Energy Innovation Scoreboard A Pilot Framework with a Focus on Renewables
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1 Energy Innovation Scoreboard A Pilot Framework with a Focus on Renewables Claudia Kettner, Angela Köppl IEA Workshop on "Modelling and Analyses in R&D Priority-Setting and Innovation" IEA, 24 April 2014
2 Motivation First thoughts on a framework to improve knowledge on energy innovation with a focus on renewables Input for discussion in IEA Expert Group Stimulate discussion on usefulness and feasibility Stimulate discussion on choice of indicators, data availability and data gaps Role of energy R&D for a transformation of the energy system Improve monitoring of energy innovation and compare energy innovation capabilities of countries 1
3 Objectives Proposal of an energy innovation scoreboard embedded in a conceptual framework of the energy system Screening of internationally comparable databases with respect to the availability of data for relevant indicators Compilation of relevant data Starting point: Existing innovation scoreboards 2
4 Conceptual framework (1) Challenges for current energy system Energy fuels nearly all aspects of our economies and societies with adverse effects on climate, environment and health Use of energy is also related to competitiveness issues Transformation of the energy system no broad consensus on guidelines for transformation 3
5 Conceptual framework (2) Drivers (GDP growth, population etc.) Transformation Technologies: Useful Energy Transformation Technologies: Final Energy Transformation Technologies: Primary Energy Energy Services Useful Energy Consumption Final Energy Consumption Primary Energy Supply Source: Köppl et al Energy Transition in Austria: Designing Mitigation Wedges. Energy & Environment, Vol. 25/2, p Perspective of the energy system as complex system starting with welfare relevant energy services Illustration of wide range for transformation potentials 4
6 Why innovation scoreboards Aim and advantages of scoreboards Scoreboards are more adequate to cover multidimensional aspects like context indicators or the diffusion phase Cover process instead of single input indicators like R&D expenditure Provide a comparative assessment of innovation performance Scoreboard indicators provide potential basis to condense information to composite indices 5
7 What needs to be considered Indicators included should be thoroughly argued Structured presentation to make broad information manageable Selection of criteria often involves stakeholder process General quality criteria as stated by OECD: Relevance Accuracy Timeliness Accessibility Interpretability and coherence 6
8 Structure of a Pilot Energy Innovation Scoreboard (1) Role model IUS but various differences Complementary to EU s Innovation Union Scoreboard Aggregate focus versus firm level Focus on public energy R&D expenditure Firm level R&D and innovation not covered at this stage Differentiation between output and outcome Output addresses effects of innovation like patents Outcome covers economic impacts and impacts in the energy system 7
9 Structure of a Pilot Energy Innovation Scoreboard (2) Integrated view of the innovation system, covering Enablers and Intellectual Assets / Outputs as key elements of the innovation process Context indicators and outcome indicators describing progress towards a transformation of the energy system Context e.g. Income level Enablers e.g. energy R&D expenditures Intellectual Assets/Outputs e.g. patents Outcomes/Diffusion e.g. energy efficiency 8
10 Relevant Dimensions of Energy Innovation Context Income level Relevance of public energy R&D Relevance of private energy R&D Enablers Public energy R&D expenditures Private energy R&D expenditures Human capital Policy framework Intellectual Assets / Outputs Patents Scientific publications SMEs introducing innovations Outcomes in the energy and economic system / Diffusion Energy Efficiency Renewable energy supply Energy-related CO 2 emissions RES Technology Exports Employment in RES technology production 9
11 Disaggregation of data reflecting different levels of the energy system Disaggregation of IEA data on public energy R&D expenditures ENERGY EFFICIENCY FOSSIL FUELS RENEWABLE ENERGY SOURCES NUCLEAR HYDROGEN AND FUEL CELLS OTHER POWER AND STORAGE TECHNOLOGIES OTHER CROSS- CUTTING TECHS/RESEARCH Industry Oil and gas Solar energy Nuclear fission Hydrogen Electric power conversion Energy system analysis Res. and comm. buildings, appliances and equipment Coal Wind energy Nuclear fusion Fuel cells Electricity transmission and distribution Basic energy research not allocated Transport CO2 capture and storage Ocean energy Energy storage Other Other energy efficiency Biofuels Geothermal energy Hydroelectricity Other renewable energy sources 10
12 Disaggregate structure of a pilot RES EIS Context Income level Relevance of energy R&D Enablers Public energy R&D expenditures Industry Efficiency Transport Buildings Energy supply Renewable energy sources Fossil / Nuclear Wind Solar Geo Hydro Bio Ocean Nuc. Fossil Other Low GHG Fuel cell Hydrogen Storage (incl. Batteries) Cross-cutting issues (e.g. system analysis) Intellectual Assets / Outputs Patents (granted & applied) Efficiency Transport Buildings Energy supply Renewable energy sources Fossil / Nuclear Wind Solar Geo Hydro Bio Ocean Nuc. Fossil Other Low GHG Fuel cell Hydrogen Storage (incl. Batteries) Cross-cutting issues (e.g. system analysis) Outcomes in the energy and economic system / Diffusion Energy Efficiency Renewable energy supply Energy-related CO 2 emissions RES Technology Exports 11
13 Data sources for a pilot RES EIS GDP: OECD National Accounts Database Population: OECD Population Statistics Public R&D: OECD Research and Development Statistics Energy R&D Expenditure: IEA Energy R&D Statistics Patents: OECD Patents Statistics Energy flows: IEA Energy Balances GHG emissions: IEA CO 2 Emissions from Fuel Combustion RES Technology Exports: UN COMTRADE Database 12
14 Data availability Stage of innovation Dimension / Indicator Number of countries Time period total Context GDP per capita % of energy R&D in total public R&D Enablers Public energy R&D expenditures Energy efficiency Buildings Public energy R&D expenditure per GDP Transport Industry Rewable energy suply Wind Solar Geothermal Hydro Biomass Ocean Other low GHG technoglogies Fuel cells Hydrogen Storage Cross cutting issues (incl. energy system analysis) Intellectual Assets / Outputs Patents Number of patents applied or granted per Energy efficiency Buildings Transport GDP Rewable energy suply Wind Solar Geothermal Hydro Biomass Ocean Other low GHG technoglogies Fuel cells Hydrogen Storage Outcome in the energy and economic system / Diffusion Energy efficiency - GDP per total final energy consumption Share of RES in Primary Energy Supply Energy-related CO 2 emissions Share of RES technology exports in total exports
15 Exemplary Indicators: Enablers and Intellectual Assets 14
16 Index (Austria 2000 = 100) Enablers: Public RES R&D expenditures in AT, DE & the US (I) Development of public RES R&D expenditure per GDP 400 Austria Germany USA
17 Enablers: Public RES R&D expenditures in AT, DE & the US (II) Structure of public RES R&D expenditure in 2010 Public RES R&D expenditure 2010 compared to 2000 Wind power Wind power Biofuels 20 Solar Austria Biofuels 20 Solar Austria 0 Germany 0 Germany USA USA Hydroelectricity Geothermal Hydroelectricity Geothermal Unit: $ / M $ Unit: $ / M $ 16
18 Patent applications per M $ GDP Intellectual Assets: RES patent applications in AT, DE & the US Development of RES patent applications per GDP Wind Solar Hydroelectricity Biomass Geothermal Austria Germany US Austria Germany US
19 Exemplary Indicators: Outcomes in the energy and economic system / Diffusion 18
20 Estonia Australia Czech Republic Poland Canada Korea United States Finland Israel Greece Slovak Republic Slovenia Luxembourg Mexico Belgium Turkey Netherlands Japan Hungary Chile New Zealand Germany Denmark Italy Austria United Kingdom Ireland Spain Portugal Iceland France Norway Sweden Switzerland Emission intensity in Mt CO 2 /bn. GDP, Ø Outcomes: Emission intensity in selected OECD countries
21 Outcomes: Share of RES goods in total goods exports Denmark Korea Japan Hungary Germany Czech Repulic Austria Italy Total Slovenia Sweden EU 15 Poland USA Ø Ø Share in total goods exports in % 20
22 Concluding remarks Pilot RES Energy Innovation Scoreboard as stimulator for discussion Energy innovation scoreboard should rest on agreed conceptual framework Indicators included should be thoroughly argued and discussed with stakeholders Implementation faces challenges: Lack of firm level data Limited regional coverage for public energy R&D Lack of specific data on human capital... 21
23 Thank you! Pilot Energy Innovation Scoreboard Claudia Kettner, Angela Köppl, Thomas Steffl and Hannes Warmuth (2014) 22
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