Contractual Public-Private Partnerships in Horizon 2020

Transcription

1 Contractual Public-Private Partnerships in Horizon 2020 Evento PPPs 21 Gennaio 2014 Andrea GENTILI DG Research and

2 Horizon 2020: Key elements A single programme with three pillars: societal challenges, industrial competitiveness and excellence in science More emphasis on innovation More involvement of industry via the industrial deployment of key enabling technologies, and through PPPs - institutional and contractual Simplified access for all stakeholders

3 Horizon 2020 is different A strong challenge-based approach, allowing applicants to have considerable freedom to come up with innovative solutions Emphasis on innovation, with continuing support for R&D (research and innovation actions with 100% funding; innovation actions with 70% funding) Less prescriptive topics, strong emphasis on expected impact A strategic approach, with two-year work programmes Focus areas bring together different technologies, along entire innovation chain Cross-cutting issues mainstreamed (e.g. social sciences, gender, international cooperation) 3

4 Why Public-Private Partnerships in Horizon 2020? To solve problems together with industry To strengthen European industrial leadership To facilitate prioritisation of R&I in line with the Europe 2020 objectives and industry needs To leverage research and innovation elements To strongly commit industry to joint objectives

5 Experience until now: PPPs in FP7 Joint Technology Initiatives Innovative Medicines Initiative (IMI) Clean Sky Single European Sky ATM Research (SESAR) Fuel Cells and Hydrogen (FCH) Embedded Computing Systems (ARTEMIS) Nanoelectronics (ENIAC) "Contractual" PPPs Factory of the Future (FoF) Energy-efficient Buildings (EeB) Green Cars (GC) Future internet (FI-PPP)

6 Outcome of "contractual" PPPs in FP7 Quick response in defining the strategy via Roadmaps Efficient calls with better success rates and time-to-grant 366 projects supported, with 4409 participations Increased participation of industry (57%) and SMEs (25%) More innovation related activities, including demonstration The full EC contribution of 1.6 billion has been provided, resulting in a combined investment of 2.4 billion

7 Two types of PPPs in Horizon 2020 Contractual PPPs: budget is only committed on an annual basis through H2020 calls in WPs, prepared on the basis of an industry-developed multi-annual roadmap and a contractual arrangement which specifies an indicative 7 years EU funding, and the commitments of industry to match this and to additional investments outside the PPP calls with high leverage factors, but not legally binding. Joint Technology Initiatives: like the contractual PPPs, but with ring fenced 7 year budget, the JU launching the calls (where derogations to H2020 are possible) and with the additional commitments of industry outside the calls inserted in the legislation. 7

8 Criteria in Article 19 Public-private partnerships shall be identified in an open and transparent way based on all of the following criteria: a) the added value of action at Union level; b) the scale of impact on industrial competitiveness, job creation, sustainable growth and socio-economic issues, including societal challenges; c) the long-term commitment from all partners based on a shared vision and clearly defined objectives; d) the scale of the resources involved and the ability to leverage additional investments in research and innovation; e) a clear definition of roles for each of the partners and agreed key performance indicators over the period chosen.

9 Establishment of the contractual PPPs Based on ETPs and taking into account policy documents the Commission identified possible areas for a contractual PPP Stakeholders were invited to prepare a PPP proposal The private sector organised stakeholder consultations, in an open and transparent way, covering the whole value chain The private sector delivered the proposal to the Commission The Commission checked compliance with H2020 criteria for the PPPs (art. 19) with the help of high-level external experts Commission decision to launch the contractual PPP Signing of the Contractual arrangement

10 PPPs in Horizon 2020 Joint Technology Initiatives Innovative Medicines (IMI) Clean Sky Single European Sky ATM Research (SESAR) Fuel Cells and Hydrogen (FCH) Electronic Components and Systems (ECSEL - old ARTEMIS + ENIAC) New: Bio-based Industries (BBI) Contractual PPPs Factory of the Future (FoF) Energy-efficient Buildings (EeB) Green Vehicles (EGVI) Future internet (5G) New: Sustainable Process Industry (SPIRE) Robotics Photonics High Performance Computing

11 Contractual Public Private Partnerships in Horizon 2020 Factories of the Future (FoF) 1150 Energy-efficient Buildings (EeB) 600 European Green Vehicles Initiative (EGVI) EU indicative funding (M ) 750 Sustainable Process Industry 900 Advanced 5G network infrastructure for the Future Internet (5G) 700 High Performance Computing (HPC) 700 Robotics 700 Photonics TOTAL: Industry has pledged to complement these amounts with private investment in the order of 5 to 10 times the level of public funding, with related activities included.

12 Horizon 2020 Rules Types of action RIA: Research and innovation actions IA: actions CSA: Coordination and support actions Minimum participation conditions At least three legal entities each established in a different Member State or an Associated Country for collaborative actions (and minimum one entity for CSAs) Evaluation criteria Excellence Impact Quality and efficiency of the action (similar with FP7) Thresholds are depending on the call conditions Time to Grant shortened Maximum 8 months (5 to evaluation results and 3 to Grant Agreement) Grant preparation rather than negotiation (proposals are evaluated "as is" and not "what could be")

13 Simplified funding rates FP7 Horizon 2020 Maximum reimbursemen t rates Research and technological development activities (*) Demonstration activities Other activities One project = One rate For all beneficiaries and all activities in the grant. Network of excellence 50% 75% (**) 100% Defined in the Work Programme: Up to 100 % of the eligible costs; Collaborative project(****) 50% 75% (**) 50% 100% but limited to a maximum of 70 % for innovation actions (non-profit organisations to a maximum of 100%). Coordination and support action 100% (***) Single indirect cost model 25% flat rate for all

14 The WP approach of Horizon 2020 A strong challenge-based approach, allowing applicants to have considerable freedom to come up with innovative solutions Simplified list of possible types of action (e.g. research and innovation at 100%; innovation actions at 70%, ) Strong emphasis on expected impact, less prescription Cross-cutting issues mainstreamed (e.g. social sciences, gender, international co-operation ) Work programmes with 2-year duration 14

15 The LEIT part of the WP uses Technology Readiness Levels (or TRL) from 3-4 up to 7-8 Synergies with other EU, national or regional programmes are encouraged: Some topics are particularly suitable for additional funding e.g. to explore paths to commercial exploitation or to deploy H2020-funded technologies 15

16 Work Programme topics Structure reflects the challenge-based approach: 3 key features Specific Challenge - sets context, problem to be addressed, why intervention is needed Scope - delineates the problem, specifies the focus and the boundaries of the potential action BUT without overly describing specific approaches Expected Impact - describes the key elements of what is expected to be achieved in relation to the specific challenge 16

17 FoF - Call topics for 2014 Total EC funding: 116 million NMP (82 M ) 3 topics RIA 2 topics IA 1 topic CSA ICT (34 M ) 1 topic RIA & CSA Common deadline: 20 March 2014 Areas covered include: process optimisation; manufacturing of complex structures; energy and other resource efficiency; worker-attractive factories; product-service design; and humanrobot collaboration

18 EeB - Call topics for 2014 Total EC funding: 62,5 million NMP (49,5 M ) 2 topics RIA 1 topic IA 1 topic CSA Energy (8 M ) 1 topic IA Environment (5 M ) 1 topic RIA Common deadline: 20 March 2014 Areas covered include: materials for the building envelope; adaptable envelopes; self-inspection; manufacturing of prefabricated modules; and energy strategies for renovation of historic buildings

19 EGVI - Call topics for 2014 Total EC funding: 145 million Transport (129 M ) deadline 28 August topics RIA 4 topics IA NMP (16 M ) deadline 7 October topic RIA Areas covered include: lithium batteries; energy management in electrical vehicles; natural gas powertrains and components for cars and vans and also for heavy duty vehicles; hybrid light and heavy duty vehicles; and electric two-wheelers & light vehicles

20 SPIRE - Call topics for 2014 Total EC funding: 116,3 million NMP (60,3 M ) deadline 20 March topic RIA 2 topics IA 1 topic CSA Energy (12 M ) 1 topic IA (8 M ) deadline 20 March topic RIA (est. 4 M ) 2 stages: deadlines / Environment (44 M ) 2 stages: deadlines / topic IA Areas covered include: integrated process control; processes using renewables as flexible feedstock; downstream processing of mixtures; heat recovery; solar cooling systems; and moving towards a circular economy through industrial symbiosis

21 SPIRE - Call topics for 2015 Total EC funding: 89 million NMP (77 M ) deadline 9 December topic RIA 2 topics IA Energy (12 M ) 1 topic IA (8 M ) deadline 9 December topic RIA (est. 4 M ) 2 stages: deadlines / Areas covered include: process intensification; energy and resource management systems; metal & minerals recovery; solids handling; heat recovery; and solar heating for industrial processes

22 Call for Factories of the Future (FoF cppp) Topic code Topic title Type of Action FoF Process optimisation of manufacturing assets RIA & CSA (SA) FoF Manufacturing processes for complex structures and geometries with efficient use of RIA material FoF Global energy and other resources efficiency in manufacturing enterprises RIA FoF Developing smart factories that are attractive to workers IA FoF Innovative product-service design using manufacturing intelligence RIA FoF Symbiotic human-robot collaborations for safe and dynamic multimodal manufacturing IA systems FoF Support for the enhancement of the impact of FoF PPP projects CSA (CA) FoF ICT-enabled modelling, simulation, analytics and forecasting technologies RIA & CSA (SA) FoF ICT for Manufacturing SMEs (I4MS) IA & CSA (SA) FoF Manufacturing of custom made parts for personalised products RIA FoF Flexible production systems based on integrated tools for rapid reconfiguration of IA machinery and robots FoF Industrial technologies for advanced joining and assembly processes of multi-materials IA FoF Re-use and re-manufacturing technologies and equipment for sustainable product life RIA cycle management FoF Integrated design and management of production machinery and processes RIA

23 Call for Energy-efficient Buildings (EeB cppp) Topic code Topic title Type of Action EeB Materials for building envelope IA EeB Adaptable envelopes integrated in building refurbishment projects RIA EeB Development of new self-inspection techniques and quality check RIA measures for efficient construction processes EeB Support for the enhancement of the impact of EeB PPP projects CSA (CA) EE Manifacturing of prefabricated modules for renovation of building IA EE Energy strategies and solutions for deep renovation of historic buildings RIA EeB Innovative design tools for refurbishment at building and district level IA EeB Integrated solutions of thermal energy storage for building applications RIA EeB New tools and methodologies to reduce the gap between predicted IA and actual energy performances at the level of buildings and blocks of buildings EE Buildings design for new highly energy performing buildings IA EeB Integrated approach to retrofitting of residential buildings IA

24 Call for Sustainable Process Industries (SPIRE cppp) Topic code Topic title Type of Action SPIRE Integrated Process Control RIA SPIRE Adaptable industrial processes allowing the use of renewables as flexible feedstock for IA chemical and energy applications SPIRE Improved downsteam processing of mixtures in process industries IA SPIRE Methodologies, tools and indicators for cross-sectorial sustainability assessment of CSA (SA) energy and resource efficient solutions in the process industry EE New technologies for utilization of heat recovery in large industrial systems, considering the whole energy cycle from the heat production to the delivery and end use IA LCE Developing the next generation technologies of renewable electricity and heating /cooling: RIA solar cooling systems Waste Moving towards a circular economy through industrial symbiosis IA SPIRE New adaptable catalytic reactor methodologies for Process Intensification RIA SPIRE Energy and resource management systems for improved efficiency in the process RIA industries SPIRE Recovery technologies for metals and other minerals IA EE New technologies for utilization of heat recovery in large industrial systems, considering the whole energy cycle from the heat production to the delivery and end use IA LCE Developing the next generation technologies of renewable electricity and heating /cooling: RIA solar heating for industrial processes SPIRE Solids handling for intensified process technology IA

25 Call for European Green Vehicles Initiative (EGVI cppp) Topic code Topic title Type of Action GV Next generation of competitive lithium batteries to meet customer RIA expectations GV Optimised and systematic energy management in electric vehicles RIA GV Future natural gas powertrains and components for cars and vans IA GV Hybrid light and heavy duty vehicles IA GV Electric two-wheelers and new light vehicles cincepts IA GV Future natural gas powertrains and components for heavy duty vehicles IA NMP Post lithium ion batteries for electric automotive applications RIA GV Powertrain control for heavy-duty vehicles with optimised emissions IA GV Electric vehicles'enhanced performance and integration into the transport system and the grid RIA

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27 HORIZON 2020 Thank you for your attention More information: HORIZON 2020: Contractual Public-Private Partnerships in research and innovation: