Brookfield High Yield Strategic Income Fund Proxy Voting Record For the Period July 1, 2013 to June 30, 2014

Transcription

1 CGI Group Inc Meeting Date: 01/29/2014 Country: Canada Record Date: 12/13/2013 Meeting Type: Annual Ticker: GIB.A Primary CUSIP: 39945C109 Meeting for Class A Subordinate Voting and Management Class B Shareholders 1.1 Elect Alain Bouchard as Director Management For Yes For 1.2 Elect Bernard Bourigeaud as Director Management For Yes For 1.3 Elect Jean Brassard as Director Management For Yes For 1.4 Elect Robert Chevrier as Director Management For Yes For 1.5 Elect Dominic D'Alessandro as Director Management For Yes For 1.6 Elect Thomas P. d'aquino as Director Management For Yes For 1.7 Elect Paule Dore as Director Management For Yes For 1.8 Elect Richard B. Evans as Director Management For Yes For 1.9 Elect Julie Godin as Director Management For Yes For 1.10 Elect Serge Godin as Director Management For Yes For 1.11 Elect André Imbeau as Director Management For Yes For 1.12 Elect Gilles Labbé as Director Management For Yes For 1.13 Elect Michael E. Roach as Director Management For Yes For 1.14 Elect Joakim Westh as Director Management For Yes For 2 Approve Ernst & Young LLP as Auditors and Management For Yes For 3 Re-approve Stock Option Plan Management For Yes Against 1 P a g e

2 Canfor Corporation Meeting Date: 04/30/2014 Country: Canada Record Date: 03/06/2014 Meeting Type: Annual Ticker: CFP Primary CUSIP: Elect Director Peter J. G. Bentley Management For No N/A 1.2 Elect Director Glen D. Clark Management For No N/A 1.3 Elect Director Michael J. Korenberg Management For No N/A 1.4 Elect Director James A. Pattison Management For No N/A 1.5 Elect Director Conrad A. Pinette Management For No N/A 1.6 Elect Director James McNeill (Mack) Singleton Management For No N/A 1.7 Elect Director Ross S. Smith Management For No N/A 1.8 Elect Director William W. Stinson Management For No N/A 2 Ratify PricewaterhouseCoopers LLP as Management For No N/A Auditors New Gold Inc. Meeting Date: 04/30/2014 Country: Canada Record Date: 03/21/2014 Meeting Type: Annual/Special Ticker: NGD Primary CUSIP: Elect Director David Emerson Management For No N/A 1.2 Elect Director James Estey Management For No N/A 1.3 Elect Director Robert Gallagher Management For No N/A 1.4 Elect Director Vahan Kololian Management For No N/A 1.5 Elect Director Martyn Konig Management For No N/A 1.6 Elect Director Pierre Lassonde Management For No N/A 1.7 Elect Director Randall Oliphant Management For No N/A 1.8 Elect Director Raymond Threlkeld Management For No N/A 2 Approve Deloitte LLP as Auditors and Management For No N/A 3 Re-approve Stock Option Plan Management For No N/A 4 Approve Long Term Incentive Plan Management For No N/A 5 Advisory Vote on Executive Compensation Management For No N/A 2 P a g e

3 Detour Gold Corporation Meeting Date: 05/01/2014 Country: Canada Record Date: 03/27/2014 Meeting Type: Annual Ticker: DGC Primary CUSIP: Elect Director Peter E. Crossgrove Management For No N/A 1.2 Elect Director Louis Dionne Management For No N/A 1.3 Elect Director Robert E. Doyle Management For No N/A 1.4 Elect Director Andre Falzon Management For No N/A 1.5 Elect Director Ingrid J. Hibbard Management For No N/A 1.6 Elect Director J. Michael Kenyon Management For No N/A 1.7 Elect Director Paul Martin Management For No N/A 1.8 Elect Director Alex G. Morrison Management For No N/A 1.9 Elect Director Jonathan Rubenstein Management For No N/A 1.10 Elect Director Graham Wozniak Management For No N/A 2 Approve KPMG LLP as Auditors and Authorize Management For No N/A Board to Fix Their Remuneration MEG Energy Corp. Meeting Date: 05/01/2014 Country: Canada Record Date: 03/31/2014 Meeting Type: Annual/Special Ticker: MEG Primary CUSIP: a Elect Director William McCaffrey Management For Yes For 1b Elect Director David J. Wizinsky Management For Yes For 1c Elect Director David B. Krieger Management For Yes For 1d Elect Director Peter R. Kagan Management For Yes For 1e Elect Director Boyd Anderson Management For Yes For 1f Elect Director James D. McFarland Management For Yes For 1g Elect Director Harvey Doerr Management For Yes For 1h Elect Director Robert Hodgins Management For Yes For 1i Elect Director Jeffrey J. McCaig Management For Yes For 2 Approve Shareholder Rights Plan Management For Yes For 3 Approve PricewaterhouseCoopers LLP as Management For Yes For Auditors and Authorize Board to Fix Their Remuneration 3 P a g e

4 Athabasca Oil Corporation Meeting Date: 05/08/2014 Country: Canada Record Date: 03/19/2014 Meeting Type: Annual/Special Ticker: ATH Primary CUSIP: 04682R107 1 Fix Number of Directors at Six Management For No N/A 2.1 Elect Director Tom Buchanan Management For No N/A 2.2 Elect Director Gary Dundas Management For No N/A 2.3 Elect Director Ronald J. Eckhardt Management For No N/A 2.4 Elect Director Marshall McRae Management For No N/A 2.5 Elect Director Peter Sametz Management For No N/A 2.6 Elect Director Sveinung Svarte Management For No N/A 3 Amend Stock Option Plan Management For No N/A 4 Approve Performance Award Plan Management For No N/A 5 Adopt By-Law No. 1 Management For No N/A 6 Approve Ernst & Young LLP as Auditors and Management For No N/A Paramount Resources Ltd. Meeting Date: 05/08/2014 Country: Canada Record Date: 03/24/2014 Meeting Type: Annual Ticker: POU Primary CUSIP: Elect Director Clayton Riddell Management For No N/A 1.2 Elect Director John Gorman Management For No N/A 1.3 Elect Director John Roy Management For No N/A 1.4 Elect Director James Riddell Management For No N/A 1.5 Elect Director Dirk Junge Management For No N/A 1.6 Elect Director Bernhard Wylie Management For No N/A 1.7 Elect Director James Bell Management For No N/A 1.8 Elect Director David Knott Management For No N/A 1.9 Elect Director Thomas Claugus Management For No N/A 1.10 Elect Director Susan Riddell Rose Management For No N/A 2 Ratify Ernst & Young LLP as Auditors Management For No N/A 4 P a g e

5 Tahoe Resources Inc. Meeting Date: 05/08/2014 Country: Canada Record Date: 03/28/2014 Meeting Type: Annual Ticker: THO Primary CUSIP: Elect Director Lorne B. Anderson Management For Yes For 1.2 Elect Director John P. Bell Management For Yes For 1.3 Elect Director Tanya M. Jakusconek Management For Yes For 1.4 Elect Director C. Kevin McArthur Management For Yes For 1.5 Elect Director A. Dan Rovig Management For Yes For 1.6 Elect Director Paul B. Sweeney Management For Yes For 1.7 Elect Director James S. Voorhees Management For Yes For 1.8 Elect Director Kenneth F. Williamson Management For Yes For 2 Ratify Deloitte LLP as Auditors Management For Yes For 3 Approve Shareholder Rights Plan Management For Yes For Valeant Pharmaceuticals International, Inc. Meeting Date: 05/20/2014 Country: Canada Record Date: 04/08/2014 Meeting Type: Annual Ticker: VRX Primary CUSIP: 91911K102 1a Elect Director Ronald H. Farmer Management For No N/A 1b Elect Director Colleen A. Goggins Management For No N/A 1c Elect Director Robert A. Ingram Management For No N/A 1d Elect Director Anders Lonner Management For No N/A 1e Elect Director Theo Melas-Kyriazi Management For No N/A 1f Elect Director J. Michael Pearson Management For No N/A 1g Elect Director Robert N. Power Management For No N/A 1h Elect Director Norma A. Provencio Management For No N/A 1i Elect Director Howard B. Schiller Management For No N/A 1j Elect Director Katharine B. Stevenson Management For No N/A 2 Advisory Vote to Ratify Named Executive Management For No N/A Officers' Compensation 5 P a g e

6 Valeant Pharmaceuticals International, Inc. 3 Approve PricewaterhouseCoopers LLP as Management For No N/A Auditors and Authorize Board to Fix Their Remuneration 4 Approve Omnibus Stock Plan Management For No N/A Crew Energy Inc. Meeting Date: 05/22/2014 Country: Canada Record Date: 04/14/2014 Meeting Type: Annual/Special Ticker: CR Primary CUSIP: Fix Number of Directors at Five Management For No N/A 2.1 Elect Director John A. Brussa Management For No N/A 2.2 Elect Director Jeffery E. Errico Management For No N/A 2.3 Elect Director Dennis L. Nerland Management For No N/A 2.4 Elect Director Dale O. Shwed Management For No N/A 2.5 Elect Director David G. Smith Management For No N/A 3 Approve KPMG LLP as Auditors and Authorize Management For No N/A Board to Fix Their Remuneration 4 Approve Advance Notice Policy Management For No N/A First Majestic Silver Corp. Meeting Date: 05/27/2014 Country: Canada Record Date: 04/01/2014 Meeting Type: Annual Ticker: FR Primary CUSIP: 32076V103 1 Fix Number of Directors at Six Management For No N/A 2.1 Elect Director Keith Neumeyer Management For No N/A 2.2 Elect Director Ramon Davila Management For No N/A 2.3 Elect Director Robert A. McCallum Management For No N/A 2.4 Elect Director Douglas Penrose Management For No N/A 2.5 Elect Director Tony Pezzotti Management For No N/A 2.6 Elect Director David Shaw Management For No N/A 6 P a g e

7 First Majestic Silver Corp. 3 Approve Deloitte LLP as Auditors and Management For No N/A 4 Re-approve Stock Option Plan Management For No N/A Tourmaline Oil Corp. Meeting Date: 06/04/2014 Country: Canada Record Date: 05/02/2014 Meeting Type: Annual/Special Ticker: TOU Primary CUSIP: 89156V106 1 Fix Number of Directors at Eleven Management For Yes For 2.1 Elect Director Michael L. Rose Management For Yes For 2.2 Elect Director William D. Armstrong Management For Yes For 2.3 Elect Director Lee A. Baker Management For Yes For 2.4 Elect Director Robert W. Blakely Management For Yes For 2.5 Elect Director John W. Elick Management For Yes For 2.6 Elect Director Kevin J. Keenan Management For Yes For 2.7 Elect Director Phillip A. Lamoreaux Management For Yes For 2.8 Elect Director Andrew B. MacDonald Management For Yes For 2.9 Elect Director Clayton H. Riddell Management For Yes For 2.10 Elect Director Brian G. Robinson Management For Yes For 2.11 Elect Director Robert N. Yurkovich Management For Yes For 3 Approve KPMG LLP as Auditors and Authorize Management For Yes For Board to Fix Their Remuneration 4 Re-approve Share Option Plan Management For Yes For 5 Amend Share Option Plan Management For Yes For 6 Approve Stock Option Plan Grants Management For Yes For 7 P a g e