Release User Group Agenda November 13 th, 2012

Transcription

1 Release User Group Agenda November 13 th, :00 a.m. 10:55 a.m. (Pacific Time) Web Conference Information URL: Meeting Number: Access Code: Conference Call Information Domestic Call In: (866) International Call In: (216) Access Code:

2 Release User Group Agenda November 13 th, :00 a.m. 10:55 a.m. (Pacific Time) Time Topic Facilitator 10:00 10:05 Agenda & ISO Roll call Adrian Chiosea 10:05 10:30 Release Plan Adrian Chiosea Kristen Kelley Jeremy Malekos Scott Engquist Jeff Dawson Kelley Latimer Dennis Boston John Williams Eureka Cullado Indu Nambiar Cici Wang 10:30 10:55 Replacement Requirement for Scheduled Generation Outages (repeat of 11/12/12 market simulation call) Chris McIntosh Kristen Kelley Page 2

3 The ISO offers comprehensive training programs Date November 15 December 20 January 8 January 9, 10 January 15 January 16 January 24 Training Welcome to the ISO (webinar) Welcome to the ISO (webinar) Introduction to ISO Markets (on-site) Market Transactions (on-site) Settlements 101 (on-site) Settlements 201 (on-site) Welcome to the ISO (webinar) Training calendar - Contact us - markettraining@caiso.com Page 3

4 Release Plan 2012 Fall 2012 Non-Generator Resources / Regulation Energy Management - Phase 2 Data Release Phase 3 72 Hour RUC Transmission Reliability Margin Commitment Costs Refinements - Greenhouse Gas Regulation only (1/1/13) FERC 745 Net Benefits Test Contingency Dispatch Enhancements Regulatory Must Take Generation Group Constraint enhancement BAPI, OASIS UI upgrade (does not impact API) ; CMRI UI upgrade rescheduled Replacement Requirement for Scheduled Generation Outages Year End 2012 Four Corner transition (12/1/12) estimated date, subject to change Settlements 9.07 (12/18/12) DB62 (12/19/12) City of Colton activation (1/1/13) Valley Electric Association activation (1/3/13) Page 4

5 Release Plan 2013 Spring 2013 MSG Phase 3 deployment (Market Simulation December 10-14, 2012) FERC Order 755 Pay for Performance LMPM Enhancements Phase 2 Exceptional Dispatch Mitigation in Real Time Post Emergency Filing BCR changes / Mandatory MSG Flexible Capacity Procurement Risk of Retirement Price Inconsistency Market Enhancements (not including bid floor cap) DRS API deployment Master File Enhancements Phase 2 (tentative) FERC Order 745: Changes to the DR Compensation for PDR Access and Identity Management CMRI UI upgrade (does not impact API) Fall 2013 RIMPR-Phase 1 / BCR Mitigation Measures / Bid Floor Cap Circular Scheduling Commitment Cost Refinements (remaining scope) Dynamic Transfers (rescheduled) Ancillary Services Buy-Back Page 5

6 Release Plan 2014 (proposed) Spring 2014 FERC Order 764 Compliance / 15 Minute Market Fall 2014 Flexible Ramping Product idam (simultaneous IFM and RUC) Subject to further release planning: Outage Management System (External BRS posted) Enterprise Model Management System Subset of Hours Flexible Resource Adequacy Criteria and Must Offer Obligation Page 6

7 Fall 2012 Release Deployment Dates The new deployment and activation dates are as follows: Drop Description DEPLOYMENT ACTIVATION Published Revised Published Revised Settlements fall release for November MRI Settlements Application deployment Congestive Revenue Rights (CRR) RRSGO Master File (MF) and Application Integration Layer 2 Application Upgrade Deployment part 1 FERC 745 Application Upgrade Deployment part 2 CDE RTCD Group Constraints RTPD Advisory 3 Open Access Same-Time Information System (OASIS) MRI Market Participant Portal (MPP) Page 7

8 2012 Release Plan

9 2013 Release Plan Page 9

10 Fall 2012 Release SIBR Business Rules Revision Summary Milestone Associated project(s) Date SIBR BR v5.0 NGR rules Posted SIBR BR v5.1 RMT on/off peak self-schedule quantity Posted SIBR BR v5.2 MSG Enhancements modifications Posted SIBR BR v5.3* 72h RUC modifications Posted SIBR BR v5.4* Green house gas and MSG group constraints Posted * Note: SIBR BR sets 5.3 and 5.4 may be revised beyond June 29, pending review with software vendor and stakeholders Page 10

11 Fall 2012 Release RDT and API Versioning RDT Generator Intertie Versioning GRDT 6.5 (and 6.5 in second row of RDT XLS file) IRDT 4 (and 4.1 in second row of RDT XLS file) Detailed in Technical Specifications to be posted July 23, 2012 Page 11

12 Fall 2012 Release Web Service Changes ADS New API version 5.1 available; version 3.1 will be deprecated. (Contingency Dispatch) Update to ADS APIWebService Web Service / API to accommodate new data elements (contingencytype & pathexclusion) OASIS New API version available, URL is not changing. (Data Release Phase 3) Update to OASISReport / API Web Service to accommodate query of Wind and Solar Forecasting Data data (Data Release Phase 3) New OASISCRRPublicBid / API Web Service to accommodate query of CRR Public Bid Data data (Data Release Phase 3) Update to OASIS OASISReport / API Web Service to accommodate query of Aggregated Generation Outage data (Greenhouse Gas) Update to OASIS OASISReport / API Web Service to accommodate query of GHG Allowance Index Price data (TRM) Update to OASIS OASISReport / API Web Service to accommodate query of the Transmission-related reports (Current Transmission Usage, Transmission Interface Usage, ATC) SLIC New API version ID (NGR-REM) Update to SLIC API External Web Services to accommodate updates/queries of NGR-REM data MFRD (RMTG) Update to MFRD GeneratorRDT Web Service / API to accommodate updates/queries of Regulatory must take maximum (RMTMax) data -- GeneratorRDT_v (MLCA) Update to MFRD IntertieRDT Web Service / API to accommodate updates/queries of Marginal Loss Cost Adjustment data -- IntertieRDT_v (GHG) Update to MFRD GeneratorRDT Web Service / API to accommodate updates/queries of Green House Gas data -- GeneratorRDT_v (NGR-REM) Update to MFRD GeneratorRDT Web Service / API to accommodate updates/queries of NGR-REM data -- GeneratorRDT_v Page 12

13 Fall 2012 Release NGR Phase II: Non-Rem Milestone Date Application Software Changes SIBR: NGR as a generation resource DAM/RTM: Model NGR with an negative to positive power injection Settlements - Settle the NGR energy and AS similar as generator; Master File: Define NGR resource characteristics and REM flag SLIC: Support NGR register outage or de-rate ramp rates OASIS: Include NGR for publishing T+90 bids, EMS: Model NGR with supply range of negative to positive Manage Full Network Model Market Operations BPM Changes Market Instruments Outage Management Settlements & Billing Compliance Monitoring Business Process Changes May 31, Expected Energy Calculations PRR 563 External Business Requirements Update June 8, 2012 Technical specifications July 19, 2012 Market Simulation registration conference call July 23, 2012 Configuration Guides Aug 1, 2012 ISO delivery of Market Simulation RDT 6.5 to Market Participant Aug 17, 2012 Market Simulation RDT NGR-REM workshop August 27th, Please submit to MarketSim@caiso.com Aug 30, 2012, 10-4pm Updated BPM Sep 2012 Market Simulation Sep 11 28, 2012 Production Activation Dec 1, 2012 Page 13

14 Fall 2012 Data Release (Phase 3) Milestone Date Application Software Changes MPP: Load Distribution Factors (DA), Shift Factors (DA, HASP, RTD), Transmission Limits (DA, HASP, RTD) OASIS: Aggregated Generation Outages, Wind and Solar Forecasts, CRR Public Bids BPM Changes Business Process Changes Market Instruments None Board Approval May 17, 2011 External Business Requirements March 19, 2012 NDAs NDA posted October 25, 2012 Must be returned by November 16, 2012 OASIS/ CMRI Technical Specifications July 19, 2012 Updated BPMs Posted on October 11, 2012; Publish by November 30, 2012 Market Simulation Tariff Sept 24 Oct 5, 2012 (OASIS), Oct 1 Oct 5, 2012 (MPP) Tariff filed October 5, 2012 Approval expected December 2012 Production Activation Trade Date December 11, 2012 Page 14

15 Data Release 3 Shift Factor CSV File Structure Header Constraint Class GMT Interval Constraint Name Flowgate, Intertie, or Nomogram mm/dd/yyyy hh:mi:ss AM/PM High Level Description Branch, Branch Group, Intertie, or Nomogram Name Constraint Direction From-To or To-From for Flowgates Import or Export for Interties LE (Less or Equal) or GE (Greater or Equal) for Nomograms Constraint Type Constraint Cause Curve ID Segment ID Node Name Shift Factor Energy/AS for Energy/AS Intertie scheduling limit AS for AS Intertie scheduling limit Base Case or the Contingency Name Nomogram Curve identification Nomogram Segment identification Node identification Shift Factor value

16 Ongoing Data Request Process Please refer to: MarketPerformance_PlanningForumJan26_2012.pdf Page 16

17 Fall Hour RUC Milestone Application Software Changes BPM Changes Business Process Changes External Business Requirements Technical Specifications Date CMRI : Existing reports will publish extra long start unit binding startup instructions / initial condition Market Operations Market Instruments Not Applicable September 23, 2010 and September 1, 2011 (BPM synch revision) Not Applicable Updated BPMs October 28, 2011 Market Simulation scenarios July 30, 2012 Market Simulation September Production Activation Trade Date December 11, 2012 Page 17

18 Fall 2012 Transmission Reliability Margin Milestone Application Software Changes BPM Changes Date OASIS Three TRM component line items added. Market Instruments, Market Operations, Full Network Model, Reliability Requirements, Congestion Revenue Rights, Acronyms and Definitions Business Process Changes Manage Real-Time Interchange Scheduling Board Approval March 22, 2012 External Business Requirements April 9, 2012 Technical Specifications July 19, 2012 Updated BPMs July 31, 2012 Market Simulation September 24-28, 2012 Tariff Filed April 2012 Approved June 2012 Production Activation Trade Date December 11, 2012 Page 18

19 Fall 2012 Commitment Cost Refinements (Greenhouse Gas Emissions Costs) Milestone Application Software Changes Date BPM Changes Market Instruments 11/9/12 Business Process Changes Board Approval May, 2012 External Business Requirements Market Simulation RDT Master File: Two new modifiable fields in the Generator RDT. A yes / no flag to indicate whether a resource has a Greenhouse gas (GHG) compliance obligation GHG emission rate / factor for resources that have a GHG compliance obligation SIBR: (CAISO internal) Changes to calculation of Generated Bids, Startup (SU) and Minimum Load (ML) Costs for resources that have a GHG compliance obligation. OASIS: A new report to show the GHG Allowance index price used in the calculation of proxy SU and ML costs as well in the default energy bids and generated bids. Manage Reliability Requirements June 29, 2012 August 27th, Please submit to MarketSim@caiso.com Market Simulation September 24 October 12, 2012 Technical Specifications July 23, 2012 (Master File Generator Data API, OASIS Report GHG Allowance Price) Tariff Filing 10/29/12 RDT Submission The RDT contains the GHG_COMPLIANCE_OBLIG flag and the EMISSION_RATE field. MPs will update the flag to Y and provide an emission rate for their covered resources and submit the RDT RDTs must be submitted by Dec 21 to have their updates in for 1/1. Anything after 12/21 will be accepted just not available on 1/1. Production Activation Trade Date January 1, 2013 Page 19

20 Fall 2012 Release DR Net Benefits Test FERC Order 745 Compliance DR compensation in organized wholesale Markets Milestone Application Software Changes BPM Changes Date Demand Response System (DRS): 6/26 - No longer impacted. Settlements Automation of the calculation of the Monthly Demand Response DR Net Benefits test (NBT) Threshold Prices. Change Settlement Charge Codes (RT Energy Pre-Calc, CC6806, CC6475, CC6477) to comply with guidance issued in FERC order 745 Market Operations, Settlement Configuration Guides, Definitions and Acronyms External Business Requirement Specification May 2, 2012 Configuration Guides Aug 27, 2012 CC6806, CC6475, CC6477, RT Energy Pre-Calculation [Please attend SaMC User Group meeting for more information regarding charge code changes.] Market Simulation September 27, 2012 Production Deployment Spring release 2013 Production Activation May 1, 2013 Retroactive settlement dating back to effective trade date Dec 15, 2011 Page 20

21 Fall 2012 Contingency Dispatch Enhancements Milestone Application Software Changes BPM Changes Business Process Changes Date RTM: Prioritize Operating reserves dispatch over energy-only during Disturbance Control Standard (DCS) event ADS: Always broadcast the Dispatch when it is coming from Real-Time Contingency Dispatch (RTCD). Two new fields to indicate RTCD was a Disturbance Dispatch (Prioritized Operating Reserves over energy-only bids) Incrementing the Northern Ties was skipped Incrementing Southern Ties was skipped Market Operations Manage Real-Time Contingency Dispatch Board Approval May 16, 2012 External Business Requirements May 8, 2012 Updated BPMs Tariff Technical Specifications RTCD-6/15/12 (Complete), RTDD-8/17/12 (Complete) Filed October 10, 2012 Requesting FERC approval by Dec 2012 July 20, 2012 (ADS.caiso.com API) Note: Will include ADS screen-shots Market Simulation September 20, 2012 October 5, 2012 Production Activation RTCD-11/27/12 (tentative), RTDD-12/11/12 Page 21

22 Fall 2012 Regulatory Must Take Generation Milestone Application Software Changes Description/Date Master File: Allow SCs of Combined Heat and Power (CHP) resources to view On-peak and off-peak regulatory must take maximum (RMTmax) values along with their expiration dates via generator Resource data template (GRDT). For CHP resources, RMTMax values must be within Pmin and Pmax and must be renewed at least once every 12 months. SIBR: Change validation rules to only allow self-scheduling priority up to the resource s RMTMax value for on-peak and off-peak hours. Current validation is to allow self-schedule priority up to Pmax. BPM Changes Market Operations and Market Instruments to be posted on 9/27/12 Business Process Changes Potential new business process to Manage contracts and approval of a CHP resource for RMT External Business Requirements April 30, 2012 (updated June 26, 2012) Market Simulation RDT Board Approval May 16, 2012 Technical Specifications Tariff August 27th, Please submit to MarketSim@caiso.com July 23, 2012 (Master File Generator Data API) Re-Post Final Draft September 10, 2012 FERC Filing September 17, 2012 Market Simulation September 18-28, 2012 RMTG Value Letter and Registration Process October 23, 2012 Production Activation Calendar date December 11, 2012 Page 22

23 Fall 2012 Group Constraints - (Recognition of Order of Startups between Grouped Resources Enhancement) Milestone Application Software Changes Date Technical Bulletin May 2012 Business Process Changes Database Model: In order to distinguish the resources with different priority levels within the same group, a new column will be introduced into EMM_SCUC_IMM_GROUP_MEMBERS. New rows will be added to existing tables EMM_SCUC_IMM_GROUP_CONSTRAINTS and potentially EMM_SCUC_INPUT_GR_CNSTR_STATUS. Master File: Population from Masterfile will be modified to account for two new constraint types populated to EMM_SCUC_IMM_GROUP_CONSTRAINTS N/A Production Activation 11/27/12 Page 23

24 Fall 2012 Replacement Requirements for Scheduled Generation Outages Milestone Application Software Changes BPM Changes Business Process Changes Settlements Date Board Approval July 12, 2012 External Business Requirements July 16, 2012 Templates Training October 19, 2012 Market Simulation November 5, 2012 Tariff Production Activation IRR: Updated template for RA plan submittal to include non-ra designated resources and replacement prioritization of those resources BPM Posting October 2012: Outage Management & Reliability Requirements Settlements BPM Posting November 2012: Settlements (2 new charge codes) Manage Generation Outages: RA Outage Management Process (new) Manage Reliability Requirements: Annual Monthly RA Process (new) Replacement Requirement Backstop Capacity (new) October 10, 2012 Settlement Technical Document October 20, 2012 Settlement Draft Configuration File September 20, 2012 New template posted September 24, 2012 Call about use of new template September 20, 2012 Tariff Filed November 12, 2012 Open for submittals November 21, 2012 (T-41 Deadline for January 2013 submittals) Page 24

25 2012 Year End Activation City of Colton Milestone Application Software Changes BPM Changes Date N/A N/A Board Approval September 11, 2012 Market Simulation N/A Production Activation January 1, 2013 Valley Electric Association Milestone Application Software Changes BPM Changes Date N/A N/A Board Approval September 11, 2012 Market Simulation November 26-30, 2012 Production Activation January 3, 2013 Page 25

26 Flexible Capacity Procurement Phase 1 Risk of Retirement Milestone Application Software Changes BPM Changes Business Process Changes Date This project will allow the ISO to pursue tariff changes that will ensure the ISO has sufficient backstop procurement authority to address capacity at risk of retirement (ROR) that the ISO identifies as needed up to five years in the future to maintain system flexibility or local reliability. MasterFile: Designate ROR resources and input/store the minimum revenue guarantee (MRG) Settlements: New Charge Code for Risk of Retirement payment DREAMS/RLC: Energy: LMP Default Energy Bid, Start up and Minimum Load Costs, Ancillary Services Costs Reliability Requirements, Settlements & Billing Manage Entity & Resource Maintenance Updates (MMR LII), Manage Long Term Transmission Planning (DI LII), Manage Market Billing & Settlements (MOS LII), Perform Market Reporting (MOS LII), Perform Market Validation (MOS LII), Maintain DMM DB & Monitoring Systems (SBS LII) Board Approval September 2012 External Business Requirements November 2012 Updated BPMs December 2012 Market Simulation February 2013 Tariff Production Activation Filing November 2012 Expected approval February 1, 2013 ROR Designation April 1, 2013 Settlements, MasterFile, DREAMS Spring 2013 Page 26

27 Spring 2013 MSG Enhancements (Phase 3) Milestone Application Software Changes BPM Changes Business Process Changes Board Approval External Business Requirements Registration Form Date Master File: System must be extended to allow the registration of minimum up time (MUT) or minimum down time (MDT) on a group of MSG configurations. Registrations would be submitted to the ISO via a separate registration form. DAM/RTM: System must be able to recognize the MUT and MDT constraints on a group of configurations (as registered in the Master File) during the optimization. Market Instruments, Market Operations Not Applicable Not Applicable June 15, 2012 (updates made to document) Draft Available 7/13/12 (subject to change before Market Simulation) Market Simulation December 10 14, 2012 Tariff Not Applicable Production Activation Spring 2013 Page 27

28 Spring 2013 FERC Order 755 pay for performance Milestone Application Software Changes BPM Changes Business Process Changes Description/Date SLIC Provide a regulation outage flag CMRI : provide DA and RT regulation up/down mileage price and awards DAM/RTM: include mileage bids and requirements into the optimization and generate mileage price and awards Master File: regulation certification based on 10 min ramping capability OASIS: provide DA regulation up/down mileage price, system mileage multipliers, system mileage requirement, actual system mileage, historical mileage bids, historical resource mileage multipliers Settlements : calculate mileage payment, mileage cost allocation and GMC for mileage bids SIBR: receive and validate regulation up/down mileage bid Market Operations Settlements & Billing Market Instruments Definitions & Acronyms Maintain Master File, Day Ahead Process Manage Billing and Settlements, Manage Analysis Dispute and Resolution, Market Performance (MAD),Market Performance (DMM) Manage AS Certification and Testing Board Approval March 23, 2012 External Business Requirements June 7, 2012 Technical Specifications Nov 16, 2012 Configuration Guides Jan 8, 2013 Market Simulation Feb 2, 2013 Compliance Filing Product Activation April docket no. ER Oct 19, 2012 filing 1) Compliance filing, 2) request for rehearing 3) motion for an extension requesting effective date May 1, 2013 Page 28

29 Spring 2013 LMPM Enhancements (Phase 2) Milestone Application Software Changes BPM Changes Business Process Changes Date Real-Time Market: MPM for 15 min. DCPA for HASP and 15 min. OASIS: Display LMPM-related components for nomogram & intertie shadow prices, and competitive paths for real-time CMRI : Display real-time mitigated bid curve [Note: Mitigation for Exceptional Dispatch in Real Time will be added] Market Operations Market Instruments Real Time Market & Grid Manage Real Time Market- After Close of Market Manage Real Time Operations- Generation Dispatch Board Approval July 14, 2011 External Business Requirements November 1, 2012 OASIS/ CMRI Technical Specifications December 2012 Updated BPMs December 2012 Market Simulation February 2013 Tariff Filing in November, FERC Approval Production Activation Spring Release 2013 (May 1, 2013) Page 29

30 Spring Post Emergency BCR Filing / Mandatory MSG Milestone Application Software Changes Date Master File: Additional MSG Configurations need to completed by Spring Release Reporting: A Breakdown of BCR Components will be added to the Monthly Market Report. SAMC: Requires a tune-up on formulas to determine the ON criteria for resources, and the eligibility for Bid Cost Recovery. BPM Changes Market Instruments; Market Operations; Settlements & Billing Business Process Changes N/A Board Approval Feb 16, 2012 External Business Requirements Updated BPMs Market Simulation Tariff N/A Production Activation Spring 2013 Page 30

31 Spring 2013 Price Inconsistency Market Enhancements Milestone Application Software Changes BPM Changes Date IFM/RTM: Depending on defined approach between Siemens and ISO, we anticipate no payload change however IFM/RTM software shall populate APNODE and Anode values accordingly. A similar approach shall be used for the pricing run vs. scheduling run. SIBR (Fall 2013) Shall be tracked under the BCR initiative.: SIBR rule changes will be needed to change the bid floor from -$30 (soft) to - $150 (hard). The implementation timeline is dependent on the -$150 go-live (renewable initiative phase 1). The bid floor change will NOT be part of this initiative. Market Instruments; Market Operations Business Process Changes N/A Board Approval November 1, 2012 External Business Requirements Updated BPMs Market Simulation Tariff Production Activation Spring 2013 Page 31

32 Spring 2013 Access and Identity Management (AIM) Milestone Application Software Changes Date The goal of the AIM project is to improve upon the existing approach for establishing, updating and terminating access to applications as well as providing visibility (transparency), ease of use and self-service where appropriate to POCs (Points of Contact), internal ISO users, business units and IT to manage this process from end to end. AIM: New system with UI and workflow BPM Changes Congestion Revenue Rights; SC Certification and Termination; Candidate CRR Holder; Definitions and Acronyms Business Process Changes IT Access Mgmt. - Certificate based application access; Metering systems access Board Approval N/A External Business Requirements December 2012 Updated BPMs Market Simulation Tariff N/A Production Activation Spring 2013 Release (Tentative) Page 32

33 Fall 2013 RIMPR Phase 1 / BCR Mitigation / Bid Floor Milestone Application Software Changes BPM Changes Business Process Changes Board Approval External Business Requirements Updated BPMs Market Simulation Tariff Date IFM/RTM: Energy Bid Floor to -$150/MWh MQS: Modify MLC calculation and cost allocation rules. Change DA MLC determination Program PUIE calculation (may need to change MQS energy algorithm) Split netting between DA and RT markets. Settlements: Modify and build up to 12 charge codes to implement new BCR netting rules and MLC. Program PUIE (persistent UIE) calculation. Program new RT PM (performance metric) calculation. Offset DA MLC by MLE revenues. Settlements & Billing, Market Operation Manage Billing and Settlements, Market Performance Bid Floor and BCR netting: December 15-16, 2011 BCR Mitigation Measures: December, 2012 Production Activation Fall 2013 Page 33

34 Fall 2013 Circular Scheduling Milestone Application Software Changes Date CAS: Identify the circular schedules MW, import/export resource IDs for the single e-tag, with source/sink at the same BAA; the BAA could be CAISO or other BAA; Exclude dynamic, DC segment, open intertie, Wheeling through for load. CRR Claw Back/MQS: Identify the SC s affiliation for single SC and circular schedule MW. Build new rule of calculate value the claw-back CRR in dollars. Settlement: Identify the SC s affiliation for single SC. Identify the circular schedule Import applicable IFM and HASP scheduled MW. Build Settlement rule the settle the import schedule at lower LMP of Import/export. Circular schedule is not eligible for BCR for the interval. BPM Changes Business Process Changes Market Operations, Market Instruments, Settlements & Billing Manage Interchange Scheduling, Manage MQS, Manage Billing and Settlements Board Approval March 22, 2012 External Business Requirements Updated BPMs Market Simulation Tariff Production Activation Fall 2013 Page 34

35 Fall 2013 Commitment Cost Refinement Milestone Application Software Changes Date Masterfile: Creation of new field to capture resource specific characteristics. Settlements: Operational Flow Orders, NOx, and Sox penalties must be submitted ex post under circumstances attributable to exceptional dispatch and real-time commitments. These costs will be included in a re-evaluation of the real-time BCR calculation for that day with the Operational Flow Orders (OFO) costs added into the calculation of the generator s net shortfall or surplus over that day. Must establish an interface in which Market Participants can enter data to flow directly to Settlements. BPM Changes Business Process Changes Market Instruments Billing & Settlements Manage Reliability Requirements Board Approval May 2012 External Business Requirements Updated BPMs Market Simulation Tariff Production Activation Fall 2013 Release Page 35

36 Fall 2013 AS Buy Back Milestone Description/Date Application Software Changes SLIC: Operators have the ability to manually force a buy back due to resource or transmission constraints. These manually forced buy backs will be compiled in a new SLIC log which shall include the modified AS quantity, interval that the buy back is applied and reason for manual buy back.. Settlements: Settlement will need to map to the new SLIC payload. Impacted 14 Charge Codes related ancillary services. BPM Changes Business Process Changes Settlements & Billing; Manage Billing and Settlements Board Approval July 13, 2012 External Business Requirements Technical Specifications Market Simulation Fall 2013 Production Activation Fall 2013 Release Page 36

37 Fall 2013 Dynamic Transfers Milestone Application Software Changes BPM Changes Business Process Changes Description/Date SIBR: Pass the 5-min-2-hour rolling forward forecast to Real-Time Market, including bidding capability and relevant validation rules for the TRC. ALFS : Create the ISO forecast for the intermittent DT CAS: e-tag DS/PTG that mapped to multi-itgs CMRI : Report Transmission Reservation (TRC) DAM/RTM: Include TRC, incorporate forecast value, model multi-tie services, model primary/alternative tie under open tie Master File: Define TRC, multi-tie group OASIS: Show aggregated TRC Settlements: Settle TRC as shadow price of Intertie constraint in market, exclude congestion cost in RTD for the resources that have TRC. Market Operations; Market Instruments; Settlements & Billing; Definitions & Acronyms Maintain Master File, Day Ahead Process, Real Time Process, Manage Billing and Settlements, Manage Interchange Scheduling Board Approval May 19, 2011 External Business Requirements June 8, 2012 Technical Specifications Market Simulation Fall 2013 Production Activation Fall 2013 Release Page 37

38 Spring 2014 FERC Order 764 / 15 Minute Market Milestone Description/Date Application Software Changes BPM Changes Business Process Changes External Business Requirements Technical Specifications Board Approval May 2013 Market Simulation Production Activation Spring 2014 Release Page 38

39 Fall 2014 Flexible Ramping Product Milestone Application Software Changes BPM Changes Business Process Changes External Business Requirements Technical Specifications Description/Date ADS: Send Flexible Ramping Up/Down Awards to Market Participants. CMRI : Report Flex Ramp Up/Down Awards to Market Participants. DAM/RTM: Co-optimize Energy Ancillary Services and Flexible Ramping up/down. This optimization is subject to Flexible Ramping requirements and existing constraints. OASIS: Show aggregated Flexible Ramping capacity awards, requirements and marginal prices. Settlements: Settle Flexible Ramping payment at marginal price in Day Ahead and Real Time markets Add no pay and cost allocation for Flexible Ramping. SIBR: Include Flexible Ramping bidding capability and relevant validation rules of bid cap, self provision. Market Operations; Market Instruments; Settlements & Billing; Definitions & Acronyms. Maintain Day Ahead Process, Real Time Process, Manage Billing and Settlements Board Approval Fall 2013 Market Simulation Production Activation Fall 2014 Release Page 39

40 Fall 2014 idam (simultaneous IFM and RUC) Milestone Description/Date Application Software Changes BPM Changes Business Process Changes External Business Requirements Technical Specifications Board Approval Market Simulation Production Activation Fall 2014 Release Page 40

41 Fall 2012 Release Market Simulation Christopher McIntosh Lead Market Simulation Coordinator Fall 2012 Release November 12 th, 2012

42 Agenda Replacement Requirements for Scheduled Generation Outages MAP Stage Availability Next Steps Reference Slides Page 42

43 Fall 2012 Release Market Simulation Initiatives and Timelines ISO Reliability Requirements Annual Enhancement September 10 th, 2012 to September 14 th, 2012 Regulation Energy Management Phase 2 September 11 th, 2012 to September 28 th, 2012 Regulatory Must Take Generation September 18 th, 2012 to September 24 th, 2012 Contingency Dispatch Enhancements September 20 th, 2012 to October 5 th, Hour Residual Unit Commitment September 18 th, 2012 to September 21 st, 2012 Contingency Dispatch Enhancements September 20 th, 2012 to October 5 th, 2012 Transmission Reliability Margin September 24 th, 2012 to September 28 th, 2012 Data Release and Accessibility Phase 3 September 24 th, 2012 to October 5 th, 2012 Commitment Cost Refinements 2012 Green House Gas September 24 th, 2012 to October 12 th, 2012 DR Net Benefits Test Implementation (FERC 745: DR Compensation in Organized Wholesale Electricity Markets) September 27 th, 2012 Replacement Requirements for Schedule Generation of Outages November 5 th, 2012 to November 9 th, 2012 Page 43

44 Replacement Requirements for Scheduled Generation Outages Simulation Market Simulation Scenarios Posted - October 12 th Deadline for registration - October 15 th Simulation Kick Off Call - October 25 th Simulation - November 5 th November 9 th Structured Simulation - 11/6, 11/7 and 11/8 Unstructured Testing (RA Plan submission and Outage approval only) 11/9 and 11/12 11/16 The execution date of the scenarios will be the following Scenario 3 TD 11/6, Scenario 1a and 1b TD 11/7 and Scenario 2a, 2b and 2c TD 11/8 Structured Scenario Document - erationoutages-structuredscenarios.pdf FAQ s for Replacement Requirement for Scheduled Generation Outages - ReplacementRequirementTraining htm Page 44

45 Replacement Requirements for Scheduled Generation Outages Simulation Scenario Results Results from Scenarios 1a, 1b, 2a and 2b were ed the afternoon of 11/7. Scenario 2c results must be viewed through the IRR GUI on 11/8. Scenario 3 Backstop Settlements results are available 11/8, prior to the plan. If there are any questions or concerns with your results please MarketSim@caiso.com Page 45

46 Replacement Requirements for Scheduled Generation Outages Simulation Known Issues List IRR # Application Severity (H/M/L) New or Existing Variance 1 IRR M New 2 IRR H New 3 IRR H New 4 IRR H New 5 IRR L New Variance Description RRGSO_IRR_Substitute Units are displaying in the download Supply Plan list when there is already an existing Supply Plan. RRSGO_IRR_User is unable to download Supply Plan consistently without stack trace RRSGO_IRR_User is unable to view details of existing RA and Supply Plan data in Download Tab RRSGO_IRR_User receives stack trace when attempting to sort grid and maximizing records display RRSGO_RAAM_New Substitution - RA Details in Substitute section lists resources out of order Resolution Expectations ISO has fixed the issues which will be deployed when testing is complete. ISO has fixed the issues which will be deployed when testing is complete. ISO has fixed the issues which will be deployed when testing is complete. ISO has fixed the issues which will be deployed when testing is complete. ISO is working on the fix. Page 46

47 Replacement Requirements for Scheduled Generation Outages Simulation Known Issues List RAAM # Application Severity (H/M/L) New or Existing Variance 1 RAAM H New 2 RAAM H New 3 RAAM L New Variance Description RRSGO_RAAM_RA CAP link does not display on the Substitution Page RRSGO_RAAM_RA and Non RA is not calculating properly in RAAM RRSGO_RAAM_New Substitution - RA Details in Substitute section lists resources out of order Resolution Expectations ISO is working on the fix. ISO is working on the fix. ISO is working on the fix. Page 47

48 Replacement Requirements for Scheduled Generation Outages Production Deployment Deploying to Production 11/12 post DAM run. Production Known Issues List - # Application Severity (H/M/L) New or Existing Variance 1 IRR H New 2 IRR M New 3 IRR M New 4 IRR M New 5 IRR M New 6 IRR L New Variance Description RRSGO_IRR_SC Unable to upload Annual RA plan with SC cert RRSGO_IRR : S and N resources are Being Taken Into Consideration for LCR BY TAC Validation RRSGO_IRR : SC Unable to Download Annual Supply Plan RRSGO_IRR_User is unable to download plan when plan has a blank row in it RRSGO_IRR_User is unable to download old template types in UI Resolution Expectations ISO is working on the fix. ISO is working on the fix. ISO is working on the fix. ISO is working on the fix. ISO is working on the fix. RRSGO_IRR_Sort RA Plan by Status ISO is working on the fix. and Created by not working as expected Page 48

49 MAP Stage Availability MAP Stage Fall Release Daily Maintenance Window 16:00-20:00 MAP Stage Weekly Maintenance Window Thursday s, 09:00-20:00 Page 49

50 Next Steps The next teleconference will take place at 13:00 PPT on Thursday, November 15 th, Page 50

51 Reference Slides Reference Slides Page 51

52 Fall 2012 Release Market Simulation Plan %20plan Page 52

53 ISO System Access Documentation ion_marketparticipants.pdf Page 53

54 RRSGO Communication Plan 10/25 Day Time Call-in Information Monday 13:00-15:00 PPT Call-in Number: (800) International Call-in: (612) Thursday 13:00-15:00 PPT Call-in Number: (800) International Call-in: (612) WebEx Information Web Address (URL): Meeting Number: Access Code: Page 54

55 Replacement Requirements for Schedule Generation of Outages Simulation FAQ s 1) Is the simulation for the month of Nov 2012 (with data also populated from the month of Nov 2012)? So, Aug 17 is T-45C? Will ISO be preparing the systems this way? Sim is for November 2012 compliance month. We are not showing the T-45C during market simulation. The simulation is to show new functionality. 2) When will IRR be available for unstructured testing of the new monthly templates? When is the updated IRR guide going to be published? The new monthly template can be used in Map Stage as of 10/08. We are working on the user guide and please attend the training on 10/19. 3) The simulation is from 11/05 to 11/09 (5 days). What are the dates for unstructured simulations? When can we submit outages? How will the system recognize the planned nature of the outage if the simulation is for Oct 2013? Also the simulation dates are across October & November? Structured Market Simulation is from 11/05 to 11/09. The environment is open for unstructured testing after 11/09. Page 55

56 Replacement Requirements for Schedule Generation of Outages Simulation FAQ s 5) Do we need to provide the RA values and effective dates for the 9 identified resources? Resource IDs, designation type, rank, MWs for all 9 units. Example: Resource Capacity Contract Number Resource ID in CAISO Master File RA Capacity (MW No Rounding) RA Capacity Effective Start Date (mm/dd/yyyy hh:mm:ss) RA Capacity Effective End Date (mm/dd/yyyy hh:mm:ss) Capacity Designation Rank for Replacement Capacity Test1 ABC_ /1/ :00:00 Test2 ABC_ /1/ :00:00 Test3 ABC_ /30/ :00:00 Test4 ABC_ /1/ :00:00 Test5 ABC_ /1/ :00:00 10/31/ :59:59 D 10/31/ :59:59 D 10/31/ :59:59 S ABC_1 10/31/ :59:59 N 2 10/31/ :59:59 N 1 Page 56

57 Replacement Requirements for Schedule Generation of Outages Simulation FAQ s 6) How do we simulate submission of planned and short term opportunity outages, given that there are only 5 days of simulation? Structured market simulation ISO will input planned outages. 7) Is the bulletin board part of the market simulation plan? No 8) The simulation would be for which month? What would be the RA/NQC values that will be used? All data would be fictitious. Page 57

58 Replacement Backstop Settlement Clarification Charge Code 7886 RA Maintenance Outage Replacement Backstop Capacity Settlement Payment to the Backstop designated resource s Scheduling Coordinator or the Load Serving Entity(LSE) of the non-specified RA Capacity resource Resource that provided the Backstop will be identified Payment = the number of days x the net Backstop MW net of any Maintenance or Forced Outages x pro-rata CPM Capacity Price Charge Code 7887 RA Maintenance Outage Replacement Backstop Capacity Allocation Backstop Cost will be directly allocated to deficient LSE. Will provide LSE with resource that was procured to resolve deficiency Will NOT provide the resource that caused the LSE deficiency. Page 58

59 Replacement Requirements for Schedule Generation Outages Settlements Calendar Calendar Day Market Simulation START 05-Nov Nov Nov-12 Day Monday Tuesday Wednesday Review MQS T+2B 08-Nov-12 Thursday 11/06/ Nov Nov Nov-12 Friday Saturday Sunday Publish Initial Settlement Stmt T+4B 12-Nov-12 Monday 11/06/ Nov Nov Nov Nov-12 Market Simulation END Tuesday Wednesday Thursday Friday Page 59