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A division of Ethical Solutions LLC Successfully Integrating Surfactants Into Chemox Technologies Dan Socci, CEO, EthicalChem Green Chemical Solutions for Environmental Remediation ETHICALCHEM BACKGROUND 1

EthicalChem Background Developer of high performance chemicals for remediation and oil industries Specialize in plant-based surfactant chemistry 11 issued patents 100+ sites, 13 countries Flexible business model Chemicals alone Treatment design On site support Full implementation Ongoing R&D and acquired IP EthicalChem Background EthicalChem proprietary, patented processes and chemicals enable chemical oxidation treatments of heavily contaminated sites, including those with NAPL Surfactant Enhanced Product Recovery (SEPR) Surfactant-enhanced In Situ Chemical Oxidation (S-ISCO) Bulk free phase removal LNAPL, DNAPL including creosote Oxidation of heavy hydrocarbon contamination on soil 2

Benefits of Surfactant Enhanced ChemOx Technologies of three S s Optimally designed plant based surfactants Benefits of simultaneous injection of surfactants and oxidants Importance of surfactant selection Highly differentiated from surfactants alone or conventional chemical oxidation When to Use Surfactants ISCO Surfactants Groundwater contamination Less hydrophobic compounds (e.g. chlorinated) Heavily contaminated soil Very hydrophobic compounds (e.g. PAH) Free phase 6 3

Enhancing Contact Through Emulsification Surfactants create emulsions which increase interface area between oxidant and contaminant by several orders of magnitude NAPL Groundwater Increased surface area due to emulsification Enhancing Contact Through Emulsification Minimal contact at NAPL-water interface Surfactants deliver the contaminant to the oxidant NAPL Groundwater Groundwater with surfactant Groundwater with surfactant Enhanced contact through emulsification 4

Green Chemical Solutions for Environmental Remediation APPLYING SURFACTANTS Importance of Surfactant Selection Not all surfactant perform equally! Not one-size-fits-all Surfactant performance varies with different contaminants Not all surfactants work well with oxidants 10 5

Surfactant Selection for NAPL Different surfactants can deliver different results. Desorption Emulsification stable/unstable Change viscosity/mobility 11 Surfactant Selection for NAPL EthicalChem MSX-7 EthicalChem AFX-9 12 6

Surfactant Selection for Oxidant Compatibility Independent research completed at University of Madrid* Not all surfactants are suitable to work with oxidants Commodity surfactant resulted in 97% persulfate decomposition in about 4 hours (without contaminant) EthicalChem E-Mulse 3 resulted in <26% persulfate decomposition in about 4 hours (without contaminant) *Research completed independently by Researching Group INPROQUIMA (Universidad Complutense de Madrid): Miguel A. Lominchar, David Lorenzo, Arturo Romero, and Aurora Santos Surfactant Selection for Oxidant Compatibility Independent research completed at University of Madrid* EthicalChem E-Mulse Surfactant With NaOH and Persulfate Commodity Surfactant With NaOH and Persulfate At 24 hours E-Mulse retains thin consistency as aqueous solution. Commodity surfactant gels to thick, immobile material. *Research completed independently by Researching Group INPROQUIMA (Universidad Complutense de Madrid): Miguel A. Lominchar, David Lorenzo, Arturo Romero, and Aurora Santos 7

SURFACTANT/OXIDANT TECHNOLOGIES FROM ETHICALCHEM S-ISCO Technology Surfactant-enhanced In Situ Chemical Oxidation (S-ISCO) Simultaneous injection of EthicalChem proprietary surfactant blend & oxidant (patented process) Oxidant compatible surfactant Site specific/contaminant surfactant selection Use of the oxidant best suited for site conditions Enables chemical oxidation of heavily contaminated sites Addresses contamination sorbed on soil Cleans soil and groundwater Avoids contaminant rebound 8

S-ISCO Performance Sorbed contaminants on soil and in soil pores Surfactant and oxidant introduced into groundwater Sorbed contaminants are emulsified into aqueous phase Thorough removal of contamination no rebound SEPR Technology Surfactant Enhanced Product Recovery (SEPR) Efficient recovery of Non-Aqueous Phase Liquid (NAPL) contamination, including creosote Proprietary plant based surfactant blend Low doses of hydrogen peroxide Bubbles generated from peroxide decomposition provide physical agitation to loosen NAPL Can be implemented as primary treatment or prior to S-ISCO 9

SEPR Performance Bulk, free phase NAPL present in subsurface SEPR fluid injected Surfactants desorb and emulsify NAPL Gas bubbles generated from peroxide Facilitates movement to recovery wells Residual contamination may be addressed with S-ISCO if required CASE STUDY EXAMPLES 10

Case Study 1 EthicalChem S-ISCO Treatment Consultant: Fleming, Lee-Shue Coal Tar Site Queens, NY S-ISCO Remediation of Coal Tar NYC Brownfield Site 11

MGP Coal Tar Remediation in NYC Site Conditions: Former roofing manufacture site ~41,000 lb contamination BTEX, PAHs, naphthalene NAPL Heterogeneous subsurface Challenges: Adjacent to East River Dense urban neighborhood Weather NAPL Northern edge of site boundary ~ 100 ft from high-rise, luxury residential building MGP Coal Tar Remediation in NYC Soil & Groundwater Results Soil: EXCEEDED CLEANUP OBJECTIVE Destroyed > 90% Contaminant Mass (PAHs + BTEX) Groundwater: EXCEEDED CLEANUP OBJECTIVE Reduced GW Concentrations; 91% BTEX Soil Gas: FULLY REDUCED SOIL GAS CONTAMINANTS 100% of benzene, ethylbenzene, naphthalene Weekly Monitoring Results: No NAPL mobilization No vapor pressure increases No nuisance complaints 12

MGP Coal Tar Remediation in NYC Certificate of Completion, New York State DEC, Construction of a 22,000 square foot community library underway Completion 2018 Case Study 2 EthicalChem SEPR & S-ISCO Treatment Consultant: TetraTech Creosote Delaware Site 13

SEPR & S-ISCO Creosote Remediation Wood Treatment Facility, DE Site Objective: Remove and treat creosote contamination to meet site objectives Pre SEPR No Product Recovery; Clear Samples Day 1 Product + Emulsion Recovered Day 2 Increased Product Recovery Day 3 Product Flow Treatment: SEPR with VeruSOL and hydrogen peroxide S-ISCO with VeruSOL and activated sodium persulfate End of End SEPR of / Pre-S-ISCO Treatment Treatment Outcome: Client objective achieved 81% of DNAPL was removed 27 Case Study 3 EthicalChem S-ISCO Treatment Consultant: GST LNAPL BTEX, TPH Pipeline Pumping Station Texas 14

S-ISCO Remediation of LNAPL Pipeline Pumping Station, TX Site Objective: Reduce soil and groundwater TPH and Benzene concentrations to below riskbased closure goals Pre-Treatment PRE-TREATMENT ~0.01 ft LNAPL BTEX = 1,271 mg/l TPH = 1,815 mg/l POST-TREATMENT Treatment: S-ISCO with VeruSOL and activated hydrogen peroxide TPH = 64,000 mg/kg BTEX = 1,271 mg/kg After treatment BTEX = 0.289 mg/l TPH = <2.5 mg/l (U) TPH = 432 mg/kg BTEX = 0.5459 mg/kg Outcome: Soil TPH reduced from 64,000 mg/kg to 432 mg/kg Soil BTEX reduced from 1,271 mg/kg to 0.546 mg/kg No detectible NAPL Case Study 4 EthicalChem S-ISCO Treatment TCA Textile Manufacturing Company NY 15

S-ISCO TCA Remediation Textile Manufacturing Company, NY 200 150 100 50 0 VOC Groundwater Treatment Results Pre-treat Max. Conc. µg/l 89% Reduction cis-1,2 DCE 112-TCA PCE Pre-treatment Post-treat Max. Conc. µg/l 97% Reduction Post Treatment Percent Reduction Total VOCs 86,530 11,706 86% TCA 48,300 8,630 82% 112-TCA 34.5 2.3 93% 1,1-DCA 36,100 2,540 93% Chloroethane 1,280 334 74% Soil Treatment Results 70% Reduction Site Objective: Achieve NYSDEC Commercial Use Soil Cleanup Criteria Treatment: S-ISCO with VeruSOL and activated sodium persulfate Outcome: All 31 soil samples collected post treatment met NYDEC Commercial Use Cleanup Criteria 90% of the 31 soil samples collected also met more stringent Residential Clean Up Criteria 31 FREQUENTLY ASKED QUESTIONS 16

Persulfate (g/l) / VeruSOL (g/l) TPH (mg/l) 11/21/2017 FAQs: Mobilization Question: How is contaminant mobilization managed during S-ISCO and SEPR treatments? Answer: During S-ISCO the surfactant and oxidant are injected simultaneously as a homogeneous solution Injected chemistry travels together through subsurface Emulsification and oxidation take place simultaneously Average groundwater speeds do not carry emulsion offsite prior to destruction During SEPR simultaneously injected hydrogen peroxide- generates oxygen gas which loosens NAPL provides buoyancy to transport NAPL upward Monitoring plans & contingency measures provide added protection for sensitive receptors FAQs: Mobilization S-ISCO chemistry travels together Data from an on site monitoring well during and after injections 30.0 25.0 S-ISCO Chemistry Tracking at a Monitoring Well within Injection Area Maximum SP detected = 27 g/l Maximum TPH detected = 215 mg/l 300 250 20.0 15.0 10.0 5.0 Maximum VeruSOL detected = 18 g/l VeruSOL Persulfate TPH 200 150 100 50 0.0 9/29/10 11/18/10 1/7/11 2/26/11 4/17/11 6/6/11 7/26/11 0 Injection Period Post Injection Monitoring 17

FAQs: Mobilization S-ISCO Chemistry Tracking at a Monitoring Well Down-gradient Persulfate (g/l) / VeruSOL (g/l) 30 25 20 15 10 5 Maximum VeruSOL detected = 1.1 g/l Maximum SP detected = 2.9 g/l VeruSOL Persulfate TPH Maximum TPH detected = 24 mg/l 300 250 200 150 100 50 TPH (mg/l) 0 9/29/10 11/18/10 1/7/11 2/26/11 4/17/11 6/6/11 7/26/11 0 Injection Period Post Injection Monitoring Period FAQs: Surfactant/Oxidant Interaction Question: Do the surfactants compete with contaminants to consume oxidants? Answer: o Oxidation by activated persulfate is minimal while contaminant is present o Contaminants oxidized first Increase in IFT indicates destruction of surfactant 18

S-ISCO/SEPR Summary Optimized Surfactant/Oxidant Treatments Provide: Permanently clean soil & groundwater Avoids rebound Effective for a broad range of organic contaminants Require: - Use of site optimal surfactant - Compatibility of surfactant and oxidant Thank you. EthicalChem USA www.ethicalchem.com 19