California ISO Operating Procedures Index List
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1 California ISO Operating s Index List Number Title Version 1210 Running the Day-Ahead /28/2017 þ o o o B Units Requiring Staggered Start-Up or Staggered Shut Down (Includes ELC and Day Ahead Grouping Constraints) Day-Ahead Reliability Must Run Unit Commitment and Dispatch 5.3 7/28/2016 M-401E o o þ þ /1/2018 G-203 þ o o o 1320 Substitution for RMR Dispatches 1.2 8/12/2016 þ o o o 1330 Day-Ahead Exceptional Dispatch /25/2018 þ o o o 1340 Ancillary Service Procurement and Availability Validation 2.4 8/12/2016 þ o o o 1360 Day-Ahead Generator Forbidden Operating Regions 1.3 8/12/2016 þ o o o 1510 Pre-Schedule and Check-Out Validation 5.5 9/23/2016 S-312 þ o o o 1610 Pre- Validation 1.6 9/15/2016 M-401F þ o o o 1710 Day-Ahead Suspension and Intervention 7.0 5/2/2017 M-406 þ o o o 2210 Real-Time Activities /27/2017 M-403, M403-A, M403B þ o o o 2210D Ancillary Service Blocking and Disqualification 3.5 9/30/2016 þ o o o 2210Z ness Factors - All /8/2018 þ o o o Last Updated on 3/8/ :04:30 AM Page 1 of 18 Some procedures are restriced for market
2 California ISO Operating s Index List Number Title Version 2220 Transmission Conforming 5.2 1/12/2017 M-409 o o o þ 2230 Most Severe Single Contingency (MSSC) Designation /1/2017 o o o þ 2310 Real-Time Reliability Must Run Unit Commitment and Dispatch /9/2016 G-203 þ o o o 2330 Real-Time Exceptional Dispatch /15/2017 M-402, M-402A þ o o o 2330C Exceptional Dispatch Instruction Type Codes /22/2016 M-402C þ o o o 2330E DPMIN Resources 1.1 5/4/2016 o o þ o 2340 Ancillary Service Availability Validation 2.1 3/9/2016 M-401B þ o o o 2340A Procuring AS Capacity From RMR Units 1.3 8/4/2017 G-203K þ o o o 2360 Real-Time Generator Forbidden Operating Regions 6.1 3/9/2016 M-408 þ o o o 2390 Overgeneration /14/2017 þ o o o 2390B Overgeneration Mitigation 1.1 3/9/2016 o þ þ o 2390C Legacy QFs Curtailment Restrictions /17/2016 o o þ o 2390D DCPP Non-Urgent Curtailment /22/2016 o o þ o Last Updated on 3/8/ :04:30 AM Page 2 of 18 Some procedures are restriced for market
3 California ISO Operating s Index List Number Title Version 2510 NERC Tagging Requirements /7/2017 S-313 þ o o o 2510A POR/POD-Scheduling Path Cross Reference /16/2017 S-313A þ o o o 2520 Real-Time and After-the-Fact Check Out /21/2017 S-311 þ o o o 2530 Manual Dispatch on Interties /1/2017 S-304; S-318 þ o o o 2540 Interchange Schedule Curtailments 6.4 2/22/2018 S-303 þ o o o 2550 Inadvertent Interchange ATEC Payback 5.5 9/15/2016 S-310 þ o o o 2560 EMS Daylight Savings Time Workaround 3.5 4/5/2016 C-608 o o o þ 2610 EIM BPA Flowgate Management 1.5 1/18/2018 o o o þ 2710 Disruption - RTM Failure and Suspension 4.1 6/6/2017 M-403C þ o o o 2720 Disruption - EIM 2.2 2/22/2018 M-403C o o o þ 3100 Establishing Operating Limits for the Operations Horizon 6.2 1/10/2018 þ o o o 3100A Examples on Acceptable Thermal Performance 1.1 5/4/2016 þ o o o 3100B Voltage Limits and Guidelines and Credible Multiple Contingency List /21/2017 o o þ þ Last Updated on 3/8/ :04:30 AM Page 3 of 18 Some procedures are restriced for market
4 California ISO Operating s Index List Number Title Version 3110 Coordinated Operation for Reliability /1/2017 T-124 o o o þ 3120 Balancing Authority Area and Related Transmission Jurisdiction /1/2017 T-111 o o o þ 3130 IRO Reliability Coordinator Data Request Guidelines /28/2017 þ o o o A 3140A Implementation Details for Peak RC's IRO-010 Data Request TOP TOP BA Data Request and Specification Guidelines TOP-003 TOP - BA Data Request and Specification for Data Provision /28/2017 þ o o o /28/2017 þ o o o /28/2017 þ o o o 3200 Normal Operations Planning Process 5.0 4/1/2017 Plan 07 þ o o o 3210 Transmission Outages /6/2018 þ o o o 3210A Transmission Outage Request 5.2 2/3/2017 T-113B þ o o o 3210B PG&E Equipment Significant to CRRs 4.1 9/23/2016 T-113H, Q o o þ o 3210C SCE Equipment Significant to CRRs /6/2016 T-113G, T-113R o o þ o 3210D SDG&E Equipment Significant to CRRS /8/2016 T-113F, S o o þ o 3210E WAPA-WASN 500kV Outage Management 2.3 9/21/2017 T-113P o o þ o Last Updated on 3/8/ :04:30 AM Page 4 of 18 Some procedures are restriced for market
5 California ISO Operating s Index List Number Title Version 3210F CAISO Outage Coordination Contact Information /1/2017 T-113A o o o þ 3210G Outages to Connect New or Re-Arranged Facilities 3.1 3/22/2016 T-113E þ o o o 3220 Generation Outages 4.9 8/10/2017 þ o o o 3220A CDWR-SWP Outage 1.3 8/17/2017 o o þ o 3320 Voltage and VAR Control /16/2016 T-105 þ o o o 3320A High Voltage SOL Exceedance 1.3 7/21/2017 o o o þ 3340 Interconnection Switching /1/2017 T-109 o o o þ 3350 Nuclear Plant Interface Coordination /28/2017 T-112 o þ þ þ 3510 Unscheduled Flow /13/2017 S-301, S-301E o o o þ 3510A WECC Unscheduled FLow Reduction Guideline 2.1 3/24/2017 þ o o o 3510E Considerations When Requesting WECC IFMP for Path 66 (COI) 1.3 6/15/2017 þ o o o 3530 Scheduling for Stranded Loads 8.1 5/25/2017 þ o o o 3530H Stranded Load Scheduling Attachment - Internal 2.0 1/19/2018 o þ þ þ Last Updated on 3/8/ :04:30 AM Page 5 of 18 Some procedures are restriced for market
6 California ISO Operating s Index List Number Title Version 3530I Stranded Load Scheduling - Attachment 2.0 1/19/2018 þ o o o 3540 Emergency Load Transfer 2.3 4/20/2016 S-327 o o þ þ 3540A IID Narrows 88 kv Emergency Load Transfer One Line Diagram 1.4 2/3/2017 S-327A o o þ þ 3610 Nomograms, TCORs, Flowgates, Contingencies, and MOC 9.1 1/25/2018 þ o o o 3610A Nomograms and TCors Data /22/2018 M-405A o o o þ 3610B Default Enforcement Status of Flowgates /22/2018 N/A - New Attachment o o o þ 3620 Transmission Reliability Margin 2.1 6/24/2016 New þ o o o 3630 Modeling - Scheduling ETC and TOR Rights 6.5 2/6/2018 M-423 þ o o o 3630A ETC/TOR Instructions 2.1 8/31/2017 þ o o o 3640 Existing Transmission Contract Calculator Update 7.2 9/28/2017 þ o o o 3640B MEADELDORD_BG, MEAD_ITC and MEADVEA_BG ETCC Administration /22/2016 M-424B o o þ o 4100 Opeations Emergency Plan /1/2017 Plan-03 o o o þ 4110 Operations Emergency Preparation Notifications and Reporting 8.0 4/1/2017 D-51A, E-504, E-507, E-507A, N-703 þ o o o Last Updated on 3/8/ :04:30 AM Page 6 of 18 Some procedures are restriced for market
7 California ISO Operating s Index List Number Title Version 4110A DOE, NERC and WECC Significant Event Reporting Requirements 5.0 4/1/2017 N-703A þ o o o 4110C Emergency Response Coordinator Checklist 6.0 4/1/2017 o o þ þ 4110D ERC External Emergency Contacts 7.0 2/22/2018 E-507D o o þ þ 4110F 4110G s Operating Department Operations Center Handook Operations Department Operations Center Checklist 3.0 4/7/2017 o þ þ þ 4.0 4/1/2017 o o þ þ 4120 Gas Transmission Pipeline Derates or Outages 6.1 2/22/2018 þ o o o 4120B ISO & Gas Pipeline Power Plant Reference List 1.7 5/25/2017 o o þ þ 4120C SoCalGas Service Area Limitations or Outages 2.2 2/22/2018 þ o o o 4130 Geomagnetic Disturbance Operating Plan /1/2017 o o þ þ 4410 Emergency Assistance /1/2017 E-505 þ o o o 4410B Prices - Emergency Assistance to the ISO 8.4 1/5/2017 E-5058 o þ þ o 4410D Emergency Assistance Resource IDs 3.2 7/28/2017 þ o o o 4410H Glen Canyon Emergency Assistance 1.1 6/15/2017 o o þ o Last Updated on 3/8/ :04:30 AM Page 7 of 18 Some procedures are restriced for market
8 California ISO Operating s Index List Number Title Version 4420 Emergency /18/2017 o o o þ 4420B Alert/Warning/Emergency (AWE) Guide /18/2017 E-508B o þ o þ 4420C Emergency Notice Templates 8.0 6/29/2017 þ o o o E Allowable Transmission Maintenance Activities During Restricted Maintenance Operations Load Management Programs and Underfrequency Load Shedding /29/2017 þ o o o 4.0 4/1/2017 E-502, 5-503, E-511 þ o o o 4510A Load Shed Calculation Guideline /1/2017 E-508, E509 þ o o o 4510A Load Shed Calculation Guideline - Internal /17/2017 E-508A o þ o o 4510B Demand Response and UDC Interruptible Programs 6.2 8/10/2017 þ o o o 4510C UFLS and Islanding Information by PTO Area 7.4 8/4/2017 o o o þ 4510E Islanding Guide 1.4 4/5/2016 o þ o þ 4510F Reliability Demand Response Resource (RDRR) Daily Reporting Template 2.0 7/21/2017 þ o o o 4600 ISO Restoration Plan Study and Verification Process /18/2017 o o þ þ 4600A Blackstart Cranking Paths /18/2017 o þ o þ Last Updated on 3/8/ :04:30 AM Page 8 of 18 Some procedures are restriced for market
9 California ISO Operating s Index List Number Title Version 4610 Restoration /1/2017 E-501 o o o þ 4610A Blackstart, Dual Fuel Units and Generator Operator 4.2 3/8/2018 E-501A, E-501B o o þ þ 4610B.1 PG&E Restoration Plan - ESRG Main Document 5.0 4/17/2017 o þ þ þ 4610B.2 PG&E ESRG 500kV and Blackstart Restoration Guidelines 5.0 4/17/2017 o þ þ þ 4610B.3 PG&E ESRG Appendix A, Area Specific Guidelines 5.0 4/17/2017 o þ þ þ 4610B B.5 PG&E ESRG Appendix B, PG&E Hydro Restoration Guidelines PG&E Electric Restoration Guidelines (ESRG) Attachments 5.0 4/17/2017 o þ þ þ 5.0 4/17/2017 o þ þ þ 4610C SCE Restoration Plan /1/2017 o þ þ þ 4610D SDG&E Restoration Plan /1/2017 o þ þ þ 4610E VEA Restoration Plan /1/2017 o þ þ þ 4610F TBC Restoration Plan 5.0 4/17/2017 o þ þ þ 4610G CAISO Restoration Guide 2.1 4/17/2017 o o o þ 4710 Loss of Control Center Functionality /1/2017 o o o þ Last Updated on 3/8/ :04:30 AM Page 9 of 18 Some procedures are restriced for market
10 California ISO Operating s Index List Number Title Version 4710B Evacuation Checklists /1/2017 E-518B o o þ þ 4710H Loss of Control Center Functionality Checklist /1/2017 o o þ þ 5110 Real-Time Communications Guidelines /21/2017 D-52 o o o þ 5110A Real-Time Communications Guidelines for Generator Operators and Distribution Providers /21/2017 þ o o o 5120 Real-Time Shift Turnover 4.6 6/13/2017 D-52B o o þ þ 5140 CAISO Particiapant Inquiries /16/2016 M-410 þ o o o 5150 Control Room and Support Guidelines /16/2016 o o o þ 5160 Analysis and Reporting for Significant Events, Major Outages and Potential Improvements 2.0 4/1/2017 o o o þ 5160A ISO Ops Preliminary Event Analysis Report 2.0 4/1/2017 o o o þ 5210A Transmission Desk Logging 7.4 8/24/2017 DS-50A þ o o o 5210B Generation Desk Logging 6.5 2/6/2018 DS-50B þ o o o 5210C Scheduling Desk Logging 5.5 8/24/2017 þ o o o 5210E Real-Time Desk Logging 1.2 8/24/2017 þ o o o Last Updated on 3/8/ :04:30 AM Page 10 of 18 Some procedures are restriced for market
11 California ISO Operating s Index List Number Title Version 5230 SLIC Reports /22/2016 D-50G o o o þ 5310 Generation Station Requirements and Communications 4.2 3/24/2017 G-200 þ o o o 5310A Generator Control Room Phone Numbers 4.4 4/20/2016 G-200A o o þ þ 5320 Resource Trial Operations and Test Energy Process 3.1 4/7/2017 þ o o o 5320A Test Energy Process for NGR Resources 1.0 4/7/2017 þ o o o 5330 Resource Testing Guidelines /18/2017 þ o o o 5330A Resource Test Request Form /21/2017 G-213A þ o o o 5330B Spinning and Non-Spinning Reserve Imports /18/2017 þ o o o 5330D Request for Testing Spinning and Non-Spinning Reserve Imports /18/2017 þ o o o 5330E Request for Testing Imports of Regulation /18/2017 þ o o o 5340 Pre- Testing and Certification s - RMR Units 1.3 2/27/2015 G-203I, G-203J, & G- 203M o o þ þ 5340B CAISO RMR Availability Notice 5.0 5/1/2011 G-203B þ o o o 5340F RMR Availability Test Request Form 3.0 5/1/2011 G-203F þ o o o Last Updated on 3/8/ :04:30 AM Page 11 of 18 Some procedures are restriced for market
12 California ISO Operating s Index List Number Title Version 5340G RMR Test Request Form Availability Test Ambient Temperature Supplement 2.0 5/1/2011 G-203G þ o o o 5340H RMR Test Dispatch Operational Flowcharts /17/2016 G-203H þ o o o 5340P RMR Unit Emissions/Heat Input Test Process Flowchart 3.0 5/1/2011 G-203P þ o o o 5340Q RMR Dual Fuel Test Process Flowchart 4.0 5/1/2011 G-203Q þ o o o 5360 Blackstart Resource Testing /18/2017 þ o o o 5360A Blackstart Resource Test Request Form /18/2017 þ o o o 5360B Blackstart Resource Test Report Form /18/2017 þ o o o 5360C Blackstart Resource Test Plan Template /18/2017 þ o o o 5370 Resource Performance Verification 6.1 8/24/2017 þ o o o 5410 Communications/Applications Loss/Failure 5.1 2/14/2018 þ o o o 5420 Communications Testing /1/2017 o o o þ 5420A Communications Hardware and Functionality /1/2017 o o o þ 5420B ECN Description /7/2016 C-610B o o o þ Last Updated on 3/8/ :04:30 AM Page 12 of 18 Some procedures are restriced for market
13 California ISO Operating s Index List Number Title Version 5510 Standards and Review Guidelines 3.2 5/29/2013 A-02F þ o o o 5520 Development and Distribution of Operating s /30/2016 A-02, A-02A þ o o o 5520A Operating Development Flowchart 3.0 5/1/2011 A-02C þ o o o 5520B Electronic Signature Approval Process 2.0 5/1/2011 A-02E þ o o o C Determining Distribution Restrictions for CAISO Operating s Operating Exchange Process Between CAISO and Other Entities 5.1 6/13/2011 A-03 þ o o o 2.1 6/13/2011 N-701 þ o o o 5710 Certification of Metering Facilities 1.4 2/14/2018 þ o o o 5720 CAISO Authorized Inspector Application and Renewal 1.3 7/28/2016 þ o o o 5730 Metering Exemptions from Compliance /13/2017 þ o o o 5740 Meter Data Acquisition and Processing 1.3 2/14/2018 þ o o o 5750 Settlement Quality Meter Data (SQMD) Plan Submission & Approval Process (External) /19/2017 þ o o o 6010 PGAE 500 kv AC Contingency TTC/SOL 9.1 1/8/2018 o o þ þ 6010A Outages South of COI - COI and PDCI TTCs and SOLs /5/2017 T-118A o o þ þ Last Updated on 3/8/ :04:30 AM Page 13 of 18 Some procedures are restriced for market
14 California ISO Operating s Index List Number Title Version 6020 Adverse Operating Conditions of Critical 500 and 230 kv Transmission Facilities 2.2 2/16/2012 T-120 o o o þ 6030 WECC Open Loop Operation 3.5 5/25/2017 o o o þ 6110 COI Master Operating /1/2017 o o þ þ 6110A CASI Flowchart 1.5 8/24/2017 N/A - New Attachment o o þ þ 6120 BPA/ISO COI Coordination and Communication 4.7 5/25/2017 o o þ þ 6130 BPA-CAISO Communications Facilities /7/2016 I-1203 o o þ þ 6140 Northwest Balancing Area 6.0 2/14/2018 o þ þ þ 6140A Northwest Control Area - PGAE 1.5 4/1/2017 o þ þ þ 6310 Path 15 (Midway - Los Banos) /25/2018 o þ þ þ 6310A Outage of Los Banos Midway Path /1/2017 T-122A o þ þ o 6320 Emergency Overload Mitigation for Path 15 in the South-to- North Direction Following Contingencies 4.3 4/28/2017 T-141 o þ o þ 6410 Path 26 - Midway Vincent /30/2017 o þ þ þ 6510 SCIT /1/2017 o þ þ þ Last Updated on 3/8/ :04:30 AM Page 14 of 18 Some procedures are restriced for market
15 California ISO Operating s Index List Number Title Version 6510D Overload Mitigation for Path 49 East of River and SCIT/EOR Nomogram 4.8 6/15/2017 o o þ o 6610 Lugo - Victorville 500 kv Line /1/2017 o þ þ þ 6910 Pacific Direct Current Intertie (PDCI) 6.1 1/4/2018 o o o þ 6920 PDCI Scheduling and Repayment of Losses 5.0 1/8/2018 o o o þ 6930 El Dorado Intertie and (El Dorado-Moenkopi) Scheduling at Willow Beach 7.0 7/6/2016 S-320 þ o o o 7110 Humboldt Area /1/2017 T-138 o þ þ þ 7110D Humboldt Area Description 2.5 8/11/2016 T-138D o þ þ þ 7120 North Geysers Area 115 kv 8.5 4/28/2017 T-151 o þ o þ 7230 Palermo-Rio Oso Area /11/2018 o þ þ þ 7240 Drum Area / Summit Operations /22/2017 T-154, 6210 o þ o o 7240A Drum Area / Summit Operations ( Version) 6.5 9/22/2017 T-154A þ o o o 7240F Marble Tie Management 3.2 4/28/2016 T-154F o o þ þ 7320 Bay Area Transmission Management /12/2018 o þ þ þ Last Updated on 3/8/ :04:30 AM Page 15 of 18 Some procedures are restriced for market
16 California ISO Operating s Index List Number Title Version 7330 San Francisco Dispatch Instructions /21/2017 T-126 o þ þ þ 7330D Trans Bay Cable Communications 7.0 1/20/2017 T-126D o þ þ þ 7330E Trans Bay Cable Description 2.0 1/20/2017 T-126E o þ þ þ 7330F Trans Bay Cable Outage Operation 1.3 4/1/2017 o þ þ þ 7340 Silicon Valley Area Operations 2.2 4/14/2017 o þ o þ 7410 Tesla/Bellota Area Operating Instructions 7.6 5/2/2017 T-167 o þ o þ 7420 Warnerville 230/115 kv Transformer Bank Overload Mitigation 5.0 1/19/2018 o o o þ 7430 Fresno Area /14/2017 T-129 o þ þ þ 7430B Load Calculation and Area Sketch 6.8 8/10/2017 o þ þ þ 7440 Los Padres Area and Diablo Canyon Power Plant Operating Guide /26/2017 T-173 o o þ þ 7450 Midway-Kern Area Operations /19/2017 o þ þ þ 7500 Big Creek 1.3 4/14/2017 o þ þ þ 7510 South of Magunden Nomogram Operations 5.2 7/25/2017 o þ þ þ Last Updated on 3/8/ :04:30 AM Page 16 of 18 Some procedures are restriced for market
17 California ISO Operating s Index List Number Title Version 7510A South of Magunden Nomograms 4.1 7/25/2017 o þ þ þ 7540 Path 60 Inyo Tie 1.2 6/22/2017 T-131 o þ þ þ 7550 Vincent 500/220 kv AA Transformer Bank Overload Mitigation 7.5 4/14/2017 T-159 o þ þ þ 7570 Prior Outage of Vincent Mira Loma 500 kv Line /28/2017 T-144 o þ þ þ 7580 Mira Loma 500/220 kv AA Transformer Bank Overload Mitigation 9.0 6/26/2017 T-139 o þ o þ 7590 Serrano 500/220 AA Transformer Banks /5/2017 T-137 o þ þ þ 7630 Orange County Area Requirements /12/2018 þ o o o 7680 Sylmar 2.3 4/21/2017 T-130 o þ þ þ F Julian Hinds-Mirage 220 kv Line Mitigation Normal/Emergency Operation Julian Hinds-Mirage 220 kv Line Mitigation Normal/Emergency Operation Planned & Forced Outage Requirements /1/2017 T-169, T-156 o þ o þ /1/2017 o þ o þ 7740 Parker-Gene Overload Mitigation /1/2017 T-174 o o o þ 7750 Devers RAS 1.5 6/22/2017 o þ þ þ 7820 San Diego Area /6/2018 T-132, 7810, G-206, 7830 o þ þ þ Last Updated on 3/8/ :04:30 AM Page 17 of 18 Some procedures are restriced for market
18 California ISO Operating s Index List Number Title Version 7910 Valley Electric Association (VEA) 4.7 1/25/2018 o þ þ þ 8110 Southern Cities Transmission 6.5 4/21/2017 S-326 o þ þ þ 8110A Physical Transmission /31/2012 S-326A o o þ o 8110B Interchange Scheduling Limits /21/2017 S-326B þ o o o 8110F IPP - Entitlement - ETCC Data /25/2014 S-326F o o þ o 8520 BANC - ISO Generation & Interconnection Ratings /5/2017 T-121A o o þ o 8530 New Melones Pseudo Tie 5.0 8/24/2017 o o o þ 8610 Path 41 Sylmar Transformer Banks 3.4 7/20/2017 o þ þ þ 8710 Palo Verde West and North Gila 500 kv 5.1 8/24/2017 þ o o o Last Updated on 3/8/ :04:30 AM Page 18 of 18 Some procedures are restriced for market
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