspection and Maintenance to Optimize Structural Life-Cycle Performan Collaborative Research: Tunable Nanoscale Ferroelectric Photonic Crystals: Materials and Fabrication Photonic Crystal Structures, and Devices Data Fusion of Heterogeneous Sensor Measurments for Enhanced Structural Modeling GOALI: Dissimilar Metal Joining for Micro-Scale Medical Devices SusChEM/Collaborative Research: Fundamental Understanding of Foaming Process towards a New Warm Mix Asphalt Technology Coastal SEES (Track 2) Collaborative: Developing High Performance Green Infrastructure Systems to Sustain Coastal Cities Biological conversion of digester gas to methanol via monoxygenic pathways in ammonia oxidizing bacteria Career: Energy in Sustainable Infrastructure-Multi-scale/physical Approach to a Novel Hybrid Solar Roofing Panel Career: Interventional Microscopy for In-vivo Investigations of Brain Function Strength and Reliability of Large Area CVD Graphene Produced Using Industrially Scalable Methods BRIGE: Characterizing the rheological and microstructural evolution of oil well cement slurries under elevated temperature and pressure conditions Characterization of the human myocardium by optical coherence tomography Understanding the load transfer mechanisms Collaborative Research: Experimental and computational foundations for nonlinear pattern formation in the deposition of elastic rods Coastal SEES (Track 2) Collaborative: Developing High Performance Green Infrastructure Systems to Sustain Coastal Cities Collaborative Research: CDI: A New Method for the Modeling and Simulation of Arterial Clot Formation and Lysis GOALI: Low-Power, Multi-Tiered, Shared-Spectrum Access Terminals using COmpressive Scanning and On-Top-of-CMOS BAW Filter Banks On-Chip Magnetics for Power Management and Delivery Matching and Allocation Problems: An Axiomatic Approach with Applications Coastal SEES (Track 2) Collaborative: Developing High Performance Green Infrastructure Systems to Sustain Coastal Cities Chain-Structured Strain and Fracture Sensor for Bridge Structural Health Monitoring Sustainable co-generation of COx-free hydrogen and biochar from biomass via novel alkaline thermal treatment Coastal SEES (Track 2) Collaborative: Developing High Performance Green Infrastructure Systems to Sustain Coastal Cities Model Updating of Structural Systems with Incomplete Information: Global Identifiability, Optimal Instrumentation and Uncertainty Quantification Forming, Advancing, and Sustaining Teacher-Engineer Relationships (FASTER) New Methodologies for Dynamic Optimization Managing Patient Flows with Congestion Effect eexplorer - Unstructured Data Analyzer Career:Computational Nanoengineering of few-layer system via strain Ranking Large Information Sets CAREER: A Data-driven Robust Approach for Large Scale Dynamic Optimization Collaborative Research: Management of Transitional Care Units to Improve Hospital Outcomes CAREER: Molecular Mechanisms and Metabolic Modeling of N20 and NO Emission Fluxes From Biological Nitrogen Removal Reactors CMMI , CBET , CBET , CMMI , ECCS , CMMI , CMMI , CMMI , CMMI , CBET , CMMI , CBET , CMMI , EEC , EEC , CMMI , CMMI , CMMI , CMMI , ECCS , ECCS , CMMI , CMMI , CMMI , CBET , CMMI , CMMI , EEC , CMMI , CMMI , IIP , CMMI , CMMI , CMMI , CMMI , CBET ,552 The accompanying footnotes are an integral part of the 128

132 Enhanced Modeling of the Rocking and Overturning of Objects on a Moving Base Forming, Advancing, and Sustaining Teacher-Engineer Relationships (FASTER) Travel Grant Proposal to Support Participation of US Researchers at the Int. water Association Conf, Global Challenges:Sustainable Wastewater Treatment & Resource Recovery, Oct. 2 International Workshop on Multiscale Mechanobiology Hazards SEES Type1 Predicting landslide runout and granular flow hazard: Enhanced-g centrifuge experiments contact dynamics model development and theoretical study GOALI: Strategies for Design, Startup and Control of Field-Scale Anammox Reactors Coastal SEES (Track 2) Collaborative: Developing High Performance Green Infrastructure Systems to Sustain Coastal Cities Measurement of thermal transport through a single nanostructure: A pit stop on the path towards single molecule thermal transport measurement CAREER: High-Performance Optimization Methods for Power Systems Collaborative Research: Joint UFL/CUI/UCR Center for Particulate and Surfactant Systems Hazards SEES Type1 Predicting landslide runout and granular flow hazard: Enhanced-g centrifuge experiments contact dynamics model development and theoretical study Collaborative ResearchL Strategic Planning of Internet Services in the Presence of User-Initiated Innovations: Implications for Network Neutratity CDI-TYPE I: COLLABORATIVE RESEARCH: SUPERVISED LEARNING IN MOLECULAR CLASSIFIERS CAREER: Structure and Functional Imaging of the Atrial Myocardium Optimization Based Methods for Systemic Risk Management Switched-Mode Signal Processing: An Innovative Paradigm for High Performance Analog in Nanoscal CMOS Collaborative Research: Probing active fraction and metabolic function to elucidate mechanisms of pharmaceutical biotransformations during nitrification-denitrification Forming, Advancing, and Sustaining Teacher-Engineer Relationships (FASTER) GOALI/Collaborative Research: Interfacial Mechanics of Atomically-Thin Graphene in Multi ayered Laminate Composites Coastal SEES (Track 2) Collaborative: Developing High Performance Green Infrastructure Systems to Sustain Coastal Cities GOALI: Low-Power, Multi-Tiered, Shared-Spectrum Access Terminals using COmpressive Scanning and On-Top-of-CMOS BAW Filter Banks Collaborative Research: Modeling and Analyzing Extreme Risks in Insurance and Finance Accelerated Degradation of Active Nanosystems by Biomolecular Motors GOALI: Dissimilar Metal Joining for Micro-Scale Medical Devices RCN-SEES: Multidisciplinary Approaches to Carbon Capture, Utilization and Storage GOALI: Laser Scribing of Multilayer Thin Films in Solar CellsL Defect Formation and Mitigation GOALI: Laser Scribing of Multilayer Thin Films in Solar CellsL Defect Formation and Mitigation CAREER: Electronic and Mechanical Properties of Single Metal-Molecule-Metal Junctions Hazards SEES Type1 Predicting landslide runout and granular flow hazard: Enhanced-g centrifuge experiments contact dynamics model development and theoretical study CAREER: Growth and Remodeling of the Uterine Cervix During Pregnancy Ranking Large Information Sets CAREER: A Data-driven Robust Approach for Large Scale Dynamic Optimization Topology optimization of structures accounting for damage uncertainties BRIGE: Characterizing the rheological and microstructural evolution of oil well cement slurries under elevated temperature and pressure conditions Ranking Large Information Sets High-Bandwidth, Single-Molecule Bioelectronics Using A Multiplexed, Field-Effect Sensing Platform CMMI , EEC , CBET , CMMI , CMMI , CBET , CMMI , CBET , ECCS , IIP , CMMI , CMMI , CBET , CBET , CMMI , ECCS , CBET , EEC , CMMI , CMMI , ECCS , CMMI , CMMI , CMMI , CBET , CMMI , CMMI , CHE , CMMI , CMMI , CMMI , CMMI , CMMI , EEC , CMMI , ECCS ,973 The accompanying footnotes are an integral part of the 129

133 Collaborative Research: Tunable Nanoscale Ferroelectric Photonic Crystals: Materials and Fabrication Photonic Crystal Structures, and Devices Hazards SEES Type1 Predicting landslide runout and granular flow hazard: Enhanced-g centrifuge experiments contact dynamics model development and theoretical study New Methodologies for Dynamic Optimization Collaborative Research: Towards Rare-Earth-Free Advanced Permanent Magnets- High- Anisotropy L10 Materials Towards-Rare-Earth-Free Advanced Permanent Magnets Collaborative Research: Iterative Downconversion for Broadband Signal Digitization Career: Energy in Sustainable Infrastructure-Multi-scale/physical Approach to a Novel Hybrid Solar Roofing Panel NIRT: MOLECULAR ELECTRONIC DEVICES WITH CARBON-BASED ELECTRODES ON ACTIVE SUBSTRATES GOALI: Laser Scribing of Multilayer Thin Films in Solar CellsL Defect Formation and Mitigation Collaborative Research in Biophotonics: Implantable Sensor for Brain Blood Flow Mapping On-Chip Magnetics for Power Management and Delivery SENSING IN LIVING CELLS: EXPRESSABLE RNA-BASE I Corps: High Frame rate Fluorescence Lifetime Imaging Microscopy Ultrafast nonlinearities in chip-scale photonic crystals GOALI: Dissimilar Metal Joining for Micro-Scale Medical Devices Accelerated Degradation of Active Nanosystems by Biomolecular Motors Career: Interventional Microscopy for In-vivo Investigations of Brain Function CAREER: Molecular Mechanisms and Metabolic Modeling of N20 and NO Emission Fluxes From Biological Nitrogen Removal Reactors Efficient Monte Carlo Methods for Gaussian Random Fields NIRT: MOLECULAR ELECTRONIC DEVICES WITH CARBON-BASED ELECTRODES ON ACTIVE SUBSTRATES NIRT: MOLECULAR ELECTRONIC DEVICES WITH CARBON-BASED ELECTRODES ON ACTIVE SUBSTRATES Biomechanical Characterization of Substrate-Free Constructs Collaborative Research: Iterative Downconversion for Broadband Signal Digitization A RESEARCH AND EDUCATION PROGRAM FOR THE MULTIPHASE ANALYSIS OF THIRD-BODY CONTAMINANTS IN CYCLICAL ROLLING-SLIDING CONT NUE: Transforming Nanoscale Science and Engineering Undergraduate Education BRIGE: Characterizinf the Time-Dependent and Anisotropic Mechanical Properties of the Uterine Cervix with Micro and Nano Indentation Collaborative Research: CDI-Type II: Cyber-Enabled Design of Functional Nanomaterials GOALI: Chip-scale single-molecule optofluidic sensing and manipulation Integrated CMOS Terahertz Spectroscopy of Biomolecules ECCS , CMMI , CMMI , CMMI , ECCS , CMMI , ECCS , CMMI , CBET , ECCS , CBET IIP ECCS CMMI CMMI CBET CBET CMMI ECCS ECCS CMMI , ECCS , EEC , EEC , CMMI , CBET , ECCS , ECCS ,506 $5,385,094 Mathematical and Physical Sciences US ATLAS Operations Programs: Empowering University Physicists to make Discoveries at the Energy Frontier US ATLAS Operations Programs: Empowering University Physicists to make Discoveries at the Energy Frontier The XENON1T Dark Matter Project: A Project Proposal from the US Institutions of the XENON Collaboration Experimental Physics Research Program at Columbia University/Nevis Laboratories Collaborative Research: Continuation of the XENON100 Dark Matter Search at the Gran Sasso Underground Laboratory Experimental Physics Research Program at Columbia University/Nevis Laboratories PHY ,633, PHY ,659, PHY , PHY , PHY , PHY ,395 The accompanying footnotes are an integral part of the 130

134 CAREER: Fixing Stellar Chronometers with Open Clusters Kinetics of Polymer Interfacial Reactions GOALI: Tailoring the Electronic Structure of Few-Layer Graphene for Electronic and Optoelectronic Applications Exceeding the Limit in Solar Energy Conversion with Exciton Fission MIRT: Building Functional Nanoarchitectures in van der Waals Materials Collaborative Research: Continuation of the XENON Dark Matter Search at LNGS Functional, Atomically-defined Nanowires and Nanoribbons of Silicon US ATLAS Operations Programs: Empowering University Physicists to make Discoveries at the Energy Frontier Collaborative Research: Continuation of the XENON100 Dark Matter Search at the Gran Sasso Underground Laboratory Crystal Size Effects on the Lattice Parameter of Nano-scaled Oxides CAREER: Fractal Bandstructure by Superlattice Patterning CAREER: Searching for Dark Matter and Studying Galactic Particle Accelerators with VERITAS Experimental Physics Research Program at Columbia University/Nevis Laboratories Collaborative Research: Role of Polyoxotungstates in enhanced solubility and Transport of Tungsten in the Environment Sum frequency studies of liquid interfaces Radiative Shocks in Gamma-Ray Bursts Collaborative Research: A Survey of Galaxy Evolution and Star Formation over the Past 4.6 Billion Years The XENON1T Dark Matter Project: A Project Proposal from the US Institutions of the XENON Collaboration Elucidating Time and Length Scales of Spatiotemporal Heterogeneity in Supercooled Liquids NEB: Novel Quantum Switches Using Heterogeneous Atomically Layered Nanostructures Beyond Spherical Cows: Using Radio Observations to Write the Next Chapter on Novae Problems in Complex Analysis and Complex Geometry CAREER: Semiconductor Macromolecules and Nanocrystals: Chemistry at the Interface of Small Molecules and Quantum Dots Collaborative Research: Stellar Clouds as New Probes of the Milky Way s Accretion History and Mass Distribution SOLAR Collaborative: Designing & Modeling advanced nanostructure based hybrid solar cells Understanding the Design and conduction of Materials for Organic Electronics at the Molecular Level Dynamics of Organic Reactions SusChem: IUPAC: Sustainable Transition-Metal Catalysts for Radical Reactions Columbia University Materials Research Science and Engineering Center Cosmology from Non-Linear Weak Lensing Waves in Complex Media and Applications Testing the Millisecond Magnetar Model for Gamma-Ray Bursts and Superluminous Supernovae NEB: Novel Quantum Switches Using Heterogeneous Atomically Layered Nanostructures Stress-Induced nanopatterning of Surface Reactions on Metal Oxide Surfaces Excitations in Landau Levels of Two-dimensional Quantum Fluids Columbia University Materials Research Science and Engineering Center AST , DMR , DMR , DMR , DMR , PHY , CHE , PHY , PHY , DMR , DMR , PHY , PHY , CHE , CHE , AST , AST , PHY , CHE , DMR , AST , DMS , CHE , AST , DMR , DMR , CHE , CHE , DMR , AST , DMS , AST , DMR , DMR , DMR , DMR ,283 The accompanying footnotes are an integral part of the 131

135 Stochastic Controls, Portfolios, and Competing Particle Systems Resolving AGN accretion and feedback in cool core clusters with parsec-scale simulations Experimental Physics Research Program at Columbia University/Nevis Laboratories Quantum Critical Phenomena and Non Fermi Liquid Physics Understanding the Design and conduction of Materials for Organic Electronics at the Molecular Level CAREER: Molecular Engineering of Charge Transfer in Polymeric Materials REU Site: Nevis Labs, Columbia University for Summers Probability Density Function of Dislocation Free Path Length: Experimental Determination through GND Measurements Maximizing the Early-Detection Science of Advanced LIGO MIRT: Building Functional Nanoarchitectures in van der Waals Materials CAREER: Nonparametric methods in multiple dimensions: shape restrictions, bootstrap and beyond Questions in Stochastic Process Theory Arising from Mathematical Finance Collaborative Research: GOALI: Graphene NEB: Novel Quantum Switches Using Heterogeneous Atomically Layered Nanostructures Sum Frequency studies of liquid interfaces p-adic Automorphic forms, p-adic L-functions and Selmer groups Columbia University Materials Research Science and Engineering Center A Unified Statistical Framework for the Identification of Rare Variants Implicated in Complex Diseases. Collaborative Research: Continuation of the XENON100 Dark Matter Search at the Gran Sasso Underground Laboratory Collaborative Research: cliques, stable sets and approximate structure Columbia University Materials Research Science and Engineering Center CAREER: Precision Measurements with Ultracold Diatomic Molecules Nonlinear parabolic equations and related geometric problems Dynamics and Transport in Strongly InterfacinG Condensed Phase Systems Degenerate Elliptic Problems in Analysis and Geometry CAREER: Visualizing the Formation of the Charge Density Wave Phase at the Atomic Scale Dynamic Self-Assembly of Glycolpids for Unveiling Complex Glycan-Protein Interactions Algebraic Cycles and L-functions Directly Testing the Presence of Large-Scale Multiphase Flows in the Galactic Halo MIRT: Building Functional Nanoarchitectures in van der Waals Materials SELF-ASSEMBLY OF ACTIVE NANOPARTICLES Collaborative Research: Continuation of the XENON Dark Matter Search at LNGS PESO: Breast Cancer Invasion in Crowded and Locally Stiff Environments Link homology and categorification of quantum groups Algebraic structures in Floer theory Development of ultrathin intermetallic phases for giant spin Hall effects DMS , AST , PHY , DMR , DMR , DMR , PHY , DMR , PHY , DMR , DMS , DMS , DMR , DMR , CHE , DMS , DMR , DMS , PHY , DMS , DMR , PHY , DMS , CHE , DMS , DMR , CHE , DMS , AST , DMR , DMR , PHY , DMR , DMS , DMS , DMR ,106 The accompanying footnotes are an integral part of the 132

136 MIRT: Building Functional Nanoarchitectures in van der Waals Materials Columbia University Materials Research Science and Engineering Center CAREER: Flober-theoretic approaches to low-dimensional topology MuSR Studies of Exotic Spin and Charge Behaviors in Novel Superconducting, Metals, and Semiconductors MuSR Studies of Exotic Spin and Charge Behaviors in Novel Superconducting, Metals, and Semiconductors Collaborative Research: Perception and Control of Infrared Radiation by Insects Tractability of High dimensional Problems for Quantum and Classical Computers Exact solvability of the Kardar-Paroso-Zhang stochastic partial differential equation Columbia University Materials Research Science and Engineering Center Columbia University Materials Research Science and Engineering Center Application of geometric analysis to general relativity and geometric flows Optimal Treatment Policies and Adaptive Screening for Functional Predictors Statistical Methods for Screening Individual Childhood Growth Paths NEB: Novel Quantum Switches Using Heterogeneous Atomically Layered Nanostructures Foundations of Algebraic Stacks Ongoing Accretion on a Galactic Disk and primordial Galaxies Columbia University Materials Research Science and Engineering Center MRI Instrument Development for Liquid Xenon Dark Matter Searches: An Atom Trap Trace Analysis System to Measure Ultra-Low Krypton Contamination in Xenon MIRT: Building Functional Nanoarchitectures in van der Waals Materials Dynamics of Linear and Nonlinear and Nonlinear Waves in Complex Media Enumerative geometry of moduli spaces and applications FRG: Collaborative Research: Gromov-Witten Theory Maximizing the Early-Detection Science of Advanced LIGO FRG: Collaborative Research: Gromov-Witten Theory Heegaard Floer homology, concordance, and categorification Algebraic Knots and Respresentation Theory Logarithmic geometry and its applications to moduli and birational geometry Columbia University Materials Research Science and Engineering Center Periodic Phenomena in Cataclysmic Binaries MOD P LOCAL LANGLANDS PROGRAM FOR P-ADIC REDUCTIVE GROUPS AN D REPRESENTATIONS OF HECKE ALGEBRAS Nonparametric classification, tuning parameter selection, and asymptotic stability for high-dimensional data Nanoscale sensing of the chemical and physical properties of two-dimensional materials and interfaces using scanning probe microscopy US ATLAS Operations Programs: Empowering University Physicists to make Discoveries at the Energy Frontier Development of ultrathin intermetallic phases for giant spin Hall effects Link homology, cohomological operations, and categorification at roots of unity The Law and Politics of Antitrust in Open Economies DMR , DMR , DMS , DMR , DMR , PHY , DMS , DMS , DMR , DMR , DMS , DMS , DMS , DMR , DMS , AST , DMR , PHY , DMR , DMS , DMS , DMS , PHY , DMS , DMS , DMS , DMS , DMR , AST , DMS , DMS , CHE , PHY , DMR , DMS , SES ,577 The accompanying footnotes are an integral part of the 133

137 Fully nonlinear geometric partial differential equations Columbia University Materials Research Science and Engineering Center US ATLAS Operations Programs: Empowering University Physicists to make Discoveries at the Energy Frontier Stochastic Controls, Games and Portfolios MIRT: Building Functional Nanoarchitectures in van der Waals Materials DMREF/Collaborative Research: Designing, Understanding and Functionalizing Novel Superconductors and Magnetic Derivatives MIRT: Building Functional Nanoarchitectures in van der Waals Materials Polyacetals: Water-Soluble ph-degradeable Polymers with Remarkable Thermoresponsive Behavior Problems in Mathematical General Relativity Critical planar systems and conformal invariance Automorphic Galios Representations and Automorphic L-functions Columbia University Materials Research Science and Engineering Center MIRT: Building Functional Nanoarchitectures in van der Waals Materials MIRT: Building Functional Nanoarchitectures in van der Waals Materials Open Mirror Symmetry for Toric Varieties Collaborative Research: Optimal Monte Carlo Estimation via Randomized Multilevel Methods Columbia University Materials Research Science and Engineering Center Structure and Dynamics of strongly interacting systems in the condensed phase:from glasses to quantum transport Stochastic Control Under Model Uncertainty CHaS: The Circumgalactic H-alpha Spectrograph Columbia University Materials Research Science and Engineering Center Columbia University Materials Research Science and Engineering Center Columbia University Materials Research Science and Engineering Center Columbia University Materials Research Science and Engineering Center Equations with random coefficients and inverse problems Columbia University Materials Research Science and Engineering Center Collaborative: Viscoelasticity of Nanoparticle Dispersed Polymer Melts: Experiment and Simulation The XENON1T Dark Matter Project: A Project Proposal from the US Institutions of the XENON Collaboration COLLABORATIVE RESEARCH: EMSW21-RTG: JOINT COLUMBIA-CUNY-NYU RESEARCH TRAINING GROUP IN NUMBER THEORY Propagation of Stochasticity in PDE s and Hybrid Inverse Problems From Clusters to Voids: Gas and Galaxy Evolution Perspectives on Complex Algebraic Geometry Analytic Number Theory and its Applications, July 14-18, 2014 Collaborative Research: Understanding Turbulent Mixing in Laboratory Magnetospheres CHaS: The Circumgalactic H-alpha Spectrograph Preparing the Hardware Foundations of Environmental Veloes for the Advanced LIGO Era DMS , DMR , PHY , DMS , DMR , DMR , DMR , DMR , DMS , DMS , DMS , DMR , DMR , DMR , DMS , DMS , DMR , CHE , DMS , AST , DMR , DMR , DMR , DMR , DMS , DMR , DMR , PHY , DMS , DMS , AST , DMS , DMS , PHY , AST , PHY ,295 The accompanying footnotes are an integral part of the 134

138 Collaborative Research: Applied Probability and Time Series Modeling Improving Models of Molecular Clouds and Planetary Atmospheres: Dissociative Recombination Measurements for Molecular Ions of Astronomical Interest Gas Accretion and the Disk-Halo Interface NEB: Novel Quantum Switches Using Heterogeneous Atomically Layered Nanostructures Improving Models of Molecular Clouds and Planetary Atmospheres: Dissociative Recombination Measurements for Molecular Ions of Astronomical Interest Preparing the Hardware Foundations of Environmental Veloes for the Advanced LIGO Era Molybdenum Disulfide Monolayer Synthesis and Characterization Controlling Nancomposite Properties by Nanoparticle Assembly Problems in general relativity and geometric flows Fast First-Order Methods for Large-Scale Structured and Sparse Optimization Collaborative Research: Continuation of the XENON Dark Matter Search at LNGS Columbia University Materials Research Science and Engineering Center Columbia University Materials Research Science and Engineering Center Improving Models of Molecular Clouds and Planetary Atmospheres: Dissociative Recombination Measurements for Molecular Ions of Astronomical Interest Columbia University Materials Research Science and Engineering Center Coulomb drag in ultra-clean and strongly interacting van der Waals materials: toward exciton condensation Algebraic Stacks Columbia University Materials Research Science and Engineering Center EMSW21-RTG: New Techniques in Low-Dimensional Topology and Geometry FRG: Collaborative Research: Vertorial and geometric problems in the calculus of variations MIRT: Building Functional Nanoarchitectures in van der Waals Materials CAREER: Fractal Bandstructure by Superlattice Patterning CAREER: Multimessenger astronomy through gravitational-waves: a student centered approach Main Group Element Complexes Supported by Multidentate Ligands: Alkyl Hydride and Subvalent Compounds and their Applications to Catalysis Materials World Network: III-nitride Nanomaterials Growth and Control for Solid-State Cavity Quantum Electrodynamics CAREER: Multimessenger astronomy through gravitational-waves: a student centered approach Columbia University Materials Research Science and Engineering Center Columbia University Materials Research Science and Engineering Center Mapping the Past in the Future: Science Enabled by High-Resolution Spectroscopic Stellar Surveys Applications of Photochemistry and Spin Chemistry to Challenges in Magnetic Resonance, Chemical Biology and Material Sciences P-adic Automorphic forms, P-adic L-functions and Galois Representations Catalytic Reactions for Organic Synthesis: Novel Strategies for Cyclopropanje Synthesis and Oxidative Carbonylation Silane Reagents and Catalysts for Asymmetric Synethesis of Carbinamines Mechanism of GRB Emission MIRT: Building Functional Nanoarchitectures in van der Waals Materials DMS , AST , AST , DMR , AST , PHY , DMR , DMR , DMS , DMS , PHY , DMR , DMR , AST , DMR , DMR , DMS , DMR , DMS , DMS , DMR , DMR , PHY , CHE DMR PHY DMR DMR AST CHE DMS CHE CHE , AST , DMR ,026 $22,051,529 The accompanying footnotes are an integral part of the 135

139 Geosciences Oceanographic Technical Services, R/V Marcus G. Langseth, Ship Operations Ship Operations Renewal Request to ANT : MRI-R2: Development of an ice Imaging System for Monitoring Changing Ice Sheets Mounted on the NYANG LC-130 Geoinformatics Facilities Support: Integrated Data Collections for the Earth & Ocean Sciences: The Marien Geoscience Data System and the Geoinformatics for Geochemistry Program Collaborative Research: Global Ocean Repeat Hydrography, Carbon and Tracer Measurements Collaborative Research: Tectonic and Magmatic Processes During Early-Stage Rifting: An Integrated Study of Northern Lake Malawi, Africa Ship Operations Ship Operations Geoinformatics Facilities Support: Integrated Data Collections for the Earth & Ocean Sciences: The Marien Geoscience Data System and the Geoinformatics for Geochemistry Program L TER Palmer, Antarctica (PAL) Land-Shelf-Ocean Connections, Ecosystem Resilience and Transformation in a Sea-Ice Influenced Pelafic Ecosystem Collaborative Research: EaSM2: Linking near-term future changes in weather and hydroclimate in western North America to adaption for ecosystem and water management FESD Type 1: Pilocene Maximum Sea Level (PLIOMAX): Dynamic Ice Sheet-Earth Response in a Warmer World Collaborative Research Flow, Turbulence and mixing in Mid-Ocean ridge Fracture Zone Canyons Shipboard Scientific Support Equipment 2013 Geoinformatics Facilities Support: Integrated Data Collections for the Earth & Ocean Sciences: The Marien Geoscience Data System and the Geoinformatics for Geochemistry Program A Proposal to Manage the U.S. Science Support Program Office associated with the International Ocean Discovery Program (USSSP-IODP) Geoinformatics Facilities Support: Integrated Data Collections for the Earth & Ocean Sciences: The Marien Geoscience Data System and the Geoinformatics for Geochemistry Program Collaborative Research: P2C2-Tree-Ring Reconstructions of Western North Pacific Climate Dynamics Rolling Deck to Repository (R2R) Collaborative Research: Filling the triassic geochronologic gap: A continuous cored record of continental environmental change in western north america Support for the U.S. GEOTRACES Project Office LTER: Palmer Antarctica LTER: Climate Change, Ecosystem Migration and Telecommunication in an Ice- Dominated Environment Development of Freeze Shoe Sampler to Recover Aquifer Sands with in situ Groundwater from up to 1000-ft Depth CNH: Competing demands and future vulnerability of groundwater: Drinking water quality and food security in arsenic-impacted South and Southeast Asia SHINE: Observationally Constraining the Physical Processes that Generate the Solar Wind Experimental Physics Research Program at Columbia University/Nevis Laboratories Continental scale droughts in North America: Their frequency, character and causes over the past millennium and near term future Strategic Ozone Depletion and Recovery and Antarctic Climate Change Collaborative Research: U.S. GEOTRACES North Atlantic Section: Analysis of 230Th, 232Th and 231Pa Stratospheric and Tropical Influences on the Mid-Latitude Circulation Response to Rising Greenhouse Lamont, Doherty Core Repository: Curation, Service, Professional Development, Outreach Collaborative Research: Rolling Deck to Repository (R2R): Transforming the Academic Fleet Into an Integrated Global Observing System Collaborative Research: Reconstructing Hydroclimatic Asian Monsoon Variability for the past Millennium from Tree Rings: Myanmar and Vicinity Collaborative Research: Chemical and biological characterizations of phosphonate and polyphosphonate dynamics in marine phytoplankton OCE ,572, OCE ,148, OCE ,145, PLR ,229, OCE ,188, OCE , EAR , OCE , OCE , OCE , PLR , AGS , OCE , OCE , OCE , OCE , OCE , OCE , AGS , OCE , EAR , OCE , PLR , EAR , ICER , AGS , PHY , AGS , PLR , OCE , AGS , OCE , OCE , AGS , OCE ,207 The accompanying footnotes are an integral part of the 136

140 Testing geochemical proxy relationships under variable paleo-seawater chemical compositions Tropical Cyclones and Climate - A Model Intercomparison Project New constraints on and models of global and plate-scale anisotropic mantle structure Drying Versus Wettening of the East African Climate Collaborative Research: Evolution and Hydration of the Juan de Fuca Crust and Uppermost Mantle: A Plate-scale Seismic CAREER: Characterizing the uncertainty in projection of climate change in the semi-arid tropics based on the moist static energy framework Photoheterotrophy in unicellular cyanobacteria: ecological drivers and signigicance for marine biogechemistry L TER Palmer, Antarctica (PAL) Land-Shelf-Ocean Connections, Ecosystem Resilience and Transformation in a Sea-Ice Influenced Pelafic Ecosystem Collaborative Research: Automated Continous Measurment of CFC and SF6 Saturations in Surface Waters Collaborative Research: The impact of time-dependent mantle rheology and 3-D structure on models and observations of glacial isostatic WSC-Category 3 Collaborative: America s Water-The Changing Landscape of Risk, Competing Demands and Climate Provision of log data reduction and database serves fo scientific ocean drilling Collaborative Research: Assessing Climate Model Simulations of Last Glacial Maximum Ocean Circulation with Carbon Isotopes Collaborative Research: P2C2 Cool and Warm Season Moisture Reconstruction and Modeling over North America Surface signatures of stratospheric variability and trends COLLAB RES: UPLIFT & FAULTING AT THE TRANSITION FROM SUBDUC- TION TO COLLISION A FIELD & MODELING Active lava lakes as a window into magma and volcano dynamics EaSM-3 Collaborative Research: Local and remote regional climate responses to regional forcings from short-lived climate dorcers Accomplishment Based Renewal: Temporal Evolution of Hydrothermal and Volcanic Processes at the East Pacific Rise from Microeathquake Data Collaborative Research: The Aleutian megathrust from trench to base of the seismogenic zone integration and synthesis of laboratory, geophysical and geological data Facility Support: The Global CMT Project Collaborative Research: Completing a 10-Year Record of Deep Western Boundary Current Observations at Line W A contribution to the Atlantic Meridional Overturning Circulation Study Collaborative Research: Evaluating Controls on Holocene Glacier Flucations and Climate Variability in the Southern Peruvian Andes Paleoclimate shocks: environmental variability, human vulnerability, and societal adaptation during the last millennium in the Greater Mekong Basin Collaborative Research: Developing New Instrumentation ot Accurately Measure Heat and Mass Flux of Hydrothermal Fluids Collaborative Research: A community seismic experiment targeting the pre-, syn- and post-rift evolution of the Mid-Atlantic US margin Idealized models for tropical climate dynamics Collaborative Research: US GEOTRACES Pacific Section: Analysis of 230Th, 232Th and 231Pa Collaborative Research: Catching the quake: Investing samples fromthe JFAST expedition for evidence of the 2011 Tohoku Earthquake The Impact of Downward Wave Coupling on the Tropospheric Circulation Landslide dynamics from seismic wave inversion, satellite remote sensing, and numerical modeling Collaborative Research: Deglacial ice dynamics in the Weddell Sea embayment using sediment provenance EarthCube Building Blocks: Collaborative Proposal: Geolink- Leveraging Semantics and Linked Data for Data Sharing and Discovery Collaborative Research: West Antarctic Ice Sheet stability, alpine glaciation, and climate variability: a terrestrial perspective from Role of variable picoplankton cellular phosphorus turnover and allocation in marine phosphorus cycling Collaborative Research: Understanding Madden-Julian Oscillation (MJO) Initiation with dynamics of the madden Julian Oscillation (DYNAMO) Observations and a Hierarchy of Models OCE , AGS , EAR , AGS , OCE , AGS , OCE , PLR , OCE , EAR , EAR , OCE , OCE , AGS , AGS , EAR , EAR , AGS , OCE , EAR , EAR , OCE , EAR , GEO , OCE , OCE , AGS , OCE , OCE , AGS , EAR , PLR , ICER , PLR , OCE , AGS ,061 The accompanying footnotes are an integral part of the 137

141 Collaborative Research: Rifting, Magmatism, and Lithospheric Sutures Crustal Imaging of the South Georgia Basin and Suwanee Suture Interannual and Orbital-Scale Climate Variability in the Early Miocene: Physical, Chemical and Biological Investigations of the Foulden Maar Diatomite Collaborative Research: Imaging the Cascadia Subduction Zone: A Ship-to-shore Opportunity Collaborative Research: Plate Tectonic and Geochemical Evolution of Young Walvis Ridge and Implications for African Plate Motion Modeling A Critical Test of the Nd Paleocirculation Proxy Constraints on the Composition of the Subducting Oceanic Crust in the Northwest Pacific Ocean Basin Multi-Scale Climate Information for Agricultural Planning in Southeastern South America for Coming Decades Support for the U.S. GEOTRACES Project Office Collaborative Research: Developing a Continous Replicated Reconstruction of Tropical Pacific Climate Over the Last Years: Analysis of Massive Porites Corals from American Samoa Shipboard Scientific Support Equipment 2011 AccuracyImprovement and Uncertainty Reduction of Spectroscopic Parameter of H20 Lines in the HITRAN Ocean Acidification: Collaborative Research: Quantifying the potential for the biogeochemical feedbacks to create refugia from ocean acidification on tropical coral reefs Career: Very Broadband Rheology and the Internal Dynamics of Plate boundaried on Earth A global survey of long term organic carbon decomposition in marine sediments: constraints to methanogenesis, gas hydrate formation and C cycle budget Experimental Physics Research Program at Columbia University/Nevis Laboratories GEOTRACES Pacific section: Dissolved and particulate concentrations of selected anthropogenic radionuclides along the U.S. GEOTRACES Peru-Tahiti zonal section Collaborative Research: Strain Accumulation and release at the Kuril Subduction Zone from Postseismic Observations on the Kuril GPS Array in EarthCube RCN: C4P: Collaboration and cyberinfrastructure for Paleogeosciences Do Creeping Faults Ever Host Large Earthquakes? An investigation of Thermal Alteration in the SAFOD Drillcore Unearthing Aftershocks: Physical Simulations Statistical Models, and New Observations Collaborative Research: Climate and Glacier change in Bhutan: the last millennia, present and future Oceanic Response to a Coastal Polynya, Terra Nova Bay, Antarctica ELT Collaborative Research: Evolutionary and ecological responses of small mammal communities to habitat and climate change over the last 5 million years WSC-Category 3 Collaborative: America s Water-The Changing Landscape of Risk, Competing Demands and Climate Collaborative Research: Investigating Temperature, Melting, and Mantle Flow in the North American Upper Mantle with 3-D Models of Shear Velocity, Radial Anisotropy, and Attenuation Collaborative Research: Global Ocean Repeat Hydrography, Carbon and Tracer Measurements Oceanographic Instrumentation 2014 Water diffusion in olivine: Experiments and application to phenocrysts Collaborative Research: Seismic Study of the Galicia S Detachment Collaborative Research: Sediment pathways, sedimentation processes, and structural growth along the Tohoku segment of the Japan subduction margin: Role of megathrust earthquakes The response of the Subarctic North Pacific to abrupt climate change: Reconstructing dust flux and biological productivity during the last deglaciation Collaborative Research: Tropical Cyclones in a Warming Climate: Lessons from Model Simulations of the last Glacial Maximum and Holocene EarthCube RCN: isamples: The internet of Samples in the Earth Sciences Collaborative Research: The El Nino-Southern Oscillation (ENSO) Mediterranean Teleconnection: Observations and Dynamics Collaborative Research: Advanced modeling for understanding fluid and magma migration in subduction zones Collaborative Research: Tectonic and Magmatic Processes During Early-Stage Rifting: An Integrated Study of Northern Lake Malawi, Africa EAR , EAR , EAR , OCE , OCE , OCE , AGS , OCE , OCE , OCE , AGS , OCE , EAR , OCE , PHY , OCE , EAR , ICER , EAR , EAR , EAR , PLR , EAR , EAR , EAR , OCE , OCE , EAR , OCE , OCE , OCE , AGS , ICER , AGS , OCE , EAR ,302 The accompanying footnotes are an integral part of the 138

142 Collaborative Research: Hikurangi Ocean Bottom Investigation of Tremor and Slow Slip (HOBITSS). Thermohaline Circulation and Deep Ocean Carbonate Chemistry across the Mid-Pieistocene Transition EAGER: Collaborative Research:SAVI Leveraging the Ocean Data Interoperability Platform (ODIP) for International Marine Science Shipboard Scientific Support Equipment 2012 Collaborative Research: Dissolved Phosphorus Processing by Trichodesmium Consortia: quantittative partitioning, role of microbial Collab Res U.S. GEOTRACES Arctic Section - Water Mass Composition Circulation and Mean Residence Times Derived from Measurements of 18O/D, CFCs. SF6, 3H/#he and 14c Collab Res U.S. GEOTRACES Arctic Section - Water Mass Composition Circulation and Mean Residence Times Derived from Measurements of 18O/D, CFCs. SF6, 3H/#he and 14c WSC-Category 3 Collaborative: America s Water-The Changing Landscape of Risk, Competing Demands and Climate Experimental Physics Research Program at Columbia University/Nevis Laboratories Collaborative Research: Climate and Glacier change in Bhutan: the last millennia, present and future Collaborative Research: Optimizing Multibeam Data Acquisition Operations and Quality for the U.S. Academic Research Fleet Collaborative Rsch: The Upper Branch of the Southern Ocean Overturning in the Southern Ocean State Estimate: Water Mass Transformation & Pathways of the 3-Dimensional Residual Circulation Collaborative Research: Integrated Studies of Early Stages of Continental Extension: From Incipient (Okavango) to Young (Malawi) Rifts North Atlantic Bottom Water Temperature and Ice Volume Records from the Mid-Pleistocene Transition Comprehensive High-Precision Relocation of Global Seismicity Experimental Physics Research Program at Columbia University/Nevis Laboratories Collaborative Research: Dust deposition, paleo-export production, and migration of the (ITCZ) through the last glacial cycle in the west-central Pacific (Line Islands) Collaborative Research: U.S. Geotraces Arctic Section: 230th, 232th and 231Pa tracers of trace element supply and removal Thermal Structure, hydration and dehydration of the entire Juan de Fuca Plate Eager: Collaborative Research: EarthCube Building Blocks, Leveraging Semantics and Linked Data for Geoscience Data Sharing and Discovery REU Site: Research Experience for Undergraduates: Analyzing Global Databases Collaborative Research: A field, laboratory and theoretical study of mixed bedrock-alluvial meandering rivers EarthCube RCN: C4P: Collaboration and cyberinfrastructure for Paleogeosciences Collaborative Research:Testing Artic Ice Sheet Sensitivity to Abrupt Climate Change Mantle signals in arcs: Transport models from geochemistry and seismicity Collaborative Research: Deep Structure of Three Continental Sutures in Eastern North America Constraining the Past and Future Ocean Sink of Anthropogenic Carbon with Observations Collaborative Proposal: Combined Influence of Snow cover and ENSO on North African/Mediterranean Temperature and Precipitation Geoinformatics Facilities Support: Integrated Data Collections for the Earth & Ocean Sciences: The Marien Geoscience Data System and the Geoinformatics for Geochemistry Program GEOTRACES Arctic Section: Using a multi-tracer approach to better understand the key factors that control anthropogenic radionuclide distribution in the Amerasian Basin Collaborative Research: Structure and Composition of Oceanic Lithosphere and the Lithosphere/Asthenosphere Boundary Collaborative Research The North Anatolian Fault system in the Marmara Sea, Turkey Insights from the Quaternary evolution of a multi-stranded transform Petrologic study of Peridotite Carbonation in Oman:Tempeture Timing and Fluid Composition School-based Ecology and Environmental Discoveries (SEEDS) Collaborative Research: Ocean Acidification: Impacts of evolution on the response of phytoplankton populations to rising C02 REU SITE: Research Experience for Undergraduates: Analyzing Global Databases OCE , OCE , OCE , OCE , OCE , OCE , OCE , EAR , PHY , EAR , OCE , OCE , EAR , OCE , EAR , PHY , AGS , OCE , OCE , ICER , OCE , EAR , ICER , PLR , EAR , EAR , OCE , AGS , OCE , OCE , OCE , OCE , EAR , GEO , OCE , OCE ,849 The accompanying footnotes are an integral part of the 139

143 Collaborative Research: The Behavior of sulfur during magma mixing and implications for magma degassing and ore formation Ocean Acidification- Category 1 Calibration and application of the boron isotope seawater - ph indicator in deep-water corals Collaborative Research: Dust interaction with climate in the African Humid Period Collaborative Research: Experimental investigation of magmatic processes at Volcan Quizapu Collaborative Research: An inverse and forward modeling synthesis of noble gases to better quantify biogeochemical cycles Collaborative Research: Tectonic and Magmatic Processes During Early-Stage Rifting: An Integrated Study of Northern Lake Malawi, Africa Collaborative Research: EaSM2: Linking near-term future changes in weather and hydroclimate in western North America to adaption for ecosystem and water management WSC-Category 3 Collaborative: America s Water-The Changing Landscape of Risk, Competing Demands and Climate Geochemical Calibration of Modern Isopora and Acropora Corals from the Great Barrier Reef and Application to IODP Leg 325 Fossil Corals Collaborative Research: Hydrological variability during the last millenium from high resolution proxies Collaborative Research: Timing and structure of the last glacial maximum and termination in southern Peru: Implications for the role of the tropics in climate change Development and Testing of Pressure Gradient Sensors to Improve Shallow Seafloor Seismic Observation 2013 Oceanographic Instrumentation Geoinformatics Facilities Support: Integrated Data Collections for the Earth & Ocean Sciences: The Marien Geoscience Data System and the Geoinformatics for Geochemistry Program Collaborative Research: Arctic GEOTRACES - Nd isotopes and REEs in the Arctic EarthCube RCN: isamples: The internet of Samples in the Earth Sciences Towards mass balancing arc magmatic fluxes-insights from the central Mecican Volcanic Belt Collaborative research: Geochemical variation of the Pacific crust subducting beneath the Izu-Bonin arc and its implications for the generation of arc magmas Collaborative Research: Crustal Accretion and Mantle Processes Along the Subduction-Influenced Eastern Lau Spreading Center REU Site: Research Experience for Undergraduates: Analyzing Global Databases Collaborative Research: Testing Mechanisms of Tropical Climate Change and Variability using New Cores from the Line Islands Collaborative Research: RAPID Testing High Temperature Subseafloor Tracers and Optical Communication Networks at Axial Seamount Using Available DSV Alvin Bottom Time LTER: Palmer Antarctica LTER: Climate Change, Ecosystem Migration and Telecommunication in an Ice- Dominated Environment EAGER: Collaborative Research: Using Available Sentry AUV aboard R/V Atlantis to Measure Hydrothermal Heat Flux at Axial and Main Endeavor Fields The Tropics Rule: A Symposium honoring Mark Cane s contribution to Climate Science Collaborative Research: Quantifying the ocean s response to solar forcing: Multidecadal to century-scale variability of North Atlantic SST s over recent millennia Collaborative Research: GEOTRACES Pacific Section-Nd isotopes and REEs in the South Pacific Collaborative Resaerch: P2C2--Multi-Site Paleo-Reconstruction of Missouri River Streamflows from Tree Ring Data Idealized models for tropical climate dynamics Experimental Physics Research Program at Columbia University/Nevis Laboratories CSEDI Collaborative Research: Integrating Seismological, Rheological and Petrological Studies of Melt Production and Transport in Subduction Zones Collaborative Research: From the Slab to the Surface: Origin, Storage, Accent and Eruption of Violate-Bearing Magmas Was Subantarctic dust a major driver of past CO2 variability Collaborative Research: Evaluating hydrologic and ecologic responses to late-glacial (9-33ka) abrupt climatic transitions in the coastal southwest United States Collaborative Research: A community seismic experiment targeting the pre-, syn- and post-rift evolution of the Mid-Atlantic US margin EarthCube Building Blocks: Collaborative Proposal: A Geo-Semantic Framework for Integrating Long-Tail Data and Models EAR , OCE , AGS , EAR , OCE , EAR , AGS , EAR , OCE , AGS , EAR , OCE , OCE , OCE , OCE , ICER , EAR , OCE , OCE , OCE , OCE , OCE , PLR , OCE , AGS , OCE , OCE , AGS , AGS , PHY , EAR , EAR , PLR , EAR , OCE , ICER ,478 The accompanying footnotes are an integral part of the 140

144 Geoinformatics Facilities Support: Integrated Data Collections for the Earth & Ocean Sciences: The Marien Geoscience Data System and the Geoinformatics for Geochemistry Program A Proposal to Manage the U.S. Science Support Program Office associated with the International Ocean Discovery Program (USSSP-IODP) Collab Resch:How is Rifting Exhuming the Youngest High-Pressure & Ultrahigh-Pressure Rocks on Earth CAREER: Understanding moisture transport and its coupling to the large-scale energy and momentum of the Northern Hemisphere summer circulation. Geoinformatics Facilities Support: Integrated Data Collections for the Earth & Ocean Sciences: The Marien Geoscience Data System and the Geoinformatics for Geochemistry Program Collaborative Research: Immersive audio-visualization of seismic wave fields in the Earth (Earthscope Education & Outreachs) Collaborative Research: The Pulse of Holocene Glaciations in New Zealand s Southern Alps Geoinformatics Facilities Support: Integrated Data Collections for the Earth & Ocean Sciences: The Marien Geoscience Data System and the Geoinformatics for Geochemistry Program EAGER: Proof of concept: U-Th Dating of Lake-level History at Mono Basin, CA EarthCube Domain End-User Workshop: Community-Based Cyberinfrastructure for Petrology and Geochemistry Development and Deployment of a Prototype Full Ocean Depth OBS WSC-Category 3 Collaborative: America s Water-The Changing Landscape of Risk, Competing Demands and Climate School-based Ecology and Environmental Discoveries (SEEDS) Collaborative Research: Dynamics of Crust-Mantle Coupling through Combined Analysis and Modeling of Earthscope Seismic, Geodetic, and Geological Data Collaborative Research: Holocene Indian Summer Monsoon Variability Reconstructed for Decadally Resolved Tibetan Lake Sediments Dynamical coupling of deformation and melt transport in the Earth: A combined theoretical and experimental study Dynamics and Predictability of Tropical weather and climate from convective to intraseasonal scales through cloud-resolving ensemble analysis of sounding and radar observation from dynamo WSC-Category 3 Collaborative: America s Water-The Changing Landscape of Risk, Competing Demands and Climate Collaborative Research: ETBC: Amazon Influence on the Atlantic Carbon Exports From Nitrogen Fixation by Diatom Symbioses Ocean Acidification: Collaborative Research: Establishing the Magnitude of Sea-Surface Acidification During The Paleocene-Eocene Thermal Maximum Collaborative Research: Simulating iceberg calving from ice shelves using a damage mechanics model Collaborative research:recent northeastern united States temperature records in the context of the late holocene Collaborative Research: Deep Structure of Three Continental Sutures in Eastern North America Collaborative Research: Quantifying Feedbacks Affecting High Altitude Climate Change Exploring the absolute pressure gauge data from the Cascadia Initiative OBS deployment for transient changes in searfloor elevation Collaborative Research: Fluid Transport and Fluid-Rock Interactions Preserved in Two Serpentinite Melanges in the Guatemala Suture Zone Future changes in the seasonal cycle: Mechanisms and implications REU Site-Research Experience for Undergraduates: Analyzing Global Database Surface-Wave Data Profucts from USArray Collaborative Research: Rolling Deck to Repository (R2R): Transforming the Academic Fleet Into an Integrated Global Observing System Collaborative Research: Permanent seafloor benchmarks for geodetic measurements of horizontal and vertical plate motion WSC-Category 3 Collaborative: America s Water-The Changing Landscape of Risk, Competing Demands and Climate Collaborative Research: Quantifying Feedbacks Affecting High Altitude Climate Change Summer school on land-atmosphere interactions Future changes in the seasonal cycle: Mechanisms and implications Collaborative Research: Role of small-sized protists in the microbial loop with emphasis on interactions between mixotrophic prolists and picocyanobacteria OCE , OCE , EAR , AGS , OCE , EAR , EAR , OCE , EAR , EAR , OCE , EAR , GEO , EAR , EAR , EAR , AGS , EAR , OCE , OCE , PLR , AGS , EAR , AGS , OCE , EAR , AGS , OCE , EAR , OCE , OCE , EAR , AGS , AGS , AGS , OCE ,135 The accompanying footnotes are an integral part of the 141

145 Collaborative Research: Rifting, Magmatism, and Lithospheric Sutures Crustal Imaging of the South Georgia Basin and Suwanee Suture Fibrous diamonds through time-insights into mantle fluids and metasomatism Late Quaternary Variability of the Agulhas Thermohaline Valve from Nd Isotopes in Planktonic Foraminfera L TER Palmer, Antarctica (PAL) Land-Shelf-Ocean Connections, Ecosystem Resilience and Transformation in a Sea-Ice Influenced Pelafic Ecosystem LTER: Palmer Antarctica LTER: Climate Change, Ecosystem Migration and Telecommunication in an Ice- Dominated Environment Collaborative Research: ETBC: Amazon Influence on the Atlantic Carbon Exports From Nitrogen Fixation by Diatom Symbioses Collaborative Research: Development and support of the MB-System software package for processing and display of swatch mapping Collaborative Research: Timescales for Large-Scale Tropispheric Transport Collaborative Research: Contributions of Prydz Bay Shelf Water to Antarctic Bottom Water Formation Paleoclimate shocks: environmental variability, human vulnerability, and societal adaptation during the last millennium in the Greater Mekong Basin School-based Ecology and Environmental Discoveries (SEEDS) Response of high-latitude forests to a warmer and CO2-enriched atmosphere: tree rings in a process-based model Multi-Scale Climate Information for Agricultural Planning in Southeastern South America for Coming Decades COLLABORATIVE RESEARCH: GRAZING AND IRON CONTROLS OF DIATOM BLOOMS IN THE ARABIAN SEA Megathrust Seismic Hazard by Reflection Probing the roots of active volcanic systems with spectral ambient noise tomography and receiver functions Collaborative Research: EarthCube End-User Workshop: Deep seafloor Processes and Dynamics Collaborative Research: Volatile Loss during Magma Ascent and Cooling Collaborative Research: Seismic Reflection Data System for Marine Geosciences II Collaborative Research: Evolution of Lava Channel Netwroks: Implications for Lava Flow Hazards and Migation Surface-wave Propagation across North America: New methods, Observations and Models Support for the U.S. GEOTRACES Project Office A MODEL-BASED INVESTIGATION OF CLIMATE VARIABILITY AND CLIMA TE CHANGE: FOCUS ON THE WEST AFRICAN MON COLLABORATIVE RESEARCH: UNLOCKING THE SEISMIC SIGNATURE OF R IVERS REU Site-Research Experience for Undergraduates: Analyzing Global Database COLLABORATIVE PROPOSAL: MOORED OBSERVATIONS OF TURBULENT KIN ETIC ENERGY DISSIPATION IN AND BELOW THE MIXED LAYER DURING EAR , EAR , OCE , PLR , PLR , OCE OCE AGS PLR GEO GEO PLR AGS OCE OCE EAR OCE EAR OCE EAR EAR , OCE , AGS , EAR , OCE , OCE ,533 $31,901,131 Computer and Information Science and Engineering CSR: Medium: A Virtual Smartphone and Tablet System Architecture CPS: Breakthrough: Safe Protocols in Cyber-Physical Systems (CPS) BIGDATA: Mid-Scale ESCE: Collaborative Research: Discovery and Socail Analytics for Large-Scale Scientific Literature Small automatic lyric transcription for music audio Algorithmic Foundations: learning and Testing Classes of Distributions AF: Small: Computational Aspects of Markets. Equilibria, and Fixed Points SHF: Small: Integrated Infrastructures for On-Chip Communication and Power Management in Message-Passing Multicore Processors HCC: CGV Small: Mesh-Based Simulation of Thin Liquid Structures CNS , CNS , IIS , IIS , CCF , CCF , CCF , IIS ,659 The accompanying footnotes are an integral part of the 142

146 SCH:INT: Large -Scale Probabilistic Phenotyping Applied to Patient Record Summarization CIF: Medium Projects: Events- Triggered Sampl TWC: Frontier: Collaborative: CORe: Center for Obfuscation Research CAREER: Making Threats More Deterministic by Memoizing Schedules SHF: Medium: Compiling Parallel Algorithms to Memory Systems SHF: MEDIUM: Achieving Software Reliability without True Test Oracles CHS: Medium: Collaborative Research: Computational Design and 3D Printing of Textiles Career: Networking Rechargeable Devices- Analysis and Performance Evaluation RI: large: Collaborative Research: Richer Representations for Machine Translation SaTC: Small: New Challenges in Functional Encryption SHF: Small: Designing Low-Latency and Robust Interconnection Networks with Fine-Grain Dynamic Adaptivity Using Asynchronous Techniques CPS: Synergy: Collaborative Research: Hybrid Continous-Discrete Computer for Cyber-Physical Systems RI: Small: Describing Disasters and the Ensuing Personal TOII NRI-Small: Collaborative Research: Assistive Robotics for Grasping and Manipulation using Novel Brain Computer Interfaces CAREER: Abstractions for Energy Management: Vision, Architecture and Tools RI: Small: Dexterous Manipulation Using Predictive Thin-Shell Modeling RI: Small: Statistical machine translation through a tree adjoining grammar with flexible parsing operations SHF: Medium: Compiling Parallel Algorithms to Memory Systems GOALI: Collaborative Research: CPS: Medium: Methods for Network-Enabled Embedded Monitoring and Control for High-Performance Buildings Continuous Time Digital Computation and Signal Processing CPS: Synergy: Collaborative Research: Hybrid Continous-Discrete Computer for Cyber-Physical Systems CHS: Small: Making sense of information in online discussion boards with novel social computing platforms III: small: Database Algorithms for Modern CPU Memory Hierarchies AF-EAGER Scheduling with Resource Constraints NeTS: Small: Do You See What I See: Finding and Fixing Faults in the Internet RI: Medium : Collaborative Research: Write A Classifier: Learning Fine-Grained Visual Classifiers from Text and Images Promoting Secondary spectrum markets via profitability-driven methods and algorithms SCH:INT: Large -Scale Probabilistic Phenotyping Applied to Patient Record Summarization SHF: Medium: RacePro: Automatically Detecting API Races in Deployed Systems CI-ADDO-NEW: Stan, Scalable Software for Bayesian Modeling SHF: Medium: Type-Specific Instruction Processing SHF: Small: Integrated Infrastructures for On-Chip Communication and Power Management in Message-Passing Multicore Processors Synthesis-Driven Methods Reuse, Integration, and Programming of Specialized Accelerators in Systems-on-Chip CPS: Synergy: Collaborative Research: Hybrid Continous-Discrete Computer for Cyber-Physical Systems Carer: Banalytics: Behavioral Network Analytics with Data Transparency AF: Small: How to Let an Adversary Compute for You IIS , CCF , CNS , CNS , CCF , CCF , IIS , CNS , IIS , CNS , CCF , CNS , IIS , IIS , CCF , IIS , IIS , CCF , CNS , CCF , CNS , IIS , IIS , CCF , CNS , IiS , CCF , IIS , CCF , CNS , CCF , CCF , CCF , CNS , CNS , CCF ,991 The accompanying footnotes are an integral part of the 143

147 Eager: Collaborative Research: Advanced Machine Learning for Prediction of Preterm Birth A Novel Light-weight Cable-driven Active Leg Exoskeleton (C-ALEX) for training of Human Gait NSF Career: Trustworthy hardware from untrustworthy components CIF: Small: Collaborative Research: Towards universal signal recovery algorithms AF: Small: Minimalist cryptography AF: Small: Minimalist cryptography RI: Small: Dexterous Manipulation Using Predictive Thin-Shell Modeling III Small: Database Processing on GPUs III: Small: Collaborative Research: Detection and Presentation of Community and Global Event Content from Social Media Sources CSR: Small: LOOM: A Language and System for Bypassing and Diagnosing Concurrency Errors CAREER: Bridging Game Theory, Economics and Computer Science: Equilibra, Fixed Points, and Beyond NeTS: Small: Dynamic Optical Networks - from Theory to Experimentation Collaborative Research: FIND: NetSerV-Architecture of a Service-Virtualized Internet CGV: Small: Discrete Variational Contact, Impact, and Dissipative Dynamics AF: Small: Scheduling and Routing: Algorithms with novel cost measures SHF: Medium: Type-Specific Instruction Processing RUI: CRI: CI-ADDO-EN: Collaborative Research: MASC: A Community Resource For and By the People NetSE: Medium: ENergy Harvesting Active Networked Tags NetSE: Medium: ENergy Harvesting Active Networked Tags SHF: Medium: RacePro: Automatically Detecting API Races in Deployed Systems RI: Small: Learning and Inference with Perfect Graphs SHF: Medium: Power-Adaptive, Event-Driven Data Conversion and Signal Processing Using Asynchronous Digital Techniques CAP: Advancing Technology and Practce for Learning Reading and Writing Skills in Secondary Science Education AF: Small: On the Complexity of Optimal Pricing and Mechanism Design CAREER: New Abstractions for Sensitive Data Management in Modern Operating Systems SODA 2015 Travel Grant CCF: SHF: Medium: Automatic Graphical Analysis of Programs to Discover and Program New NeTS: Small: Dynamic Optical Networks - from Theory to Experimentation NRI-Small: Collaborative Research: Assistive Robotics for Grasping and Manipulation using Novel Brain Computer Interfaces Student Travel Support for the COSN 2014 Conference TWC: Small: Auditing PIIin the Cloud with CloudFence CCF: SHF: Medium: Automatic Graphical Analysis of Programs to Discover and Program New Collaborative Research: CI-P: Reciprosody - A Repository for Prosodically Annotated Material TC: Small: Improving System Security through Virtual Layered File Systems CSR: Small: LOOM: A Language and System for Bypassing and Diagnosing Concurrency Errors Carer: Banalytics: Behavioral Network Analytics with Data Transparency IIS , IIS , CCF , CFF , CCF , CCF , IIS , IIS , IIS , CNS , CCF , CNS , CNS , IIS , CCF , CCF , CNS , CCF , CCF , CCF , IIS , CCF , IIS , CCF , CNS , CCF , CCF , CNS , IIS , IIS , CCF , CCF , CNS , CNS , CNS , CNS ,244 The accompanying footnotes are an integral part of the 144

148 RI-Medium: Collaborative: Corpus-Based Studies of Lexical, Acoustic-Prosodic, and Discourse Entrainment in Spoken Dialogue GOALI: Collaborative Research: CPS: Medium: Methods for Network-Enabled Embedded Monitoring and Control for High-Performance Buildings CAREER: Simulating Nonlinear Audiovisual Dynamics for Simulated Enviroments and Interactive Applications CSR: Medium: Guanyin: A thousand hands with a Thousand eyes for Distributed Software Checking III: Small: Avoiding Contention on Multicore Machines CAP: Advancing Technology and Practce for Learning Reading and Writing Skills in Secondary Science Education CGV: Small: Discrete Variational Contact, Impact, and Dissipative Dynamics TWC: Small: Auditing PIIin the Cloud with CloudFence RI-Medium: Collaborative: Corpus-Based Studies of Lexical, Acoustic-Prosodic, and Discourse Entrainment in Spoken Dialogue Career: Networking Rechargeable Devices- Analysis and Performance Evaluation CAREER: Addressing Emerging Variability Challenges for Margin-Free VLSI Computing Platform Design RI: Small: Describing Disasters and the Ensuing Personal TOII CSR: Medium: Guanyin: A thousand hands with a Thousand eyes for Distributed Software Checking NRI-Small: Collaborative Research: Assistive Robotics for Grasping and Manipulation using Novel Brain Computer Interfaces CSR: Medium: Guanyin: A thousand hands with a Thousand eyes for Distributed Software Checking TWC: Small: Virtual Private Social Networks EAGER: NSF - JST Program on Robotics for Rehabilitation and Medicine Continuous Time Digital Computation and Signal Processing NetSE: Medium: ENergy Harvesting Active Networked Tags EAGER: majorization Methods for Machine Learning CAREER: Simulating Nonlinear Audiovisual Dynamics for Simulated Enviroments and Interactive Applications AF: Small Linear and polynomial Threshold Functions: Structural Analysis and Algorithmic Applications HCC: Medium: Collaborative Research:Generating Effective Dynamic Explanations in Augmented Reality RI-Medium: Collaborative: Corpus-Based Studies of Lexical, Acoustic-Prosodic, and Discourse Entrainment in Spoken Dialogue NetSE: Medium: ENergy Harvesting Active Networked Tags CCF: SHF: Medium: Automatic Graphical Analysis of Programs to Discover and Program New SHF: Medium: Type-Specific Instruction Processing PA-DA-T: Design and Tools for Easy-to-Program massively Parallel On-Chip Systems Deriving Scalability through Asynchrony CSR: Medium: Guanyin: A thousand hands with a Thousand eyes for Distributed Software Checking RI: Small: Collaborative Research: Visual Attributes for Identification and Search in Images SHF: Medium: Power-Adaptive, Event-Driven Data Conversion and Signal Processing Using Asynchronous Digital Techniques CI-P: Collaborative Research: Summarizing Opinion and Speaker Attitude in Speech CI-P: Collaborative Research: Summarizing Opinion and Speaker Attitude in Speech ADVANCED SIGNAL PROCESSING FOR HIGH-SPEED OPTICAL FIBER SYSTEMS AF: Small: Research on Equilibria, Fixed Points, adn Approximation CIF: Small: Removing Inherent Instabilities in Communication Networks IIS , CNS , IIS , CNS , IIS , IIS , IIS , CCF , IIS , CNS , CCF , IIS , CNS , IIS , CNS , CNS , IIS , CCF , CCF , IIS , IIS , CCF , IIS IIS CCF CCF CCF CCF CNS IIS CCF , CNS , CNS , CCF , CCF , CCF ,724 The accompanying footnotes are an integral part of the 145

149 Collaborative Research: CI-P: Reciprosody - A Repository for Prosodically Annotated Material NetSE: Medium: ENergy Harvesting Active Networked Tags CNS , CCF ,655 $6,823,724 Biological Sciences Assignment and Structural Characterization of Uniformly Labled proteins by Solid State NMR Characterizing a Landscape of Signal Processing in the Immune System Collaborative Research: Climate Change Impacts on Forest Biodiversity: Individual Risk to Subcontinental Impacts IDBR:High throughput single molecule AFM force-spectrometer BREAD: Assessing, Understanding and Targeting Non-responsive Soils for Improved Crop Production in Smallholder Farms in Sub-Saharan Africa Coupling of sodium and substrate fluxes in the Na+/multvitamin transporter The Molecular Basis of Cadherin-Mediated Cell Adhesion IDBR: CMOS camera for high-frame-rate time-correlated single-photon counting Collaborative Research: BIOMAPS Control of Spindle Positioning and Cytokinesis Using DNA Curtains to Reveal the Mechanisms of Target Site Location by DNA Binding Proteins Collaborative Research: Kin Structure, conflict and caste formation: the evolution of sociality in Synalpheus From sensation to perception: cellular and circuit mechanisms underlying prey detection in an electric fish Environmental, Endocrine and Epigenetic Drivers of Sociality in Birds Collaborative Research and NEON: MSB Category 2: PaIEON - a Paleo Ecological Observatory Network to assess terrestrial ecosystem models A systems Approach to Study Horizontal Acquisition of Regulatory DNA Collaborative Research: Does a transition in nitrogen fixation strategy explain the latitudinal distribution of nitrogen-fixing trees? The Molecular Basis of cadherin-mediated Cell Adhesion Large-Scale CMOS electrochemical imagers for the study of metaboilites in multicellular films Meeting: New frontiers for the integrative study of animal behavior, New York Genome Center, New york, NY, August 6-9, 2014 Dissertation Research: The Impacts of Farmer Adaptation to Climate Variability on Groundwater Salinity and Soil Health in Gujarat, India Modeling Successional Vegetation Dynamics in Wet Tropical Forest at Multiple Spatial and Temporal Scales: Integrating Neighborhood Effects, Functional Traits, and Phylogeny CAREER: Using Advanced Statistical Techniques to Decipher the Neural Code CNH: Fires in Western Amazonia: Understanding and Modeling the Roles of Climatic, Social, Demographic, and Land Use Change. DISSERTATION RESEARCH: Do plants think globally and act locally? Combining environmental niche models with intraspecific functional trait variation in a phylogenetic context Mechanisms for sensory prediction in a cerebellum-like circuit Collaborative Research: Kin Structure, conflict and caste formation: the evolution of sociality in Synalpheus Meeting: New frontiers for the integrative study of animal behavior, New York Genome Center, New york, NY, August 6-9, 2014 Synthesis of Three Decades of Research on Tree Growth in Northern Forests in Relation to Global Climatic Change MCB , MCB , EF , DBI , IOS , MCB , MCB , DBI , MCB , MCB , IOS , IOS , IOS , EF , NSF , DEB , MCB , DBI , IOS , DEB , DEB , IOS , DEB , DEB , IOS , IOS , IOS , DEB ,059 $2,715,556 Social, Behavioral, and Economic Sciences Understanding and improving environmental decisions Political Communication and Accountability SES ,349, SES ,373 The accompanying footnotes are an integral part of the 146

150 Latent Space Models for Aggregated Relational Data in Social Sciences Understanding the determinants of household default decisions in the mortgage crisis Matching Theory and College Admissions Tpe 1-L : Collaborative Research: Use of Climate Information in International Negotiation for Adaptation Resources Attention Networks and Cognitive Challenges: Positional Advantages in Complex and Distant Search Integrating Micro and Macro Evidence on Price Dynamics New Approaches for Dynamic Panel Data Analysis Information-Constrained Dynamic Models of Choice Behavior Decisions From Experience and the Role of Feedback in Environmental Decisions Fields of Study, School-Work Linkages, and Inequality: A Comparative Approach Protected Family and Medical Job Leave: Evidence from US Administrative Data The Role of Tacit Knowledge in Scientific Experimentation Prices in Space and Time Information Transmission and Aggregation Would More Information Reduce Disagreement? Theory and Applications Risk-neutral distributions for inflation and their uses Education and Earnings Trajectories Across Generations Collaborative Research: Testing the Orbital Theory of Ice Ages using glacial deposits in southern South America and numerical modeling Two Projects on Market Design Understanding and improving environmental decisions CAREER: Integrating Neuroimaging and Patient Studies of Learning Decision Making Collaborative Research: Climatological vegetational and anthropogenic controls on channelization and shallow landsliding quantified through objective analysis of lidar data Collaborative Research: Network Dynamics and Corporate Strategies Tpe 1-L : Collaborative Research: Use of Climate Information in International Negotiation for Adaptation Resources The Dynamics of Controversial Practices: SEC Sunshine, Aspirational Pay, and the Evolution of Executive Compensation Networks Collaborative Research: Voter Mobilization and Electoral Subversion in the Workplace Gaining Knowledge from Other Patients: Structuring and Searching the Content of Health-Related Web Posts Understanding and improving environmental decisions Scholars Award: The Coming of Age: The Formation of the Global Science and Policy of Aging Nature-Based Tourism in Urbanizing Economies: The Case of India s Protected Areas Statistical Analysis for Cognitive Diagnosis - Theory and Applications Group size and reproductive success of femal and male blue monkeys A Study Into the Effect of Employment Conditions Upon Judicial Behavior and Performance Collaborative Research: Identification, Estimation and Inference of DSGE Models Doctoral Dissertation Research in Law and Social Sciences: Accountability in Multiple Fora After Extreme Mass Behavior Heterogeneity individual decision making and matching equilibria under uncertinty SES , SES , SES , SES , SES , SES , SES , SES , SES , SES , SES , SES , SES , SES , SES , SES , SES , BCS , SES , SES , BCS , BCS , SES , SES , SES , SES , BCS , SES , SES , BCS , SES , BCS , SES , SES , SES , SES ,641 The accompanying footnotes are an integral part of the 147

151 Understanding and improving environmental decisions The Role of Tacit Knowledge in Scientific Experimentation Collaborative Research: Understanding the Connections Between Economics Behaviors Doctoral Dissertation Research in DRMS: Affective Forecasting Across the Lifespan Attention Networks and Cognitive Challenges: Positional Advantages in Complex and Distant Search The Well-being of Migrant Children and Children Left Behind Understanding Public Opinion and Policymaking Using Multilevel Regression and Poststratification Dissertation Research: Chemical, Microbiological and Biological Evaluation of Nutritional Deficiencies Collaborative Research: Network Dynamics and Corporate Strategies Doctoral Dissertation Research in Economics: Individual, Family and Community Impacts of Criminal Sentencing Doctoral Dissertation Research: Entomology and Agricultural Improvement Collaborative Research: Models and Analyses of Industrial Laboratories: Returns, Risks, and Structural Efficiency, with Implications for Sustainability and Science Policy Doctoral Dissertation Research: Novel Graph Models for Studying Mobilization Doctoral Dissertation Research: Privacy Concerns Regarding the Use of Home Diagnostic Technologies Government Responses to Network Failures: The Case of the Manufacturing Extension Partnerships Understanding and improving environmental decisions Topics in Dynamic Panel Data Analysis, Time-Varying Individual Heterogeneities, and Cross-Sectional Dependence Using Multilevel Regression and Poststratification to Measure and Study Dynamic Public Opinion Doctoral Dissertation Research: Social and Cultural Effects of Remaking Urban Environments Doctoral Dissertation Research: Bone Marrow Transplant Practices for Children with Sickle Cell Disease in the United States and France Group size and reproductive success of femal and male blue monkeys Doctoral Dissertation Research in Economics: Bandits or states? Evidence on the origins of states from armed groups in eastern Congo BENEFITS AND DRAWBACKS OF INDIVIDUAL AND GROUP DECISIONS: INSIGHTS FOR ENVIRONMENTAL DECISION MAKING Collaborative Research: Understanding Dynamic Response to Hurricane Warnings- Implications for Communication and Research Using Computational Tools to Facilitate Corpus Collection and Language Use in Arrernte Nature-Based Tourism in Urbanizing Economies: The Case of India s Protected Areas SES , SES , SES , SES , SES , SES , SES , SES , SES , SES , SES , SMA , SES , SES , SBE , SES , SES , SES , BCS , BCS , BCS SES SES SES BCS , BCS ,899 $3,419,803 Education and Human Resources Graduate Research Fellowship Program (GRFP) CCEP-II:Polar learning and responding polar climate educationpartnership IGERT: Engineering Photons for a Sustainable Future IGERT: From Data to Solutions: A New PhD Program in Transformational Data & Information IGERT: Optical techniques for actuation, sensing and Imaging of biological systems IGERT: From Data to Solutions: A New PhD Program in Transformational Data & Information Reducing Racial and Gender Achievement Gaps in STEM: Use of Natural Language Processing to Understand Why Affirmation Interventions Improve Performance IGERT: Solving Urbanization Challenges by Design - A New PhD Program Between Architecture and Engine DGE ,736, DUE , DGE , DGE , DGE , DGE , DRL , DGE ,800 The accompanying footnotes are an integral part of the 148

152 IGERT: Engineering Photons for a Sustainable Future IGERT: Solving Urbanization Challenges by Design - A New PhD Program Between Architecture and Engine SEGUE Scholars Program IGERT: Optical techniques for actuation, sensing and Imaging of biological systems CCEP-II:Polar learning and responding polar climate educationpartnership Reducing the Racial Achievement Gap in STEM: A Social-Neurological Investigation and Values-Affirmation Intervention Reducing Racial and Gender Achievement Gaps in STEM: Use of Natural Language Processing to Understand Why Affirmation Interventions Improve Performance IGERT: Solving Urbanization Challenges by Design - A New PhD Program Between Architecture and Engine CCEP-II:Polar learning and responding polar climate educationpartnership CCEP-II:Polar learning and responding polar climate educationpartnership Course, Curriculum, and Laboratory Improvement(CCLI) Collaborative Research: Development of adaptable web modules to stimulate active learning in hydrology using data and model stimulation DGE , DGE , DUE , DGE , DUE , DRL , DRL , DGE , DUE , DUE , DUE , DUE ,673 $8,182,234 Polar Programs Long-term Observations in the Switchyard Region of the Arctic Ocean as Part of the Arctic Observing Network (AON) Collaborative Research: Multi-nuclide approach to systematically evaluate the scatter in surface Collaborative Research: Effects of warming induced increases in shrub abundance and changing seasonality on migratory songbirds in Alaskan arctic tundra US/Chinese Collaborative Study: Investigation of Bottom Water Formation in Prydz Bay, Antarctica Collaborative Research: Terrestrial Geological Context for Glacier change in the Northeast Antartica Peninsula Vulnerability of East Antarctic ice streams to warm Ocean Water Incursions The seasonal cycle of export production in an Antarctic costal marine ecosystem Laboratory study of ice deformation under tidal loading conditions with application to Antarctic glaciers Cape Adare Long Term Moorings (CALM): Analysis Phase Collaborative Research: Sinking rates and nutritional quality of organic mater exported from sea ice the importance of exopolymeric substance Dynamic and geochemical evolution of the lithospheric mantle beneath the Western Ross Sea Area, Antarctica Geophysical constraints on the crust and upper-mantle structure of Greenland Long-term carbon storage shifts in high-latitude peatlands with paleoclimate change: Linking peatland modeling with paleocology and paleohydrology CCEP-I:Polar learning and responding(polar) Clilmate Partnership (Supplemental) Subglacial drainage and slip modeling in Antarctica: relating lakes to ice discharge Collaborative Research: Using Opportunistic Radon Measurements to Estimate the Gas Transfer Velocity in Partial Sea Ice Cover Collaborative Research: Totten Glacier System and the Marine Record of Cryosphere - Ocean Dynamics CCEP-I:Polar learning and responding(polar) Clilmate Partnership (Supplemental) COLLABORATIVE RESEARCH: RESOLVING CENTENNIAL-TO-MILLENNIAL-S CALE TRENDS IN GLACIER EXTENT AND LAKE SEDIMENTATION IN THE A Study of Atmospheric Dust in the WAIS Divide Ice Core Based on Sr-Nd-Pb-He Isotopes COLLABORATIVE RESEARCH: IPY GAMBIT: GAMBURSTEV GAMBURSTEV AEROGEOPHYSICAL MAPPING CCEP-I:Polar learning and responding(polar) Clilmate Partnership (Supplemental) ARC , PLR , ARC , ANT , ANT , ANT , ANT , PLR , ANT , PLR , PLR , ARC , ARC , ANT , ANT , ARC , ANT , ANT , ARC , ANT , ANT , ANT ,263 The accompanying footnotes are an integral part of the 149

153 Subglacial drainage and slip modeling in Antarctica: relating lakes to ice discharge Collaborative Research: Effects of warming induced increases in shrub abundance and changing seasonality on migratory songbirds in Alaskan arctic tundra COLLABORATIVE RESEARCH: EAGER: Evaluating the Larsen basin s suitability for testing the Cretaceous glaciation Hypotheses Collaborative Research: Plestocene East Antarctic Ice Sheet History as Recorded in Sediment Provence and Chronology of High-Elevation TAM Moraines Collaborative Research: Sampling the Ocean - Sea Ice Interaction in the Pacific Center of the Antarc Arctic Ocean Visualization and Outreach ANT , ARC , ANT ANT PLR , ARC ,279 $1,922,496 Office of International and Integrative Activities Life on a Tectonically Active Delta0Convergence of Earth Science and Geohazard Research in Bangladesh with Education and Capacity Building Non Fermi Liquid Physics and Quantum Critical Phenomena PIRE: International consortium for probing novel superconductors with neutrons, muons, photons and STM PIRE: International consortium for probing novel superconductors with neutrons, muons, photons and STM PIRE: International consortium for probing novel superconductors with neutrons, muons, photons and STM PIRE: International consortium for probing novel superconductors with neutrons, muons, photons and STM PIRE: International consortium for probing novel superconductors with neutrons, muons, photons and STM PIRE: International consortium for probing novel superconductors with neutrons, muons, photons and STM PIRE: International consortium for probing novel superconductors with neutrons, muons, photons and STM PIRE: International consortium for probing novel superconductors with neutrons, muons, photons and STM IIA ,214, DMR , OISE , OISE , OISE , OISE , OISE , OISE , OISE , OISE $1,392,139 Office of Cyberinfrastructure RCN-SEES: Network for Utilization of Social Science Research on Sustainability and Energy Collaborative Research:Scientific software Innovation Institute for Advanced Analysis of X-ray and Neutron Scattering date (SIXNS) EAGER: Policy Design for Reproducibility and Data Sharing in Computational Science OCI , OCI , OCI $133,163 Trans-NSF Recovery Act Reasearch Support ARRA -SES ARRA -AST ARRA -ATM ARRA -DMR ARRA -CHE ARRA -CHE ARRA -CMMI ARRA -CBET ARRA -ECCS ARRA -ANT SES , AST ATM DMR CHE CHE , CMMI , CBET , ECCS , ANT ,360 $-110,312 Total Direct Award Programs $83,824,836 The accompanying footnotes are an integral part of the 150

154 Pass-through Awards Engineering Grants NSF Engineering Research Center for Integrated Access Networks (CIAN) Systems-Level Mass Fatality Preparedness NSF Engineering Research Center for Integrated Access Networks (CIAN) EEC UA Y , CMMI UCSF 7218SC 87, EEC UA Y ,869 $348,319 Mathematical and Physical Sciences ATLAS Phase - I Upgrades ATLAS Phase - I Upgrades Particle Astrophysics at TeV Energies with VERITAS Subcontract Cornell Center for Materials Research-CEMRI Collaborative Research: MRI Consortium: Development of a Novel Telescope for Very High-Energy Gamma-Ray Astrophysics Proposal for Support of Advanced LIGO Upgrade by Columbia University Bioanalytical Technology for Art: Immunological Techniques for the Identification of Proteins and Polysaccharides in Art, Archaeological and Ethnographic Objects. NRAO Student Observing Support (SOS) SUNYSB , SUNYSB , PHY BARNARD CU , DMR CU , PHY BARNARD CU , NSF CALTECH 75ADV , CHE MMA CU , AST NRAO $843,993 Geosciences Integrated Ocean Drilling Program - PDM Integrated Ocean Drilling Program - PDM Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs The impact of the ozone hole on the climate of the Southern Hemisphere Integrated Ocean Drilling Program - PDM Integrated Ocean Drilling Program - PDM Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs FESD Type: VOICE: Volcano, Ocean, Ice, and Carbon Experiments Integrated Ocean Drilling Program - PDM Integrated Ocean Drilling Program - PDM Studies of Turbulence and Mixing in the Antarctic Circumpolar Current, A Continuation of DIMES Integrated Data Management System for Critical Zone Observatories EarthCube Building Blocks: Deploying Web Services Across Multiple Geoscience Domains Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs LADCP Measurments on Global Ocean Repeat Hydrography Cruises FESD Type I: Earthquake Fault System Dynamics EarthCube Building Blocks: Community Inventory of EarthCube Resources for Geoscience Interoperability (CINERGI) Collaborative Research: Reconstructing changes in Asian monsoon circulation during the last millennium from stable isotopes in tropical tree rings OCE JSC ,596, OCE JSC , OCE IRIS 57-OMO 539, OCE IRIS 57-OMO 427, OCE MIT , OCE JSC , OCE JSC , OCE IRIS 57-OMO 231, AGS Harvard , OCE JSC , OCE JSC , OCE WHOI A , EAR SWRC , ICER IRIS 91-Columbia-ECBB 82, OCE IRIS 57-OMO 71, OCE UCSD , EAR UCR S , ICER UCSD , AGS WHOI A ,923 The accompanying footnotes are an integral part of the 151

155 Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs Ocean Leadership, IODP Expedition #354 Bengal-Fan Integrated Ocean Drilling Program - PDM FESD Type: VOICE: Volcano, Ocean, Ice, and Carbon Experiments Evolution of the Galapagos Mantle Plume Collaborative Research: Global Ocean Repeat Hydrography, Carbon, and Tracer Measurements, Line W A Sustained Measurement Program Sampling in the North Atlantic Deep Western Boundary Current and Gulf Stream at 39N RCN: Building a sediment experimentalist network (SEN) Sub-award for Geo-informatics Project WF-2175 Fault Zone Widths as a Parameter in Seismic Hazard Estimates Fault Zone Widths as a Parameter in Seismic Hazard Estimates Collaborative Research: Global Ocean Repeat Hydrography Carbon & Tracer Measurements, Operation Densification and Upgrade of Continuous GPS Stations in Russia Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs Support for the Cascade Initiative Expedition Team Correlation of borehole and seismic data in the Gulf of Alaska at Sites U1417, U1418, U1420 and U1421 through synthetic seismograms Synthetic seismograms for Lithostratigraphy-seismic integration in the Gulf of Cadiz, IODP Expedition 339 Heat flow and synthetic seismograms from downhole measurements inthe South China Sea, IODP Expedition 349 IODP Expedition 350 Izu Bonin Mariana: Reararc aboard the JOIDES Resolution EarthCube Test Enterprise Governance: An Agile Approach FESD Type: VOICE: Volcano, Ocean, Ice, and Carbon Experiments Sediment input variation and transport from core and logging measurements in sites U1417 and U1418, exp341 Gulf of Alaska: implications for Surveyor Fan development and Plio-Pleistocene climate change Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs Integrated Data Management System for Critical Zone Observatories Consortium for Ocean Leadership IODP-USIO Support of 2014 Summer Intern at LDEO Supporting the Multibeam Sonar Systems of the U.S. Academic Research Fleet: Coordinating Operations to Optimize data Quality Fault Zone Widths as a Parameter in Seismic Hazard Estimates Fault Zone Widths as a Parameter in Seismic Hazard Estimates Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs Fault Zone Widths as a Parameter in Seismic Hazard Estimates Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs Core-log-seismic integration at IODP Sites U1394, U1395, U1397 and U1399: an approach to velocity modeling based on synthetic seismograms Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs OCE IRIS 57-OMO 44, OCE IRIS 57-OMO 40, OCE IRIS 57-OMO 40, OCE COCEANL T354A34 40, OCE JSC , AGS Harvard , EAR VPTISU , OCE UCSD , OCE WHOI A , EAR UTA , EAR UTSU , EAR USC Y , EAR USC Y , OCE UWSC , EAR IRIS 01-Coulmbia-SAGE 19, OCE IRIS 57-OMO 16, OCE F 15, OCE COCEANL T341A34 14, OCE COCEANL T339A34 14, OCE COCEANL T349A34 14, OCE T350A34 11, ICER LDEO , AGS Harvard , OCE COCEANL T341B34 9, OCE IRIS 57-OMO 7, EAR SWRC , OCE COCEANIL OL , OCE UNH , EAR USC Y , EAR USC Y , OCE IRIS 57-OMO 1, EAR USC Y , OCE IRIS 57-OMO 1, OCE COCEANL T340A OCE IRIS 57-OMO OCE IRIS 57-OMO 3 The accompanying footnotes are an integral part of the 152

156 Student Participation in P2 Leg 2, CLIVAR/CO2 repeat Hydrography Program Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs Earthquake Surface-Wave Phase Velocity Automated Measuring System LTER: Palmer Antarctic Long Term Ecological Research: Looking Back in Time Through Marine Ecosystem Space: Physical Oceanography and Sea Ice Component Operation of the LDEO Ocean-bottom Seismometer Institutional Instrument Center: Wiens Recovery Costs OCE UCSD OCE IRIS 57-OMO EAR IRIS 62-DMS ANT MBL OCE IRIS 57-OMO -1,442 $5,972,383 Computer and Information Science and Engineering ASCENT: Advancing Computer Science Careers Through Enhanced Networking & Trng. A Proposal for the Implementation of BEst Practices in the Computer Science & Eng. Postdoc in NYC CPS: Synergy: Multi-Robot Cyberphysical System for Assisting Young Developmentally-Delayed Children in Learning to Walk Teaching Computers to Follow Verbal Instructions CI-ADDO-NEW: Collaborative Research for the Creation of a large Multilingual Multi Layered Representational Repositiry of Linguistic Code Switch Data BIGDATA: Small: DCM: Patient-level predictive modeling from massive longitudinal databases Collaborative Research: SI2-SSI: The community-driven BiG CZ software system for integration and analysis of Bio- and Geoscience data in the Critical Zone CCF CRA POSTDOC , CNS HARVARD , IIS BROWN , CNS GWU 13-S29 52, IIS UCLA 1440GRA574 51, ACI SWRC ,934 $381,236 Biological Sciences Luquillo Long-Term Ecological Research Building Capacity n Bayesian Analysis for Practicing Ecologists Center for Microbial Oceanography: Research and Education (CMORE) Translational Enhancement by a Multifunctional trna Mimic UC Center for environmental Implications of Nanotechnology Arabidopsis 2010: The Arabidopsis salicylic acid signaling network : A paradigm for phytohormone signaling DEB UPRRP , DEB UCOL G , DBI HWAIRC Z , NSF UMARY Z , DBI UCLA 0521 G RA124 16, IOS BOYCE ,708 $131,277 Social, Behavioral, and Economic Sciences CNH: Pluvials, Droughts, Energetics and the Mongol Empire Robot Enhanced Mobility II: The Emergence of Mobility and Socialization in Young Children Testing the Scenarion hypothesis: The effect of Alternative characterizations of uncertainty on decision structuring Rebound in Gateway Effects of Pro-Environmental Behavior Storable Votes: Part II BCS WVC CU 127, BSC UD , SES RANDSM , SES UCOL SES NBER ,718 $185,892 Education and Human Resources DIP: Interaction Research in Complex Informal Learning Environments (IRCILE) BOP-STEM-C Curriculm and Community Enterprise for New York Harbor Restoration in New York City Public Schools InTeGrate: Interdisciplinary Teaching of Geoscience for Sustainable Future IGERT - Inerdisciplinary Evolution Primatology: Conservation and Human Evolution Join Behavior, Bones and Genes STILES: Transforming STEM Learning Systematic Transformation for Inquiry Learning ENvironments (STILE) for Science, Technology, Engineering, and Mathematics Urban Climate Education Partnership IIS NYSCI 1 47, DRL PU CW , DUE Carleton CU , DGE RFCUNY 40A66C 14, DRL TC , DUE FRANKLIN CU ,176 The accompanying footnotes are an integral part of the 153

157 $167,518 Office of International and Integrative Activities PRIE: Land-use, Ecosystems Services and the Fate of Marginal lands in the Globalized World PIER: International Collaboration for Education, Training, and Research in Ice Core Science(ICE-ICS) PRIE: Land-use, Ecosystems Services and the Fate of Marginal lands in the Globalized World OISE BROWNU , OISE OREGSU S1315A-D 85, OISE BROWNU ,151 $237,649 Office of Cyberinfrastructure Terra Populus: A Global Population/Environment Data Network I-Corps Node: New York City Regional Innovation Node (NYCRIN) OCI H , NSF OIA RFCUNY 40D14-A 97,365 Total Pass-through Programs $355,990 $8,624,257 Total: National $92,449,093 Science Foundati National Aeronautics & Space Administration Direct Awards National Aeronautics & SpaceAdministration Socioeconomic Data and Applications Distrubuted Active Archive Center (DAAC) for the EOS Data and Information Systems Development of Climate Analysis Section for the Presidents Malaria Initiative Impact Evaluation Reports in Three Countries Development of Climate Analysis Section for the Presidents Malaria Initiative Impact Evaluation Reports in Three Countries Development of Climate Analysis Section for the Presidents Malaria Initiative Impact Evaluation Reports in Three Countries 43 NNG13HQ04C 4,789, NNM14AA11C 392, NNM14AA11C 130, NNM14AA11C 40,928 $5,352,646 Science Interdisciplinary Research on Climate. Climate Modeling and the Impacts of Climate Change IceBridge : Gravity and Magnetics GISS/Sobel Cooperative Agreement (Institutional) Modeling and observations of atmospheric circulation and cloud processes Interdisciplinary Research on Climate. Climate Modeling and the Impacts of Climate Change Vulnerability of the U.S. Atlantic coast to hazards associated with extreme weather storms Linking NASA Models and Missions to Global Change Interdisciplinary Research on Climate. Climate Modeling and the Impacts of Climate Change Interdisciplinary Research on Climate. Climate Modeling and the Impacts of Climate Change Interdisciplinary Research on Climate. Climate Modeling and the Impacts of Climate Change A Tme series of sesurface nitrate and nitrate based new production in the global GISS/Sobel Cooperative Agreement (Institutional) Intraseasonal varibility and tropical cyclones in the NASA GISS General Circulation Model Mechanism of Magnetar Activity NNX14AB99A 1,624, NNX13AD25A 1,513, NNX12AB87A 570, NNX12AB01A 491, NNX14AB99A 367, NNX14AD48G 314, NNX12AR20A 303, NNX14AB99A 283, NNX14AB99A 282, NNX14AB99A 265, NNX13AI29A 260, NNX12AB87A 253, NNX13AM18G 227, NNX13AI34G 224,979 The accompanying footnotes are an integral part of the 154

158 Regional Indicators of Daily-to-Yearly Variability in Background Ozone to Inform Air Quality Standard Setting and Decision-Making. GISS/Sobel Cooperative Agreement (Institutional) Generating Homochirality in Amino Acids and Sugars and Nucleosides Under Credible Prebiotic Conditions Interdisciplinary Research on Climate. Climate Modeling and the Impacts of Climate Change Bayesian integration of multiple geodetic data types for investigation of the coupled impact of climate change on Earth systems Research Opportunities In Space And Earth Sciences 2010 (ROSES-2010) Interdisciplinary Research on Climate. Climate Modeling and the Impacts of Climate Change RIGOROUS COMBINATION OF GRACE & OTHER DATA TYPES FOR SIMULTANEOUS EST. OF TEMPORARILY & SPATIALLY VARIABLE MELTING & GLACIAL ISOSTATIC ADJUSTMENT Laboratory Measurements of Electron Impact Ionization in Support of the NASA Heliophysics Research Program Spatial and temporal Characteristics of Sea surface Salinity Fluctuations and Links to the Marine Hydrological cycle Aquarius Linking Remote Sensing Data and Energy Balance Models for Scalable agriculture Insurance Systems for sub-saharan Africa Development and Implementation of Flood Risk Mapping, Water Bodies Monitoring and Climate Information for Disaster Management and Human Health (integration within SERVIR) GISS/Sobel Cooperative Agreement (Institutional) A unified parameterization of dry and moist convection 4-D AEROSOLS: occurrence, type and evolution study using the GISS-E2 model and space/ground based observation NRA: Research Opportunities in Space and Sciences - Roses 2009 Improved Surface Mass Balance Mapping of Antartica by Quantifying Wind-blown and Sublimated Snow The Response of Circumbinary Disk to a Black Hole Merger Vulnerability of the U.S. Atlantic coast to hazards associated with extreme weather storms Interdisciplinary Research on Climate Science & the Impact of Climate Change The fate and effects of forest fire emissions injected directly into the stratosphere Interdisciplinary Study of the Ocean-Ice Shelf Interface Utilizing IceBridge Data GISS/Sobel Cooperative Agreement (Institutional) FIREBALL-2: A Path to Flight for Future UV Missions (Co-I proposal) Laboratory Studies of Halogen Chemistry in Interstellar Clouds in Support of the NASA Astrophysics Research Program Radiative processes in GRB jets Atmospheric Circulation of Hot Exoplanets Gamma - Ray Novae as Probes of Shock Acceleration Spatio-temporal Dynamics of the Ganges Brahmaputra Delta: Field-validated, multi sensor analysis of interannual flooding and channel movement. Laboratory Study of sheer heating on faults and ridges of icy satelities using transient friction experiments Synergistic ice cloud observations from emas and RSP Optical and Gamma-Ray Monitoring of PSR J and Other X-Ray Binary/Recycled Pulsar Transitions Objects Millisecond Pulsar Searches at Arecibo in Unidentified Fermi Sources at High Latitudes Mid -latitude ocean underestimate in GCM cloud cover: Assessment based on Terra and Aqua measurement Reconstructions of a Snowball Earth: A Data/Model Perspective Completing a Study of the Brightest CCOs NNX12AF15G 217, NNX12AB87A 216, NNX12AD89G 215, NNX14AB99A 212, NNX14AP33G 192, NNX12AF33G 176, NNX14AB99A 172, NNX12AF34G 158, NNX12AD95G 145, NNX14AI90G 145, NNX14AD62G 140, NNX12AQ70G 136, NNX12AB87A 133, NNX14AI36G 125, NNX15AE36G 114, NNX11AH98G 111, NNX14AH79G 109, NNX11AE05G 109, NNX14AD48G 107, NNX10AU63A 107, NNX13AK46G 105, NNX12AB70G 105, NNX12AB87A 102, NNX12AF29G 96, NNX12AE25G 96, NNX13AP24G 91, NNX11AD65G 87, NNX14AQ68G 87, NNX12AM20G 85, NNX13AL01G 81, NNX15AD44G 74, NNX14AQ25G 69, NNX15AE13G 68, NNX11AH22G 57, NNX14AK24G 57, NNX14AF05G 56,543 The accompanying footnotes are an integral part of the 155

159 Radio Timing of Fermi Millisecond Pulsars Trying Again to Complete a Study of the Brightest CCOs GISS/Sobel Cooperative Agreement (Institutional) First View of the Accretion Disks in Normal Symbiotic Stars Leveraging CMIPS and NASA/GMAO Coupled Modeling Capacity for SERVIR East Africa Climate Projections. Laboratory Studies of Halogen Chemistry in Interstellar Clouds in Support of the NASA Astrophysics Research Program Global variation of the fundamental radiative properties of ice clouds GISS/Sobel Cooperative Agreement (Institutional) Green Bank Telescope Timing of Fermi Millisecond Pulsars Quantifying Surface Diapycnal Mixing by Mesoscale Eddies Using Satellite Observations Uncovering Dark Matter Subhalos with FERMI-LAT and Veritas Confronting Simulations of Dwarf Galaxy Formation with Observations of Resolved Stellar Populations Early Afterglow Emission of Gamma-Ray Bursts Vulnerability of the U.S. Atlantic coast to hazards associated with extreme weather storms Modeling and Observations of Atmospheric Circulation, Cloud, and aerosol processes, Ocean Circulations and Carbon Cycle Development of a Self-Consistent Model for Spatial and Temporal Variation of Sea Level Integrating D EdGCM: A Realistic Global Climate Modeling Experience for Educational Institutions The Impact of Cosmic Ray Pressure on Galactic Disk Dynamics and Outflows Long-Term Monitoring of the First Transient AXP, XTE J Development of a neural network scheme for SMAP retrieval of soil moisture at the global scale and assimilation into NWP centers FIREBALL-2: A Path to Flight for Future UV Missions (Co-I proposal) GISS/Sobel Cooperative Agreement (Institutional) Assessign the causes for the rise in abundance and seasonal productivity of the green mixotrophic dinoflagellate Noctiluca int the Arabian Sea ecosystem Science and Calibration Support for the Reflection Granting Spectrometer on the XMM-Newton Observatory Ultradeep X-ray Spectroscopy of the CircumGalactic Medium and Local IGM GISS/Sobel Cooperative Agreement (Institutional) Oceanic freshwater flux within the upper limit limb of the shallow overturning cell Investigating the Physics of Hard X-ray Outburst from Sgr A* with NuSTAR Mechanisms of change in global ocean heat uptake Iced sheet Sliding Constrained by Assimilation of Stratigraphic Data Interdisciplinary Global Research HESS J : Dark Accelerator or Pulsar Wind Nebula Atmospheric Correction for Retrieval of Ocean Spectra from Space (ACROSS) Climate and chemistry changes from 1975 to 2000 as observed and modeled in the coupled chemistry-aerosol-climate GISS ModelE Earth System Model Intraseasonal varibility and tropical cyclones in the NASA GISS General Circulation Model Modeling and observations of atmospheric circulation and cloud processes NNX15AC57G 55, NNX15AC39G 54, NNX12AB87A 54, NNX15AC38G 53, NNX12AR39G 52, NNX12AE25G 51, NNX14AJ28G 47, NNX12AB87A 46, NNX15AC56G 44, NNX14AI46G 43, NNX14AQ70G 43, NNX12AH41G 43, NNX14AI94G 41, NNX14AD48G 41, NNX15AJ05A 40, NNX11AC14G 40, NNX10AT85A 39, NNX15AB20G 38, NNX15AE63G 36, NNX15AB30G 34, NNX12AF29G 32, NNX12AB87A 32, NNX13AN81H 30, NNX13AP89G 30, NNX15AF07G 29, NNX12AB87A 29, NNX14AP29H 28, NNX13AM31H 28, NNX14AK96H 28, NNX13AN57H 27, NNX11AR63A 27, NNX15AG28G 27, NNX15AD30G 22, NNX09AK32G 19, NNX13AM18G 17, NNX12AB01A 16,153 The accompanying footnotes are an integral part of the 156

160 The Power at the Heart of Symbiotic Stars -- Interpreting a Megasecond of X-ray and UV Observations Analysis of Enso Dynamics and Thermodynamics in the Western Pacific Warm Pool - An Application of Multi-Sensor Satellite Observations Vulnerability of the U.S. Atlantic coast to hazards associated with extreme weather storms Analysis of Plumes to Predict Their Signatures in the Inner Heliosphere and Solar Wind: Laying the Groundwork for Solar Orbiter and Solar Probe Plus Shifting Seasonal cycle, changing monsoons, and the role of sea (John Dwyer) Model analysis of the factors regulating the trends and variability of methan, CO2 and OH Interdisciplinary Research on Climate. Climate Modeling and the Impacts of Climate Change NRA / NASA EARTH AND SPACE SCIENCE FELLOWSHIP (NESSF) PROGRAM Laboratory Measurements of Electron Impact Ionization in Support of the NASA Heliophysics Research Program Interdisciplinary Research on Climate. Climate Modeling and the Impacts of Climate Change X-Ray and Radio Monitoring of the Transient AXP/SGR 1E (Cycle 8) Interdisciplinary Global Research Characterization of Large and Unusual Noctiluca Blooms in the Northern Arabian Sea and Their Role in Carbon Cycling During the Winter Monsoon Spatial and Temporal Characteristics of Sea Surface Salinity Fluctuations and links to the Marine Hydrological Cycle Intraseasonal Variability and Tropical Cyclones in the NASA GISS General Circulation Model A Novel Photon-Counting Detector for Ultraviolet Astronomy and Beyond. High Energy Studies of Astrophysical Dust OPERATION ICE BRIDGE SCIENCE TEAM Global constraints on radiative properties of ice clouds using MODIS and POLDER measurements Further Measurements of Low Temperature Dielectronic Recombination Rate Coefficients for Photoionized Cosmic Plasmas Interdisciplinary Research on Climate Science & the Impact of Climate Change NNX15AF19G 15, NNX09AF55G 13, NNX14AD48G 12, NNX15AB71G 9, NNX11AL88H 8, NNX14AM38G 5, NNX14AB99A 4, NNX11AL15H 2, NNX12AD95G 1, NNX14AB99A 1, NNX13AC73G 1, NNX11AR63A NNX11AE22G NNX09AU68G NNX09AK34G NNX11AO07H NNX11AO09H NNX11AC22G -2, NNX11AG81G -6, NNX09AF74G -7, NNX10AU63A -80,233 $12,670,181 Aeronautics NASA Aeronautics Scholarship Program - (Student: Daniel Liss) NASA Aeronautics Scholarship Program - (Student: Emma Yee) NNX14AE31H 22, NNX14AE54H 7,500 $30,000 Exploration The effect of high LET radiation on differentiation and tumorigenesis in the human hematopoietic system: Modeling in vitro and in vivo for risk assessment Effects of Space Radiation on the Function of Human Brain Capillaries and the Blood-Brain-Barrier: Implications for Neurodegenerative Disorders Combined effects of Space Radiation and Microgravity on the function of human capillaries and the endothelial barrier: Implications for degenerative disorders NNX14AC27G 367, NNX11AR03G 241, NNX14AR22G 50,527 $659,213 Cross Agency Support BioWires: DNA-based nanowires for conductivity-enhanced, self- assembling nanoelectronics NNX14AM51H 23,317 Total Direct Award Programs $23,317 $18,735,357 Pass-through Awards The accompanying footnotes are an integral part of the 157

161 NASA - GODDARD SPACE FLIGHT CENTER ROSES10 A24-COUND is a project of using NASA A-Train satellite data for IPCC climate model evaluations 43 NMO JPL National Aeronautics & SpaceAdministration Support of the MESSENGER Principal Investigator Downscaling of Flooded Fraction Derived from Low-Resolution Microwave Measurements Stellar Dynamics Goes Cosmology East Africa Drought and Agricultural Productivity Assessment and Prediction System SMASH: Spitzer Merger History and Shape of the Galactic Halo Developing the Next Generation Models for Gas-Phase Processes for Cosmological Hydrodynamical Simulations Operation, Densification, and Upgrade of Continuous GNSS Stations in Russia in the Framework of MOU between LDEO & JPL Measuring the Proper Motion of the Quiet Pulsar Calvera Carbon Biosignatures of Early Ecisystems: Picomolar Scale Compound-Specific Isotope Analyses (Pico-CSIA) Fused Passive/Active 3D Tomography of the Earth s Particulate Atmosphere Using Multi-Pixel/Multi-Angle Spectro- Polarimetric Techniques Imaging Spectroscopy of the Gamma-Ray Nova V959 Mon The Surprising Ejecta Geometry of Recurrent Nova T Pyx Understanding New Structures Ejected from Recurrent Nova T Pyx Where Have All the Central Compact Objects Gone? Developing the Next Generation Models for Gas-Phase Processes for Cosmological Hydrodynamical Simulations Stellar Dynamics Goes Cosmology Deep Imaging of M37, A Better Hyades Mega Urban Changes and Impacts in the Decade of the 2000 s Computational Technology for 21st Century Remote Sensing: Three-Dimensional Tomographic Reconstruction of the Aerosol-Cloud Environment (3D-TRACE) Time-Resolved Ultraviolet Spectroscopy of the Missing Link Pulsar/LMXB PSR J1023 Warm Gas Flows in the Coma Cluster Measuring the Properties of Dwarf Streams Production of a Climate Data Record for Cloud Water Path Light Echoes and Environment of SN 2014J in M82 Constraining Neutron Star Close Binary Evolution with the Missing Link PSR J Measuring the Spin-Down and Dipole Magnetic Field of the CCO Pulsar 1E Towards a Detailed Understanding of T Pyx, Its Outbursts and Shell Understanding the Gas Cycle in Galaxies: Probing the Circumgalactic Medium Investigating the Nature of the Unusual 59 ms Pulsar Calvera Continuing the Ephemeris of the CCO Pulsar in Puppis A 43 NASW-0002 CIW DTM , NNH13CH27C AER P , NAS HST-HF A 81, NNN13D785T JPLCIT , NNN12AA01C JPLCIT , NAS HST-HF A 47, NAS JPLCIT , NAS SAO GO X 37, NNX13AI80G UPENN 4856-CU-NASA-I80G 34, NNN12AA01C JPL , NAS HST-GO A 27, NAS STSCI HST-GO A 23, NAS HST-GO A 15, NAS SAO GO X 14, NAS HST-HF A 14, NAS HST-HF A 14, NAS SAO GO A 11, NASA NNN13D876T JPLCIT , NNN13D239T JPL , NAS HST-GO A 8, NAS HST-GO A 5, NAS HST-GO A 4, NNN12AA01C JPL , NAS HST-GO A 1, NAS SAO GO B 1, NAS SAO G X NAS HST-GO A NAS STSCI HST-GO A -1, NAS SAO GO X -1, NAS SAO GO X -6,109 $773,307 Science Search for Signatures of Inflation with the EBEX Balloon-Borne Instrument NNX13AE49G UMINN A ,668 The accompanying footnotes are an integral part of the 158

162 Columbia University Participation in The Nuclear Spectroscopic Telescope Array (NuSTAR): Bringing the High Energy Universe Into Focus (Bridge Phase) Gravity recovery and Interior Laboratory Quantifying thresholds in arctic tundra vegetation structure & ecosystem function using LIDAR & multispectral remote sensing A CloudSat, CALIPSO, and A-Train-Based Examination of Aerosols, Cloud Structure, and Cloud Radiative Forcing in Midlatitude Cyclones Implications of changing sea ice on phytoplankton and zooplankton biomass and community structure in the Bering Sea Stage 2: Developing Global Building Exposure for Disaster Forecasting, Mitigation and Response Climate-driven impacts on the marine ecology, biogeochemistry, and carbon cycle of the West Antarctic Peninsula Remote Sensing and Ecosystem Modeling: Research Technology Development and Applications for Earth System Science & Education Genetic Determinants of Radiation Cataract Risk The Lives and Death of Planets and Stars in the Value-Added UV Photon Catalog Predicting Climatic/Hydrologic Extremes inthe Greater Horn of Africa Under Evolving Climate Conditions to Support Mitigation and Adaptation Strategies A Fifteen-Year Ephemeris for the CCO Pulsar in Puppis A Using NASA Earth Science Datasets for National Climate Assessment Indicators: Urban Impacts of Heat Waves Columbia University Participation in the Cornell Space Grant Consortium Scoping for Interdisciplinary Coordinated Experiment of the Southern Ocean Carbon Cycle (ICESOCC) Global Carbon Emissions from Fires: Improving Our Understanding of Interactions Between Land Use, Fire and Climate Change Hubble Fellowship: The Morphological Evolution of Dwarf Galaxies over Cosmic Time Storms, Forms, and Complexity of the Urban Canopy: How Land Use, Settlement Patterns and the Shapes of Cities Influences Severe Weather Fueling Galaxies and Polluting Halos in a Dusty Universe A Deep Subarray Exposure of X7 in 47 TUC: Towards Constraining Neutron Star Structure Fueling Galaxies and Polluting Halos in a Dusty Universe Modeling the Star Formation Histories and Kinematics of the Magellanic Clouds Hubble Fellowship: The Morphological Evolution of Dwarf Galaxies over Cosmic Time Bridging the last few kilometers: Accounting for Subgrid mixing and spatial gradients in global aerosol models NNG08FD60C CALTECH 44A , NNM08AA18C MIT , NNX12AK83G UOFIA GNK882-SB , NNX13AQ33G UMICH , NNX14AN78G MTU Z1 80, NNX14AQ13G IMAGE :02 73, NNX14AL86G WHOI A , NNX12AO18A A-S-A 60, NNX12AB54G CSU G , NNX12AI50G NYU F , NNX14AD30G , NAS SAO GO X 31, NNX13AN71G BMI L , NNX10AI94H CU , NNX14AD86G UCSD , NNX11AF96G UCI , NAS HST-HF A 11, NNX12AM89G SDASU 3TC330 10, NAS HST-HF A 6, NAS SAO GO A 6, NAS HST-HF A 5, NAS HST-AR A 2, NAS HST-HF A 1, NNX09AK66G UIL ,214 $1,345,003 Aeronautics Inverse Modeling and Attainment Analysis for Improved Decision Support of PM2.5 Air Quality Regulations NASA NNX09AN77G UCOL ,270 Total Pass-through Programs $36,270 $2,154,580 Total: National $20,889,937 Aeronautics & Sp Department of Energy Direct Awards Office of Science Financial Assistance Program Theoretical High Energy Physics HIGH BETA TOKAMAK RESEARCH Jet and Heavy Flavor Probes of the Quark-Gluon Plasma DE-SC , DE-FG02-86ER , DE-FG02-86ER ,437 The accompanying footnotes are an integral part of the 159

163 MAGNETO HYDRODYNAM STABILITY/ACTIVE MODE CONTROL- OFF CAMPUS THE NATIONAL SPHERICAL TORUS EXPERIMENT MAGNETOHYDRODYNAMICS MODE CONTROL RESEARCH IN DIII-D Theory of Ultra-Dense Matter and the Dynamics of High Energy Interactions Involving Nuclei DNA Grafting Building Blocks Designed to Self-Assemble into Desired Nanostructures NONLINEAR DYNAMICS OF STRONG INTERCHANGE INSTABILITIES IN A ROTATING DIPOLE-CONFINED PLASMA Spectroscopy of charge carriers and traps in field-doped single crystal organic semiconductors Graphene Charge transfer and chemical reactions Regularized Finite Element Formulations for Shear Band Instabilities in Metals Quantum Field Theories for Cosmology Catalytic Applications of H Atom Transfer from Transition-Metal Hydride Complexes Measuring the importance of valence to chemistry of nanocrystal surfaces Structure-property relationship in metal carbides and bimetallic alloys Advancing cloud lifecycle representation in numerical models using innovative analysis met hods that bridge arm observation over a breadth of scales Fundamental Studies of Metal Centered Transformations Relavant to Catalysis Assembling Microorganisms into Energy Converting Materials Charge carrier dynamics in hybrid organic-inorganic semiconductors Dedicated Beamline Facilities for Catalytic Research: Synchrotron Catalysis Consortium (SCC) Theoretical Studies of Photoactive Molecular Systems: Electron Transfer, Energy Transport, and Optical Spectroscopy MAGNETO HYDRODYNAM STABILITY/ACTIVE MODE CONTROL- OFF CAMPUS THE NATIONAL SPHERICAL TORUS EXPERIMENT Theory of Surface and Interface Physics of Correlated Electron Materials Physics and Control of Locked Modes in the DIII-D Tokamak RESISTIVE WALL MODES AND ERROR FIELD AMPLIFICATION ARRA -DE-SC Artificially Structured Semiconductors to Model Novel Quantum Phenomena HIGH BETA TOKAMAK RESEARCH Collaborative research on ecophysiological controls on Amazonian precipitation seasonality and variability Laser Dynamic Studies of Photoreactions of Single-Crystal and Nanostructured Surfaces Mapping the Electron Response of Nanomaterials HIGH BETA TOKAMAK RESEARCH CMCSN: Many Body Methods from Chemistry to Physics: Novel Computational Techniques for Materials-Specific Modeling a Computational Materials and Chemical Science Network Mapping the Electron Response of Nanomaterials Mapping the Electron Response of Nanomaterials Artificially Structured Semiconductors to Model Novel Quantum Phenomena Laser Dynamic Studies of Photoreactions of Single-Crystal and Nanostructured Surfaces HIGH BETA TOKAMAK RESEARCH Probing the Transition from Shallow to Deep Convection Using ASR Data and Large-Eddy Simulations DE-FG02-99ER , DE-FG02-04ER , DE-FG02-93ER , DE-SC , DE-FG02-00ER54585 A01 233, DE-SC , DE-SC , DE-SC , DE-SC , DE-FG02-97ER , DE-SC , DE-SC , DE-SC , DE-FG02-93ER , DE-SC , DE-SC , DE-SC , DE-FG02-90ER , DE-FG02-99ER , DE-FG02-04ER , DE-SC , DE-FG02-03ER , DE-SC , DE-SC , DE-FG02-86ER , DE-SC , DE-FG02-90ER , DE-FG02-04ER , DE-FG02-86ER , DE-SC , DE-FG02-04ER , DE-FG02-04ER , DE-SC , DE-FG02-90ER , DE-FG02-86ER , DE-SC ,543 The accompanying footnotes are an integral part of the 160

164 ELECTRIC TRANSPORT IN NOVEL 2-DIMENSIONAL NANOSCALE SYSTEMS Type 1 Collaborative Research: Decadal prediction and stochastic simulation of hydroclimate over monsoonal Asia STELLARATORY THEORY DESIGN Improving the representationof soluble iron in climate models Jet and Heavy Flavor Probes of the Quark-Gluon Plasma Type 1 Collaborative Research: Decadal prediction and stochastic simulation of hydroclimate over monsoonal Asia ELECTRIC TRANSPORT IN NOVEL 2-DIMENSIONAL NANOSCALE SYSTEMS ARRA -DE-SC ARRA -DE-SC Optimizing immobilized enzyme performance in cell-free environments to produce liquid fuels Charge carrier dynamics in hybrid organic-inorganic semiconductors ARRA -DE-SC ARRA -DE-SC ARRA -DE-SC ARRA -DE-SC ARRA -DE-SC ARRA -DE-SC ARRA -DE-SC ARRA -DE-SC ARRA -DE-SC STELLARATORY THEORY DESIGN ARRA -DE-SC ARRA -DE-SC NONLINEAR DYNAMICS OF STRONG INTERCHANGE INSTABILITIES IN A ROTATING DIPOLE-CONFINED PLASMA ARRA -DE-SC NONLINEAR DYNAMICS OF STRONG INTERCHANGE INSTABILITIES IN A ROTATING DIPOLE-CONFINED PLASMA ARRA -DE-SC MAGNETO HYDRODYNAM STABILITY/ACTIVE MODE CONTROL- OFF CAMPUS THE NATIONAL SPHERICAL TORUS EXPERIMENT Using the KL-KS Mass Difference to Search for Physics Beyond the Standard Model Theory of Surface and Interface Physics of Correlated Electron Materials Collaborative Proposal on Seperating Forced and Unforced Decadal Predictability in Models and Observations ARRA -DE-SC Theory of Ultra-Dense Matter and the Dynamics of High Energy Interactions Involving Nuclei Impact of rising greenhouse gases on mid0latitude storm tracks and associated hydroclimate variability and change ELECTRIC TRANSPORT IN NOVEL 2-DIMENSIONAL NANOSCALE SYSTEMS Theoretical High Energy Physics DE-FG02-05ER , DE-SC , DE-FG02-95ER , DE-SC , DE-FG02-86ER , DE-SC , DE-FG02-05ER , DE-SC , DE-SC , DE-SC , DE-SC , DE-SC , DE-SC , DE-SC , DE-SC , DE-SC , DE-SC , DE-SC , DE-SC , DE-SC , DE-FG02-95ER , DE-SC , DE-SC DE-FG02-00ER54585 A DE-SC DE-FG02-00ER54585 A DE-SC DE-FG02-99ER DE-SC DE-FG02-04ER DE-SC DE-SC DE-FG02-93ER DE-SC DE-FG02-05ER DE-FG02-92ER The accompanying footnotes are an integral part of the 161

165 SCANNING TUNNELING MICROSCOPY STUDIES OF THE STRUCTURE AND CHEMISTRY OF POLYCYCLIC AROMATIC HYDROCARBONS ON GRAPHITIC Studies of Structure and Dynamics of Light Harvesting Complex 1 of R. Sphaeroides by solid state NMR ARRA -DE-SC Theory of Ultra-Dense Matter and the Dynamics of High Energy Interactions Involving Nuclei ARRA -DE-SC Catalytic Growth of Molecular-Scale Wiring Catalytic Applications of H Atom Transfer from Transition-Metal Hydride Complexes ARRA -DE-SC ARRA -DE-SC Theory of Surface and Interface Physics of Correlated Electron Materials Continues Evaluation of Fast Processes in Clime Models Using AM Measurements MAGNETO HYDRODYNAM STABILITY/ACTIVE MODE CONTROL- OFF CAMPUS THE NATIONAL SPHERICAL TORUS EXPERIMENT Theoretical High Energy Physics ARRA -DE-SC DE-FG02-88ER , DE-SC , DE-SC , DE-FG02-93ER , DE-SC , DE-FG02-01ER , DE-FG02-97ER , DE-SC , DE-SC , DE-FG02-04ER , DE SC , DE-FG02-99ER , DE-FG02-92ER , DE-SC ,509 $8,062,108 Fossil Energy Research and Development Radiocarbon as a reactive tracer for tracking permanent CO2 storage in basaltic rocks Radiocarbon as a reactive tracer for tracking permanent CO2 storage in basaltic rocks Radiocarbon as a reactive tracer for tracking permanent CO2 storage in basaltic rocks Tagging Carbon Dioxide to Enable Quantitative Inventories of Geological Carbon Storage Tagging Carbon Dioxide to Enable Quantitative Inventories of Geological Carbon Storage DE-FE , DE-FE , DE-FE , DE-FE DE-FE ,200 $448,342 Advanced Research Projects Agency - Energy Vertical GaN transistors using controlled spalling for substrate heterogeneity Co-Generation of Fuels During Copper Bioleaching ARRA -DE-AR Biofuels from C02 using ammonia-oxidizin-bacteria in a reseverse microbial fuel cell (NON ARRA FUNDS DE-AR , DE-AR , DE-AR , DE-AR ,788 $567,616 Total Direct Award Programs $9,078,066 Pass-through Awards Department of Energy Design of Carbide and Bimetallic Catalysts and Electrocatalysts Geomechanical properties of Mesozoic Rift Basins: Application to geosequestration Data Movement Dominates: Advanced Memory Technology to Address the Real Exascale Power Problem US Atlas High Energy Physics Dynamical Mean Field Theory for Oxide Heterostructures 81 DE-AC02-98CH10886BNL NO , DE-FE SANDIA , DOE SANDIA , DE-AC02-98CH10886BNL , DE-AC02-06CH11357ARGNTL 3F ,708 The accompanying footnotes are an integral part of the 162

166 BNL LDRD Complex Modeling Student sub China Shale Gas - USEA New Calorimeter Readout and Trigger System Subsystem Incorporating Silicon Photonics at the System Level Collaborative research on the Auger mechanism in semiconductor light-emitting diode Grid Science - Power System Control Under Uncertainty sphenix detector at RHIC in FY14/15 sphenix detector at RHIC in FY14/15 Develop an Efficient Method to Derive the Critical Stress State Applying Earthquake and Tidal Triggering Photonic Integrated Circuits for Terabit per Second Optical Packet Switching LLNL Subcontract Laser Meterology New Calorimeter Readout and Trigger System Subsystem The Upgrade Constuction Project (LHC ATLAS-U) For WBS 1.1 Lar Calorimeter Trigger Readout 81 DE-AC02-98CH10886BNL , DOE CU USEA/ , DE-AC02-98CH10886BNL , DE-AC04-94AL85000 SANDIA , DE-AC04-94AL85000 SANDIA PO , DE-AC52-06NAA25396 LANL , DE-AC02-98CH10886BNL , DE-AC02-98CH10886BNL , DE-AC52-06NA25396LANL , DE-FOA FREEDOMP CU , DE-AC52-07NA27344LLNL B , DE-AC02-98CH10886BNL DE-AC02-98CH10886BNL ,631 $1,326,803 Office of Science Financial Assistance Program Compact inexpensive micro-reformers for distributed GTL Fusion Research at Alcator C-Mod: Investigating central density and magnetic fluctations Synthesis and engineering of submonolayer type-ii quantum dots to enhance material properties of wide bandgap semiconductors EFRC: Center for Mesoscale Conductivity Ultrafast Infrared Nano-spectroscopy and Nano-imaging of Unconventional Superconductivity in Cuprate and Pnictide High-Tc Systems Ultrafast Infrared Nano-spectroscopy and Nano-imaging of Unconventional Superconductivity in Cuprate and Pnictide High-Tc Systems Dedicated Beamline Facilities for Catalytic Research Controlling Structural, Electronic and Energy Flow Dynamics of Catalytic Process Through Tailored Nanostructures Dynamic Visualization and Control of Emergent Phases in Complex Oxide Heterostructures Hofstra University Center for Climate Study (HUCCS) ARRA -CON ED No. SA-SG DOE RTI , DE-FC02-99ER54512MIT , DE-SC RFCUNY 47829A 69, DE-SC RFSUNY , DE-SC UCSD , DE-SC UCSD , DE-FG02-05ER15688UD # , DE-FG02-07ER15842UCFL , DE-SC PSU 5064-CU-DOE , DE-SC HOFSTRA CU , DE-DE CON ED No. SA-SG003-6,118 $439,986 Renewable Energy Research and Development Pt-Based Bi-metallic Monolith Catalysts for partial Opgrading of Microalgae Oil DE-EE STEVENS $34 Fossil Energy Research and Development Mechanisms for methane transport and hydrate accumulation in coarse-grained reservoirs Big Sky Regional Carbon Sequestration Partnership - Phase III Deepwater methane hydrate characterization in the Gulf of Mexico: scientific assessment and production potential DE-FE UTA , DE-FC26-05NT42587G W , DE-FE UTA ,151 $256,705 Defense Nuclear Nonproliferation Research The accompanying footnotes are an integral part of the 163

167 Consortium for Verification Technology DE-NA UMICHG ,991 $84,991 Advanced Research Projects Agency - Energy Developing Low-Cost, Robust, and Multifunctional Battery System for Electric Vehicles: A Non-Chemical Approach Highly Dispatchable and Distributed Demand Response for the Integration of Distributed Generation DE-AR UCSD , DE-AR00025 AUTOGRID Total Pass-through Programs $93,393 $2,201,912 Total: Department $11,279,978 of Energy Department of Defense Direct Awards Defense Advanced Research Projects Agency MEERKATS: Maintaining EnterprisE Resiliency via Kaleidoscopic Adaptation and Transformation of Software Services ESP: Embedded Scalable Platforms for Terascale Energy-Efficient Computing MEERKATS: Maintaining EnterprisE Resiliency via Kaleidoscopic Adaptation and Transformation of Software Services MEERKATS: Maintaining EnterprisE Resiliency via Kaleidoscopic Adaptation and Transformation of Software Services ESP: Embedded Scalable Platforms for Terascale Energy-Efficient Computing MEERKATS: Maintaining EnterprisE Resiliency via Kaleidoscopic Adaptation and Transformation of Software Services MEERKATS: Maintaining EnterprisE Resiliency via Kaleidoscopic Adaptation and Transformation of Software Services ESP: Embedded Scalable Platforms for Terascale Energy-Efficient Computing ESP: Embedded Scalable Platforms for Terascale Energy-Efficient Computing ESP: Embedded Scalable Platforms for Terascale Energy-Efficient Computing ESP: Embedded Scalable Platforms for Terascale Energy-Efficient Computing Deciphering the Cortex: Circuit inference from large-scale brain activity data ESP: Embedded Scalable Platforms for Terascale Energy-Efficient Computing ESP: Embedded Scalable Platforms for Terascale Energy-Efficient Computing ESP: Embedded Scalable Platforms for Terascale Energy-Efficient Computing Deciphering the Cortex: Circuit inference from large-scale brain activity data Deciphering the Cortex: Circuit inference from large-scale brain activity data Deciphering the Cortex: Circuit inference from large-scale brain activity data A scalable peptide/gpcr communication language 12 FA C ,037, HR C , FA C , FA C , HR C , FA C , FA C , HR C , HR C , HR C , HR C , N C , HR C , HR C , HR C , N C , N C , N C , HR ,563 Defense Threat Reduction Agency Developing Real-Time Forecasts of Infectious Diseases ALLOSTERIC EFFECTORS OF CHOLINESTERASE AS PRE-TREATMENTS FOR NERVE AGENCY EXPOSURE 12 DTRA HDTRA 1-15-C , HDTRA1-11-C Department of the Air Force, Air Force Research Laboratory Digitization of Nuclear Explosion Seismograms from the former Soviet Union 12 FA C ,954 The accompanying footnotes are an integral part of the 164

168 Department of the Army Advanced Head/Neck Protection Against Traumatic Brain Injury Rapid Identification of Unknown Pathogens Automated Non-Destructive Testing and Evaluation Method for Helmets 12 W911QY-12-C , W911SR-11-C , W91CRB-13-C ,111 Department of the Army, Army Medical Research and Materiel Command Targeting Kinase in Prostrate Cancer 12 W81XWH ,478 Intelligence Advanced Research ProjectsActivity IARPA StoneSoup - Minestrone IARPA StoneSoup - Minestrone IARPA StoneSoup - Minestrone Discovering and explaning technical emergence through analysis of the language and structure of scientific publications (DETAILS) Discovering and explaning technical emergence through analysis of the language and structure of scientific publications (DETAILS) Practical and Secure Database Access Using Encrypted Bloom Filters Practical and Secure Database Access Using Encrypted Bloom Filters Discovering and explaning technical emergence through analysis of the language and structure of scientific publications (DETAILS) Discovering and explaning technical emergence through analysis of the language and structure of scientific publications (DETAILS) 12 FA C , FA C , FA C , D11PC , D11PC , D11PC , D11PC , D11PC , D11PC ,500 $6,192,791 Basic and Applied Scientific Research Symbiotic, Polymorphic, Autotomic, Resilient, Clean-Slate, Host Security (SPARCHS) DRATS: Detecting Relations and Anomalies in Text and Speech Symbiotic, Polymorphic, Autotomic, Resilient, Clean-Slate, Host Security (SPARCHS) Atomically Clean Graphene/Boron Nitride Heterostructures for Ultrahigh Performance and Multilayer Circuit Architecture Multi-User, High-Speed, 3D Optical Imaging System Dedicated to Engineering Research and Education Culture in Power Transitions: Sino-American Conflict in the 21st Century Towards Flexible Sheet Cameras Symbiotic, Polymorphic, Autotomic, Resilient, Clean-Slate, Host Security (SPARCHS) DRATS: Detecting Relations and Anomalies in Text and Speech ONR Tempus Medical Device Group DRATS: Detecting Relations and Anomalies in Text and Speech Transparently Extending Programs at Compilation to Prevent Bugs Development of Semiconductor Spin Clocks Basic science with an ultracold molecule clock: forbidden transitions, nonadiabatic physics, and precision metrology Electronics from One-dimensional Nanostructures of Two-Dimensional Materials SOLAR: Sparse and Low-Rank Object Approximation DRATS: Detecting Relations and Anomalies in Text and Speech FA ,322, FA , FA , N , N , N , N , FA , FA , N , FA , N , N , N , N , N , FA ,342 The accompanying footnotes are an integral part of the 165

169 Symbiotic, Polymorphic, Autotomic, Resilient, Clean-Slate, Host Security (SPARCHS) Nonconvex Combinatorial Nonlinear Optimization: New Methodologies and Critical Applications Optimizing Energy Absorption in Hybrid Metal-Polymer-Composite-Ceramics (MPC2) Plates Validation of Biogeochemical Measurements in the Arctic Ocean from Virginia and Sea Wolf Class Submarines Filtered near-field thermal radiation: Isolating surface phonon polariton resonances in near-field radiative transfer Bay of Bengal Surface and Thermocline and the Arabian Sea The role of water in moisture swing absorption of CO2 Continental Shelf Embayment of the Eastern Margin of the Philippines: Lamon Bay Stratification and Circulation Generalized factor analysis, exact Hamiltonian Monte Carlo methods, and spike-and-slab models for non-gaussian multivariate analysis Next-Generation Variational Methods: Active Inference, Streaming Inference, and Assessing Model Fitness A Lagrangian Approach to Emerging Dynamics in the Marginal Ice Zone Decentrailzed Signal Processing based on Very-low-rate Sampling: Theory and Applications Engineered systems consisting of biological electronic devices integrated with CMOS nanoelectronics Ocean Surface Temperature to Atmosphere-Ocean Interaction of the MJO Integrated Molecular-Scale Electronic Devices via DNA Nanostructure Assembly Graph-Theoretic Algorithm for Solving Polynomial Optimization with Applications to Energy Systems and Distributed Control Systems Development of predictive modeling and simulation capabilities The Role of water in moisture swing absorption of CO2 A Lagrangian Approach to Emerging Dynamics in the Marginal Ice Zone Validation of Biogeochemical Measurements in the Arctic Ocean from Virginia and Sea Wolf Class Submarines Integrated Molecular-Scale Electronic Devices via DNA Nanostructure Assembly Bay of Bengal Surface and Thermocline and the Arabin Sea Nonlinear Channelizer: tunable RF Filters, integrated detectors, and coupled oscillators based on ultrahigh-q optoelectronic oscillators in the CMOS Platform A Lagrangian Approach to Emerging Dynamics in the Marginal Ice Zone The YOLO Approach to Resilient Cyber Physical Systems Integrated Molecular-Scale Electronic Devices via DNA Nanostructure Assembly Multifunctional Weathering System for Life Cycle Performance Investigation of Emerging Polymer Materials and Structures Methods for System-Level Design and Programming of Heterogeneous Embedded Multi-Core Platforms Passive Visual Intrusion Detection Transparently Extending Programs at Compilation to Prevent Bugs High Performance Graphene Electronics on Pliable Substrates Integrated Molecular-Scale Electronic Devices via DNA Nanostructure Assembly FA , N , N , N , N , N , N , N , N , N , N , N , N , N , N , N , N , N , N , N , N , N , N , N , N , N N N N , N , N , N ,410 $6,464,816 Basic Scientific Research - Combating Weapons of Mass Destruction Investigation of Data-Intensive Discovery Methods for Improved Seismic Monitoring Power Grid Vulnerability and Resilience to Geographically Correlated Failures HDTRA , HDTRA ,382 The accompanying footnotes are an integral part of the 166

170 Improving Sensing with Tethered Capture and Surface Diffusion DTRA2013-Enzyme Cascades Power Grid Vulnerability and Resilience to Geographically Correlated Failures DTRA2013-Enzyme Cascades Improving Sensing with Tethered Capture and Surface Diffusion Interfacial nonlinear spectroscopies as analytical methods for detection Physics of Radiation Exposure and Characterization for Future Electronic Materials Physics of Radiation Exposure and Characterization for Future Electronic Materials Physics of Radiation Exposure and Characterization for Future Electronic Materials HDTRA , HDTRA , HDTRA , HDTRA , HDTRA , HDTRA , HDTRA HDTRA , HDTRA ,267 $997,675 Military Medical Research and Development Activation of mtor Signaling by Gene Transduction to Induce Axon Regeneration in the Central Nervous System Following Neural Injury A cell-based assay to identify neuroprotective molecules for the treatment of amyotrophic lateral sclerosis Interaction of Synuclein and Inflammation in Dopaminergic Neurodegeration Ready-to-Use Tissue Construct for Miltary Bone and Cartiage Trauma Racial Disparities in the Initiation and Intensity of Adjuvant Therapy for Breast Cancer Preclinical testing of a Translocator Protein ligand for the treatment of amyotrophic lateral sclerosis Identification of master regulators of advanced and castrate-resistant prostrate cancer under treatment with Abiraterone. The loss of proprioception as a mechanism underlying the SMA phenotype Altered Astrocyte-Neuron Interactions and Epileptogenesis in Tuberous Sclerosis Complex Disorder RACIAL DISPARITIES IN PALLIATIVE CARE FOR PROSTATE CANCER Proteomic Mapping of the Immune Response to Gluten in Children with Autism The role of PP2A methylation in susceptibility and resistance to TBI and AD-induced neurodegeneration Discovery of Akt-regulated Transcriptional Modules Associated with Malignant Phenotypes in Breast Cancer Olfactory Deficits in MCI as Predictor of Improved Cognition on Donepezil Columbia SMA project: 4-AP as a potential SMA therapeutic agent and biological mechanisms of action Investigation of human prostate cancer progression and treatment response using a novel genetically engineered culture model Columbia SMA Project: Role of MMP-9 in Motor Neuron Susceptibility to SMA Ready-to-Use Tissue Construct for Miltary Bone and Cartiage Trauma Columbia SMA Project: A randomized, control trial of the effects of exercise on motor function and strength in patients with spinal Muscular atrophy (SMA) Electric Field Stimulation Enhances Healing of Post-Traumatic Osteoarthritic Cartilage Pre-Clinical Testing of New Hydroxybutyrate Analogues The role of PP2A methylation in susceptibility and resistance to TBI and AD-induced neurodegeneration PREDICT: Pattern Representation and Evaluation of Data through Integration, Correlation, and Transformation Hippo Signaling in Prostate Regeneration and Cancer Toward an Inexpensive Test for Vitamin D Levels in Blood W81XWH , W81XWH , W81XWH , W81XWH , DDEF W81XWH , W81XWH , W81XWH , W81XWH , W81XWH , W81XWH , W81XWH , W81XWH , W81XWH , W81XWH , W81XWH , W81XH , W81XWH , W81XWH , W81XWH , W81XWH , W81XWH , W81XWH , W81XWH , W81XWH , W81XWH ,786 The accompanying footnotes are an integral part of the 167

171 Columbia SMA project: 4-AP as a potential SMA therapeutic agent and biological mechanisms of action Electric Field Stimulation Enhances Healing of Post-Traumatic Osteoarthritic Cartilage PTSD TRAJECTORY, COMORBIDITY, AND UTILIZATION OF MENTAL HEAL TH SERVICES AMONG RESERVES Columbia SMA project: 4-AP as a potential SMA therapeutic agent and biological mechanisms of action Columbia SMA Project: Identification of Genetic Modifiers of SMN Expression and Function Transcriptome Annotation of Infectious Agents host Species using High Throughput Genomic Data W81XWH , W81XWH , W81XWH , W81XWH , W81XWH , W81XWH ,049 $4,185,364 Basic Scientific Research Breaking the Neural Code Imaging how a neuron computes Cortical Networks Underlying Rapid Decision Making Breaking the Neural Code Brain Computer Interfaces for Enhanced Interaction with Mobile Robot Agents High Strain Rate Failure Modeling Incorporating Shear Banding and Fracture In vivo Retinal Imaging to Assess Mechanisms of Axonal Maintenance Fluorescence Microscope with total Internal Reflection Illumination and Perfect Focus System for the observation of biological nanomachines Increased ER-Mitochondrial Communication in the Pathogenesis of Alzheimer Disease Imaging how a neuron computes Ultracold Molecules in Optical Lattices: Efficient Production and Application to Molecular Clocks Modular Assembly of Hierarchically Structured Polymers by Solid Phase Synthesis Self-Assembly and Self-organization in Nanoomposites Directed by Block Copolymer Ligands Engineering of an Extremely Thermostable Alpha/Beta Barrel Scaffold To Serve as a High Molecular Recognition Element for Use in Sensor Applications MESOSCALE Multiplexing Apparatus for Research to identify Biomarkers of Severity and Susceptability Synthetic Nanoparticles as Antimicrobial Surface Modifiers Imaging how a neuron computes Imaging how a neuron computes Rare-event Analysis and Computational Methods for Stochastic Systems Driven by Random Fields Highly Ordered Semiconducting Polymers for Sensing Applications Imaging how a neuron computes A multiscale analysis on the moisture effect of dynamics responses of granular matters Rare-event Analysis and Computational Methods for Stochastic Systems Driven by Random Fields The role of ApoE in Alzheimer disease and in traumatic brain injury Cortical Networks Underlying Rapid Decision Making Collaborative Research: Ultra-Dense Quantum Communication Using Integrated Photonic Architecture W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF , W911NF ,109 $2,883,444 Basic, Applied, and Advanced Research in Science and Engineering The accompanying footnotes are an integral part of the 168

172 The Role of Implicit and Explicit Cognition in Cultural Learning W911NF ,339 $93,339 Air Force Defense Research Sciences Program 3-D Enzymatic Nanomaterial Architectures for Energy Harvesting Artificial Atoms, Molecules, and Solids: Multiple Functions and Emergent Properties (PECASE) Microscoptic Electronic and Mechanical Properties of Ultra-thin Layered Materials Identifying Deceptive Speech Across Cultures Nano Electronics on Atomically Controlled van der Waals Quantum Heterostructures Fundamental Mechanisms of NeuroInformation Processing: Inverse Problems and Spike Processing Statistical models of graph and relational data from probablistic symmetries Designing for Measurable Security New Materials Approaches for Future Graphene-Based Devices Designing for Measurable Security Concurrency Attacks and Defenses New Materials Approaches for Future Graphene-Based Devices New Materials Approaches for Future Graphene-Based Devices New Materials Approaches for Future Graphene-Based Devices New Materials Approaches for Future Graphene-Based Devices New Materials Approaches for Future Graphene-Based Devices New Materials Approaches for Future Graphene-Based Devices AFOSR FA ,037, FA , FA , FA , FA , FA , FA , FA , FA , FA , FA , FA , FA , FA , FA , FA , FA ,974 $3,241,406 Language Grant Program Hindi Online Modules Project: 2015 Startalk Infrastructure Grant NSA H ,789 $38,789 Mathematical Sciences Grants Program Trace Formulae: L-Functions, and Analytic Number Theory H ,472 $6,472 Research and Technology Development A Bayesian Network Model of Financial, Social and News Stream Under Stress Conditions CMOS RF Field-programmable full-duplex t/r Module CMOS RF Field-programmable full-duplex t/r Module CMOS RF Field-programmable full-duplex t/r Module Novel Functionality in oxides via Jahn-Teller ions: a DFT+DMFT study Hybrid Silicon-on-Sapphire/Scaled COMS Interference Mitigatio Front-End based on Simultaneous Noise-Cancellation, Active-Interference-Cancellation and N-path-Mixer Filtering The Two-Dimensional Limit of Strongly-Correlated Materials An actively mode-locked chip-scale electronic-photonic Kerr comb synthesizer N , DARPA HR , DARPA HR , DARPA HR , D13AP , FA , N , HR ,616 The accompanying footnotes are an integral part of the 169

173 Total Direct Award Programs $902,642 $25,006,738 Pass-through Awards Air Force Office of Scientific Research STTR: Particulate Composite Mixing Processes Experimenting with the CU Core BARTER I Sensors: A precision and integrated microwave Kerr frequency comb, stabilized to Sr clock oscillator applications Integrated High-Complexity Systems in Silicon Photonics phase II STTR 12 FA C-0058 GEMI FFP-2014-CU , FA C-0019 ACS S 47, FA M-0090 OEWAVES CU , FA C-0079 PBP CU ,847 Defense Advanced Research Projects Agency BBN-DARPA BOLT: ASTRAL Adaptive Semantic Translation, Retrieval, Analysis and Learning Social Media in Strategic Communication Integrated Textile Reinforced Upper Body Support System, Phase 2 Domain-specific Insight Graphs Broad Operational Language Translation (BOLT) DARPA BOLT Program/SRI Team Linguistic Resources for Multilingual, Genre-independent Language Technologies (BOLT) DARPA Probabilstic for Advanced Machine Learning (PPAML) Social Media in Strategic Communication The Potential for Decoupling Explosions in Fractured Hard Rock: Examples from Kazakhstan Historical Data and a New Field Study DARPA SSIM SAGE: Spatio-Temporal Pattern Discovery adn Event Detection for Social Interaction Photonic Enabled High-Performance Embedded Computing Processor-Memory Interconnection network Design and Performance Evaluation Photonic Enabled High-Performance Embedded Computing Processor-Memory Interconnection network Design and Performance Evaluation Rapid Broad-Spectrum Anti-Microbial Immunity by Phage Antibody Delivery and Selective VH Germline Stimulation DARPA BOLT Program/SRI Team BBN-DARPA BOLT: ASTRAL Adaptive Semantic Translation, Retrieval, Analysis and Learning Photonic Enabled High-Performance Embedded Computing Processor-Memory Interconnection network Design and Performance Evaluation BBN-DARPA BOLT: ASTRAL Adaptive Semantic Translation, Retrieval, Analysis and Learning Photonic Enabled High-Performance Embedded Computing Processor-Memory Interconnection network Design and Performance Evaluation Efficient C-band photonic qubit upconversion in packaged nonlinear microresonators and waveguides 12 HR C-0014 BBN , W911NF-12-C-0028 IBM , W911QX-12-C-0042 UD , FA C-0240 USC-PO , DARPA-BAA IBM , DARPA-BAA SRI , HR C-0145 UPENN , FA C-0019 ACS S 75, W911NF-12-C-0028 IBM , HDTRA BRCWMD-BAA WPGC CU , W91NF-12-C-0001 SRI , FA C-0002 MIT , FA C-0002 MIT , W911NF DFCI , DARPA-BAA SRI HR C-0014 BBN FA C-0002 MIT HR C-0014 BBN , FA C-0002 MIT , W911NF-4-C-0028 OEWAVES CU ,507 Department of the Air Force, Air Force Research Laboratory Develop physics-based damage, oxidation, and coupled mechanical oxidation models 12 FA C-5213 UTC PSA PO ,072 Department of the Army,Army Research Office Printable and Flexible Dosimetric Sensors for Correlating Cumulative Environmental Vapor Exposure to Incidence of Respiratory Disorders 12 RFP JH ,232 Intelligence Advanced Research ProjectsActivity IARPA-IBM Babel Program 12 W911NF-12-C-0012 IBM ,267 The accompanying footnotes are an integral part of the 170

174 Automated Low Level Analysis and Description of Divers Intelligence Video Program IARPA-IBM Babel Program IARPA-IBM Babel Program IARPA-IBM Babel Program Sparse Heterogeneous Representations and Domain Adaptive Matching for Unconstrained Face Recognition Automated Low Level Analysis and Description of Divers Intelligence Video Program Sparse Heterogeneous Representations and Domain Adaptive Matching for Unconstrained Face Recognition IARPA-IBM Babel Program IARPA-IBM Babel Program IARPA-IBM Babel Program IARPA-IBM Babel Program IARPA-IBM Babel Program IARPA-IBM Babel Program Automated low-level analysis and description of Description Diverse Intelligence video program Automated Low Level Analysis and Description of Divers Intelligence Video Program Automated low-level analysis and description of Description Diverse Intelligence video program IARPA-IBM Babel Program 12 D11PC20071 BBN , W911NF-12-C-0012 IBM , W911NF-12-C-0012 IBM , W911NF-12-C-0012 IBM , IARPA UMD Z , D11PC20071 BBN , IARPA UMD Z , W911NF-12-C-0012 IBM , W911NF-12-C-0012 IBM , W911NF-12-C-0012 IBM , W911NF-12-C-0012 IBM , W911NF-12-C-0012 IBM W911NF-12-C-0012 IBM IARPA D11PC20070 IBM D11PC20071 BBN IARPA D11PC20070 IBM W911NF-12-C-0012 IBM Office of Naval Research MAGANIMOS: Integrated magnetic, Gan, and SOI CMOS for power conversion and RF power amplification SBIR N Phase II: Innovative Method for Wirelessly Powering RFID Tags Located on Rotorcraf 12 N C-0167 IBM , N C-0090 TDA ,923 $3,688,778 Basic and Applied Scientific Research Extended-Range Prediction with Low-Dimensional, Stochastic-Dynamic Models: A Data-driven Approach Extended-Range Prediction with Low-Dimensional, Stochastic-Dynamic Models: A Data-driven Approach RATIONAL DESIGN of Advanced Capacitor Films Seasonal COSEE: Environmental stress and human migration in two developing coastal nations: A comparison of the co-evolving human and physical landscapes in Bangladesh and Sri Lanka Seasonal COSEE: Environmental stress and human migration in two developing coastal nations: A comparison of the co-evolving human and physical landscapes in Bangladesh and Sri Lanka Tailoring Electronic Properties of Graphene at the Nanoscale Tailoring Electronic Properties of Graphene at the Nanoscale Tailoring Electronic Properties of Graphene at the Nanoscale Graphene photonics and nano-plasmonics N UCLA 2090 G QA , N UCLA 2090 G QA , N UCONN , N VU S1 175, N VU S1 126, N UMARY Z , N UMARY Z , N UMARY Z , N UCSD ,036 $2,359,460 Basic Scientific Research - Combating Weapons of Mass Destruction Deep Characterization of Rousettus aegyptiacus immune system: Use of bats / nonhuman primates to compare immune responses during asymptomatic / symptomatic filovirus infections HDTRA GENEVA S ,814 $159,814 Military Medical Research and Development The accompanying footnotes are an integral part of the 171

175 Translational Mouse Models of PTSD and Comorbid Substance Use c-jun-n-terminal Kinase (JNK) for the treatment of amyotrophic lateral sclerosis Ohio Army National Guard Mental Health Initiative: Risk and Resilience Factors for Combat-Related Posttraumatic Psychopathology and Post Combat Adjustment Organizing Cellular & Molecular Heterogeneity in High-Grade Serous Ovarian Cancer by Mass Cytometry Whole Exome Analysis of Early Onset Alzheimer s Disease Safety Planning as a Brief Intervention to Reduce Suicide Risk in Military Alzheimer s Disease Neuroimaging Initiative Organizing Cellular & Molecular Heterogeneity in High-Grade Serous Ovarian Cancer by Mass Cytometry PTSD Trajectory, Co-morbidity and Utilization of Mental Health Services among National Guard Soldiers W81XWH UCSF 8741sc 349, W81XWH SRI , W81XWH UHOC CU , W81XWH B 66, W81XWH UMIAMI , W81XWH HJFAMM , W81XWH CMPC DOD-ADNI M-00 15, W81XWH B 12, W81XWH HMJF ,419 $847,995 Basic Scientific Research Blas Induced Threshold for Neural networks (BITNet) Bio-inspired Design of Adaptive Catalysis Center Information Engines: Nanoscale Control, Computing, and Communication Out of Equilibrium Multivariate Heavy Tail Phenomena: Modeling, Diagnostics, and Applications in Tactical Operations Image Database and Neuroimaging Data Collection for Rapid Visual Decision Making Image Database and Neuroimaging Data Collection for Rapid Visual Decision Making Image Database and Neuroimaging Data Collection for Rapid Visual Decision Making W911NF UPENN , W911NF UUTAH , W911NF UCD , W911NF CU , W911NF-10-D-0002 APX03-S , W911NF-10-D-0002 APX03-S005 38, W911NF-10-D-0002 APX03-S005 4,438 $1,226,967 Basic, Applied, and Advanced Research in Science and Engineering Constructing Mutually-derived Situational Awareness via EEG-informed Graph Based Transductive Inference Constructing Mutually-derived Situational Awareness via EEG-informed Graph Based Transductive Inference Constructing Mutually-derived Situational Awareness via EEG-informed Graph Based Transductive Inference W911-NF APX02-N , W911-NF APX02-N004 45, W911-NF APX02-N004-8,414 $588,093 Air Force Defense Research Sciences Program The Next Generation of Probabilistic Programming: Massive Data, Data Streams, and Model Diagnostics MURI Center for Dynamic Megneto-Optics Mathematical Modeling in Random Media: from Homogenization to Stochasticity Active Metasurfaces for Advanced Wavefront Engineering and Waveguiding Science and Emerging Technology of 2D Atomic Layered Materials and Devices Hydrogen Storage via Functionalizad Nanoporous Materials MURI Center for Material Failure Prediction through peridynamics Silicon Photonic-Electronic System Level Integration Science and Emerging Technology of 2D Atomic Layered Materials and Devices Ultra-compact, High-Resolution Photonic Crystal Based Spectrometer AFSOR DURIP: Multi-Terabit-Capable Siilcon Photonic Interconnected End-to-End System FA SUB , FA UMICH , FA A 168, FA HARVARD , FA RICEU R , FA FA , FA UOARIZONA-PO , FA C-0063 PSI SC , FA RICEU R , FA C-0010 CPLLC FA C , FA UDELAWARE The accompanying footnotes are an integral part of the 172

176 $1,150,994 Research and Technology Development A broadband mixed-signal iterative donwnconversion spectrum analyzer for signal recognition applications Efficient, Digitally Linearized, High-Power Integrated mm-silicon Transmitters A broadband mixed-signal iterative donwnconversion spectrum analyzer for signal recognition applications Reliable, High-Bandwith cortical control of Unconstrained, many-degree-of-freedom movement Memory Enhancement with Modeling, electrophysiology, and simulation (MEMES) Language Modeling Multilingual Automatic Document Classification Analysis and Translation FA UTA , FA USC , FA UTA , N NYU F , N UPENN , HR C-0004 BBN PO# Total Pass-through Programs $561,570 $10,583,671 Total: Department $35,590,409 of Defense Department of Commerce Direct Awards National Oceanic & AtmosphericAdministration/Department of Commerce Rolling Deck to Repository (R2R0 Catalog Services for the NOAA Fleet a prototype 11 NEEH ,387 $32,387 Education Quality Award Ambassadorship A Test of QED and the gravitational inverse-square law at the sub-nanometer scale with ultracold Sr2 molecules DCNIST 60NANB13D163 69,705 $69,705 Climate and Atmospheric Research IRAP: Integrating Climate Information and Decision Processes for regional Climate Resilience Consortium for Climate Risk in the Urban Northeast Global Decadal Hydroclimate Variability, Predictability and Change: A Data-Enriched Modeling Study Developing an Optimum multi-model ENSO prediction Collaborative Research: Tropical Cyclone Tracks in Present and Future Climates Building resilience to storm surges and sea level rise: A comparative study of coastal zones in New York City and Boston Best Practices for Estimating Forecast Uncertinity in Seasonal-to-Decadal Predictions Evaluating How Dry Deposition Influences Eastern U.S. Ozone. Aerosols & Precursors: Mean Contributions, Uncertainties & Spatio-Temporal Variability From Weather, Reg. Climate & Land Use The Dynamical Machanisms and Potential Predictability of Indian and Pacific Ocean Influences on Seasonal North American Draught Enhancing Seasonal Drought Prediction Capabilities fort he US and the Globe Using the National Multi-Model Ensemble Advancing Predictive understanding of North American Drought: The Role of the North Atlantic SST Improved Probabilistic Forecast Products for the MMME Seasonal Forecast System Predictability of Atlantic Hurricane Activity by the NMME Coupled Models Consortium for Climate Risk in the Urban Northeast U.S. National Multi-Model Ensemble ISI Prediction System NA13OAR , NA10OAR , NA10OAR , NA12OAR , NA11OAR , NA12OAR , NA12OAR , NA14OAR , NA14OAR , NA12OAR , NA14OAR , NA14OAR , NA12OAR , NA10OAR , NA12OAR ,860 The accompanying footnotes are an integral part of the 173

177 Consortium for Climate Risk in the Urban Northeast Advancing Predictive understanding of North American Drought: The Role of the North Atlantic SST Consortium for Climate Risk in the Urban Northeast Identifying Thresholds for Humanitarian Action in Response to Seasonal Rainfall Forecasts Assessment of CFS predictions of severe weather activity Subseasonal NMME Forecasts: Skill, Predictability, and Multi-model Combinations Diagnostics, Trends and Climate Model Projections of U.S. Summer Heat Waves Consortium for Climate Risk in the Urban Northeast Consortium for Climate Risk in the Urban Northeast Climate Predictability of Extreme Floods in the United States Towards near-global reconstruction and understanding of hydroclimate variability and change over the past several centuries Building resilience to storm surges and sea level rise: A comparative study of coastal zones in New York City and Boston Understanding and Attributing Tropical Cyclone Intensity and Frequency Changes in the 20th and 21st Centuries Collaborative Research: Fossil Coral Estimates of Central Tropical Pacific SST and Hydrological Variability During the Last Millennium Consortium for Climate Risk in the Urban Northeast Assessing Unstoppable Change: Ocean Heat Storage and Antartic Glacial Ice Melt The Continuation of the International Research Institute for Climate and Society Sensitivity of Climate Variability to Anthropogenic and Natural Drivers during the Last Millennium NA10OAR , NA14OAR , NA10OAR , NA14OAR , NA14OAR , NA14OAR , NA14OAR , NA10OAR , NA10OAR , NA10OAR , NA10OAR , NA12OAR , NA10OAR , NA11OAR , NA10OAR NA10OAR NA10OAR NA10OAR ,131 $3,235,311 National Oceanic and Atmospheric Administration (NOAA) Cooperative Institutes Cooperative Institute for Climate Applications and Research (CICAR) NA08OAR ,297 Cooperative Institute for Climate Applications and Research (CICAR) Cooperative Institute for Climate Applications and Research (CICAR) Cooperative Institute for Climate Applications and Research (CICAR) Cooperative Institute for Climate Applications and Research (CICAR) NA08OAR NA08OAR , NA08OAR , NA08OAR ,733 $-10,799 Environmental Sciences, Applications, Data, and Education Development of 3-hourly, global, long-term, multisatellite-basedtoa-to-surface radiative flux profile date product with high resolutio and homegeneous quality NA11NES ,177 $44,177 Applied Meteorological Research Development and testing of a multi-model ensemble prediction system for sub-monthly forecasts NA15NWS ,738 $23,738 Measurement and Engineering Research and Standards Space-time multiscale-multiphysics modeling and simulation of heterogeneous materials NANB14H281 96,465 Total Direct Award Programs $3,490,984 $96,465 The accompanying footnotes are an integral part of the 174

178 Pass-through Awards Climate and Atmospheric Research Monitoring the Indonesian Throughflow and Weddell Sea Deep and Bottom Water Outflow Monitoring the Indonesian Throughflow and Weddell Sea Deep and Bottom Water Outflow Climate Extremes: Improving Data Access to Accelerate Science ISCCO Radiation Budget CDR A Water Management Knowledge Network for the Urban Northeast Quantifying the Value and Communicating the Protective Service of Living Shorelines using Flood Risk Assessments The Role of Green Infrastructure in Resilience to Urban Flooding The Role of Social Features in Urban Neighborhoods in Resilience to Flooding Intergrated Seasonal Drought Forecast-Adaptive Management System for the Lower Colorado River Basin in Texas NA11OAR UCAR Z , NA11OAR UCAR No. Z , NA11OAR UCAR Z , DG133E-10-CQ-0034 GST SA14-CUNYC , NA120AR UMASSAMH A 00 35, NA13OAR SIT , NA14NOS TPL CU , NA14NOS TPL CU , NA13OAR MTU Z1 9,222 $563,309 National Oceanic and Atmospheric Administration (NOAA) Cooperative Institutes Surface Water pc02 Measurements from ships NA10OAR UM S ,079 Atlantic Ocean Acidification Test-Bed Surface Water pc02 Measurements from ships NA10OAR S , NA10OAR UM S ,650 $505,063 Center for Sponsored Coastal Ocean Research Coastal Ocean Program ECOHAB: Linking biogeochemistry to harmful algal bloom nutritional physiology with gene expression analyses: a case study with Aureococcus NA09NOS WHOI A ,892 Total Pass-through Programs $1,091,264 Total: Department $4,582,248 of Commerce $22,892 Department of Education Direct Awards National Resource Centers for Foreign Language, Area Studies, International Studies and Area Studies Fellowship Program Foreign Language and Area Studies Fellowships P015B A 285,235 Foreign Language and Area Studies Fellowships Foreign Language and Area Studies Fellowships Foreign Language and Area Studies Fellowships Foreign Language and Area Studies Fellowships National Resource Center National Resource Centers National Resource Centers and Foreign Language and Students Fellowships Programs National Resource Center National Resource Centers P015B , P015B , P015B , DE P015B , P015A , P015A , DE P015A , P015A , P015A ,614 The accompanying footnotes are an integral part of the 175

179 Middle East Institute NRC/FLAS National Resource Centers National Resource Centers and Fellowships Program for Language and Area or Language and International Studies Foreign Language and Area Studies Fellowship National Resource Center National Resource Centers Foreign Language and Area Studies Fellowship National Resource Centers and Fellowships Program for Language and Area or Language and International Studies National Resource and Foreign Language and Studies Fellowships Programs-International Comprehensive NRC Foreign Language and Area Studies Fellowships National Resource Center National Resource Centers National Resource Centers National Resource Center and Foreign Language Area Studies Foreign Language and Area Studies Fellowship National Resource Centers and Fellowships Program for Language and Area or Language and International Studies Foreign Language and Area Studies Fellowship National Resource Centers National Resource Centers and Fellowships Program for Language and Area or Language and International Studies Middle East Institute NRC/FLAS Foreign Language and Area Studies Fellowship Foreign Language and Area Studies Fellowship National Resource Centers and Foreign Language and Students Fellowships Programs Middle East Institute NRC/FLAS National Resource Center National Resource Centers and Fellowships Program for Language and Area or Language and International Studies National Resource Centers Foreign Language and Area Studies Fellowship Foreign Language and Area Studies Fellowship FOREIGN LANGUAGE AND AREA STUDIES FELLOWSHIPS DE P015A , P015A , DE P015A , DE-P015B , P015A , P015A , DE P015B , DE P015A , DE-P015A , DE P015B , P015A , P015A , P015A , DE-P015A , DE P015B , DE P015A , DE P015B , P015A , DE P015A , DE P015A , DE P015B , DE P015B , DE P015A , DE P015A , P015A , DE P015A P015A DE P015B , DE P015B , DE-P015B ,500 $1,703,060 Overseas Programs - Doctoral Dissertation Research Abroad Fulbright-Hays Doctoral Dissertation Research Abroad P022A ,365 $58,365 Department of Education Jacob K. Javits Fellows P170B ,228 The accompanying footnotes are an integral part of the 176

180 $168,228 Centers for International Business Education Centers for International Business Program Centers for International Business Program P220A , P220A ,600 $62,861 Education Research, Development and Dissemination Getting Ready for School: An Integrated Curriculum to Help Teachers and Parents Support Preschool Children s Early Literacy, Math and Self-regulation Skills Solving Difficult Bayesian Computation Problems in Education Research Using STAN Getting Ready for School: An Integrated Curriculum to Help Teachers and Parents Support Preschool Children s Early Literacy, Math and Self-regulation Skills DE R305A , DE R305D , DE R305A ,000 Total Direct Award Programs $728,211 $2,720,725 Pass-through Awards Department of Education Joint Appointment agreement between BSA/BNL and Columbia for Jingguang Chen s Salary Joint Appointment agreement between BSA/BNL and Columbia for Jingguang Chen s Salary 84 DE-AC02-98CH10886BNL CU , DE-AC02-98CH10886BNL CU ,431 $239,089 Department of Education ARRA -NYCBED U396C NYCBED ,793 Total Pass-through Programs $69,793 $308,882 Total: Department $3,029,607 of Education Corporation for National and Community Service Pass-through Awards Social Innovation Fund AmidaCONNECT Project Evaluation CORPNCS 10SIHDC0001 AMIDA CU ,712 Total Pass-through Programs Total: Corporation $11,712 for National a $11,712 $11,712 Department of Agriculture Direct Awards Forest Service/Department of Agriculture Identifying Biomarkers of PAH Exposure in Human Blood 10 SFES AG-046W-P ,400 $8,400 Agricultural Research Basic and Applied Research Evaluation of the Impact of Changing Climate on Food Security Through Global Agriculture Models USDA No ,828 The accompanying footnotes are an integral part of the 177

181 Evaluation of the Impact of Changing Climate on Food Security Through Global Agriculture Models The Agriculture Model Inter-comparison and Improvement Project (Agmip)Subproject for Institution # Agricultural Model Intercomparison and Improvement Project- The Future of Food and Farming in South Asia and Sub Saharan Africa The Agriculture Model Inter-comparison and Improvement Project (Agmip)Subproject for Institution # USDA No , USDA , USDA , USDA ,049 $126,436 Cooperative Forestry Assistance Use of Long Term Experimental Forest Provenance Trials for Selection of Future Forests: Tools to Pre SFES 10-JV Total Direct Award Programs $200 $135,036 Pass-through Awards Small Business Innovation Research Development and Expansion of Melt Organic Baking Fat for Oxidative Stability and Reducing Childhood Obesity USDA POFI CU ,040 $76,040 Agriculture and Food Research Initiative (AFRI) New Tools and Incentives for Carbon, Nitrogen, and Greenhouse Gas Accounting and Management in Corn Cropping Systems Enhancing Food Security of Underserved Populations in the Northeast through Sustainable Regional Food Systems , USDA PSU 4399CUUSDA ,697 Total Pass-through Programs $134,670 $210,710 Total: Department $345,746 of Agriculture Department of Homeland Security Direct Awards Department of Homeland Security Advancved Situation Awareness of High Impact Malware Attacks Against the Internet Routing Infrastructure 97 N C ,650 Total Direct Award Programs $138,650 $138,650 Pass-through Awards Centers for Homeland Security Center of Excellence for Emerging and Zoonotic Animal Disease (CEEZAD) ST-061-AG0001KSUNI S ,148 Total Pass-through Programs $144,148 $144,148 Total: Department $282,798 of Homeland S Department of Interior Direct Awards U.S. Geological Survey/Department of theinterior USGS Charter contract for R/V Langseth (Ship OPS) USGS Charter contract for R/V Langseth (Ship OPS) 15 USGS G14PC ,664, USGS G14PC ,074,346 The accompanying footnotes are an integral part of the 178

182 USGS Charter contract for R/V Langseth (Ship OPS) USGS Charter contract for R/V Langseth (Ship OPS) Measurement of Tritum, Helium, Neon, 3He/4He and Noble Gases in Groundwater Samples USGS Charter contract for R/V Langseth (Ship OPS) IPA between Columbia University and USGS IPA between Columbia University and USGS - Nettles IPA between Columbia University and USGS - Ekstrom Boron Isotope Measurements on Artic Ocean Foraminifera 15 USGS G14PC , USGS G14PC , USGS G11PC , USGS G14PC , USGS CU , USGS CU , USGS CU , USGS G13PX ,836 $3,900,351 Endangered Species Conservation Recovery Implementation Funds Conservation and Recovery of Knieskern s Beaked-rush(Rhynchospora knieskernil) DI FWS A-J033 18,032 $18,032 Earthquake Hazards Research Grants The Lamont Cooperative Seismographic Network and the Advanced National Seismic System: Earthquake Hazard Studies in the Northeastern United States Operation of the Lamont Cooperative Seismographic Network and the Northeastern United States Earthquake Data Center Evaluating the role of fluid injection in triggering the 2011 Oklahoma earthquake sequence: Collaborative Research with the University of Oklahoma, and Columbia University IPA between Columbai University and USGS-Waldhauser USGS G10AC , USGS G15AC , USGS G13AP USGS CU $354,576 U.S. Geological Survey Research and Data Collection USGS -IEDA Partnership to Suppoert a Data Lifecycle Framework and Tools Project to Create a Virtual Simulation System for Research and Education on Debris-Flow Preparation and Evacuation Behaviors USGS G13AC , G12AC ,838 $61,287 Cooperative Research and Training Programs Conduct Historical Research for Governors Island National Monument Resources of the National Park System NPS P12AC ,307 Total Direct Award Programs $5,307 $4,339,553 Pass-through Awards National Climate Change and Wildlife Science Center A Proposal to the Department of Interior to Establish The Northeast Climate Science Center Facilitating regional and local decision-making for managing coastal wetlands and waterbird habitats in the face of sea level rise and increased coastal flooding G12AC00001 UMASS D00 126, G13AC00410 UMASSAMH A 00 15,591 $142,069 Cooperative Research and Training Programs Resources of the National Park System The Jamacia Bay Observing system: Process studies and Groundwork for Long-Term Ecosystem Studies and Resilience Detecting Water Quality Regime Shifts in Jamaica Bay P14AC01416 RFCUNY49267-A 74, P14AC01445 RFCUNY49268-A 62,334 $136,582 Total Pass-through Programs $278,651 Total: Department $4,618,204 of Interior The accompanying footnotes are an integral part of the 179

183 Department of Labor Pass-through Awards Department of Labor Special Analyses on the Effects of Paid Leave Policies 17 DOL OPS-14-C-0003 L&M COLUMBIA PL ,899 Total Pass-through Programs Total: Department $50,899 of Labor $50,899 $50,899 Department of State Direct Awards Department of State Evaluation of Smart Phone Sensors for Explosion Monitoring Evaluation of Smart Phone Sensors for Explosion Monitoring 19 DS SAQMMA14M , DS SAQMMA14M2068 8,389 $21,193 Professional and Cultural Exchange Programs - Citizen Exchanges Tibet Evaluation Marketing Project: ECA/PE/C Citizen Exchange Programs Project: GLOBAL S-ECAPE-11-GR-199(MJ) 4,148 $4,148 General Department of State Assistance Contract Negotiation for Extractive Industries by developing Countries S-LMAQM-14-CA ,292 Total Direct Award Programs $96,292 $121,633 Total: Department $121,633 of State Department of Transportation Direct Awards Pipeline Safety Research Competitive Academic Agreement Program (CAAP) Mitigating external corrosion of pipelines through nano-modified cement-based coatings Mitigating external corrosion of pipelines through nano-modified cement-based coatings DTPH56-13-H-CAA06 81, DTPH56-13-H-CAA06 1,579 Total Direct Award Programs $82,642 $82,642 Pass-through Awards Department of Transportation Alternatives to Nuclear Density Testing 20 NJDOT ROWAN CU ,019 $50,019 Highway Research and Development Program Environmental Impacts of RAP Environmental Impacts of RAP DOT Rowan CU , DOT Rowan CU ,177 The accompanying footnotes are an integral part of the 180

184 Understanding Transit Finance: An Analysis of Transit Funding Around the World DTRT13-G-UT32 UTRC ,871 $116,838 University Transportation Centers Program National University Transportation Consortium: A Speaker Recognition Based Damage Detection Rutgers Center for Advanced Infrastructure and Transportation Characterization and Modeling of Photon Absorption in Asphalt Material for Improved Accuracy and Consistency of Nuclear Density Measurement Rutgers Center for Advanced Infrastructure and Transportation Rutgers Center for Advanced Infrastructure and Transportation DTRT13-G-UTC28 RUTGERS PO-S , DTRT12-G-UTC16 RUTGERS S , DTRT13-G-UT32 UTRC LOG15477 TO , DTRT12-G-UTC16 RUTGERS S , DTRT12-G-UTC16 RUTGERS S ,970 Total Pass-through Programs $255,696 $422,553 Total: Department $505,195 of Transportat Dept. of Housing Urban Development Direct Awards General Research and Technology Activity Understanding the Market for Reverse Mortgages HUD RP-14-NY-002 8,613 $8,613 Transformation Initiataive: Rental Assistance Demonstration Small Research Grant Program Examining the Impact of Rental Assistance Demonstration on Children Living in Public Housing Communities HUD H-21666CA 169,628 $169,628 Healthy Homes Technical Studies Grants Fungal Exposure, Allergy Sensitization and Asthma Among Middle Income Children in NYC Neighborhood Associated Domestic Risk Factors Accounting for Asthma Persistence HEALTHY HOME HEALTHY SENIORS NYHHU , NYHHU , NYLHH ,395 $385,059 Total Direct Award Programs $563,300 Total: Dept. of$563,300 Housing Urban De Environmental Protection Agency Direct Awards Science To Achieve Results (STAR) Research Program Predicting Extreme US Air Pollution Events Columbia Center for Children Environmental Health - Admin Core Columbia Center for Children Environmental Health - Admin Core Columbia Center for Children Environmental Health - Admin Core Columbia Center for Children Environmental Health - Admin Core Diagnostic Monitoring of Bio-Geochemical Interactions of a shallow aquifer in response to a CO2 leak Columbia Center for Children Environmental Health - Admin Core EPA , EPA RD , EPA RD , EPA RD , EPA RD , EPA RD , EPA RD ,239 The accompanying footnotes are an integral part of the 181

185 Diagnostic Monitoring of Bio-Geochemical Interactions of a shallow aquifer in response to a CO2 leak Columbia Center for Children Environmental Health - Admin Core EPA RD , EPA RD ,233 $507,520 P3 Award: National Student Design Competition for Sustainability Multifunction Energy Platform Pilot EPA SU ,212 Total Direct Award Programs $30,212 $537,732 Pass-through Awards Environmental Protection Agency UNDP-Sierra Leone GISSYSTEM Installation 66 EPA UNDP CU ,805 $10,805 Congressionally Mandated Projects Identification of the Active Fraction and Metabolic Pathways in Trace Organic Contaminants Removal EM WERF U2R12-1,458 $-1,458 National Estuary Program A Standard Protocol for Assessing the Habitat Quality of Ecologically Enhanced Urban Shorelines EPA HUDSON FY 13#2 81,376 $81,376 Environmental Protection Agency A Standard Protocol for Assessing the Habitat Quality of Ecologically Enhanced Urban Shorelines EPA CE NEIWPCC ,168 Science To Achieve Results (STAR) Research Program Development and Implementation of a Process Technology toolbox for sustainable biological nitrogen removal using mainstream deammonification PROSPECTIVE STUDY OF ATHEROSCLEROSIS AND CLINICAL CARDIOVASCULAR DISEASE LONG TERM EXPOSURE TO AMBIENT... A Global Map of Feasible Residential Solutions-emphasizing Stoves with space Heating Uses Quantifying the climate and health benefits of improved cookstoves: and intergrated laboratory, field and modeling study Collaborative Research on Producing and Characterizing a Biosurfactant with Potentionally Lower Environmental Impact for Salt Water Applications RD WERF STAR N2R14 102, EPA RD UWASH , UIL , EPA CSU G , EPA # IOWA A 1,979 $237,859 Hazardous Waste Management Grant Program for Tribes Molecular Level through Whole Reactor Level Characterization of Greenhouse Nitrogen Emission from Wastewater Treatment Operations EPA WERF U4R07 3,568 Total Pass-through Programs $3,568 $332,150 Total: Environmental $869,882Protection Federal Government Direct Awards Department of Treasury Department of the Treasury - Office of Financial Research -Executive Fellow Interdisciplinary 21 DT CU ,873 The accompanying footnotes are an integral part of the 182

186 Department of the Treasury Office of Financial Research -Urooj Khan 21 DT CU ,441 Total Direct Award Programs $125,314 $125,314 Total: Federal$125,314 Government Japan US Friendship Commission Direct Awards Japan-U.S. Friendship Commission Grants Japan-US Friendship Commission Prize for the Translation of Japanese Literature Japan-US Friendship Commission Prize for the Translation of Japanese Literature Japan-US Friendship Commission Prize for the Translation of Japanese Literature JAPUS , JAPUS , JAPUS ,000 Total Direct Award Programs Total: Japan US$30,191 Friendship Com $30,191 $30,191 Nat. Endowment for the Arts & Humanities Direct Awards Promotion of the Humanities Challenge Grants Direct Operation Cost/Bridge Fund NEH CH ,002 $47,002 Promotion of the Humanities Division of Preservation and Access Encyclopaedia Iranica Online Project NEH PW ,771 $131,771 Promotion of the Humanities Research The Selected Papers of John Jay Outbreak Anxieties. The Contingent Politics of Panic and Crisis in America Relocating Heart Disease in the Tropics: Race, and Modernization in Post-Independence India The Guhyasamaja Tantra: A foundation Buddhist Tantra in the Context of the Pradipoddyotana RQ , RZ , RZ , RQ ,972 $229,809 Promotion of the Humanities Office of Digital Humanities SARIT: Enriching Digital Text Collections in Infology NEH HG ,668 $9,668 National Leadership Grants Built Works Registry IMLS LG ,290 Total Direct Award Programs $23,290 $441,540 Pass-through Awards Promotion of the Humanities Division of Preservation and Access The accompanying footnotes are an integral part of the 183

187 Expanding the Medical Heritage Library: Preserving and Providing Online Access to Historical Medical Periodicals PW CPP CU ,566 $12,566 Promotion of the Humanities Office of Digital Humanities Humanities CORE HD MLA CU ,000 $24,000 National Leadership Grants ChartEx: Charter Excavator Project (Digging into Data Challenge) LG UWASH ,801 Total Pass-through Programs Total: Nat. Endowment $484,907 for the Ar $6,801 $43,367 National Archives and Records Administration Direct Awards National Historical Publications and Records Grants The Selected Papers of John Jay, phase IV (Year 11) NAR14-PC ,530 Total Direct Award Programs $109,530 $109,530 Total: National $109,530 Archives and Rec Other Agencies / Gov't Direct Awards CONSUMER FINANCIAL PROTECTION BUREAU Consumer Financial Protection Bureau-Mobility 99 CFPB CU ,278 Total Direct Award Programs $274,278 $274,278 Pass-through Awards Central Intelligence Agency Assessment of the National Security Implications of Climate and Global Change Assessment of the National Security Implications of Climate and Global Change 13 CIA CU SCITOR G , CIA CU SCITOR G ,861 Total Pass-through Programs $103,159 $103,159 Total: Other Agencies $377,437/ Gov't Social Secuirty Administration Pass-through Awards Social Security Research and Demonstration Incorporating Assets into Measures of Retirement Income, Poverty, and Medical Economic Risk Among the Elderly Individual Allocations and the Quality of the Investment Options in 401k Portfolios RRC BOSTON S2 23, RRC BC ,133 $22,345 The accompanying footnotes are an integral part of the 184

188 Total Pass-through Programs Total: Social Secuirty $22,345Administra $22,345 United States Agency for International Development Direct Awards U.S. Agency for International Development Micro-Solar Utilities for Small-Scale Irrigation in Mali Micro-Solar Utilities for Small-Scale Irrigation in Mali 98 AID-OAA-A , AID-OAA-A ,234 $624,458 USAID Foreign Assistance for Programs Overseas Weather and Climate Information for Climate-resilient Development Situkulwane Lesiphephile - Safe Generations: Swaziland (NY) Combination Intervention Strategy For Linkage And Retention - Mozambique (NY) Supporting Universities to Partner Across the Pacific Care and Protection of Children in Emergencies - A Good Practice - Policy Change Initiative Novel Frontline Diagnostic Service for Antenatal Care SAInS: School Action for innovations in Science Water-Agriculture-Livelihood Security in India Restoration and conversation of biodiversity in El Salvador through the adaptation and dissemination of slash and mulch agroforestry Situkulwane Lesiphephile - Safe Generations: Swaziland (NY) Research Study on Tuberculosis Factors in Central Asia Migrants Combination Intervention Strategy For Linkage And Retention - Mozambique (NY) Research Study on Tuberculosis Factors in Central Asia Migrants Research Study on Tuberculosis Factors in Central Asia Migrants Research Study on Tuberculosis Factors in Central Asia Migrants Care and Protection of Children in Emergencies - A Good Practice - Policy Change Initiative Novel Frontline Diagnostic Service for Antenatal Care AID-OAA-A ,062, AID-OAA-A , AID-OAA-A , AID-497-A , DFD-A , AID-OAA-A , AID-497-A , AID-386-A , AID-519-A , AID-OAA-A , AID-176-G , AID-OAA-A , AID-176-G , AID-176-G , AID-176-G , DFD-A , AID-OAA-A Total Direct Award Programs $4,769,951 $5,394,409 Pass-through Awards U.S. Agency for International Development Increasing the Global Climate Change Teams Technical Support Capacity to Global Climate Change-Program Management, CLIN5 Planning and resilience in east africa through policy, adaptation, research and economic development Increasing the Global Climate Change Teams Technical Support Capacity to Global Climate Change-Program Management, CLIN5 Water Security and Climate Risk: A Philippine Climate Change Adaptation Strategy for the Agriculture Sector Open-Label Randomized Controlled Trial to Assess the Implementation Effectiveness and Safety of 1% Tenofovir Gel Provision through Family Planning Services in KwaZulu-Natal, South Africa Translating Research into Action (TRAction) 98 EPP IQC-IRI 410, AID-623-C TTARD-CIESIN , EPP IQC-IRI 187, M-OAA-GRO-EGAS-DGP UPLBFI , AID-OAA-A EVMS MAPS , AID GHS-A URC FY13-G ,547 The accompanying footnotes are an integral part of the 185

189 Partnership Agreement Between the Center for International Forestry Research and Columbia University - Post Doc USAID African and Latin American Resilience to Climate Change (ARCC) Increasing the Global Climate Change Teams Technical Support Capacity to Global Climate Change-Program Management, CLIN5 Better Futures, Better Lives: Reducing Child and Maternal Mortality in Liberia Dissemination of the results of Assessments of Vulnerability to Climate Change in Africa Gridded Crop & Near Term Climate Modeling Workshops and Coordination Understanding the Role of Agricultural Biodiverstiy in Promoting Human Nutrition and Ecological Sustainability Integration of Current Research on CHW Training Increasing the Global Climate Change Teams Technical Support Capacity to Global Climate Change-Program Management, CLIN5 Increasing the Global Climate Change Team s Technical Support Capacity to Global Climate Change, Adaptation, and Development Issues Increasing the Global Climate Change Team s Technical Support Capacity to Global Climate Change, Adaptation, and Development Issues Increasing the Global Climate Change Team s Technical Support Capacity to Global Climate Change, Adaptation, and Development Issues Increasing the Global Climate Change Teams Technical Support Capacity to Global Climate Change-Program Management, CLIN5 Increasing the Global Climate Change Team s Technical Support Capacity to Global Climate Change, Adaptation, and Development Issues 98 MTO CIFOR CU , EPPI TETRAARD , EPP IQC-IRI 62, AID-OAA-A IRC CU , AID-EPP TETRARRD , EPP-I ENG CCRDSS , AID CU PURDUNIV , GHS-A ICF 14SZPO , EPP IQC-IRI 5, EPP-I IQC-IRI EPP-I IQC-IRI -3, EPP-I IQC-IRI -3, EPP IQC-IRI -6, EPP-I IQC-IRI -9,954 $1,541,735 USAID Foreign Assistance for Programs Overseas PREDICT Pathogen Discovery Evaluating the effect of site-specific soil information on farmer input choices and the relationship between poverty and soil quality Predict 2 National Pilot Activity - Measuring Children Outside of Family Care (COFC) Elucidation of Genetic Markets to Detect P. falciparum Resistance to MMV-Supported Antimalarials (Enabling Technologies) Connect-FP UC Davis PREDICT Letter of Agreement (LoA) for Research Project entitled Developing Systems for Reducing Emissions from Land use Building Mail Meteo s capacity to deliver improved climate services Monitoring Militaries: The Role of Citizen Accountability In Reducing Army Abuse CityLinks Climate Adaptation Partnership Program Joint CCAFS-AGIMP Activities Joint CCAFS-AGIMP Activities Building Mail Meteo s capacity to deliver improved climate services AID GHNA ECOHA PREDICT Y , AID-OAA-L UCD , AID CU ECOHA PREDICT 2 306, AID-OAA-A JSI APC-GM , AID CU MMV CU , AID 621-A IFAHI CU , GHN-A UCD , USAID CIFOR CU , USIAD CIAT C , AID-OAA-A TAMU 06-S , AID-OAA-L AID-OAA-L ICMA , USAID CU CIAT C , USAID CU CIAT C , USIAD CIAT C ,381 $2,149,935 Cooperative Development Program (CDP) Implementation Research: Tackling Disrespect and Abuse in Facility-Based Childbirth AID GHS-A URC FY11-G ,631 $156,631 USAID Development Partnerships for University Cooperation and Development Building Capacity to Manage Water Resources and Climate Risk in the Caribbean AEG-A HED PHI ,303 The accompanying footnotes are an integral part of the 186

190 Building Capacity to Manage Water Resources and Climate Risk in the Caribbean AEG-A HED PHI ,709 Total Pass-through Programs $523,012 $4,371,313 Total: United$9,765,722 States Agency for I Total: RESEARCH & DEVELOPMENT CLUSTER $595,180,675 The accompanying footnotes are an integral part of the 187

191 Student Financial Assistance Cluster STUDENT FINANCIAL ASSISTANCE CLUSTER Department of Health & Human Services Direct Awards Health Professions Student Loans, Including Primary Care Loans/Loans for Disadvantaged Students HPSL - Dentistry Total Direct Award Programs E11HP ,835 Total: Department $23,835 of Health & Hu $23,835 $23,835 Department of Education Direct Awards Federal Supplemental Educational Opportunity Grants Federal Supplemental Educational Opportunity (FSEOG 14/15) P007A ,456 $239,456 Federal Work-Study Program Federal Work Study (FWS ) P033A ,876,037 $6,876,037 Federal Pell Grant Program Pell Grant Program 2014/ CC PELL 14/15 8,392,702 $8,392,702 Federal Direct Student Loans Federal Direct Loan P268K ,444,317 Total Direct Award Programs $260,444,317 $275,952,512 Total: Department $275,952,512 of Education Total: $275,976,347 STUDENT FINANCIAL The accompanying footnotes are an integral part of the 188

192 Hurricane Sandy Relief Cluster HURRICANE SANDY RELIEF CLUSTER Department of Health & Human Services Direct Awards Fungal Exposure in NYC Homes Damaged by Hurricane Sandy and Respiratory Outcomes in Asthmatic Children Community Factors that Promoted Resilience in the Aftermath of Hurricane Sandy Evaluation of Public Health System Response to Hurricane Sandy in NYC Area Assessing and Strengthening Resilience in Response to Disaster Among Residents of NYC High Rise Public Housing Visualizing Social Media: New Tools for Research and Practice Fungal Exposure in NYC Homes Damaged by Hurricane Sandy and Respiratory Outcomes in Asthmatic Children U01TP , HITEP , U01TP , HITEP , HITEP , U01TP ,285 Total Direct Award Programs $1,261,457 $1,261,457 Pass-through Awards Impact of Health Department worker Safety Training on Health Impacts after Sandy Total Pass-through Programs Total: Department of Health & Human Services (Excluding NIH) U01OH NYMC ,170 $173,170 $173,170 National Institute of Health Direct Awards National Biodefense Center - Hurricane Sandy U54AI S1 299,074 Total Direct Award Programs $299,074 $299,074 Pass-through Awards Diabetes-mediated effects on myeloid precursors and vascular complications Diabetes-mediated effects on myeloid precursors and vascular complications Role of CGK11 in AMPA Receptor Transport R01DK S2NYUMC CU , R01DK S2NYUMC CU , R01MH S1NYUMC 13-A0-S Total Pass-through Programs $39,354 Total: Hurricane $1,773,055 Sandy Relief Clu $39,354 The accompanying footnotes are an integral part of the 189

193 Highway Planning and Construction Cluster HIGHWAY PLANNING & CONSTRUCTION CLUSTER Department of Transportation Pass-through Awards September 11th Memorial Program For Regional USDOT DTRT12-G-UTC02 RFCUNY Total Pass-through Programs Total: Highway Planning $975 and Con $975 $975 The accompanying footnotes are an integral part of the 190

194 Child Care Development Fund Cluster CHILD CARE DEVELOPMENT FUND CLUSTER Department of Health & Human Services Direct Awards Child Care and Early Education Research Connections - ACF Child Care and Early Education Research Connections - ACF Child Care and Early Education Research Connections - ACF YE , YE , YE ,099 Total Direct Award Programs $1,396,569 $1,396,569 Total: Child $1,396,569 Care Development F The accompanying footnotes are an integral part of the 191

195 Trio Cluster TRIO CLUSTER Department of Education Direct Awards Talent Search Program P044A ,038 $324,038 Upward Bound Program P047A ,004,520 Total Direct Award Programs $1,004,520 $1,328,558 Total: Department $1,328,558 of Education - The accompanying footnotes are an integral part of the 192

196 Medicaid Cluster MEDICAID CLUSTER State / City Government Pass-through Awards Medical Assistance Program CAPP Component B: Improving Community Healthcare for Adolescents CMS NY5-ADM SDH C ,479 Total Pass-through Programs $179,479 $179,479 Total: Department $179,479 of Health & Hu The accompanying footnotes are an integral part of the 193

197 Foreign Food Donation-USAID Cluster FOREIGN FOOD DONATION CLUSTER-USAID United States Agency for International Development Direct Awards Columbia University and Institut Pertanian Bogor Partnership to Build Capacity for Adaptation Climate Risks in Indonesia AID-497-A ,488 Total Direct Award Programs $128,488 $128,488 Pass-through Awards A Quasi -Experimental Post-Mortem Study of a discontinued Insurance Product in Haiti AID-OAA-L ,637 Total Pass-through Programs Total: United States $156,125 Agency for I $27,637 $27,637 The accompanying footnotes are an integral part of the 194

198 Other Programs OTHER PROGRAMS Department of Health & Human Services Direct Awards Centers for Disease Control and Prevention/DHHS Evaluation of Integrated Community-Based and Clinical HIV/AIDS Interventions in Sinazongwe, Zambia (ESIS Task Order 0004) TB Building and Strengthening Infection Control Strategies Overcoming Barriers to Occupational Bloodborne Pathogen Exposure Reporting and Case Management (ESIS Task Order 0003) ESIS TO2: Evaluation of Adverse Events following Male Circumcision 93 CDC / , CDC 14IPA , CDC / , CDC / ,445 $1,284,490 Global AIDS Eastern Kenya NY Building Mozambican Capacity - NY Eastern Kenya NY Swaziland Rapid Scale Up 2005 (NY) UTAP 2 CONGO: NY Tanzania Endeleza NY Ethiopia Technical Assistance 1036 (NY) Ethiopia Technical Assistance 1036 (NY) MZ Technical Assistance 0424 (NY) Ethiopia Technical Assistance 0204 (NY) Tanzania Endeleza NY CI Care & Treatment 0119 (NY) Tanzania Endeleza NY Building Mozambican Capacity - NY Ethiopia Technical Assistance 0204 (NY) TB/HIV Lesotho NY GH Global Technical Assistance - NY GH Global Technical Assistance - NY Swaziland Rapid Scale Up 2005 (NY) MZ Technical Assistance 0424 (NY) South Africa MSM 0249 (NY) Global PEPFAR Impact Assessments - NY MZ Technical Assistance 0424 (NY) UTAP 2: HQ - New York PMTCT UTAP 2: HQ - New York PMTCT U2GPS S1 8,232, U2GPS ,016, U2GPS S1 6,919, U2GPS ,489, U2GPS ,323, U2GPS ,686, U2GGH ,508, U2GGH ,799, U2GGH ,727, U2GGH ,486, U2GPS ,383, U2GGH ,169, U2GPS ,088, U2GPS ,887, U2GGH ,787, U2GPS ,692, U2GGH ,321, U2GGH ,036, U2GPS ,491, U2GGH ,482, U2GGH ,387, U2GGH ,128, U2GGH , U2GPS , U2GPS ,563 The accompanying footnotes are an integral part of the 195

199 Other Programs, continued Tanzania Endeleza NY GH Global Technical Assistance - NY CI Care & Treatment 0119 (NY) South Africa MSM 0249 (NY) TB/HIV Lesotho NY Technical Assistance Program Area # (NY) Kenya Nyanza New York Eastern Kenya NY Building Mozambican Capacity - NY GH Global Technical Assistance - NY Ethiopia Technical Assistance 1036 (NY) Central Asia Care & Treatment NY UTAP 2: HQ - New York PMTCT Central Asia Care & Treatment NY UTAP 2: HQ - New York PMTCT Ethiopia Technical Assistance 0204 (NY) Tanzania Peds TB/HIV NY Building Mozambican Capacity - NY UTAP 2 CONGO: NY Strengthening Strategic Information Activities in the Kingdom of Lesotho under PEPFAR (NY) UTAP 2: HQ - New York PMTCT MZ Technical Assistance 0424 (NY) CI Care & Treatment 0119 (NY) South Africa TB Training NY Tanzania Peds TB/HIV NY UTAP 2: TANZANIA (NY) GH Global Technical Assistance - NY CI Care & Treatment 0119 (NY) South Africa TB Training NY Strengthening Strategic Information Activities in the Kingdom of Lesotho under PEPFAR (NY) Tanzania Peds TB/HIV NY GH Global Technical Assistance - NY Central Asia Strategic Info - Tajikistan GH Global Technical Assistance - NY GH Global Technical Assistance - NY South Sudan Scale-Up (NY) U2GPS , U2GGH , U2GGH , U2GGH , U2GPS , U2GGH , U2GPS , U2GPS S1 630, U2GPS , U2GGH , U2GGH , U2GPS , U2GPS , U2GPS , U2GPS , U2GGH , U2GGH , U2GPS , U2GPS , U2GGH , U2GPS , U2GGH , U2GGH , U2GGH , U2GGH , U2GPS , U2GGH , U2GGH , U2GGH , U2GGH , U2GGH , U2GGH , U2GPS , U2GGH , U2GGH , U2GGH ,432 The accompanying footnotes are an integral part of the 196

200 Other Programs, continued UTAP 2: HQ - New York PMTCT Eastern Kenya NY Tanzania Endeleza NY UTAP 2 SWAZILAND: NY Central Asia Strategic Info - Tajikistan UTAP 2: HQ - New York PMTCT Global PEPFAR Impact Assessments - NY Central Asia Care & Treatment - NY UTAP 2: HQ - New York PMTCT Ethiopia Technical Assistance 1036 (NY) South Africa TB Training NY UTAP 2: HQ - New York PMTCT Technical Assistance Program Area # (NY) Central Asia Care & Treatment NY Central Asia Care & Treatment NY GH Global Technical Assistance - NY Central Asia Care & Treatment NY Central Asia Care & Treatment NY UTAP 2: HQ - New York PMTCT GH Global Technical Assistance - NY Building Mozambican Capacity - NY Mali Strategic Info 0398 (NY) South Africa MSM 0249 (NY) Central Asia Strategic Info - Tajikistan Central Asia Strategic Info - Tajikistan Central Asia Care & Treatment NY CI Care & Treatment 0119 (NY) UTAP 2: HQ - New York PMTCT Central Asia Strategic Info - Tajikistan Swaziland Nat Epid (NY) Tanzania Peds TB/HIV NY Cameroon - Option B+ Services (NY) Mali Strategic Info 0398 (NY) Mali Strategic Info 0398 (NY) UTAP 2: HQ - New York PMTCT Central Asia Strategic Info - Tajikistan U2GPS , U2GPS S1 195, U2GPS , U2GPS , U2GPS , U2GPS , U2GGH , U2GPS , U2GPS , U2GGH , U2GGH , U2GPS , U2GGH , U2GPS , U2GPS , U2GGH , U2GPS , U2GPS , U2GPS , U2GGH , U2GPS , U2GGH , U2GGH , U2GPS , U2GPS , U2GPS , U2GGH , U2GPS , U2GPS , U2GGH , U2GGH , U2GGH , U2GGH , U2GGH , U2GPS , U2GPS ,330 The accompanying footnotes are an integral part of the 197

201 Other Programs, continued South Africa MSM 0249 (NY) Strengthening Strategic Information Activities in the Kingdom of Lesotho under PEPFAR (NY) MZ Technical Assistance 0424 (NY) Tanzania Endeleza NY Central Asia Care & Treatment NY South Africa TB Training NY Central Asia Strategic Info - Tajikistan UTAP 2: TANZANIA (NY) GH Global Technical Assistance - NY Strengthening Strategic Information Activities in the Kingdom of Lesotho under PEPFAR (NY) UTAP 2: HQ - New York PMTCT GH Global Technical Assistance - NY Central Asia Care & Treatment - NY GH Global Technical Assistance - NY GH Global Technical Assistance - NY GH Global Technical Assistance - NY MZ Tech Assistance - NY Global PEPFAR Impact Assessments - NY GH Global Technical Assistance - NY Cameroon - Option B+ Services (NY) Central Asia Strategic Info - Tajikistan GH Global Technical Assistance - NY GH Global Technical Assistance - NY South Africa MSM 0249 (NY) UTAP 2 SWAZILAND: NY Central Asia Strategic Info - Tajikistan Central Asia Strategic Info - Tajikistan Mali Strategic Info 0398 (NY) GH Global Technical Assistance - NY UTAP 2: HQ - New York PMTCT Technical Assistance Program Area # (NY) UTAP 2: HQ - New York PMTCT GH Global Technical Assistance - NY Swaziland - Quality-Assured (NY) GH Global Technical Assistance - NY Technical Assistance Program Area # (NY) U2GGH , U2GGH , U2GGH , U2GPS , U2GPS , U2GGH , U2GPS , U2GPS , U2GGH , U2GGH , U2GPS , U2GGH , U2GPS , U2GGH , U2GGH , U2GGH , U2GPS , U2GGH , U2GGH , U2GGH , U2GPS , U2GGH , U2GGH , U2GGH , U2GPS , U2GPS , U2GPS , U2GGH , U2GGH , U2GPS , U2GGH , U2GPS , U2GGH , U2GGH , U2GGH , U2GGH ,051 The accompanying footnotes are an integral part of the 198

202 Other Programs, continued GH Global Technical Assistance - NY South Sudan Scale-Up (NY) GH Global Technical Assistance - NY Swaziland HIV/TB Lab (NY) Mali Strategic Info 0398 (NY) Ethiopia Technical Assistance 0204 (NY) Central Asia Care & Treatment - NY UTAP 2: HQ - New York PMTCT Central Asia Strategic Info - Tajikistan GH Global Technical Assistance - NY GH Global Technical Assistance - NY UTAP 2: HQ - New York PMTCT GH Global Technical Assistance - NY GH Global Technical Assistance - NY GH Global Technical Assistance - NY UTAP 2: HQ - New York PMTCT GH Global Technical Assistance - NY GH Global Technical Assistance - NY GH Global Technical Assistance - NY GH Global Technical Assistance - NY UTAP 2 CONGO: NY MZ Tech Assistance - NY GH Global Technical Assistance - NY UTAP 2 CONGO: NY GH Global Technical Assistance - NY GH Global Technical Assistance - NY Central Asia Strategic Info - Tajikistan Tanzania Peds TB/HIV NY South Africa TB Training NY UTAP 2: HQ - New York PMTCT GH Global Technical Assistance - NY South Africa TB Training NY GH Global Technical Assistance - NY Ethiopia Technical Assistance 0204 (NY) GH Global Technical Assistance - NY UTAP 2: HQ - New York PMTCT U2GGH , U2GGH , U2GGH , U2GGH , U2GGH , U2GGH , U2GPS , U2GPS , U2GPS , U2GGH , U2GGH , U2GPS , U2GGH , U2GGH , U2GGH , U2GPS , U2GGH , U2GGH , U2GGH , U2GGH , U2GPS , U2GPS , U2GGH , U2GPS , U2GGH , U2GGH , U2GPS , U2GGH , U2GGH , U2GPS , U2GGH , U2GGH , U2GGH , U2GGH , U2GGH , U2GPS ,935 The accompanying footnotes are an integral part of the 199

203 Other Programs, continued Tanzania Endeleza NY MZ Tech Assistance - NY GH Global Technical Assistance - NY UTAP 2 CONGO: NY UTAP 2: HQ - New York PMTCT GH Global Technical Assistance - NY MZ Technical Assistance 0424 (NY) Building Mozambican Capacity - NY CI Care & Treatment 0119 (NY) TB/HIV Lesotho NY UTAP 2: HQ - New York PMTCT Swaziland Nat Epid (NY) South Africa MSM 0249 (NY) Central Asia Care & Treatment - NY Global PEPFAR Impact Assessments - NY UTAP 2: HQ - New York PMTCT Ethiopia Technical Assistance 0204 (NY) UTAP 2 CONGO: NY Tanzania Endeleza NY Ethiopia Technical Assistance 0204 (NY) Kenya Nyanza New York UTAP 2: TANZANIA (NY) MZ Technical Assistance 0424 (NY) UTAP 2: HQ - New York PMTCT UTAP 2: HQ - New York PMTCT CI Care & Treatment 0119 (NY) UTAP 2 CONGO: NY South Africa MSM 0249 (NY) Mali Strategic Info 0398 (NY) Tanzania Endeleza NY Tanzania Endeleza NY Ethiopia Technical Assistance 0204 (NY) Technical Assistance, Prgm Implementation and Capacity under PEPFAR - ZAMBIA U2GPS , U2GPS , U2GGH , U2GPS , U2GPS U2GGH U2GGH U2GPS U2GGH U2GPS U2GPS U2GGH U2GGH U2GPS U2GGH U2GPS U2GGH U2GPS , U2GPS , U2GGH , U2GPS , U2GPS , U2GGH , U2GPS , U2GPS , U2GGH , U2GPS , U2GGH , U2GGH , U2GPS , U2GPS , U2GGH , U2GPS ,062 $108,149,601 Public Health Emergency Preparedness NCDP Preparedness and Emergency Response Learning Center U90TP ,658 The accompanying footnotes are an integral part of the 200

204 Other Programs, continued NCDP Preparedness and Emergency Response Learning Center NCDP Preparedness and Emergency Response Learning Center NCDP Preparedness and Emergency Response Learning Center U90TP , U90TP , U90TP ,475 $222,721 Nurse Anesthetist Traineeships Nurse Anesthetist Traineeship Program A22HP $332 Emergency Medical Services for Children EMSC Network Development Demonstration Project (NDDP) EMSC Network Development Demonstration Project (NDDP) EMSC Network Development Demonstration Project (NDDP) EMSC Network Development Demonstration Project (NDDP) U03MC , U03MC , U03MC U03MC ,152 $705,374 AIDS Education and Training Centers New York/New Jersey AIDS Education and Training Center New York/New Jersey AIDS Education and Training Center New York/New Jersey AIDS Education and Training Center H4AHA ,746, H4AHA , H4AHA ,394 $3,339,469 Research on Healthcare Costs, Quality and Outcomes Developing ICD-11: Coding of Quality and Patient Safety Data to support health Services and outcomes research in the US and internationally R13HS ,801 $28,801 Nurse Faculty Loan Program (NFLP) Nurse Faculty Loan Program Nurse Faculty Loan Program E01HP , E01HP ,502 $106,668 Health Systems Strengthening and HIV/AIDS Prevention, Care and Treatment under the President's Emergency Plan Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) U92HA ,167,562 Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) U92HA ,095, U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA ,877 The accompanying footnotes are an integral part of the 201

205 Other Programs, continued Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA , U92HA U92HA U92HA U92HA U92HA The accompanying footnotes are an integral part of the 202

206 Other Programs, continued Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) Global HIV/AIDS Nursing Initiative - NEPI NY (Coordinating Center CORE) U92HA U92HA U92HA U92HA U92HA U92HA $8,874,219 Complex Humanitarian Emergency and War-Related Injury Public Health Activities Developing and Establishing Techniques to Monitor the Grave Violations of the Rights of Children and Women UE2EH ,202 $47,202 Centers for Disease Control and Prevention Investigations and Technical Assistance MN , NATIONAL MINORITY UNDERGRADUATE STUDENT PROGRAMS U50MN ,171 A Public Health Workplace Experience to Increase Minority Student Interest in Public Health A Public Health Workplace Experience to Increase Minority Student Interest in Public Health A Public Health Workplace Experience to Increase Minority Student Interest in Public Health A Public Health Workplace Experience to Increase Minority Student Interest in Public Health U50MN , U50MN , U50MN , U50MN ,849 $616,674 Advanced Education Nursing Traineeships Advanced Education Nursing Traineeship A10HP ,640 $332,640 Nurse Education, Practice Quality and Retention Grants Nurse Education, Practice, Quality, and Retention InterprofessionalCollborative Practice UD7HP ,664 $363,664 Affordable Care Act (ACA) Public Health Training Centers Program Affordable Care Act (ACA) Public Health Training Centers Affordable Care Act (ACA) Public Health Training Centers Affordable Care Act (ACA) Public Health Training Centers Affordable Care Act (ACA) Public Health Training Centers Affordable Care Act (ACA) Public Health Training Centers UB6HP , UB6HP , UB6HP , UB6HP UB6HP ,939 $367,198 Headstart - Programmatic Expenses Columbia University Head Start - Program Expense Headstart - Programmatic Expenses Columbia University Head Start - Program Expense Headstart - Programmatic Expenses CH3042/02 1,746, CH3022/03 553, CH3042/02 433, CH3022/03 415, CH3042/02 247,141 The accompanying footnotes are an integral part of the 203

207 Other Programs, continued Columbia University Head Start - Program Expense Columbia University Head Start - Program Expense Headstart - Programmatic Expenses Columbia University Head Start - Program Expense CH3022/03 86, CH3022/03 67, CH3042/02 30, CH3022/03-9,093 $3,571,210 Ryan White HIV/AIDS Dental Reimbursement and Community Based Dental Partnership Grants Dental Care for Hard-to-Reach HIV/AIDS Populations in Harlem & South Bronx H65HA ,673 Ryan White HIV Dental Reimbursement Program Dental Care for Hard-to-Reach HIV/AIDS Populations in Harlem & South Bronx Dental Care for Hard-to-Reach HIV/AIDS Populations in Harlem & South Bronx T22HA , H65HA , H65HA $393,101 Healthy Start Initiative Eliminating Disparities in Perinatal Health: Downstate New York Healthy Start Eliminating Disparities in Perinatal Health: Downstate New York Healthy Start H49MC , H49MC $427,502 HIV Demonstration, Research, Public and Professional Education Projects PRESIDENTIAL EXPANSION PROJECT FOR AIDS RELIEF - RWANDA OFF U62 PS Total Direct Award Programs $-239 $128,830,627 Pass-through Awards Centers for Disease Control and Prevention/DHHS Human Resources for Health, Rwanda Human Resources for Health, Rwanda 93 CDC CU MHRW CU , CDC CU MHRW CU ,132 Health Resources and Services Administration/DHHS Project for the Enhancement and Alignment of the Continuum of Care for HIV-Infected Youth (PEACOC) Project for the Enhancement and Alignment of the Continuum of Care for HIV-Infected Youth (PEACOC) 93 1 H12HA NYPH CU , H12HA NYPH CU ,662 $314,959 Global AIDS TEGEMEZA: Implementation & Expansion of High Quality HIV Care, Prevention & Treatment (NY) TEGEMEZA: Implementation & Expansion of High Quality HIV Care, Prevention & Treatment (NY) Nigeria - CIHP Subcontract (NY) U2G GH CFHS , U2G GH CFHS 802 3, U2GGH CIHP CU ,851 $47,942 Hospital Preparedness Program (HPP) and Public Health Emergency Preparedness (PHEP) Aligned Cooperative Agreements Hospital Preparedness Program FY 13/BP 2 - Emergency Preparedness for Nursing Staff Phase III - Tools Development (HPP 45) U90TP PHS 13-CU-01 24,066 $24,066 The accompanying footnotes are an integral part of the 204

208 Other Programs, continued Substance Abuse and Mental Health Services Projects of Regional and National Significance New York City Project LAUNCH (Evaluation subcontract) H79 SM FPHNY ,007 New York City Project LAUNCH (Evaluation subcontract) New York City Project LAUNCH (Evaluation subcontract) H79 SM FPHNY , H79 SM FPHNY $92,282 Columbia University Head Start Program DHHS ACF CU NYCHRA 660TCOL -14,526 $-14,526 Health Careers Opportunity Program Health Careers Opportunity Program Health Careers Opportunity Program D18HP MSSM , D18HP MSSM ,930 $121,684 PPHF Geriatric Education Centers Geriatric Education Centers Geriatric Education Centers Geriatric Education Centers Geriatric Education Centers UB4HP MSSM , UB4HP MSSM , UB4HP MSSM UB4HP MSSM ,238 Total Pass-through Programs $59,471 $645,878 Total: Department of Health & Human Services (Excluding NIH) Department $129,476,505 of Health & Hu National Institute of Health Direct Awards Office of AIDS Research HIV and Health Systems: Fostering Quality and Quality improvement in the Context of HIV Scale-up 93 OAR CU ,097 $24,097 Mental Health Research Grants Genetic and Neural Complexity in Psychiatry R13MH ,052 $40,052 Cardiovascular Diseases Research FIRST in CER (Begg/Davidson/Taylor) FIRST in CER (Begg/Davidson/Taylor) FIRST in CER (Begg/Davidson/Taylor) R25HL , R25HL , R25HL ,992 $304,865 Arthritis, Musculoskeletal and Skin Diseases Research Eigth Forum on Osteoporosis and Metabolic Bone Diseases for Fellows in Training R13AR ,000 $18,000 The accompanying footnotes are an integral part of the 205

209 Other Programs, continued Extramural Research Programs in the Neurosciences and Neurological Disorders Summer Research Program for Science Teachers R25NS ,757 R25 Neurology Research Education and Mentorship Program R25 Neurology Research Education and Mentorship Program R25 Neurology Research Education and Mentorship Program R25NS , R25NS , R25NS ,020 $93,019 Biomedical Research and Research Training International Council on Magnetic Resonance in Biological Systems (ICMRBS) XXVI Conference R13GM ,000 $5,000 Child Health and Human Development Extramural Research Inter-City Study of Community Engagement in Parks, Children and Adolescent Health R13HD ,571 $12,571 Aging Research Interdisciplinary Lifecourse Approaches to African American Cognitive Aging R13AG ,558 Total Direct Award Programs $44,558 $542,162 Pass-through Awards Cancer Research Manpower SWOG Purchase Service Agreement High Accrual SWOG Purchase Service Agreement High Accrual NCI SWOG9921 CMICH CU , NCI SWOG9921 CMICH CU ,100 Total Pass-through Programs Total: National Institute of Health National $570,062 Institute of Health $27,900 $27,900 State / City Government Pass-through Awards Substance Abuse and Mental Health Services Projects of Regional and National Significance National Suicide Prevention Evaluation HHSS /HHSS RFMH ,253 $104,253 Maternal and Child Health Services Block Grant to the States NYSDOH Preventive Dental Services Program NYSDOH Preventive Dental Services Program NYS Genetic Service Program (2009) NYSDOH Preventive Dental Services Program HRSA SDH C , HRSA SDH C , HRSA SDH C HRSA SDH C ,835 Total Pass-through Programs $50,001 $154,254 Total: State / City $154,254 Government The accompanying footnotes are an integral part of the 206

210 Other Programs, continued National Science Foundation Direct Awards Education and Human Resources New, GK-12 Columbia University Learning from Earth and Ecological Field Studies (LEEFS) Graduate Fellowship Program New, GK-12 Columbia University Learning from Earth and Ecological Field Studies (LEEFS) Graduate Fellowship Program NSF Presidential Award for Excellence in Science, Mathematics and Engineering Mentoring (Gerard Parkin) (PAESMEM) DGE , DGE , DUE Total Direct Award Programs Total: National $64,926 Science Foundati $64,926 $64,926 National Aeronautics & Space Administration Direct Awards Aeronautics NASA Aeronautics Scholarship Program (Sean Ballinger) NNX14AE30H 22,500 Total Direct Award Programs $22,500 $22,500 Pass-through Awards Science Question of Carbon Curriculum (QOC) and Online Teacher Education Course R&D and Implementation-subcontract An Ecosystem Approach to Climate Change Education NNX09AL39G SCIMMN CU NNX11AL98A SUAMC P Total Pass-through Programs Total: National $22,430 Aeronautics & Sp $-70 $-70 Department of Education Direct Awards National Resource Centers for Foreign Language, Area Studies, International Studies and Area Studies Fellowship Program National Resource Centers P015A ,028 National Resource Centers National Resource Centers P015A , P015A $133,020 Department of Education Jacob K. Javits Fellowship P170B ,038 Total Direct Award Programs $28,038 $161,058 Total: Department $161,058 of Education The accompanying footnotes are an integral part of the 207

211 Other Programs, continued Department of Homeland Security Pass-through Awards Assistance to Firefighters Grant Home Fire Safety Patriots: Kids and Families Sound Off for Fire Safety DHS EMW-2013-FP NMCHCCDR G ,277 $92,277 Total Pass-through Programs $92,277 Total: $92,277 Department of State Direct Awards UNITED STATES EMBASSY IN FIJI Fiji WISE (Workshop on International Science Education) 19 FIJI CU ,817 $15,817 Professional and Cultural Exchange Programs - Special Professional and Cultural Programs The Ngwang Choephel Fellows Program: Tibet Ecotourism Market Project DS S-ECAPE-12-GR-188(RJ) 13,979 The Ngwang Choephel Fellows Program: Tibet Ecotourism Market Project DS S-ECAPE-12-GR-188(RJ) 1,676 $15,655 Department of State GS Info Tech DOS Global Cohort DS S-LMAQM-10-GR ,576 $106,576 International Programs to Support Democracy, Human Rights and Labor Citezen s Rights, the Rule of Law, and Access to Justice Myanmar S-LMAQM-13-GR ,163 $82,163 Professional and Cultural Exchange Programs - Citizen Exchanges Tibet Ecotourism and Small Business Training Project, Tibet Ecotourism and Small Business Training Project, S-ECAGD-14-GR , S-ECAGD-14-GR ,413 $187,179 Global Counterterrorism Programs Conflict Resolution and Social Harmony Curriculum Training/Transfer in Indonesia S-LMAQM-14-GR ,020 $100,020 Total Direct Award Programs $507,410 Total: $507,410 Department of Veterans Affairs Direct Awards Department of Veterans Affairs IPA for Lisa Dixon - VISN 3 MIRECC 64 DVAMC CU ,458 The accompanying footnotes are an integral part of the 208

212 Other Programs, continued VA, MARYLAND HEALTH CARE SYSTEM IPA for Lisa Dixon - VISN 5 MIRECC 64 VAMHS CU ,779 VA, NEW JERSEY HEALTH CARE SYSTEM Mindfulness-Based Cognitive Therapy for Preventing Suicide in Military Veterans Mindfulness-Based Cognitive Therapy for Preventing Suicide in Military Veterans 64 VANJ CU , VANJ CU ,864 $122,210 Total Direct Award Programs $122,210 Total: $122,210 Nat. Endowment for the Arts & Humanities Direct Awards Promotion of the Arts Grants to Organizations and Individuals FY15 National Endowment for the Arts: Art Works (Music) NEA ,000 $40,000 Promotion of the Humanities Professional Development America s East Central Europeans: Migration and Memory America s East Central Europeans: Migration and Memory NEH EH , NEH EH ,502 $49,333 Total Direct Award Programs $89,333 Total: $89,333 Other Agencies / Gov't Direct Awards U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISION EEOC Geoprocessing 30 USEEOC CU ,316 $27,316 Associated Medical Schools of New York Srategic Testing Application Techniques for Successful Entry to Medical School 99 AMSNY CU New York City Economic Development Corporation NYC Next Idea NYCEDC ,242 Total Direct Award Programs $73,087 $45,771 Pass-through Awards Small Business Development Centers SBDC RFSUNY Award NYS Hurrican Sandy Small Business Revitalization Assistance SBDC Contract SBAHQ-15-B-0029 RFSUNY PN , RFSUNY , RFSUNY ,191 The accompanying footnotes are an integral part of the 209

213 Other Programs, continued RFSUNY Award RFSUNY ,419 Total Pass-through Programs $221,636 $221,636 Total: Other Agencies $294,723/ Gov't United States Agency for International Development Direct Awards U.S. Agency for International Development Malaria Laboratory Diagnosis and Monitoring Project - ONSITE Malaria Laboratory Diagnosis and Monitoring Project - ONSITE Malaria Laboratory Diagnosis and Monitoring Project - ONSITE Malaria Laboratory Diagnosis and Monitoring Project - ONSITE Malaria Laboratory Diagnosis and Monitoring Project - ONSITE 98 AID 663-A , AID 663-A , AID 663-A , AID 663-A , AID 663-A ,384 $1,582,867 USAID Foreign Assistance for Programs Overseas Combination Intervention Package to Enhance Antiretroviral Therapy Uptake and Retention During TB Treatment in Lesotho (NY) Healthcare Management and Administration (HMA) Education Twinning in Mozambique - COUNTRY Combination Intervention Package to Enhance Antiretroviral Therapy Uptake and Retention During TB Treatment in Lesotho (NY) Healthcare Management and Administration (HMA) Education Twinning in Mozambique - COUNTRY Healthcare Management and Administration (HMA) Education Twinning in Mozambique - COUNTRY AID-OAA-A , AID-656-A , AID-OAA-A , AID-656-A , AID-656-A ,201 Total Direct Award Programs $1,058,586 $2,641,453 Pass-through Awards U.S. Agency for International Development Malaria Diagnosis and Case Management Program Women s Empowerment on Peace, Security and Development in Burma 98 AID CU PATH AID CRT 149, AID-OAA-TO DEVALT BTI065 3,104 $152,444 USAID Foreign Assistance for Programs Overseas USAID/KENYA APHIAplus, Health Service Delivery Projects (NY) USAID/KENYA APHIAplus, Health Service Delivery Projects (NY) USAID/KENYA APHIAplus, Health Service Delivery Projects (NY) Policy, Advocacy, and Civil Society Development in Georgia (G-PAC) AID CU JHPIEGO 11-SBA , AID CU JHPIEGO 11-SBA , AID CU JHPIEGO 11-SBA , AID-114-A EWMI ,747 Total Pass-through Programs $453,738 $606,182 Total: United$3,247,635 States Agency for I Total: OTHER PROGRAMS $134,802,823 Total Federal Award Expenditures: $1,010,794,606 The accompanying footnotes are an integral part of the 210

214 Notes to Year ended June 30, 2015 (expenditures in thousands) 1. Basis of Presentation The accompanying (the Schedule ) has been prepared in accordance with OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. The purpose of the Schedule is to present a summary of those activities of The Trustees of Columbia University in the City of New York (the University ) for the year ended June 30, 2015, which have been financed by the U.S. Government ( Federal awards ). For purposes of the Schedule, Federal awards include all Federal assistance entered into directly between the University and the Federal government and also between the University and other primary recipients of Federal government funds (pass-through), recorded on the accrual basis of accounting. Negative amounts listed on the Schedule represent adjustments, in the normal course of business, to amounts included on the prior year s Schedule. In addition, amounts indicated in the schedule with $0 expenditures, are reflective of actual expenditures transacted at less than $1, which are rounded down in the context of the report. The project number and pass-through contract number on the Schedule, represent the number assigned by the pass-through entity to the applicable program. Certain project numbers contain alpha numeric identifiers as a suffix used by the university to manage sponsored project spending. CFDA numbers and pass-through numbers are provided when applicable. 2. Subrecipients During fiscal year 2015, the University provided $ 98,342 to subrecipients in the following programs: Program or Cluster CFDA No. Amount Research & Development Cluster Various $ 73,579 HIV Demonstration, Research, Public and Professional Education Projects , Other , Total $ 98,

215 Notes to Year ended June 30, 2015 (expenditures in thousands) 3. Facility and Administrative Costs Effective July 1, 2014 the following University F&A cost rates were established as provisional rates until such time as a new F&A cost rate agreement is negotiated with the Federal government: All campuses, excluding Lamont-Doherty Earth Observatory On-campus 60.0% Off-campus 26.0% Off-campus modified 29.4% Lamont-Doherty Earth Observatory On-campus 53.0% Off-campus 26.0% Off-campus modified 29.4% Other sponsored activity On-campus 31.0% Off-campus 26.0% 4. Guaranteed Student Loan Programs With respect to the Federal Direct Lending Program, the University is only responsible for the performance of certain administrative duties; therefore, the transactions and the balances of loans outstanding related to this program are not included in the University s consolidated financial statements. The schedule includes the amounts loaned to students during the year ended June 30, It is not practical to estimate the outstanding balance of loans under this program. 5. Student Loan Programs The University is responsible for the oversight and management of the U.S. Department of Education s Federal Title IV Program (which includes Federal Work Study, Federal Supplemental Education program, Federal PELL Grant program, Federal Direct Loans and Federal Perkins Loan Programs). The University is also responsible for Health Resources and Services Administration (HRSA) Title VII and Title VIII loan programs. These include the Health Professional and Nursing Student Loan Funds funded Department of Health and Human Services. The Federal Perkins, Health Professional and Nursing Student loan programs consist of the following: Federal Agency Loan Program Federal CFDA No. Loans Issued for the year ended June 30, 2015 Outstanding Principal Balance at June 30, 2015 Education Perkins Loan $ 10,769 $ 61,037 DHHS Health Professionals ,179 9,029 DHHS Nursing Students ,123 $ 12,208 $ 71,189 The federally approved administrative cost allowed under the Title IV program for Federal Work study, Federal Perkins and Federal SEOG for the fiscal year ending June 30, 2015 was $719. This expense was charged to one program, the Federal Work Study Program. The administrative cost allowance is determined as a percentage of the total program expenditures. The formula permits administrative cost charges at 4.5% of the first $5.5 expended and 3% on expenditures over $

216 Independent Auditor s Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards To The Trustees of Columbia University in the City of New York: We have audited, in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the consolidated financial statements of The Trustees of Columbia University in the City of New York (the University ), which comprise the consolidated balance sheet as of June 30, 2015, and the related consolidated statements of activities and of cash flows for the year then ended, and the related notes to the financial statements, and have issued our report thereon dated October 13, Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered the University s internal control over financial reporting ( internal control ) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinion on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the University s internal control. Accordingly, we do not express an opinion on the effectiveness of the University s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control, such that there is a reasonable possibility that a material misstatement of the entity s financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. Compliance and Other Matters As part of obtaining reasonable assurance about whether the University s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. PricewaterhouseCoopers LLP, PricewaterhouseCoopers Center, 300 Madison Avenue, New York, NY T: (646) , F: (813) ,

217 Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. New York, New York October 13,

218 Independent Auditor s Report on Compliance with Requirements That Could Have a Direct and Material Effect on Each Major Program and on Internal Control Over Compliance in Accordance with OMB Circular A-133 To The Trustees of Columbia University in the City of New York: Report on Compliance for Each Major Federal Program We have audited The Trustees of Columbia University in the City of New York s (the University ) compliance with the types of compliance requirements described in the OMB Circular A-133 Compliance Supplement that could have a direct and material effect on each of the University s major federal programs for the year ended June 30, The University s major federal programs are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. Management s Responsibility Management is responsible for compliance with the requirements of laws, regulations, contracts, and grants applicable to its federal programs. Auditor s Responsibility Our responsibility is to express an opinion on compliance for each of the University s major federal programs based on our audit of the types of compliance requirements referred to above. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. Those standards and OMB Circular A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the University s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion on compliance for each major federal program. However, our audit does not provide a legal determination of the University s compliance. Opinion on Each Major Federal Program In our opinion, the University complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs for the year ended June 30, Other Matters The results of our auditing procedures disclosed an instance of noncompliance, which is required to be reported in accordance with OMB Circular A-133 and which is described in the accompanying schedule of findings and questioned costs as item Our opinion on each major federal program is not modified with respect to this matter. PricewaterhouseCoopers LLP, PricewaterhouseCoopers Center, 300 Madison Avenue, New York, NY T: (646) , F: (813) ,

219 The University s response to the noncompliance finding identified in our audit is described in the accompanying Management s Views and Corrective Action Plan. The University s response was not subjected to the auditing procedures applied in the audit of compliance and, accordingly, we express no opinion on the response. Report on Internal Control Over Compliance Management of the University is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit of compliance, we considered the University s internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major federal program and to test and report on internal control over compliance in accordance with OMB Circular A-133, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the University s internal control over compliance. A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of OMB Circular A-133. Accordingly, this report is not suitable for any other purpose. New York, New York March 9,

220 Summary of Independent Auditors' Results For the year ended June 30, 2015 Section I Summary of Independent Auditors Results Financial Statements Type of independent auditors report issued: Unmodified Internal control over financial reporting: Material weakness (es) identified? Yes X No Significant deficiencies(s) identified that are not considered to be material weaknesses? Yes X None reported Noncompliance material to financial statements noted? Yes X No Federal Awards Internal Control over major programs: Material weakness (es) identified? Yes X No Significant deficiencies(s) identified that are not considered to be material weaknesses Yes X None reported Type of independent auditors report issued on compliance for major programs: Unmodified Any audit findings disclosed that are required to be reported in accordance with Circular A-133 (Section.510(a))? X Yes No Identification of major programs: CFDA Number(s) Various Various Name of Federal Program or Cluster Research and Development Cluster Student Financial Assistance Cluster Global Aids AIDS Education and Training Centers Healthy Start Initiative Hurricane Sandy Relief Cluster Dollar threshold used to distinguish between Type A and Type B programs: $3,248,109 Auditee qualified as low-risk auditee? X Yes No 217

221 Schedule of Findings and Questioned Costs For the year ended June 30, 2015 Section II Financial Statement Findings None noted. Section III Federal Award Findings and Questioned Costs Allowable Costs Cost transfers Applies to CFDA (Clinical and Transitional Science Award/Project Number: 5UL1TR ), CFDA (Cancer Center Support Grant/Project Number: 5P30CA ), CFDA (Center for Research in Diagnostics and Discovery-Administrative Core/Project Number: 5U19AI ) within the Research and Development Cluster Condition Of the 60 cost transfers selected for testing, it was noted that for 5 salary cost transfers the justification explaining the reason for the cost transfer was not formally documented and maintained on file (the gross cost transfers to the respective CFDAs are noted in the table below, the other side of the cost transfers impacted various CFDAs, including in some cases the same CFDA). These salary cost transfers were true ups of estimates to actuals as part of normal effort reporting procedures. Management documented and provided the justification for each of these salary cost transfers at the time of the audit. CFDA# Project # Gross Transfer Amount UL1TR $1, P30CA $4, U19AI $7, U19AI $3, U19AI $4, Criteria The NIH Grants Policy Statement, Part 7, Cost Considerations, "Cost Transfers, Overruns, and Accelerated and Delayed Expenditures" requires, cost transfers to NIH grants by grantees, consortium participants, or contractors under grants must be supported by documentation that fully explains how the cost transfer occurred and a certification of the correctness of the new charge by a responsible organizational official of the grantee, consortium participant, or contractor. Recipients must maintain documentation of cost transfers, pursuant to 45 CFR , and must make it available for audit or other review. Cause The University s policy on sponsored project cost transfers included a requirement that cost transfers be accompanied by appropriate documentation. In the instances noted, documentation was not maintained in sufficient detail at the department level. The University s current policy further stipulates that appropriate documentation should provide justification explaining the reason for the cost transfer, certification that the new charge is correct, and that supporting documentation is required to be retained at the department level. Questioned Cost Not applicable. The instances noted above related to documentation only and not a questioned cost. 218

222 Schedule of Findings and Questioned Costs For the year ended June 30, 2015 Effect The lack of supporting documentation justifying the cost transfers did not provide formal contemporaneous documentary evidence of the cost transfers. Recommendation We recommend that the University enhance review control processes to ensure all cost transfers include the documentation required by the University s policy, including the details explaining the reason for the cost transfer. The University should also consider enhancing its current cost transfer policy to include more specific procedures and documentation standards for all cost transfers. Such updates should be communicated and personnel throughout the University should receive updated training on the University s enhanced policies and procedures. Management s Views and Corrective Action Plan Management's view and corrective action plan are included within this report. 219

223 Status of Prior Year s Findings For the year ended June 30, Service Center and Shared Costs Applies to CFDA (Mechanism of the Stromal Response to Smoothened Inhibition in Pancreatic Cancer/ Project No: 5R01CA ) within the Research and Development Cluster. Condition: Of the 25 service center charges selected for testing by PwC, one service center charge for $934 was mistakenly charged to the project twice, resulting in an overcharge to the project. Status: Completed - As referenced in the original finding, the service center in question completed the transition to a core facility management software system in December The new system has provided enhanced visibility into service center requests by both user and owner of the service center. It features an automated invoicing and billing process that allows for service users to review and approve charges prior to preparing a journal entry. As a result of these increased and automated controls, the potential for human error related to manual record keeping and data entry has been minimized and no additional errors have been identified Procurement, Suspension and Debarment Applies to CFDA (A Public Health Workplace Experience to Increase Minority Student Interest in Public Health / Project No: 5U50MN ) Condition: For the one selection tested by PwC for CFDA , the verification process undertaken to ensure the vendor was not suspended or debarred was not formally documented and maintained on file. Status: Completed - On October 5, 2015 the University completed the integration of the Visual Compliance software tool into its automated workflow for creation of new vendor profiles. The Visual Compliance tool facilitates an automated review of a range of databases, including the Excluded Parties List System (EPLS), to validate vendor debarment or suspension status at the time the vendor profile creation request is made. Once a vendor has been entered into Visual Compliance, a continuous monitoring function is enabled which automatically notifies the University if the vendor is subsequently placed on a government suspension, debarment or restriction list. All potential matches are reviewed and resolved by the vendor management team prior to vendor set-up. For existing vendors, the University submitted all vendors with which the University has conducted business in the past two years for validation through Visual Compliance. All potential matches are being reviewed and resolved. The validation is expected to be complete by March 31,

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