Industry Academic Collaboration: A Key to Successful Involvement of Patients Early in Clinical Development

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Industry Academic Collaboration: A Key to Successful Involvement of Patients Early in Clinical Development Aernout van Haarst PhD Director, European Corporate Development Feb 2016

Industry Academic Collaboration - Trends Pharma and academia: from separate worlds to team approach Academia leveraging IP ( valorization ) Knowledge exchange Combined resources Expanding role for CROs in setup and conduct of studies Increased patient involvement in early stage

Clinical Development is Evolving Traditional Paradigm: Phased Approach Test each scarce molecule thoroughly Scarcity of molecules from discovery Pre- Clinical Phase I Phase II Phase IIb Phase III Emerging Paradigm: Proof-of-Concept (POC) / Confirmation Approach Shift attrition earlier Abundance of molecules from discovery Pre- Clinical Hypothesis Generating (Proof-of-Concept) Hypothesis Confirmation Adapted from: William Blair & Company, (Bain and Company) Covance Investors Overview June 16, 2010

What s Driving Evolution of New Paradigm? Increase in novel new drugs from discovery research Clinical Proof-of Concept (CPoC) is where a new drug acquires real value Regulatory acceptance of adaptive-like study designs More difficult disease states to study and treat Greater regulatory expectations on clinical studies Need for more informed decisions at clinical Proof-of- Concept Increased cost of clinical research Innovation Expanding universe of new technology applications

Does the Drug Work in Humans? Proof-of-Presence Does the drug get to its site of action? Value Add: $ Proof-of-Mechanism Does the drug affect the biological target as it was designed? Value Add: $$$ Proof-of-Concept Is there a sufficient signal that the drug favorably impacts the disease with an acceptable risk of toxicity that would stimulate further investment in the drug? Value Add: $$$$$ Pharmacokinetics Tissue concentrations Healthy subjects (HS) or patients Biomarkers reflecting target engagement Biomarkers of toxicity (liver, kidney effects) Healthy subjects or patients Biomarkers reflecting impact on disease Biomarkers of toxicity (liver, kidney effects) Patients

Bridging Strategy to CPoC Start design of CPoC study first What is Proof? Endpoints? What patients? How many? How to get to CPoC? What can I do in healthy subjects? Are biomarkers available? Develop novel biomarkers? Biochemical assays Imaging and imaging agents MicroRNA panels Can PK/PD modeling be applied? What preclinical work is needed to support the early clinical program? The Three Constraints

Early Signals of Clinical Safety and Efficacy are the Key to Applied Translational Medicine To get an early sense that a drug is working in humans as it was designed, you need: Patients Small number Stable disease Minimal confounding treatments Appropriately motivated Investigators / Clinical Trial Units Small number of sites Scientifically / medically robust Controlled study setting Follow global GCP standards Ethical

The Challenge of Involving Patients in Early Clinical Studies Not a single disease Non-therapeutic Treatment withdrawal Disease prevalence Willingness patient Specialist involvement Alternative treatment Study criteria Co-medication 8

Collaboration with Queen s University, Belfast Partnership with Prof. Elborn at Queen s University Belfast (QUB) Focused on Respiratory asthmatics, COPD and Cystic Fibrosis Collaboration Queens University provides scientific expertise, specialized procedures and access to patient populations Celerion provides access to a high level of clinical recruitment, conduct and ability to analyze large amounts of data to high standards Expansion Based on the success of respiratory, expanded to other areas, most recently Ophthalmology

Expertise and Skills In-house Lung Clearance Index Bronchoalveolar Lavage Challenge Models Fractional Exhaled Nitric Oxide Testing Body Plethysmography Spirometry

Partnering with Queen s University: A Case Study Background Biotech company First-in-Patient study in cystic fibrosis patients Aim to assess safety and tolerability Explore pharmacodynamics Study design Multiple ascending dose 15 day treatment Parallel RCT (double-blind & placebo)

Case Study: Challenges Cystic Fibrosis (CF) patients are very difficult to recruit Rare disease Willingness Eligibility criteria? End point selection may be cumbersome Reliable outcomes? Feasibility in CF patients? Complex methodologies Patient management Infection risk Variable health status

Case Study: Approach Leveraged Queen s University expertise throughout study design, recruitment, conduct and reporting Specialized methodologies transferred to Phase I setting Lung function tests, LCI Sputum collection Patients in a controlled research environment Minimize risk of cross-infection Flexible schedule to accommodate variable health status

Case Study: Outcomes Inclusion of 17 Cystic Fibrosis patients Fast turn-around of results allowing rapid doseescalation First Patient In Last Patient Out: 14 months Drug in general well tolerated (adverse events mostly mild) Changes in biomarkers reflected drug s Mechanismof-Action

Five Key Elements in Translational Medicine Expertise: Scientific and medical staff with study skills Experience: Operational know-how (e.g. high density sampling) Facilities and Equipment: Modern confinement clinics and labs equipped with innovative technologies Access to Patients: Effective subject recruitment Access to Biomarkers: Capabilities to ascertain drug effect in humans 1 + 1 = 3

Global Clinical Pharmacology Unit Networks Most patient needs in early clinical research cannot be met by a single center Increasing the number of sites has its own challenges Need to evolve similar partnering and alliance models among groups of clinical pharmacology units Work to same quality standards (undergo common systems Quality Assurance audits) Coordinate through a group which also brings in other study services such as protocol preparation, bioanalysis, pharmacokinetics, data management and statistics, and clinical study report preparation

Celerion Locations and Partner Sites A Global Network of Specialty Clinics and Labs

Celerion s Strategic Expansion of Patient Access by Leveraging Qualified Sites Offices in South Korea and Singapore Modern clinical trial centers at major academic medical centers Patient access in controlled clinical research settings Supporting biomarker assays and imaging capabilities Highly qualified investigators and well-trained, motivated staff Superb access to patients Various cancers, RA, infectious diseases, liver and brain disorders. Acquisition of Assign Clinical Research, Vienna Austria Based throughout Europe (strong academic-cro collaborations) European and global Phase I-III studies Strong expertise in multi-site patient studies Key: new oncology treatments, immunology drugs and vaccines Complements Celerion s early clinical research expertise in respiratory and metabolic diseases.

Conclusion Earlier engagement of patients in studies (PoC) Need to implement operational setting near clinician Multiple centers may be required in early clinical research Replication of Belfast model and alliance model of clinical pharmacology units preferred approach

Thank You!