Strengthening Medical Device Regulatory Capacity in the Americas: working towards regulatory convergence. Alexandre Lemgruber

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Strengthening Medical Device Regulatory Capacity in the Americas: working towards regulatory convergence Alexandre Lemgruber Global Harmonization Summit Washington-DC, September 2014

Brief history, important achievements 1999 7th GHTF meeting, USA First meeting of PACME (Pan American Cooperation on Medical Equipment), USA Regional consultation meeting on Medical Device Regulation ListServ MED-DEVICES created 2000 8th GHTF meeting, Canada 2nd PACME meeting, Canada Resolution CD42.R.10 approved in PAHO Directive Council: Member States urged to develop and strengthen programs for the regulation of medical devices 2001 PAHO/WHO: A Model Regulatory Program for Medical Devices: An International Guide (in cooperation with FDA)

2002 9th GHTF Conference, Singapur 3rd PACME meeting, Singapur 2nd APEC (Asia-Pacific Economic Cooperation), Singapur. PAHO/WHO: A Guide for the Development of Medical Devices Regulations (in cooperation with Health Canada) Subregional Workshop for Central American countries 2003 Subregional workshop for Andean countries WHO: Medical Device Regulations: Global Overview and Guiding Principles 2004 International meeting ISO-GHTF-WHO-PAHO

2006 10th GHTF Conference, Germany. 4th PACME meeting, Chile. 3rd APEC meeting, Chile. 2007 Resolution WHA60.29: Health Technologies 11th GHTF Conference, USA. 5th PACME meeting, USA. Internacional meeting on Tecnovigilance, Colombia. 2008 4th APEC, Malasia 2009 12th GHTF Conference, Canada. 6th PACME meeting, Canada. 5th APEC meeting, Canada. International Regulatory Forum, Canada.

2010 1st WHO Global Forum on Medical Devices, Thailand Foro Regulatorio Internacional, Canadá WHO Baseline country survey on medical devices. 2011 International Regulatory Forum, Health Canada International Medical Device Regulators Forum (IMDRF) is conceived, meeting in Canada 2012 Regional working group for the strengthening of medical device regulatory capacity in the Americas is conceived First meeting of the Working Group, Cuba Community of Practice of Medical Device Regulators is launched within the Regional Platform in Access and Innovation-PRAIS International Regulatory Forum, Canada IMDRF meeting, Singapore IMDRF meeting, Australia Resolution CSP28.R9: Health Technology Assessment, adopted by Member States at the Pan American Sanitary Conference Regulation of medical devices is considered priority number one by the members of PANDRH, and for the first time a plenary session about this topic is part of the Network meeting

2013 2nd WHO Global Forum, Switzerland II Regional Working Group meeting, Argentina. Workshop Regulatory-HTA interaction, Brazil International Regulatory Forum, Canada IMDRF meeting, France IMDRF meeting, Belgium 2014 CECMED Cuba recognized as WHO/PAHO Collaborating Center for regulation of medical devices III Regional Working Group meeting, USA IMDRF meetings, USA International Regulatory Forum, Canada Resolution WHA67.20: Regulatory Systems Strengthening for Medical Products Resolution WHA67.23: HTA in support of Universal Health Coverage

Regional Working Group: establishing priorities First meeting in July 2012, with 12 countries Argentina Brasil Canada Chile Colombia Costa Rica Cuba Honduras Mexico Panama Peru Uruguay Priorities defined in the Havana meeting: o Map the current regulatory situation in each country o Develop a way to effectively exchange information amongst agencies o Capacity building o Assessment tool for the evaluation of regulatory authorities o Explore interaction HTA-Regulation

First results Presented at the 2 nd meeting in Buenos Aires (June 2013): Mapping template with 45 questions, applied to 14 countries International Regulatory Forum and proposal for a virtual course on Regulation and HTA Exchange of information: community of practice within the PRAIS Interaction Regulation- HTA: pilot project PAHO/USAID

Regional mapping of the regulation of medical devices Objective: to know the current situation of the regulation of medical devices in the Region. First phase with14 countries Argentina Brazil Canada Chile Colombia Costa Rica Cuba Ecuador Honduras Mexico Panama Peru Dominican Rep. Uruguay 45 questions 6 categories Medical Devices Regulation structure Legislation Regulation for the manufacturers of medical devices Organizational structure of the regulatory authorities Health risks communication Incorporation of new technologies

Mapping Proposal approved in the Cuba meeting- 2012 First results presented in Argentina and Canada 2013 Incorporation of new technologies Health risks communication Regulation structure Organizational structure of the regulatory authority Next step: indicators Legislation Regulation for manufacturers

Basic indicators 1100- Is there an institution responsible for the medical devices regulation? 1101- Is there any legislation that establishes the mandate of the institution responsible for the regulation of medical devices and medical equipment? 1105- Are there legislations establishing the mandate of the institution responsible for the post-marketing surveillance of medical devices? 1106- Is there a legislation concerning the management of medical devices? 1102- Is there a registration process established? 1107- Is there a regulation related to medical device donations? 1103- Are the products classified according to their health risk? 1104- Is there any Official Nomenclature System of medical equipment or medical devices such as UMDNS, GMDN, or others? 1108- Are there regulations related to the incorporation of new health technologies into the health systems?

Preliminary Results (1) Indicators 1100- Is there an institution responsible for the medical device regulation? 1101- Is there any legislation that establishes the mandate of the institution responsible for the regulation of medical devices and medical equipment? 1102- Is there a registration process established? 1103- Are the products classified according to their health risk? % of compliance 93 93 93 86 1105- Are there legislations establishing the mandate of the institution responsible for the post-marketing surveillance of medical devices? 79 1104- Is there any Official Nomenclature System of medical equipment or medical devices such as UMDNS, GMDN, or others? 1107- Is there a regulation related to medical device donations? 1108 - Are there collaborative alliances with other countries to unify efforts in the regulation of medical devices? 1109 - Are there specific regulation policies related to the incorporation of new technologies in the health systems? 71 64 43 36

Preliminary Results (2) Country % of compliance A 100 B 100 C 90 D 90 E 90 F 90 G 78 H 78 I 78 J 56 K 56 L 56 M 56 N 11

93% of the countries have some kind of regulation Preliminary Results (3) Registration 64% Apply to 100% of medical devices 14% Apply to more than 50% 14% Apply to less than 50% Quality control 21% Apply to 100% of the devices 28% Apply to specific cases of medical devices 50% Apply when there is a report

Pre and postmarket regulation Cuentan There con is reglamentación post-marketing sobre surveillance Tecnovigilancia regulation Cuentan con reglamentación para el There control is de regulation calidad pre-mercado related to premarket and post-market quality y post-mercado de los Dispositivos control for medical devices Médicos Tienen reglamentación que There categoriza, is regulation según to classify el riesgo, the los medical devices according to their Dispositivos Médicos para su risk registro 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14

Regulation of medical device companies There is regulation for licensing companies responsible for medical equipment maintenance Cuentan con reglamentación que regule la habilitación/licenciamiento de empresas/establecimientos que realizan Servicio Técnico de mantenimiento preventivo y correctivo de equipos médicos. Cuentan con reglamentación que la habilitación/licenciamiento There is specific de empresas/establecimientos regulation for que importan dispositivos médicos. licensing import companies There is regulation for licensing of medical devices manufactures Cuentan con reglamentación que regula la habilitación/licenciamiento de empresas/establecimientos que producen dispositivos médicos. 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14

Capacity building and collaboration Han conformado grupos de trabajo Have o alianzas conformed estratégicas working con groups otrasor alliances with other regulatory instituciones para el Fortalecimiento institutions de la Capacidad Reguladora de Have Tienen experienced experiencias successful educativas trainings inside exitosas the organization There Tienen are programas permanent de training educación programs permanente for the de staff los working RRHH que on medical trabajan devices en el área regulation de DM 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14

Community of Practice Goal: To provide an effective way for the exchange of information about regulation of medical devices between regulatory authorities Library 84 files News Discussion topics Agenda

Capacity Building Since 2012, PAHO and Health Canada have been supporting countries from the Region to participate in the International Regulatory Forum, a one week program with activities targeted to medical device regulators Courses on Health Technology Assessment and on Medical Device Management will be launched in September 2014 in the PAHO Virtual Campus; a course on Regulation is planned to be launched in 2015

Project Regulatory-HTA interactions Considering the existing gap on medical devices regulation and the growing interest for the interaction HTA-Regulation, a pilot project was developed by PAHO (funded by USAID) The project had the following products: Review of the literature and current initiatives on the HTA- Regulatory interactions Case studies in four countries: Colombia, Mexico, Uruguay and Argentina Design of a virtual course on HTA and Regulation Workshop in September 2013 (hosted by Anvisa and MoH Brasil) to present the results and to discuss an agenda for collaboration between the working group of regulatory authorities and RedETSA

Agenda 2014/2015 III Regional meeting has been held in conjunction with IMDRF meeting, in Washington, and one of the goals was to explore synergies and opportunities for collaboration between the Regional group and IMDRF Two main proposals have emerged as a result of the discussion: - The request to IMDRF Management Committee the status of affiliate organization for PAHO - To create mirror regional groups To support the participation of countries from the Region in the International Regulatory Forum To implement the Collaborating Center (CECMED) work plan To develop advance indicators in order to have a Regional Profile on Medical Device Regulation To launch the course on Regulation of Medical Devices in the PAHO Virtual Campus