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Optimization of Controlled ph Liquid Hot Water Pretreatment of Corn Fiber and Stover Nathan Mosier, Rick Hendrickson, Youngmi Kim, Meijuan Zeng, Bruce Dien, Gary Welch, Charles Wyman and Michael Ladisch Biomass Refining CAFI Purdue University Aventine Renewable Energy Dartmouth College and USDA NCAUR (Peoria)

Biomass Refining CAFI IFAFS Project Institutions

Acknowledgements The material is this work was supported by: USDA Initiative for Future Agricultural and Food Systems/Cooperative State Research, Education and Extension Service Contract 00-52104-0663 NREL Subcontract ZCO-1-31023-01 Indiana Department of Commerce Illinois Department of Commerce Aventine (formerly Williams Bioenergy) Purdue University Agricultural Research Programs

Acknowledgements Andy Aden Bruce Dale Tim Eggeman Rick Elander Joan Goetz Mark Holtzapple Kelly Ibsen Young Mie Kim Y.Y. Lee Debra Sherman Nancy Ho Mira Sedlek Biomass Refining CAFI

USDA IFAFS Project Overview Multi-institutional effort funded by USDA Initiative for Future Agriculture and Food Systems (IFAFS) Program to develop comparative information on cellulosic biomass pretreatment by leading options with common source of cellulosic biomass Aqueous ammonia recycle pretreatment - YY Lee, Auburn University Water only and dilute acid hydrolysis by co-current and flowthrough systems - Charles Wyman, Dartmouth Ammonia fiber explosion - Bruce Dale, Michigan State Controlled ph pretreatment - Michael Ladisch, Purdue Lime pretreatment - Mark Holtzapple, Texas A&M Logistical support and economic analysis - Rick Elander/Tim Eggeman, NREL Biomass Refining CAFI

What is corn stover? Cobs Leaves Roots Stalks NREL supplied corn stover to CAFI (source: BioMass AgriProducts, Harlan IA) Stover washed and dried in small commercial operation, knife milled to pass ¼ inch round screen

Biomass Refining CAFI Corn Stover

Where does corn fiber come from? (Rutenberg, 1989)

Corn Fiber

Compositions Corn Stover Corn Fiber Glucan (cellulose) 36.2% 14.3% Glucan (starch) 0.0 23.7 Xylan 21.4 16.8 Arabinan 3.5 10.8 Mannan 1.8 NA Galactan 2.5 NA Lignin 17.2 8.4 Protein 4.0 11.8 Acetyl 3.2 NA Ash 7.1 0.4 Uronic Acid 3.6 NA Non structural sugars 1.2 0.0

Goals: Water Pretreatment at Controlled ph Determine conditions that: 1. during pretreatment, minimize hydrolysis. 2. after pretreatment, maximize hydrolysis 3. develop mechanistic explanations and optimize pretreatment conditions Biomass Refining CAFI

Controlled ph Liquid Hot Water Saccharification Pretreatment Stover Heat Recovery Steam Water Trim Heat Plug Flow Reactor Coil ph control through buffer capacity of liquid No fermentation inhibitors, no wash stream Minimize hydrolysis to monosaccharides thereby minimizing degradation

Pretreatment Conditions for this Work Fiber or Corn Stover : Water Ratio dry basis = 0.15 : 1 to 0.20:1 Temperature and Hold Time 160 to 200 C hold for10 to 30 min Saccharify liquid and solid Cellulase enzyme supplemented with cellobiase Biomass Refining CAFI

Effect of Pretreatment Lignin Cellulose Amorphous Region Pretreatment Crystalline Region Hemicellulose

Chromatogram of Oligosaccharides Formed upon Pretreatment of Fiber Comparison of Pretreatment Liquid and Stillage 140000 120000 Oligosaccharides Response (mv) 100000 80000 60000 40000 Pretreatment 10x Dilute Stillage 10x Dilute Glucose Glycerol 20000 0 0 2 4 6 8 10 12 14 Time (min.)

Comparison of Pretreatment Liquid and Stillage 140000 120000 Bio-Rad HPX-87H 300mm x 7.8mm HPLC Column 5mM H 2 SO 4 Buffer 60 o C, 0.6 ml/min Response (mv) 100000 80000 60000 40000 Pretreatment 10x Dilute Stillage 10x Dilute Minimal degradation products 20000 0 0 5 10 15 20 25 30 35 40 45 50 55 60 Time (min.)

Example of Effect of Pretreatment on 90% Enzyme Hydrolysis Solids Reduction (%) 80% 70% 60% 50% 40% 30% 20% Pretreated (a) Pretreated (b) Fiber (a) Fiber (b) Pretreated Not pretreated 10% 0% 10 FPU/g Celluclast 1.5L + Novozyme 188 0 20 40 60 80 100 Hydrolysis Time (hours)

During Pretreatment Water acts as Acid Liquid water dissociation constants k w = 0.01 x 10-12 to 6.0 x 10-12 (at 20 C) (at 230 C) Biomass Refining CAFI

Autohydrolysis during Pretreatment of Cellulose at 190 C K C k 1 G n k 3 k 4 G Degradation Products C* k 2 C = native cellulose C* = hydrated cellulose G n = glucans (oligosaccharides) G = glucose (monomer) Biomass Refining CAFI

Autohydrolysis during Pretreatment (follows path of least resistance) K C k 1 G n k 3 k 4 G Degradation Products C* k 2 k 2, k 3, >> k 1 C = native cellulose C* = hydrated cellulose G n = glucans (oligosaccharides) G = glucose (monomer) Biomass Refining CAFI

Autohydrolysis and Sugar Degradation during Pretreatment K C k 1 G n k 3 k 4 G Degradation Products C* k 2 k 2, k 3, >> k 1 at high temperatures k 4 = k 3 Degradation products: organic acids that catalyze further hydrolysis and degradation aldehydes that inhibit both bacterial and yeast fermentations Biomass Refining CAFI

C Pretreatment Model: Goal for this work k 1 separate K pretreatment (a physical change) from hydrolysis (a chemical change) C* k Rationale 2 Avoid hydrolysis, degradation products G n k 3 G k 4 Degradation Products Biomass Refining CAFI

1. Pretreatment (carry out at high temperature) K C C* k 1 k 2 Minimize hydrolysis G n k 3 G k 4 Degradation Products pretreatment (a physical change) C = native cellulose C* = hydrated cellulose Biomass Refining CAFI

2. Hydrolysis (at low temperature, using enzymes) C k 2 > k 1 C* k 1 k 2 G n k 3 k 4 G Degradation Products Maximize hydrolysis C = native cellulose C* = hydrated cellulose G n = glucans (oligosaccharides) G = glucose (monomer) Biomass Refining CAFI

Pretreatment Tube Heat in Sandbath 4 ½ 33.75 ml Working Volume Swagelok Fittings and Endcap 1 Stainless Steel Tubing Corn Stover (¼ Mesh, 10-13% MC) loaded into tube at 12% (dry basis) in water Biomass Refining CAFI

Xylose/Galactose Yield (%) 100 Hemicellulose Solubilization from Pretreated Corn Stover ph of 4 (after enzyme hydrolysis followed by NREL LAP 14 to determine Xylan oligomers in solution) 90 200 C 80 190 C 180 C 70 170 C 60 50 40 30 20 10 0 0 5 10 15 20 25 Pretreatment Time (min.)

SEM of Corn Stover before Pretreatment 10 µm

SEM of Corn Stover after Pretreatment 10 µm

SEM Pretreated Corn Stover ¼ Mesh 8000x 1 µm ~ 4.5 µm

45 Fermentability Hydrolyzed Pretreatment Liquid Concentration (g/l) 40 35 30 25 20 15 10 Glucose Data from Nacy Ho and Miroslav Sedlak, LORRE, Purdue University Fermentability confirmed by Bruce Dien, USDA-NCAUR Ethanol 5 0 0 2 4 6 8 10 12 14 Time (hrs)

Water 620 lb Stover Stepwise Process Yields & Mass Balance for 7.5 FPU Spezyme Controlled ph Liquid Hot Water 100 lb (dry basis) Treated 62.8 lb undissolved solids 37.5 lb glucan Stover 37.2 lb dissolved solids 22.4 lb xylan Slurry 620 lb water Cellulase Enzyme Hydrolysis Fermentation 1105 FPU per Hydrolyzate lb stover (30 FPU/ml) Liquid 30.01 lb glucose Cellobiase Enzyme 18.67 lb xylose 5891 IU per lb stover Residual 28.6 lb (309 IU/ml) Solids Ethanol 21.8 lb 72.0% total glucan conversion (raw stover basis) 73.4% total xylan conversion (raw stover basis) 88% of theoretical ethanol yield from glucose + xylose

Stepwise Process Yields & Mass Balance Water 620 lb Stover 100 lb (dry basis) 36.1 lb glucan 21.4 lb xylan for 15 FPU Spezyme Controlled ph Liquid Hot Water Treated Stover Slurry Cellulase Enzyme Hydrolysis 2209 FPU per lb stover (30 FPU/ml) Cellobiase Enzyme 5891 IU per lb stover (309 IU/ml) Residual Solids 62.8 lb undissolved solids 37.2 lb dissolved solids 620 lb water Fermentation Hydrolyzate Liquid 36.32 lb glucose 19.89 lb xylose 22.0 lb 90.54% total glucan conversion (raw stover basis) 81.80% total xylan conversion (raw stover basis) 88% of theoretical ethanol yield from glucose + xylose Ethanol 25.2 lb

Water 620 lb Stover Stepwise Process Yields & Mass Balance for 60 FPU Spezyme Controlled ph Liquid Hot Water 100 lb (dry basis) Treated 62.8 lb undissolved solids 36.1 lb glucan Stover 37.2 lb dissolved solids 21.4 lb xylan Slurry 620 lb water Cellulase Enzyme Hydrolysis Fermentation 8836 FPU per Hydrolyzate lb stover (30 FPU/ml) Liquid 37.47 lb glucose Cellobiase Enzyme 19.78 lb xylose 5891 IU per lb stover Residual 20.5 lb (309 IU/ml) Solids Ethanol 25.7 lb 93.42% total glucan conversion (raw stover basis) 81.33% total xylan conversion (raw stover basis) 88% of theoretical ethanol yield from glucose + xylose

Conclusions Water is effective in pretreating corn stover and corn fiber when ph is maintained at 4 Minimizing hydrolysis during pretreatment minimizes degradation inhibitors 90% yields of fermentable sugars from cornstover are possible Sugars yields translate to 78 gal ethanol/ton.

Pretreatment at 190 C, 15 min Compound NREL % Wt. In 13.8306 g dry stover initial Pretreatment Liquid (g) 4 Day Enzyme Liquid (g) 4 Day Enzyme Solids (g) % Recovery Glucan 37.5 5.1864 0.2809 2.9617 1.9025 99.20 Xylan/Galn 22.4 3.0981 1.8529 0.6701 0.5586 99.47 Arabinan 2.7 0.3734 0.1878 0.1402.0691 106.35 Lignin 17.6 2.4342 NA NA 2.7623 113.48 Protein 2.9 0.4011 0.1654 NA 0.4133 144.28 Acetyl 2.2 0.3043 0.2307 0.0332 0.035 98.23 Ash 6.7 0.9267 0.3358 0.053 0.5324 99.41 This experiment was run in duplicate with similar results. There was no ethanol extraction step so the fats and waxes would show up as lignin. We also found that some of the protein added as enzyme bound to the solids and could not be washed out resulting in much higher measured recovery.