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ICMM 10 Principles Membership of ICMM requ ires a commit ment to our ICMM 10 Principles. These serve as a best-practice framework for sustainable development in the mining and metals industry. Established in May 2003 the principles respond to the key challenges identified by the Mining. Minerals and Sustainable Development Project's agenda for change. We expect all member companies to implement the principles in full and to transparently report on performance. To ensure the robustness of the principles they have been benchmarked against leading international standards. These include: the Rio Declaration, the Global Reporting Init iative, the Global Compact, OECD Guidelines on Multinational Enterprises, World Bank Operational Guidelines, OECD Convention on Combating Bribery, ILO Conventions 98, 169, 176, and the Voluntary Principles on Secu rity and Human Rights. The principles were refined in 20 15.

Principle 1 Apply ethical business practices and sound systems of cor porate governance and transparency to su pport sustainable development Develop and implement company statements of ethical business principles. an d practices that managemen t is committted to enforcing. Implemen t policies and practices that s eek to prevent br ibery and corruption. Comply with or exceed the requirements of host-co untry laws an d regulations. Partner with governments. industry and other stakeholders to achieve appropriate and effective public policy. laws. regulations and procedures that facilitate the mining. minerals and metals sector's contribution to sustainable development within national sustainable development stra tegies.

Principle 2 Integrate sustainable development in corporate strategy and decision-making processes Integrate sustainable development principles into co mpany policies and practices. Plan. design. operate and close operations in a manner that enhances sustainable development. Implement good practice and innovate to improve social. environmenta l and eco nomic performance while also enhancing shareh older value. Encourage customers. business partners and suppliers of good s and services to adopt pr inci ples and practices that are co mparable to our own. Provide sustainable development training to ensure adequate competency at all levels among our own employees and those of contractors. Support public policies and practices that foster open and competitive markets.

Principle 3 Respect human rights and the interests, cultures, customs and values of employees and communities affect ed by our activities Ensure fair remuneration and wor k conditions for all employees an d never use forced. com pulsory or child labour. Engage constructively with employee s on matters of mutual co ncern. Implemen t polici es and practices designed to eliminate harassment and unfair discrimination in all our activities. Ensure all employees. including security personnel, are provided with appropriate training and guidance on cultural issues and human rights. Minimise involuntary resettlemen t. and compensate fairly for adverse effects on the com munity where resettlement cannot be avo ided. Respect the culture. customs and heritage of local communities. including indigen ous peoples.

Principle 4 Implement effective risk-management strategies and systems based on sound science and which account for stakehol der perceptions of risks Consult with interested an d affected parties to identify. assess and manage all significan t social. health. safety. environmental an d economic impacts associated with our activities. Regular ly review and update risk-man agement systems. Inform any parties potentially affe cted by significant risks from oper ations and spell out the measures that will be taken to manage such risks effectively. Develop. mainta in and test effective emergency response procedures in collaboration with potentially affected parties.

Principle 5 Pu rsue continual improvement in health and safety performance with the ultimate goal of zero har m Implemen t a management system foe used on continual improvement of the health and safety of employees. contractors and people in the communities where we operate. Take all practical and reasonable mea sures to eliminate workplace fatalities. injuries an d disea ses among em ployees and contractors. Provide all employees with health and safety training, and require employee s of contractors to undergo the same training. Implemen t regular health surveillance and risk-based monitoring of employees Rehabilitate and reintegr ate employees into operations following illness or injury. where feasible.

Principle 6 Pu rsue continual improvement in environmental performance issues, such as water stewardship, energy use and climate cha nge Assess positive and negative. direct an d indirect, and cumulative environmental impacts of new projects - from exploration to closure. Implement an environmental management system of continual improvement to review, preven t. mitigate or ameliorate adverse environmental impacts. Rehabilitate land disturbed or occupied by operations in accordan ce with appropriate post-mining land uses. Provide fo r safe storage an d disposal of residual wastes and process residues. Design and plan adequate resources to meet the closure requirements of all operations.

Principle 7 Contribute to the conservation of biodiversity and integrated approaches to land-use plann ing Respect legally designated protected areas. Disseminate scientific data on and promote practices and experiences in biodiversity assessment and man ag ement. Support the development and implementa tion of scientifically sound. inclusive and transparent procedures for integrated approaches to land-use planning. biodiversity, conservation and mining.

Principle 8 Facilitate and support the knowledge-base and systems fo r responsible design, use, re-use, recycling and disposal of products containing metals and minerals Advance understanding of the properties of metals and minerals and their life-cycle effects on human health and the enviro nment. Conduct or support research and innov.ation that promotes the use of products and technologies that are safe an d efficient in their use of energy, natural resources and other materials. Develop and promote the concept of integra ted materials management throughout the metals and minerals value chain. Provide regulators and other stakeholders scientifically sound data and analysis regarding our products and operations on which they can make regulatory decisions. Support the development of scientifically sound policies. regulations. product standards and material choices that en cour age the safe use of mineral and metal products.

Principle 9 Pu rsue continual improvement in socia l perfo rmance and contribute to t he social, economic and institutional development of host countries and communities Engage at the ear liest practica l stage w ith all likely affected parties to discuss and respond to issues and conflicts concerning the man agement of social impacts. Ensure that appropriate systems are in place for continual interaction with affected parties: ensure that minorities and other marginalised groups have equitable and culturally appropr iate means of engagemen t. Contribute to community development from exploration to closure in collabora tion with host communities and their represen tatives. Encourage part nerships with governments an d non-governmental organisations to ensure that programmes (such as community health. education. loca l business development! are well designed and effectively delivered. Enhance social and economic development by seeking opportunities to address poverty.

Principle 1 0 Proactively engage key stakeholders on sustainable development challenges and opportunities in an open and transpa rent manner. Effectively report and independently verify progress and performance Report on economic, social and environmental performance an d contribution to sustainable deve lopment. Provide timely, accurate and relevant information. Engage with and respond to stakeholders through open consultation.