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Gencoa offer the following range of products & process technology for the thin film industry developed over the last 20 years Planar Magnetrons Plasma Pre- Treaters Reactive Gas Controllers Gencoa Product Portfolio Rotatable Magnetrons Pulsed Effusion Cells Remote Plasma Gas Sensing Active Anodes S & Se Sensor

Anode s in magnetron plasma s A plasma is effectively an electric circuit with the target a negatively biased cathode and the chamber or separate mean providing the anode for the circuit return. Anodes are commonly earthed, although a positive charge is also possible. Whilst the plasma confinement in the near target area is governed by the magnetic field, the plasma spread away from the target is primarily an anode interaction effect.

Absence of anode can be seen in a plasma spread away from the target area DC AC A stable anode will prevent parasitic plasma s, process drifts / fluctuations, poor uniformity and instability. Anodes are most effective close to the target and intersecting with the magnetic field lines of the plasma trap (like a planar magnetron). Rotatables work better if no extra components are close to the target as they will become coated and products flakes and defects this present a problem of where best to locate an anode.

Gencoa have developed and patented a method to provide an effective anode away from the coating flux that can collect all electrons escaping the plasma The method effectively combines magnetic trapping with electrostatic attraction of electrons The magnetic field from a single or double magnetron (shown) combined with the magnetic field of the anode to form a closed trap for the electrons to guide them to the anode electrons do not possess sufficient energy pass the field lines and escape the trap. The anode can be at varying potentials but the most convenient and cost effective method is to have the anode at earth potential. For example, when used with AC power between two targets, the active anode improves process stability and film quality.

Gencoa Active Anodes guide electrons for process stability and activates gas passing through the anode covered by Gencoa s DLIM patent. Improves coating density and lowers coating stress

AC power mode and electron movement no active anode - + AC provides excellent arc suppression perfect for reactive dielectric deposition AC power discharges the targets in each cycle to prevent arcs and defects during reactive deposition AC power is totally stable over the whole target lifetime e -

Gencoa dual AC rotatable with grounded anode AlOx reactive deposition NREL Magnetically guided anode assists the electron confinement in the plasma discharge Magnetic confinement 150 mm diameter targets

Effect of plasma activation Gas injection Anode Cathode Ar + O 2 + Gas injection / activation

Active anode and AC power mode produces both positive Ar and O2 bombardment and negative Anode Cathode 1 Cathode 2 e - + e - Oscilloscope

Oxygen ions positive pulse are generated in the plasma and bombard the growing film to enhance film structure and quality Introducing O 2 through the plasma in the anode zone increases the V(+) pulse intensity and produces higher O 2 + ion bombardment AC AA AC AA with O 2 +

3 positive waves of bombardment followed by a negative wave produces both high density and low stress layers 1 1. 10 ev positive bombardment 2. 1 ev positive 3. Neutral flux 4. Negative 2 ev bombardment (discharges the glass or plastic avoids arcs on substrate 2 3 4 The films produced by this method exhibit no stress but very dense and smooth structures. The oxide films can be 20 microns thick and have not internal stress. This is a result of the modulated bombardment and the combined positive and negative bombardment. This 4 waves of energy assistance is happening at the frequency of the AC power 20 to 100kHz. This power and magnetic arrangement is ideal for ultra high quality optical layers at high rates.

Active anode and AC type power delivered by AE Ascent square wave type power supply with & without delay Anode Cathode 1 Cathode 2 e - + e - Oscilloscope With 1μsec delay between switching

The use of an Advanced Energy Ascent type power supply 1 1 2 4 3 4 46 ev Earth potential 1. 10 ev positive bombardment for standard bipolar pulses like AC but more sub frequencies 2. 3 to -3 ev pulses 3. 46 ev positive bombardment when 1μsec 4. Negative 25 ev bombardment (discharges the glass or plastic avoids arcs on substrate 4. Combining positive and negative bombardment equalizes film stress prevents deformation. The Acsent is more flexible than standard AC type power as the film can also be adjusted by the power supply parameters. Standard Ascent square wave switching With 1μsec delay between switching

AC power on the targets with a grounded magnetic anode produces superior coatings to any other arrangement AlOx dense coatings 16

AC power on the targets without any anode does not produce as good a structure, although superior to pulsed DC Flat top surface. Also dense coating 17

DC-Pulsed, coating structure, active anode improves the structure compared to without an anode Dense columnar structures with DC-Pulsed and AA Thick AlOx on glass 18

Creation of extra energy via the use of switching power modes between 2 targets and the use of a magnetically guided earthed active anode 10 ev Earth potential 1 4 46 ev By switching electrons between targets extra ionisation is created Active Anodes AA creates positive and negative energy bursts on the substrate (ideal for glass or plastic substrates without external bias) Introduction of a delay in the power switching Standard square wave switching with Active Anode Standard AC power with Active Anode Square wave switching with 1μsec delay and Active Anode

Creation of extra energy via power mode and Active Anode comparison 10 micron thick AlOx deposited onto glass (floating potential no external bias) from a dual rotatable magnetron and with active anode of coating structures Increasing Energy Levels Pulsed DC power applied to the targets NON SWITCHING With Active Anode Standard AC power SWICHING but without Active Anode Standard AC SWITCHING power with Active Anode Columnar structures are recurrent when DC- Pulsed is used AC switching power mode has improved structure compared to pulsed DC AC with active anode Produces highly dense structure

AC power with a grounded magnetic anode produces the hardest coatings compared to any other arrangement Berkovich indenter Tip Radius: 150 nm SAMPLE DC-Pulsed no-anode DC-Pulsed Biased anode AC standard AC active anode HARDNESS (GPa) 10.7 12.1 11.6 13.1 Thanks to: Dr Adrián Miguel Lorente*, Dr José Fernández Palacio, Dr Gonzalo García Fuentes,AIN, Cordovilla, Spain *AMiguel@ain.es 21

This smart ion assistance does not require additional sources The hard carbon deposition method uses a positive pulse reversal via the power supply combined with electron guiding into an active anode - patent pending The higher the positive pulse, the more the bombardment and the harder the carbon layer Effect of positive pulse reversal and active anode on the hardness of sputtered carbon

Gencoa use Asymetric magnetic designs to control the plasma when using N-S linking or Active Anode linking Covered by Gencoa patent GB2454964 EP2186108 WO2009022184 The assymetric magnetic array design combined with magnetic linking and magnetic array angular tilting enhances the plasma operation

Example of a magnetic field linked to an active anode and static coating flux distribution in front of two targets & coating efficiency transfer Ø152 rotatable, 190mm between target centres, 20 tilt of magnetic array, 75mm Target to Substrate separation, unbalanced magnetics non asymetric, linked N-N to active anode

Gencoa Active Anodes reactive oxides with pulsed DC, a unique option compatible with AC and DC power modes Al 2 O 3 in metal mode Al 2 O 3 in transition mode Al 2 O 3 in full oxide mode Gencoa s active anodes provides a long-term stable anode for rotatable magnetron operation which improves DC and pulsed DC processes from single or dual cathodes. Highly insulating dielectric films can be deposited such as Al2O3 and SiO2 with a single pulsed DC cathode and an active anode. This gives an alternative for dual cathodes with AC type power. Active Anodes dramatically improves ITO layer properties from rotatable magnetrons.

Gencoa Active Anodes can be mounted internally or on the chamber wall For DC and DC pulsed power the active anode is electrically floating an connected to the positive of the power supply. For AC type switching power the anode is at earth potential and can hence we a simpler construction.

Complete sub-assembly of triple GRS-C cathodes with 2 active anodes and gas bar