Ph.D., 1981, University of Washington. Major: Financial Accounting. Minors: Management Accounting, Psychology, Research Methods.

Transcription

1 William S. Waller Professor of Accounting University of Arizona Address: Education: Major Fields: Department of Accounting College of Business and Public Administration University of Arizona McClelland Hall 301X Tucson, Arizona (phone: ; Ph.D., 1981, University of Washington. Major: Financial Accounting. Minors: Management Accounting, Psychology, Research Methods. M.S., 1974, Northern Illinois University. Major: Accounting. B.S., 1971, University of Illinois (Urbana). Major: Accounting. Research: Teaching: Behavioral Research in Accounting and Auditing. Cost/Managerial Accounting, Auditing, Behavioral Accounting. Employment: : Deloitte & Touche Professor of Accounting, University of Arizona. 2004: Shaw Foundation Professor (visiting), Nanyang Technological University, Singapore : Visiting Scholar & Wei Lun Fellow, Hong Kong University of Science & Technology : Professor of Accounting, University of Arizona : Audit Research Fellow, KPMG Peat Marwick : Associate Professor of Accounting, University of Arizona. 1988: Visiting Associate Professor of Accounting, University of Washington. 1987: Academic Visitor, London School of Economics and Political Science : Assistant Professor of Accounting, University of Arizona : Predoctoral Teaching Associate, University of Washington : Lecturer, University of Maryland (Europe) : Staff Accountant, Larsson, Woodyard & Henson, CPAs.

2 Grants, Honors, Awards: Deloitte & Touche Professorship, ABO Notable (Lifetime) Contribution Award in Behavioral Accounting Literature, American Accounting Association. Shaw Foundation Fellowship, Singapore, Research Grant, Hong Kong, Wei Lun Fellowship, Hong Kong, Research Grant, Price Waterhouse Foundation, Visiting Faculty, AAA Doctoral Consortium, Resident Faculty, AAA Doctoral Consortium, Audit Research Fellow, KPMG Peat Marwick, Research Grant, Karl Eller Center, University of Arizona, Honorary Faculty Member, Beta Alpha Psi, University of Arizona, Research Grant, American Accounting Association, Research Grant, Peat, Marwick, Mitchell Foundation, , Ernst & Whinney Doctoral Fellowship, Deloitte, Haskins & Sells Ph.D. Award, CPA Certificate, James Scholar, Graduated with Honors, University of Illinois, Editorial Service: Member, Editorial Board, Advances in Accounting, Member, Editorial Board, The Accounting Review, , Member, Editorial Board, Accounting, Organizations and Society, Member, Editorial Board, Auditing: A Journal of Practice and Theory, Member, Editorial Board, Behavioral Research in Accounting, Member, Editorial Board, Journal of Management Accounting Research, Ad Hoc Reviewer: Contemporary Accounting Research, Decision Sciences, Journal of Accounting Research, Journal of American Taxation Association, Journal of Forecasting, Organizational Behavior and Human Decision Processes.

3 Refereed Papers: Chow, C. W. and W. S. Waller Management Accounting and Organizational Control. Management Accounting (April): Waller, W. and J. Jiambalvo The Use of Normative Models in Human Information Processing Research in Accounting. Journal of Accounting Literature (Spring): Jiambalvo, J. and W. S. Waller Decomposition and Assessments of Audit Risk. Auditing: A Journal of Practice & Theory (Spring): Waller, W. S. and T. R. Mitchell The Effects of Context on the Selection of Decision Strategies for the Cost Variance Investigation Problem. Organizational Behavior and Human Performance (June): Waller, W. S. and W. L. Felix, Jr The Auditor and Learning from Experience: Some Conjectures. Accounting, Organizations and Society (June): Waller, W. S. and W. L. Felix, Jr The Effects of Incomplete Outcome Feedback on Auditors' Self-Perceptions of Judgment Ability. The Accounting Review (October): Waller, W. S. and C. W. Chow The Self-Selection and Effort Effects of Standard-Based Employment Contracts: A Framework and Some Empirical Evidence. The Accounting Review (July): Waller, W. S Self-Selection and the Probability of Quitting: A Contracting Approach to Employee Turnover in Public Accounting. Journal of Accounting Research (Autumn): Chew, S. H. and W. S. Waller Empirical Tests of Weighted Utility Theory. Journal of Mathematical Psychology (March): Waller, W. S. and W. L. Felix, Jr Auditors' Covariation Judgments. The Accounting Review (April): Shields, M. D., I. Solomon, and W. S. Waller Effects of Alternative Sample Space Representations on the Accuracy of Auditors' Uncertainty Judgments. Accounting, Organizations and Society (September): Smith, V. L., J. Schatzberg, and W. S. Waller Experimental Economics and Auditing. Auditing: A Journal of Practice and Theory (Fall): Waller, W. S Slack in Participative Budgeting: The Joint Effect of a Truth-Inducing Pay Scheme and Risk Preferences. Accounting, Organizations and Society (January): Chow, C. W., J. Cooper, and W. S. Waller Participative Budgeting: Effects of a Truth- Inducing Pay Scheme and Information Asymmetry on Slack and Performance. The Accounting Review (January): Shields, M. D. and W. S. Waller A Behavioral Study of Accounting Variables in Performance- Incentive Contracts. Accounting, Organizations and Society (October):

4 Refereed Papers: Shields, M. D., I. Solomon, W. S. Waller Auditors' Usage of Unaudited Book Values When Making Pre-Sampling Audit Value Estimates. Contemporary Accounting Research (Fall): Waller, W. S. and W. L. Felix, Jr Auditors' Causal Judgments: Effects of Forward vs. Backward Inference on Information Processing. Accounting, Organizations and Society (January): Waller, W. S. and R. A. Bishop An Experimental Study of Incentive Pay Schemes, Communication, and Intrafirm Resource Allocation. The Accounting Review (October): Waller, W. S. and T. R. Mitchell Conditional Probability Judgments: Effects of Imagining vs. Experiencing the Conditioning Event. Organizational Behavior and Human Decision Processes (August): Waller, W. S Auditors' Inherent and Control Risk Assessments in Field Settings. The Accounting Review (October): Waller, W. S Discussion of Motivating Truthful Subordinate Reporting: An Experimental Investigation in a Two-Subordinate Context. Contemporary Accounting Research (Spring): Zimbelman, M. F. and W. S. Waller An Experimental Investigation of Auditor-Auditee Interaction under Ambiguity. Journal of Accounting Research (Supplement): Waller, W. S., B. Shapiro, G. Sevcik Do Cost-Based Pricing Biases Persist in Laboratory Markets? Accounting, Organizations and Society (October): Eldenburg, L. and W. S. Waller Decision-Case Mix Model for Analyzing Variation in Cesarean Rates. Medical Decision Making (May-June): Waller, W. S. and M. F. Zimbelman A Cognitive Footprint in Archival Data: Generalizing the Dilution Effect from Laboratory to Field Settings. Organizational Behavior and Human Decision Processes (July): Frederickson, J. and W. Waller Carrot or Stick? Contract Framing and Use of Decision-Influencing Information in a Principal-Agent Setting. Journal of Accounting Research (December): Book Chapters: Chow, C. W. and W. S. Waller Management Accounting and Organizational Control. In Readings in Cost Accounting, Budgeting, and Control, Sixth Edition, edited by W. Thomas. Cincinnati: Southwestern Publishing. Reprinted from Management Accounting (April, 1982): Waller, W. S Managerial Decision Making. In Management Planning and Control: The Behavioral Foundations, edited by K. Ferris and L. Livingstone. Columbus: Century VII. Waller, W. S Brunswikian Research in Accounting and Auditing. In Human Judgment: The SJT Approach, edited by B. Brehmer and D. Joyce. Amsterdam: North Holland.

5 Book Chapters: Chow, C. W., J. Cooper, and W. S. Waller Participative Budgeting: Effects of a Truth- Inducing Pay Scheme and Information Asymmetry on Slack and Performance. In Accounting and Control Systems: A Technical, Social, and Behavioral Integration, Second Edition, edited by J. Bell. New York: Markus Wiener. Reprinted from The Accounting Review (January, 1988): Waller, W. S Decision-making Research in Managerial Accounting: Return to Behavioral Economics Foundations. In Judgment and Decision Making in Accounting and Auditing, edited by R. H. Ashton and A. H. Ashton. Cambridge: Cambridge University Press. Waller, W. S Behavioral Accounting Experiments in Market and Game Settings. In Experimental Business Research, edited by R. Zwick and A. Rapoport. Boston: Kluwer. Kim, C. K. and W. S. Waller A Behavioral Accounting Study of Strategic Interaction in a Tax Compliance Game. In Experimental Business Research, Volume III, edited by R. Zwick and A. Rapoport. Boston: Kluwer. Conference Proceedings: Waller, W. S. and W. L. Felix, Jr Cognition and the Auditor's Opinion Formulation Process: A Schematic Model of Interactions between Memory and Current Audit Evidence. In Decision Making and Accounting: Current Research, edited by S. Moriarity and E. Joyce. Norman: University of Oklahoma Press. Waller, W. S Discussion of The Winner's Curse, Information and Emergent Market Rationality. In Laboratory Market Research, edited by S. Moriarity. Norman: University of Oklahoma Press. Waller, W. S Integrating Behavioral and Model-Based Perspectives on Incentive Contracting in Management Accounting Contexts. In Accounting Research Convocation, edited by R. Ingram. Tuscaloosa: University of Alabama. Waller, W. S Discussion of The Auditor's Assessment of the Competence and Integrity of Client Personnel. Auditing: A Journal of Practice and Theory (Supplement). Waller, W. S A Behavioral-Economics Approach to Auditors' Risk Assessments. In University of Kansas Auditing Symposium, edited by R. Srivastava. Lawrence: University of Kansas. Research Presentations: American Accounting Association (Annual Meeting, Auditing Section, Doctoral Consortium, Management Accounting Seciton), Arizona State University, Behavioral Research in Management Conference, Brunswikian Society Meeting, Contemporary Accounting Research Conference, Economic Science Association, Hong Kong University of Science and Technology, London School of Economics, Nanyang Technological University, National Chengchi University, National Taiwan University, Price Waterhouse Auditing Symposium, Sun Yat-sen University, Tsinghua University, Universities of Alabama, Alberta, Amsterdam, Colorado, Connecticut, Duke, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Maastricht, Manchester, Memphis, Michigan, Michigan State, Minnesota, Missouri, Nebraska, North Carolina, North Texas, Ohio State, Oklahoma, Oregon, Rutgers, San Diego State, Southern California, Texas, Washington, Wisconsin.