WSFNR13-20 November by Dr. Kim D. Coder, Professor of Tree Biology & Health Care

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Trees & Lightning Series WSFNR13-20 November 2013 Protection Volumes: Cones, Rolling Spheres es, & Fractals by Dr. Kim D. Coder, Professor of Tree Biology & Health Care Examining sites and trees for potential installation of a lightning conduction system requires accurate calculations and measurements. Effectively minimizing lightning damage to trees and minimizing waste in purchasing lightning conduction materials requires careful planning. Tree protection professionals need to rough-out installations by estimating placement and amount of materials needed. It is critical to review and follow national and state standards and specifications for lightning conduction systems and for proper tree protection. The three methods of determining air terminal and system effectiveness is by using the rolling sphere method, the cone (or angle) of protection method, or the fractal method. Note the rolling sphere and protective cone methods represent nearly the same protected volume beneath a tree. The fractal method suggests a larger protected volume for relatively short air terminal placements like in most trees. Protection Cones For relatively short structures like trees, lightning conduction systems have been historically designed using "cone of protection" concepts. A cone of protection is the idealized area (a right circular cone shape) beneath an air terminal within which most lightning damage should not occur, and is a simple way for visualizing the protected area under an air terminal. Figure 1. Remember, there is little protection from low current (<3kA) lightning strikes which comprise less than 0.5% of all ground strikes. In addition, the larger the cone angle used, the more likely is failure, especially with large current loads. (Uman 2008). The protection cone (right circular cone) apex is at the air terminal. The volume beneath the apex or within the cone is considered protected from most lightning strikes. The cone protection angle is onehalf the apex angle. For increasing tree height, the cone protection angle (i.e. one-half the cone apex angle) narrows and becomes smaller in order to maintain the same protection effectiveness. For the same height of tree, the smaller half the apex angle, the greater (or more sure) the protection level. The size and shape of a cone of protection is a function of cone angle (a) in degrees and air terminal height (ht) in feet. Figure 2. A cone of protection model is valuable for defending space below an air In compliance with federal law, including the provisions of Title IX of the Education Amendments of 1972, Title VI of the Civil Rights Act of 1964, Sections 503 and 504 of the Rehabilitation Act of 1973, and the Americans with Disabilities Act of 1990, the University of Georgia does not discriminate on the basis of race, sex, religion, color, national or ethnic origin, age, disability, or military service in its administration of educational policies, programs, or activities; its admissions policies; scholarship and loan programs; athletic or other University-administered programs; or employment. In addition, the University does not discriminate on the basis of sexual orientation consistent with the University non-discrimination policy. Inquiries or complaints should be directed to the director of the Equal Opportunity Office, Peabody Hall, 290 South Jackson Street, University of Georgia, Athens, GA 30602. Telephone 706-542-7912 (V/TDD). Fax 706-542-2822.

terminal, and easy for visualizing and system design. A number of historic and current guidelines for lighting protection utilize a specified cone of protection. Figure 3. Different cone angles provide different levels of protection. Figure 4. For example, if the air terminal height (ht) is one and the cone of protection angle (a) is 45 o, the ground distance radius of the cone of protection (r) will be one multiplied by the air terminal height (1.0 X ht). Continuing with another example, if air terminal height (ht) is one and cone of protection angle (a) is 26 o, then the ground distance radius of the cone of protection (r) is 0.5 multiplied by the air terminal height (0.5 X ht). The effectiveness rating represents the middle of expected lightning strike peak currents. Figure 5 provides a graph showing tree protection levels. For example, a cone angle (a) of 45 o yields a 1:1 ratio of cone ground radius to air terminal height, and is considered to provide strong protection from lightning strike damage. A cone angle (a) of 63 o yields a 2:1 ratio of cone ground radius to air terminal height, and is considered to provide moderate protection from lightning strike damage. In extreme protection situations, a cone angle (a) of 26 o yields a 1:2 ratio of cone ground radius to air terminal height, and is considered to provide a high level of protection from lightning strike damage. (derived from USDoD, 1987). Some cone angles have been cited in international, national, and state structural guidelines. Figure 6 shows cone angles used to attain specific lightning protection effectiveness for given tree heights. Rolling Sphere The rolling sphere method is another means to visualize protected volume below an air terminal. The rolling sphere method for determining the protected area beneath an air terminal is used for many types of lightning protection systems. The lightning strike distance used for design and installation of a tree lightning conduction system is represented by the radius of the sphere. Usually a standard sphere radius is used representing the effectiveness of any system installed. The volume below and outside the sphere is considered protection from a majority of lightning strikes, but small and extremely large current lightning strikes would not be defended against. Structural protection volumes below air terminals around buildings and trees have been delineated by the rolling sphere method. Figure 7. As a sphere of a given radius is rolled over and around any structure, the sphere touches the ground and structure's air terminal. Beneath the edge of the sphere (sphere surface) between contact points defines the limit of the protection area. Figure 8. Various levels of structural protection are reached by using spheres with different radii (sphere size). Figure 9. Smaller radius spheres are used to provide a greater level of protection. Figure 10. For example, a 150 feet arc radius would represent a protection area for ~91% of lightning strikes which include peak currents between 10-100kA. (IEC 1992; Volland 1995) For trees, the 150 feet arc radius rolling sphere is normally used in North America. Trees taller than rolling sphere radius selected would need additional protection to maintain the protection effectiveness. Figure 11. Around the world, different rolling sphere radii are placed into standards and installation guides, usually associated with building or structure protection, not trees. Figure 12 shows the two most common tree associated radii and the horizontal extent of their protection zone based upon a 50 feet air terminal height. International protection standards using the rolling sphere method give a range of protection effectiveness provided in peak current (ka) range coverage and rolling sphere radius in feet. Many tree installations are made at the class III level trying to meet greater than a 91% protection effectiveness. Figure 13 provides estimated tree protection zone distances and areas below a single air terminal at a given height. This tree protection area is based upon a standard 150 feet arc radius line. Protection area radius, diameter, and area measures are given for the ground beneath an air terminal in a tree using the formulae below: Dr. Kim D. Coder, University of Georgia, Warnell School 2013 2

protection area radius = ( (ArcRad) 2 - (ArcRad - air terminal height) 2 ) 0.5 protection area diameter = 2 X ( ( (ArcRad) 2 - (ArcRad - air terminal height) 2 ) 0.5 ) protected ground area = (3.142) X [((ArcRad) 2 - (ArcRad - air terminal height) 2 ) 0.5 ] 2 ArcRad = rolling sphere radius in feet For example, a tree with a single air terminal installed at 100 feet above the ground would have a protection area radius below the air terminal following a 150 feet arc radius sphere edge which touches the ground at 141 feet away from the stem center. Diameter of the protection area in this example is 282 feet (2X radius) centered on the tree stem. The protected ground area would be 62,831 square feet of soil surface. Figure 14 graphically illustrates the example. Remember that the lightning conduction system generates a three-dimensional protection volume, requiring design considerations from all views. Visualizing Rolling Protection When looking at a tree it is important to visualize the protected volume of space above ground and beneath any air terminal. How much of the tree is covered by any protected space? Figure 15 provides the estimated horizontal distance away from the stem a protection area extends on the ground underneath a single, tree-centered air terminal placed at a given height in a tree for a series of different vertical heights. For example, a tree with an air terminal positioned at 80 feet in height would have an edge of its protection area at 50 feet above the ground located 20 feet radially away from the stem center. These values were generated with the following formula: Horizontal Radial Distance to the edge of the protection area from tree stem center = ( PZr ) - [(ArcRad) 2 - (ArcRad - Vht ) 2 ) 0.5 ] PZr = protection zone radius on the ground Vht = vertical height at some distance from stem center ArcRad = rolling sphere radius in feet Figure 16 provides the estimated vertical height of the protection area beneath a single, treecentered air terminal at a given height for a series of horizontal radial distances. For example, a tree with a single crown-centered air terminal positioned at 80 feet in height would have the edge of the protection area located 30 feet radially away from the stem center at a height of 40 feet above the ground. These values were generated with the following formula: Vertical Height to the edge of the protection area from ground level = ArcRad - [ (ArcRad) 2 - (PZr - HRd) 2 ] 0.5 PZr = protection zone radius on the ground HRd = horizontal radial distance from stem center at some height ArcRad = rolling sphere radius in feet Dr. Kim D. Coder, University of Georgia, Warnell School 2013 3

Figure 17 shows how a 150 feet arc radius sphere would be used to minimize risk of a lightning strike on a tree. One-half the crown for a 100 feet tall tree, with a 100 feet height air terminal, is shown at the lower left. The tree diagram has two branches 60 feet long. In this case, the 150 arc radius sphere touches both the ground and the top of the tree at its air terminal location. The area below the line and outside the 150 arc radius sphere dotted line would be within the protection area for 91% of lightning strikes. For example, a tree with a 100 feet tall air terminal placement would have a protection area which is 23 feet above the ground 60 feet away from the tree stem center, and which is 49 feet above the ground 30 feet away from the tree stem center. This places branch B within the protection area and the furthest portion of branch A outside the protection zone. Figure 18 provides an idealized two-dimensional view of a tree with an air terminal. The protection area would be below the dotted 150 feet arc radius lines shown. Most trees can be protected adequately with a single air terminal placed high in the tree and centered over the crown. Remember a tree protection system covers a three-dimensional volume which is represented here by two-dimensional drawings. Figure 19 is a worksheet for drawing out a rough view of the above ground portion of a tree lightning conduction system Use this worksheet to draw the side view outline of a tree to be protected using measures from the field. The dotted lines on the worksheet can be used for any tree to place an air terminal with a height of 120 feet or less. This worksheet uses a 150 feet arc radius rolling sphere value in determining the tree protection area. Fractal Space The newest way to design and visualize tree protection systems uses fractal analysis. This system is significantly different from the two preceding methods. Figure 20. For relatively short structures like trees, fractal analysis suggests a much greater volume of protected space. Dr. Kim D. Coder, University of Georgia, Warnell School 2013 4

tree air terminal height diameter of protected area ea on ground Figure 1: Description of a right circular cone shape whose apex is the air terminal of a lightning conduction system. (Bouquegneau 2010) Dr. Kim D. Coder, University of Georgia, Warnell School 2013 5

air terminal height (ht ft ) Useful For ormula: r = ht X tan(a) a = arctan(r / ht) cone angle a cone radius (r ft ft ) Figure 2: Diagram of tree lightning conduction system "cone of protection" dimensions beneath an air terminal. Cone angle "a" is 1/2 apex angle in degrees. Dr. Kim D. Coder, University of Georgia, Warnell School 2013 6

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tree with lightning conduction system = air terminal height in tree air terminal 14 o 26 o 37 o 45 o 56 o 63 o = cone angles in degrees.25ht.5ht.75ht 1ht 1.5ht 2ht ground distance away from tree in air terminal height units Figure 4: Two dimensional side view for series of three dimensional "cones of protection" beneath a lightning conduction system air terminal. The ground distance and cone angle are shown. (derived from USDoD, 1987) Dr. Kim D. Coder, University of Georgia, Warnell School 2013 8

high protection level strong protection level moderate protection level cone angle (a) in degrees 80 O 70 o 60 o 50 o 40 o 30 o 20 o 10 o 0 o + + + + + 0 1X 2X 3X 4X 5Xht + + + ground radius distance (r) away from tree in multiples of air terminal height (ht) Figure 5: Graph of cone angle (a) and ground radius distance (r) using cone height (ht) units. (i.e. 2X ground radius = two times the cone height). (derived from USDoD, 1987) Dr. Kim D. Coder, University of Georgia, Warnell School 2013 9

protection cone angle 80 o 60 o (degrees) ees) 40 o 20 o 0 o 6.5ft 98% 95% 80% 90% 0 33 66 99 132ft ft tree ee height (feet) Figure 6: Protection cone angle for various tree heights (in feet) and for different levels of lightning protection (in percent). (Bouquegneau 2010) Dr. Kim D. Coder, University of Georgia, Warnell School 2013 10

ROLLING SPHERE radius or SD radius 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 or SD 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 12348901234567890121 Figure 7: Rolling sphere method for determining volume protected beneath (shaded area) an air terminal of a lightning conduction system in a tree. (Rakov 2012) Dr. Kim D. Coder, University of Georgia, Warnell School 2013 11

air terminal position protected volume rolling olling spher sphere e radius adius Figure 8: Two-dimensional side view of a volume of space around a tree beneath an air terminal determined by the rolling sphere method considered protected for some level of lightning strikes. (Bouquegneau 2010) Dr. Kim D. Coder, University of Georgia, Warnell School 2013 12

tree protection effectiveness 100% 150ft radius sphere = 90% effectiveness 95% 90% 85% 80% 75% 0 50ft 100ft 150ft 200ft arc radius rolling sphere (ft) Figure 9: Protection effectiveness using the rolling sphere method in determining protection area below air terminal in a tree. (derived from IEC, 1992; Volland 1995) Dr. Kim D. Coder, University of Georgia, Warnell School 2013 13

Interna national Standard d (IEC) Classes of Lightning Protection class protection value current rolling sphere radius I 99% 3-200kA ka ~ 66 ~ 66ft ft II 97% 5-150kA ka ~100ft ft III 91% 10-100kA ka ~150ft ft IV 84% 15-100kA ~200ft Figure 10: International lightning protection standrad values for using rolling sphere method. (Bouquegneau 2010) Dr. Kim D. Coder, University of Georgia, Warnell School 2013 14

200 175 100'r II = 97% 150 125 100 75 50 25 tree height (feet) 66'r I = 99% 200'r IV = 84% 150'r III = 91% Figure 11: Comparing the relative sizes of rolling sphere radius values for tree lightning protection. (Bouquegneau 2010) Dr. Kim D. Coder, University of Georgia, Warnell School 2013 15

air terminal height (feet) 150 125 100 75 50 150 feet arc radius rolling sphere defines 91% protection effectiveness area 100 feet arc radius rolling sphere defines 97% protection effectiveness area 25 0 * 0ft 87ft 111ft protected area distance (radius) from tree (feet) Figure 12: Rolling sphere measures for estimating protection area under a tree air terminal placed 50 feet above ground. Dr. Kim D. Coder, University of Georgia, Warnell School 2013 16

air protection protection protected terminal area area ground height radius diameter area (feet) (feet) (feet) (sq. ft.) 10 ft. 53 ft. 107 ft. 9,110 sq.ft. 20 74 149 17,592 30 90 180 25,446 40 101 203 32,672 50 111 223 39,269 60 120 240 45,238 70 126 253 50,579 80 132 265 55,291 90 137 274 59,376 100 141 282 62,831 120 146 293 67,858 140 149 299 70,371 Figure 13: Estimated protection distances (in feet) and area (in square feet) measured on ground below single air terminal which is installed at a given height (in feet) in a tree (using an 150 feet arc radius protection zone). Dr. Kim D. Coder, University of Georgia, Warnell School 2013 17

150ft. 100 50 0ft 50 100 150 250 200 150 150 arc radius line 100 50ft TREE 150 arc radius line * * 141 feet protection area radius 282 feet protection area diameter Figure 14: Representation of protection area (*) beneath air terminal in a tree. When air terminal is positioned at 100 feet height, protection area edge follows an 150 feet arc radius line that touches ground at 141 feet away from tree base. Dr. Kim D. Coder, University of Georgia, Warnell School 2013 18

air terminal height (feet) vertical distances above ground (feet) 10 20 30 40 50 60 70 80 90 100 120 140 10 0ft 20 20 0 30 36 15 0 40 47 26 11 0 50 57 36 21 9 0 60 66 45 30 18 8 0 70 72 51 36 24 14 6 0 80 78 57 42 30 20 12 5 0 90 83 62 47 35 25 17 10 4 0 100 87 66 51 39 29 21 14 8 3 0 120 92 71 56 44 34 26 19 13 8 4 0 140 95 74 59 47 37 29 22 16 11 7 2 0 Figure 15: Estimated horizontal extent of the protection area (in feet) beneath a single air terminal at a given height (in feet) for a series of heights. (using 150 feet arc radius) Dr. Kim D. Coder, University of Georgia, Warnell School 2013 19

air terminal height horizontal radial distances from stem center (feet) (feet) 10 20 30 40 50 60 70 80 90 100 120 140 10 6ft 3 1 0 20 14 10 6 3 1 0 30 23 17 12 8 5 3 1 0 40 30 23 17 12 8 5 3 1 0 50 39 30 23 17 12 8 5 3 1 0 60 48 38 30 23 17 12 8 5 3 1 0 70 54 43 34 27 20 15 10 7 4 2 0 80 62 50 40 31 24 18 13 9 6 3 1 0 90 70 56 44 35 27 21 15 11 7 4 2 0 100 76 61 49 39 30 23 17 12 8 5 3 1 120 86 68 54 43 34 27 20 15 10 7 4 2 140 93 73 58 46 37 29 22 16 12 8 5 2 Figure 16: Estimated vertical height of protection area (in feet) beneath a single air terminal at a given height (in feet) for a series of horizontal radial distances. (150 feet arc radius). Dr. Kim D. Coder, University of Georgia, Warnell School 2013 20

150 feet radius 100 feet tall tree air terminal height branch A at ~ 49 feet height 150 feet radius branch B at ~ 23 feet height ~ 60 ft ~ 141 ft protection zone radius Figure 17: Description of a tree protection area based on 150 feet arc radius delineation line (dotted circle). Dr. Kim D. Coder, University of Georgia, Warnell School 2013 21

air terminal 150 feet arc radius line 150 feet arc radius line Figure 18: Estimated protection zone beneath air terminal. Dr. Kim D. Coder, University of Georgia, Warnell School 2013 22

110 Figure 19: Protection system design worksheet for estimating distances, protection areas, and materials. (150 feet arc radius circle) 100 90 80 70 60 TREE CROWN TOP 50 40 30 20 10 0ft 10 20 30 40 50 60 70 80 90 100 FEET 40 ht. 60 ht. 80 ht. 100 ht. 120 ht. TREE STEM BASE FEET 160 150 140 130 120 110 100 90 80 70 60 50 40 30 20 10 0 Dr. Kim D. Coder, University of Georgia, Warnell School 2013 23

rolling sphere air terminal 8901 6789012 5678901234 34567890123456 2345678901234567 01234567890123456789 890123456789012345678901 7890123456789012345678901 78901234567890123456789012 78901234567890123456789012 678901234567890123456789012 6789012345678901234567890121 6789012345678901234567890121 567890123456789012345678901212 567890123456789012345678901212 567890123456789012345678901212 45678901234567890123456789012123 45678901234567890123456789012123 45678901234567890123456789012123 3456789012345678901234567890121234 3456789012345678901234567890121234 3456789012345678901234567890121234 234567890123456789012345678901212345 234567890123456789012345678901212345 234567890123456789012345678901212345 12345678901234567890123456789012123456 12345678901234567890123456789012123456 1234567890123456789012345678901212345 234567890123456789012345678901212345 234567890123456789012345678901212345 234567890123456789012345678901212345 234567890123456789012345678901212345 234567890123456789012345678901212345 234567890123456789012345678901212345 234567890123456789012345678901212345 234567890123456789012345678901212345 234567890123456789012345678901212345 23456789012345678901234567890121234 3456789012345678901234567890121234 3456789012345678901234567890121234 3456789012345678901234567890121234 3456789012345678901234567890121234 3456789012345678901234567890121234 3456789012345678901234567890121234 3456789012345678901234567890121234 3456789012345678901234567890121234 345678901234567890123456789012123 45678901234567890123456789012123 567890123456789012345678901212 567890123456789012345678901212 6789012345678901234567890121 78901234567890123456789012 78901234567890123456789012 890123456789012345678901 9012345678901234567890 901234567890123456789 01234567890123456789 123456789012345678 2345678901234567 2345678901234567 34567890123456 fractal cone Figure 20: Comparison of cone, rolling sphere, and fractal protection zones (i.e. one-half zone) for tall, isolated tree. Protected areas are below lines. (derived from Zhang et.al. 2009) Dr. Kim D. Coder, University of Georgia, Warnell School 2013 24