Lecture course on solid state physics for Nano, 2019

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Prof. U. Pietsch Department of Physics, University of Siegen Lecture course on solid state physics for Nano, 2019 Lecture 1 Introduction in crystallography

Objectives of the course To provide the basic knowledge necessary for the description, understanding and investigation of crystalline materials. To understand the most important concepts of crystallography such as crystal lattice, unit cell, symmetry, atomic positions To give a general idea on how the symmetry of a material is responsible for the unique physical properties of crystals To provide with the basis knowledge of the key X-ray and neutron diffraction techniques used to investigate the atomic structure of crystals will also be gained. 2

PHYSICS Material science CRYSTALLOGRAPHY CHEMISTRY Biology MATHS 3

What is a crystal? Originally from Greek: CRYSTAL NATURAL ICE Visit www.snowcrystals.com for your own pleasure 4

Common feature of snow flakes Snowflakes are found in many different morphologies. There are however two common features for all of them 1. Chemical composition: H 2 O 2. Symmetry of the shapes. Independent on the particular morphology the snowflake always appear as 6 folded. There are no 4-fold, 5-fold, 7- fold, etc snowflakes found in nature. Conclusion: There is a specific feature of internal arrangement of the flakes responsible for 6-fold symmetry 5

Common features of minerals Formation of natural facets The external shape of a single mineral is a well developed polyhedron. The facets of the polyhedral are natural and flat on the atomic level. First stage of crystallography Investigating of crystal morphologies, i.e. external shapes of natural minerals. However it was more difficult to find the common features of external shapes of minerals. 6

THE BIRTH OF CRYSTALLOGRAPHY : The law of constancy of the interfacial angles Nicolaus Steno (1638-1686) Romé de L Isle (1736-1790)...The angles between the crystal faces of a given species are constant, whatever the lateral extension of the faces and the origin of the crystal. The set of interfacial angles is the characteristic of that species... 7

THE BIRTH OF CRYSTALLOGRAPHY : The law of rational indices 2. Haüy (1743-1822) First mathematical approach to the description of the crystal faces in crystals...for the given crystal species it is always possible to choose three vectors, a, b and c so that all the natural faces of this crystal cut the lengths proportional to the three integer numbers... The exact meaning of these three integer numbers will be explained later 8

The graphical illustration of the law of rational indices Original idea: the crystal is formed by pilling up the elementary blocks (for example cubes or parallelopipeds). The formation of natural faces are shown below Models from Haüy's Traité de Minéralogie (1801) 9

In the works of Nicolaus Steno (1638-1686), Romé de L Isle (1736-1790) the first systematic studies of crystal shapes were performed. Result the law of constancy of interfacial angles. This is an important empirical observation, however it does not give any insight into the internal structure. Haüy (1743-1822) was the first who formulated the link between fascinating polyhedral shape and internal structure of crystal. His hypothesis was to explain the crystal shape by the periodic structure of a crystal. Crystal shape Internal directions c a b 10

Anisotropy of physical properties 1. Growth velocity (formation of facets) ZnSiP 2 crystals 2. Electrical conductivity + _ + - 11

Physical properties of crystals: pyroelectric effect in tourmaline Pyroelectricity is the separation of the electric charges in a crystal by the change of temperature Tourmaline crystal + + + + + + + + + + + + + DT - - - - - - - - - - - - - - - - - Important: pyroelectric effect is anisotropic, electrical charges develop only in certain directions, i.e. on the certain faces of a crystal. 12

Further studies of physical properties of crystals. Pierre Curie (1859-1906) Discovery of piezoelectricity in QUARTZ Piezoelectricity is a physical phenomena occurring in some crystals, related to the generation of electric charges by external pressure. General for crystals ANISOTROPY of PHYSICAL properties 13

Crystallography -> birth of solid state physics 1912 Max von Laue 1914 Nobel prize in physics "for his discovery of the diffraction of X-rays by crystals" 14

Discovery of X-ray diffraction (Max von Laue, Friedrich, X-ray tube Knipping, 1912) Primary X-ray beam Crystal The first Laue pattern Photographic film Conclusions 1. X-rays are electromagnetic waves 2. Crystal structures are periodic 3. The period of crystal lattice has the order of the wavelength of X-rays 15

Laue diffraction patterns a-quartz crystals (SiO 2 ) Bragg peaks 16

The discovery of X-ray diffraction by Max von Laue (1912) is the final and ultimate proof of the periodic structure of crystals. Moreover it was shown that the period of a crystal structure has the order of Å = 10-10 m The works of W.H. Bragg and W.L.Bragg allowed to establish the first crystal structures, i.e. the real arrangement of atoms in a crystal Nowadays X-ray diffraction is the main tool for the solving, determination and characterization of crystal structures 17

The first REAL crystal structure 1915 Nobel prize in physics "for their services in the analysis of crystal structures by means of X-rays " Atomic structure of NaCl, KCl, LiF was established Sir William Henry Bragg William Lawrence Bragg 18

Take home message: what is a crystal Crystalline solid Amorphous solid Shape Polyhedral shape with naturally formed faces No naturally formed faces Properties Anisotropic Isotropic Atomic structure Periodic (long range ordered) No periodicity. Short-order only X-ray Diffraction Well separated diffraction picture with DISTINCT spots No clearly separated features 19

1 Dimensional crystal (1D periodic structures) x Unit cell Crystal lattice Lattice vectors A=na To obtain the whole crystal structure one has to translate the UNIT CELL to each LATTICE POINT 20

Different choices of unit cell Unit cell Crystal lattice + Unit cell Crystal lattice + 21

2 Dimensional crystal (2D periodic structures) Unit cell + Crystal lattice A uv =ua+vb = [uv] b 22

IMPORTANT MESSAGES!!! Crystal lattice is the mathematical object, describing the periodicity of crystal structure. Do not confuse crystal lattice with crystal structure Crystal structure is UNIT CELL * CRYSTAL LATTICE In order to get the whole crystal structure one has to translate the unit cell to the all lattice points 23

Different choices of basis vectors and lattice parameters b b a a b a There is a freedom of choice of the lattice basis vectors and therefore lattice parameters 24

Symmetry elements Translation Mirror m Rotation Inversion Combination of symmetry elements

Combination of symmetry elements Cubic symmetry

2D Bravais lattices 27

Seven 3D crystal systems

7 crystal systems 29

14 3D Bravais 30

14 Bravais lattices

Composed lattices 32

Phase structures of nanowires c wz ZB and WZ have slightly different lattice parameters! (and Band-gap) c wz > 2/sqrt(3) a c a wz < 1/sqrt(2) a c a c a c =5.6532Å a wz a wz =3.987Å c wz =6.573Å [111] [0001] 33

Dense packing of rigid sphers 34

Indexation of lattice planes (Miller indicees) Net planes cut axes at 3a,2b and 1c (3 2 1) Takes reciprocals 1/3 : ½ : 1/1 * 6 6/3 : 6/2 : 6:1 (2 3 6) Defines Miller indicees : characteristics of a set of lattice planes in reciprocal space K = ha* + kb* + lc* vector in reciporcal space pointing from origin towards reciprocal lattice point (hkl) a*, b*, c*, axes in reciprocal space h, k, l, Miller indicees 35

Direct and reciprocal space d/3 d/2 d 3/d 2/d 1/d a* (31) (20) (23) (10) (11) d(103) (00) (01) (02) b* 36