Manufacturing Challenges with Cell and Gene Therapy Products: A Health Canada Perspective

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Manufacturing Challenges with Cell and Gene Therapy Products: A Health Canada Perspective CASSS CMC Summer Forum 2017 Chris Storbeck, PhD Health Canada

Outline Health Canada organization Regulation of Gene and Cell Therapy Products Types of products- unique regulatory concerns for each poses challenges to regulators Gene therapies Cell Therapies Oncolytic viruses Health Canada expectations Manufacturing development Comparability Other Challenges Resources available

Where does BGTD fit in? Health Products and Food Branch (HPFB) Resource Management and Operations Directorate (RMOD) Marketed Health Products Directorate (MHPD) Therapeutic Products Directorate (TPD) Biologics and Genetic Therapies Directorate (BGTD) HPFB Inspectorate Mission: BGTD works to maximize the quality, safety and efficacy of biological and radiopharmaceutical products in Canada. 3

Where do Cell and Gene Therapies go within BGTD (for Quality Review)? Biologics and Genetic Therapies Directorate (BGTD) Centre for Biologics Evaluation (CBE) Centre for Evaluation of Radiopharmace uticals and Biologics (CERB) Virtual Cell and Gene Therapies Group Monoclonal Antibodies Division Hormones and Enzymes Division Cytokines Division Radiopharma -ceuticals Division 4

Regulation of Gene and Cell Therapy Products in Canada Gene Therapy: Transfer and expression of an exogenous gene compensating for a missing or non-functional endogenous gene including by the following means: a) Nucleic acid (DNA or RNA) delivered directly or by viral vector resulting in expression of RNA (mrna, mirna or sirna) and in some cases the translation of protein (directly in vivo or via ex vivo transduction and reintroduction of cells) b) Modification of genes (expression or repair) without transfer of genetic material -Direct treatment of cells in vivo or ex vivo with regulatory RNA or protein that bind DNA is not considered gene therapy but a therapeutic use of nucleic acids and proteins c) Oncolytic viruses for treatment of cancer 5

Regulation of Gene and Cell Therapy Products in Canada (cont d) Cell and Gene Therapeutic Products Regulated as Biologics, in Schedule D (Biologic Drugs) of the Canadian Food and Drug Regulations Gene therapies are better captured by Schedule D than cell therapies Safety of Human Cells, Tissues, and Organs Regulations for Transplantation Regulations Cell therapies meet the definition of a drug as defined by Food and Drugs Act Food and Drugs regulations are widely applicable to Cell Therapies Assisted Human Reproduction Act: embryonic stem cells

Other Applicable Regulations Canadian Environmental Protection Act New Substances Notification Regulations (Organisms/microorganisms) An Environmental Assessment is required for new organisms not already on the Domestic Substances List Includes viruses (ie. Gene therapy, oncolytic), but not plasmids Sponsors of New Drug Submission (NDS) or Clinical Trial Applications (CTA) for a viral or bacterial vector should notify Environment Canada Review conducted by Health Canada (HECS)

ICH Quality Guidelines Although scope may exclude CGT s, many of the principles can and should be applied Eg. Comparability, stability, viral clearance etc. Relevant ICH Consideration Documents: General Principles to Address Virus and Vector Shedding Oncolytic Viruses General Principles to Address the Risk of Inadvertent Germline Integration of Gene Therapy Vectors

Health Canada position with Cell and Gene Therapy Products Manufacturing Considerations Early phase Clinical trials Patient safety is main concern Later phases More stringent requirements Manufacturing Control of raw materials Animal product free Human components appropriately tested Auditing of RM suppliers Cell Therapy special case Closed manufacturing Reduced risk of contamination Process knowledge Quality system

Cell Therapies

Cell and Gene Therapy Product Manufacture: Autologous Cell Therapy Products Batches Usually single batch per patient Process Validation Cells obtained from healthy donor Comparability Each donor unique Different cell subsets from leukapherisis Different phenotype of purified cells (eg. IFN- production) One approach is to use same donor cells at different sites or using old vs. new manufacturing method Safety testing Release prior to final test results

Cell Therapy Product Manufacturing: Other Considerations Cell banking system using one or more cyropreserved intermediates Cell culture media Use of animal serum Pooled human serum Human platelet isolate/lysate Recombinant growth factors Segregation and Tracking of batches Batches may be small and numerous Especially relevant for autologous therapeutic products, directed allogeneic cells Closed systems and automation Helps with product segregation and manufacturing consistency

Manufacturing of C&GT Products Regulatory Concerns Inadvertent introduction of adventitious agents Inherent variability of manufacturing a product from a living system Variability in PBMCs isolated from patient Huge variability in the number of T-cells Precise control of the manufacturing process Purity of product Percentage of T-cells potency viability Presence of cells not intended to be in final product NK cells, B-cells Minimizing other impurities Cell Therapies Cytokines, beads

Manufacturing of C&GT Products Regulatory Concerns (cont d) Viral vector design Integration concerns Replication competence Manufacture Multiproduct facilities No contaminating virus from other products AAV mediated Gene Therapies process and product-related impurities Host-cell DNA, plasmid DNA Host Cell Protein Residual CsCl Residual iodixanol Relevance of empty capsids? If they are a part of the mechanism of action this must be demonstrated and (eventually) reflected in potency assay(s) If not, then considered a product-related impurity In both cases, must be controlled

Inadvertent Introduction of Adventitious Agents Raw Materials From accredited sources Appropriately screened Scale-out Closed manufacturing Commercially available units Self contained Disposable materials (tubing) Vapour Phase H2O2 sterilization

Management of Inherent Variability Raw Materials Autologous Cell Therapies donor variability Auditing suppliers Operators Appropriate training Equipment Appropriately qualified Process Understanding CQAs early Risk based patient product

Control of Manufacturing Process QbD concepts Generating Process Knowledge Iterative process collection of process data Data collection through characterization Cell therapies- phenotypic studies based on cell markers (eg. central memory, effector memory, effector cells, naïve T-cells) cytokine production profiles AAV-based therapies - plating densities, optimizaton of transfection reagents, plasmid DNA amount Defining CPPs through Process Characterization/Challenge studies Investment required QbD approach or aspects of QbD Defines control strategy

Autologous Cell Manufacturing: Transitions to Marketing Applications Progression from Clinical Trials to Marketed product Increased automation Advantages Increased product quality and consistency Reduced human/product contact (closed system) Disadvantages Initial costs Numbers of units due to multiple small volume batches

AAV manufacturing: Transitions to Marketing Applications Columns/density gradient purification Pro: Can separate empty capsids from viable capsids Con: not scalable, impurity testing Column only manufacturing Pro: large scale, purity Con: cannot separate empty capsids, part of the product

Manufacturing - General Considerations Mapping and establishing CQAs early Aids in ensuring product understanding - particularly for comparability studies following manufacturing changes In process controls Ensures process consistency Knowledge of process is essential Understand limitations QbD approach?

Emerging Science/Technology CAR T-cells AAV Optimal T-cell phenotype? Indication specific limitations Tumour microenvironment Localized immunosuppression Different manufacturing approaches needed (ie. Different T-cell subsets For solid tumours vs. liquid tumours) Expression of transgenes to relieve tumor mediated immune checkpoint inhibition (PD-1) Gene editing to overcome HLA restriction Viral vector consistent transduction capability Directed evolution of different serotypes or strains Applies to Oncolytic viruses also

Comparability Studies Challenging even with conventional biologics Comparability data required to link clinical trials Process improvements, fewer impurities Manufacturing site change Potency assay or surrogate Risk based selection of CQAs for analysis Eg. Cell therapy yields, viability, fold expansion In depth knowledge of the process is helpful Accumulated data used to calculate equivalence acceptance criteria Expectation approach Scale-up AAV Can force manufacturing change Acceptance criteria Linked to historical results

Relevant Guidance Documents Guidance Document For Clinical Trial Sponsors: Clinical Trial Applications Guidance Document: Preparation of Clinical Trial Applications for use of Cell Therapy Products in Humans

Harmonization Health Canada embraces harmonization of regulations with respect to Cell and Gene Therapeutic Products Contributor to international harmonization efforts through ICH Welcome discussion if our position differs significantly from other regulatory authorities

Summary and Conclusions Cell and Gene Therapy Products are evolving at a rapid pace and Marketing applications will increase Autologous Cell Therapy Products pose some regulatory challenges, however, application of sound risk, science, and knowledge based approaches will help to bridge gaps Focus on quality and product knowledge at earliest possible stages is encouraged Early engagement with Health Canada is encouraged 25

Health Canada We welcome regulatory questions via pre-cta meetings or pre-nds meetings in-person or via teleconference Contact Office of Regulatory Affairs Office of Regulatory Affairs Biologics and Genetic Therapies Directorate Health Products and Food Branch Health Canada 100 Eglantine Driveway, Tunney s Pasture Address Locator: 0601C Tunney s Pasture, Ottawa, Ontario, Canada K1A 0K9 Fax: 613-946-9520, Tel: 613-957-1722 General Enquiries: Email: BGTD_ORA@hc-sc.gc.ca

HEALTH CANADA FREE ADVICE REGULATOR 27

Acknowledgements Dr. Anthony Ridgway A/Director, Centre for Evaluation of Radiopharmaceuticals and Biologics Dr. Dino Petrin Sr. Evaluator, Virtual Cell and Gene Therapy Group and Hormones and Enzymes Division Dr. Deqi Huan - Sr. Evaluator, Virtual Cell and Gene Therapy Group and Cytokines Division Dr. Martin Nemec - Sr. Evaluator, Virtual Cell and Gene Therapy Group and Monoclonal Antibodies Division

Thank you for your attention!