A Journey Through the Systems Landscape
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1 Systems Thinking and Systems Engineering Volume 1 A Journey Through the Systems Landscape
2 Volume 1 A Journey Through the Systems Landscape Harold Bud Lawson Systems Thinking and Systems Engineering Series Editors Harold Bud Lawson bud@lawson.se Jon P. Wade jon.wade@stevens.edu
3 A Journey Through the Systems Landscape Harold Bud Lawson
4 Individual author and College Publications All rights reserved. ISBN College Publications Scientific Director: Dov Gabbay Managing Director: Jane Spurr Department of Computer Science King s College London, Strand, London WC2R 2LS, UK Printed by Lightning Source, Milton Keynes, UK All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form, or by any means, electronic, mechanical, photocopying, recording or otherwise without prior permission, in writing, from the publisher.
5 Contents Preface... xiii The Journey... xiv Acknowledgments... xix Chapter 1 An Introduction to Systems...1 Systems are Everywhere... 1 The Systems Movement... 2 Fundamental Properties... 3 Discipline Independence... 4 System Thinking and Systems Engineering... 6 Classifying Systems... 6 System Topologies... 8 Multiple Viewpoints and Views... 9 Do Systems Really Exist? Systems-of-Interest System Assets Needs, Services and Effect Decomposition Typical System Assets System Elements Sustained, Situation/Respondent and Thematic Systems System-of-Systems Managing System Change System Complexities Categorizing Complexity The Catastrophe Gap Complexities in Enterprises A Systems Survival Kit Concrete Concept Definitions Universal Mental Model System Principles Knowledge Verification v
6 Chapter 2 Thinking in Terms of Systems...41 Systems Thinking Hard and Soft Systems Models and Modeling Paradox Describing System Situations System Focus Finding the Root Causes Influence Diagrams Links, Loops and Delays Telling a Systems Story System Archetypes Rich Pictures Systemigrams Simulating System Dynamics Soft Systems Methodology Principles to Remember Knowledge Verification Interlude 1: Case Study in Crises Management...73 Abstract Introduction We Have a Situation What is an Special Response Unit? Background Los Angeles and the Birth of SWAT Munich and the Shadows of Terror Special Response Unit Cases of Interest Ruby Ridge and Waco Columbine Analysis of Special Response Units as Systems Classification and Topologies of SRU Systems Special Response Units as Respondent Systems Critical Factors in SRU System Adaptability SRU System Problems and Solutions in the Cases of Interest Command and Control Response Time Escalation Conclusions Case Study References vi
7 Interlude 2: Case Study in Organizational Development...89 Abstract Introduction A Decentralized Organization Handelsbanken Today A Rich Picture of the Company Culture Some Implications of the Rich Picture The Company Culture as a System Hjulet (The wheel) Mål och Medel ( Goals and Means ) A Systemigram of Mål och Medel Implications of the Systemigram Systems of Interest Conclusions Case Study References Chapter 3 Acting in Terms of Systems...99 A Paradigm for Thinking and Acting The OODA Loop The PDCA Loop OODA and PDCA Integration Revisiting the Change Model Systems Engineering System Life Cycle Models and Processes Life Cycle Models Enabling Systems Defining Stages Processes for System Actors Organization Project-Enabling Processes Agreement Processes Project Processes Technical Processes Distribution of Life Cycle Effort An Example of Standard Utilization Tailoring to Specific Needs Another Look at the Change Model Knowledge Verification vii
8 Chapter 4 System Descriptions and Instances Life Cycle Transformations Key System Success Factors Driving Concepts and Principles Role of Architecture Role of Processes Important Aspects of the Life Cycle A Collection of Situation-Respondent Systems Project Scope From Requirements to Architecture Baselines and Configurations Produced Instances Operational Parameters Architecture Description Architecture Frameworks A Light-Weight Architecture Framework Ownership of System Descriptions and Instances Trading in System Products and Services Supply Chain Relationships Knowledge Verification Interlude 3: Case Study in Architectural Concepts and Principles Introduction Automatic Train Control in Sweden The Track to Train Transmission System The On-Board System Ownership of the System Products Evolution of the Architectural Concepts ATC Software Statistics Life Cycle Implications Development and Maintenance Principles Lessons Learned Acknowledgements Case Study References viii
9 Chapter 5 Change Management Organizational Cybernetics Change Management as a Cybernetic System Measuring Effect Measure of Effectiveness (MOE) Measure of Performance (MOP) Customer Satisfaction Index (CSI) Process Assessment Balanced Scorecards Situation Coverage Decision Making Change Triggers - Reactive and Proactive Decisions Strengths, Weaknesses, Opportunities and Threats Decision Trees Consistent Decision Making The Entropy Phenomenon Implementation of Change Management Change Management Processes Ownership of Change Management Distributed Change Management Instruments for Life Cycle Management Management of Processes and Life Cycles Change Model for Rapid Decision Making Sensemaking Deploying System Assets Knowledge Verification Chapter 6 Life Cycle Management of Systems Management and Leadership of Systems System Lifetimes Type of Value Added Products/Services Missions, Projects and Programs System-of-Systems and their Ownership Life Cycle Models Revisited The T-Model Stage Execution Order Allocating and Meeting Requirements Implementation of System Elements Portraying Additional Aspects of Life Cycle Models The Vee Model The Spiral Model ix
10 Life Cycle Roles and Responsibilities Integrating Life Cycle Models and Processes Managing Life Cycle Models Process Management Life Cycle Model Instances Provision of Specific Detail, Methods and Tools Product Life Cycles Knowledge Verification Chapter 7 Data, Information and Knowledge From Data to Wisdom A Broader View of Information Data and Information Management Classifying Information Taxonomies and Ontologies Gathering Data, Information and Knowledge Building Information Models Creative Thinking Synectics Concept Maps The Learning Organization Personal Mastery Mental Models Shared Vision Team Learning Systems Thinking Building a Learning Organization Knowledge Verification Interlude 4: Case Study in Ontology Life Cycle Management Abstract Introduction ISO/IEC System Life Cycle Processes Ontologies as Systems x
11 Ontology Development Methodologies for Ontology Development Ontology Reuse Ontology Evaluation Ontology Maintenance Using ISO/IEC for Ontology Development and Deployment EXAMPLE: Development and Deployment of an Ontology for Oral Medicine Discussion Case Study References Chapter 8 Organizations and Enterprises as Systems Organizational System(s)-of-Interest Kaleidoscope View Managers as System Owners Distribution of Authorities and Responsibilities Organizations in their Environments Enterprise Architectures Applying the Light-Weight Architecture Framework Leading Organizational Change Process of Strategic Changes Omnipresence of Cybernetics Transforming Organizations Counteracting the Entropy Effect Achieving Quality in Organizations, Enterprises and Projects Implementation of Management System Standards Deploying Quality and/or Environment Management Systems Supporting Project Needs Knowledge Verification Summing It All Up!!! References About the Author xi
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