Polatuzumab vedotin A potent ADC in NHL

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Polatuzumab vedotin A potent ADC in NHL Michael Wenger, M.D. Senior Group Medical Director

This presentation contains certain forward-looking statements. These forward-looking statements may be identified by words such as believes, expects, anticipates, projects, intends, should, seeks, estimates, future or similar expressions or by discussion of, among other things, strategy, goals, plans or intentions. Various factors may cause actual results to differ materially in the future from those reflected in forward-looking statements contained in this presentation, among others: 1 pricing and product initiatives of competitors; 2 legislative and regulatory developments and economic conditions; 3 delay or inability in obtaining regulatory approvals or bringing products to market; 4 fluctuations in currency exchange rates and general financial market conditions; 5 uncertainties in the discovery, development or marketing of new products or new uses of existing products, including without limitation negative results of clinical trials or research projects, unexpected side-effects of pipeline or marketed products; 6 increased government pricing pressures; 7 interruptions in production; 8 loss of or inability to obtain adequate protection for intellectual property rights; 9 litigation; 10 loss of key executives or other employees; and 11 adverse publicity and news coverage. Any statements regarding earnings per share growth is not a profit forecast and should not be interpreted to mean that Roche s earnings or earnings per share for this year or any subsequent period will necessarily match or exceed the historical published earnings or earnings per share of Roche. For marketed products discussed in this presentation, please see full prescribing information on our website www.roche.com All mentioned trademarks are legally protected. 2

Introduction: Polatuzumab vedotin Polatuzumab vedotin in 1L DLBCL Polatuzumab vedotin in R/R FL/DLBCL Polatuzumab vedotin development program 3

MoA: Polatuzumab vedotin (anti-cd79b ADC) Potential to become part of a future backbone Anti-CD79b targets to B-cell malignancies 1 2 3 MMAE Microtubule disrupter Variable chain linker cleavable by lysosomal proteases 4 5 6 Product profile ADC designed for targeting microtubule inhibitor MMAE to cells expressing CD79b Linker is stable in the bloodstream but releases the drug payload inside the target cell MOA=mechanism of action; ADC=antibody drug conjugate; MMAE=monomethyl auristatin E 4

Introduction: Polatuzumab vedotin Polatuzumab vedotin in 1L DLBCL Polatuzumab vedotin in R/R FL/DLBCL Polatuzumab vedotin development program 5

Polatuzumab + Rituxan-CHP in 1L DLBCL Early efficacy and safety data Study design End of treatment responses by PET-CT Duration of response Phase Ib/II results Phase 2 dose of 1.8 mg/kg established Safety profile is inline with R-CHOP CR of 70% and PR of 15% achieved Efficacy promising as patients treated in the dose-expansion were strongly weighted in the high-risk category by the IPI Tilly H. et al., ASH 2016; DLBCL=diffuse large B cell lymphoma; CHP=cyclophosphamide, doxorubicin and prednisone; CR=complete responses; PR=partial responses; PD=progressive disease; IPI=International Prognostic Index 6

Introduction: Polatuzumab vedotin Polatuzumab vedotin in 1L DLBCL Polatuzumab vedotin in R/R FL/DLBCL Polatuzumab vedotin development program 7

Polatuzumab + Gazyva in R/R FL/DLBCL Promising early efficacy FL: Overall response by PET-CT ROMULUS phase II results: Acceptable safety profile Promising clinical activity in heavily pretreated R/R FL or DLBCL patients ORR observed in 69% of FL and 40% of DLBCL patients DLBCL: Overall response by PET-CT Phillips T. et al., ASH 2016; R/R=relapsed/refractory; FL=follicular lymphoma; DLBCL=diffuse large B cell lymphoma; ORR=objective response rate; CR=complete responses; PR=partial responses; SD=stable disease; PD=progressive disease; PFS=progression free survival; PET-CT=positron emission tomography computed tomography; Data cut-off: July 26, 2016 8

Polatuzumab + BR/BG in R/R FL/DLBCL Promising efficacy with bendamustine R/R FL: Overall response by PET-CT Phase Ib/II results: R/R DLBCL: Overall response by PET-CT Acceptable safety profile Clinical activity in heavily pretreated R/R FL or DLBCL patients Enrollment for Ph2 expansion and randomization part (overall 200 patients) has been completed Herrera A. et al., ASH 2016; R/R=relapsed/refractory; FL=follicular lymphoma; DLBCL=diffuse large B cell lymphoma; BR=bendamustine+Rituxan; BG=bendamustine+Gazyva; ORR=objective response rate; CR=complete responses; PR=partial responses; SD=stable disease; PD=progressive disease; PET-CT=positron emission tomography computed tomography; Data cut-off: 9

Introduction: Polatuzumab vedotin Polatuzumab vedotin in 1L DLBCL Polatuzumab vedotin in R/R FL/DLBCL Polatuzumab vedotin development program 10

Development program in NHL Polatuzumab vedotin trials in FL and DLBCL NHL Compound Combination Study name Indication P Ph1 1 P Ph2 2 P Ph3 3 Gazyva +bendamustine GADOLIN FL (inhl) (Rituxan refractory) Gazyva +CHOP GOYA 1L DLBCL (anhl) Gazyva +chemo GALLIUM 1L FL ( inhl) Venclexta* +Rituxan/+Rituxan+bendamustine CONTRALTO R/R FL (inhl) Venclexta +Rituxan+CHOP CAVALLI 1L DLBCL (anhl) Venclexta +Rituxan+bendamustine R/R NHL Venclexta R/R CLL and R/R NHL Venclexta +Gazyva/Rituxan+polatuzumab R/R DLBCL (anhl) and R/R FL (inhl) polatuzumab +Rituxan/Gazyva ROMULUS R/R DLBCL (anhl) and R/R FL (inhl) polatuzumab +Gazyva/Rituxan+bendamustin R/R DLBCL (anhl) and R/R FL (inhl) polatuzumab +Gazyva+CHP/Rituxan+CHP 1L DLBCL (anhl) polatuzumab +Gazyva/Rituxan+lenalidomide R/R DLBCL (anhl) and R/R FL (inhl) Tecentriq +Gazyva or +tazemetostat1** Tecentriq +Gazyva+lenalidomide R/R FL (inhl) R/R DLBCL (anhl) and R/R FL (inhl) Tecentriq +Gazyva/Rituxan+benda or CHOP 1L FL (inhl) and 1L DLBCL (anhl) Tecentriq +Gazyva/Rituxan+polatuzumab R/R DLBCL (anhl) and R/R FL (inhl) idasanutlin +Gazyva/Rituxan R/R DLBCL (anhl) and R/R FL (inhl) undisclosed ADC R/R NHL ASH ASH ASH inhl=indolent non-hodgkin`s lymphoma; anhl=agressive NHL; DLBCL=diffuse large B cell lymphoma; FL=follicular lymphoma; CHOP=cyclophosphamide, doxorubicin, vincristine and prednisone; * Venclexta in collaboration with AbbVie; Gazyva in collaboration with Biogen; polatuzumab vedotin in collaboration with Seattle Genetics; **External collaboration; ADC=antibody drug conjugate 11

Doing now what patients need next 12