Food Grade Grease Improves High Temperature Performance

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Food Grade Grease Improves High Temperature Performance Tyler Housel and Sarah Plimpton Murphy Inolex Chemical Company 2101 S. Swanson Street, Philadelphia, PA 19148 Introduction: High viscosity synthetic esters have been used in high temperature industrial lubricants for many years. They are effective up to 288 C (550 F) and show little evaporation or oxidative degradation compared to other common lubricant basestocks. Inolex Chemical Company recently developed a synthetic ester that has earned the prestigious NSF HX1 approval for use in indirect food contact applications. The wide industrial acceptance of synthetic esters suggests that food processing plants will benefit from the long lasting, clean lubrication they provide. This paper describes high temperature food grade greases made from this unique base stock. Background: The food industry represents one of the most demanding challenges for a lubricant. The lubricant must not only perform the familiar functions of reducing friction, wear, and corrosion, but it must conform to rigorous standards to ensure food safety is never compromised. Food safety is the first responsibility of any company that manufactures edible products. Consumers have every right to expect food plants will comply with government regulations and industry best practices at every stage of the process. There are many associations and government bodies around the world that are involved in the safety of food products because of the obvious public health considerations and associated repercussions of contamination. In the United States, the regulatory environment begins with the US Food and Drug Administration (FDA). Interpreting the Federal regulations can be a monumental task, so NSF International provides guidance that helps food processors understand which products are approved for use in food plants and how they are best applied. Food grade lubricants are made from base fluids and additives that are safe for food manufacturing. Regulations also require food grade lubricants to be tasteless, odorless and colorless. Until 1998, USDA Food Safety and Inspection Service, published the white book, a list of proprietary substances and non-food compounds that were food grade or USDA H1 approved. The USDA cancelled all its activity to review and approve lubricants in September 1998. After this cancellation, NSF International adopted the procedures. NSF International, a not-for-profit, non-governmental organization helps the FDA classify and manage approvals for lubricants in the food industry. NSF International provides a conformity assessment for the FDA and then categorizes the lubricant appropriately. NSF adopted these procedures to certify lubricants as H1 and H2. NSF defines H1 lubricants as lubricants for incidental food contact special approval criteria based on FDA List 21 CFR Part 178.3570. Inolex Chemical Company Page 1 of 11

NSF H1 food grade lubricants are appropriate in situations where potential risk scenarios exist such that small amounts of lubricant that could potentially come in contact with edible products. NSF H1 lubricants offer the food industry a sense of security and safety from incidental contamination in food from more toxic, non-food grade lubricants. At this writing, there were over 3000 NSF listed lubricants approved for incidental food contact (H1). Surprisingly, none of these have been entirely adequate for extended service in high temperature environments. Temperatures above 400 F (204 C) can be found in many food processing operations such as roasting, baking, braising, sterilizing, drying, broiling, and frying. Therefore, it seems the market would demand a food grade grease product with superior high temperature performance. In this paper, we describe the potential of greases made with Lexolube FG-HX1 synthetic ester basestocks. Often the temperature performance of a grease is defined by its dropping point. That is, the point where the thickener loses its ability to maintain the grease structure. The base oil is usually only an afterthought because most oils are stable at ambient or moderately elevated temperatures. However, many oils cannot withstand temperatures above 204 C (400 F) and a true premium oil is required for extended performance at 260 C (500 F) and above. Therefore, the thickener and oil are both critical in this temperature regime. The primary mechanisms for oil degradation at high temperatures are oxidative and/or thermal breakdown, and polymerization. Breakdown, in which scission of the lubricant molecule occurs, leads to the formation of lower molecular weight volatile compounds. Evaporation of these compounds can cause changes in viscosity, oil loss, and the production of excessive smoke. This can lead to poorer lubrication, higher cost, reduced cleanliness of the plant, poorer product quality, and higher exposure to potentially toxic organic compounds. Polymerization will lead to formation of insoluble gums and varnishes that can build up in the work environment or even contaminate food products. Cleaning these deposits requires additional maintenance and generates chemical waste materials for disposal. Further, production is lost as machinery is taken out of service for cleaning. Industrial lubricants employ different base oils depending on the severity of the application. Lower temperature lubricants generally use hydrocarbons or natural esters. Synthetic esters, particularly those based on neopolyol chemistry, provide significantly better oxidative and thermal stability and have long been the preferred choice in high temperature industrial applications. Synthetic esters have not historically been approved for food contact lubricants, but in 2008, Inolex Chemical Company received HX-1 approval for Lexolube FG-HX1 esters. These products can now be used to formulate NSF H1 greases with outstanding temperature stability. Lexolube Name Density Viscosity cst @25 C 40 C 100 C Viscosity Index Flash Point C* Fire Point C* Pour Point C FG-68 HX1 0.99 70 10 125 315 345-50 FG-100 HX1 0.99 100 12 120 310 350-40 FG-220 HX1 0.97 220 19 95 315 350-25 FG-350 HX1 0.97 350 24 85 305 335-20 *containing appropriate antioxidant additives Inolex Chemical Company Page 2 of 11

Objective: The purpose of this paper is to assess the performance of high temperature food grade grease by focusing on the oil/thickener system. We started by making laboratory samples of food grade synthetic ester greases using four different thickeners as shown below. Table 1- Experimental greases made from synthetic ester basestocks ID NLGI # Base oil Thickener SesAlx13 2 Lexolube FG-350 HX1 Al Complex SesPtfe14 2 Lexolube FG-350 HX1 PTFE SesSil15 0 Lexolube FG-350 HX1 Silica SesClay16 2 Lexolube FG-68 HX1 Clay To provide a useful comparison, we also purchased several commercially available food grade greases. These used a variety of base oils and thickeners and were rated for temperatures between 300 F and 700 F as shown in the table below. Table 2- Commercial grease samples ID NLGI # Oil Thickener Claim Max temp MoAlx1 2 Petroleum Al complex 500 F MoAlx2 1 Petroleum Al complex 500 F MoAlx3 2 Petroleum Al Complex 375 F MoAl4 2 Petroleum Aluminum 300 F ShcPtfe5 2 PAO PTFE 400 F ShcSil6 2 PAO Silica 700 F ShcSil7 2 PAO Silica/PTFE 650 F VoAlx8 2 Veg Oil Al complex 500 F ShcPtfe9 2 PAO PTFE 600 F ShcCas21 2 PAO Ca Sulfonate 360 F MoCas22 2 Petroleum Ca Sulfonate 360 F MoAlx23 2 Pao/Wmo Al complex N/a VoAlx24 2 Veg Oil Al complex N/a MoCas25 2 Petroleum Ca Sulfonate N/a ShcCal28 2 PAO Ca complex N/a MoCas30 2 Petroleum Ca Sulfonate 300 F VoSil31 2 Veg Oil Silica N/a Experimental: This test is not meant to simulate any specific working environment, but provides a simple comparison of how high temperatures affect both the thickener and base oil of the grease. A two gram sample of each grease is weighed into a 50 mm aluminum pan and then covered with a 70 mm cover. A group of up to nine specimens are set on a cookie sheet and placed in an oven for 20 hours at the specified temperature. At the end of the test, the specimens are removed from the oven and allowed to cool for one hour. The pans and covers are weighed again to determine weight loss of the grease and weight Inolex Chemical Company Page 3 of 11

increase in the cover pan attributed to solid varnish deposited from oil vapors. They are also photographed to document the appearance of the grease and pans. Testing started at 400 F (204 C). If the grease survived, a fresh sample was tested at a higher temperature. Results: Table 3- Test conditions: 400 F (204 C), 20 hours ID Thickener Stability Skinning Weight Loss MoAlx1 Liquid None 14% 0.7 MoAlx2 Liquid None 14% 0.4 MoAlx3 Liquid None 11% 1.2 MoAl4 Liquid None 6% 0.8 VoAlx8 Liquid, polymerized Yes 11% 0.7 MoAlx23 Liquid None 9% 0.4 VoAlx24 Liquid, polymerized Yes 7% 0 SesAlx13 Liquid None 8% -0.1 ShcPtfe5 No drop Slight skin 44% 1.2 ShcPtfe9 No drop, some bleed None 4% 0.4 SesPtfe14 No drop None 0% 0.1 ShcCas21 No drop None 2% 0 MoCas22 No drop None 2% 0.3 MoCas25 No drop None 2% 0.4 MoCas30 Liquid None 13% 0 ShcCal28 No drop Slight skin 6% 1.3 ShcSil6 No drop None 8% 1 ShcSil7 No drop None 8% 1.1 VoSil31 Liquid, polymerized Yes 32% 0 SesSil15 Sagged None 1% 0.6 SesClay16 No drop None 5% 0.1 Vapor Deposit (mg) All of the aluminum complex greases lost their structure at 400 F. The PTFE, calcium, clay and silica greases held shape, although some showed bleeding or skinning. All of the vegetable oil based greases solidified, presumably from oxidative polymerization. Beyond that, the thickener was the main cause of failure after 20 hours at 400 F. With the exception of ShcPtfe5 and VoSil31, the samples showed little base oil evaporation or vapor deposits. Some trends are starting to emerge, but the only base oils that could not be used at 400 F were vegetable oils. Inolex Chemical Company Page 4 of 11

Table 4- Test conditions: 450 F (232 C), 20 hours ID Thickener Stability Skinning Weight Loss ShcPtfe5 No drop, shrunk Heavy skin 55% 2.4 MoCas30 Liquid None 23% 1.9 ShcSil7 No drop Heavy skin 14% 1.8 ShcCal28 No drop Heavy skin 11% 1.3 MoCas25 Sagged None 5% 1.5 ShcPtfe9 No drop, heavy bleed Slight skin 8% 0.5 MoCas22 No drop, some bleed Slight skin 5% 0.5 ShcCas21 No drop None 5% 0.3 SesPtfe14 No drop None 2% 0.1 Vapor Deposit (mg) Starting at 450 F, we begin to see the predominant effect of the base oil. Some samples show significant evaporation loss and vapor deposits. Many of the samples also showed a hard skin on the surface. This can be caused by oxidative polymerization of the base oil or by evaporation of the base oil leaving a surface layer of thickener. Table 5- Test conditions: 500 F (260 C), 20 hours ID Thickener Stability Skinning Weight Loss ShcSil6 No drop, heavy deposit Solid 35% 27.2 ShcSil7 No drop, heavy deposit Heavy skin 23% 17.7 ShcCal28 No drop, heavy bleed Heavy skin 15% 9.3 MoCas25 No drop, some bleed Heavy skin 12% 7.1 MoCas22 No drop, some bleed Heavy skin 11% 6.9 ShcPtfe9 No drop, heavy bleed Solid 16% 6.5 ShcCas21 No drop, some bleed Heavy skin 11% 4.0 SesPtfe14 No drop, some bleed No skin 10% 3.9 SesClay16 No drop, shrunk Solid 65% 1.6 Vapor Deposit (mg) At 500 F, the thickeners are still holding the grease in shape, and the base oil performance is becoming even more pronounced. All of the samples lost at least 10% of their original weight, and most left a heavy stain on the cover pan as the evaporating oil deposited on the nearby surfaces. Under these severe conditions, the cleanliness of the synthetic ester base oils becomes apparent. The two samples with the least vapor deposits were both made with synthetic ester oils. Interestingly, SesClay16 used a low viscosity (ISO 68) base oil and showed significant evaporation, but it evaporated cleanly without leaving varnish on the cover pan. SesPtfe14 was made with an ISO 350 base oil. The higher molecular weight oil gave much less evaporation as well as low deposits. The best way to compare deposits is by looking at the photographs at the end of the report. Some samples left such heavy vapor deposits that the varnish stained the outside of the neighboring pans. For example, most of the weight gain recorded for SesPtfe14 was on the outside of the pan and did not come the synthetic ester base oil. Table 6- Test conditions: 550 F (288 C), 4 hours Inolex Chemical Company Page 5 of 11

ID Thickener Stability Skinning Weight Loss Vapor Deposit (mg) ShcSil6 No drop, heavy deposits Heavy skin 29% 53.2 ShcSil7 No drop, heavy deposits Heavy skin 5% 29.9 MoCas22 Sagged, heavy deposits Heavy skin 9% 17.0 ShcCas21 Sagged, heavy deposits Heavy skin 9% 16.7 MoCas25 Sagged, heavy deposits Heavy skin 10% 15.5 ShcCal28 No drop, heavy deposits Heavy skin 7% 13.6 SesClay16 No drop, some bleed Solid 22% 8.3 ShcPtfe9 Heavy bleed Heavy skin 11% 7.5 SesPtfe14 No drop, some bleed No skin 7% 2.2 At 550 F, the calcium sulfonate grease samples begin to sag. All of the greases except SesPtfe14 developed a heavy skin, and most showed heavy to extreme vapor deposits. The two synthetic ester samples are still very clean relative to the others. SesPtfe14 did harden somewhat, but it had no solid skin or other residue that would prevent efforts to flush a bearing with fresh grease. Discussion: This experiment was designed to separate the performance of the grease thickener from the base oil. The base oil causes weight loss and vapor deposits in the grease sample at high temperature. The thickener determines the dropping point. Hardening or skinning may be a chemical change in the oil or thickener or may be a result of oil evaporation that concentrates the thickener left behind. Previous experience shows that long exposures to temperatures above 400 F can cause some oils to polymerize and harden independent of the thickener, so this must be considered when working in this temperature range. In the Appendix of this report are several photographs that show the appearance of the grease and cover after testing. The smaller pan on the left held the grease, and the larger pan on the right covered the grease during the experiment. Each photograph also shows a grease smear on the upper left. Thickened or skinned grease do not spread evenly and often look like a blob in the photograph. Conclusions: Many NSF International H1 food grade greases give outstanding performance at temperatures up to 400 F (204 C), but most of these cannot withstand continuous operation (20+ hours) above 400 F. This failure is attributed to evaporation or thermal degradation of the base oil. Newly NSF registered polyol ester base oils can be thickened with PTFE to make outstanding grease that is capable of continuous performance at 500 F (266 C) and intermittent use at 550 F (288 C). Please note that the Lexolube FG products are covered under pending patents. Inolex Chemical Company Page 6 of 11

Samples at Increasing Temperature SHCSIL7 MOCAS22 Inolex Chemical Company Page 7 of 11 Appendix 1

Samples at Increasing Temperature SHCCAS21 SHCCAL28 Inolex Chemical Company Page 8 of 11 Appendix 2

Samples at Increasing Temperature SHCPTFE9 SESPTFE14 Inolex Chemical Company Page 9 of 11 Appendix 3

Comparison of Samples at 550 F and 500 F 550 F for 4 hours 500 F for 20 hours Inolex Chemical Company Page 10 of 11 Appendix 4

Inolex develops ester-based lubricants and high purity synthetic base oils for a variety of industries. Products include: high temperature oven chain oils, metalworking additives, textile tenter frame oven lubricants, diesters, and fire resistant fluids. Designed to reduce friction-related heat and wear on machinery, Inolex lubricants minimize maintenance costs, lower energy costs and lengthen equipment life. Industrial lubricants typically use different base oils depending on the severity of the application. Synthetic esters, particularly those based on neo-polyol or polyol ester chemistry (POEs), provide significantly better oxidative and thermal stability and have long been the preferred choice in high temperature industrial applications. Over the years, synthetic poyol esters have been recognized as the standard for lubricating industrial oven chains and jet turbines. POE Synthetic esters have not historically been approved for food contact lubricants, but in 2008, Inolex Chemical Company received HX-1 approval for Lexolube FG-HX1 esters and the H1 rating for Lexolube FG lubricants. Inolex s Lexolube food grade line features clean lubrication, with little varnish and few deposits. Contact Inolex at lubeinfo@inolex.com or 1-800-2-INOLEX (1-800-246-6539) and www.inolex.com for more information. Inolex Chemical Company Page 11 of 11