Pre-Scheduling Operations

Transcription

1 PJM Manual 10: Pre-Scheduling Operatins Revisin: 23 Effective Date: January 2, 2008 Prepared by System Operatin Divisin Revisin 23, Effective Date: 01/2/2008 i

2 Manual 10: Pre-Scheduling Operatins Table f Cntents PJM Manual 10: Pre-Scheduling Operatins Table f Cntents Table f Cntents... ii Table f Exhibits... iv Apprval... 1 Current Revisin... 1 Intrductin... 1 ABOUT THIS MANUAL... 1 Intended Audience... 1 References... 2 What Yu Will Find In This Manual... 2 Sectin 1: Pre-Scheduling Overview... 3 Sectin 2: Outage Reprting... 7 OUTAGE REPORTING OVERVIEW... 7 Request Prcedure... 8 Rules & Regulatins... 8 Planned Outage Extensin... 9 Planned Outage Restrictins fr Black Start Units... 9 Maintenance General Infrmatin Rules & Regulatins Maintenance Outage Extensin UNPLANNED OUTAGES Sectin 3: Reserve Requirements Day-ahead Scheduling (Operating) Reserve Requirement Determinatin Day-ahead Scheduling (Operating) & Cntingency (Primary) Reserve Requirements Synchrnized Reserve Requirement Sectin 4: Regulatin Requirements Regulating Resurce Eligibility Regulating Resurce Characteristics Sectin 5: Maintaining Market Infrmatin Hydr Resurce Design Data Sectin 6: Winter Net Capability Test Exemptin PJM NET CAPABILITY VERIFICATION TESTS WINTER NET CAPABILITY TEST EXEMPTION PROGRAM Pre-Scheduling Details Scheduling Details Scheduling Exceptins Accunting Assumptins Revisin 23, Effective Date: 01/02/2008 ii

3 Manual 10: Pre-Scheduling Operatins Table f Cntents Cmpletin f the Prgram Revisin Histry Revisin 23, Effective Date: 01/02/2008 iii

4 Manual 10: Pre-Scheduling Operatins Table f Exhibits Table f Exhibits EXHIBIT 1: PRE-SCHEDULING, SCHEDULING, AND DISPATCHING TIMELINE... 4 EXHIBIT2: PJM ENERGY MARKET STRUCTURE... 6 EXHIBIT 3: MAINTENANCE OUTAGE TIMELINE...11 EXHIBIT 4: GRAPHIC REPRESENTATION OF RESERVES...14 EXHIBIT 5: LIMIT RELATIONSHIP FOR REGULATION...20 Revisin 23, Effective Date: 01/2/2008 iv

5 Manual 10: Pre-Scheduling Operatins Apprval and Current Revisin Apprval Apprval Date: 1/2/2008 Effective Date: 1/2/2008 David Suder, Manager Operatins Planning Revisin 23 (1/2/2008) Minr editing t align with NERC Reserve Definitin Titles Sectin 3: Defined annual Day-ahead Scheduling Reserve Requirement Replaced Operating Reserves with Day-ahead Scheduling Reserves Replaced Primary Reserves with Cntingency (Primary) Reserves Replaced Objective(s) with Requirement(s) Current Revisin Clarified Cntingency (Primary) Reserve Requirements, referencing RFC Standards and adding Emergency Prcedures Triggers fr Mid-Atlantic Cntrl Zne and RFC. Attachment A: Deleted due t develpment f an annual RTO requirement. Revisin 23, Effective Date: 01/2/2008 1

6 Manual 10: Pre-Scheduling Operatins Intrductin Intrductin Welcme t the PJM Manual fr Pre-Scheduling Operatins. In this Intrductin, yu will find the fllwing infrmatin: What yu can expect frm the PJM Manuals in general (see Abut PJM Manuals ). What yu can expect frm this PJM Manual (see Abut This Manual ). Hw t use this manual (see Using This Manual ). Abut PJM Manuals The PJM Manuals are the instructins, rules, prcedures, and guidelines established by PJM fr the peratin, planning, and accunting requirements f the PJM RTO and the PJM Energy Market. The manuals are gruped under the fllwing categries: Transmissin PJM Energy Market Generatin and transmissin intercnnectin Reserve Accunting and Billing PJM administrative services Fr a cmplete list f all PJM Manuals, g t and select Manuals under the Dcuments pull-dwn menu. Abut This Manual The PJM Manual fr Pre-Scheduling Operatins is the first manual within the PJM Interchange Energy Market series. This manual fcuses n PJM and PJM Member prescheduling activities that set the stage fr the scheduling and dispatching phases f the PJM RTO peratin. The PJM Manual fr Pre-Scheduling Operatins cnsists f five sectins and ne attachment. These sectins are listed in the table f cntents beginning n page ii. Intended Audience The intended audiences fr the PJM Manual fr Pre-Scheduling Operatins are: Revisin 23, Effective Date: 01/2/2008 1

7 Manual 10: Pre-Scheduling Operatins Intrductin PJM peratins staff PJM audit staff Lcal Cntrl Center (LCC) peratins supprt staff Transmissin Prviders PJM Members References The References t ther dcuments that prvide backgrund r additinal detail directly related t the PJM Manual fr Pre-Scheduling Operatins are: FERC Order N. 888 FERC Order N. 889 Operating Agreement f PJM Intercnnectin, L.L.C. NERC Operating Guide PJM edart User Guide Using This Manual We believe that explaining cncepts is just as imprtant as presenting the prcedures. Therefre, we start each sectin with an verview. Then, we present details and prcedures. This philsphy is reflected in the way we rganize the material in this manual. The fllwing paragraphs prvide an rientatin t the manual s structure. What Yu Will Find In This Manual A table f cntents that lists tw levels f subheadings within each f the sectins. An apprval page that lists the required apprvals and a brief utline f the current revisin. Sectins cntaining the specific guidelines, requirements, r prcedures including PJM actins and PJM Member actins Attachments that include additinal supprting dcuments, frms, r tables in this PJM Manual A sectin at the end detailing all previus revisins f the PJM Manual Revisin 23, Effective Date: 01/02/2008 2

8 Manual 10: Pre-Scheduling Operatins Sectin 1: Pre-Scheduling Overview Sectin 1: Pre-Scheduling Overview Welcme t the Pre-scheduling Overview sectin f the PJM Manual fr Pre-Scheduling Operatins. In this sectin yu will find the fllwing infrmatin: A descriptin f the scpe and purpse f pre-scheduling (see Scpe & Purpse f Pre-Scheduling ). A descriptin f PJM pre-scheduling respnsibilities (see PJM Respnsibilities ). A descriptin f PJM Members pre-scheduling respnsibilities (see PJM Member Respnsibilities ). Scpe & Purpse f Pre-Scheduling Operatin f the PJM RTO invlves many activities by different perating and technical persnnel. These activities take place in parallel n a cntinuus basis, 24 hurs a day and are gruped int three verlapping time frames: pre-scheduling peratins scheduling peratins dispatching In this PJM Manual fr Pre-Scheduling Operatins we fcus mainly n the activities that take place befre the PJM Energy Market pens each day. Exhibit 1 depicts the Prescheduling activities in the frm f a timeline. The reference pint fr the timeline is the Operating Day, recgnizing that every new day becmes an Operating Day. This timelinetype f descriptin is used thrughut this PJM Manual and the ther PJM Manuals fr Scheduling Operatins and Balancing Operatins. PJM Energy Market bidding is described in the PJM Manual fr Scheduling Operatins. Revisin 23, Effective Date: 01/2/2008 3

9 Manual 10: Pre-Scheduling Operatins Sectin 1: Pre-Scheduling Overview Time Day Event r Deadline D-30 D-3 D-2 D-1 D D+1 D+2 D+3 D+4 D+5 D+6 Deadline Fr New Resurce Infrmatin and Planned Outage Requests Deadline Fr Ntificatin Of Planned and Maintenance Outages Outage Tickets Issued Hydr Frecasts Submitted Market Clses Fr Operating Day Lad Frecasts Submitted Operating Day Market Buyers Lad Frecasts Pre-Scheduling River Flw Frecasts Market Opens Fr Operating Day Exhibit 1: Pre-Scheduling, Scheduling, and Dispatching Timeline The fllwing ntatin is used in the timeline: D represents the Operating Day D-30 represents 30 days befre the Operating Day D+6 represents 6 days after the Operating Day In this manual we make n special distinctin between the terms price and cst. PJM Members submit their bids accrding t either actual cst r ffer price as designated by PJM fr each generatin resurce. Fr specific infrmatin as t the use f price and cst, refer t Markets Database Dictinary. Revisin 23, Effective Date: 01/02/2008 4

10 Manual 10: Pre-Scheduling Operatins Sectin 1: Pre-Scheduling Overview PJM Respnsibilities PJM respnsibilities t supprt pre-scheduling are t: maintain data and infrmatin relating t generatin and transmissin facilities in the PJM RTO, as may be necessary r apprpriate t cnduct the scheduling and dispatch f the PJM Energy Market and PJM RTO maintain data and infrmatin relating t generatin and transmissin facilities external t the PJM RTO, as may be necessary r apprpriate t cnduct the scheduling and dispatch f the PJM Energy Market and PJM RTO with respect t Nn-Metered PJM Members prcess and respnd t requests fr Capacity Resurce utages maintain and update tables that establish the PJM Day-ahead (Operating) Reserve requirements perfrm seasnal perating studies t assess the frecasted adequacy f generating reserves and f the transmissin system Revisin 23, Effective Date: 01/02/2008 5

11 Manual 10: Pre-Scheduling Operatins Sectin 1: Pre-Scheduling Overview PJM Member Respnsibilities Exhibit 2 shws the general structure f the PJM Energy Market accrding t participatin. PJM Member Market Seller Market Buyer Internal External Internal External Exhibit2: PJM Energy Market Structure PJM Member pre-scheduling respnsibilities are t: reprt t PJM all bilateral transactins that extend beynd the next Operating Day The Market Seller pre-scheduling respnsibilities are t: furnish t PJM the infrmatin specified in the Offer Data fr new Capacity Resurces furnish t PJM start-up and n-lad fees fr each Resurce as specified by Sectin f Schedule 1 t the Operating Agreement f PJM Intercnnectin, L.L.C. request apprval frm PJM fr Capacity Resurce utages and reprt utages fr nn-designated, Nn-capacity Resurces Revisin 23, Effective Date: 01/02/2008 6

12 Manual 10: Pre-Scheduling Operatins Sectin 2: Outage Reprting Sectin 2: Outage Reprting Welcme t the Outage Reprting sectin f the PJM Manual fr Pre-Scheduling Operatins. In this sectin yu will find the fllwing infrmatin: What yu can expect frm the Outage Reprting sectin in general (see Outage Reprting Overview ). A descriptin f Planned Outages (see Planned Outages ). A descriptin f Maintenance Outages (see Maintenance Outages ). A descriptin f Unplanned Outages (see Unplanned Outages ). Outage Reprting Overview PJM is respnsible fr crdinating and apprving requests fr utages f generatin and transmissin facilities, as necessary, fr the reliable peratin f the PJM RTO. PJM maintains recrds f utages and utage requests fr these facilities. In this PJM Manual we nly cnsider thse utages that are assciated with generatin. See the PJM Manual fr Transmissin Operatins fr the treatment f transmissin facility utages. Generatin utages fall int the fllwing three categries: planned maintenance unplanned The general prcedure begins with the PJM Members requesting utages via the edart tl. PJM may either accept r reject a specific utage request. It is imprtant t emphasize that PJM des nt schedule when utages shuld take place. PJM nly accepts/rejects the requests fr utages. PJM nly rejects utage requests when they affect the reliability f the PJM RTO. It is the respnsibility f each PJM Member t determine its wn best schedule f utages. Outage requests are hnred by PJM n a first cme-first serve basis. Revisin 23, Effective Date: 01/2/2008 7

13 Manual 10: Pre-Scheduling Operatins Sectin 2: Outage Reprting Planned Outages Planned Outages are scheduled by the PJM Members well in advance and are f a predetermined duratin. Turbine and biler verhauls r inspectins, testing, and nuclear re-fuelings are typical Planned Outages. Characteristically, Planned Outages usually ccur during thse seasns f the year when the peak demand n the pwer system is lwest. Planned Outages have flexible start dates, have a predetermined duratin, last fr several weeks, and ccur nly nce r twice a year. Request Prcedure Refer t the Pre-scheduling Timeline shwn in Exhibit 2 as we describe the prcess fr a Planned Outage request. In rder t be classified as a Planned Outage, the PJM Member submits the initial utage request t PJM thrugh edart n later than 30 days prir t the Operating Day in which the Planned Outage is t begin. Upn receipt f the initial Planned Outage request, PJM executes the validatin prcess and immediately ntifies the PJM Member if the Planned Outage request is denied. In the event that the initial Planned Outage request is denied, the PJM Member reevaluates its Planned Outage schedule and submits a new utage request. This prcess is repeated until the PJM Member submits an utage request that is acceptable. PJM maintains a recrd f the apprved frecasted planned utage requests s that the validatin prcess is kept up t date. Rules & Regulatins There are rules and regulatins that exist regarding planned utages, including: PJM may withdraw its apprval fr a Planned Outage by ntifying the PJM Member wning r cntrlling the Capacity Resurce in advance f the planned cmmencement f the utage, in accrdance with deadlines fr such ntice as specified by PJM. Currently the deadline is at least 24 hurs in advance. Apprval fr a Planned Outage is withdrawn nly as necessary t ensure the adequacy f reserves r the reliability f the PJM RTO in cnnectin with anticipated implementatin r avidance f emergency prcedures. A PJM Member is nt expected t submit ffers fr the sale f energy r ther services r t satisfy delivery bligatins frm all r part f a Capacity Resurce underging an apprved Planned Outage. Revisin 23, Effective Date: 01/02/2008 8

14 Manual 10: Pre-Scheduling Operatins Sectin 2: Outage Reprting Planned Outage Extensin A Planned Outage Extensin is the extensin f a Planned Outage beynd its riginally estimated cmpletin date; such date being established at the start f these utages. A Planned Outage extensin starts at the same time the Planned Outage ends. A Planned Outage Extensin may be used in thse instances when the riginal scpe f wrk requires mre time t cmplete than riginally scheduled. The utage extensin is nt used fr thse instances when unexpected prblems r delays are encuntered t render the Capacity Resurce in questin, ut f service past the expected date f the Planned Outage. The request fr a Planned Outage Extensin must be submitted via edart at least 48 hurs befre the end date f the utage. Planned Outage Restrictins fr Black Start Units A Black Start Unit is defined as a generating unit that can start withut the assistance f an ff-site surce f pwer. Critical black start units are thse receiving cmpensatin fr prviding black start thrugh the PJM Black Start Service as maintained by PJM. In rder t ensure adequate black start capability is available in case f a system restratin, n mre than ne unit at a black start plant with multiple black start units may be n planned maintenance at any ne time (excluding utages n cmmn plant equipment which may make all units unavailable). In additin, cncurrent planned utages at multiple black start plants within a zne may be restricted based n Transmissin Owner requirements fr black start availability. These restrictins have been predefined, apprved by PJM and will be incrprated int the edart tl. A Generatin Owner may substitute anther black start unit (currently nt designated as critical) at a plant (n the same vltage level) fr a black start unit that is n a planned utage t allw a cncurrent planned utage f anther critical black start unit at a plant t begin. This substituted unit must have a valid black start test within the last 13 mnths t be cnsidered as an eligible substitutin. Revisin 23, Effective Date: 01/02/2008 9

15 Manual 10: Pre-Scheduling Operatins Sectin 2: Outage Reprting Maintenance Outages A Maintenance Outage is an utage that may be deferred beynd the next weekend but requires that the Capacity Resurce be remved frm service befre the next Planned Outage. Characteristically, these Maintenance Outages may ccur thrughut the year, have flexible start dates, are much shrter than Planned Outages, and have a predetermined duratin established at the start f the utage. The duratin f a Maintenance Outage is generally unlimited except during the PJM Peak Perid Maintenance Seasn, which is defined as thse weeks cntaining the 24 th thrugh 36 th Wednesday f the calendar year. Each such week shall begin n a Mnday, and apprved Maintenance Outages will be limited t a maximum duratin f 9 cnsecutive days, 5 weekdays plus the included weekends. The definitin f Weekend and Weekday Perids are shwn in Exhibit 3. Revisin 23, Effective Date: 01/02/

16 Manual 10: Pre-Scheduling Operatins Sectin 2: Outage Reprting Exhibit 3: Maintenance Outage Timeline Hwever, if a Maintenance Outage request is submitted fr a generatr, and an extended utage pses ptential reliability cncerns, then the utage duratin can be limited t 9 days, same as during the Peak Perid Maintenance Seasn. Examples f reliability cncerns include: The unit is a critical blackstart unit and anther blackstart unit in the area is already n Planned Outage. The unit is critical fr scheduled transmissin wrk. There is a reserve shrtage in the area. Revisin 23, Effective Date: 01/02/

17 Manual 10: Pre-Scheduling Operatins Sectin 2: Outage Reprting In the event that a generating unit has already been n a maintenance utage fr an extended perid f time when it is determined by PJM t be needed fr reliability, the generatin wner will be given seven days t make the unit available. The generatin wner must make every effrt t make the unit available in that timeframe. Maintenance General Infrmatin The Weekend Perid is defined frm Friday at 2200 t Mnday at Therefre, during the week, an utage is cnsidered a Maintenance Outage if, at the time f the request t the PJM dispatcher, the Capacity Resurce can carry lad at its present capacity beynd the next Mnday mrning at If the release f a Capacity Resurce is requested during the weekend, the utage is cnsidered a Maintenance Outage if, at the time f the request t the PJM dispatcher, the Capacity Resurce can carry lad at its present capacity beynd Mnday mrning, 0800 f the fllwing weekend. Three examples are given, as fllws: 1. If an utage request is submitted t PJM and it can be pstpned, it is the respnsibility f the PJM dispatcher t decide, as directed by the PJM RTO cnditins, whether the utage shuld be pstpned. If the PJM dispatcher decides that the utage shuld be pstpned beynd the next weekend and the Capacity Resurce fails befre 0800 n Mnday, the utage is cnsidered an Unplanned Outage. 2. If the PJM dispatcher decides that the utage shuld be pstpned beynd the next weekend and the Capacity Resurce fails beynd that weekend, but befre the scheduled start time f the utage, the utage is cnsidered a Unplanned Outage; prvided, that the cmpnent which failed is the cmpnent which wuld have been repaired as specified in the riginal request. The utage request must be prperly dcumented t explain this situatin. This allws internal PJM calculatins t cnsider the fact that the PJM dispatcher requested deferral f the event. 3. If the PJM dispatcher decides that the utage shuld nt be pstpned, but the utage is pstpned by the PJM Member and the Capacity Resurce fails, the utage is cnsidered an Unplanned Outage. If apprved, PJM acknwledges the Maintenance Outage request via the edart tl. Rules & Regulatins A PJM Member is nt expected t submit ffers fr the sale f energy r ther services, r t satisfy delivery bligatins, frm a part f the Capacity Resurce underging an apprved full r partial Maintenance Outage. Maintenance Outage Extensin A Maintenance Outage Extensin is an extensin f a Maintenance Outage beynd its riginally estimated cmpletin date; such date being established at the start f these Revisin 23, Effective Date: 01/02/

18 Manual 10: Pre-Scheduling Operatins Sectin 2: Outage Reprting utages. A Maintenance Outage Extensin starts at the same time the Maintenance Outage ends. A Maintenance Outage Extensin may be used in thse instances when the riginal scpe f wrk requires mre time t cmplete than riginally scheduled. The utage extensin is nt used fr thse instances when unexpected prblems r delays are encuntered t render the Capacity Resurce in questin, ut f service past the expected date f the Maintenance Outage. The request fr a Maintenance Outage Extensin must be submitted befre the riginal end date. Unplanned Outages Market Sellers that wn r cntrl a Capacity Resurce whether r nt PJM RTO- Scheduled are expected t: Advise PJM f a Capacity Resurce Unplanned Outage suffered r anticipated t be suffered by the resurce as prmptly as pssible. Prvide PJM with the expected date and time that the Capacity Resurce will be made available. Make and submit t PJM a recrd f the events and circumstances giving rise t the Unplanned Outage. PJM acknwledges the Unplanned Outage request and recrds the utage request via edart tl. Revisin 23, Effective Date: 01/02/

19 Manual 10: Pre-Scheduling Operatins Sectin 3: Reserve Requirements Sectin 3: Reserve Requirements Welcme t the Reserve Requirements sectin f the PJM Manual fr Pre-Scheduling Operatins. In this sectin yu will find the fllwing infrmatin: A descriptin f each type f Reserve (see Reserve Definitins ). Hw Reserve Requirements are determined (see Requirement Determinatin ). A descriptin f the PJM Day-ahead (Operating) Reserve Requirements (see PJM Day-ahead (Operating) Reserves ). Reserve Definitin Reserve represents the generating capability that is standing by ready fr service in the event that smething happens n the pwer system, such as the lss f a large generatr. (Reference NERC Perfrmance Standard BAL-002-0, Disturbance Cntrl Perfrmance, and PJM Manual 12, Attachment G). The severity f the event determines hw quickly the reserves have t be picked up. Exhibit 4 illustrates hw PJM classifies the different types f reserve. Day-ahead Scheduling (Operating) Reserve (T 30 Minutes) Cntingency (Primary) Reserve Secndary Reserve (T 10 Minutes) ( 10 Min. 30 Minutes) Synchrnized Nn-Synchrnized Reserve Reserve (Synchrnized) (Off-Line) T = Time Interval Fllwing PJM Request Reserve Beynd 30 Minutes Exhibit 4: Graphic Representatin f Reserves Day-ahead Scheduling (Operating) Reserve Day-ahead Scheduling (Operating) Reserve is reserve capability including: 1. generating capability and/r equivalent generating capability scheduled t perate in excess f the frecast hurly integrated PJM RTO lad that can be cnverted fully int energy within 30 minutes frm the request f the PJM dispatcher r, 2. lad that can be remved frm the system in 30 minutes frm the request f the PJM dispatcher. Based n the time required t effect the reserve energy incremental cntributin, Dayahead (Operating) Reserve is subdivided int Cntingency (Primary) Reserve and Secndary Reserve. Revisin 23, Effective Date: 01/2/

20 A. Cntingency (Primary) Reserve Manual 10: Pre-Scheduling Operatins Sectin 3: Reserve Requirements NERC utilizes the term Cntingency Reserves, which are n/ff-line reserves available within 15 minutes. PJM criteria require respnse within 10 minutes. Fr the purpses f this manual, Cntingency and Primary reserves are interchangeable. Cntingency (Primary) Reserve is reserve capability that can be cnverted fully int energy r lad that can be remved frm the system within 10 minutes f the request frm the PJM dispatcher. Based n the perating status f the facility that is prviding the reserve capability, Cntingency (Primary) Reserve is subdivided int Synchrnized Reserve and Nn- Synchrnized Reserve. B. Synchrnized Reserve Synchrnized Reserve is reserve capability that can be cnverted fully int energy r lad that can be remved frm the system within 10 minutes f the request frm the PJM dispatcher and must be prvided by equipment electrically synchrnized t the system. Included as Synchrnized Reserve are: i. the increase in the utput energy level f a synchrnized generatr which can be attained within 10 minutes; ii. iii. iv. the reductin in lad frm a synchrnized resurce which can be attained in 10 minutes; the lad f a pumped hydr resurce currently synchrnized in the pumping mde and capable f being shut dwn within 10 minutes (prvided that the PJM dispatcher had determined that the lss f the generating capability which the pumping wuld prvide wuld nt seriusly affect future PJM RTO reliability); and the maximum utput energy level that culd be attained within 10 minutes n a resurce perating as a synchrnus cndenser, prvided that: (a) it has been determined that the lss f vltage cntrl that wuld ccur by reversing the synchrnus cndenser t generating mde wuld nt seriusly affect future PJM RTO reliability; and (b) the interruptin f the resurce s synchrnizatin is nt required during transfer t the generating mde. C. Nn-Synchrnized Reserve Nn-Synchrnized Reserve is reserve capability that can be fully cnverted int energy r lad that can be remved frm the system within 10 minutes f the request frm the PJM dispatcher and is prvided by equipment nt electrically synchrnized t the system. Included as Nn-Synchrnized Reserve are: Revisin 23, Effective Date: 01/02/

21 Manual 10: Pre-Scheduling Operatins Sectin 3: Reserve Requirements i. the maximum utput energy level f a resurce which in the pinin f the Lcal Cntrl Center dispatchers can be attained within 10 minutes frm the PJM dispatcher s request t initiate the starting sequence; and ii. the reductin in lad frm a nn-synchrnized resurce which can be attained in 10 minutes. The resurces that generally qualify in this categry are currently shutdwn run-f-river hydr, pumped hydr, industrial cmbustin turbines, jet engine/expander turbines, cmbined cycle, diesels and interruptible demand resurces. D. Secndary Reserve Secndary Reserve is reserve capability that can be fully cnverted int energy r lad that can be remved frm the system within a 10-t-30 minute interval fllwing the request f the PJM dispatcher. Resurces prviding Secndary Reserve need nt be electrically synchrnized t the system. Requirement Determinatin In the daily peratin f the PJM RTO, the requirement is t perate generating capability and/r equivalent generating capability as required t carry the lad reliably and ecnmically by prviding reasnable prtectin against instantaneus lad variatins in excess f the hurly integrated values, lad frecasting errr, and lss f system capability due t generatin equipment failure r malfunctin and by prviding reasnable capability fr frequency regulatin and area prtectin. The amunt f reserve capability necessary t btain this requirement is established and reviewed peridically by PJM. Reserve requirements are lwer-limit reliability requirements. Synchrnized Reserve, Nn- Synchrnized Reserve and Secndary Reserve have a pririty sequence based n the level f reliability which each prvides. Synchrnized Reserve, being the mst reliable, can als qualify fr a requirement which requires Nn-Synchrnized Reserve r Secndary Reserve. Likewise, Nn-Synchrnized Reserve can als qualify fr a requirement which requires Secndary Reserve. Since the system is t be perated in the mst ecnmical manner while satisfying each reserve requirement, ecnmics dictate the extent t which mre reliable reserve excesses can be applied t subrdinate reserve categries. Capacity backed purchases frm external systems d nt qualify as PJM RTO reserve but may permit the attaining f reserve n participant-wned equipment. Nn-capacity backed purchases cannt permit the attaining f reserve n participant-wned equipment. Revisin 23, Effective Date: 01/02/

22 Manual 10: Pre-Scheduling Operatins Sectin 3: Reserve Requirements Day-ahead Scheduling (Operating) & Cntingency (Primary) Reserve Requirements The Day-ahead Scheduling (Operating) and Cntingency (Primary) Reserve requirements are calculated statistically. They differ due t their smewhat different treatment f the fllwing factrs: lad level lad frecast uncertainty prbability f equipment unplanned utage prbability f equipment failure t start Synchrnized Reserve Requirement The Synchrnized Reserve Requirement is determined at the discretin f PJM after careful review t ensure apprpriate system reliability and maintain cmpliance with applicable NERC and Reginal Reliability Organizatin requirements. RFC and Dminin reserve requirements are determined n an annual basis. E. Day-ahead Scheduling (Operating) Reserve Requirements PJM Day-ahead Scheduling (Operating) Reserve Requirements are calculated annually. Reserve levels are prbabilistically determined based n the seasn s histrical lad frecasting errr and frced utage rate (daily Unplanned Outages). F. Cntingency (Primary) Reserve Requirement PJM must schedule sufficient Cntingency Reserves t satisfy the Reliability First (RFC) and Dminin requirements. RFC Cntingency Reserves shall nt be less than the largest cntingency. RFC Cntingency Reserves must be made up f at least 50% Spinning Reserves. N mre than 25% f RFC Cntingency Reserves shuld be interruptible lad. (Standard BAL-002-0, BAL-002-RFC-02). Dminin Cntingency (Primary) Reserve Requirements are determined annually. PJM triggers the Cntingency (Primary) Reserve Emergency Prcedures n the Mid- Atlantic Cntrl Zne based n a Cntingency/Primary Reserve Requirement f 1700 MW due t ptential deliverability issues. Cntingency (Primary) Reserve Requirements fr the RFC prtin f the PJM ftprint is 150% f the largest generatrs. Revisin 23, Effective Date: 01/02/

23 Manual 10: Pre-Scheduling Operatins Sectin 3: Reserve Requirements G. Synchrnized Reserve Requirement Allcatin Percentages Synchrnized Reserve Requirement Allcatin Percentages are based n the real time lad rati share f each LSE t the PJM RTO. Nte: PJM Emergency Operatins Manual (M-13), Sectin 2: Capacity Emergencies, Reserve Requirements Sectin prvides a table which illustrates Reserve Requirements fr the RFC and Dminin ftprints f the PJM RTO. Additinally, Emergency Prcedures are triggered n a mre cnservative reserve requirement fr the Mid-Atlantic prtin f the RTO ftprint based n histric cnstraints which limit the ability t imprt energy frm the west. Revisin 23, Effective Date: 01/02/

24 Manual 10: Pre-Scheduling Operatins Sectin 4: Regulatin Requirements Sectin 4: Regulatin Requirements Welcme t the Regulatin Requirements sectin f the PJM Manual fr Pre-Scheduling Operatins. In this sectin, yu will find the fllwing infrmatin: A descriptin f Regulatin (see PJM Regulatin Service ). A descriptin f Regulating Resurce Availability (see Regulating Resurce Availability ). A descriptin f Regulating Resurces (see Regulating Resurce Characteristics ). PJM Regulatin Service The FERC Order 888 requires that the transmissin prviders within the PJM RTO prvide the Ancillary Services fr Regulatin and frequency respnse. Since PJM is perating the PJM RTO, the Regulatin and frequency respnse Ancillary Service is being crdinated by PJM. NERC requires that the PJM RTO maintain regulating capability in rder t match shrtterm deviatins in system lad. Regulatin refers t the cntrl actin that is perfrmed t crrect fr lad changes that may cause the pwer system t perate abve r belw 60 Hz. T crrect fr these deviatins frm 60 Hz, PJM assigns the lad changes t its faster respnding resurces, called regulating resurces. By assigning regulatin, PJM is better able t cntrl the perfrmance f the pwer system. Regulatin is als referred t as regulatin actin r regulatin respnse. Regulatin fr the PJM RTO is supplied by Regulatin Class frm resurces that are lcated within the metered electrical bundaries f the PJM RTO. Regulatin is scheduled in the fllwing ways: Self-Scheduled Resurces PJM RTO Regulatin Market The amunt f regulatin capability that the PJM RTO is required t maintain and PJM Regulatin Market prcess is discussed in the PJM Manual fr Scheduling Operatins. Regulating Resurce Eligibility Regulating resurces have the fllwing characteristics: have Autmatic Generatin Cntrl (AGC) capability be lcated within PJM Balancing Authrity metered electrical bundaries Revisin 23, Effective Date: 01/2/

25 Manual 10: Pre-Scheduling Operatins Sectin 4: Regulatin Requirements have their utputs metered t the PJM OI be cntrlled by a Lcal Cntrl Center r Market Operatins Center meet the 75% (r applicable) regulatin quality standard as described in the PJM Manual fr Balancing Operatins (M-12) Regulating Resurce Characteristics The Capacity Resurces assigned t meet the PJM Regulatin Requirement must be capable f respnding t the AR signal within five minutes and must increase r decrease their utputs at the Ramping Capability rates that are specified in the Offer Data that is submitted t the PJM OI. A resurce capable f autmatic energy dispatch that is als prviding Regulatin reduces its energy dispatch range by the regulatin assigned t the resurce. This redefines the energy dispatch range f that resurce. The resurce s assigned regulatin subtracted frm its regulatin maximum frms the upper limit f the new dispatch range, while the resurce s regulatin minimum plus its assigned regulatin frms the lwer limit f the new dispatch range. Exhibit 5 illustrates the limit relatinship. Ecnmic Max Regulatin Max Assigned Regulatin Energy Dispatch Range Energy Dispatch Range Assigned Regulatin Regulatin Min Withut Regulatin Ecnmic Min With Regulatin Exhibit 5: Limit Relatinship fr Regulatin Revisin 23, Effective Date: 01/02/

26 Manual 10: Pre-Scheduling Operatins Sectin 5: Maintaining Market Infrmatin Sectin 5: Maintaining Market Infrmatin Welcme t the Maintaining Market Infrmatin sectin f the PJM Manual fr Pre- Scheduling Operatins. In this sectin, yu will find the fllwing infrmatin: A descriptin f the Markets database (see Markets Database ). A descriptin f the Market Sellers inputs (see Market Seller Inputs ). A descriptin f Bilateral Transactin inputs (see Bilateral Transactin Inputs ). Markets Database One f the principal purpses f the pre-scheduling activities is t establish and maintain a current database t be used fr PJM scheduling and dispatching. This database is referred t as the Markets Database and cntains the fllwing infrmatin which is described in detail in Markets Database Dictinary. Generatin Resurce Data - Design data frm Designated and nn-designated Capacity Resurces fr PJM Members Demand Data - Design data frm Metered and Nn-Metered PJM Members Design data required fr crdinated Hydr Scheduling The Markets Database cntains the infrmatin relating t the market fr energy, generating capacity, and regulatin. Thermal Resurce Design Data Thermal Resurce design data must be supplied t PJM 30 days prir t submitting bid infrmatin. It is used t create the apprpriate recrds within the Unit Cmmitment Database. The fllwing type f infrmatin is submitted: cmpany data (name, lng name, shrt name, grss/net switch) plant data (number, lng name, shrt name) steam unit data (number, shrt name, NERC ID, grss/net switch, telemetry ID, bus ID) steam schedule data (schedule ID, lng name, shrt name, marginal switch, dispatch lambda number) CT/diesel unit data (number, name, NERC ID, telemetry ID, bus ID) CT/diesel schedule data (schedule ID, lng name, shrt name, CT bank ID) Revisin 23, Effective Date: 01/2/

27 Manual 10: Pre-Scheduling Operatins Sectin 5: Maintaining Market Infrmatin weather pint data (pint ID, name) (if necessary) miscellaneus unit data (number, name, telemetry ID, bus ID) bus data (ID number, name, penalty factr ID) PJM fuel data (cde, name) (fr cst infrmatin nly) Hydr Resurce Design Data The fllwing infrmatin must be available if hydr resurces are t be turned ver fr scheduling by PJM. It is used in the Hydr Calculatr and/r Unit Cmmitment. H. Run-f-River Plant Infrmatin The fllwing infrmatin is submitted fr run-f-river plants: plant/unit capacity curves per unit installed capacity per unit discharge curve in terms f Mcfs max/min plant elevatins perating restrictins average unit efficiency unit lading patterns strage-t-elevatin tables tables fr ice cnditins spill gate capacity spill curves frebay-t-tailrace efficiency curve during spill cnditins unit capability gate settings and cst ratis river flw infrmatin black start capability Revisin 23, Effective Date: 01/02/

28 Manual 10: Pre-Scheduling Operatins Sectin 5: Maintaining Market Infrmatin hurly capacity and energy values cndensing infrmatin regulatin infrmatin I. Pumped Strage Plant Infrmatin The fllwing infrmatin is submitted fr pumped strage plants: plant capacity vs. elevatin chart unit hurs vs. pnd elevatin tables per unit installed capacity lad per unit per unit discharge curve in terms f Mcfs max/min plant elevatins perating restrictins unit lading patterns strage-t-elevatin tables unit capability gate settings and cst ratis black start capability hurly capacity and energy levels cndensing infrmatin regulatin infrmatin Market Seller Inputs Design data fr new generatin resurces are required by PJM at least 30 days prir t cmmercial peratin. This infrmatin is submitted by the PJM Member t PJM fllwing specificatins utlined in the Markets Database Dictinary. The PJM Manual fr Scheduling Operatins describes the PJM Member bidding infrmatin that is required by 1200 hurs when the PJM Energy Market clses. Revisin 23, Effective Date: 01/02/

29 Manual 10: Pre-Scheduling Operatins Sectin 5: Maintaining Market Infrmatin Bilateral Transactin Inputs PJM Members are expected t keep PJM infrmed f all Bilateral Transactins that invlve the use f generatin r transmissin facilities in the PJM RTO. Each PJM Member invlved in a Bilateral Transactin cvering a perid greater than the fllwing Operating Day furnishes the required infrmatin t PJM. The PJM Manual fr Scheduling Operatins describes the required Bilateral Transactin data that must be submitted and the rules pertaining t Bilateral Transactins. Change f Generatin Ownership Prcess In the event that a generatin resurce changes wnership via transfer r sale, the fllwing steps must be cmpleted by PJM and all parties invlved. PJM must btain cnfirmatin frm bth parties in writing ( ) f the transfer/sale f asset(s). PJM must determine if new wner (r its agent) is currently a PJM member. PJM will determine if the generatin resurce intends t have a capacity resurce designatin. Requests t change plant status frm nn-capacity resurce t capacity resurce, r requests t increase capacity value f plant, need t enter int the Generatr Intercnnectin Prcess. Requests t change plant status frm capacity resurce t an energy-nly resurce need t fllw the prcedure fr unit deactivatin. PJM will btain the firm asset transfer date, which is typically the first day f a calendar mnth (t crdinate the timing f emtr and emkt mdel changes). PJM will identify generatin resurces n all crrespndence by lng name as well as emkt name / Bus Mdel name / shrtname fr accuracy and standardizatin acrss PJM departments. The fllwing infrmatin shuld be cllected and distributed t internal PJM departments and buyer and seller: Cmmercial Name PNODEID Substatin B-1 Vltage B-2 Shrt Name B-3 UNITID Revisin 23, Effective Date: 01/02/

30 Manual 10: Pre-Scheduling Operatins Sectin 5: Maintaining Market Infrmatin emtr ID emtr Unit Unit Type emkt Unit Name edart ID PJM Deliverability Results by unit and ttal Plant Cde and cmpany EIA fr efuel Set up PJM will verify that the unit peratrs are PJM certified. PJM Certificatin Cmpliance Manager will be ntified f new peratrs t verify certificatin. PJM Training will be ntified f new peratrs as well as fr necessary certificatin / training issues (certificatin required within tw years). The fllwing will be ntified: inscap@pjm.cm with effective transfer date. gadssupprt@pjm.cm with effective transfer date and t discuss reprting requirements (fr capacity resurce nly). PJM Credit / Treasury f pending transfer in rder t mnitr changes f future market activity f the selling entity. PJM Market Operatins with the effective transfer date. PJM Market Settlements with the effective transfer date. PJM Generatin Department with the effective transfer date. PJM Dispatch Operatins fr new cntact. PJM MMU Department via t mktmn@pjm.cm with details n sale. PJM Legal Department will be ntified in rder t arrange fr an executed Intercnnectin Service Agreement (ISA), if needed. The new wner (r its agent) must register fr the fllwing etls via business tls authrizatin frm: Revisin 23, Effective Date: 01/02/

31 Manual 10: Pre-Scheduling Operatins Sectin 5: Maintaining Market Infrmatin ecapacity *** (fr the shrtname transacting capacity) emarket emeter eschedules (fr btaining reprts) efuel edart *** Gen Check Out *** egads *** (n line registratin) *** Currently needed nly fr capacity resurce designatin The new wner (r its agent) must submit Billing Cntact Frm and Wire Transfer Authrizatin Frm t PJM Settlements Department Revisin 23, Effective Date: 01/02/

32 Manual 10: Pre-Scheduling Operatins Sectin 6: Winter Net Capability Test Exemptin Sectin 6: Winter Net Capability Test Exemptin Welcme t the Winter Net Capability Test Exemptin sectin f the PJM Manual fr Generatr Operatinal Requirements. In this sectin yu will find the fllwing infrmatin: Descriptin f the Winter Net Capability Test Exemptin Prgram PJM Net Capability Verificatin Tests PJM requires bth summer and winter net capability verificatin tests fr every capacity resurce t demnstrate their maximum net capabilities during the specified summer and winter verificatin windws. The summer verificatin windw is defined as the first day f June thrugh the last day f August, while the winter verificatin windw is defined as the first day f December thrugh the last day f February. If the claimed summer r winter net capabilities are nt demnstrated during these verificatin windws, a reductin r derating cvering the deficiency shall be cded retractive t June 1 r December 1 fr summer and winter verificatin windws, respectively. Generatin wners are respnsible fr cmplying with these requirements at their wn expense. Detailed guidelines fr perfrming and reprting summer and winter net capability verificatin tests can be fund in PJM Manual M-21 n Rules and Prcedures Fr Determinatin f Generating Capability. Winter Net Capability Test Exemptin Prgram The Winter Net Capability Test Exemptin prgram has been implemented as an alternative t the PJM winter net capability verificatin requirement fr participating generatin wners, wh may nminate their units t be scheduled as-needed by PJM, r be granted an exemptin, fr their full lad tests. This prgram was implemented in rder t prvide an pprtunity fr participating generatin wners t reduce their financial risks f testing, while ensuring that tests t verify unit capabilities t meet winter peaks are still perfrmed n an as-needed basis. Revisin 23, Effective Date: 01/02/

33 Manual 10: Pre-Scheduling Operatins Sectin 6: Winter Net Capability Test Exemptin Pre-Scheduling Details The Winter Net Capability Test Exemptin prgram will ccur n an annual basis, frm the first day f December thrugh the first tw weeks f February. This allws the pprtunity fr a participating generatin wner t schedule a test, at their wn expense, within the last tw weeks f the winter verificatin windw, if fr any reasn they are nt tested r granted an exemptin within the prgram. Selectin Criteria The fllwing selectin criteria are applicable fr units participating in the annual winter net capability test exemptin prgram. 1. Maximum f 12 units r 1000 MW per participating generatin wner. 2. Only units that have submitted successful summer tests fr the same year will be eligible. 3. Winter capacity must be greater than r equal t summer capacity rating unless an exceptin is granted based n unit winter physical design limitatins. PJM Member Actins: 30 days prir t the winter verificatin windw, cmpanies will frward a list f nminated units, in accrdance with the stated selectin criteria, t the PJM Generatin Department, fr participatin in the winter net capability test exemptin prgram. The list f nminated units must include the claimed summer and winter net capability fr each unit, as well as the minimum run-time and start-up times, including any applicable ntificatin times, fr scheduling the tests. PJM Actins: PJM will cnfirm acceptance f the list f units participating in the winter net capability test exemptin prgram by December 1. Scheduling Details PJM will schedule participating units as-required based n ecnmics. Unit must be bid in with a start-up time less than r equal t 16 hurs Mnday thrugh Friday unless PJM has requested CT s t be staffed ver the weekend. Revisin 23, Effective Date: 01/02/

34 Manual 10: Pre-Scheduling Operatins Sectin 6: Winter Net Capability Test Exemptin Units will be dispatched using cst based schedules during the secnd pass f the market (reliability run). If the unit is self-scheduled by the wner, r is scheduled during the first pass f the market, and is requested t run at full lad, the actual peratin results will be used. Scheduling Exceptins If a participating unit is scheduled n by PJM and the unit is taken ver by the wner prir t cmpletin f the test, the unit will be remved frm the exemptin prgram fr the year, and the wner will be respnsible fr scheduling the test fr the remainder f the winter verificatin windw. Participating units may be unavailable during the curse f the prgram fr nly tw weeks (ten business days) maximum. Units that are unavailable during the prgram fr mre than tw weeks will be remved frm the exemptin prgram fr the year, and the wner will be respnsible fr scheduling the test fr the remainder f the winter verificatin windw. Only tw start failures per unit are permissible during the curse f the prgram. A unit that fails t start fr the third time during the prgram will be remved frm the exemptin prgram fr the year, and the wner will be respnsible fr scheduling the test fr the remainder f the winter verificatin windw. If a capability deficiency is uncvered during this verificatin (unit fails t demnstrate reprted capability), a reductin cvering the deficiency shall be cded retractive t December 1, cnsistent with current PJM plicy (please refer t PJM Manual M-21, Appendix A fr additinal details) If a unit is nt ecnmically scheduled by PJM ver the winter perid by the secnd week f February, the unit will be granted an exemptin t the winter test fr that perid based n the results f the unit s previus winter test. Accunting Assumptins Units installed after July 9, 1996 are required t supply a cst schedule fr capacity testing. Units which are scheduled by PJM as part f the prgram, and remain under PJM dispatch cntrl during the test, will be eligible fr recvery f their cst based schedule thrugh PJM perating reserve credit prvisins f the PJM OATT. Failure f a test at the end f the winter verificatin windw will have capacity accunting implicatins. If a unit fails n the last day f the test exemptin prgram, Revisin 23, Effective Date: 01/02/

35 Manual 10: Pre-Scheduling Operatins Sectin 6: Winter Net Capability Test Exemptin February 14, the generatin wner will have 2 weeks remaining t re-test within the winter verificatin windw. Cmpletin f the Prgram The Winter Net Capability Test Exemptin prgram will be cncluded n February 14, tw weeks frm the end f the winter verificatin windw. PJM Actins: PJM Generatin Department will ntify Generatin wners f the cnclusin f the winter net capability test exemptin prgram and will prvide cnfirmatin f which units were successfully tested during the prgrams, which were remved frm the prgram, and which units will be granted exemptins frm testing during that winter verificatin windw. PJM Member Actins: Participating Generatin wners must submit net capability verificatin reprts fr all tests cnducted within the test exemptin prgram t the PJM Capacity Adequacy Planning Department by March 31, in a manner cnsistent with current PJM plicy (please refer t Manual M-21 fr mre details). Net capability verificatin reprts must als be submitted fr units that were granted exemptins frm testing in the prgram. The values reprted fr exempted units must be the values frm the previus winter test results, alng with an accmpanying explanatin that the unit was granted an exemptin during the net capability verificatin prgram. Revisin 23, Effective Date: 01/02/

36 Manual 10: Pre-Scheduling Operatins Revisin Histry Revisin 22 (05/15/2007) Minr wrd smithing t align with NERC Functinal Mdel Sectin 3: Defined Cntingency (Primary) Reserves Revisin Histry Clarified Reserve Requirements, referencing PJM Emergency Operatins Manual (M-13), Sectin 2 fr additinal details. Clarified mre cnservative Mid-Atlantic Reserve Requirement based n histrical transmissin cnstraint limitatins. Revisin 21 (03/14/2007) Sectin 3: Reserve Objectives Include reference t NERC Perfrmance Standard BAL-002-0, Disturbance Cntrl Perfrmance, and PJM Manual 11, Attachment B Clarified Ancillary Services Rules fr Reliability First standards Sectin 5: Maintaining Market Infrmatin Revised t include a prcess fr Change in Generatin Ownership. Revisin 20 (06/15/06) Sectin 3: Reserve Objectives Revised Ancillary Services Rules fr Demand Side Respnse prviding Ancillary Services. Revised Ancillary Services Rules fr Reliability First Crpratin. Change unit references t resurce as they apply t Demand Side Respnse prviding Ancillary Services. Change Spinning references t Synchrnized as they apply t Demand Side Resurces prviding Ancillary Services. Revisin 23, Effective Date: 01/2/

37 Manual 10: Pre-Scheduling Operatins Revisin Histry Sectin 4: Regulatin Requirements Revised Ancillary Services Rules fr Demand Side Respnse prviding Ancillary Services. Revised Ancillary Services Rules fr Reliability First Crpratin. Change unit references t resurce as they apply t Demand Side Respnse prviding Ancillary Services. Change Spinning references t Synchrnized as they apply t Demand Side Resurces prviding Ancillary Services. Revisin 19 (04/17/06) Eliminated Attachment B and changed any references t Attachment B in the manual t the Markets Database Dictinary. Revisins were made n the fllwing page: 29. Revisin 18 (08/10/05) Added new Sectin 6 n Winter Net Capability Test Exemptin. Revisin 17 (07/29/05) Attachment A: Replaced ld Reserve Objective Tables (Winter ) with hyperlinks t current and previus PJM Operating Reserve Objective Summaries. Revisin 16 (12/24/03) Revised Attachment A: PJM Operating Reserve Objective Summary. Updated Exhibits A5 and A6, Winter Updated Exhibit 1 PJM Manuals List Revisin 15 (10/01/03) Sectin 4: Regulatin Requirements Updated Exhibit 6 n Limit Relatinship fr Regulatin. Als updated definitin f energy dispatch range f a unit under regulatin t be cnsistent with definitins in ther PJM manuals. ATTACHMENT B: Replace attachment B (a cpy f the Markets Database Dictinary) with a hyperlink t the Markets Database Dictinary. Revisin 23, Effective Date: 01/02/