PROCUREMENT PLAN. Date of First Procurement Plan: 22 October 2009 Date of this Procurement Plan: 13 December 2018, Version 12 Advance Contracting: No

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1 PROCUREMENT PLAN Basic Data Project Name: Shaanxi Qinling Biodiversity Conservation and Demonstration Project Project : Approval : 2572/0169 Country: China, People's Republic of Executing Agency: Shaanxi Provincial Government Project Financing Amount: US$ 132,640,000 ADB Financing: US$ 40,000,000 Cofinancing (ADB Administered): US$ 4,270,000 Non-ADB Financing: US$ 88,370,000 Implementing Agency: N/A Project Closing : 31 October 2018 of First Procurement Plan: 22 October 2009 of this Procurement Plan: 13 December 2018, Version 12 Advance Contracting: No e-gp: No A. s, Thresholds, and 18-Month Procurement Plan 1. Procurement and Consulting s and Thresholds Except as the Asian Development Bank (ADB) may otherwise agree, the following process thresholds shall apply to procurement of goods and works. Procurement of Goods and Works Threshold International Competitive Bidding for US$ 3,000,000 and Above Goods National Competitive Bidding for Goods Between US$ 100,001 and US$ 2,999,999 Shopping for Goods Up to US$ 100,000 International Competitive Bidding for US$ 40,000,000 and Above Works National Competitive Bidding for Works Between US$ 100,001 and US$ 39,999,999 Shopping for Works Up to US$ 100,000 Community Participation in Procurement No threshold (allowed for any amount) for Works Consulting Services Consultant's Qualification Selection for Consulting Firm Less than $200,000 Least-Cost Selection for Consulting Firm Less than $100,000 Quality- and Cost-Based Selection for Consulting Firm At least $ 200,000 Quality-Based Selection for Consulting Firm Single Source Selection for Consulting Firm PRCM to confirm recruitment method Others for Consulting Firm IS Individual Consultant Selection for Individual Consultant 2. Goods and Works Contracts to Cost $1 Million or More The following table lists goods and works contracts for which the procurement activity is either ongoing or expected to commence within the next 18 months. None Procurement (Prior/ Post) Bidding Procedure 3. Consulting Services Contracts to Cost $100,000 or More

2 The following table lists consulting services contracts for which the recruitment activity is either ongoing or expected to commence within the next 18 months. None Recruitment (Prior/ Post) Type of Proposal 4. Goods and Works Contracts to Cost Less than $1 Million and Consulting Services Contracts Less than $100,000 (Smaller Contracts) The following table lists smaller-value goods, works and consulting services contracts for which the activity is either ongoing or expected to commence within the next 18 months. Goods and Works D2.1.5 sign posts of Contracts Procur ement 60, SHOPP ING (Prior/ Post) Bidding Procedure Post Q4 / 2018 D2.1.6 SARC sign posts and intellectual properties of tourism products 96, SHOPP ING Post Q4 / 2018 D2.1.7 SARC field school courses 85, SHOPP ING Post Q4 / 2018 Consulting Services None of Contracts Recruitment (Prior/ Post) Type of Proposal B. Indicative List of s Required Under the Project The following table provides an indicative list of goods, works and consulting services contracts over the life of the project, other than those mentioned in previous sections (i.e., those expected beyond the current period). Goods and Works

3 None (cumulative) of Contracts Procurement (Prior/Post) Bidding Procedure Consulting Services None of Contracts Recruitment (Prior/ Post) Type of Proposal C. List of Awarded and On-going, and Completed Contracts The following tables list the awarded and on-going contracts, and completed contracts. 1. Awarded and Ongoing Contracts Goods and Works A Gardens and lawn various equipment and material (tag system and recreational facilities, etc) A Gardens mobile irrigation equipment and other equipment A5.2 Air Conditioner and Installation of comprehensive building A3.2 Air conditioner and installation of herbarium Awarded Contract Procurement of ADB Approval of Contract Award 943, , NCB Q1 / MAY , , NCB Q4 / MAR , , NCB Q3 / NOV , , NCB Q1 / MAY B8 Animal Breeding Vehicles 162, , NCB Q2 / OCT-16 B4 Building associate facilities and installation D2.2 Equipment for Education and Awareness Services D1.4 Exhibition Set-up of SARC Public Education Center 2,280, ,387, NCB Q2 / JUL , , NCB Q4 / JUN-17 G , , NCB Q2 / AUG-17 G18379 A5.3 Fire fighting 228, , NCB Q4 / JUL-16 apparatus and installation of comprehensive building A3.3 Fire fighting 114, , NCB Q1 / MAY

4 apparatus and installation of herbarium A2.2 Green house various equipment and materials A1.8 Greenhouse for specialized gardens (materkals and equipment) B7 Laboratory equipment and materials 1,541, ,200, NCB Q1 / JUL , , NCB Q4 / MAR-17 1,600, ,485, NCB Q2 / SEP A9.1 Office equipment of office ticket of the gate C1.6.2 Pathway material 705, , NCB Q2 / OCT , , NCB Q4 / OCT-14 procurement ahead of time B9 Public Education Equipment 435, , NCB Q2 / SEP D2.1.3 Laboratory Equipment 311, , NCB Q2 / AUG-18 G19414 A1 Seedlings 1,415, ,333, NCB Q4 / 2016 using domestic fund B6 SARC Gardening Signing 380, , NCB Q4 / MAR B5 SARC Information Networks and Monitoring System A1.9 Seedling for Flower Valley 500, , NCB Q2 / JUL ,510, ,550, NCB Q2 / AUG A9.2 Village Development Facilities 1,297, ,050, NCB Q1 / AUG-18 A Garden land vehicle 31, , SHOPPING Q2 / DEC-14 A Cupressaceae garden 5 kinds 16, , SHOPPING Q3 / JAN-15 D2.1.1 Ecological Baseline 38, , SHOPPING Q4 / FEB-16 confirmed

5 Equipment D2.4 Exhibition Set-up of SARC Public Education Center phase II A Magnolia garden 65 kinds 82, , SHOPPING Q4 / MAR , , SHOPPING Q4 / 2015 A Maple garden 60 kinds 447, , SHOPPING Q4 / 2015 D2.1.2 Monitoring Equipment 72, , SHOPPING Q4 / DEC-16 C2.1 Office equipment 16, , SHOPPING Q2 / JUN-14 confirmed A Pinaceae Garden 12 kinds 366, , SHOPPING Q4 / NOV-13 A1.6 office equipment 21, , SHOPPING Q2 / MAY-16 A Rosaceae garden 30 kinds 68, , SHOPPING Q4 / JAN-16 D2.1.4 SARC Animal Breeding Management Information System D7.2 SARC Public Education Digital Services 98, , SHOPPING Q2 / AUG-18 G , , SHOPPING Q2 / AUG-17 G18380 A Whole gardens trees 858, , SHOPPING Q4 / NOV-13 A Yew graden 5 kinds 242, , SHOPPING Q2 / JAN-15 A gingko graden 5 kinds 221, , SHOPPING Q2 / JAN-15 A gardens and lawn land scaping and D1.2 Construction for Education and Awareness Services 1,605, ,198, NCB Q3 / NOV , , NCB Q2 / OCT-17

6 A3.1 Construction of Specimen Hall and Exhibition Center A9.3 Ecological Restoration Forestry 3,792, ,685, NCB Q1 / MAY , , NCB Q2 / JAN-18 A6.5 Environment protection (toilets and rubbish facilities) and fire control system B3 Fencing and Breeding Ground for Crested Ibis A2.1 Green house 375, , NCB Q2 / DEC-17 2,063, ,280, NCB Q2 / SEP-16 5,511, ,550, NCB Q1 / JUL D1.3 In-Situ Works for Endangered Species 150, , NCB Q4 / MAR-17 G17176 A5.1 Multi-function building 1,815, ,649, NCB Q3 / SEP-13 A6.4 Power Supply and Telecome System Construction B10 Public Education Center Facilities 2,150, ,738, NCB Q4 / FEB , , NCB Q2 / AUG A6.1 Roads and bridges system 3,322, ,469, NCB Q3 / DEC-12 B1 SARC Buildings 7,463, ,774, NCB Q2 / JUL-16 A6.2 Square, parking, gate, wall 2,244, ,063, NCB Q1 / MAY A6.3 Water Supply, Drainage System Construction B2 Wetlands and Landscaping 1,800, ,085, NCB Q4 / FEB-16 3,182, ,203, NCB Q2 / SEP-16 C1.3 Conservation agriculture 70, , CPP Q4 / SEP C1.6.1 Pathway labor 610, , CPP Q4 / AUG-15 procurement ahead

7 cost of time C1.7 Social Infrastructure (the village re of the energy sources of water and electricity and the road ) 1,085, ,178, CPP Q4 / SEP Consulting Services D11.1 Project Implementation Awarded Contract Recruitment of ADB Approval of Contract Award 100, , ICS Q2 / JUL-13 D5.3 Business Planning-SARC 75, , ICS Q4 / MAR-17 D3.1 Ecological Baseline 199, , CQS Q3 / OCT-15 D3.2 Ecological Monitoring , , SSS Q2 / SEP-16 D4.1 Endangered Species Management Plans 199, , CQS Q3 / MAR-16 D4.2 Marketing/Ecoto urism Strategy and Business Plan 350, , QCBS Q4 / JUL-18 G19327 D9.1 National Environmental Management Specialist 35, , ICS Q4 / AUG-13 confirmed D10.1 Resettlement Plan Monitoring and Evaluation Specialist 60, , ICS Q4 / AUG-13 confirmed D3.3 Studies for QM EFZ Ecological Services Study 500, , CQS Q1 / APR-16 D3.3.2 Climate Change and 50, , ICS Q1 / MAY-16

8 Conservation Specialist D6.2 Exhibit Design Expert (Int'l) 65, , ICS Q1 / MAR-15 D2.3 International Biodiversity Public Education Specialist 53, , ICS Q3 / NOV-16 D5.2.1 International Natural Economist 65, , ICS Q2 / AUG-17 D5.4 Coordinator 40, , ICS Q4 / NOV-15 D6.1 Ecotourism/Mark eting Expert 96, , ICS Q4 / DEC-16 TEMINATED, merged into D4.2 D9.1.1 Environment Specialist 12, , ICS Q2 / JUL-18 G19199 D6.3 Exhibit Design Expert (Nat'l) 23, , ICS Q2 / APR-15 confirmed D6.6 Project Impact and Completion (Nat'l) 65, , ICS Q4 / DEC-14 D Resettlement Specialist 17, , ICS Q2 / JUL-18 G19200 D6.5 Social Baseline Expert (Nat'l) 50, , ICS Q4 / NOV-14 D. National Competitive Bidding A. Regulation and Reference Documents 1. The procedures to be followed for national competitive bidding shall be those set forth in The Government

9 Procurement Law of People's Republic of China approved on 29 June 2002 and Law of the People's Republic of China on Bid Invitation and Bidding of the People's Republic of China promulgated on August 30, 1999 with the clarifications and modifications described in the following paragraphs required for compliance with the provisions of the ADB Procurement Guidelines. B. Procurement Procedures 1. Competitive Bidding Procedure (Procurement Law Art. 26 and Law on Bidding Art. 10). 2. Public tendering is the acceptable method of government procurement, and public invitation is the accepted bid invitation mode. 2. Eligibility 3. The eligibility of bidders shall be as defined under section I of the Procurement Guidelines; accordingly, no bidder or potential bidder should be declared ineligible for reasons other than those provided in section I of the Guidelines, as amended from time to time. 3. Advertising 4. All invitations to prequalify or to bid shall be advertised in the national press (China Daily Newspaper) or a free and open access website ( Such advertisement shall be made in sufficient time for prospective bidders to obtain prequalification or bidding documents and prepare and submit their responses. In any event, a minimum preparation period of twenty-eight (28) days shall be given. The preparation period shall count (a) from the date of advertisement, or (b) when the documents are available for issue, whichever date is later. The advertisement and the prequalification and bidding documents shall specify the deadline for such submission. 4. Bidding Period 5. The minimum bidding period is 28 days prior to the deadline for the submission of bids. 5. Participation by Government-Owned Enterprises 6. Government owned enterprises in the Borrower's country may be permitted to bid if they can establish that they (a) are legally and financially autonomous, (b) operate under commercial law and (c) are not a dependent agency of the Borrower/Project Executing Agency. 6. Rebidding 7. Re-bidding shall not be allowed solely because the number of bids is less than three (3). C. Bidding Documents 7. Qualification requirements 8. Qualification requirements of bidders and the method of evaluating the qualification of each bidder shall be specified in detail in the bidding documents, and in the prequalification documents if the bidding is preceded by a prequalification process. 8. Bid Submission and Opening

10 9. Bidders shall be allowed to submit bids by mail or by hand. 10. All bids shall be opened in public; all bidders shall be afforded an opportunity to be present (either in person or through their representatives) at the time of bid opening, but bidders shall not be required to be present at the bid opening. 9. Bid Evaluation and Award 11. No bid may be rejected solely on the basis that the bid price falls outside any standard contract estimate, or margin or bracket of average bids established by the Borrower/Project Executing Agency. 12. Each contract shall be awarded to the lowest evaluated responsive bidder, that is, the bidder who meets the appropriate standards of capability and resources and whose bid has been determined (a) to be substantially responsive to the bidding documents and (b) to offer the lowest evaluated cost. The winning bidder shall not be required, as a condition of award, to undertake responsibilities for work not stipulated in the bidding documents or otherwise to modify the bid as originally submitted. 10. ADB Policy Clauses 13. Each contract financed with the proceeds of the Loan shall provide that the suppliers and contractors shall permit ADB, at its request, to inspect their accounts and records relating to the performance of the contract and to have said accounts and records audited by auditors appointed by ADB. 14. A provision shall be included in all bidding documents for NCB works and goods contracts financed by ADB stating that the Borrower shall reject a proposal for award if it determines that the bidder recommended for award has, directly or through an agent, engaged in corrupt, fraudulent, collusive, coercive or obstructive practices in competing for the contract in question. 15. A provision shall be included in all bidding documents for NCB works and goods contracts financed by ADB stating that ADB will declare a firm or individual ineligible, either indefinitely or for a stated period, to be awarded a contract financed by ADB, if it at any time determines that the firm or individual has, directly or through an agent, engaged in corrupt, fraudulent, collusive, coercive or obstructive practices or any integrity violation in competing for, or in executing, ADB-financed contract.

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