Reduce risk and safeguard your business. A single integrated solution to address all your compliance training, CPD and T&C requirements and evidence

Transcription

1 Reduce risk and safeguard your business. A single integrated solution to address all your compliance training, CPD and T&C requirements and evidence competency within your organisation.

2 Meet ComplianceServe Managing risk in today s financial services sector calls for an holistic approach which brings together effective compliance training, CPD management, robust T&C and the additional demands presented by the accountability regime. We can help you. ComplianceServe is an integrated solution based on our award-winning LMS, which provides effective training on the vital governance, risk and compliance topics together with powerful tools to manage and evidence competency across your organisation. In association with

3 What ComplianceServe offers ComplianceServe has been created by industry experts to embed a culture of ethical behaviour and compliance in your organisation elearning Library CPD T&C Reporting Unicorn Training - ComplianceServe product brochure 03

4 Encourage the right behaviours With the UK regulators increasing focus on firms culture and governance, financial crime and money laundering and the fair treatment of customers, the need to instil a culture of ethical behaviour through effective training in governance, risk and compliance (GRC) matters has never been greater. With the extension of the Senior Managers & Certification Regime (SMCR), the ability to manage and evidence employee competency has become a critical issue. Leveraging Unicorn s 30-year track record delivering great learning experiences through the innovative use of technology, ComplianceServe provides firms with access to an extensive catalogue of GRC learning content and a range of tools to manage CPD and evidence competency through a single, secure portal. Created through a unique collaboration between learning experts and our strategic partners, FSTP and UK Finance, ComplianceServe already helps hundreds of regulated firms to reduce risk, safeguard their organisations and deliver better outcomes for their customers. With the bar set to go even higher, can you afford to get left behind? 04 Unicorn Training - ComplianceServe product brochure

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6 Key solution features Access our extensive elearning library ComplianceServe provides access to a comprehensive library of online learning, with over 50 courses organised into bite-size learning activities, designed to enable firms to create a culture of continuous learning and change behaviours through practical case studies and scenarios. All our courses are regularly reviewed and updated in conjunction with subject matter experts to ensure they always reflect the latest regulation and best practice guidance. Identify individual knowledge gaps with diagnostic assessments Create diagnostic assessments across groups of topics to identify individual knowledge gaps and let the system automatically assign only the learning activities your employees need to complete to demonstrate competency in each relevant topic. Recognising that your learners have different levels of knowledge will save your firm valuable time and maximise learner engagement. 06 Unicorn Training - ComplianceServe product brochure

7 Key solution features Manage Continuing Professional Development (CPD) Effective and consistent CPD is an essential part of professional standards. ComplianceServe enables you to record and track all your CPD activities from your desktop, or on the move using our mobile CPD app. The CPD dashboard on the home page shows each learner s progress against the scheme, and lists completed activities which will qualify for CPD after the learner enters their reflective statements. Implement a robust Training and Competence (T&C) scheme Our integrated Training and Competence (T&C) feature helps firms comply with the FCA s T&C regime, using a series of generic online forms underpinned by pre-set workflows to manage and evidence both competency and performance. The forms feature can be enabled for firms who wish to create their own specific forms and workflows. Unicorn Training - ComplianceServe product brochure 07

8 Key solution features Tailor learning content to include your organisation s own materials Create and manage your own learning pathways, with rules-based enrolment to ensure you deliver the right content with minimal effort, and automated s to remind learners as their deadlines approach. Use the integrated authoring tool, ecreator, to build your own micro-learning modules to address your firm s policies and procedures and create pathways tailored to your specific needs. Monitor firm-wide progress with reporting and dashboards ComplianceServe provides a comprehensive range of standard reports for learners, managers and administrators to quickly highlight areas of non-compliance. The integrated report generator enables you to create your own reports which can be ed to designated individuals or groups and exported in a variety formats. For managers and supervisors, the My Team Activity dashboard highlights how your team members are performing against their targets, with the ability to drill down to see where action is needed. 08 Unicorn Training - ComplianceServe product brochure

9 Key solution features An intuitive and user-friendly solution for your employees The My Activities feature highlights learning assigned to an individual and when it must be completed. You can use the Find Learning feature to search for content by course title, key words, learning format or industry sector and instantly add them to your training plan. With ComplianceServe it s easy to create a culture of continuous learning with content that is accessible from your desktop or tablet using our Learning Path mobile app which supports offline learning with automatic synchronisation of learning progress whenever you are online. Senior Managers & Certification Regime Define and manage a Statement of Responsibilities setting out the areas for which your senior managers are personally accountable and produce a firm-wide Responsibilities Map for the regulator. Identify your firm s material risk-takers who pose a risk of significant harm to the firm or any of its customers, with robust reporting to monitor progress and the ability to assess their fitness and propriety on an annual basis and issue certificates. Unicorn Training - ComplianceServe product brochure 09

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11 For firms of all sizes Available on a simple, subscription basis, ComplianceServe is aimed at organisations of all sizes, with the option to add additional features such as Single Sign-On, a data feed from your HRIS system, the ability to host 3rd-party content, manage question banks and apply a custom-theme to create a fully-branded, enterprise-wide learning portal. Already have your own LMS? No problem, our hosted solution, ContentServe, provides access to the elearning library, diagnostic assessments and content management tools from your existing learning platform. Safeguard your business ComplianceServe is a cost-effective, robust and trusted solution created by recognised industry experts to meet your GRC training needs and embed a culture where employees are conducting themselves in a compliant manner. ComplianceServe will help you minimise risk and develop best practice in the workplace. Safeguard your business today with ComplianceServe. Contact us free today on or us for more information at enquiries@unicorntraining.com. Click here for free 14 day trail complianceserve.com Unicorn Training - ComplianceServe product brochure 011

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