Presented at the ECI Conference on Integrated Continuous Biomanufacturing Castelldefels, Spain, October 21, 2013

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Continuous Antibody Capture with Protein A Countercurrent Tangential Chromatography: A New Column-Free Approach for Antibody Purification Andrew L. Zydney Department Head and Walter L. Robb Family Chair Department of Chemical Engineering The Pennsylvania State University Presented at the ECI Conference on Integrated Continuous Biomanufacturing Castelldefels, Spain, October 21, 2013

Continuous Bioprocessing Significant potential opportunities Reduced capital costs / facility requirements Higher productivity Easier scale-up Major technology developments in place Perfusion bioreactors In-line filters Critical challenge is chromatography

Chromatography Options Multi-column periodic counter-current chromatography (PCC) GE Healthcare Simulated moving bed chromatography (SMB) Semba, Tarpon, Contichrom Sequential multi-column chromatography (SMCC) Novasep These approaches typically do not provide truly steady-state operation, potentially leading to variability in product quality

Example: SMB New Developments in Simulated Moving Bed Chromatography Seidel-Morgenstern, Kessler, and Kaspereit Chemical Engineering Technology, 31: 826 (2008)

Objectives Develop and demonstrate a new technology that can provide truly continuous protein purification using available chromatography resins, e.g., Protein A Design criteria: Comparable yield and purity to columns High productivity (10x packed columns) Single use capability (no stainless steel)

Countercurrent Tangential Chromatography - CTC Chromatographic resin (beads) flows as a slurry through a series of static mixers and hollow fiber membrane modules All operations (binding, washing, elution, stripping, equilibration) performed directly on the slurry Countercurrent staging used to reduce buffer and resin requirements, increase product yield and purity

Continuous CTC System Slurry Tank Binding Washing Elution Stripping Regnera -tion Waste Waste Feed Tank Product Tank Waste Waste True moving bed Conveyor like process Resin slurry moves counter-currently to buffer in each step

Chromatographic Stage Koflo static mixer + Spectrum hollow fiber module Provides residence time needed for equilibration in binding and elution steps Excellent radial mixing with minimal pressure drop Provides complete separation between resin particles and fluid phase High single pass conversion with low pressure losses

Continuous CTC System Centrate Feed Wash 1 Buffer Wash 2 Buffer Elution Buffer Stripping Buffer Equilibra -tion Buffer Resin Tank Binding Wash 1 Wash 2 Elution Stripping Equilibration UF Step Binding Permeate Wash 1 Permeate Wash 2 Permeate Stripping Permeate Equilibra -tion Permeate Product Tank UF Permeate

Countercurrent Staging - Elution Stage 1 Stage 2 Resin Slurry to Strip Washing Resin Slurry from Wash 1 st stage 2 nd stage ph 3 Elution Buffer Purified mab

Countercurrent Staging - Elution Stage 1 Stage 2 Resin Slurry to Strip Washing Resin Slurry from Wash 1 st stage 2 nd stage ph 3 Elution Buffer Purified mab

Countercurrent Staging - Elution Stage 1 Stage 2 Resin Slurry to Strip Washing Resin Slurry from Wash 1 st stage 2 nd stage ph 3 Elution Buffer Purified mab

Countercurrent Staging - Elution Stage 1 Stage 2 Resin Slurry to Strip Washing Resin Slurry from Wash 1 st stage 2 nd stage ph 3 Elution Buffer Purified mab

Countercurrent Staging - Elution Stage 1 Stage 2 Resin Slurry to Strip Washing Resin Slurry from Wash 1 st stage 2 nd stage ph 3 Elution Buffer Purified mab

Example: 3-Stage Elution Step Concentrated slurry with bound product Elution Buffer Static mixer Tangential flow filter P P R Tangential flow filter Static mixer R P Static mixer Tangential flow filter R Product Concentrated resin slurry

Effect of Staging Elution Step Number of stages Experimental yield Theoretical yield 1 78 ± 2% 77% 2 94 ± 2% 94% 3 98 ± 1% 98% Results for q p / q r = 0.75 q p = permeate flow rate q r = retentate flow rate n = number of stages From Shinkazh et al., Biotech. Bioeng, 108: 582 (2011)

Experimental System Clarified cell culture fluid (Fujifilm Diosynth) Monoclonal antibody product POROS MabCapture A resin Life Technologies 45 µm diameter particles, Protein A ligand MidiCros hollow fiber modules - Spectrum Lab 0.5 µm PES membranes, 1 mm ID, 200 cm 2 area Static mixers Koflo Corportation 29 cm length, 1 cm ID

Critical Filtrate Flux Transmembrane Pressure, TMP (psi) 1.4 1.2 1.0 0.8 0.6 Feed: 10% slurry, 100 ml/min TMP Flux 0 500 1000 1500 2000 290 260 230 200 170 Filtrate Flux, J v (L m -2 hr -1 ) Time, t (s)

Critical Filtrate Flux Transmembrane Pressure, TMP (psi) 1.4 1.2 1.0 0.8 0.6 Feed: 10% slurry, 100 ml/min TMP Flux Critical Flux 0 500 1000 1500 2000 290 260 230 200 170 Filtrate Flux, J v (L m -2 hr -1 ) Critical flux corresponds to 80% conversion using 10% slurry Time, t (s)

Critical Filtrate Flux Transmembrane Pressure, TMP (psi) 1.4 1.2 1.0 0.8 0.6 Feed: 10% slurry, 100 ml/min TMP Flux Critical Flux Operating Flux 0 500 1000 1500 2000 290 260 230 200 170 Filtrate Flux, J v (L m -2 hr -1 ) Critical flux corresponds to 80% conversion using 10% slurry System design: 7.5% slurry 75% conversion Extra safety limit enables stable operation for long times Time, t (s)

CTC Process using Protein A Operation Numbe r of stages Buffer ph Mixed ph Binding 2 -- 7.4 7.6 Wash 1 3 20 mm Na 2 HPO 4 + 0.5 M NaCl 7.1 7.5 Wash 2 3 20 mm Na 2 HPO 4 7.2 7.0 Elution 3 40 mm Citrate 3.2 3.3 Strip 2 10 mm HCl + 0.1 M NaCl 2.0 2.5 Equilibration 2 20 mm Na 2 HPO 4 8.1 7.0

Multiple Runs Run mab (g/l) mab Load Run Time Feed Flow Rate (L/hr) mab Load per Resin 1 feasibility 1.2 16 g 3 hr 4.5 190 g/l 2 long time 0.72 8 g 24 hr 0.45 470 g/l 3 high titer 4.5 8 g 4 hr 0.45 230 g/l

Run 1 - Pressure Profiles Pressure, P (psig) 12 10 8 6 4 Stable operation Pressure <10 psi Laminar flow All plastic tubing and connectors 2 0 0 0.5 1.0 1.5 2.0 2.5 Elapsed Time, t (hr)

Run 1- mab Purification Absorbance SEC Profiles Elution Pure mab CCCF >95% yield >98% purity Productivity of 63 g mab/l resin/hr (10x packed column) No detectable protein aggregates No detectable changes in resin Elution Time, t (min)

Run 1 - mab Purification Sample Host Cell Protein (ppm) Clarified Harvest 675,000 CCTC System 1,200 Packed Column 2,800 Host cell protein measured relative to mab via ELISA HCP level in CCTC system 2x lower than packed column Yield >95%, purity >98% Similar levels of high MW to purified (reference) mab

Run 2 Product Profile UV - Elution 1 0.8 0.6 0.4 0.2 0 0 2 4 6 8 10 12 Steady-state with respect to product concentration and impurity profile Long time operation possible For t > 12 hr hollow fiber modules had to be replaced due to bacterial growth Time (hours)

Run 2 HCP levels HCP level remains constant throughout 24 hr run >95% purity Productivity of 19 g mab/l resin/hr (reduced due to low titer feed)

Run 3 - mab Purification Sample Host Cell Protein (ppm) 2 hr 310 3 hr 345 4 hr 382 HCP measured via ELISA relative to mab Very low HCP level due to use of high titer feed (4.5 g/l) spiked with purified mab >99% purity Productivity of 52 g mab/ L resin / hr 2.6 cycles / hr for resin

Advantages of CCTC System Continuous operation with high productivity All resin used at all times Steady-state operation with respect to product concentration and impurity profiles No columns / packing Reduced labor costs and validation Greater flexibility in multi-product facilities Disposable flow path if desired Potential for single-use systems Ideal for production of clinical batches

Future Opportunities Use of smaller resin particles Much better mass transfer less residence time needed in binding and elution steps Lower hold-up volume greater productivity No issues with pressure drop for slurry flow Direct integration with perfusion bioreactor Opportunity for continuous steady-state processing Dramatic improvements in overall productivity

Summary Countercurrent tangential chromatography (CCTC) for mab purification Continuous and steady-state operation demonstrated for 24 hr Purity and yield comparable to packed column Countercurrent staging reduces resin requirements while increasing product yield and purity Low pressure operation opportunities for disposable single-use flow path Modular design for enhanced flexibility

Acknowledgements Oleg Shinkazh Founder and President, Chromatan Boris Napadensky VP of Engineering, Chromatan Achyuta Teella Senior Scientist at Chromatan, Post-doc at Penn State Travis Tran Associate Scientist, Chromatan Gary Brookhart Senior Research Scientist, Fujifilm Diosynth

Funding / Support